EFTA01296005.pdf

r ro Management, L LC
NAME SEARCHED: Zo
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
RDC 0:4 No lin q Not Riquireil I. RDC Results No RDC alert (Please sec attached)
E I lit
C.i No Hit • Not Reqwred
PCR II. PCR Results No PCR alert (Please sec attached)
0 Hit
igi
0 Yes No M. Negative Media There was no information found
BIS Required IV. Non-Negative Media There was no information found
• Not
V. Other Language Media Not Required
Results? 0 Yes CI No vi.. Da
D&B There was no information found
M Not Required
Smartlinx Results? gl Yes 0 No
Result Found (Please sec attached)
• Not Required VII Sinanliitx
0 Remy. In Legal Ma, There was no information found
Court Cases be Required e No Results VIII. Court Cases
M Search not required
Prepared by: Prachi Pawa Da c: 12/15/2016
Research Analyst
Instructions:
I. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-Ilubbellhttp://www.martindak.conthip/Martindale/home.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
S. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents.
For internal use only
SDNY_Glit 744
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0020273
EFTA_00 I 68017
EFTA01296005

OFAC RESULTS
RDC:
11595526 Not Alerted GCIS 00000550331 Country:UNITED STATES
Zorro Management, LLC
PCR:
C20161235799838 Zorro Management, LLC 12223090 NCA customised Auto-Closed No-Hit
15/12/2016
MS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
Not Required
Public Records:
1 OF 1 RECORD(S)
Comprehensive Business Report
Report Created:12-15-2016 6:28 AM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright 2016 LexisNexis.
All rights reserved.
Search Terms - company(Zorro Management, LLC) radius(15)
Executives - Current (2) Incorporation(SOS (1) Operations/Sites (2) Sales (0)
Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0)
For internal use only
SDNY_GM_00057450
IDENTIAL
CONFIDENTIAL — PURSUANT TO FED R.CON(F DB-SDNY-0020274
EF1'A_00168018
EFTA01296006

Page 2
MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0)
Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments 8 Liens Filings (0)
UCC Filings (0) Executives - Prior (0) Registered Agents (1) Name Variations (1)
Possible Employees (1) Person Associates (0) Business Associates (0) TINs (0)
Possible Connected Parent Company (0) Industry Information (0)
Business (0)
View All Sources (2)
Business Summa
Name Address Phone
ZORRO MANAGEMENT. LLC 616 Texas St
Fort Worth, TX 76102.4612
Tarrant County
LexID Established TIN
0446-0856-1391 2014
(2 Years in Business)
At a Glance
Real Property 0 UCC Debtor 0
Personal Property 0 Bankruptcy 0
Secured Assets 0 Judgments/Liens 0
Executives 2 Foreclosure/Notice of Default 0
Name Variations -1 name variations found
NO. NAME
1. ZORRO MANAGEMENT, LLC
TINs - 0 TINs found
Business Profile
Executives. Current - 2 executive(s) found
NO. NAME TITLE
1. Hudson, Betty C - MEMBER (10/022015)
- MANAGER (06/24/2014 - 10/12/2014)
Associated with Other Companies
2. Hudson. William A II - MEMBER (10/02/2015)
45 Associated with Other Companies - MANAGER (06/24/2014 - 10/12/2014)
A
Deceased
Incorporation/SOS (1 active, 0 other
NO. NAME FILING TYPE STATUS FILING FILING NO. STATE
DATE
1. ZORRO LIMITED LIABILITY ACTIVE 06/25)2014 0802015250 TX
MANAGEMENT, LLC CORPORATION
Additional Details
Business Type: LIMITED LIABILITY CORPORATION
Business Status: ACTIVE
Filing Type: CREATION
Expiration: PERPETUAL
For Profit: Unknown
Foreign/Domestic: Domestic
Origin: State of TX
Filing History (most recent two years)
Filing Date I Description
For internal use only
SDNY_GM_00057451
IDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R.CON(F DB-SONY-0020275
EFTA_00168019
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Page 3
O eratin Locations - Showing 2 locations
NO. ADDRESS METRO AREA PHONE
1. 616 Texas St Fort Worth-Arlington.
Fort Worth, TX 76102-4612 TX
Tarrant County
2. 18 Valley Ridge Rd Fort Worth-Arlington,
Fort Worth, TX 76107-3111 TX
Tarrant County
Sales - 0 record(s) found
Parent Company - 0 record(s) found
Industry Information - no information found
Licenses - 0 licenses found
URLs - 0 URLs found
Bankruptcy (0 active, 0 closed)
Judgments/Liens (0 filings)
UCC Filings (0 debtor, 0 creditor)
Real Property (0 current, 0 prior)
Personal Property (0 current, 0 prior)
Associates
Executives: Prior - 0 prior executive(s) found
Registered Agents -1 registered agents) found
NO. NAME ADDRESS STATE DATE(S)
1. Hudson. William A II 616 Texas St Texas 06/26/2014 -
Fort Worth, TX 76102-4612 10/0212015
Possib e Employees - 0 current, 1 prior employees found
NO. NAME ADDRESS STATUS DATE(S)
1. Nobles. Donna 616 Texas St Prior
MANAGER Fort Worth. TX 76102-4612 06/24/2014 -
10/122014
Person Associates - 0 other person associates found
Possible Connected Business - 0 businesses found
For internal use only
SDNY_GM_00057452
IDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R.QQN(F DB-SDNY-0020276
EFTA_00168020
EFTA01296008

Page 4
Business Associates - 0 business associates found
Sources
All Sources 2 Source Documents
Corporate Fihrips 1 Source Documents
Other Directories 1 Source Documents
D& B:
There was no information found
LEGAL RESULTS:
Court Cases:
There was no information found
For internal use only
SDNY_GM_00057453
IDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R.CON(F DB-SONY-0020277
EFTA_00 I 68021
EFTA01296009