EFTA01268341.pdf

From:
To:
Subject: 11) Ameritrade
Date: Monday, May 12, 2014 4:02:46 PM
Hi Mr. Epstein,
It was a pleasure speaking with you today. As your Investment Consultant, I want to ensure that we
are meeting your expectations, and that we are helping you to be a successful investor. I am
available to schedule a phone appointment with you, monthly or quarterly, to review the account,
and to discuss any questions or concerns you may have.
As discussed, please feel free to contact me directly if I can be of assistance to you or to Mr.
Galloway — my contact' " ow. For any Client Service issues, you may reach our 24/7
Client Services team at
I look forward to working with you. Have a great day!
Best,
Paulina S.
Paulina Sepulveda
Investment Consultant
TD Ameritrade
16830 Collins Avenue. Sunny Isles Beach. FL 33160
C3 Consistency, Collaboration & Communication
Non-Deposit Investment Products Sold Through TD AMERITRADE
• Are Not FDIC Insured
• Are Not Deposits, Obligations, or Guaranteed By The Bank Or Any Affiliate
• Are Subject To Investment Risk, Including Possible Loss Of Principal Invested
This message is confidential and sent by TD Ameritrade solely for use by the intended recipient. If you are not the
intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly
prohibited. If you have received this electronic transmission in error, please no* us by telephone at 800-669-3900
immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rdp arty
information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD Ameritmde does
not accept electronic instructions that would require an original signature. Information received by or sentf rom TD
Ameritrade is stored, subject to review, and may be produced to regulatory authorities or others with a legal right
to such.
******************************
From: Sepulveda, Paulina
5:06 PM
To:
Cc: 'Bruce Galloway;
Subject: TD Ameritrade
CONFIDENTIAL SDNY_GM_00012232
EFTA_00 122882
EFTA01268341

Hello Mr. Epstein,
I am your new Investment Consultant here in Sunny Isles Beach, FL. I wanted to reach out and offer
assistance to with your investment needs. I also wanted to provide you with an update - Mr.
Galloway and Mr. Indyke have provided me with the requirements to get started, and I will be
sending everyone the funding instructions once we have approval on the paperwork this week.
Mr. Indyke mentioned that you may be available for a quick call on Thursday. I am available as well -
I welcome the opportunity to discuss what you are seeking as an investor, and to make sure that we
can assist you with what you need. Please feel free to contact me directly by responding to this email
or by calling me directly al I look forward to working with you.
Have a nice evening!
Best Regards,
Paulina S.
Paulina Sepulveda
Investment Consultant
'I'D Ameritrade
16830 Collins Avenue. Sunny Isles Beach, FL 33160
C3 Consistency, Collaboration & Communication
Non-Deposit Investment Products Sold Through TD AMERITRADE
• Are Not FDIC Insured
• Are Not Deposits, Obligations, or Guaranteed By The Bank Or Any Affiliate
• Are Subject To Investment Risk, Including Possible Loss Of Principal Invested
This message is confidential and sent by To Ameritrade solely for use by the intended recipient. If you are not the
intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly
prohibited. If you have received this electronic transmission in error, please no* us by telephone at 800-669-3900
immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rdp arty
information contained herein was prepared by sources deemed reliable, but is not guaranteed. TII Ameritmde does
not accept electronic instructions that would require an original signature. Information received by or sentf rom Ti)
Ameritrade is stored, subject to review, and may be produced to regulatory authorities or others with a legal right
to such.
******************************
CONFIDENTIAL SONY_GM_0001 2233
EFTA_00122883
EFTA01268342