EFTA01295838.pdf

Karyna Shuliak
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search: Result: Click here for results: Reviewer Comments (as necessary):
RDC C4 No lilt • Not Ittxpred I. RDC Results No RDC alert (Please sec attached)
Hit
PCR No Hit Not RequireA IL PCR Results No PCR alert (Please sec attached)
0 Hit
0 Yes gi No III. Negative Media There was no information found
BIS Required IV. Non-Negative Media There was no information found
• Not
V. Other Language Media Not Required
Results? M Yes • No
D&B VI. D&B Not Required
Cr Not Required
Smartlinx Results? sli Yes 0 No Result Found (Please see attached)
• Not Required VII. Smartlinx
0 Review by Legal May There was no information found
Court Cases be Required l'a No Results VIII Court Cases
0 Search nor required
Prepared by: Prachi Pawa Da e: 10/IV2016
Research Analyst
Instructions:
1. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your cons enience:Martindale-Hubbellhttp:/Avww.martindale.com/sp/Martindak/home.sml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your KYC.
Please note: Submission of a signed KYC is your confirmation that you have fully rniewed the research documents.
For internal use only
SDNY_GM_00057136
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EFTA01295838

OFAC RESULTS
RDC:
11593657 No Match Found GQS 00000483290 Count:pi:United States
Karyna Shuliak
PCR:
C20161034948121 Karyna Shuliak 12013244 NCA customised Auto-Closed No-Hit 12/10/2016
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
Not Required
Public Records:
1 OF 1 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2016 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Date:10/12/2016
Report processed by:
DEUTSCHE BANK AGII
For internal use only
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Page 2
Worldbase, 11/30/2013, THE RELATED COMPANIES LP
Full Name Address County Phone
SHULIAK, KARYNA 9 E 71ST ST NEW YORK (212) 750-9895
NEW YORK. NY 10021-4102 (212) 249.1122
NEW YORK COUNTY (212) 288-7171
ADDITIONAL PERSONAL INFORMATION
SSN DOB Gender LexID(sm)
105-98-XXXX 188602267903
Subject Summary
Name Variations
1: SHULIAK, KARYNA
SSNs Summary
No. SSN State Iss. Date Iss. Warnings
Most frequent SSN attributed to subject:
1: 105-98-XXXX New York 2009-2011
Possible E-Mail Addresses
Others Using SSN - 0 records found
Address Summary - 6 records found
No. Address
1: 9 E 71ST ST
NEW YORK, NY 10021-4102
NEW YORK COUNTY
2: 301 E 66TH ST APT 10F
NEW YORK, NY 10065-6216
NEW YORK COUNTY
3: 6100 RED HOOK OTRS STE B-3
ST THOMAS. VI 00802-1348
ST. THOMAS COUNTY
4: 301 E 66TH ST APT 8A
NEW YORK, NY 10065-6215
NEW YORK COUNTY
5: 239 92ND ST
BROOKLYN, NY 11209-5701
KINGS COUNTY
6: 68 CABRINI BLVD APT 52
NEW YORK, NY 10033-5442
NEW YORK COUNTY
Address Details
1: 9 E 71ST ST NEW YORK, NY 10021-4102
Address Dates Phone
9 E 71ST ST 7/2016 - 8/2016 (212) 750-9895
NEW YORK, NY 10021-4102 (212)249-1122
NEW YORK COUNTY (212) 288-7171
Census Data for Geographical Region
Median Head of Household Age. 57
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SDNY_GM_00057138
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Worldbase, 11/30/2013, THE RELATED COMPANIES LP
Median Income: $201.878
Median Home Value: $1.000.000
Median Education: 17 years
Household Members
None Listed
Other Associates
EPSTEIN. JEFFREY E
2: 301 E 66TH ST APT 10F NEW YORK, NY 100654216
Address Dates Phone
301 E 66TH ST APT 10F 4f2013 -1012016
NEW YORK. NY 10065.6216
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age: 36
Median Income: $156.291
Median Home Value: $753,989
Median Education: 16 years
Household Members
None Listed
Other Associates
None Listed
3: 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348
Address Dates Phone
6100 RED HOOK QTRS STE B-3 12/2015 - 8(2016
ST THOMAS, VI 00802-1348
ST. THOMAS COUNTY
Household Members
None Listed
Other Associates
EPSTEIN. JEFFREY E
4: 301 E 66TH ST APT 8A NEW YORK, NY 10065-6215
Address Dates Phone
301 E 66TH ST APT 8A 4/2013 - 8/2013
NEW YORK. NY 10065-6215
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age: 36
Median Income: $156291
Median Home Value: $753,989
Median Education: 16 years
Household Members
None Listed
Other Associates
None Listed
5: 239 92ND ST BROOKLYN, NY 11209-5701
Address Dates Phone
239 92ND ST
BROOKLYN. NY 11209-5701
KINGS COUNTY
Census Data for Geographical Region
Median Head of Household Age: 51
Median Income: $92,045
Median Home Value: $761.538
Median Education: 12 years
Household Members
None Listed
Other Associates
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None Listed
6: 68 CABRINI BLVD APT 52 NEW YORK, NY 10033-5442
Address Dates Phone
68 CABRINI BLVD APT 52 (646) 864-0040
NEW YORK, NY 10033-5442
NEW YORK COUNTY
Census Data for Geographical Region
Median Head of Household Age. 39
Median Income: $56,500
Median Home Value: $370.896
Median Education: 13 years
Household Members
None Listed
Other Associates
None Listed
Voter Registrations - 0 records found
Driver Licenses - 0 records found
Professional Licenses -1 records found
1: Professional License
Licensee Information
Name: SHULIAK, KARYNA
SSN: 105-98-XXXX
Address: 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348
County: ST. THOMAS
License Information
Profession or Board: DENTAL BOARD OF CALIFORNIA
License Type: DENTIST
License Number: 65268
Issue Date: 11/19/2015
Expiration Date: 05/31/2017
Status: VALID UNTIL 05/31/2017
State: California
Health Care Providers - 1 records found
1: Health Care Providers
Name(s): SHULIAK, KARYNA
SHULIAK, KARYNA
SHULIAK, KARYNA
Gender: FEMALE
DOB(s): 05/1989
Business Addresses: 6100 RED HOOK OTRS STE B-3
ST THOMAS, VI 00802-1348
358 EL BRILLO WAY
PALM BEACH. FL 33480-4730
License Number/State: 21635 / FL
65268 / CA
2230 /VI
Specialties: Dentistry
Degree(s): DDS
Medical School/Grad Year: COLUMBIA UNIVERSITY / 2015
Health Care Sanctions - 0 records found
Pilot Licenses - 0 records found
Sport Licenses - 0 records found
Real Property - 0 records found
Motor Vehicle Registrations - 0 records found
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Worldbase, 11/30/2013, THE RELATED COMPANIES LP
Boats - 0 records found
Aircraft - 0 records found
Bankruptcy Information - 0 records found
Judgments/Liens - 0 records found
UCC Liens - 0 records found
Fictitious Businesses - 0 records found
Notice Of Defaults - 0 records found
Potential Relatives -1 records found
1st Degree 1
No. Full Name Address/Phone
1. SHULYAK. DENNIS 48 LAKEWOOD DR
CONGERS, NY 10920-1710
• AKA SHULIAK, DZIANIS
• AKA SHULIAK DENNIS 1383 AVENUE OF THE AMERICAS AP T202
• AKA SHULAK, DZIANIS NEW YORK NY 10019-3910
• AKA SHULIAK. DZIANIAS (212)542-3150
• AKA SHULIAK
618 W 164TH ST APT 43W
SSN:213-53-XXXX NEW YORK. NY 10032.4842
DOB:3/1977
(Age: 39) 18B FILIPE LN UNIT 16
STATEN ISLAND, NY 10308.3361
18 FILIPE LN UNIT 16
STATEN ISLAND, NY 10308-3361
Business Associates -0 records found
Person Associates -1 records found
No. Full Name Address SSN Phone DOB
1: EPSTEIN. JEFFREY E 9 E 71ST ST 090.44-XXXX (212) 249-1122 111953
EPSTEIN, JEFFERY E NEW YORK, NY 10021- (212) 288-7171
EPSTEIN. JERRERY 4102 (212) 368-3758
EPSTEIN, J (212) 750-9895
EPTSTEIN. JEFFERY 457 MADISON AVE FL 4TH
EPSTIEN. JEFFERY NEW YORK, NY 10022-
EDWARDS, JEFFERY 6843
49 ZORRO RANCH RD BH
STANLEY, NM 87056-9743
49 ZORRO RANCH RD B
STANLEY. NM 87056-9743
6100 RED HOOK QTRS
STE B-3
ST THOMAS. VI 00802-
1348
Neighbors - 3 records found
9 E 71ST ST NEW YORK, NY 10021-4102
Name Address Phone
SADIA, G JESSE 10 E 71ST ST (212) 288-0700
NEW YORK, NY 10021.4915
HEYWORTH. ELLEY KING III 10 E 71ST ST 6A
NEW YORK, NY 10021-4915
BORGES, RAMSES 11 E 71ST ST
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SDNY_GM_00057141
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Worldbase, 11/30/2013, THE RELATED COMPANIES LP
LUTNICK. ALLISON L NEW YORK, NY 10021-4102
LUTNICK, BRANDON G
LUTNICK, HOWARD WILLIAM
Employment Locator - 0 records found
Criminal Filings - 0 records found
Cellular & Alternate Phones - 0 records found
Sources - 25 records found
All Sources 25 Source Document(s)
Email addresses 5 Source Document(s)
Historical Person Locator 2 Source Document(s)
Person Locator 1 2 Source Document(s)
Phone 12 Source Document(s)
Professional Licenses 1 Source Document(s)
Providers 1 Source Document(s)
Utility Locator 2 Source Document(s)
D& B:
Not Required
LEGAL RESULTS:
Court Cases:
There was no information found
For internal use only
SDNY_GM_00057142
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