EFTA01268334.pdf

From: k0110121.8.0080
To: Ameritrade Now Accounts Resolution'
Bcc: startinagtdarnentracte.corn
Subject: RE: New Account Reiution (KMM82477044V7683L0KM)
Date: Tuesday, May 6, 2014 5:04:37 PM
Attachments: 1F Pitssnrut oyfl oc,62n not
Thank you for your email. Please be advised that organizational documents
filed with respect to limited liability companies formed in the United
States Virgin Islands are filed with the Office of the Lt. Governor, whose
website does not permit searches of currently existing limited liability
companies. The copy of the Certificate of Organization , signed by the Lt.
Governor, which was submitted with the account application, should provide
adequate confirmation of the filing and existence of Southern Financial, LLC
Please be further advised that, as indicated in the account application for
Southern Financial, LLC, the Company is not a pooled investment vehicle.
Finally, please see attached a copy of the U.S. Passport you requested.
-----Original Message
From: TI) Ameritrade New Accounts Resolution
[Inajinvnewacantintsresolutionntdameritr-tdernm]
Sent: Tuesday, May 06, 2014 4:27 PM
To:
Subject: New Account Resolution-
Dear Jeffrey Epstein,
Thank you for choosing TD Ameritrade.
To make sure you can start enjoying all the benefits of your new account,
we'll need you to send the following missing information to help us finish
your account opening:
- We were unable to locate your entity on the Secretary of State website.
Please provide a copy of your Articles of Incorporation.
- Is your LLC a pooled investment vehicle?
If no, please reply to this email or contact us directly. If yes, please
reply to this email or contact us directly to answer the following
questions:
What percentage of the initially deposited funds will be invested (not
including back deposit funds)?
If less than 25%, please explain.
Identify the beneficiaries of the fund.
Does the fund have audited financials?
If yes, please identify the Audit firm.
If no, please clarify why there is no audit firm and submit a copy
of the operating agreement.
If no, please reply to this email or contact us directly.
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If your corporation is a pooled investment vehicle, the account will not be
eligible for check writing and third party deposits or withdrawals.
- In addition, during the process of opening your account, TD Ameritrade
conducts an identity check through a third-party vendor for all new
authorized parties. Based on information we received during this check, we
need to obtain additional ID verification from you.
Please submit the following information:
A copy of a current government-issued ID, such as a driver's license or
passport.
Or
A copy of a current utility bill that has your name and the current address
as listed on your account application.
Paperwork may be faxed to 866-468-6268 or mailed to PO Box 2760, Omaha, NE
68103. If you have any questions you may contact us at 800-276-8746.
Until we have received the above information, we will have to restrict your
account from trading activity. If we do not receive this information within
30- days from the date you first opened your account we will be required to
close your account.
We appreciate your help with this and look forward to serving your account.
Sincerely,
Ravin H
Client Account Services
TD Ameritrade
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TD Ameritrade, Inc., member FINRASIPC/NFA
(www.finra.org/vAvw.sipc.orgAwAv.nfa.futures.org). TD Ameritrade is a
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rights reserved. Used with permission.
Distributed by: TD Ameritrade, Inc., 200 South 108th Avenue, Omaha, NE
68154-2631.
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