EFTA01295997.pdf

set10 Original PDF ↗

Full Text

rdc
DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 10/12/2016 Alert Date: 10/12/2016
Added to Monitoring: 10/12/2016
Person Name: Jeffrey Epstein Date of Birth: 01/20/1953
Address: Ct;untiy United States
Tracking ID: GCIS 00000483289 Reporting ID: KYC 01651789
Alerted Entity 1 of 3 Alert ID: 6472545.11593674.73056800
Entity Information
Entity ID: 73056800
Riskid: R12818110
Entity Name: Jeffrey Epstein
Alias: JEFFREY EDWARD EPSTEIN
Address: • 9 E 71ST ST. NEW YORK, New York 10021.4102, UNITED STATES
• LITTLE ST JAMES. 6100 RED HOOK QUARTER. 83. ST THOMAS. Virgin Islands. 00802. UNITED
STATES
• 6100 RED HOOK QUARTER, B3, ST THOMAS, Virgin Islands, 00802. UNITED STATES
• GREAT ST JAMES, Virgin Islands, UNITED STATES
• 358 EL BRILLO WAY, PALM BEACH, Florida, 33480. UNITED STATES
• 22 AVENUE FOCH APT 20D. PARIS. 75116. FRANCE
• 301 E. 66th St, New York City. New York, UNITED STATES
Riskography: Jeffrey Epstein (Epstein) is an American financier and a registered sex offender since 2008. In June 2008.
after pleading guilty to a single state charge of soliciting prostitution. Epstein began serving an 18-month
sentence. Epstein was convicted by the US District Court of Florida as a sex offender in the state of Florida
of soliciting an underage girl for prostitution. Earlier in March 2005. a woman contacted Palm Beach police
and complained about Epstein sexually assaulting her 14-year old daughter. By 2011, 40 underage girls had
come forward with similar stories, saying Epstein had sexually assaulted them. As of May 2013. Epstein has
made 17 out-of-court settlements.
Recent Event(s): • SEX - Sex Offenses (Rape. Sodomy. Sexual Abuse. Pedophilia) / CVT - Convict, Conviction. 05/02/2016
Entity appears on the New York Sex Offenders site. 05/02/2016, New York - Division of Criminal Justice
Services - Sex Offenders
Ccosatent MT the leans and cant:Loonsof floe ROC Sutactiser Agreement the infarrobon contaned n this dozaerit is Ice alert purposes only and is na lobe used for pap:isnot delermntra an
ondaquars angerilly fix any mat or any other FCRA pamssabb paroses User tatter agrees to hold such mateetal and intermatica 0 orcterrt confidence nate nuke use trettt on*' man 'or arrrhaarO
avatars, to Wantonly to eroksyees requiring such infornotas and rot to rekrase or dabs* rt to any OM( pad,' Ti. Alai internam COntan0d n :nn dearrment may Cr' may not portant, no inctrocruai
a entity miaowed in you, many SDNY_GM_Oderhaff
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.cON(F DB-SDNY-0020265
EFTA_00I 68009
EFTA01295997

rdc
DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 10/12/2016 Alert Date: 10/12/2016
Added to Monitoring: 10/12/2016
Person Name: Jeffrey Epstein Date of Birth: 01/20/1953
Address: Ct;untiy United States
Tracking ID: GCIS 00000483289 Reporting ID: KYC 01651789
Alerted Entity tr. 1 of 3 Alert ID: 6472545.11593674.73056800
Event: • SEX - Sex Offenses (Rape, Sodomy, Sexual Abuse, Pedophilia) / CVT - Convict, Conviction, 05/02/2016
Entity appears on the New York Sex Offenders site. 05/02/2016, New York - Division of Criminal Justice
Services - Sex Offenders
• FRD - Fraud. Scams. Swindles / CVT - Convict. Conviction. 07/25/2006
Stealing his neighbors mail, convicted of postal fraud;, 07/25/2006, New York Post
• TFT - Theft (Larceny, Misappropriation, Embezzlement, Extortion) / CVT - Convict. Conviction, 07/24/2006
was convicted of
postal larceny and theft and one count of property theft., 07/24/2006, The Palm Beach Post
• OBS - Obscenity Related. Child Pornography / CVT - Convict. Conviction. 12/05/2008
serving time in jail for soliciting erotic massages. 12/05/2008, South Florida Sun-Sentinel
• SEX - Sex Offenses (Rape. Sodomy, Sexual Abuse, Pedophilia) / CVT - Convict. Conviction, 10/08/2013
On List [FL Department of Law Enforcement - Sex Offenders), 10/08/2013, Florida - Department of Law
Enforcement - Sex Offenders
• IPR - Illegal Prostitution. Promoting Illegal Prostitution / PLE - Plea, 05/26/2010
pleaded guilty last year to soliciting a minor for prostitution and soliciting prostitution., 05126/2010, The
Palm Beach Post
• IPR - Illegal Prostitution. Promoting Illegal Prostitution / CVT - Convict. Conviction. 06/25/2009
Jeffrey Epstein will be released after serving less than 13 months of his 18-month sentence for procuring a
minor for prostitution and solicitation of prostitution., 06/25/2009. Palm Beach Daily News
• IPR - Illegal Prostitution, Promoting Illegal Prostitution / IND - Indict, Indictment, 08/14/2006
indicted on a charge of felony solicitation of prostitution, 08/14/2006, The Palm Beach Post
• IPR - Illegal Prostitution, Promoting Illegal Prostitution / CHG - Charged, 01/26/2008
Has been charged with soliciting a prostitute.. 01/26/2008. The Daily Telegraph
• IPR - Illegal Prostitution. Promoting Illegal Prostitution / PRB - Probe, 01/10/2015
registered sex offender Jeffrey Epstein, is now accused of keeping underage girls as "sex slaver for
prominent men. The investigation is ongoing., 01/10/2015. The Clanon-Ledger (Jackson, Mississippi)
Date Of Birth: • 1954
• 1/20/1953
Position: president of J Epstein & Co.
Eye Color: Blue
Hair Color: Grey
Height: 6'00"
Race: White
Sex: Male
Weight: 180 lbs
Image:
Ccointent w0 the Wenn and contkacenol yon ROC Sotoater Agreemea. the idarrobon oantaned in this document is Ice atat purposes only er4 is not to be used for purposesof deleonntog an
'Acadia:Vs Ngldlty ex any ate, or any Mier FCRA pemusabb outmaes Use( twiner agrees to hold such maternal and information in 9r[ Kit conndence net to make use thereat erne' man •or atm.:reel
purpose* to relate toNy to erchoyoos requiring sue' intormaten and rOt to release Of &atter,' to any caw pony Try AIM ifit00".111CO COOtinOd n this dcooront rrey a may nor wan to me inePodual
a early reterented m you, inquiry SDNY_GPIA_Odbgrati
IDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R.QQN(E DB-SDNY-0020266
EFTA_00I680I0
EFTA01295998

rdc
DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 10/12/2016 Alert Date: 10/12/2016
Added to Monitoring: 10/12/2016
Person Name: Jeffrey Epstein Date of Birth: 01/20/1953
Address: Coullry United States
Tracking ID: GCIS 00000483289 Reporting ID: KYC 01651789
Alerted Entity U 1 of 3 Alert ID: 6472545.11593674.73056800
Alert Notes
Notes: President Of J Epstein & Co., Jeffrey Epstein eke Jeffrey Edward Epstein, DOB- 1/20/1953, of 9 E 71ST
ST, New York, New York, 10021-4102. appears on the New York Sex Offenders site.
Source Information
RDC URL: https://grid.rdc.comAvss/entity.html?entityld=e810c27f4e41c3d25d3f3d53eb346cc4
Source Name: RiskConnect, 10/11/2016
Entity URL: . http://offenderldle.state.ftus/offenderfflyerdo?personld=62762
• http://www.criminaljustice.ny.gov/SomsSUBDirectory/offenderDetails.jsp?offenderid=33216
Sources:
• New York Post. MEDIA Article,United States.Headline:MAGAZINE MOGUL IN SEX BUST.
http:liglobal.factiva.com/ert/du/article.asp?NAPC=S&AccessionNo=NYPO000020060725e27p0004w
• The Palm Beach Post.
http://global.factiva.coriVenklufarticle.asr1NAPC=S&AccessionNo=PMBP000020060726e27o0000i
• FL Department of Law Enforcement - Sex Offenders. FL Department of Law Enforcement - Sex Offenders.
http://offender.fdle.state.ftus/offender/homepage.do
• South Florida Sun-Sentinel, MEDIA Article,United States,Headline:UNDERAGE GIRL SECOND TO SUE
BILLIONAIRE.
http://global.factiva.com/en/dWarticle.asp9NAPC=S&AccessionNo=FLSS000020081205e4c50005I
• The Palm Beach Post, MEDIA Article.United States,Headline:METRO REPORT,
http://global.factiva.cornren/du/article.asp?NAPC=S&AccessionNo=PMBP000020100527e65q0000k
• New York - Division of Criminal Justice Services - Sex Offenders. New York - Division of Criminal Justice
Services - Sex Offenders, httpavivw.criminaljustice.ny.gov/SomsSUBDirectory/search_index.jsp
• Palm Beach Daily News. MEDIA Article,United States.Headline:JUDGE TO RULE ON SEALED PLEA-
DEAL PAPERS TODAY,
http://global factiva.conVen/drilarticle asp?NAPC=S&AccessionNo=PBDN000020090717e56p0000e
• The Palm Beach Post. MEDIA Article,United States,Headline:PALM BEACH CHIEF FOCUS OF FIRE IN
EPSTEIN CASE DEFENDANTS LAWYERS TAKE HIM ON; HE SLAMS STATE ATTORNEY,
http://global.factiva.corriren/du/article.aspINAPC=S&AccessionNo=PMBP000020060816e28e00008
• The Daily Telegraph.
http://globatfactiva.com/en/du/article.asp?NAPC=S&AccessionNo=DT00000020080126e41q0004q
• The Clarion-Ledger (Jackson, Mississippi), MEDIA Article,Headline:Another Clinton scandal brewing?
Canard will the tears and condoons al mue ROC Subs/abet Apreemet the olowrobon contend m this document is Ice sat purposesonly ar4 is not lobe used to: purposesol dekumang an
'madras:ars Ngldlty ex any aell of any Mee FCRA pemstabb para.. User tatter agrees to had such melons, and information a stalest contains. net to make use thereof cam Man 'Of at.nage.1
p.orp“.14, to relate [only to employees requiring such informatco and rot to reMase or dabs* R 10 any other party Tr* AIM intonnatien contanod n this document may or may MIX Wan 10 no inci,oeuai
a entity refererated m you, notory SDNY_GMfielegAti
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.ctQN(E DB-SDNY-0020267
EFTA_00I 680 I I
EFTA01295999

rdc
DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 10/12/2016 Alert Date: 10/12/2016
Added to Monitoring: 10/12/2016
Person Name: Jeffrey Epstein Date of Birth: 01/20/1953
Address: Cmuntiy United States
Tracking ID: GCIS 00000483289 Reporting ID: KYC 01651789
Alerted Entity t 2 of 3 Alert ID: 6472545.11593674.64722293
Entity Information
Entity ID: 64722293
Riskid: R110371734
Entity Name: Jeffrey Richard Epstein
Address: Bryn Mawr, Pennsylvania, UNITED STATES
Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/16/2012
Jeffrey Richard Epstein submitted a Letter of Acceptance, Waiver and Consent in which he was
suspended from
association with any FINRA member in any capacity for 10 business days. Without admitting
or denying the findings. Epstein consented to the described sanction and to the entry
of findings that he exercised discretion in a customers account without the customers
written authorization or his member firm's acceptance of the account as discretionary., 04/16/2012.
Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012
Event: • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012
Jeffrey Richard Epstein submitted a Letter of Acceptance. Waiver and Consent in which he was
suspended from
association with any FINRA member in any capacity for 10 business days. Without admitting
or denying the findings, Epstein consented to the described sanction and to the entry
of findings that he exercised discretion in a customers account without the customers
written authorization or his member firm's acceptance of the account as discretionary., 04/16/2012.
Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012
Alert Notes
Notes: Jeffrey Richard Epstein, of Bryn Mawr, Pennsylvania, submitted a Letter of Acceptance, Waiver and Consent
in which he was suspended from association with any FINRA member in any capacity for 10 business days.
Source Information
RDC URL: https://grid.rdc.comAvss/entity.html?entityld=9430b4b9ad8d51b65d3f3d53eb346cc4
Source Name: RiskConnect. 10/11/2016
Entity URL: • nttp://www.finra.org/Industry/Enforcement/DisciplinaryActions/MonthlyActions/2012tindex.htm
• http://www.finra.orglweb/groupstindustry/(lipkgenfg§da/documents/disciplinaryactions/p126288.pdf
Sources: Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012, Financial Industry Reg. Auth. (FINRA)
Disciplinary Actions 2012,
http://www.finra.org/Industry/Enforcement/DisciplinaryActions/MonthlyActions/2012
Consistent won the tennis and concitnial yo.n ROC Subscebet Agreett the iteration cantered in this document is la alert purposes only and is na to be used to, Nip:isnot deternritna an
Nadia:ars (rapiditytot any cleat of any ocher FCRA peinsubSis putpaces Usef fara agrees to had such matenal ard intamation n grictea oonndence net to make use thew( one. man 'or at.rhof eel
outpaces, to relate t only to erchayees requiring suds inforrnatco and rot to *ease or dachas* R to any Met pany Treated intormanon cortanna o :h4 deCufraranliy Of may not pone ri to ma inariouai
a entity feterented in your inquiry SDNY_GM_0505721O
IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R.WN(F DB-SDNY-0020268
EFTA 00168012
EFTA01296000