EFTA01295581.pdf

KYC Print Page 1 of 29
DB PWM GLOBAL KYC/NCA: PART A
KYC Case # : 01344537 Status : 6. Approved
One sheet must be established per relationship - list all accounts included in the relationship
1. Relationship Details
Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP Booking Center: I New York
Relationship Manager: Paul Morris
F New PWM Relationship " Existing PWM Relationship
Relationship to PWM:
If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile: Update of KYC #01133113. Trustees have changed
r r
Client Referral 17 RM Prospect rInterrnediary/FIM Other Source (C18, etc.)
How Was the Client(s)
Introduced? How long has
the RM personally known Please provide details (e.g. name of referral source, how many years RM personally has known client,
the dient? etc.): Jeffrey Epstein/Butterfly Trust are current clients of the Bank.
F Yes F No
Does Deutsche Bank pay a
retrocession or similar
compensation to a third
party for the Introduction (If yes, descnbe).
of this relationship?
list all existing and new accounts involved in this relationship
Legal Entity Account Name / Number Opening Date (intended/actual)
Account(s)
1 F Butterfly Trust - Checking 10/9/2013
2 F Butterfly Trust -- Money Market 10/9/2013
Who Is the primary ontact
person for the RM? (Note: Preferred method of
This person needs to have Harry Beller contact(Indicate phone 212 564 5900
signatory rights and/or no., fax no., e-mail
Information right for the address, etc.):
accounts.):
SDNY_GM_0005673B
Imps://dbforeepb.my.salesforeecr asgvniettpAts130000000D9Di&ei ... 9/9/2015
CONFIDENTIAL - PUR SU ANT TO FED. R PorP. ate) I DB-SONY-0019562
EFTA_00167308
EFTA01295581

KYC Print Page 2 of 29
One sheet must be established for each account to be opened
2. Account Ownership Summary
Account Name: Butterfly Trust -- Checking Acct Number (ifa vailable):
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? This is a checking account to hold funds for the trust.
Indicate from where the assets are expected to arrive?
F DB Group: Same Booking Center (indicate account number):
F DB Group: Other Booking Center (indicate DB location and account details):
P. Other Institution (Indicate name & location): JPMorgan. New York, NY
F Physical Deposits (specify Cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 5-10 inflows and outflows per month ranging from 51,000 to $20,000
What is the expected volume of assets and currency for Currency USD
the account approx. 90 days after opening?
What is the expected volume of assets and currency for 5,000,000.00 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the 'Other column.
• Abway describe the relationship between the parties in the last column.
• Please drill down to the ultimate/underlying Beneficial Owner(s).
Legal Description AccountPIC Settler of slItimate Signatory imitecFnancial Significant
Entityof Source Holder OwnerTrust / Beneficrabr Full 'OA IntermediaryShareholder
of Weakh Founder of Owner POA (FIM) (>=25%)
required •:ouriliation Non-P1C Other (please
entity describe other roles
(indicate and/or indicate
Parties related to ownership relationship between
pis account 0/a) iarties)
1 F F Jeffrey Epstein F F F F F F F Grantor;
2 F F Butterfly Trust F F F F F F F
3 F F Harry Beller F F F F F F F Trustee:;
4 F F Enka Kellerhals r F F r F F F Trustee:;
5 F F F F F F F F F Beneficiary;
E r r F F F F F F F Beneficiary;
7 F F F F F F F F F Beneficiary;
8 F F F F F F F r r Beneficiary;
9 F F Ghislaine Maxwell F F F F r F F Beneficiary;
SDNY_GM_00056739
littps://dbforeepb.my.salesforeeceeNOREettpe130000000D9Di&ei
CONFIDENTIAL - PURSUANT TO FED. R. IleeP. DB-SDNY-00 19563
EFTA_00I 67309
EFTA01295582

KYC Print Page 3 of 29
k rilr
Ir V V V V I I
Beneficiary;
SDNY GM_00056740
Intps://dbforcepb.my.salesforceceeNbasPlaEratpfts130000000D9Di&ei... 979/2015
CONFIDENTIAL - PURSUANT TO FED. R. %IfP AM ' Da-SDNY-0019564
EFTA_001673 I
EFTA01295583

KYC Print Page 4 of 29
2. Account Ownership Summary
Account Name: Butterfly Trust -- Money Market Acct. Number Of avallab.eet.
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Money Market account. To hold cash for the trust to earn interest
Indicate from where the assets are expected to arrive?
F DB Group: Same Booking Center (indicate account number):
F DB Group: Other Booking Center (indicate DB location and account details):
F Other Institution (Indicate name & location): JPMorgan. New York, NY
F Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 1-2 inflows and outflows per month ranging from $1,000 to $10,000
What is the expected volume of assets and currency for Currency USD
the account approx. 90 days after opening?
What is the expected volume of assets and currency for 1,000,000.00 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropnate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the mother column.
• Ahvay describe the relationship between the parties in the last column.
• Please drill down to the ultimate/under ying Beneficial Owner(s).
Legal Description AccountPIC Settior of Jftimate Signatory_imitecRnancial Significant
Entityof Source Holder OwnerTrust / Beneficial:or Full °OA Intermediary5hareholder
of Weakh Founder of Owner POA (FIM) 0.-25%)
required Foundation Non-PIC Other (please
entity describe other roles
(indicate and/or indicate
Parties related to ownership relationship between
this account %) 'attics)
1 F F Jeffrey Epstein F F F F F F F Grantor;
2 F r Butterfly Trust F F F F F
F F
3 F F Harry Beller F F F F F F F -rrustee:;
4 F F Enka Kellerhals F F F F F F F Trustee:;
r
5 F F F F F F F F Beneficiary;
6 F F F F F F F F F Beneficiary;
7 F F F F F F F F F Beneficiary;
8 F F F F F F F F F Beneficiary;
9 F F Gaisiaine Maxwell F F F F F F F Beneficiary;
10 F F F F F F F r F Beneficiary;
SDNY_GM_00056741
Imps://dbforeepb.my.salesforce.ceeNbasgvieENTIK0L130000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. R. ReP. ' DB-SONY-0019565
EFTA_00I 673 I
EFTA01295584

KYC Print Page 5 of 29
SDNY_GM_00056742
https://dbforcepb.my salesforce.~ N30000000D9Di&ei... 9/9/2015
CONFIDENTIAL — PURSUANT TO FED. R.VRITerttleEtfil9Nt DB-SDNY-0019566
EF1'A_00167312
EFTA01295585

KYC Print Page 6 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Jeffrey Epstein - Date of Birth: 1/20/1953
Country of Residence: USVI Country of Citizenship: USA
Address of primary Litte Saint James Saint Thomas 00802 US Virgin Islands
residence:
Profession/Occupation: Self Empolyed Tax ID / SSN:
Current Employer: Southern Financial LLC Positionifide/Ftank: President
Address of employer: 6100 Red Hook Quarter 83 St. Thomas USVI 00802
Yes F No
Is the individual a Politically Exposed Person (PEP)?(if Yes desaibe)
To the best of your knowledge, is the individual related to an employee of the D43 F Family F Friendship F None
group?(If Family a- Fnendship, descnbe)
To the best of your knowledge, is the individual party to a non-banking relationship ri yes .—
P0 No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of '
goods or services)?(if Ves,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Bank Officer Name(s) Bank Office: D C o li m en ic t i l P e r : i vate o C f lient Place Other Location (specify): Date:
Businez:
r
Paul Moms r F 9/13/2013
F r r
F r r
F Wealth Details for this individual are not filled in, because they are the same as for the following person:
38. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business: Private investments
17 Business Owner F Salary/Eamings F Investment F Inheritance/Gifts
Summarize Source of Wealth: r-
Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For ?rugs, how did settlor accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an
options trader at Bear Stearns and became a partner n 1980. In 1982, Epstein founded his own financial management firm, .). Epstein & Co.,
managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust
Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy
businessman Leslie Wexner His wealth has come from is days at Bear Stearns and his financial management firms
Estimated Annual Income
10,000,000.00 Estimated amount of investable assets(S): $50 MM - 100 MM
($):
Estimated Net Worth(S): $100 MM - 500 MM Amount of assets planned to invest with PWM(S): 5,000,000.00
Other Known Financial Institutions:
SDNY_GM_00056743
Imps://dbforeepb.my.salesforeerIORIESNoTIKOLI30000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. R. %VP. BM I DB-SDNY-00 19567
EFTA_00I 67313
EFTA01295586

KYC Print Page 7 of 29
Institution: ]PM Country: USA Est. Assets Under Mgt: 120,000,000.00
Institution: Deutsche Bank Country: USA Est. Assets Under Mgt: 70,000,000.00
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00056744
Imps://dbforeepb.my.salesFfoErDee. RtAlbasgviDENTIACt130000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO . beP.13(b) ' DB-SD -00 19568
EFTA_00167314
EFTA01295587

KYC Print Page 8 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Ghislaine Maxwell - Date of Birth:
Country of Residence: Country of Citizenship:
c o
Address of primary
residence:
Profession/Occupation: Tax, ID / SSN:Rank:
Current Employer:
Address of employer:
ryes F
No
Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(dFamtly a- From/ship, describe)
To the best of your knowledge, is the individual party to a non-banking relationship
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of r ' Yes itt-" No
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
pomiale: of Business:
r r r
r r r
F r r
F Wealth Details for this individual are not filled in, because they are the same as for the following person:
38. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
F Business Owner F Salary/Eamings F Investment F Inhentance/Gifts
Summarize Source of Wealth:
F Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(s):
(S):
Estimated Net Worth(S): Amount of assets planned to invest with PWM(s):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
SDNY_GM_00056745
Imps://dbforeepb.my.salesforee.crisPIETIK0LN30000000D9Di&ei... 9/9/2015
CONFIDENTIAL — PURSUANT TO FED. R. IWP. te) ' DB-SDNY-00 19569
EFTA_00167315
EFTA01295588

K VC Print Page 9 of 29
'
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00056746
littps://dbforcepb.my.salesforeRectAkisPICeopp 14/01\130000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PUR SU ANT TOFED. ItoePAN DB-SDNY-00 19570
EFTA_00167316
EFTA01295589

KYC Print Page 10 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Date of Birth:
Country of Residence: Country of Citizenship:
c o
Address of primary
residence:
Profession/Occupation: Tax, ID / SSN:Ftank:
Current Employer:
Address of employer:
F Yes F No
Is the individual a Politically Exposed Person (PEP)?(if yes, clescnbe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(if Family a- Fneniship, describe)
To the best of your knowledge, is the individual party to a non-banking relationship r- yes t-
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of ' it.' No
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
Domicile: of Business:
r r r
r r r
F r r
F Wealth Details for this individual are not filled in, because they are the same as for the following person:
38. Wealth Details (Only for parbe requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
F Business Owner F Salary/Eamings F Investment F Inheritance/Gifts
Summarize Source of Wealth:
r-
Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For busts, how did settlor accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(S):
($):
Estimated Net Worth($): Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution: I Country: I I Est. Assets Under Mgt:
SDNY_GM_00056747
Intps://dbforcepb.my.salesforeecrIORDIENTIKOL130000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. R. neeP. DB-SONY-0019571
EFTA_00167317
EFTA01295590

KYC Print Page 11 of 29
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Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00056748
littps://dbforcepb.my.salesforce. ctAkisPlaBlpp 14/1\130000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. RR . IleePAN ' DB-SDNY-0019572
EFTA_00I 67318
EFTA01295591

KYC Print Page 12 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Date of Birth:
Country of Residence: Country of Citizenship:
o
Address of a
residence:
Profession/Occupation: Tax, ID / SSN:Ftank:
Current Employer:
Address of employer:
F Yes F No
Is the individual a Politically Exposed Person (PEP)?(if yes, clescnbe)
To the best of your knovAedge, is the individual related to an employee of the DB F Family F Friendship F None
group?(If Family or Frenarship, describe)
To the best of your knowledge, is the individual party to a non-banking relationship r- yes
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of ' I V - " No
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
Domicile: of Business:
r r r
r r r
F r r
F Wealth Details for this individual are not filled in, because they are the same as for the following person:
35. Wealth Details (Only for parbe requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
r- Business Owner F Salary/Eamings F Investment F Inheritance/Gifts
Summarize Source of Wealth:
r-
Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For busts, how did senior accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(S):
(S):
Estimated Net Worth(S): Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution: I I Country: I I Est. Assets Under Mgt:
SDNY_GM_00056749
littps://dbforeepb.my.salesforeerkisPIDENTIAL30000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. R. ReP. kb) ' DB-SDNY-00 19573
EFTA_00167319
EFTA01295592

KYC Print Page 13 of 29
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Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00056750
Imps://dbforeepb.iny.salesFfoErDee. RtAkisPIEettopp 14/01N30000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO . ReP.IM ' DB-SDNY-00 19574
EFTA 00167320
EFTA01295593

KYC Print Page 14 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: - Date of Birth:
Country of Residence: Country of Citizenship:
c o
Address of primary
residence:
Profession/Occupation: Tax ID / SSN:Ftank:
Current Employer:
Address of employer:
F Yes F No
Is the individual a Politically Exposed Person (PEP)?(if Yes describe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(if Family a- Fnendstvp, describe)
To the best of your knowledge, is the individual party to a non-banking relationship r- yes
rNo
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of '
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
Domicile: of Business:
r r r
r
r r
r r r
r
Wealth Details for this individual are not filled in, because they are the same as for the following person:
35. Wealth Details (Only for parbe requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
r Business Owner F Salary/Earnings F Investment F innentance/Girts
Summarize Source of Wealth:
r-
Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For busts, how did settlor accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income Estimated amount of investable assets(S):
(S):
Estimated Net Worth($): Amount of assets planned to invest with PWM(s):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
SDNY_GM_00056751
Imps://dbforeepb.my.salesforee e eNbasgvicetpAti30000000D9Di&ei ... 9/9/2015
CONFIDENTIAL - PUR SU ANT TOFED. R. %els. tb) ' DB-SDNY-00 19575
EFTA_00167321
EFTA01295594

KYC Print Page 15 of 29
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Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00056752
Intps://dbforcepb.my.salesRforeeceeNbasPIDENTIK0L130000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. ItoeP. ' DB-SD -00 19576
EFTA _00167322
EFTA01295595

KYC Print
Page 16 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: - Date of Birth:
Country of Residence: Country of Citizenship:
c o
Address of Ornar y
residence:
Profession/Occupation: Tax ID / SSN:Rank:
Current Employer:
Address of employer:
r Yes F No
Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe)
F
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship None
group?(rf Family a- From/ship, describe)
To the best of your knowledge, is the individual party to a non-banking relationship r- yes r—
Ito No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of '
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place Location
Bank Officer Name(s) Bank Office: Other (specify): Date:
Domicile: of Business:
r r r
r r r
F r r
r
Wealth Details for this individual are not filled in, because they are the same as for the following person:
indicated
35. Wealth Details (Only for partie requiring source of wealth description as in Section 2)
Nature of the Individual's Business:
F
F Business Owner Salary/Eamings F Investment F Inheritance/Gifts
Summarize Source of Wealth:
r-
Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(s):
(S):
Estimated Net Worth(S): Amount of assets planned to invest with PWM(s):
Known
Other Financial Institutions:
Institution: I I Country: I I Est. Assets Under Mgt:
SDNY_GM_00056753
Imps://dbforeepb.my.salesforee.cee-MORIESNoTIKOL130000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. R. ileeP.W ' DB-SONY-0019577
EFTA_00 167323
EFTA01295596

KYC Print Page 17 of 29
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Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00056754
littps://dbforeepb.my.salesforeeceeNORDENTIAL30000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. R. IWP.B(b) ' DB-SDNY-00 19578
EFTA 00167324
EFTA01295597

KYC Print Page 18 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: - Date of Birth:
Country of Residence: Country of Citizenship:
c o
Address of primary
residence:
Profession/Occupation: Tax ID / SSN:
Current Employer: Positionifide/Rank:
Address of employer:
r-
Yes 17 No
Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe)
To the best of your knovAedge, is the individual related to an employee of the DB F Family F Friendship F None
group?(if Family a- Fnendstv, describe)
To the best of your knowledge, is the individual party to a non-banking relationship r— yes r—
No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of 1
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place
Bank Officer Name(s) Bank Office: Domicile: of Businez: Other Location (specify): Date:
r r r
r r r
r r r
r
Wealth Details for this individual are not filled in, because they are the same as for the following person:
35. Wealth Details (Only for parse requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
r Business Owner F Salary/Eamings F Investment F Inheritance/Gifts
Summarize Source of Wealth:
r-
Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For busts, how did senior accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(s):
(S):
Estimated Net Worth(S): Amount of assets planned to invest with PWM(s):
Other Known Financial Institutions:
Institution: I 1Country: I I Est. Assets Under Mgt:
SDNY_GM_00056755
littps://dbforeepb.my.saleRsforeeceeWsPlaBaopAts130000000D9Di&ei ... 9/9/2015
CONFIDENTIAL — PURSUANT TO FED. Roils. 13(b) ' DB-SDNY-00 19579
EFTA 00167325
EFTA01295598

KYC Print Page 19 of 29
'
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00056756
littps://dbforeepb.my.salesforcerkisRaEraoTIK0L130000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. R. IWP. ' DB-SDNY-00 19580
EFTA (H) 167326
EFTA01295599

KYC Print Page 20 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Harry Beller - Date of Birth:
Country of Residence: USA Country of Citizenship: USA
Address of primary
residence:
Profession/Occupation: Accountant Tax ID / SSN:
Current Employer: HBRK Associates, Inc Position/Tide/Rank:
Address of employer:
F yes F No
Is the individual a Politically Exposed Person (PEP)?(if Yes describe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(If Family or Fnendship, describe)
To the best of your knowledge, is the individual party to a non-banking relationship r- yes F, No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of '
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place
Bank Officer Name(s) Bank Office: Domicile: of Business: Other Location (specify): Date:
r r r
r r r
F r r
F Wealth Details for this individual are not filled in, because they are the same as for the following person:
38. Wealth Details (Only for parbe requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
r- Business Owner F Salary/Eamings F Investment F Inhentance/Gifts
Summarize Source of Wealth:
F Oter:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(S):
($):
Estimated Net Worth(S): Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
SDNY_GM_00056757
Intps://dbforeepb.my.salesforcRe.ctAllbasgvIDIENTIK0L130000000D9Di&ei ... 9/9/2015
CONFIDENTIAL - PUR SU ANT TOFED. ItotfP. 13M DB-SONY-0019581
EFTA_00I 67327
EFTA01295600

KYC Print Page 21 of 29
'
Institution: Country: Est. Assets Under Mgt:
Instituoon: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00056758
littps://dbforcepb.my.salesforeerkisPIDENTIAL30000000D9Di&ei ... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. R. ReP. BM I DB-SDNY-0019582
EFTA_00 167328
EFTA01295601

KYC Print Page 22 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Enka Kellerhals - Date of Birth:
Country of Residence: USA Country of Citizenship: USA
Address of primary
residence:
Profession/Occupation: Attorney Tax ID / SSN:
Current Employer: Kellerhals Ferguson Kroblin PLLC Position/Tide/Rank:
Address of employer:
F Yes F No
Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(If Family a- Fnendsivp, describe)
To the best of your knowledge, is the individual party to a non-banking relationship '—
r Ito No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of '
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place
Bank Officer Name(s) Bank Office: Domicile: of Business: Other Location (specify): Date:
r r r
r r r
F r r
F Wealth Details for this individual are not filled in, because they are the same as for the following person:
35. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
F Business Owner F Salary/Eamings F Investment F inhentance/Gifts
Summarize Source of Wealth:
r-
Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(S):
(S):
Estimated Net Worth(S): Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution: !Country: I I Est. Assets Under Mgt:
SDNY_GM_00056759
Intps://dbforeepb.my.salesforce.crhilsPIDENopp 14/0EN30000000D9Di&ei ... 9/9/2015
CONFIDENTIAL - PUR SU ANT TOFED. R. IWP. 13(b) DB-SONY-0019583
EFTA 00167329
EFTA01295602

KYC Print Page 23 of 29
'
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00056700
Imps://dbforcepb.my.sRalesforcerkisPlaBWilp 14/01\130000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. aril. a(b) I DB-SDNY-00 19584
EFTA_00167330
EFTA01295603

K VC Print Page 24 of 29
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details (Fo! al! Legal Enutres)
Legal Entity Name: Butterfly Trust -
F Private Investment
— Foundation/Association F Trust r Company r
Type of Entity: Purpose of Entity: Philanthropic/Charitable
.:— Estate 1— partnership r
Commercial
Type of Entity Other Purpose of Entity
(specify): Other (specify):
Date of
Country of USA 12/27/2006
incorporation /
incorporation/registration:
registration:
Address (city, street, post 6100 Red Hook Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN: 26-6639711
Code):
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, inckide
Information about revocalat ty,settior and beneficiaries,etc.:
Grantor: Jeffrey Epstein
Trustees: Darren K. Indyke, Richard Kahn
Please indicate how ownership of the legal entity is reflected: Grantor: Jeffrey Epstein
Trustees: Darren K. lndyke, Richard Kahn
r
Special attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ifn ot the same persons) Grantor: Jeffrey Epstein
Trustees: Darren K. Indyke, Richard Kahn
To the best of your knowledge, is the entity party to a non-banking relationship with
Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods Yes r— No F
or services)':
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business: Trust account
Countries where business is transacted: USA, USVI
Number of employees: N/A
3D. Wealth Profile (Only for parties requiring source of wealth descnption as indicated in Section 2)
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities):
Trust account with Jeffrey Epstein as Grantor. Initial $ 00 given to the account to fund. The funds for this trust account come from
nvatments made by Jeffrey Epstein. His wealth profile is filled out. The trust is for the benefit of the 6 named individuals
Estimated gross receipts p.a.($):
Estimated net profit p.a. ($):
Estimated investable assets ($): $5 MM - 10 MM
Potential Amount to be invested with PWM ($): 4,500,000.00
Other Known Financial Institutions:
!restitution: JPMorgan Country: USA Est. Assets Under Mgt: 4,500,000.00
Institution: Country: Est. Assets Under Mgt:
SDNY_GM_00056761
Imps://dbforcepb.my.salesforce.ceeNbasPIDENTIAL30000000D9Di&ei ... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. R. ReP. ' DB-SDNY-00 19585
EFTA_00I 67331
EFTA01295604

KYC Print Page 25 of 29
Institution: 'Country: I I Est. Assets Under Mgt: I
I
SDNY_GM_00056762
https://dbforcepb.my.salesforce.caA DENoT 30000000D9Di&ei ... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. R.VRIatri DB-SDNY-0019586
EFTA_00167332
EFTA01295605

KYC Print Page 26 of 29
DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B
Relationship Name EPSTEIN, JEFFREY RELATIONSHIP
Booking Center F NY F Nwoffshore F Offshore .c Moderate 77 High Risk Gwen Hill
aisk
(Compliance Signature)
F DB Employee F DB Managed PIC F De is Trustee/Co-Trustee F Bearer Shares
4. Attachments
A. Type of Photo ID Provided F Drivers License F Passport F National/State ID F Other
Checklist of names (individuals and/or entitles) that were submitted for database
B. searches is attached F Yes F No
C. Please indicate the results of the database searches performed
RDC searches complete F Yes F No negative results found F Yes F No
KR checks complete F Yes F No negative results found F Yes F No
OFAC checks complete F Yes r No negative results found F yes F No
O 8IS W s ) e arches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, i .- v -- yes F No negative results found F Yes F No
r F
Denial Orders checks complete F Yes No negative results found Yes F No
Martindale-Hubbell searched (Lawyers/Law Firms only) F Yes F No negative results found F Yes F No
Please summarize any negative results from the database searches indicated above: BLITTERR.Y TRUST:
Negative Media: All negative media pertains to a company called the Butterfly Trust In Europe. This is not our client. Our client is an actual
trust created by a Grantor and not a company.
No court cases
JEFFREY EPSTEIN:
Previously approved KYC #:01082293 & 01121718
All negative media pertains to court cases which have been previously approved in the above mentioned KYCs.
Court Cases have been closed
HARRY BELLER:
No negative media
No court cases
ERIKA KELLERHALS:
D. No negative media
No court cases
GHISLAINE MAXWELL:
No PCR or RDC alerts
No KR or RDC alerts
No PCR or RDC alerts
Attached AML Clearance
Attached AML Clearance
SDNY_GM_00056763
Imps://dbforeepb.my.salesforeeceeMhasPlippENTIK0LN30000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PUR SU ANT TOFED. R. Rot.15.14) ' DB-SONY-0019587
EFTA_00167333
EFTA01295606

K YC Print Page 27 of 29
No PCR or RDC Alert
E. To me best of your knowledge, has the client ever been convicted of a criminal offense? 17 yes F No
To the best of your knowledge, has the customer ever been involved in any past
litigation against Deutsche Bank AG or any of its subsidiaries or is the customer
F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, r Yes F No
provide details below and contact Quality Mgt (Lat4m/IntVor the Regulatory Control
Group and notify Compliance immediately)
Does the client or related party have any financial or other association / interactions r
Yes F No
G' within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)?
H. Does the client or related party have any finandal or other assoclabon/ interactions r
Yes F No
within high risk countries?
r r
I. Corporate Documentation Attached (legal Entities Only) F Yes No Not Applicable
J. Undisclosed Principal Form Complete (Intermediaries Only) F Yes F No F Not Applicable
K. If Lexis/Nexis Search Resuks, Corporate Documents or Other Supporting Documentation is not In English, please prcMde an English
summary of the nature/contents of the non•English Documentation:
SDNY_GM_00056764
Imps://dbforeepb.my.salesforce.ctAkisPIDENoppel30000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. R. ItorP. kb) ' DB-SDNY-00 19588
EFTA_00I 67334
EFTA01295607

KYC Print Page 28 of 29
M. Case Comments
[to records to display.
ONSHORE APPROVALS
Client Facing Professional (CFP): Paul Morris (Signature) 2/10/2015
Paul Morns
Office Director/Business Head: Kimberly Hart (Signature) 2/10/2015
Kimbeily Hart
Regional Office Director: (Signature)
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
Yocnsun Chung Yoonsun Chung 2/11/2015
Gwen Hill Gwen Hill 2/11/2015
IATAM/INTERNATIONAL APPROVALS
Client Facing Professional (CFP): (Signature)
Account Manager: (Signature)
Global Market Team Head (Signature)
rSilTM)/Sub-Market Team Head
MTH):
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth
SDNY_GM_00056765
littps://dbforcepb.my.salestbree e eNbasgviDENTIK0LN30000000D9Di&ei... 9/9/2015
CONFIDENTIAL — PURSUANT TO FED. R. IWP.I3tb) ' DB-SDNY-00 19589
EFTA_00167335
EFTA01295608

KYC Print Page 29 of 29
Management (PWM) worldwide is committed top rofessionally serve the interests ofi ts clients. To do so,
Client Facing Professionals)( I) (CFP's) should establish andm aintain business relationships only with
persons who satisfy our high standards ofs uitability, background and character. Due diligence obtained
on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to
demonstrate that they know their client both at the inception ofa relationship and on an ongoing basis.
DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofm y knowledge and belieft he
above information is correct and up to date. I confirm that I have no suspicions relating to the money
laundering or unethical activities on the part of the client(s) and that I have followeda ll the procedures
relating to account opening as described in the PWM Americas Procedures and the PWM GlobalK YC
Policy
(I) Client Facing Professionals (CFP's) include: Relationship Managers. Wealth Advisors, Product
Officers, Brokers, Client Managers. etc.
Deutsche Bank Americas New York
SDNY_GM_00056766
https://dbforcepb.my.salesforce.caA N30000000D9Di&ei... 9/9/2015
CONFIDENTIAL - PURSUANT TO FED. R.15RifstrittleEtfilekt DB-SDNY-0019590
EFTA_00167336
EFTA01295609