EFTA01295897.pdf

Richard Kahn
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Negative Media:
Class Action Reporter
April 15, 2016
BMW OF NORTH AMERICA: Final Approval Hearing Moved to July 14
SECTION: Vol. 18 ISSN: 1525-2272
LENGTH: 1187 words
The final hearing to consider approval of the settlement reached
in the case, JOSHUA SKEEN and LAURIE FREEMAN, on behalf of
themselves and all others similarly situated, Plaintiffs, v. BMW
OF NORTH AMERICA, LLC, a Delaware limited liability company; BMW
(U.S.) HOLDING CORP., a Delaware corporation; and BAYERISCHE
MOTORENWERK AKTIENGESELLSCHAFT, a foreign corporation, Defendants,
Civ. No. 2:13-cv-1531-WHW-CLW (D.N.J.), has been rescheduled to
July 14, 2016, at 10:00 a.m.
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BMW OF NORTH AMERICA: Final Approval Hearing Moved to July 14 Class Action
Reporter April 15, 2016
In January 2016, Senior District Judge William H. Walls of the
District of New Jersey granted plaintiffs' unopposed motion for
preliminary approval of the settlement and scheduled the final
fairness hearing to assess the fairness, reasonableness, and
adequacy of the proposed settlement on May 9, 2016.
Plaintiffs are owners or lessees of MINI Coopers who allege that,
at the time of purchase, their vehicles contained a latent defect
in a part of the engine known as the timing chain tensioner which
causes the part to fail prematurely. The cars are second
generation MINI Coopers with an N12 or N14 engine, the MINI Cooper
R56 (Cooper Hardtop), 2007-2010 model years, the MINI Cooper R55
(MINI Clubman), 2008-2010 model years and the MINI Cooper R57
(MINI Cooper Convertible), 2009-2010 model years.
Plaintiffs include Joshua Skeen, from Georgia, Laurie Freeman,
from Illinois, Scott Lamb, Gina Romaggi, Emmanuel Nomikos, Vicki
Blasucci and Julian Mercado, from New Jersey, Gregory Abbott,
Kevin Kebabjian, Ginger Roach, James Stoecker,
and Candi Sossa, from California, Scott Bookhout, from Minnesota,
Michelle Colberg, from Arizona, Marta Motel, from Pennsylvania,
Heather Swango, from Florida, Karla Moreno-Vanni, from New York,
Lauren Sanders, from Texas, MaryAnne Howland, from Tennessee and
Teresa Welch from Arkansas.
Plaintiffs Skeen and Freeman first filed a complaint against BMW
of North America, LLC, BMW (U.S.) Holding Corp., and Bayerische
Motorenwerk Aktiengesellschaft on March 12, 2013. Plaintiffs filed
a first amended complaint on June 14, 2013, adding Lamb, Romaggi,
and Nomikos as Named Plaintiffs. Defendants moved to dismiss the
first amended complaint. On December 6, 2013, the court
consolidated the action with another action brought in the
district, Curran v. BMW of North America, LLC, 2:13-cv-4625,
dealing with similar subject matter.
On January 24, 2014, addressing only the first amended complaint
and not the consolidated claims from Curran, the court granted
defendants' motion to dismiss in part and denied it in part. On
May 2, 2014, plaintiffs filed a second amended complaint,
specifically incorporating the plaintiffs and claims asserted in
Curran and asserting the eighteen federal and state law claims,
including claims for breach of express warranty, breach of implied
warranty, and violation of the Magnuson-Moss Warranty Act, 15
U.S.C. Section 2301 et seq., on behalf of themselves and the
entire nationwide class.
On April 17, 2014, Richard Kahn filed a putative class action
against defendants in the United States District Court for the
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BMW OF NORTH AMERICA: Final Approval Hearing Moved to July 14 Class Action
Reporter April 15, 2016
Eastern District of New York dealing with similar subject matter,
but the sane has not yet been consolidated.
On November 23, 2015, plaintiffs announced that they and
defendants had agreed to a settlement with respect to owners and
lessees of vehicles with an N14 engine only. The Defendants agree
to provide N14 Class members with four primary types of relief:
1. N14 Class Vehicles will receive a warranty extension for
the timing-chain tensioner and timing chain for seven years or
100,000 miles from the date when the vehicle was first placed into
service, whichever comes first, subject to certain exceptions.
2. N14 Class members will be entitled to reimbursement for
out-of-pocket expenses incurred before the effective settlement
date for repair and/or replacement of the timing chain and/or
timing-chain tensioner, subject to certain limitations.
Class members will be entitled to 100% of costs incurred at
authorized MINI dealers and up to $120 for timing-chain tensioners
and $850 for timing chains repaired or replaced at independent
service centers.
3. N14 Class members will be entitled to reimbursement for up
to $4,500 in out-of-pocket expenses incurred before the effective
settlement date for repair and/or replacement of an engine because
of timingchain tensioner and/or timing chain failure, subject to
discounts based on mileage and the amount of time since their
vehicle was first placed into service, as well as certain other
limitations.
4. N14 Class members will be entitled to compensation of up
to $2,250 if they had to sell their vehicle at a loss before the
effective settlement date due to an unrepaired damaged or failed
engine caused by timing-chain tensioner and/or timing chain
failure, again subject to discounts based on mileage and the time
since their vehicle was first placed into service, as well as
certain other limitations.
The parties have not specified the total dollar value of the
settlement because the total amount paid out by Defendants will
depend on the number and nature of claims submitted by N14 Class
members, but Plaintiffs' counsel estimated at oral argument on
January 6, 2016 that the settlement's total value may be in excess
of $30 million.
Under the settlement agreement, Plaintiffs' counsel may apply to
the Court for a total award of fees and expenses not more than
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BMW OF NORTH AMERICA: Final Approval Hearing Moved to July 14 Class Action
Reporter April 15, 2016
$2,320,000. Defendants agree not to object to an application for
an award of up to $1,820,000. Defendants also agree not to oppose
an application for service awards of $4,000 each to the 18 Class
Representatives.
In the January Order, the Court appointed as class counsel the
firms Khorrami Boucher Sumner Sanguinetti, LLP (now Boucher LLP),
Cafferty Clobes Meriweather & Sprengel LLP, Markun Zusman Freniere
Compton LLP, and Pinilis Halpern, LLP. The Court also appointed
Kiesel Law LLP, Ahdoot & Wolfson PC, and Morgan & Morgan Complex
Litigation Group, all of whom Plaintiffs represent are
"exceedingly qualified in class action and complex litigation" and
whose resumes and curriculum vitae Plaintiffs have attached to
their proposed settlement agreement.
A copy of Judge Walls's opinion dated January 6, 2016, is
available at http://goo.gl/U81kY4 from Leagle.com.
Joshua Skeen and Laurie Freeman, Plaintiff, represented by Jeffrey
Alan Koncius koncius@kbla.com Kiesel Larson LLP; William J.
Pinilis wpinilis@consumerfraudlawyer.com -- at Pinilis Halpern
Scott Lamb, Gina Romaggi and Emmanuel Nomikos, PlaintiffS,
represented by William J. Pinilis --
wpinilis@consumerfraudlawyer.com -- at Pinilis Halpern
, Consol Plaintiff, represented by Bryan L. Clobes
bclobes@caffertyclobes.com -- AT cafferty clobes meriwether &
sprengel LLP; William J. Pinilis at Pinilis Halpern
Defendants BMW of North America, LLC, BMW (US) Holding Corp., and
Bayerische Motoren Werke Aktiengesellschaft, are represented by
Christopher J. Dalton -- christopher.dalton@bipc.com -- at
Buchanan, Ingersoll & Rooney, PC; Rosemary Joan Bruno --
rosemary.bruno@bipc.com -- at Buchanan, Ingersoll & Rooney, PC;
and Daniel Zev Rivlin daniel.rivlin@bipc.com -- at Buchanan
Ingersoll & Rooney PC
LOAD-DATE: April 15, 2016
LANGUAGE: ENGLISH
PUBLICATION-TYPE: Newsletter
Class Action Reporter
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BMW OF NORTH AMERICA: Final Approval Hearing Moved to July 14 Class Action
Reporter April 15, 2016
Copyright 1994 - 2016 Bankruptcy Creditors' Service, Inc. and Beard Group, Inc.
All Rights Reserved
Non-Negative Media:
There was no information found
Other Language Media:
Not Required
Public Records:
1 OF 1 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2016 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Date:10/12/2016
Report processed by:
DEUTSCHE BANK AGII
Full Name Address County Phone
KAHN. RICHARD PARK
CHARLES
ADDITIONAL PERSONAL INFORMATION
SSN DOB Gender LexID(sm)
451-51-Y000( 9/1968 001296139875
I SSN linked to multiple (Age.48)
people
Subject Summary
Name Variations
T. KAHN. RICAHRD C
2: KAHN, RICHARD
3: KAHN, RICHARD C JR
4: KAHN, RICHARD C
5: KAHN, RICHARD C SR
6: KAHN. RICHARD CHARLES
7: KHAN, RICHARD C
SSNs Summary
No. SSN State Iss. Date Iss. Warnings
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Most frequent SSN attributed to subject:
1: 451-51-XXXX Texas 1980-1981 SSN linked to multiple people
DOBs
Reported DOBs:
9/1968
9/1968
i• s. i •g . i.a _ iiiss a yin
• hers Using records found
# Full Name SSN DOB
1: KAHN. RICHARD C JR 451-51-XXXX 1/1995
Address Summary - 32 records found
No. Address
1
2
3:
4
5
6:
8:
9:
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No. Address
10:
11: 1
12:
13:
14: ;PT 809
B2
15:
n Preparation Service
16:
17:
D7
18:
19:
20:
21:
22:
23:
5-4110
24:
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No. Address
25.
26
27.
28
29:
30.
31:
32.
Dates
2008 - 8/2016
Census Data for Geographical Region
Median Head of Household Age. 53
Median Income: $67,477
Median Home Value: $257.042
Median Education: 15 years
Household Members
KAHN. MARY BLANCHE
Other Associates
None Listed
2
Address Dates Phone
2012 - 10/2016
356
Census Data for Geographical Region
Median Head of Household Age: 41
Median Income: $76.856
Median Home Value: $162,908
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Median Education: 12 years
Household Members
DELGADO, CRISTINA VIRIDIANA
KAHN. RICHARD CHARLES JR
Other Associates
None Listed
dress Dates Phone
6f2002 - 7t2016
Census Data for Geographical Region
Median Head of Household Age: 24
Median Income: $50.000
Median Home Value: $103,395
Median Education: 11 years
Household Members
None Listed
Other Associates
None Listed
4A:111. 1
Dates Phone
10/1997 - 5/2016
Census Data for Geographical Region
Median Head of Household Age 24
Median Income: $50,000
Median Home Value: $103,395
Median Education: 11 years
Household Members
KAHN, JULIA E
KAHN, RICHARD CHARLES JR
Other Associates
None Listed
5:
Address Dates Phone
11/2008 - 2015
Census Data for Geographical Region
Median Head of Household Age 53
Median Income: $67,477
Median Home Value: $257.042
Median Education: 15 years
Household Members
KAHN. MARY BLANCHE
Other Associates
None Listed
6:
Dates Phone
4/1996 - 2014
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Census Data for Geographical Region
Median Head of Household Age: 28
Median Income: $51,533
Median Home Value: $103423
Median Education: 11 years
Household Members
None Listed
Other Associates
None Listed
7:
Dates Phone
1/2011 - 11/2013
Census Data for Geographical Region
Median Head of Household Age: 42
Median Income: $18,151
Median Home Value: $157.095
Median Education: 13 years
Household Members
DELGADO. CRISTINA VIRIDIANA
Other Associates
None Listed
8:
Dates Phone
7/2009 - 912013
Census Data for Geographical Region
Median Head of Household Age: 28
Median Income: $51.533
Median Home Value: $103.423
Median Education: 11 years
Household Members
KAHN. RICHARD CHARLES JR
Other Associates
None Listed
9:
Address Dates Phone
7/1998 - 2013
Census Data for Geographical Region
Median Head of Household Age: 36
Median Income: $104.762
Median Home Value: $221,429
Median Education: 14 years
Household Members
None Listed
Other Associates
None Listed
10:
Address Dates
6/2006 - 92012
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WEBB COUNTY
Census Data for Geographical Region
Median Head of Household Age. 36
Median Income: $104.762
Median Home Value: $221,429
Median Education: 14 years
Household Members
KAHN. MARTHA STABEN
Other Associates
ZUNIGA. FEDERICO CARLOS
11:
Address Dates Phone
8104 SAN GABRIEL DR STE 1 12/2004 - 8/2012
LAREDO, TX 78045-7017
WEBB COUNTY
Census Data for Geographical Region
Median Head of Household Age: 24
Median Income: $50,000
Median Home Value: $103,395
Median Education: 11 years
Household Members
None Listed
Other Associates
None Listed
12: NONE NONE TX SAN ANTONIO, TX 78209
Address Dates Phone
NONE NONE TX 10/2011 - 2/2012
SAN ANTONIO, TX 78209
BEXAR COUNTY
Census Data for Geographical Region
Median Head of Household Age: 36
Median Income: $51,563
Median Home Value: $121,635
Median Education: 15 years
Household Members
None Listed
Other Associates
None Listed
13:
Address Dates Phone
2006 - 6/2011
Census Data for Geographical Region
Median Head of Household Age 29
Median Income: $77,114
Median Home Value: $148,826
Median Education: 13 years
Household Members
DELGADO, CRISTINA VIRIDIANA
KAHN. RICHARD CHARLES JR
Other Associates
DELGADO, JULIO CESAR
14: 2255 THOUSAND OAKS DR APT 809 SAN ANTONIO, TX 78232-3982
Address Dates Phone
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5/2004 - 4/2007
EEXAR COJftlY
Census Data for Geographical Region
Median Head of Household Age 37
Median Income: $61.769
Median Home Value: $152,310
Median Education: 14 years
Household Members
None Listed
Other Associates
None Listed
15:
Dates Phone
3/1996 - 3/2007
WEBB COUNTY
Census Data for Geographical Region
Median Head of Household Age 28
Median Income: 651.533
Median Home Value: $103.423
Median Education: 11 years
Household Members
None Listed
Other Associates
None Listed
16:
Address Dates
4/2003 - 7/2066
Census Data for Geographical Region
Median Head of Household Age: 36
Median Income: $104,762
Median Home Value: $221,429
Median Education: 14 years
Household Members
None Listed
Other Associates
None Listed
17:
Address Dates Phone
8/2005 - 3/2006
BEXAR COUNTY
Household Members
None Listed
Other Associates
None Listed
18:
Address Dates Phone
6f2003 - 12006
WEBB COUNTY
Census Data for Geographical Region
Median Head of Household Age. 24
Median Income: $38.989
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Median Home Value: $117.339
Median Education: 10 years
Household Members
None Listed
Other Associates
None Listed
19:
Address Dates Phone
1/1998 - 3/2004
WEBB COUNTY
Census Data for Geographical Region
Median Head of Household Age: 35
Median Income: $73.980
Median Home Value: $139.931
Median Education: 12 years
Household Members
None Listed
Other Associates
None Listed
20:
Address Dates Phone
1/1996 - 4/2003
WEBB COUNTY
Census Data for Geographical Region
Median Head of Household Age: 26
Median Income: $38.341
Median Home Value: $63,500
Median Education: 11 years
Household Members
KAHN. ADOLPH R JR
KAHN. MARTHA STABEN
Other Associates
None Listed
21
Address Dates Phone
1/2002 - 6/2002
WEBB COUNTY
Household Members
None Listed
Other Associates
None Listed
22:
Address Dates Phone
4
12/1989 - 6/2002
%, BB CAJUN I Y
Census Data for Geographical Region
Median Head of Household Age: 36
Median Income: $104.762
Median Home Value: $221,429
Median Education: 14 years
Household Members
KAHN. ADOLPH R JR
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KAHN. MARTHA STABEN
Other Associates
None Listed
23
Ad Dates Phone
25 8/1993 - 1/1999
CC
BR
Census Data tor Geographical Region
Median Head of Household Age: 28
Median Income: $89,727
Median Home Value: $184.649
Median Education: 15 years
Household Members
None Listed
Other Associates
None Listed
Dates Phone
12/1998 - 12/1998
Census Data for Geographical Region
Median Head of Household Age. 35
Median Income: $73,980
Median Home Value: $139,931
Median Education: 12 years
Household Members
None Listed
Other Associates
None Listed
Dates Phone
3/1994 - 3/1994
BRAZOS COUN
Census Data for Geographical Region
Median Head of Household Age. 28
Median Income: $89,727
Median Home Value: $184,649
Median Education: 15 years
Household Members
None Listed
Other Associates
None Listed
Dates Phone
9/1993 - 3/1994
WEBB COUNTY
Census Data for Geographical Region
Median Head of Household Age. 37
Median Income: $64,939
Median Home Value: $144,130
Median Education: 12 years
Household Members
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KAHN. ADOLPH R JR
Other Associates
None Listed
TRAVIS COUNTY
Census Data for Geographical Region
Median Head of Household Age: 27
Median Income: $35,353
Median Home Value: $137,500
Median Education: 13 years
Household Members
None Listed
Other Associates
None Listed
Dates Phone
5/1990 - 12/1990
WEBB COUNTY
Household Members
None Listed
Other Associates
None Listed
Dates Phone
2/1990 - 2/1990
WEBB LOUNIY
Household Members
None Listed
Other Associates
None Listed
Dates Phone
12/1989 - 12/1989
TRAVIS COUNTY
Census Data for Geographical Region
Median Head of Household Age 31
Median Income: $46,269
Median Home Value: $110.947
Median Education: 12 years
Household Members
None Listed
Other Associates
None Listed
Dates Phone
Household Members
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None Listed
Other Associates
None Listed
Dates Phone
BEXAR COUNTY
Census Data for Geographical Region
Median Head of Household Age: 27
Median Income: $61,957
Median Home Value: $115,515
Median Education: 14 years
Household Members
KAHN. RICHARD CHARLES JR
Other Associates
None Listed
Voter Registrations - 5 records found
1: Texas Voter Registration
Registrant Information
Name: KAHN. RICHARD CHARLES
Residential Address:
SSN: 451-51400OC
Date of Birth: 9/1968
Gender: Male
Voter Information
Registration Date: 10/31/1986
Last Vote Date: 11/2/2010
2: Texas Voter Registration
Registrant Information
Name: KAHN. RICHARD
Residential Address:
SSN: 451-51-XXXX
Date of Birth: 9/1968
Gender: Male
Voter Information
Registration Date: 10131/1986
Active Status: ACTIVE
3: Texas Voter Registration
Registrant Information
Name: KAHN. RICHARD CHARLES
Residential Address:
SSN: 451-51-XXXX
Date of Birth: 9/1968
Gender: Male
Voter Information
Registration Date: 4/19/2014
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Party Affiliation: NONE DECLARED
Active Status: ACTIVE
4: Texas Voter Registration
Registrant Information
Name: KAHN, RICHARD CHARLES
Residential Addres
SSN
Date of Birth: 9/1968
Gender: Male
Voter Information
Registration Date: 6/312012
Last Vote Date: 11/6/2012
5: Texas Voter Registration
Registrant Information
Name: KAHN. RICHARD CHARLES
Residential Address:
SSN:
Date of Birth: 9/1968
Gender: Male
Voter Information
Registration Date: 6/3/2012
Last Vote Date: 11/6/2012
Party Affiliation: NONE DECLARED
Active Status: ACTIVE
Driver Licenses - 12 records found
1: Texas Driver License
Driver Information
Name: KAHN. RICHARD CHARLES
Address:
Data source: Governmental. TX
Personal Information
SSN: 451-51-XXXX
DOB: 09/1968
License Information
Issue Date: 04/05/2013
Additional Driver Information
DOB: 09/1968
History: Current
2: Texas Driver License
Driver Information
Name: KAHN. RICHARD CHARLES
Address:
Data source: Governmental: TX
Personal Information
For internal use only
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Pug 14
SSN: 451-51-XXXX
DOB: 09/1968
License Information
Issue Date: 09/07/2012
Additional Driver Information
DOB: 09/1968
History: Historical
3: Texas Driver License
Driver Information
Name: KAHN RICHARD CHARLES
Address:
Data source: Governmental TX
Personal Information
SSN: 451-51-XXXX
DOB: 09/1968
License Information
Issue Date: 06/13,2011
Additional Driver Information
DOB: 09/1968
History: Historical
4: Texas Driver License
Driver Information
Name: KAHN. RICHARD CHARLES
Address:
Data source:
Personal Information
SSN: 451-51-XXXX
DOB: 09/1968
License Information
Issue Date: 03/08/1984
Additional Driver Information
DOB: 09/1968
History: Historical
5: Texas Driver License
Driver Information
Name: KAHN. RICHARD CHARLES
Address:
Data source: Governmental. TX
Personal Information
SSN: 451-51-XXXX
DOB: 09/1968
Additional Driver Information
DOB: 09/1968
History: Historical
6: Texas Driver License
For internal use only
SDNY_GM_00057250
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Page 15
Driver Information
Name: KAHN, RICHARD CHARLES
Address:
Data source:
Personal Information
SSN: 451-51-XXXX
DOB: 09/1968
Additional Driver Information
DOB: 09/1968
History: Historical
7: Texas Driver License
Driver Information
Name: KAHN. RICHARD CHARLES
Address:
Data source: Governmental: TX
Personal Information
SSN: 451-51-XX)0(
DOB: 09/1968
License Information
License Type: ADDRESS CHANGE ONLINE
Additional Driver Information
DOB: 09/1968
History: Historical
8: Texas Driver License
Driver Information
Name: KAHN, RICHARD CHARLES
Address:
Data source: Governmental: TX
Personal Information
SSN: 451-51-XXXX
DOB: 09/1968
License Information
License Type: DUPLICATE
Additional Driver Information
DOB: 09/1968
History: Historical
9: Texas Driver License
Driver Information
Name: KAHN, RICHARD CHARLES
Address:
Data source:
Personal Information
SSN: 451.51-XXXX
DOB: 09/1968
For internal use only
SDNY_GM_00057251
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Page 16
Additional Driver Information
DOB: 09/1968
History: Historical
10: Texas Driver License
Driver Information
Name: KAHN. RICHARD CHARLES
Address:
Data source:
Personal Information
SSN: 451.51-XXXX
DOB: 09/1968
License Information
License Type: DUPLICATE
Additional Driver Information
DOB: 09/1968
History: Historical
11: Texas Driver License
Driver Information
Name: KAHN, RICHARD CHARLES
Address:
Data source:
Personal Information
SSN: 451-51-XXXX
DOB: 09/1968
License Information
License Type: RENEWAL
Additional Driver Information
DOB: 09/1968
History: Historical
12: Texas Driver License
Driver Information
Name: KAHN. RICHARD C
Address:
Data source: Non-Govemmentai: TX
Personal Information
SSN: 451-51-XXXX
DOB: 09/1968
Additional Driver Information
DOB: 09/1968
Professional Licenses - 0 records found
Health Care Providers - 0 records found
Health Care Sanctions - 0 records found
Pilot Licenses -1 records found
1:
Name:
For internal use only
SDNY_GM_00057252
IDENTIAL
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Pug 17
Address:
Record Type:
Certification Class:
Medical Certification Date:
Medical Date Expires:
Certification
Type:
Level:
Ratings:
Sport Licenses -1 records found
1: Sport License
Name: KAHN, RICHARD C
DOB:
Address:
Number:
License Date: 2005
License State: Alaska
Type: Hunting and Fishing
Home State: Texas
Real Property - 10 records found
1: Assessment Record for WEBB County, TX
Owner Information
Name: KAHN RICHARD CHARLES
Address:
County/FIPS: WEBB
Property Information
Data Source: B
Legal Information
Assessor's Parcel 0301610-9224446-OR
Number:
Assessment Information
Assessed Value: $250
Total Market Value: $250
2: Assessment Record for WEBB County, TX
Owner Information
Name: KAHN RICHARD C
IVG OO
Address:
County/FIPS:
Address:
County/FIPS: WEBB
Data Source: B
Legal Information
Assessor's Parcel 909-00057-808
Number:
Recording Date: 06123t2006
Book/Page: 226
For internal use only
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Assessment Information
Assessed Value: $232030
Market Land Value: $73230
Market Improvement $158800
Value:
Total Market Value: $232030
3: Assessment Record for BEXAR County, TX
Owner Information
Name: KAHN RICHARD C
Address:
County/FIPS:
Property Information
Address:
Coun ty/FIP S: BEXAR
Data Source: B
Legal Information
Assessor's Parcel 16129-100-8090
Number:
Recording Date: 06/04/2004
Book/Page: 10793/597
Assessment Information
Assessed Value: $81990
Market Land Value: $14300
Market Improvement $67690
Value:
Total Market Value: $81990
4: Assessment Record for BEXAR County, TX
Owner Information
Name: KAHN RICHARD
Address:
County/FIPS: WEBB
Property Information
Address: WILDERNESS OAK
Data Source: B
Legal Information
Assessor's Parcel 04900-000-1020
Number:
Recording Date: 12/22/2004
Book/Page: 11154/162
Assessment Information
Assessed Value: $23500
Market Land Value: $23500
Total Market Value: $23500
5: Assessment Record for BEXAR County, TX
Owner Information
For internal use only
SDNY_GM_00057254
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Page 19
Name: KAHN RICHARD
Address:
County/FIPS:
Property Information
Address: WILDERNESS OAK
Data Source: B
Legal Information
Assessor's Parcel 04900-000-0305
Number:
Recording Date: 12/22/2004
Book/Page: 11154/157
Assessment Information
Assessed Value: $23700
Market Land Value: $23700
Total Market Value: $23700
6: Assessment Record for COMAL County, TX
Owner Information
Name: KAHN RICHARD C & JULIA E
Address:
County/FIPS: WEBB
Property Information
Address: OAK SHORES DR CANYON LAKE. TX
Data Source: B
Legal Information
Assessor's Parcel 40-0400-0056-00
Number:
Recording Date: 04/03/2001
Assessment Information
Market Land Value: $93600
Total Market Value: $93600
7: Assessment Record for WEBB County, TX
Owner Information
Name: KAHN RICHARD C & JULIA E
Address:
County/FIPS: WEBB
Address:
County/FIPS: WEBB
Data Source: B
Legal Information
Assessor's Parcel 909-00056-800
Number:
Assessment Information
Assessed Value: $210000
Market Land Value: $57830
For internal use only
SDNY_GM_00057255
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Market Improvement $152170
Value:
Total Market Value: $2100°0
8: Assessment Record for WEBB County, TX
Owner Information
Name: ENDECKER TRUSTEE
Address:
County/FIPS: WEBB
Address:
County/FIPS: WEBB
Data Source: B
Legal Information
Assessor's Parcel 900-90221-024
Number:
Recording Date: 07/01/1998
Book/Page: 655/475
Assessment Information
Assessed Value: $158720
Market Land Value: $158720
Total Market Value: $158720
9: Assessment Record for WEBB County, TX
Owner Information
Name: KAHN RICHARD CHARLES 8 SUSANNE K LEYENDECKER
Address:
County/FIPS: WtBB
Property Information
Address: 8002 SAN GABRIEL DR LAREDO, TX 78045.7120
County/FIPS: WEBB
Data Source: B
Legal Information
Assessor's Parcel 900-90221-156
Number:
Recording Date: 07/01/1998
Book/Page: 655/475
Assessment Information
Assessed Value: $159900
Market Land Value: $32140
Market Improvement $127760
Value:
Total Market Value: $159900
10: Assessment Record for WEBB County, TX
Owner Information
Name: KAHN RICHARD C
Address:
For internal use only
SDNY_GM_00057256
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Page 2 I
County/FIPS: WEBB
Address:
County/FIPS: WEBB
Data Source: B
Legal Information
Assessor's Parcel 909-00038-642
Number:
Recording Date: 04/06/1999
Book/Page: 753/743
Assessment Information
Assessed Value: $95320
Market Land Value: $28800
Market Improvement $66520
Value:
Total Market Value: $95320
Motor Vehicle Registrations - 59 records found
1: TX MVR
Registrant Information
Registrant: KAHN. RICHARD CHARLES
DOB:
Address:
eg strat on Informal on
Original Registration Date: 5/6/2015
Registration Date: 5/19/2016
Registration Expiration Date: 4/30/2017
Vehicle Information
VIN: WOCGG5GB7CF895609
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2012
Make: Mercedes-Benz
Model: GLK350
Series: GLK350
Body Style: 4 Dr Wagon Sport Utility
Color: White
Plate Information
License Plate Type: Private
Previous Plate Number: FSX2146
Previous Plate State: TX
License Plate Number: FSX2146
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
2: TX MVR
Vehicle Information
VIN: WDCGG5GB7CF895609
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2012
Make: Mercedes-Benz
Model: GLK350
Series: GLK350
Body Style: 4 Dr Wagon Sport Utility
For internal use only
SDNY_GM_00057257
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Color: White
Owner Information
Name: KAHN. RICHARD CHARLES
DOB:
Address:
Title Information
Title Number: 24020042154132638
Title Transfer Date: 6/8/2015
Title Issue Date: 6/8/2015
Source Information
Data Source: GOVERNMENTAL
3: TX MVR
Registrant Information
Registrant: KAHN. RICHARD CHARLES
DOB:
Address:
Registration Information
Original Registration Date: 4/5/2016
Registration Date: 4/5/2016
Registration Expiration Date: 9/30/2016
Vehicle Information
VIN: 3D73Y4CL1BG621965
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2011
Make: Dodge
Model: Ram
Series: 3500
Body Style: Crew Pickup
Color: White
Plate Information
License Plate Type: Private
Previous Plate Number: CPT9594
Previous Plate State: TX
License Plate Number: HBT4813
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
4: TX MVR
Vehicle Information
VIN: 3D73Y4CL1BG621965
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2011
Make: Dodge
Model: Ram
Series: 3500
Body Style: Crew Pickup
Color: White
Owner Information
Name: KAHN. RICHARD CHARLES
DOB:
Address:
For internal use only
SDNY_GM_00057258
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Title Number: 24031142463155825
Title Transfer Date: 4/13/2016
Title Issue Date: 4/13/2016
Source Information
Data Source: GOVERNMENTAL
5: TX MVR
Registrant Information
Registrant: KAHN. RICHARD CHARLES
DOB:
Address:
egistration Information
Original Registration Date: 1/26/2015
Registration Date: 1/5/2016
Registration Expiration Date: 12/31/2016
Vehicle Information
VIN: 1FTSW20566EC04571
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2006
Make: Ford
Model: F250
Series: SUPER DUTY
Body Style: Crew Pickup
Color: white
Plate Information
License Plate Type: Private
Previous Plate Number: FJL6563
Previous Plate State: TX
License Plate Number: FJL6563
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
6: TX MVR
Vehicle Information
VIN: 1FTSW20566EC04571
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2006
Make: Ford
Model: F250
Series: SUPER DUTY
Body Style: Crew Pickup
Color: White
Owner Information
Name: KAHN. RICHARD CHARLES
DOB:
Address:
Title Number: 24025042028144003
Title Transfer Date: 2/2/2015
Title Issue Date: 2/2/2015
Source Information
Data Source: GOVERNMENTAL
7: TX MVR
Registrant Information
Registrant: KAHN, R C
For internal use only
SDNY_GM_00057259
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DOB:
Address:
Registration Information
Original Registration Date: 11/9/2013
Registration Date: 11/9/2013
Registration Expiration Date: 10/31/2014
Vehicle Information
VIN: 3GCPCSE04DG256007
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2013
Make: Chevrolet
Model: Silverado
Series: C1500 LT
Body Style: Crew Pickup
Color: Black
Plate Information
License Plate Type: Private
Previous Plate Number: BPP0949
Previous Plate State: TX
License Plate Number: CPH2O85
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
8: TX MVR
Vehicle Information
VIN: 3GCPCSE04DG256007
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2013
Make: Chevrolet
Model: Silverado
Series: C1500 LT
Body Style: Crew Pickup
Color: Black
Owner Information
Name: KAHN. R C
Title Information
Title Number: 01522341585135052
Title Transfer Date: 11/19/2013
Title Issue Date: 11/19/2013
Source Information
Data Source: GOVERNMENTAL
9: TX MVR
Registrant Information
Registrant: KAHN. R C
DOB:
Address:
Registration Information
Original Registration Date: 9/1/2013
Registration Date: 9/1/2013
Registration Expiration Date: 8/31/2014
For internal use only
SDNY_GM_00057260
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Page 25
Vehicle Information
VIN: WDDGF5EB6BR 135752
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2011
Make: Mercedes-Benz
Model: C300
Series: C300
Body Style: Sedan 4 Door
Color: Black
Plate Information
License Plate Type: Private
Previous Plate Number: BCZ9880
Previous Plate State: TX
License Plate Number: BCZ9880
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
10: TX MVR
Vehicle Information
VIN: VVDDGF5EB6BR135752
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2011
Make: Mercedes-Benz
Model: C300
Series: C300
Body Style: Sedan 4 Door
Color: Black
Owner Information
Name: KAHN. R C
DOB:
Address:
Title Information
Title Number: 01512341151120536
Title Transfer Date: 9/14/2012
Title Issue Date: 9/14/2012
Source Information
Data Source: GOVERNMENTAL
11: TX MVR
Registrant Information
Registrant 1
Registrant: RKCD ENTERPRISES LLC
Address:
Registrant 2
Registrant: KAHN. RICHARD
DOB:
Address:
Original Registration Date: 8/23/2011
Registration Date: 8/27/2013
Registration Expiration Date: 7/31/2014
Vehicle Information
VIN: 3D7UT2HLXBG629398
For internal use only
SDNY_GM_00057261
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Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2011
Make: Dodge
Model: Ram
Series: 2500 MEGA CAB
Body Style: Crew Pickup
Color: White
Plate Information
License Plate Type: Private
Previous Plate Number: BJ04010
Previous Plate State: TX
License Plate Number: BJ04010
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
12: TX MVR
Vehicle Information
VIN: 3D7UT2HLXBG629398
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2011
Make: Dodge
Model: Ram
Series: 2500 MEGA CAB
Body Style: Crew Pickup
Color: White
Owner Information
Owner 1
Name: RKCD ENTERPRISES LLC
Address: S
I.
Owner 2
Name: KAHN. RICHARD
DOB:
Address:
Lienholder Information
Name: JPMORGAN CHASE BANK N. A
Address:
Title Information
Title Number: 16320140776134448
Title Transfer Date: 9/8/2011
Title Issue Date: 9/8/2011
Source Information
Data Source: GOVERNMENTAL
13: TX MVR
Registrant Information
Registrant: KAHN, R C
DOB:
Address:
Registration Information
Original Registration Date: 7/1/2013
Registration Date: 7/1/2013
For internal use only
SDNY_GM_00057262
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Page 27
Registration Expiration Date: 6/30/2014
Vehicle Information
VIN: 1FTSX21P67EA49146
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2007
Make: Ford
Model: F250
Series: SUPER DUTY
Body Style: 4 Door EXT Cab PK
Color: Silver
Secondary Colo: Red
Plate Information
License Plate Type: Private
Previous Plate Number: BV64074
Previous Plate State: TX
License Plate Number: BV64074
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
14: TX MVR
Vehicle Information
VIN: 1FTSX21P67EA49146
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2007
Make: Ford
Model: F250
Series: SUPER DUTY
Body Style: 4 Door EXT Cab PK
Color: Silver
Secondary Colo: Red
Owner Information
Name: KAHN, R C
DOB:
Address:
nrormanon
Title Number: 01512341099174214
Title Transfer Date: 7/20/2012
Title Issue Date: 7/20/2012
Source Information
Data Source: GOVERNMENTAL
15: TX MVR
Registrant Information
Registrant: KAHN. R C
DOB:
Address:
Registration Information
Original Registration Date: 4/18/2013
Registration Date: 4/18/2013
Registration Expiration Date: 3/31/2014
Vehicle Information
VIN: 1C6RD7JT6CS267589
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2012
Make: Dodge
For internal use only
SDNY_GM_00057263
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Page 28
Model: Ram
Series: TRUCK 1500 LARAMIE
Body Style: Crew Pickup
Plate Information
License Plate Type: Private
License Plate Number: 8RL5363
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
16: TX MVR
Vehicle Information
VIN: 1C6RD7JT6CS267589
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2012
Make: Dodge
Model: Ram
Series: TRUCK 1500 LARAMIE
Body Style: Crew Pickup
Owner Information
Name: KAHN, R C
DOB:
Address:
Title Number: 24030541380141515
Title Transfer Date: 5/1/2013
Title Issue Date: 5/1/2013
Source Information
Data Source: GOVERNMENTAL
17: TX MVR
Registrant Information
Registrant: KAHN, R C
DOB:
Address:
Registration Information
Original Registration Date: 9/17/2012
Registration Date: 9/17/2012
Registration Expiration Date: 8/31/2013
Vehicle Information
VIN: 5LMJJ2H59BEJD6474
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2011
Make: Lincoln
Model: Navigator
Series: BASE
Body Style: 4 Dr Wagon Sport Utility
Color: White
Plate Information
License Plate Type: Private
Previous Plate Number: AM52297
Previous Plate State: TX
License Plate Number: AM52297
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
For internal use only
SDNY_GM_00057264
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Page 29
18: TX MVR
Vehicle Information
VIN: SLMJJ2H59BEJ06474
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2011
Make: Lincoln
Model: Navigator
Series: BASE
Body Style: 4 Dr Wagon Sport Utility
Color: White
Owner Information
Name: KAHN. R C
DOB:
Address:
Lienholder 1
Name: FORD MOTOR CREDIT CO
Address: 27600 KINGS MANOR DR N APT 1073
KINGWOOD. TX 77339-2163
MONTGOMERY COUNTY
Lienholder 2
Name: FORD MOTOR CREDIT CO. LLC
Address: PO BOX 105704
ATLANTA. GA 30348-5704
FULTON COUNTY
Title Information
Title Number: 24030740652163713
Title Transfer Date: 5/10/2011
Title Issue Date: 5/10/2011
Source Information
Data Source: GOVERNMENTAL
19: TX MVR
Registrant Information
Registrant: KAHN. R C
DOB:
Address:
Registration Information
Original Registration Date: 8/31/2012
Registration Date: 8/31/2012
Registration Expiration Date: 7/31/2013
Vehicle Information
VIN: WBAUT9C53BA191881
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2011
Make: BMW
Model: 3281
Series: 3281
Body Style: Station Wagon
Plate Information
License Plate Type: Private
Previous Plate Number: CK9S222
Previous Plate State: TX
License Plate Number: BCZ9842
Plate State: TX
Source Information
For internal use only
SDNY_GM_00057265
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Page 30
Data Source: GOVERNMENTAL
20: TX MVR
Vehicle Information
VIN: VVBAUT9C53BA191881
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2011
Make: BMW
Model: 3281
Series: 3281
Body Style: Station Wagon
Owner Information
Name: KAHN. R C
DOB:
Address:
Lienholder Information
Name: IBC BANK
Address: 1200 SAN BERNARDO AVE
LAREDO. TX 78040-6301
WEBB COUNTY
Title Information
Title Number: 01502341150144923
Title Transfer Date: 9/17/2012
Title Issue Date: 9/17/2012
Source Information
Data Source: GOVERNMENTAL
21: TX MVR
Registrant Information
Registrant: KAHN. RICHARD C
DOB:
Address:
egis ra on Information
Original Registration Date: 8/1/2011
Registration Date: 8/1/2012
Registration Expiration Date: 7/31/2013
Vehicle Information
VIN: 3B7KF23771G238243
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2001
Make: Dodge
Model: Ram
Series: 2500 QUAD
Body Style: 4 Door EXT Cab PK
Plate Information
License Plate Type: Private
Previous Plate Number: BG11924
Previous Plate State: TX
License Plate Number: BG11924
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
22: TX MVR
Vehicle Information
VIN: 3B7KF23771G238243
Class: PASSENGER CAR/LIGHT TRUCK
For internal use only
SDNY_GM_00057266
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Page 31
Model Year: 2001
Make: Dodge
Model: Ram
Series: 2500 QUAD
Body Style: 4 Door EXT Cab PK
Owner Information
Name: KAHN. RICHARD C
DOB:
Address:
Title Information
Title Number: 24030438390120504
Title Transfer Date: 2/24/2905
Title Issue Date: 2/24/2005
Source Information
Data Source: GOVERNMENTAL
23: TX MVR
Registrant Information
Registrant 1
Registrant: KAHN. R C
DOB
Address
Registrant 2
Registrant: KHAN. RC
Address: 9505 MINES RD STE 207
LAREDO. TX 78045-8842
WEBB COUNTY
Registration Information
Original Registration Date: 7/11/2912
Registration Date: 7/11/2912
Registration Expiration Date: 6/30/2013
Vehicle Information
VIN: 1FTVVVV31Y68EE 14364
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2008
Make: Ford
Model: F350
Series: SUPER DUTY
Body Style: Crew Pickup
Color: Brown
Plate Information
License Plate Type: Private
Previous Plate Number: 26MGB8
Previous Plate State: TX
License Plate Number: BV64525
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
24: TX MVR
Vehicle Information
VIN: 1F1VVVV31Y68EE 14364
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2008
Make: Ford
Model: F350
For internal use only
SDNY_GM_00057267
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Page 32
Series: SUPER DUTY
Body Style: Crew Pickup
Color: Brown
Owner Information
Name: KAHN. R C
DOB:
Address: 07
42
rmation
Name: IBC BANK
Address: 1200 SAN BERNARDO AVE
LAREDO. TX 78040-6301
WEBB COUNTY
Title Information
Title Number: 01512341099175039
Title Transfer Date: 7/20/2012
Title Issue Date: 7/20/2012
Source Information
Data Source: GOVERNMENTAL
25: TX MVR
Registrant Information
Registrant: KAHN, RICHARD C
DOB:
Address: 1
Registration Information
Original Registration Date: 6/1/2012
Registration Date: 6/1/2012
Registration Expiration Date: 5/31/2013
Vehicle Information
VIN: WAULL44E75N005432
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2005
Make: Audi
Model: A8
Series: QUATTRO
Body Style: Sedan 4 Door
Color: Gray
Plate Information
License Plate Type: Private
Previous Plate Number: GNF768
Previous Plate State: TX
License Plate Number: GWF768
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
26: TX MVR
Vehicle Information
VIN: WAULL44E75N005432
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2005
Make: Audi
Model: A8
Series: QUATTRO
Body Style: Sedan 4 Door
Color: Gray
For internal use only
SDNY_GM_00057268
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Owner Information
Name: KAHN. RICHARD C
DOB:
Address: E1
ion
Name: INTL. BANK OF COMMERCE
Address: PO BOX 1359
LAREDO, TX 78042-7359
WEBB COUNTY
Title Information
Title Number: 06600039629094315
Title Transfer Date: 7/15/2008
Title Issue Date: 7/15/2008
Source Information
Data Source: GOVERNMENTAL
27: TX MVR
Registrant Information
Registrant: KAHN, RICHARD CHARLES
DOB:
Address:
Original Registration Date: 4/12/2011
Registration Date: 4/12/2011
Registration Expiration Date: 3/31/2012
Vehicle Information
VIN: 1ZVHT80N575334782
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2007
Make: Ford
Model: Mustang
Series: BASE
Body Style: Coupe
Plate Information
License Plate Type: Private
Previous Plate Number: 570YWJ
Previous Plate State: TX
License Plate Number: CR9K021
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
28: TX MVR
Vehicle Information
VIN: 1ZVHT80N575334782
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2007
Make: Ford
Model: Mustang
Series: BASE
Body Style: Coupe
Color: Black
Owner Information
Name: KAHN, RICHARD
DOB:
Address:
For internal use only
SDNY_GM_00057269
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Lienholder Information
Name: KAHN. RICHARD
Address:
itk Information
Title Number: 22720741013143156
Title Transfer Date: 4/24/2012
Title Issue Date: 4/24/2012
Source Information
Data Source: GOVERNMENTAL
29: TX MVR
Registrant Information
Registrant: KAHN. R C
DOB:
Address: D
13
Registration Information
Original Registration Date: 12/31/2007
Registration Date: 12/1/2010
Registration Expiration Date: 11/30/2011
Vehicle Information
VIN: 1FTPW14V18KC47827
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2008
Make: Ford
Model: F150
Series: FX4-KING RANCH-LARIAT-XL-
Body Style: Crew Pickup
Plate Information
License Plate Type: Private
Previous Plate Number: 44DGB7
Previous Plate State: TX
License Plate Number: 44DGB7
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
30: TX MVR
Vehicle Information
VIN: 1FTPW14V18KC47827
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2008
Make: Ford
Model: F150
Series: FX4-KING RANCH-LARIAT-XL-
Body Style: Crew Pickup
Owner Information
Name: KAHN. R C
DOB:
Address:
Lienholder Information
Lienholder 1
Name: FORD MOTOR CRED. CO.
For internal use only
SDNY_GM_00057270
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Address: PO BOX 105704
ATLANTA. GA 30348-5704
FULTON COUNTY
Lienholder 2
Name: FORD MOTOR CREDIT CORP.
Address: PO BOX 105704
ATLANTA. GA 30348-5704
FULTON COUNTY
Lienholder 3
Name: FORD MOTOR CREDTI co.
Address: PO BOX 105704
ATLANTA GA 30348-5704
FULTON COUNTY
Lienholder 4
Name: FORD MOTRO CREDIT CO.
Address: PO BOX 10574
ATLANTA, GA 30310-0574
FULTON COUNTY
Lienholder 5
Name: PROD MOTOR CREDIT CO.
Address: PO BOX 105704
ATLANTA. GA 30348-5704
FULTON COUNTY
Title Information
Title Number: 24030539454110034
Title Transfer Date: 1/24/2008
Title Issue Date: 1/24/2008
Source Information
Data Source: GOVERNMENTAL
31: TX MVR
Registrant Information
Registrant: KAHN. R C
DOB:
Address:
egis ra n n ormation
Original Registration Date: 5/18/2010
Registration Date: 5/18/2010
Registration Expiration Date: 4/30/2011
Vehicle Information
VIN: 1FTNW20L54EB71555
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2004
Make: Ford
Model: F250
Series: SUPER DUTY
Body Style: Crew Pickup
Plate Information
License Plate Type: Private
Previous Plate Number: 07KJZ1
Previous Plate State: TX
License Plate Number: AL21256
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
32: TX MVR
Vehicle Information
VIN: 1FTNW20L54EB71555
For internal use only
SDNY_GM_00057271
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Page 36
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2004
Make: Ford
Model: F250
Series: SUPER DUTY
Body Style: Crew Pickup
Owner Information
Name: KAHN. R C
DOB:
Address: 07
2
Title Information
Title Number: 17830340335145322
Title Transfer Date: 6/22/2010
Title Issue Date: 6/22/2010
Source Information
Data Source: GOVERNMENTAL
33: TX MVR
Registrant Information
Registrant: KAHN. RICHARD C
DOB:
Address:
egistration information
Original Registration Date: 4/4/2006
Registration Date: 4/1/2007
Registration Expiration Date: 3/31/2008
Vehicle Information
VIN: YV1RS58D012043890
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2001
Make: Volvo
Model: S60
Series: 2.4T
Body Style: Sedan 4 Door
Plate Information
License Plate Type: Private
Previous Plate Number: 154MCX
Previous Plate State: TX
License Plate Number: 154MCX
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
34: TX MVR
Vehicle Information
VIN: YV1RS580012043890
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2001
Make: Volvo
Model: S60
Series: 2.4T
Body Style: Sedan 4 Door
Owner Information
Name: KAHN, RICHARD C
DOB:
Address:
For internal use only
SDNY_GM_00057272
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Title Information
Title Number: 24030838829102447
Title Transfer Date: 5/2/2006
Title Issue Date: 5Q/2006
Source Information
Data Source: GOVERNMENTAL
35: TX MVR
Registrant Information
Registrant: KAHN RICHARD C
DOB:
Address:
B40
Registration Information
Original Registration Date: 2/22/2006
Registration Date: 3/13/2007
Registration Expiration Date: 1/31/2008
Vehicle Information
VIN: 1FDLF47F6SEA30778
Class: HEAVY TRUCK
Model Year: 1995
Make: Ford
Model: F
Series: SUPER DUTY
Body Style: Cab And Chassis
Plate Information
License Plate Type: Private
Previous Plate Number: 8FTR71
Previous Plate State: TX
License Plate Number: 8FTR71
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
36: TX MVR
Vehicle Information
VIN: 1FDLF47F6SEA30778
Class: HEAVY TRUCK
Model Year: 1995
Make: Ford
Model: F
Series: SUPER DUTY
Body Style: Cab And Chassis
Owner Information
Owner 1
Name: KAHN FENCE CORP.
Address: 9505 MINES RD LOT 28
LAREDO, TX 78045-8840
WEBB COUNTY
Owner 2
Name: KAHN, RICHARD C
DOB:
Address:
Lienholder Information
Lienholder 1
For internal use only
SDNY_GM_00057273
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Page 38
Name: FROST NATIONAL BANK
Address: PO BOX 1600
SAN ANTONIO, TX 78296-1600
BEXAR COUNTY
Lienholder 2
Name: FROST NAIL. BANK
Address: PO BOX 1600
SAN ANTONIO. TX 78296-1600
BEXAR COUNTY
Lienholder 3
Name: THE FROST NATIONAL BANK
Address: PO BOX 1600
SAN ANTONIO, TX 78296-1600
BEXAR COUNTY
Title Information
Title Number: 00022200050510049
Title Transfer Date: 6/6/1996
Title Issue Date: 6/6/1996
Source Information
Data Source: GOVERNMENTAL
37: TX MVR
Registrant Information
Registrant 1
Registrant: KAHN, RICHARD
DOB:
Address:
Registrant 2
Registrant: MADRIGAL. CRISTINA
DOB:
Address:
Original Registration Date: 1/1/2005
Registration Date: 2/27/2006
Registration Expiration Date: 1/31/2007
Vehicle Information
VIN: JA4LS21HX3J034110
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2003
Make: Mitsubishi
Model: Montero
Series: SPORT ES/SPORT LS
Body Style: 4 Dr Wagon Sport Utility
Plate Information
License Plate Type: Private
Previous Plate Number: X45FKP
Previous Plate State: TX
License Plate Number: X45FKP
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
38: TX MVR
Vehicle Information
VIN: JA4LS21HX3J034110
Class: UNKNOWN
For internal use only
SDNY_GM_00057274
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Page 39
Model Year: 2003
Make: Mitsubishi
Model: Montero
Series: SPORT ES/SPORT LS
Body Style: 4 Dr Wagon Sport Utility
Weight: 004100
Owner Information
Owner 1
Name: KAHN, RICHARD
DOB:
Address: T 809
Name: MADRIGAL, CRISTINA
DOB:
Address: 09
me n orma ion
Title Number: 01538237999105104
Title Transfer Date: 1/26/2004
Title Issue Date: 1/26/2004
Source Information
Data Source: GOVERNMENTAL
39: TX MVR
Registrant Information
Registrant 1
Registrant: RC KAHN CORP.
Address: 501 FENWICK DR
LAREDO. TX 78041-2815
WEBB COUNTY
Registrant 2
Registrant: KAHN. RICHARD
DOB:
Address:
5
Registration Information
Original Registration Date: 12/1/2004
Registration Date: 12/1/2005
Registration Expiration Date: 11/30/2006
Vehicle Information
VIN: 2FTRF17254CA16468
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2004
Make: Ford
Model: F150
Series: HERITAGE
Body Style: Pickup
Plate Information
License Plate Type: Private
Previous Plate Number: 9LYT68
Previous Plate State: TX
License Plate Number: 9LYT68
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
For internal use only
SDNY_GM_00057275
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40: TX MVR
Vehicle Information
VIN: 2FTRF17254CA16468
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2004
Make: Ford
Model: F150
Series: HERITAGE
Body Style: Pickup
Owner Information
Owner 1
Name: RC KAHN CORP.
Address: 501 FENWICK DR
LAREDO. TX 78041-2815
WEBB COUNTY
Owner 2
Name: KAHN. RICHARD
DOB:
Address:
Lienholder Information
Name: FORD MOTOR CREDIT
Address: PO BOX 105704
ATLANTA, GA 30348-5704
FULTON COUNTY
Title Information
Title Number: 24031037983154950
Title Transfer Date: 1/9/2004
Title Issue Date: 1/9/2004
Source Information
Data Source: GOVERNMENTAL
41: TX MVR
Registrant Information
Registrant: KAHN. RICHARD
DOB:
Address:
15
Registration Information
Original Registration Date: 10/1/2004
Registration Date: 10/6/2005
Registration Expiration Date: 9/30/2006
Vehicle Information
VIN: 1HD1FRW483Y734228
Class: MOTORCYCLE
Model Year: 2003
Make: Harley-Davidson
Model: Flhrci
Series: ANNIVERSARY
Body Style: Road/Street
Plate Information
License Plate Type: Motorcycle
Previous Plate Number: 616T4P
Previous Plate State: TX
License Plate Number: 616T4P
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
For internal use only
SDNY_GM_00057276
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Page 41
42: TX MVR
Vehicle Information
VIN: 1HD1FRW483Y734228
Class: MOTORCYCLE
Model Year: 2003
Make: Harley-Davidson
Model: Flhrci
Series: ANNIVERSARY
Body Style: Road/Street
Owner Information
Name: KAHN, RITCHARD
DOB:
Address:
-2815
Lienhoider Information
Name: EAGLEMARK SAVINGS BANK
Address: 4150 TECHNOLOGY WAY
CARSON CITY, NV 89706-2026
CARSON CITY COUNTY
Title Information
Title Number: 24025037916103922
Title Transfer Date: 11/3/2003
Title Issue Date: 11/3/2003
Source Information
Data Source: GOVERNMENTAL
43: TX MVR
Registrant Information
Registrant 1
Registrant: KAHN. RICHARD C
Address:
Registrant 2
Registrant: KAHN, RICHARD C
DOB:
Address:
Registration Information
Original Registration Date: 6/1/2005
Registration Date: 6/1/2005
Registration Expiration Date: 5/31/2006
Vehicle Information
VIN: 1GNEC162X2J243411
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 2002
Make: Chevrolet
Model: C1500
Series: SUBURBAN
Body Style: 4 Dr Wagon Sport Utility
Plate Information
License Plate Type: Private
Previous Plate Number: 7LDD23
Previous Plate State: TX
License Plate Number: 7LDD23
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
For internal use only
SDNY_GM_00057277
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44: TX MVR
Vehicle Information
VIN: 1GNEC162X2J243411
Class: UNKNOWN
Model Year: 2002
Make: Chevrolet
Model: C1500
Series: SUBURBAN
Body Style: 4 Dr Wagon Sport Utility
Weight: 005300
Owner Information
Name: KAHN. RICHARD C
DOB:
Address:
29
Title Information
Title Number: 16320137418082532
Title Transfer Date: 6/25/2002
Title Issue Date: 6/25/2002
Source Information
Data Source: GOVERNMENTAL
45: TX MVR
Registrant Information
Registrant: KAHN. RICHARD C
DOB:
Address:
1
Registration Information
Original Registration Date: 3/1/2004
Registration Date: 3/1/2004
Registration Expiration Date: 2/28/2005
Vehicle Information
VIN: 1GCGC24R2WE132201
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 1998
Make: Chevrolet
Model: C2500
Series: CHEYENNE-SILVERADO
Body Style: Pickup
Plate Information
License Plate Type: Private
Previous Plate Number: 9RRH01
Previous Plate State: TX
License Plate Number: 9RRH01
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
46: TX MVR
Vehicle Information
VIN: 1GCGC24R2WE132201
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 1998
Make: Chevrolet
Model: C2500
Series: CHEYENNE-SILVERADO
Body Style: Pickup
For internal use only
SDNY_GM_00057278
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Page 43
Owner Information
Name: KAHN. RICHARD C
DOB:
Address:
Lienholder Information
Lienholder 1
Name: GMAC
Address: PO BOX 8104
COCKEYSVILLE. MD 21030-8104
BALTIMORE COUNTY
Lienholder 2
Name: GMAC
Address: PO BOX 8106
COCKEYSVILLE. MD 21030-8106
BALTIMORE COUNTY
Title Information
Title Number: 24030735883164006
Title Transfer Date: 4/8/1998
Title Issue Date: 4/8/1998
Source Information
Data Source: GOVERNMENTAL
47: TX MVR
Registrant Information
Registrant: KAHN. RICHARD C
DOB:
Address:
Keglstration Informa ion
Original Registration Date: 4/27/2001
Registration Date: 4/27/2001
Registration Expiration Date: 3/31/2002
Vehicle Information
VIN: 1E M1B 2624M4044350
Class: TRAILER
Model Year: 1991
Make: FLEETWOOD
Model: TRAILER HEAVY HAUL
Series: BASE MODEL
Body Style: CAMPING TRAILER
Plate Information
License Plate Type: Trailer
Previous Plate Number: 307G5J
Previous Plate State: TX
License Plate Number: 307G5J
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
48: TX MVR
Vehicle Information
VIN: 1EM1B2624M4044350
Class: TRAILER
Model Year: 1991
Make: FLEETWOOD
Model: TRAILER HEAVY HAUL
Series: BASE MODEL
For internal use only
SDNY_GM_00057279
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Page 44
Body Style: CAMPING TRAILER
Owner Information
Name: KAHN. RICHARD C
DOB:
Address:
Lienholder Information
Name: INTL. BANK OF COMERS
Address: 1200 SAN BERNARDO AVE
LAREDO. TX 78040-6301
WEBB COUNTY
Title Information
Title Number: 00022200052205033
Title Transfer Date: 1/24/1998
Title Issue Date: 1/24/1998
Source Information
Data Source: GOVERNMENTAL
49: TX MVR
Registrant Information
Registrant: KAHN. RICHARD C
DOB: 9/1968
Address: 705 BEVERLY DR
LAREDO. TX 78045-2001
WEBB COUNTY
Registration Information
Original Registration Date: 7/1/2000
Registration Date: 7/1/2000
Registration Expiration Date: 6/30/2001
Vehicle Information
VIN: 1CXBB1618DSBA0666
Class: UNKNOWN
Model Year: 1983
Make: CALKINS BOAT TRAILER
Body Style: BOAT TRAILER
Plate Information
License Plate Type: Trailer
Previous Plate Number: 02WHJB
Previous Plate State: TX
License Plate Number: 02WHJB
Plate State: TX
Source Information
Data Source: GOVERNMENTAL
50: TX MVR
Vehicle Information
VIN: 1CXBB1618DSBA0666
Class: UNKNOWN
Model Year: 1983
Body Style: BOAT TRAILER
Weight: 000300
Owner Information
Name: KAHN. RICHARD
DOB:
Address:
Title Information
Title Number: 24030836138155617
For internal use only
SDNY_GM_00057280
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Page 45
Source Information
Data Source: GOVERNMENTAL
51: TX MVR
Vehicle Information
VIN: 1FTEX15N5JKB25626
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 1988
Make: Ford
Model: F150
Series: CUSTOM-SPECIAL EDITION-XL
Body Style: Club Cab Pickup
Owner Information
Owner 1
Name: KAHN. R C
Address: 8210 SAN GABRIEL DR
LAREDO, TX 78045.8749
WEBB COUNTY
Owner 2
Name: KAHN. RICHARD
DOB:
Address:
Title Information
Title Number: 24030235091135648
Title Transfer Date: 2/8/1996
Title Issue Date: 2/8/1996
Source Information
Data Source: GOVERNMENTAL
52: TX MVR
Vehicle Information
Class: UNKNOWN
Model Year: 1994
Make: Shopmade
Body Style: Flat-Bed Or Platform
Weight: 000300
Owner Information
Name: KAHN, RICHARD C
DOB:
Address: O AVE
709
Title Information
Title Number: 24030435028101037
Source Information
Data Source: GOVERNMENTAL
53: TX MVR
Vehicle Information
VIN: 1GBHC34M5DV102805
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 1983
Make: Chevrolet
Model: C30
Series: CUSTOM DELUXE-SCOTTSDALE—
Body Style: Cab And Chassis
Owner Information
Owner 1
For internal use only
SDNY_GM_00057281
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Page 46
Name:
Address:
Name:
Address:
Name:
Address:
Name:
Address:
Name:
DOB:
Address:
WEBB COUNTY
Title Information
Title Number: 24020035052141852
Title Transfer Date: 1/9/1996
Title Issue Date: 1/9/1996
Source Information
Data Source: GOVERNMENTAL
54: TX MVR
Vehicle Information
VIN: 1FTRW08L21KF84038
Class: UNKNOWN
Model Year: 2001
Make: Ford
Model: F150
Body Style: Crew Pickup
Weight: 005000
Owner Information
Name: KAHN. RICHARD C
DOB:
Address:
Title Information
Title Number: 24020036898155829
Title Transfer Date: 1/25/2001
Title Issue Date: 1/25/2001
Source Information
Data Source: GOVERNMENTAL
55: TX MVR
Vehicle Information
VIN: 3GNEC16RXXG263487
Class: UNKNOWN
Model Year: 1999
Make: Chevrolet
For internal use only
SDNY_GM_00057282
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Page 47
Model: C1500
Series: SUBURBAN
Body Style: 4 Dr Wagon Sport Utility
Weight: 005300
Owner Information
Name: KAHN, RICHARD C
DOB:
Address:
Title Number: 24030936528092930
Title Transfer Date: 1/15/2000
Title Issue Date: 1/15/2000
Source Information
Data Source: GOVERNMENTAL
56: TX MVR
Vehicle Information
VIN: 1MEBM604XJH670241
Class: PASSENGER CAR/LIGHT TRUCK
Model Year: 1988
Make: Mercury
Model: Cougar
Series: LS
Body Style: Sedan 2 Door
Owner Information
Name: KAHN. RICHARD C
DOB:
Address:
Title Information
Title Number: 24030935171143340
Title Transfer Date: 4/30/1996
Title Issue Date: 4/30/1996
Source Information
Data Source: GOVERNMENTAL
57: TX MVR
Vehicle Information
VIN: 1C9CS2027ST458294
Class: UNKNOWN
Model Year: 1995
Weight: 002900
Owner Information
Name: KAHN, RICHARD
DOB:
Address:
Title Information
Title Number: 24030134980155757
Title Transfer Date: 10/20/1995
Title Issue Date: 10/20/1995
Source Information
Data Source: GOVERNMENTAL
58: TX MVR
Vehicle Information
For internal use only
SDNY_GM_00057283
IDENTIAL
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Page 48
VIN: 1FTEX15N3NKA26700
Class: UNKNOWN
Model Year: 1992
Make: Ford
Model: F150
Body Style: Club Cab Pickup
Weight: 004100
Owner Information
Name: KAHN. RICHARD CHARLES
DOB:
Address:
Title Information
Title Number: 00022200043585410
Title Transfer Date: 7/12/1994
Title Issue Date: 7/12/1994
Source Information
Data Source: GOVERNMENTAL
59: Non-Governmental Vehicle Record
Vehicle Information
VIN: 1FTPW14V77KD62740
Class: HEAVY TRUCK
Model Year: 2007
Make: Ford
Model: F150
Body Style: Crew Pickup
Owner Information
Name: KAHN. RICHARD
DOB:
Address:
Source Date First Seen: 1/14/2011
Source Date Last Seen: 8/7/2014
Source Information
Data Source: NON-GOVERNMENTAL
Boats - 3 records found
1: Colorado Boat Registration
State: Colorado
Registration Number: CL1901GD
Registration Issue Date: 06/22/2013
Vessel Make: TRACKER MARINE GROUP L.P.
Hull Type: OTHER
Use: PLEASURE
Propulsion Type: OUTBOARD
Vessel Year: 2001
Hull Identification Number: BUJ76203J001
Length (Ft-In): 17-0
Date Last Seen: 06/22/2013
Owner Information
Name: KAHN, RICHARD
Address:
ource inrormation
Data Source: GOVERNMENTAL
2: Colorado Boat Registration
For internal use only
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Page 49
State: Colorado
Registration Number: CL1901GD
Registration Issue Date: 07/08/2009
Vessel Make: TRACKER MARINE GROUP L.P.
Hull Type: OTHER
Use: PLEASURE
Propulsion Type: OUTBOARD
Vessel Year: 2001
Hull Identification Number: BUJ76203J001
Length (Ft-In): 17-0
Date Last Seen: 07/08/2009
Owner Information
Name: KAHN, RICHARD
Address:
Source Information
Data Source: GOVERNMENTAL
3: Colorado Boat Registration
State: Colorado
Registration Number: CL1901GD
Registration Issue Date: 07/08/2009
Vessel Make: TRACKER MARINE L.P.
Hull Type: OTHER
Use: PLEASURE
Propulsion Type: OUTBOARD
Vessel Year: 2001
Hull Identification Number: BUJ76203J001
Length (Ft-In): 17-0
Date Last Seen: 07/08/2009
Owner Information
Name: KAHN, RICHARD
Address:
523
Source Information
Data Source: GOVERNMENTAL
Aircraft - 0 records found
Bankruptcy Information - 0 records found
Judgments/Liens -1 records found
1: CO Judgments and Liens Filings
Debtor Information
Name:
SSN:
Address:
Name:
SSN:
Address:
Name: LEO ELA E
Filing Information
For internal use only
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Jurisdiction: CO
Amount: $340
Filing Date: 5/21/2014
Eviction N
Filing 1
Number: C0472014S000003
Type: SMALL CLAIMS JUDGMENT
Agency: PARK COUNTY COURT
Agency State: CO
Agency County: PARK
UCC Liens -1 records found
1:TX UCC LIEN FILING
Debtor Information
Debtor 1
Name: KAHN. RICHARD CHARLES
SSN: 451-51-XXXX
Address:
Debtor 2
Name: DBA EVERGREEN LANDSCAPING (R. C. KAHN CORP)
Address: 8210 SAN GABRIEL DR STE 1
LAREDO. TX USA 78045-8749
Secured Party Information
Name: CARROLL CHILDERS COMPANY
Address: PO BOX 750549
HOUSTON. TX USA 77275-0549
Filing Status
Description: ACTIVE
Filing Information
Filing Jurisdiction: TEXAS
Original Filing Number 578944
Original Filing Type: ORIGINAL FILING
Original Filing Date: 9/5/2000
Type: UCC STANDARD
Pages: 1
Description: ACTIVE
Number: 578944
Date: 9/5/2000
Expiration Date: 9/5/2005
Fictitious Businesses - 2 rec ords found
1: Fictitious Businesses
Business Information
Name: KAHN FENCE CORPORATION
Office Address:
Jurisdiction: TX
Type: DBA
Filing Number: 0138949900
Filing Date: 02/23/1996
Contact Information
Name:
Address:
Contact Type:
2: Fictitious Businesses
Business Information
Name: RKCD ENTERPRISES L L C
Office Address: SAN GABRIE 82 DR
TX, LA 78045-8749
Jurisdiction: TX
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Type: DBA
Filing Number: 0800942982
Filing Date: 02/25/2008
Contact Information
Name:
Address:
Contact Type: OWNER
Notice Of Defaults - 0 records found
Potential Relatives - 9 records found
1st Degree: 9
No. Full Name Address/Phone
1. DELGADO. CRISTINA VIRIDIANA
• AKA MADRIGAL, CRISTINA V
• AKA DELGADO, CHRISTINA VIRIDIANA
• AKA MADRIGAL, CHRISTINA V
• AKA MADRIGAL. CRISTI
• AKA MADRIGAL. CRISTINA V
SSN:632-18-XXXX
DOB:12/1976
(Age: 39)
2. KAHN, JULIA E
• AKA GUTIERREZ, JULIA ELSA
• AKA DELGADO. JULIA
• AKA DELGADO, JULIA G
• AKA DELGADO KAHN, JULIA E
• AKA KAHN. JULIA E
• AKA KAHN, JULIA ELSA
• AKA DELGADO, J
SSN:455-81-XXXX
DOB:12/1968
(Age: 47)
3. KAHN, RICHARD CHARLES JR
• AKA KAHN, RICHARD C
SSN:630-46-XXXX
DOB:111995
(Age: 21)
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No. Full Name Address/Phone
4. KAHN, ADOLPH R JR
A Deceased
• AKA KHAN, ADOLPH R
• AKA KAHN. AR JR
• AKA KAHN. ADOLPH ROBERT JR
• AKA KAHN, ADOLPH
• AKA KAHN, ADOLF R
• AKA KAHN. ADOLPH R
• AKA KAHN. ADOLPH R JR
SSN:449-66-XXXX
DOB:8/1926
(Age: 90)
5. KAHN, MARY BLANCHE
• AKA KAHN. MARY H
• AKA HILL. MARY BLANCHE
• AKA KAHAN, MARY B
• AKA MARY. B KAHN
SSN.466-66-XXXX
DOB:12/1941
(Age: 74)
6. KAHN. MARTHA STABEN
A Deceased
SSN:460-36-XXXX
DOB:2/1927
(Age: 89)
7. KAHN, ADOLPH R
• AKA KAHN. ADOLPH ROBERT III
• AKA KAHN. ADOLF
• AKA KAHN. A
• AKA KAHN. ADOLPH ROBERT 3
• AKA KAHN, ADOLPH R III
• AKA KAHN. ANDOLPH
• AKA KAHN LINDSEY, A
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No. Full Name Address/Phone
• AKA ADOLPH, KAHN
SSN:464-02-XXXX
DOB:11/1955
(Age: 60)
8. KAHN, RICHARD C
9. KAHN, LINDSEY ALLISON
• AKA KAHN, LINDSAY
• AKA HINTON, LINDSEY ALLISON
SSN:643-30-XXXX
DOB:8/1989
(Age: 27)
Business Associates - 11 records found
1: EVERGREEN LANDSCAPING SERVICES
Name: KAHN. RICHARD C
Address:
Status: AL I nit
State: TX
Corporation Number: 0135074000
Descriptive Status: ACTIVE
Title: PRESIDENT
Record Type: HISTORICAL
Record Date: 1/31/2016
Filing Date: 2/17/2006
2: EVERGREEN LANDSCAPING SER VICES
Name: KAHN, RICHARD C
Address: 8210 SAN GABRIEL DR
LAREDO, TX 78045-8749
Status: EXPIRED
State: TX
Corporation Number: 0135074000
Descriptive Status: EXPIRED
Title: PRESIDENT
Record Type: HISTORICAL
Record Date: 1/31/2016
Filing Date: 8/7/1995
3: KAHN CONSTRUCTION
Name: KAHN. RICHARD C
Address:
Status: EXPIRED
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State: TX
Corporation Number: 0135074000
Descriptive Status: EXPIRED
Title: PRESIDENT
Record Type: HISTORICAL
Record Date: 1/31/2016
Filing Date: 8/7/1995
4: KAHN FENCE CORPORATION
Name: KAHN. RICHARD C
Address:
Status:
State: TX
Corporation Number: 0138949900
Descriptive Status: INACTIVE
Title: DIRECTOR
Record Type: CURRENT
Record Date: 8/5/2008
Filing Date: 2/23/1996
5: KAHN FENCE CORPORATION
Name: KAHN, RICHARD C
Address:
Status: VOLUNTARILY DISSOLVED
State: TX
Corporation Number: 0138949900
Descriptive Status: VOLUNTARILY DISSOLVED
Title: DIRECTOR
Record Type: CURRENT
Record Date: 8/5/2008
Filing Date: 11/13/2006
6: PHD FENCING, L.L.C.
Name: KAHN, RICHARD CHARLES
Address:
Status: IN EXISTENCE
State: TX
Corporation Number: 0800948886
Descriptive Status: IN EXISTENCE
Title: MANAGER
Record Type: HISTORICAL
Record Date: 1/31/2016
Filing Date: 3/7/2008
7: PHD FENCING, L.L.C.
Name: KAHN. RICHARD CHARLES
Address:
Status: U
State: TX
Corporation Number: 0800948886
Descriptive Status: IN USE
Title: MANAGER
Record Type: HISTORICAL
Record Date: 1/31/2016
Filing Date: 3/7/2008
8: R.C. KAHN CORPORATION
Name: KAHN. RICHARD C
Address:
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LAREDO. TX 78045-8749
Status: IN EXISTENCE
State: TX
Corporation Number: 0135074000
Descriptive Status: IN EXISTENCE
Title: PRESIDENT
Record Type: HISTORICAL
Record Date: 1/31/2016
Filing Date: 3/31/1995
9: R.C. KAHN CORPORATION
Name: KAHN. RICHARD C
Address:
Status: IN USE
State: TX
Corporation Number: 0135074000
Descriptive Status: IN USE
Title: PRESIDENT
Record Type: HISTORICAL
Record Date: 1/31/2016
Filing Date: 3/31/1995
10: RKCD ENTERPRISES, L.L.C.
Name: KAHN, RICHARD CHARLES
Address:
Status: IN EXISTENCE
State: TX
Corporation Number: 0800942982
Descriptive Status: IN EXISTENCE
Title: MEMBER MANAGER
Record Type: HISTORICAL
Record Date: 1/6/2016
Filing Date: 2/25/2008
11: RKCD ENTERPRISES, L.I.C.
Name: KAHN. RICHARD CHARLES
Address:
Status: Il USE
State: TX
Corporation Number: 0800942982
Descriptive Status: IN USE
Title: MEMBER MANAGER
Record Type: HISTORICAL
Record Date: 1/6/2016
Filing Date: 2/25/2008
Person Associates - 17 records found
No. Full Name Address SSN Phone DOB
1: SIFUENTES. BRICIO A
ALVARADO, BRICIO
SIFUENTES
SIFUENTES. B
SIFUENTES, BRICIO
ALVARADO
SIFUENTES, BRICLO
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No. Full Name Address SSN Phone DOB
2: DELGADO. ANA DELIA
DEGALDO, ANA D
3: DELGADO. JULIO CESAR
DELGADO, PEREZ JULIO
DELGADO PEREZ, JULIO
DELGADO. J
GADO, JULIO C SR
4: DELGADO. LUIS
EDUARDO
DELGAD. LUIS EDWARDO
DELGADO, E LUIS
5: DELGADO. MARIA G
DELGADO, MARIA JULIAG
DELGADO. JULIA G
DELGADO, MA J
GARCIA, MARIA
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No. Fon Neme Address SSN Phone DOB
6: DELGADO. MARIA DE
JESUS
DELGADO, MARY D
DELGADO. MARIA
DEJESUS
DELJESUS, MARY D
DEJESUS DELGADO.
MARIA
D DELJESUS, MARY
7: JOHNSON, MARIA
CONCEPCION
DELGADO, MARIA
CONCEPCION
JOHNSON. CONNIE
DELGADO, CONNIE
BLUHM, MA C
8: DELGADO, MIGUEL
ANGEL
r or imernal use otuy
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No. Fon Neme Address SSN Phone DOB
9: DELGADO, JULIO CESAR
DELGADO, JULIO
10: DELGADO, CARLOS
ARMANDO
CADO, C V
11: ZUNIGA, FEDERICO
CARLOS
ZUNIGA, SEDERICO C
ZUNIGA. F
ZUNGA. FEDERICO C
FEDERICO, ZUNIGA
12: MADRIGAL, HERIBERTO
ANTONIO
MADRIGAL, H
MADRIGAL, HERBERTO A
MADRIGAL, EDDIE
MADRIGAL, HENBERTO
13: MADRIGAL, GILBERTO JR
SALINAS, GILBERTO
MADRIGAL, GILBERT
SALINAS. GILBERTO M
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No. Full Name Address SSN Phone DOB
14: DELGADO, LAURA ISABEL
OBRYANT, LAURA ISABEL
DELGADO. ISABEL
15 DELGADO, MARIA
ESTHELA
GARCIA, MARIA ESTH
DELGADO, ESTHELA
DELGDO. MARIA
GARCIA, ESTHELA
GARCIA, ESTEHELA
16: ZUNIDA, KRISINAJANAYE
17: ZUNIGA, LINESSA
MICHELLE
SUNIGA, LINESSA
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No. Full Name Address SSN Phone DOB
Neighbors - 2 records found
124 BEAR TRL FLORISSANT, CO 80816-9523
Name Address
ANDER. ANTAL
LEO, ELAINA M L
KLINE, RAY
Employment Locator - 50 records
1:
Company Name: RKCD ENTERPRISES. L.L.C.
Name: KAHN, RICHARD C
Title: PRESIDENT
SSN: 451-51-XXXX
Phone:
Confidence: High
2:
Company Name: RKCD ENTERPRISES. L.L.C.
Name: KAHN, RICHARD C
Title: DIRECTOR
SSN: 1-111.
Phone
Confidence: High
3:
Company Name: FENCE MASTER
Name: KAHN. RICHARD C
Title: MANAG
Address: 8210 SAN GABRIEL DR STE A
LAREDO, TX 78045.8769
SSN: 451-51-XX>O(
Phone:
Confidence: High
4:
Company Name: EVERGREEN LANDSCAPING SERVICES
Name: KAHN. RICH
Address: 9505 MINES RD STE 207
LAREDO, TX 78045-8842
SSN:
Phone:
Confidence: High
5:
Company Name: EVERGREEN LANDSCAPING SERVICES
Name: KAHN, RICHARD C
Address: 9505 MINES RD STE 207
LAREDO. TX 78045-8842
SSN: 451-51-XXXX
Phone:
Confidence:
6:
Company Name: EVERGREEN LANDSCAPING SERVICES
Name: KAHN. RICHARD C
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Title: OWNER
Address: 9505 MINES RD STE 207
LAREDO, TX 78045-8842
SSN: 451-51-XXXX
Phone:
Confidence: High
7:
Company Name: RC KAHN MANAGEMENT LLC
Name: KAHN. RICHARD
Title: MEMBER
Address: 8210 SAN GABRIEL DR STE 1
LAREDO. TX 78045-8749
SSN: 451-51-XXY4X
Phone:
Confidence: High
8:
Company Name: PHD FENCING, L.L.C.
Name: KAHN, RICHARD CHARLES
Title: MANAGER
SSN: 451-51-XXXX
Phone: PIIIMINIM
Confidence: Medium
9:
Company Name: RKCD ENTERPRISES. L L C.
Name: KAHN, RICHARD CHARLES
Title: MEMBER MANAGER
IN
SSN. 451-51-)OOV
Confidence: Medium
10:
Company Name: RKCD ENTERPRISES, L.L.C.
Name: KAHN. RICHARD CHARLES
Title: MANAGER
SSN: 451-51-XXXX
Phone:
Confidence: Medium
11:
Company Name: KAHN AND DE LUNA, INC.
Name: KAHN. RICHARD C
Title: PRESIDENT
SSN: 451-51-XXXX
Confidence: Medium
12:
Company Name: KAHN FENCE CORPORATION
Name: KAHN. RICHARD C
Title: DIRECTOR
SSN: 451-51-)OOCX
Confidence: Medium
13:
Company Name: PHD FENCING L L C
Name: KAHN. RICHARD CHARLES
Title: MANAGER
Address: 8210 SAN GABRIEL DR STE 1
LAREDO. TX 78045-8749
SSN:
Phone:
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Confidence: High
14:
Company Name: RKCD ENTERPRISES L L C
Name: KAHN. RICHARD CHARLES
Address: 8210 SAN GABRIEL DR
LAREDO. TX 78045-8749
SSN: 451-51-XXXX
Confidence: High
15:
Company Name: RKCD ENTERPRISES L L C
Name: KAHN. RICHARD CHARLES
Address: 8210 SAN GABRIEL DR
LAREDO. TX 78045-8749
SSN: 451-51-XXXX
Confidence: High
16:
Company Name: RKCD ENTERPRISES L L C
Name: KAHN, RICHARD CHARLES
Title: MANAGER
Address: 8210 SAN GABRIEL DR
LAREDO, TX 78045.8749
SSN: 451-51-XX>0(
Confidence: High
17:
Company Name: R C KAHN ENTERPRISES
Name: KAHN. RICHARD
Title: OWNER
SSN:
Phone:
Confidence: High
18:
Company Name: R C KAHN ENTERPRISES
Name: KAHN, RICHARD
Title: OWNER
Address: 8210 SAN GABRIEL DR
LAREDO, TX 78045-8749
SSN: 451-51400(X
Phone:
Confidence: I Hsi,
19:
Company Name: R C KAHN ENTERPRISES
Name: KAHN. RICHARD
Title: OWNER
Address: 8210 SAN GABRIEL DR
LAREDO, TX 78045-8749
SSN: 451-514000C
Phone:
Confidence:
20:
Company Name: KAHN AND DE LUNA, INC.
Name: KAHN. RICHARD C
Title: DIRECTOR
SSN: 451-51-XXXX
Confidence: Medium
21:
Company Name: KAHN FENCE CORPORATION
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Name: KAHN. RICHARD C
Title: PRESIDENT
SSN: 451-51-XXXX
Confidence: Medium
22:
Company Name: KAHN FENCE CORPORATION
Name: KAHN, RICHARD C
Title: DIRECTOR
Address:
SSW:
Phone:
Confidence: High
23:
Company Name: KAHN FENCE CORPORATION
Name: KAHN. RICHARD C
Title: P
Address: 8210 SAN GABRIEL DR
SSN:
Phone:
Confidence: 9
24:
Company Name: R.C. KAHN CORPORATION
Name: KAHN. RICHARD C
Title: PRESIDENT
Address:
SSN:
Phone:
Confidence: rfign
25:
Company Name: R.C. KAHN CORPORATION
Name: KAHN. RICHARD C
Title: DIRECTOR
Address:
SSN:
Phone:
Confidence: ig
26:
Company Name: R.C. KAHN CORPORATION
Name: KAHN. RICHARD C
Title: P
Address:
SSN:
Phone:
Confidence: High
27:
Company Name: KAHN AND DE LUNA, INC.
Name: KAHN. RICHARD C
Title: DIRECTOR
Address:
SSN: 451-51-XXXX
For internal use only
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Confidence: Medium
28:
Company Name: KAHN AND DE LUNA, INC.
Name: KAHN. RICHARD C
Title: P
Address:
SSN: 451-51-XXXX
Confidence: Medium
29:
Company Name: KAHN INDUSTRIES INCORPORATED
Name: KAHN. RICHARD C
Title: P
Address:•
SSN: di.
Phone:
Confidence: Jiog
30:
Company Name: EVERGREEN LANDSCAPING SVC
Name: KAHN. RICAHARD
Title: OWNER
SSN: 451-51-XXXX
Phone: (956) 727-7841
Confidence: High
31:
Company Name: EVERGREEN LANDSCAPING SVC
Name: KAHN. RICAHARD
Title:
Address:
SSN:
Phone:
Confidence:
32:
Company Name: EVERGREEN LANDSCAPING SVC
Name: KAHN. RICAHARD
Title: OWNER
Address:
SSN:
Phone:
Confidence: -ugh
33:
Company Name: FENCE MASTER
Name: KAHN, RICHARD
Title: FINANCE EXECUTIVE
SS
Phone:
Confidence: High
34:
Company Name: FENCE MASTER
Name: KAHN, RICHARD
Title: FINANCE EXECUTIVE
Address:
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SSN: 451-51-XXXX
Phone:
Confidence: High
35:
Company Name: FENCE MASTERS
Name: KAHN, RICHARD
Title: FINANCE EXECUTIVE
SSN: 451-51-XXXX
Phone:
Confidence: High
36:
Company Name: FENCE MASTERS
Name: KAHN. RICHARD
Title: FINANCE EXECUTIVE
Address:
SSN:
Phone: (
Confidence: High
37:
Company Name: FENCE MASTERS
Name: KAHN, RICHARD
Title: FINANCE EXECUTIVE
Address:
SSN: 1-b
Phone:
Confidence: High
38:
Company Name: FENCE MASTER
Name: KAHN, RICHARD
Title:
Address:
SSN:
Phone:
Confidence: High
39:
Company Name: FENCE MASTER
Name: KAHN. RICHARD
Title: FINANCE EXECUTIVE
Address:
SSN:
Phone:
Confidence: High
40:
Company Name: R C KAHN CORPORATION
Name: KAHN. RICHARD C
Title: DIRECTOR
Address:
SSN:
Phone:
Confidence: High
41:
Company Name: R C KAHN CORPORATION
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Name: KAHN. RICHARD C
Title:
Address:
SSN:
Phone:
Confidence: High
42:
Company Name: RC KAHN MANAGEMENT LLC
Name: KAHN. RICHARD
Title: MEMBER
Address:
SSN:
Phone:
Confidence:
43:
Company Name: EVERGREEN LANDSCAPING
Name: KAHN. R C
Address:
1
SSN: 451-51-XXXX
Confidence: High
44:
Company Name: TORO FENCE
Name: KAHN, RICHARD
Title: OWNER
SSN: iikar raim
Phone:
Confidence: High
45:
Company Name: TORO FENCE
Name: KAHN, RICHARD
Address:
SSN:
Phone:
Confidence:
46:
Company Name: TORO FENCE
Name: KAHN. RICHARD
Title: NER
Address:
SSN: 1-
Phone:
Confidence: High
47:
Company Name: TORO FENCE
Name: KAHN, RICHARD
Title: OWNER
Address:
SSN: 451-51-YJOV
Phone:
Confidence: High
For internal use only
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48:
Company Name: FENCE MASTER
Name: KAHN, RICHARD
Title: FINANCE EXECUTIVE
SSN:
Phone:
Confidence: ig
49:
Company Name: FENCE MASTER
Name: KAHN, RICHARD
Title: OWNER
SSN: 451-5140(XX
Phone:
Confidence: High
50:
Company Name: FENCE MASTER
Name: KAHN. RICHARD
Title: FINANCE EXECUTIVE
Address:
SSN:
Phone:
Confidence: gn
Criminal Filings - 0 records found
Cellular & Alternate Phones -1 records found
1:
Personal Information
Name: KAHN. RICHARD
Address: LN
041-2734
Phone Number:
Phone Type:
Carrier Information
Carrier: AERIAL COMMUNICATION
Carrier City: FREEPORT
Carrier State: TX
Sources - 265 records found
All Sources 265 Source Document(s)
Corporate Affiliations 11 Source Document(s)
Deed Transfers 6 Source Document(s)
Driver Licenses 12 Source Document(s)
Email addresses 1 Source Document(s)
FAA Pilot Certifications 1 Source Document(s)
FAA Pilot Licenses 1 Source Document(s)
Fictitious Business Names Records 2 Source Document(s)
Historical Person Locator 44 Source Document(s)
Hunting and Fishing Licenses 1 Source Document(s)
Liens and Judgments 1 Source Document(s)
Motor Vehicle Registrations 100 Source Document(s)
Person Locator 1 15 Source Document(s)
Person Locator 4 1 Source Document(s)
Phone 9 Source Document(s)
PhonesPlus Records 1 Source Document(s)
Tax Assessor Records 43 Source Document(s)
UCC Lien Filings 1 Source Document(s)
Utility Locator 10 Source Document(s)
Voter Registrations 5 Source Document(s)
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Copyright 2016 Info4c, All Rights Reserved
info4c
Watchlists and Blacklists
October 7, 2016
Richard Kahn
SOURCE:
AUTHORITY: New York Stock Exchange
LIST NAME: NYSE Arca Enforcement
COUNTRY: United States of America
DATE OF PUBLICATION: April 20, 2012
DATE OF INFORMATION: September 8, 2016
PERSONAL INFORMATION
Decision number: 12-ARCA-3
ID DIESES DATENSATZES: 20200292674
OTHER INFORMATION
CASE: Name on the list of Arca Disciplinary Actions (Position: ETP Holder Limited
Partner)
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Watchlists and Blacklists October 7, 2016 Watchlists and Blacklists, 20161007, Kahn,
Richard
CATEGORY: Warning Notices
LOAD-DATE: October 7, 2016
Lincoln Park Nursing and Convalescent Home, Applicant v.
Richard Kahn, Guardian Ad Litem of Nancy Ellen Jobes, Et Al.
No. A-65
SUPREME COURT OF THE UNITED STATES
483 U.S. 1036; 108 S. Ct. 6; 97 L. Ed. 2d 796; 1987 U.S. LEXIS
3071; 56 U.S.L.W. 3114
July 23, 1987
PRIOR HISTORY: Sup. Ct. N.J.
DISPOSITION: Application denied.
OPINION
ran
r1036] ORDER IN A PENDING CASE
['1037] The application for stay addressed to Justice Scalia and referred to the Court is
denied. Justice Brennan took no part in the consideration or decision of this application.
MICHAEL WHALEN; RICHARD KAHN, individually and on
behalf of all others similarly situated, Plaintiffs-Appellants, v.
CENTURY COMMUNICATIONS; CENTURY COMMUNICATIONS
as successor to ML MEDIA PARTNERS L.P., trading as
MULTIVISION CABLE TV; and ML MEDIA PARTNERS, L.P.,
trading as MULTIVISION CABLE TV, Defendants-Appellees.
CA No. 97-16572
UNITED STATES COURT OF APPEALS FOR THE NINTH
CIRCUIT
172 F.3d 61; 1999 U.S. App. LEXIS 10775
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December 10, 1998 ,, Submitted
2 The panel unanimously finds this case sutable for decision without oral argument. See Fed.
R App P 34(a)
February 26, 1999, Filed
NOTICE: ['l] DECISION WITHOUT PUBLISHED OPINION
PRIOR HISTORY: Appeal from the United States District Court for the Northern District of
California. DC No. CV-97-0431-EFL. Eugene F. Lynch, District Judge, Presiding.
Reported in Full-Text Format at: 1999 U.S. App. LEXIS 3353.
OPINION
AFFIRMED.
ROSELYN KAHN, JAN KAHN, individually and as custodian for
Brad Michael Kahn and Brendan Adam Kahn under the Uniform
Gifts to Minors Act, CRAIG KAHN, individually and as
custodian for Alex Kahn under the Uniform Gifts to Minors Act,
JAN KAHN and CRAIG KAHN as Trustees for and on behalf of
Four Seasons Manufacturing Co., Inc., PENSION TRUST & JAN
AND CRAIG'S WINDOW FACTORY, LTD., by its Trustee Ronald
Lipshie, Plaintiffs-Appellants, v. CHASE MANHATTAN BANK,
N.A., THOMAS J. GREENE, WOODMERE SECURITIES, INC.,
RICHARD KAHN, BRUCE C. BLACK, SHEPPARD MESSING,
JEFFREY P. BERG, MATTHIAS & BERG and MICHAEL R.
MATTHIAS, Defendants-Appellees.
Docket No. 95-7925
UNITED STATES COURT OF APPEALS FOR THE SECOND
CIRCUIT
91 F.3d 385; 1996 U.S. App. LEXIS 19807; 35 Fed. R. Serv. 3d
(Callaghan) 1352
April 19, 1996, Argued
August 7, 1996, Decided
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rag
PRIOR HISTORY: Appeal from an order of the United States District Court for the
Southern District of New York (McKenna, J.) denying appellants' motion for leave to
amend their complaint to add additional plaintiffs, the district court having found that the
claims of the additional plaintiffs did not relate back to the date of the filing of the complaint
and therefore were time-barred under the applicable statutes of limitations.
DISPOSITION: Appeal dismissed.
CASE SUMMARY:
PROCEDURAL POSTURE: Appellant investors challenged an order from the United
States District Court for the Southern District of New York that denied the motion to amend
their complaint to add additional plaintiffs after holding that the claims of additional plaintiffs
did not relate back to the date of the filing of the complaint and therefore were time-barred
under the applicable statutes of limitations.
OVERVIEW: Appellant investors filed a complaint against appellee corporations and
individuals alleging schemes to defraud them and later moved to amend the complaint to
add additional plaintiffs as parties. The proposed amendment alleged that appellees
defrauded additional plaintiffs by nearly identical schemes. The district court denied this
motion after finding that the claims of additional plaintiffs did not relate back to the date of
the filing of the complaint and therefore were time-barred under the applicable statutes of
limitations. On appeal, the court dismissed the appeal for lack of jurisdiction, holding that
the district court's ruling was not a final judgment under Fed. R. Civ. P. 54(b). The order
did not dispose of all of appellants' claims against each appellee, and the district court did
not certify the order by making an express determination that there was no just reason for
delay or by directing entry of judgment pursuant to Rule 54(b). Thus, the order was
interlocutory and therefore unappealable. The order was also unappealable under the
collateral order exception to the final judgment rule because the court could still review it
on appeal from a final judgment.
OUTCOME: The court dismissed an appeal by appellant investors that challenged the
district court's denial of their motion to amend the complaint to add additional plaintiffs for
lack of jurisdiction because that order was interlocutory and therefore unappealable.
CORE TERMS: amend, final judgments, leave to amend, certification, time-barred,
statutes of limitations, appealable, certify, common law, denying leave to amend, causes of
action, summary judgment, jurisdiction to hear, interlocutory orders, entry of judgment,
present case, immediate appeal, immediately appealable, collateral order, interlocutory,
finality, defraud, dispose
LexisNexis(R) Headnotes
Civil Procedure > Judgments > Entry of Judgments > Multiple Claims & Parties
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Civil Procedure > Appeals > Appellate Jurisdiction > Final Judgment Rule
[HN11 Under Fed. R. Civ. P. 54(b), an order that adjudicates fewer than all the claims or
the rights and liabilities of fewer than all the parties is not a final judgment unless the
district court makes an express determination that there is no just reason for delay and an
express direction for the entry of judgment. Strict adherence to the certification
requirements of Rule 54(b) has been the court's consistent view.
Civil Procedure > Judgments > Entry of Judgments > Multiple Claims & Parties
Civil Procedure > Judgments > Relief From Judgment > Motions to Alter & Amend
Civil Procedure > Appeals > Appellate Jurisdiction > Final Judgment Rule
[HN21To be certified under Fed. R. Civ. P. 54(b), an order must possess the degree of
finality required to meet the appealability requirements of 28 U.S.C.S. § 1291. This degree
of finality is defined as a judgment which ends the litigation on the merits and leaves
nothing for the court to do but execute the judgment.
Civil Procedure > Pleading & Practice > Pleadings > Amended Pleadings > Leave of
Court
Civil Procedure > Judgments > Relief From Judgment > Motions to Alter & Amend
Civil Procedure > Appeals > Appellate Jurisdiction > Final Judgment Rule
[HN3) An order denying leave to amend a complaint is not a "final decision" within the
meaning of 28 U.S.C.S. § 1291.
Civil Procedure > Appeals > Appellate Jurisdiction > Interlocutory Orders
[HN41 See 28 U.S.C.S. § 1292(b).
Civil Procedure > Appeals > Appellate Jurisdiction > Collateral Order Doctrine
Civil Procedure > Appeals > Appellate Jurisdiction > Final Judgment Rule
[HN51 Under the "collateral order" exception to the final judgment, an interlocutory order is
immediately appealable if, inter alia, the order would "be effectively unreviewable on
appeal from a final judgment."
COUNSEL: FREDERICK R. DETTMER, New York, NY (Karen M. Streisfeld, Law Office of
Frederick R. Dettmer, New York, NY, Neil Friedkin, Lamendola & Friedkin, Great Neck,
NY, of counsel), for Plaintiffs-Appellants.
ANDREW R. KOSLOFF, New York, NY (Kent T. Stauffer, Litigation Division, The Chase
Manhattan Bank, N.A., of counsel), for Defendant-Appellee Chase Manhattan Bank, N.A.
SCOTT K. NIGRO, Long Beach, NY, for Defendant-Appellee Richard Kahn.
Kenneth M.H. Hoff, Matthias & Berg, Los Angeles, CA, for Defendants-Appellees Matthias
& Berg, Jeffrey P. Berg, and Michael R. Matthias.
JUDGES: Before: MINER, McLAUGHLIN and LEVAL, Circuit Judges.
OPINION BY: MINER
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OPINION
p386] MINER, Circuit Judge:
r-2]
Plaintiffs appeal from an order of the United States District Court for the Southern
District of New York (McKenna, J.) denying their motion for leave to amend their complaint
to add additional plaintiffs. The district court found that the claims of the additional plaintiffs
did not relate back to the date of the filing of the complaint pursuant to Fed. R. Civ. P.
15(c) and therefore that the claims of the additional plaintiffs were time-barred under the
applicable statutes of limitations.
For the reasons set forth below, we dismiss the appeal.
BACKGROUND
On April 27, 1990, plaintiffs-appellants Roselyn Kahn, Jan Kahn, Craig Kahn, Four
Seasons Manufacturing Co., Inc. Pension Trust, and Jan and Craig's Window Factory, Ltd.
(together, the "Plaintiffs") commenced this action against defendants Bruce C. Black,
Thomas J. Greene, Gruntal & Co., Inc. ("Gruntal"), Richard Kahn, Sheppard Messing,
Woodmere Securities, Inc. (“Woodmere"), Chase Manhattan Bank, N.A. ("Chase"), Jeffrey
P. Berg, Michael R. Matthias, and Matthias & Berg (together, the "Defendants"). In their
complaint, the Plaintiffs alleged that the Defendants had engaged in various schemes to
defraud them and others. Pleading six separate causes of action, the Plaintiffs alleged: (1)
[".3]
that the Defendants had violated the Racketeer Influenced and Corrupt
Organizations Act ("RICO"), 18 U.S.C. § 1961 et seq.; (2) that all the Defendants except
for Gruntal had violated section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. §
78j(b); (3) that all the Defendants except for Gruntal had committed common law fraud; (4)
that Black, Messing, Greene, and Chase had committed common law conversion; (5) that
Berg, Matthias, and Matthias & Berg had committed legal malpractice; and (6) that Berg,
Matthias, Matthias & Berg, Black, and Woodmere had committed common law constructive
fraud.
In July of 1990, the Defendants moved to dismiss the complaint. On March 29, 1991, the
district court dismissed the Plaintiffs' RICO claims against Gruntal and Chase, dismissed
all the claims of Roselyn Kahn p387] against Berg, Matthias, and Matthias & Berg, and
dismissed the section 10(b) claims against Berg, Matthias, Matthias & Berg, and Chase.
However, the district court granted the Plaintiffs leave to replead the section 10(b) claims
against each of the Defendants. Accordingly, on April 29, 1991, the Plaintiffs filed an
amended complaint (the "first amended complaint"), setting forth the [""4] same six
causes of actions alleged in the original complaint.
In March of 1995, Chase moved for summary judgment on the section 10(b) claim and the
state law claims against it. On April 6, 1995, the Plaintiffs moved for leave to amend the
first amended complaint, pursuant to Fed. R. Civ. P. 15(a), to add Laurence LoScalzo,
Constance LoScalzo, Kenneth Boklan, Dix Hills Equities Group, Inc., and Dix Hills Air
(together, the "Additional Plaintiffs") as parties. The proposed second amended complaint
alleged that Black and the other Defendants defrauded the Additional Plaintiffs by
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engaging in schemes that were nearly identical to the schemes that the Defendants used
to defraud the Plaintiffs.
These claims of the Additional Plaintiffs, however, were time-barred under the applicable
statutes of limitations. Consequently, the Plaintiffs argued that the claims of the Additional
Plaintiffs related back to the date of the filing of the original complaint, pursuant to Fed. R.
Civ. P. 15(c). The Plaintiffs asserted that the Additional Plaintiffs had not been previously
joined in the action due to a mistake by their attorney, Eric Moss. In support of the motion,
the Additional Plaintiffs asserted ["5] that they had retained Moss to commence an action
against the Defendants in 1990, at the same time that the Plaintiffs retained Moss to
pursue their claims against the Defendants. The Additional Plaintiffs contended that Moss'
failure to name them as plaintiffs in the original complaint was a mistake that was caused
by Moss' serious illness and subsequent death in 1993.
On August 17, 1995, the district court granted Chase's motion for summary judgment to
the extent of dismissing the 10(b) claim against Chase, and denied Chase's motion to
dismiss the state law claims against it. The district court also denied the Plaintiffs' motion
for leave to amend the first amended complaint. The court found that the claims of the
Additional Plaintiffs did not relate back to the date of the original complaint under Rule
15(c). Because the claims of the Additional Plaintiffs, without relation-back, were time-
barred under the applicable statutes of limitations, the district court concluded that it would
be futile to grant the Plaintiffs leave to amend the complaint under Rule 15(a). The
Plaintiffs then filed the instant appeal, claiming that the district court erred in determining
that the claims ["6] of the Additional Plaintiffs did not relate back and therefore that the
district court erred in denying its motion to amend the first amended complaint.
DISCUSSION
Although the appellees have not argued the issue, we must determine whether we have
jurisdiction to review the district court's order denying the Plaintiffs' motion for leave to
amend their complaint. See Petereit v. S.B. Thomas, Inc., 63 F.3d 1169, 1175 (2d Cir.
1995), cert. denied, 134 L. Ed. 2d 520, 116 S. Ct. 1351 (1996). This Court's jurisdiction is
defined by statute and generally is limited to appeals from final judgments of the district
court pursuant to 28 U.S.C. § 1291 and from certain interlocutory orders pursuant to 28
U.S.C. § 1292.
We lack jurisdiction to hear this appeal under § 1291 because the district court's August
17, 1995 order is not a final judgment. Rule 54(b) of the Federal Rules of Civil Procedure
sets forth the requirements for the entry of a partial final judgment in multi-claim or multi-
party actions. [FIN1] Under Rule 54(b), an order that "adjudicates fewer than all the claims
or the rights and liabilities of fewer than all the parties" is not a final judgment unless the
district court makes "an express ["7] determination that there is no just reason for delay
and . . . an express direction for the entry of judgment." "Strict adherence to the
certification requirements of Rule 54(b) has been our consistent view." In re Martin-
Trigona, 763 F.2d 135, 139 (2d Cir. 1985). The district court's August 17th order did not
dispose of all the Plaintiffs' claims against each of the Defendants. p388] Moreover, the
district court did not certify its August 17th order by making an express determination that
there was no just reason for delay or by directing entry of judgment pursuant to Rule 54(b).
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Because the August 17th order did not dispose of all claims against all parties and
because there was no Rule 54(b) certification, the August 17th order remains interlocutory
and is not appealable. See HBE Leasing Corp. v. Frank, 48 F.3d 623, 632 (2d Cir. 1995)
(holding that order that did not resolve all the claims in the action was interlocutory and
was not appealable because there was no Rule 54(b) certification); see also Martin-
Trigona, 763 F.2d at 139 (dismissing appeal for lack of jurisdiction where the defendant
appealed from an order disposing of only a portion of the case and the district ("8] court
had not certified the appeal pursuant to Rule 54(b)); DeNubilo v. United States, 343 F.2d
455 (2d Cir. 1965) (dismissing appeal for lack of jurisdiction where the plaintiffs appealed
from an order denying their motion to amend their complaint and the district court had not
certified the appeal pursuant to Rule 54(b)).
1 We are not persuaded by the Plaintiffs reliance on Lockett v. General Finance Loan Co.. 623 F.2d 1128 (5th Cir. 1980).
Lockett held that an order denying leave to amend a complaint was final because the plaintiffs' action against a newly sought
defendant would otherwise be time-barred. But in that case the district court did certify the appeal under Rule 54(b). id. at 1129.
which the court below did not. We thus find Lockett inapposite, and otherwise decline to follow it.
The portion of the district court's August 17th order denying the Plaintiffs' motion to amend
their complaint could not have been certified under Rule 54(b) in any event. [HN2] To be
certified under ("9] Rule 54(b), an order must possess the "degree of finality required to
meet the appealability requirements of 28 U.S.C. § 1291." Acha v. Beame, 570 F.2d 57, 62
(2d Cir. 1978). This degree of finality is "defined as a judgment 'which ends the litigation on
the merits and leaves nothing for the court to do but execute the judgment."' Id. (quoting
Catlin v. United States, 324 U.S. 229, 233, 89 L. Ed. 911, 65 S. Ct. 631 (1945)). In the
present case, the Plaintiffs appeal from only the portion of the district court's order denying
their motion to amend their complaint. It is well-settled that [HN3] "an order denying leave
to amend a complaint is not a 'final decision' within the meaning of 28 U.S.C. § 1291."
DeNubilo, 343 F.2d at 456-57. Accordingly, the district court's denial of the Plaintiffs'
motion to amend their complaint would not be certifiable pursuant to Rule 54(b).
Nor do we have jurisdiction to hear this appeal pursuant to § 1292(b), since the district
court did not utilize that provision to certify for immediate appeal its order denying the
Plaintiffs' motion to amend the first amended complaint. See D'Ippolito v. Cities Serv. Co.,
374 F.2d 643, 648 (2d Cir. 1967) (holding that "no appeal ("10] lies from the order
denying permission to amend [the complaint] in the absence of certification" under §
1292(b) or Rule 54(b)); DeNubilo, 343 F.2d at 456-57 (same).
2 Section 1292(b) provides in part:
IHNI4j When a district judge, in making in a civil action an order not otherwise appealable under this section.
shall be of the opinion that such order involves a controlling question of law as to which there is substantial
would for difference of opinion and that an immediate appeal from the order may materially advance the
ultimate termination of the litigation, he shall so state in writing in such order. The Court of Appeals which
would have jurisdiction of an appeal of such action may thereupon, in its discretion, permit an appeal to be
taken from such order, if application is made to it within ten days after the entry of the order ....
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Finally, the district court's order is not immediately appealable [FINS] under the "collateral
rig
order" exception to the final judgment rule set forth in Cohen v. Beneficial Indus.
Loan Corp., 337 U.S. 541, 546-47. 93 L. Ed. 1528. 69 S. Ct. 1221 (1949). Under Cohen,
an interlocutory order is immediately appealable if, inter alia, the order would "be
effectively unreviewable on appeal from a final judgment." Coopers & Lybrand v. Livesay,
437 U.S. 463, 468, 57 L. Ed. 2d 351, 98 S. Ct. 2454 (1978). In the present case, we would
not be foreclosed from reviewing the district court's denial of the Plaintiffs' motion to amend
their complaint on an appeal from a final judgment. See Richardson r389] Greenshields
Sec., Inc. v. Lau, 825 F.2d 647, 651 (2d Cir. 1987). Accordingly, the collateral order
exception does not apply to this case. See DeNubilo, 343 F.2d at 456-57 (holding that the
collateral order exception does not apply to an order denying a motion to amend a
complaint).
CONCLUSION
In view of the foregoing, we dismiss the appeal for lack of jurisdiction.
NATIONAL INDEPENDENT THEATRE EXHIBITORS, INC.,
Plaintiff, James T. Patterson, Sr., individually and d/b/a/ Screen
Advertising Film Fund, Plaintiff-Appellant, v. BUENA VISTA
DISTRIBUTION COMPANY, et al., Defendants-Appellees
No. 83-8638
UNITED STATES COURT OF APPEALS FOR THE ELEVENTH
CIRCUIT
748 F.2d 602; 1984 U.S. App. LEXIS 15990; 1984-2 Trade Cas.
(CCH) P66,311; 40 Fed. R. Serv. 2d (Callaghan) 954
December 12, 1984
rij
PRIOR HISTORY: Appeal from the United States District Court for the Northern
District of Georgia.
Screen Advertising Film Fund Corp. v. Buena Vista Distribution Co., 100 F.R.D. 14, 1983
U.S. Dist. LEXIS 14570 (N.D. Ga., 1983)
CASE SUMMARY:
PROCEDURAL POSTURE: Plaintiffs, a corporation and its president, appealed the
judgment of the United States District Court for the Northern District of Georgia, which
granted summary judgment in favor of defendant distributors in plaintiffs' suit alleging
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violations of federal antitrust law in connection with defendant's alleged prevention of
plaintiff corporation from entering the marketplace of movie distributorship.
OVERVIEW: Plaintiffs, corporation and its president, sued defendant distributors regarding
an alleged violation of federal antitrust laws in connection with defendants' alleged
prevention of plaintiff corporation from competing as a movie distributor. The district court
granted summary judgment in favor of defendants and plaintiffs appealed, arguing that it
was error to grant summary judgment where genuine issues of material fact remained
unresolved. Plaintiff president additionally challenged the ruling that he lacked standing to
sue under the antitrust laws. On appeal, the court vacated the decision awarding summary
judgment, finding that the inference that defendants' conduct might have caused plaintiff
corporation's injury was sufficient to preclude summary judgment. However, the court
affirmed the decision citing plaintiff president's lack of standing, finding that plaintiff
president was not a target against which anticompetitive activity had been directed and
that, as an officer of plaintiff corporation, he lacked standing to sue on behalf of his
corporation.
OUTCOME: The court vacated in part, affirmed in part. The court vacated the grant of
summary judgment in favor of defendant distributors, finding that the inference that
defendants' conduct might have caused plaintiff corporation's injury was sufficient to
preclude summary judgment. Plaintiff president lacked standing to sue under the federal
antitrust laws where he was not a target of anticompetitive activity.
CORE TERMS: advertising, film, screen, theatre, distributors', exhibitor, summary
judgment, picture, on-screen, movie, discovery, target. antitrust violations, advertisers,
deposition, antitrust, Clayton Act, antitrust laws, antitrust claims, pro se, anticompetitive,
participating, substitution, dissolved, withdrew, reporter, material fact, abuse of discretion,
shareholder, prosecute
LexisNexis(R) Headnotes
Civil Procedure> Summary Judgment > Appellate Review > Standards of Review
Civil Procedure> Summary Judgment > Standards > Materiality
[HN11 In determining whether the existence of material fact issues precluded the entry of
summary judgment in the district court, the appellate court treats the evidence presented
to the district court in the light most favorable to the nonmovant plaintiffs.
Antitrust & Trade Law > Clayton Act > Claims
Antitrust & Trade Law > Private Actions > Standing > Clayton Act
Antitrust & Trade Law > Sherman Act > Claims
[HN21 The prerequisites to a private cause of action under § 4 of the Clayton Act are well
established: the plaintiff must show (1) a violation of the antitrust laws, (2) injury to its
business or property, and (3) a causal relationship between the antitrust violation and the
injury. The last two elements require the valuation of the plaintiffs injury in terms of money
damages with some degree of certainty.
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Antitrust & Trade Law > Private Actions > Injuries & Remedies > General Overview
Evidence > Procedural Considerations > Burdens of Proof > General Overview
[HN3] The law does not require an antitrust plaintiff to show that the defendant's wrongful
action was the sole proximate cause of the injury sustained. The plaintiff need only prove,
with a fair degree of certainty, that defendant's illegal conduct materially contributed to the
injury.
Antitrust & Trade Law > Clayton Act > General Overview
Antitrust & Trade Law > Private Actions > Injuries & Remedies > General Overview
Evidence > Procedural Considerations > Burdens of Proof > General Overview
[HN4) It is enough that the illegality is shown to be a material cause of the injury; a plaintiff
need not exhaust all possible alternative sources of injury in fulfilling his burden of proving
compensable injury under § 4 of the Clayton Act.
Antitrust & Trade Law > Private Actions > Standing > Clayton Act
Civil Procedure > Justiciability > Standing > General Overview
Evidence > Procedural Considerations > Burdens of Proof > General Overview
[HN5] Standing to prosecute a private antitrust action under § 4 of the Clayton Act requires
the plaintiff to prove that he is within that sector of the economy, which is endangered by a
breakdown of competitive conditions in a particular industry. The plaintiff must be the
target against which anticompetitive activity is directed. The injury must be of the type the
antitrust laws were intended to prevent and that flows from that which makes defendants'
act unlawful. Incidental or consequential injury or injury remotely caused by an antitrust
violation does not give a plaintiff standing to complain that he has been injured by reason
of anything forbidden in the antitrust laws.
Antitrust & Trade Law > Private Actions > Standing > General Overview
Civil Procedure > Justiciability > Standing > General Overview
[NNE] Neither an officer nor an employee of a corporation has standing to bring an action
in his own right for an antitrust violation causing injury to the corporation and its business.
Such persons may suffer indirect or secondary financial injury from antitrust violations, but
they are not the target of the anticompetitive practices.
Civil Procedure > Parties > Self-Representation > General Overview
[HN7] See 28 U.S.C.S. § 1654.
Civil Procedure > Parties > Self-Representation > General Overview
[HN8] Corporations must always be represented by legal counsel.
Business & Corporate Law > Corporations > Dissolution & Receivership >
Termination & Winding Up > Limited Survival
Civil Procedure > Parties > Substitutions > General Overview
[HN9] Georgia law provides that a cause of action on behalf of a corporation, which is the
subject of litigation pending on the date of dissolution, may continue to be prosecuted by
the corporation in its corporate name. Ga. Code Ann. § 14-2-293 (1982). A dissolved
corporation may maintain a federal suit when it has been given that power by state law.
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Civil Procedure > Parties > Substitutions > General Overview
[HN10] See Fed. R. Civ. P. 25(c).
Civil Procedure > Parties > Substitutions > General Overview
[HN11] The decision whether to allow substitution is discretionary.
COUNSEL: James T. Patterson, Sr., Pro Se, Riverdale, Georgia, for Appellant.
William N. Withrow, Jr., Tench C. Coxe, J. Kirk Quillian, Atlanta, Georgia, for Appellee.
Joseph B. Haynes, Atlanta, Georgia, for Appellee.
A. Vernon Carnahan; Daniel R. Murdock, New York, New York, for Appellee.
JUDGES: Tjoflat and Hatchett, Circuit Judges, and Garza, • Senior Circuit Judge.
• Honorable Reynaldo G. Garza. U.S. Circuit Judge for the Fifth Circuit. sitting by designation.
OPINION BY: TJOFLAT
OPINION
["6O3]
TJOFLAT, Circuit Judge:
["6O4]
This private antitrust dispute concerns the alleged attempt of eight major motion
picture distributors to prevent a potential competitor from entering the marketplace. The
district court entered summary judgment for the distributors. 100 F.R.D. 14. This appeal
questions that decision and several of the district court's procedural and discovery rulings.
We find no error in any of these latter rulings but vacate the summary judgment because
certain material fact issues remain to be litigated.
1 IFIN1] In determining whether the existence of material fact issues precluded the entry of summary judgment in the district
court, we treat the evidence presented to the district court in the light most favorable to the nonmovart plaintiffs. Adickes v.
S.H. Kress 8 Co., 398 U.S. 144. 157.90 S. Ct. 1598. 1608.26 L Ed. 2d 142 (1970); Thrasher v. Slate Pam; Fire B Casualty
Co.. 734 F.2d 637. 638 (11th Cir.1984).
("2]
Buena Vista Distribution Company, Inc., Columbia Pictures Industries, Inc., Metro-Goldwyn
Mayer, Inc., Paramount Pictures Corporation, Twentieth Century Fox Film Corporation,
United Artists Corporation, Universal Film Exchanges, Inc., and Warner Brothers
Distributing Corporation, the eight defendants below, collectively supply eighty-five percent
of the high quality motion pictures exhibited at theatres in the United States. They were
producing approximately one hundred such motion pictures a year when this controversy
arose. All eight belong to the Motion Picture Association of America (MPAA), a trade
organization composed of the ten largest film distributors in the country.
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National Independent Theatre Exhibitors, Inc. (NITE) is a trade association of independent
movie theatre exhibitors who own and operate some five thousand screens in the
continental United States. They formed NITE to protect and promote their interests.
James Thomas Patterson, Sr., an independent theatre owner-operator, is NITE's president
and a member of its board of directors.
In the early 1970's Independent theatres found themselves in a serious financial crisis.
[".3]
Faced with growing competition from large circuit exhibitors, shrinking attendance,
and rising film rentals, they found it difficult to obtain top quality films for exhibition. In
1976, NITE decided that the solution for this problem was to increase the supply of quality
films to the independent distributors. A greater variety of movies, NITE assumed, would
foster more vigorous price competition by all distributors, resulting in lower film rentals, and
would permit the independent theatres to offer movies to their patrons that were not being
shown by most of their competitors. In addition, the lower admission prices and greater
variety would increase public interest in going to the movies. NITE concluded that the
major film producers lacked the economic incentive to cure the supply problem it perceived
and that it should enter the production and distribution market. NITE lacked the financial
resources to take this step, however.
In an effort to raise the capital that would be necessary to finance the production of high
quality films, NITE's board of directors, in April 1977, created a "Film Fund," to which its
members could make donations, and gave Patterson the job of soliciting their
r
contributions. He, in 41 turn, devised the following plan. NITE's member theatres
would show several minutes of on-screen advertising before each feature film and
contribute revenues generated by this advertising to the Film Fund. A board of advisors,
chosen by the participating independent theatre owners, would select the movies the Fund
would finance. The Film Fund would then contract with independent motion picture
companies to produce the movies. The NITE members who participated in this voluntary
screen advertising program would receive a discount on the rental of these movies in
return for their contributions to the Fund. Daily Variety, a leading trade newspaper,
reported on the NITE Film Fund in a front-page story on April 26, 1977. The story related
strong interest in the program from film producers and exhibitors alike.
r605] In June 1977, NITE entered into a four-year contract with Cinemavision, Inc., a
company engaged in the selling of on-screen theatre advertising, for the sale of advertising
space on NITE's members' movie screens. The contract provided that at least fifty percent
of the net revenues Cinemavision collected from its advertisers for the participating
['.5]
theatres would be paid directly to the Film Fund. The contract required NITE to use
its best efforts to solicit exhibitors to participate in the screen advertising program. NITE
anticipated that its Film Fund would generate $42 million from the program over the four-
year contract period.
NITE's board of directors decided that the Film Fund should be organized as a separate
legal entity and persuaded Patterson to incorporate Screen Advertising Film Fund
Corporation (SAFFCO). SAFFCO in turn contracted with NITE and Cinemavision to
administer the program. The contract provided that SAFFCO would receive the theatre
contributions generated by the on-screen advertising and would retain two percent of these
contributions as a profit margin to pay Patterson a salary. Cinemavision eventually
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enrolled independent exhibitors representing four thousand screens to display
advertisements, two thousand of whom agreed to contribute their advertising revenues to
SAFFCO.
On September 27-28, 1977, at a NITE regional meeting held in St. Louis, Cinemavision
announced that the screen advertising program would be launched in late October with a
one thousand theatre test run. A reporter from Daily Variety ("6] attended the meeting
and filed a long story entitled "NITE's Screen Advertising Network Gets 1000-Theatre Test
Run Beginning Oct. 24," which appeared on the front page of the September 29 edition.
The story stated, in part:
Folowing the tryout, additional theatres in other markets will be added until all 4200 screens signed up for the program
are unreeling soft•sell commercials. William Woosley of Cinemavision told NITE's national conference of small circuits
and independent buyers.
Included in that number. per NITE prexy Tom Patterson. are 2000 screens (not al NITE members) which will be
donating proceeds from the ads to the Screen Advertising Film Fund Corp. (SAFIFICO), the NITE group established to
purchase. finance and produce features.
All exhibitors signed by Patterson have agreed to put three minutes of advertising on their screens before showing the
feature for four years. Over that period. Patterson estimated. $42,000,000 would be generated for SAFIFICO from the
2000 subscnbing screens.
A second Daily Variety reporter in Hollywood, California placed phone calls to the major
motion picture distributors to obtain their response to the NITE r7] film advertising
program. Senior executives from Universal Pictures, Buena Vista, Twentieth Century Fox,
Columbia, and Warner Brothers returned the reporters calls. All the executives were
familiar with the program. They all voiced strong opposition to NITE's program because
they feared the advertisements would "clutter the screen" and alienate theatre patrons.
The executives' responses were quoted in the September 29, September 30, and October
5, 1977 editions of Daily Variety.
The MPAA Advertising-Publicity Committee met on October 27, 1977 and discussed the
NITE Film Fund. Richard Kahn, chairman of the committee and vice president of Metro-
Goldwyn Mayer, told a Daily Variety reporter that the committee unanimously voted to take
a stand urging theatres not to exhibit screen ads. A story on the cover of the November 4,
1977 edition of Daily Variety reported that
A new voice — that of the ad-pub committee of the Motion Picture Association of America — has been added to the
campaign to dissuade theatre owners from participating in the screen advertising program through which the National
rotti
Independent Theatre Exhibitors Association (6063 hopes to generate financing for new feature film product.
Richard Kahn, ad-pub-exploitation v.p. of MGM, chairman of the MPAA panel. yesterday disclosed a unanimously
approved committee stand deploring the "rebirth" of screen advertising, and urging exhibitors "to keep their screens
free of nonentertainment oriented clutter."
Action of the ad•pub committee was endorsed by MPAA president Jack Valenti. and the associations advertising chief.
Bethlyn Hand. Both attended the session, along with representatives of Universal. United Mists. Warner Bros. and
MGM. Nonmember observers from American International and First Mists concurred.
On October 31, 1977, Twentieth Century Fox issued a statement that it would require all
future exhibitors of its films to pay it a percentage of any revenues they might derive from
on-screen advertising. The purpose of this statement was to discourage theatre
participation in screen advertising programs.
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On November 22, 1977, Warner Brothers mailed out bid solicitations for "Superman," one
of the most commercially important movies of the year. The bid solicitation stated that
theatres exhibiting screen ads would not be considered eligible for licensing (**9] the new
film. The clear intent was to discourage screen advertising programs.
As a result of the major distributors' coercive activities, numerous theatre exhibitors
withdrew from the NITE program; they could not afford to lose their principal sources of
supply. At the same time, Cinemavision tried to separate itself from SAFFCO and NITE in
order to save its business. These efforts came too late, and in 1978 Cinemavision went
out of business.
NITE, Patterson, and SAFFCO, invoking section 4 of the Clayton Act, 15 U.S.C. § 15
(1982), brought this private anti-trust action against the eight defendant film distributors we
have referred to supra, alleging that they had conspired to destroy SAFFCO, in violation of
sections 1 and 2 of the Sherman Act, 15 U.S.C. §§ 1 and 2 (1982), because SAFFCO
threatened to compete vigorously in their oligopolistic market. The plaintiffs alleged that
the statements by the defendants' executives concerning the NITE Film Fund and the
subsequent meeting of the MPAA Advertising-Publicity Committee evidenced this
conspiracy and that Warner Brothers' and Twentieth Century Fox's threatened boycott of
rloi
any exhibitor who participated in the on-screen advertising program was in
pursuance thereof. The conspirators knew, plaintiffs alleged, that the exhibitors would
respond to such threats by refraining from on-screen advertising.
After answering plaintiffs' complaint, the defendants moved for summary judgment on the
ground that plaintiffs lacked standing to prosecute their antitrust claims. Following a period
of discovery limited to the standing issue, the court granted the defendants' motions as to
Patterson and NITE because they were not within the target area of the alleged antitrust
violations.
The parties subsequently engaged in extended discovery on the merits of SAFFCO's
claims, and the defendants again moved for summary judgment. Before the court could
hear argument on their motions, though, SAFFCO's attorneys withdrew from the case.
SAFFCO obtained new counsel, but Patterson soon became dissatisfied with his
performance and sought to represent SAFFCO himself. The court refused to permit him to
do so, however. Patterson then tried another approach; he dissolved SAFFCO and moved
the court to substitute him for the company as party plaintiff. The court denied his motion
rig
and proceeded to consider the defendants' motions for summary judgment. It
concluded that the defendants' actions were not responsible for SAFFCO's alleged injury
and consequently granted summary judgment for the defendants.
SAFFCO and Patterson appeal. SAFFCO contends that the court erred in granting the
distributors summary judgment because material facts remained unresolved. r607]
Patterson contends that the court erred in concluding that he lacked standing to sue under
the antitrust laws. Both appellants challenge the trial court's denial of Patterson's motion
for substitution as party plaintiff and its disposition of several procedural and discovery
matters. We discuss these points in order.
II.
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[HN2] The prerequisites to a private cause of action under section 4 of the Clayton Act are
well established: the plaintiff must show (1) a violation of the antitrust laws, in this case
sections 1 and 2 of the Sherman Act, (2) injury to its "business or property," and (3) a
causal relationship between the antitrust violation and the injury. Nichols v. Mobile Board
of Realtors, Inc., 675 F.2d 671, 675 (5th Cir. Unit B 1982); (**121 Jot-Em-Down (JEDS)
Store, Inc. v. Cotter & Co., 651 F.2d 245, 247 (5th Cir.1981). > The last two elements
require the valuation of the plaintiff's injury in terms of money damages with some degree
of certainty. Id.
2 In Stein v. Reynolds Secutities. Inc.. 667 F.2d 33 (11th Cir.1982). this court adopted as binding precedent all decisions of Unit
B of the former Fifth Circtit handed down after September 30. 1981.
3 In Bonne, v. City of Prichard. 661 F.2d 1206. 1209 (11th Cir.1981) (en banc). this court adopted as binding precedent all
decisions of the former Fifth Circuit handed down prior to October 1. 1981.
In the instant case, the distributors moved for summary judgment against SAFFCO on the
ground that SAFFCO failed to establish the third element of its antitrust claims, the causal
relationship between the distributors' alleged anticompetitive behavior and SAFFCO's
injury. The distributors presented a two-part argument. First, the distributors r13] noted
that SAFFCO failed to obtain contributions from exhibitor on-screen advertising revenues
because Cinemavision collapsed and that Cinemavision collapsed because it could not
persuade anyone to advertise on its network of theatre screens. Second, they pointed out
that there was no proof that they had ever contacted any of Cinemavision's potential
advertisers in an attempt to discourage them from engaging in on-screen advertising.
Absent any interference on their part with Cinemavision's sources of income, the
distributors concluded, they could not be held responsible for SAFFCO's injury. The
district court accepted their argument and gave them summary judgment.
We begin our assessment of the validity of the distributors' argument, and hence the
summary judgment, by observing that [HN3] the law does not require an antitrust plaintiff
to show that the defendant's wrongful action was the sole proximate cause of the injury
sustained. The plaintiff need only prove, with a fair degree of certainty, that defendant's
illegal conduct materially contributed to the injury. Comfort Trane Air Conditioning v. Trane
Ca, 592 F.2d 1373, 1383 (5th Cir.1979); r14] Alabama v. Blue Bird Body Co., Inc., 573
F.2d 309, 317 (5th Cir.1978); Terrell v. Household Goods Carriers' Bureau, 494 F.2d 16,
20 (5th Cir.), cert. dismissed, 419 U.S. 987, 95 S. Ct. 246, 42 L. Ed. 2d 260 (1974). [HN4]
"It is enough that the illegality is shown to be a material cause of the injury; a plaintiff need
not exhaust all possible alternative sources of injury in fulfilling his burden of proving
compensable injury under § 4 [of the Clayton Act]." Zenith Radio Corp. v. Hazeltine
Research, Inc., 395 U.S. 100, 114 n. 9, 89 S. Ct. 1562, 1571-72 n. 9, 23 L. Ed. 2d 129
(1969). The causation argument the distributors advanced in the district court, and repeat,
here, ignores this rule of law, for it does not address the question of whether the
distributors' threats to boycott or otherwise penalize any exhibitor who engaged in on-
screen advertising played a role in the decision of Cinemavision's putative advertisers not
to participate in its advertising program.
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In determining whether such threats, especially Twentieth ("15] Century Fox's and
['6O8]
Warner Brothers' communications to exhibitors of October 31 and November 22,
1977, supra, played a role in the advertisers' decisions, we must view the evidence in a
light most favorable to SAFFCO. In doing so, we conclude that a large number of movie
theatres, both those who had agreed to contribute to SAFFCO's Film Fund and those who
had not, withdrew from the Cinemavision's screen advertising program because of the
distributors' coercive conduct and that such withdrawal was a natural cause of
Cinemavision's failure. These exhibitors could not risk losing their supply of motion
pictures and had no choice except to refuse to exhibit on-screen advertising. We think a
jury could infer that this significant contraction in the number of screens participating in
Cinemavision's advertising program reduced its attractiveness as an advertising medium.
A network of five thousand screens was obviously more attractive than one with only two
thousand screens to national advertisers who wished to reach the largest audience
possible. In sum, the inference that the distributors' conduct may have caused SAFFCO's
injury was sufficient to preclude the entry ("16] of summary judgment. Thrasher v. State
Farm Fire & Casualty Co., 734 F.2d 637, 638 (11th Cir.1984); Griffis v. Delta Family-Care
Disability, 723 F.2d 822, 823-24 (11th Cir.), cert. denied, 467 U.S. 1242, 104 S. Ct. 3514,
82 L. Ed. 2d 823 (1984).
III.
Patterson challenges the district court's conclusion that he lacked standing to pursue his
antitrust claims. His challenge lacks merit. [HN5] Standing to prosecute a private antitrust
action under section 4 of the Clayton Act requires the plaintiff to prove that "he is within
that sector of the economy which is endangered by a breakdown of competitive conditions
in a particular industry." Jeffrey v. Southwestern Bell, 518 F.2d 1129, 1131 (5th Cir.1975).
See Construction Aggregate Transport, Inc. v. Florida Rock Industries, Inc., 710 F.2d 752,
762 (11th Cir.1983). The plaintiff must be the target against which anticompetitive activity
is directed. Midwestern Waffles, Inc. v. Waffle House, Inc., 734 F.2d 705, 710 (11th
Cir.1984); Pan-Islamic Trade Corp. v. Exxon Corp., 632 F.2d 539, 546-47 (5th Cir.1980),
("17] cert. denied, 454 U.S. 927, 102 S. Ct. 427, 70 L. Ed. 2d 236 (1981). The injury must
be "of the type the antitrust laws were intended to prevent and that flows from that which
makes defendants' act unlawful." Brunswick Corp. v. Pueblo Bowl-O-Mat, Inc., 429 U.S.
477, 489, 97 S. Ct. 690, 697, 50 L. Ed. 2d 701 (1977). "Incidental or consequential injury
or injury remotely caused by an antitrust violation does not give a plaintiff standing to
complain that he has been injured by reason of anything forbidden in the antitrust laws."
Midwestern Waffles, 734 F.2d at 710-11. See Jeffrey, 518 F.2d at 1131 (citing cases).
The film production and distribution market was the target of the distributors' alleged
anticompetitive behavior in this case. Patterson never intended or prepared to enter this
market, whether as a sole proprietor or as a member of a partnership or joint venture.
Moreover, there was no evidence that any of the distributors' alleged behavior was
directed against him individually. He clearly fell outside the target area.
Patterson claimed individual injury in his capacity as an officer and shareholder ("18] of
SAFFCO, the target of the alleged conspiracy. The law on standing in this situation is
clear. [HN6] Neither an officer nor an employee of a corporation has standing to bring an
action in his own right for an antitrust violation causing injury to the corporation and its
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business. Midwestern Waffles, 734 F.2d at 710-11; Pitchford v. Pepi, Inc., 531 F.2d 92,
97-98 (3d Cir. 1975), cert. denied, 426 U.S. 935, 96 S. Ct. 2649, 49 L. Ed. 2d 387 (1976);
Jeffrey, 518 F.2d at 1131; Reibert v. Atlantic Richfield Co., 471 F.2d 727, 730-31 (10th
Cir.1972), cert. denied, 411 U.S. 938, 93 S. Ct. 1900, 36 L. Ed. 2d 399 (1973). Such
persons may suffer "indirect" or "secondary" financial injury from antitrust violations, but
they are not the target of the anticompetitive practices. Jeffrey, 518 F.2d at 1131.
Patterson [1609] plainly lacked standing to sue the defendants in this case.
IV.
SAFFCO and Patterson contend that the district court erred in ruling on a variety of
motions ["19] made during the discovery process. Only two of these claims are worthy of
discussion; the remainder are frivolous. A trial judge has broad discretion to control the
course of discovery, especially in a complex antitrust case such as this one, and we will
not disturb his discovery rulings absent an abuse of discretion. Commercial Union
Insurance Co. v. Westrope, 730 F.2d 729, 731 (11th Cir.1984); Majd-Pour v. Georgiana
Community Hospital, Inc., 724 F.2d 901, 903 (11th Cir.1984); Aviation Specialties Inc. v.
United Technologies Corp., 568 F.2d 1186, 1189 (5th Cir.1978).
A.
On September 10, 1982 SAFFCO's counsel, in Atlanta, received the defendants' notice to
take the deposition of a key witness in New York City on September 14, 1982. At the time,
counsel for both sides were in the midst of trial in a related case in the district court. Late
in the afternoon of the day before the deposition, SAFFCO's attorneys moved the district
court for a protective order requiring the defense to reschedule the deposition because
they could not be present in New York the next day. Defense counsel had already arrived
in New York for the deposition, (**20] however. The district court granted SAFFCO's
motion on the condition that it pay for one-half of defense counsel's round-trip air fare to
New York. Fed.R.Civ.P. 26(c) and 37(a)(4).
SAFFCO contends that the order was patently unfair because the notice of deposition was
not filed within a "reasonable" time, as required by Fed.R.Civ.P. 30(b), and was not
scheduled in good faith. This may be so, but SAFFCO's attorneys could have avoided the
situation by advising opposing counsel about their problem before counsel departed for
New York. We find no abuse of discretion in the court's award of partial expenses in this
situation.
B.
SAFFCO's counsel withdrew three years into the suit. Patterson, SAFFCO's only
shareholder, thereafter sought to represent the corporation pro se pursuant to 28 U.S.C. §
1654 (1982). The court correctly refused to allow him to do so.
Section 1654 provides: [HN7] "In all courts of the United States the parties may plead and
conduct their own cases personally or by counsel as, by the rules of such courts,
respectively, are permitted to manage ("21] and conduct causes therein." Patterson
failed to recognize that SAFFCO, the corporation, and Patterson, its sole shareholder,
were separate legal persons and that section 1654 precluded him from appearing pro se in
behalf of another person. Moreover, [HN8] corporations must always be represented by
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legal counsel. Southwest Express Co., Inc. v. Interstate Commerce Commission, 670 F.2d
53, 55 (5th Cir.1982); K.M.A., Inc. v. General Motors Acceptance Corporation, 652 F.2d
398, 399 (5th Cir.1981).
This rule ensures that a licensed attorney, an officer of the court, is responsible for
conducting the corporation's litigation. It protects the court and the public from
unscrupulous and irresponsible behavior. In this case, for example, Patterson continually
made unwarranted personal attacks on the court and opposing counsel, repeatedly misled
the court as to the state of the record, and raised frivolous motions and objections. An
attorney would have been deterred from engaging in such behavior because of his
obligations to the court and his fear of the sanctions r*22] that might otherwise be
imposed by the court and the bar.
Patterson sought to circumvent the rule which prevents a nonlawyer from representing a
corporation by dissolving SAFFCO. To this end, Patterson dissolved SAFFCO in
['61O]
accordance with Georgia law and moved to substitute himself, doing business as
Screen Advertising Film Fund Company, as party plaintiff. As a sole proprietor, he could
proceed pro se under section 1654.
The trial court denied Patterson's motion. In its dispositive order, the court observed that
this is a complicated antitrust case: that the appropriate handling of this case demands skilled attorneys. who are
officers of this Court: that attempts by Mr. Patterson to act pro se have been and will be disruptive of the orderly
processing of this litigation (observe the ad hominem approach adopted in the motion to substitute order and the
motion for sanctions).
In a courtroom setting should Mr. Patterson be on the witness stand and at the same time attempting to act as his own
attorney, the task of the trial judge in preventing the trial from degenerating would be a difficult one.
Patterson takes issue with the court's [*23] ruling.
(HN9] Georgia law provides that a cause of action on behalf of a corporation, which is the
subject of litigation pending on the date of dissolution, may continue to be prosecuted by
the corporation in its corporate name. Ga.Code Ann. 14-2-293 (1982). A dissolved
corporation may maintain a federal suit when it has been given that power by state law.
Bauer v. Uniroyal Tire Co., 630 F.2d 1287, 1290 n. 2 (8th Cir.1980); Froning's, Inc. v.
Johnston Feed Service, Inc., 568 F.2d 108, 110 (8th Cir.1978). When Patterson moved to
substitute himself for his dissolved corporation, the question became whether the court
could insist that SAFFCO continue to prosecute the case.
Fed.R.Civ.P. 25(c) speaks to this question; it governs the substitution of parties during
pending litigation due to a transfer of interest through corporate dissolution. Froning's, Inc.
v. Johnston Feed Service, Inc., 568 F.2d at 110; Panther Pumps & Equipment Co. v.
Hydrocraft, Inc., 566 F.2d 8, 23 (7th Cir.1977), cert. denied, 435 U.S. 1013, 98 S. Ct. 1887,
56 L. Ed. 2d 395 (1978). ["*24] The rule states, in pertinent part,
(11N10] (c) Transfer of Interest In case of any transfer of interest, the action may be continued by or against the
original party, unless the court upon motion directs the person to whom the interest is transferred to be substituted in
the action or joined with the original party.
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[HN11] The decision whether to allow substitution is discretionary. Collateral Control
Corp. v. Deal (In re Covington Grain Co.), 638 F.2d 1357, 1360 (5th Cir. Unit B 1981);
Prop-Jets, Inc. v. Chandler, 575 F.2d 1322, 1324 (10th Cir.1978); Fontana v. United
Bonding Insurance Co., 468 F.2d 168, 170 (3d Cir.1972). In this case, the district court
refused substitution because Patterson's participation had been and would continue to be
highly disruptive of the orderly administration of the litigation. We find no abuse of
discretion.
V.
For the reasons we have stated, the district court's summary judgment in favor of the
r*25] defendants and against SAFFCO is VACATED, and the case is REMANDED for
further proceedings on SAFFCO's antitrust claims against the defendants. In all other
respects, the district court is AFFIRMED.
m THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY m Copyright 2015
CourtLink Corporation
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
(Central Islip)
Kahn V. Bmw Of North America, LIc
PLAINTIFF: Richard Kahn
DEFENDANT: BMW of North America, LLC
DOCKET CASE NUMBER: 2:14cv2463
FILING DATE: 4/17/2014
JURISDICTION: Diversity
JUDGE: Arthur D. Spatt
REFERRED TO: Magistrate Judge Anne Y. Shields
NATURE OF SUIT: 370 Fraud
FILING TYPE: Civil - Class Action
CAUSE: Diversity-Fraud28 USC 1332
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Kahn V. Bmw Of North America, Lie 2:14cv2463
JURY DEMAND: Plaintiff
DEMAND: $ 5,0,00„000
STATUS: Case Closed
PLAINTIFF ATTORNEY(S):
Tina Wolfson [LEAD ATTORNEY;ATTORNEY TO]
Ahdoot & Wolfson, P.C.
1016 Palm Avenue
West Hollywood, CA, USA 90069
310-474-9111 Fax: 310-474-8585 Email:Twolfson@andootwolfson.Com
Wendy R. Stein [LEAD ATTORNEY;ATTORNEY TO] (Terminated 9/29/2014)
Gibbons P.C.
One Gateway Center
Newark, NJ, USA 07102
Paul C. Whalen [LEAD ATTORNEY;ATTORNEY TO]
Law Offices of Paul C. Whalen, P.C.
768 Plandome Road 3
Manhasset, NY, USA 11030
516-426-6870 Fax: 212-658-9685 Email:Pcwhalen@gmail.Com
DEFENDANT ATTORNEY(S):
Christopher J. Dalton (LEAD ATTORNEY;ATTORNEY TO]
Buchanan Ingersoll & Rooney PC
550 Broad Street Suite 810
Newark, NJ, USA 07102
973-273-9800 Email:Christopher.Dalton@bipc.Com
Rosemary J. Bruno [ATTORNEY TO BE NOTICED]
Buchanan Ingersoll & Rooney PC
550 Broad Street Suite 810
Newark, NJ, USA 07102
973-273-9800 Fax: 973-273-9430 Email: Rosemary.B runo@bipc.Com
THE COURT UPDATED THIS RECORD ON: 04/16/2015 12:00:00 AM
" • THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY • *
CIVIL SUITS FROM NEW JERSEY
SUPERIOR COURT
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CIVIL SUITS FROM NEW JERSEYSUPERIOR COURT
Defendant: ABC COMPANY; JOHN DOE; RICHARD KAHN
Plaintiff: BOBBY DONALDSON
Plaintiff Attorney: BERARDI DIMARZIO
Number: L 000476 1998
Vendor Number: SL-00000476-1998
Date: 1/12/1998
Filing Type: CIVIL SUIT
Case Type: TORT-OTHER
Status: DISMISSED
Status Date: 9/18/1998
County Filed: ESSEX
Place Filed: NEW JERSEY SUPERIOR COURT, LAW DIVISION
Description: SUITS OVER $ 7,500 00 (BUT NOT AUTO RELATED CASES BEFORE
6/1/91)
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