EFTA01295075.pdf

KYC Print Page 1 of 30
DB PWM GLOBAL KYC/NCA: PART A
KYC Case # : 01195111 Status : 6. Approved
One sheet must be established per relationship - list all accounts included in the relationship
1. Relationship Details
Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: New York
Relationship Manager: Paul Moms
F New PWM Relationship " Existing PWM Relationship
Relationship to PWM:
If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile: update of KYC it01133624 to add Darren Indyke as an authorized signer. Darren has been approved in
KYC #1133377. See attaIcFhe;d LOA to add
IF
F Client Referral RM Prospect Intermediary/FIM I F Other Source (as, etc.)
How was the °wogs)
Introduced? Flow long has pease provide details (e.g. name of referral source, how many years RM personally has known client,
the RM personally known etc.): Jeffrey Epstein is a current client of the Bank. Wants to open a new account. Introduction details of Paul
the client? and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual
friend/colleague who introduced them while Paul was at 'Morgan. Over the course of a few meetings Paul was
able to get Jeffrey to bring some of his hinds over to Deutsche Bank
F
F Yes No
Does Deutsche Bank pay a
retrocession or similar
compensation to a third
party for the introduction (/f Yes, desenbe):
of this relationship?
List all existing and new accounts involved In this relationship
legal Entity Account Name / Number Opening Date (intended/actual)
Accoum(s)
1 F Hyperion Air Inc 10/16/2013
2 F Hyperion Air Inc -- Money Market 10/16/2013
3 F Hyperion Air LLC 10/16/2013
4 F Hyperion Air LLC -- Money Market 10/16/2013
5 F JEGE Inc 10/16/2013
6 F JEGE Inc -- Money Market 10/16/2013
7 F JEGE LLC 10/16/2013
8 F JEGE 11C -- Money Market 10/16/2013
9 F Plan D, LLC 10/16/2013
10 F Plan D, LLC -- Money Market 10/16/2013
Who is the primary contact Harry Beller
person for the RM? (Note: Preferred method of
This person needs to have contact(Indicate phone
SDNY_GM_00053793
plifrffEwropActoD9Di&eid=500600...
https://na4.salesforce.com/servlet 3/21/2014
CONFIDENTIAL - PURSUANT TO FED. R. Atb) I I"' DB-SDNY-0016617
EFTA (H) 164363
EFTA01295075

KYC Print Page 2 of 30
signatory rights and/or no., fax no., e-mail I
information right for the address, etc.):
accounts.):
I
SDNY_GM_00053794
https://na4.salesforce.com/servle FIDE479'XL0 D9Di&eid=500600 . 3/21/2014
DB
CONFIDENTIAL - PURSUANT TO FED. R. Fit -SDNY-0016618
EFTA (()164364
EFTA01295076

KYC Print Page 3 of 30
One sheet must be established for each account to be opened
2. Account Ownership Summary
Account Name: Hyperion Air Inc Acct Number (ifa vailable):
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes
indicate from where the assets are expected to arrive?
F DB Group: Same Booking Center (indicate account number):
F DS Group: Other Booking Center (indicate DB location and account details):
F Other Institution (Indicate name & location): 3PMorgan. New York
F Physical Deposits (specify Cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000
What is the expected volume of assets and currency for Currency USD
the account approx. 90 days after opening?
What is the expected volume of assets and currency for 100000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the 'Other column.
• Alway describe the relationship between the parties in the last column.
• Please drill down to the ultimate/underlying Beneficial Owner(s).
Legal Description AccountPIC Settlor of Jitimate Signatory..imitec nanaal Significant
Entityof Source Holder OwnerTrust / Benefioabr Full POA ntermediaryShareholder
of Weakh =minder of Owner FOA ,FIM) (>=25%)
required l'oundation Non-P1C Other (please
entity describe other roles
(indicate and/or indicate
parties related to ownership relationship between
s account %) oarties)
1 F F Hyperion Air, Inc F F F F F F F
2 F F Jeffrey Epstein F F F F F F F
3 F F Harry Beller F F F F F F F
4 F F Darren Indyke F F r F F F F
EtroActoD,Di&eid=500600..S. DNY GM_00053795
ptici
https://na4 salesforce. corn/senile, 3/-21/2014
CONFIDENTIAL — PURSUANT TO FED. R. DB-SONY-0016619
EFTA_0016 4365
EFTA01295077

KYC Print Page 4 of 30
2. Account Ownership Summary
Account Name: Hyperion Air Inc -- Money Market Acct Number (if available).
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes
Indicate from where the assets are expected to arrive?
F DB Group: Same Booking Center (indicate account number):
F O6 Group: Other Booking Center (indicate O13 location and account details):
17 Other Institution (Indicate name & location): jPMorgan. New York
7 Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000
What is the expected volume of assets and currency for Currency LlSD
the account approx. 90 days after opening?
What is the expected volume of assets and currency for 200000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the 'Other column.
• Abney describe the relationship between the parties in the last column.
• Please drill down to the ultimate/unde ying Beneficial Owner(s).
Legal Description AccountPIC Settior of _Iltimate Signatory_imitecRnancial Significant
Entityof Source Holder OwnerTrust / Beneficiabr Full POA IntermediaryShareholder
of Weakh Founder of Owner POA (FIM) K> -25%)
required Foundation Non-PIC Other (please
entity describe other roles
(indicate and/or indicate
p at esrelated to ownership relationship between
is account %) oarbes)
1 F F Jeffrey Epstein F F F r F F F
r. r- r- r- r-
2 F Hypenon Air, Inc F F
F
3 F F Harry Beller F F F F F F F
4 F F Darren Indyke F F F F F F F
SDNY_GM_00053796
hus://na4 FIBEMPAt0 D9Di&eid=500600... 3/21/2014
CONFIDENpTIAL - P.sUaRleSsUfoArcNeT.c ToOm F/sEeDrv.lRet. it) DB-SONY-00 16620
EFTA (H) 164366
EFTA01295078

KYC Print Page 5 of 30
2. Account Ownership Summary
Account Name: Hyperron Air LLC Acct. Number Of available)
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes
Indicate from where the assets are expected to arrive?
F DB Group: Same Booking Center (indicate account number):
F DB Group: Other Booking Center (indicate DB location and account details):
F7 Other Institution (Indicate name & location): JPMorgan. New York
F
Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 10 inflows and outflows per month r nging from $1000 to $10,000
What is the expected volume of assets and currency for Currency LSD
the account approx. 90 days after opening?
What is the expected volume of assets and currency for 100000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the -other column.
• AN/ay describe the relationship between the parties in the last column.
• Please drill down to the ultimate/unde ying Beneficial Owner(s).
Legal Description AccountPIC Settfor of Jftimate Signatory_imitecIRnancial Significant
Entityof Source Holder OwnerTrust / Beneficiakir Full POA IntermediaryShareholder
of Weakh Founder of Owner POA (FIM) (>-25%)
required Foundation Non-PIC Other (please
entity describe other roles
(indicate and/or indicate
?altos related to ownership relationship between
is account %) aarbes)
1 F F Hyperion Air, LLC F F F r r r F
2 r F Jeffrey Epstein F F F F F F r
3 F F Harry Beller F F F F F F l-
a F F Darren indyke F F F F F F r
SDNY_GM_00053797
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htt 1ipl 3/21/2014
CONFIDENTs:I/A/nLa-4P.UsaRleSsUfoArNceT.c ToOm F/sEeDrv.lRet. Atpb) l'-' DB-SONY-00166211
EFTA (H) 164367
EFTA01295079

KYC Print Page 6 of 30
2. Account Ownership Summary
Account Name: Hypenon Air LLC -- Money Market Acct. Number (if available)
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes
Indicate from where the assets are expected to arrive?
F DB Group: Same Booking Center (indicate account number):
F DB Group: Other Booking Center (indicate DB location and account details):
F Other Institution (Indicate name & location): JPMorgan. New York
F Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000
What is the expected volume of assets and currency for Currency LSD
the account approx. 90 days after opening?
What is the expected volume of assets and currency for 200000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the 'Other column.
• Ahvay describe the relationship between the parties in the last column.
• Please drill down to the ultimate/unde ying Beneficial Owner(s).
Legal Description AccountPIC Settfor of Jltimate Signatory _imiteolRnancial Significant
Entity of Source Holder OwnerTrust / Beneficiakx Full 0OA IntermediaryShareholder
of Weakh Founder of Owner POA (FIM) (>-25%)
required Foundation Non-PIC Other (please
entity describe other roles
(indicate and/or indicate
rties related to ownership relationship between
pis account %) oarbes)
1 F F Hyperion Air, LLC F r r r r F r
2 r r Harry Beller r r r F F r r
3 F F Jeffrey Epstein r r F F F F F
4 F F Darren Indyke F F F F F F F
SDNY_GM_00053798
htts://na4 PIDENtTIA 0D9Di&eid=500600... 3/21/2014
CONFIDENTIAL- P.sUaRleSsUfoArcNeT.c ToOm F/sEeDrv.lRet. Fit) DB-SONY-0016622
EFTA_OOI 64368
EFTA01295080

KYC Print Page 7 of 30
2. Account Ownership Summary
Account Name: JEGE Inc Acct Number (if available):
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes
Indicate from where the assets are expected to arrive?
F 08 Group: Same Booking Center (indicate account number):
F DB Group: Other Booking Center (indicate DB location and account details):
17 Other Institution (Indicate name & location): JPMorgan. New York
F Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10000
What is the expected volume of assets and currency for Currency USD
the account approx. 90 days after opening?
What is the expected volume of assets and currency for 100000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the -other column.
• Alway describe the relationship between the parties in the last column.
• Please drill down to the ultimate/unde ying Beneficial Owner(s).
Legal Description AccountPIC Settfor of Ultimate Signatory imiteci5nancial Significant
Entityof Source Holder OwnerTrust / Beneficiabr Full *OA Intermediaryeharehoider
of Weakh Founder of Owner ROA (FIM) K>-25%)
required Foundation Non-plc Other (please
entity describe other roles
(indicate and/or indicate
Parties related to ownership relationship between
ithis account Parties)
‘%)
1 I7 F JEGE, Inc F F F F F F F
F F r-
2 F Jeffrey Epstein F F F F F
3 F F Harry Beller F F F F F F F
4 F F Darren Indyke F F F F F F F
ArciEwitipActoD,Di&eid=500600..S. DNY GM_00053799
https://na4.salesforce.com/servlet 3/-21/2014
CONFIDENTIAL — PURSUANT TO FED. R. DB-SONY-0016623
EFTA (H) 164369
EFTA01295081

KYC Print Page 8 of 30
2. Account Ownership Summary
Account Name: JEGE Inc -- Money Market Acct Number (if avallab.ee)
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes
Indicate from where the assets are expected to arrive?
F DB Group: Same Booking Center (indicate account number):
F DB Group: Other Booking Center (indicate 013 location and account details):
F Other Institution (Indicate name & location): JPMorgan. New York
F
Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000
What is the expected volume of assets and currency for Currency LlSD
the account approx. 90 days after opening?
What Is the expected volume of assets and currency for 200000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the mother column.
• Alway describe the relationship between the parties in the last column.
• Please drill down to the ultimate/unde ying Beneficial Owner(s).
Legal Description AccountPIC SettSor of _Iltimate Signatory_imitecRnancial Significant
Entity of Source Holder OwnerTrust / Beneficiakir Full POA IntermediaryShareholder
of Weakh Founder of Owner POA (FIM) (>-25%)
required Foundation Non-PIC Other (please
entity describe other roles
(indicate and/or indicate
p ities related to ownership relationship between
is account %) oarbes)
1 F F JEGE, Inc F F F F F F F
2 F F Jeffrey Epstein F F F F F F F
3 F F Harry Beller F F F F F F F
4 F F Darren Indyke F F F F F F F
SDNY_GM_00053800
htt s://na4 1ifi ffE N TACL0D9Di&eid=500600... 3/21/2014
CONFIDENTIAL - P.sUaRleSsUfoArcNeT. cToOm F/sEeDM.eRt. Atpl b) I''' DB-SONY-0016624
EFTA (H)1 64370
EFTA01295082

KYC Print Page 9 of 30
2. Account Ownership Summary
Account Name: )EGE LLC Acct. Number (ifavailable):
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes
Indicate from where the assets are expected to arrive?
F DB Group: Same Booking Center (indicate account number):
F DB Group: Other Booking Center (indicate DB location and account details):
17 Other Institution (Indicate name & location): JPMorgan. New York
7
Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 10 inflows and outflows per month r nging from $1000 to $10,000
What is the expected volume of assets and currency for Currency USD
the account approx. 90 days after opening?
What is the expected volume of assets and currency for 100000 Currency USD
the account approx. one year after openng?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropnate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the tither column.
• Alway describe the relationship between the parties in the last column.
• Please drill down to the ultimate/unde ying Beneficial Owner(s).
Legal Description AccountP1C Settfor of _Iltimate Signatory _imitecRnancial Significant
Entityof Source Holder OwnerTrust / Beneficiabr Full °OA IntermediaryShareholder
of Wealth Founder of Owner POA (FIM) K>-25%)
required Foundation Non-PIC Other (please
entity describe other roles
(indicate and/or indicate
es related to ownership relationship between
ris account 3'a)) aarbes)
1 F F Harry Beller r r r F r r r
2 F F JEGE, LLC F r- r- F F F r-
3 F F Jeffrey Epstein F F F F F F F
4 F F Darren Indyke F F F F F F F
itic iEtripActoD,Di&eid=500600..S. DNY GM_00053801
lutps://na4.salesforce.com/servlet 3/-21/2014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SONY-0016625
EFTA 00164371
EFTA01295083

K YC Print Page 10 of 30
2. Account Ownership Summary
Account Name: JEGE LLC -- Money Market Acct Number (if available):
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes
Indicate from where the assets are expected to arrive?
F DB Group: Same Booking Center (indicate account number):
F DS Group: Other Booking Center (indicate DB location and account details):
F Other Institution (Indicate name & location): JPMorgan. New York
F Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000
What is the expected volume of assets and currency for Currency USD
the account approx. 90 days after opening?
What is the expected volume of assets and currency for 200000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account.
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the Tither column.
• Ahvay describe the relationship between the parties in the last column.
• Please drill down to the ultimate/unde ying Beneficial Owner(s).
Legal Description AccountPIC Settior of Jltimate Signatory_imitecRnancial Significant
Entity of Source Holder OwnerTrust / Beneficialor Full POA IntermediaryShareholder
of Weakh Founder of Owner POA (FIM) K> -25%)
required Foundation Non-PIC Other (please
entity describe other roles
(indicate and/or indicate
parties related to ownership relationship between
s account %) aarbes)
i F F JEGE, LLC F r- r- F F F F
2 r F Jeffrey Epstein F F r F F F r
3 F F Harry Beller F F F F F F F
4 F F Darren Indyke F F F F F F F
SDNY_GM_00053802
hu R1ip: ElifitALD9Di&eid=500600... 3/21/2014
CONFIDENTs:I/A/nLa-4P.UsaRleSsUfoArNceT.c ToOm F/sEeDrv.lRet. it I''' DB- -0001 166662266
EFTA (H) 164372
EFTA01295084

K YC Print Page I I of 30
2. Account Ownership Summary
Account Name: Plan D, LLC Acct. Number (if available).
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes
Indicate from where the assets are expected to arrive?
F 08 Group: Same Booking Center (indicate account number):
F DB Group: Other Booking Center (indicate DB location and account details):
F Other Institution (Indicate name & location): JPMorgan. New York
7 Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,00
What is the expected volume of assets and currency for Currency USD
the account approx. 90 days after opening?
What is the expected volume of assets and currency for 100000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the tither column.
• Alway describe the relationship between the parties in the last column.
• Please drill down to the ultimate/unde ying Beneficial Owner(s).
Legal Description AccountPlC Settior of _Itimate Signatory_imitedflnancial Significant
Enttyof Source Holder OwnerTrust / Beneficialor Full POA IntermediaryShareholder
of Weakh Founder of Owner POA (FIM) K> -25%)
required Foundation Non-PIC Other (please
entity describe other roles
(indicate and/or indicate
ities related to ownership relationship between
is account %) aarbes)
1 F F Plan D, Lie F F F F F F F
F r r
2 F F Jeffrey Epstein F F F F
3 F F Harry Beller F F F F F F F
4 F F Darren Indyke F F F F F F F
SDNY GM_00053803
https://na4.salesforce.com/sen/let rpeleEteAt0D9Di&eid=500600... 3/-21/2014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SDNY-00 16627
EFTA (H) 164373
EFTA01295085

KYC Print Page 12 of 30
2. Account Ownership Summary
Account Name: Plan D, LLC -- Money Market Acct. Number (if available).
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Money Market account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes
Indicate from where the assets are expected to arrive?
F D8 Group: Same Booking Center (indicate account number):
F 08 Group: Other Booking Center (indicate 013 location and account details):
17 Other Institution (Indicate name & location): JPMorgan. New York
F Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000
What is the expected volume of assets and currency for Currency LSD
the account approx. 90 days after opening?
What is the expected volume of assets and currency for 200000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the tither column.
• Alway describe the relationship between the parties in the last column.
• Please drill down to the ultimate/unde ying Beneficial Owner(s).
Legal Description AccountPIC Setttor of _Iltimate Signatory_imitecRnancial Significant
Entityof Source Holder OwnerTrust / Beneficiakw Full 'OA IntermediaryShareholder
of Weakh Founder of Owner POA (FIM) K> -25%)
required Foundation Non-PIC Other (please
entity describe other roles
(indicate and/or indicate
parties related to ownership relationship between
is account %) aarbes)
1 F F Plan D, LLC F F F F F F F
r r r r
2 F Jeffrey Epstein F F F F
3 F F Harry Beller F F F F F F F
4 F F Darren Indyke F F F F F F F
SDNY_GM_00053804
plfrffEtepActoD9Di&eid=500600...
htt s://na4.salesforce.com/servet t Ii 3/21/2014
CONFIDENTIAL - PURSUANT TO FED.l R. Fli DB-SDNY-00 16628
EFTA 00164374
EFTA01295086

KNIT Print Page 13 of 30
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Jeffrey Epstein - 00000483289 Date of Birth: 1/20/1953
Country of Residence: USVI Country of Citizenship: USA
Address of primary Litte Saint James Saint Thomas 00802 US Virgin Islands
residence:
Profession/Occupation: Self Empolyed Tax ID / SSN:
Current Employer: Southern Financial LLC Position/Tide/Rank: President
Address of employer:
r Yes F No
Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(if Family a- Fneniship, describe)
To the best of your knowledge, is the individual party to a non-banking relationship r Yes F No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of
goods or services)?(if Ves,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Oient Private Client Place
Bank Officer Name(s) Bank Office: Domicile: of Business: Other Location (specify): Date:
r r r
r r r
F r r
r
Wealth Details for this individual are not filled in, because they are the same as for the following person:
38. Wealth Details (Only for pantie requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business: Private investments
17 Business Owner F Salary/Eamings F Investment F Inheritance/Gifts
Summarize Source of Wealth:
r-
Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For ?rugs, how did settlor accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, counties of major activities, important business partners.) Epstein began his financial career in 1976 as an
options trader at Bear Stearns and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co.,
managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust
Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy
businessman Leslie Wexner His wealth has come from is days at Bear Stearns and his financial management firms
Estimated Annual Income
10,000,000.00 Estimated amount of investable assets(S): $100 MM - 500 MM
4):
Estimated Net Worth($): $100 MM - 500 MM Amount of assets planned to invest with PWM(s):
Other Known Financial Institutions:
SDNY GM_00053805
lutps://na4.salesforce.com/servlet AttleElfrObettOD9Di&eid=500600... 3/-21/2014
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EFTA (H) 164375
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Institution: 3PMorgan Country: USA Est. Assets Under Mgt: 200,000,000.00
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00053806
htt Pi irjEt e At0D9Di&eid=500600... 3/21/2014
CONFIDENTs:I/A/nLa —4 P.sUaRleSsUfoArcNeT.c ToOm F/sEeDrv.lRe. IIlb) 1 DB-SONY-00 16630
EFTA_00I 64376
EFTA01295088

KYC Print Page 15 of 30
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for an parties)
Individual's Name: Harry Beller - 00000487202 Date of Birth:
Country of Residence: Country of Citizenship:
Address of primary
residence:
Profession/Occupation: Accountant Tax ID / SSN:
Current Employer: HBRK Associates, Inc Position/Tide/Rank:
Address of employer:
F Yes F No
Is the individual a Politically Exposed Person (PEP)?(if yes, clescnbe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(dFamily a- Fneniship, desathe)
To the best of your knowledge, is the individual party to a non-banking relationship
r Yes • No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of
goods or services)?(if Yes,desalbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Chent Private Bus Place
Bank Officer Name(s) Bank Office: Domicile: of Business: Other Location (speedy): Date:
r
Paul Mont r F 9/13/2013
r
F r
F r r
F Wealth Details for this individual are not filled in, because they are the same as for the following person:
38. Wealth Details (Only for parole requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
F Business Owner F Salary/Eamings F Investment F inhentance/Gifts
Summarize Source of Wealth:
F Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(S):
(S):
Estimated Net Worth(S): Amount of assets planned to invest with PWM(s):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
SDNY_GM_00053807
hus://na4.salesforce.com/servlet Rfifi fWER ACL0D9Di&eid=500600... 3/21/2014
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EFTA 00164377
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'
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY GM_00053808
hups://na4.salesforce.com/servlet AttliriEWACL0D9Di&eid=500600... 3/-21/2014
CONFIDENTIAL — PURSUANT TO FED. R. DB-SDNY-00 16632
EFTA_0016 4378
EFTA01295090

KYC Print Page 17 of 30
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Darren Indyke - Date of Birth:
Country of Residence: Country of Citizenship:
Address of primary
residence:
Profession/Occupation: Lawyer Tax ID / SSN:
Current Employer: Southern Financial LLC Position/Tide/Rank:
Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022
r-
Yes F No
Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(f Family or Fnendship, describe)
To the best of your knowledge, is the individual party to a non-banking relationship f— yes '—
Ito No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of '
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
Domicile: of Business:
r r r
r r r
F r r
F Wealth Details for this individual are not filled in, because they are the same as for the following person:
35. Wealth Details (Only for parbe requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
F Business Owner F Salary/Eamings F Investment F innentance/Gifts
Summarize Source of Wealth:
F Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(S):
(5):
Estimated Net Worth(5): Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution: I I Country: I I Est. Assets Under Mgt:
iptriciEtrtkip toD,Di&eid=500600.S.D. NY GM_00053809
https://na4.salesforce.com/serylet 3/-21/2014
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EFTA 00164379
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'
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00053810
htt s://na4 E t 0D9Di&eid=500600... 3/21/2014
FIB irtiA
CONFIDENpTIAL - P.sUaRleSsUfoArcNeT.c ToOm F/sEeDrv.lRet. At- ) DB-SONY-0016634
EFTA_00 164380
EFTA01295092

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One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details (For all Legal Entities)
Legal Entity Name: Hyperion Air, LLC - 00000487225
F Private Investment
r Foundation/Association r Trust Pr Company
Type of Entity: Purpose of Entity: r Philanthropic/Charitable
F Estate F Partnership
r Commercial
Type of Entity Other Purpose of Entity
(specify): Other (specify):
Date of
Country of US Virgin Islands 10/19/2012
incorporation /
incorporation/registrabon:
registration:
Address (city, street, post 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN:
code):
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include
information about revocalal ty,settlor and beneficianes,etc.:
Single member LLC. Jeffrey Epstein is sole member/owner
Please indicate how ownership of the legal entity is reflected:
F Special attention: Bearer snares • Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (,/rot the same persons).
To the best of your knowledge, is the entity party to a non-banking relationship with
Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods yes F No F
or services)?:
Describe Nature of Entity's Primary Business and Investment Activities
This is a company formed to hold funds for the taxes and payments of one of
Nature of the business: Jeffrey Epstein's airplanes. This LLC was formed to eventually take over payments
for Hyperion Air Inc. Hyperion Air Inc will be closed within a year
Countries where business is transacted: USA, USVI
Number of employees: 1
3D. Wealth Profile (Only for parties requiring source of wealth descnption as indicated in Section 2)
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of acteryliabilities):
This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's airplanes. This LLC was formed to eventually
take over payments for Hyperion Air Inc. Hyperion Air Inc will be closed within a year. Initial capital contribution of $1,000 from Jeffrey
Epstein. M funds for this company come from Jeffrey Epstein's source of wealth.
Estimated gross receipts p.a.($):
Estimated net profit pa. ($):
Estimated investable assets ($): <$1 MM
Potential Amount to be invested with PWI'd (5): 300,000.00
Other Known Financial Institutions:
Institution: 3PMorgan Country: USA Bt. Assets Under Mgt: 300,000.00
Institution: Country: Bt. Assets Under Mgt:
SDNY2-G1M/2_0001045 3811
https://na4.salesforce.com/servlet AtrIBEW ripAt0 D9Di&eid=500600... 3/
DB
CONFIDENTIAL - PURSUANT TO FED. R. -SDNY-00 16635
EFTA_0016 4381
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I
'Institution: I Est. Asses Under Mgt: I
I Caln" :
SDNY_GM_00053812
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One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details (For all Legal Entities)
Legal Entity Name: Plan D, LLC - 00000487219
r-- Foundabon/Associabon r Trust F Company F Private Investment
Type of Entity: Purpose of Entity: r Philanthropic/Charitable
1— Estate 1— Partnership
r commercial
Type of Entity Other Purpose of Entity
(specify): Other (specify):
Date of
Country of US Virgin Islands 10/19/2012
incorporation /
incorporation/registrabon:
registration:
Address (city, street, post 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/E1N:
code):
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include
information about revocabl ty,setUor and beneflciaries,etc.:
Single member LLC. Sole member is Jeffrey Epstein
Please indicate how ownership of the legal entity is reflected:
f- Special attention: Bearer Shares • Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ifn ot the same persons)
To the best of your knowledge, is the entity party to a non-banking relationship with
Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods yes F No F
or sennces)?:
Describe Nature of Entity's Primary Business and Investment Activities
LLC created to hold funds to pay for costs associated with one of Jeffrey Epstein's
Nature of the business:
planes
Countries where business is transacted: USA, USVI
Number of employees: 1
3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2)
Provide Evidence of Corporate Assets (e g balance sheet or equivalent summary of assets/liabilities):
LLC created to hold funds to pay for costs associated with one of Jeffrey Epstein's planes. Initial contribution of $1,000 from Jeffrey Epstein
and all source of funds come from Jeffrey Epstein.
Estimated gross receipts p.a.($):
Estimated net profit p.a. (5):
Estimated investable assets (5): <51 MM
Potential Amount to be invested with PWM (5): 300,000.00
Other Known Financial Institutions:
Institution: JPMorgan Country: USA Est. Assets Under Mgt: 300,000.00
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
iteEmpACED9Di&eid=500600..S.D NY GM_00053813
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CONFIDENTIAL — PURSUANT TO FED. R. DB-SONY-00 16637
EFTA_00I 64383
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KYC Print Page 22 of 30
•
SDNY_Gt.4_00053814
hups://na4.salesforce.com/servle n irprientipACE/D9Diateid=500600... 3/21/2014
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KYC Print Page 23 of 30
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details (For all Legal Entities)
Legal Entity Name: Hyperion Air, Inc - 00000487224
r— r F Private Investment
Foundation/Association Trust P. Company r
Type of Entity: Partnership Purpose of Entity: Philanthropic/Charitable
F Estate r r
Commercial
Type of Entity Other Purpose of Entity
(specify): Other (specify):
Date of
Country of USA 7/18/1991
incorporation /
incorporation/registration:
registration:
Address (city, street, post 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN:
code):
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include
information about revocabil ty,settlor and beneficianes,etc.:
Jeffrey Epstein is President and sole owner.
Please indicate how ownership of the legal entity is reflected:
I-- Special attention: Bearer Shares - Indicate where shares are custodied:
Descnbe the chain from the direct owner of the entity to the ultimate beneficial owner (or not the same pesons).
To the best of your knowledge, is the entity party to a non-banking relationship with
Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods yes I— No F
or serinces)?:
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business: Holds funds to pay for tubts associated with an airplane owned by Jeffrey Epstein.
Countries where business is transacted: USA, USVirgin Island
Number of employees:
3D. Wealth Profile (Only for parse requiring source of wealth description as indicated in Section 2)
Provide Evidence of Corporate Assets (e g balance sheet or equivalent summary of assets/liabilities):
All funds for this LLC come from contnbutions of the president and sole owner, Jeffrey Epstein.
Estimated gross receipts p.a.($):
Estimated net profit p.a. (5):
Estimated investable assets (5): <$1 MM
Potential Amount to be invested with PM.' (5): 300,000.00
Other Known Financial Institutions:
Institution: JPMorgan Country: USA Est. Assets Under Mgt: 300,000.00
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
SDNY GM_00053815
https://na4.salesforce.com/servlet AttliDEWRACL0D9Di&eid=500600... 3/21/2014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SONY-00 16639
EFTA 00164385
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KYC Print Page 24 of 30
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details (For all Legal Entities)
Legal Entity Name: JEGE, Inc - 00000487244
F Private Investment
r-- Foundation/Association r Trust 17 Company
Type of Entity: Purpose of Entity: r Philanthropic/Charitable
F Estate F Partnership
r Commercial
Type of Entity Other Purpose of Entity
(specify): Other (specify):
Date of
Country of USA 9/7/2000
incorporation /
incorporation/registrabon:
registration:
Address (city, street, post 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN:
code):
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include
information about revocabil ty,settlor and beneficianes,etc.:
Jeffrey Epstein is the sole owner.
Please indicate how ownership of the legal entity is reflected:
F Special attention: Bearer Shares - Indicate where shares are custodied:
Descnbe the chain from the direct owner of the entity to the ultimate beneficial owner (ifn ot the same persons)
To the best of your knowledge, is the entity party to a non-banking relationship with
Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods yes F No F
or services)?:
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business: Holds hinds to pay for u.ras associated with an airplane owned by Jeffrey Epstein.
Countries where business is transacted: USa, USVI
Number of employees: 1
3D. Wealth Profile (Only for partie requiring source of wealth description as indicated in Section 2)
Provide Evidence of Corporate Assets (e g balance sheet or equivalent summary of assets/habilites):
All corporate funds/assets come from contnbubons bythe sole owner, Jeffrey Epstein and his source of wealth
Estimated gross receipts p.a.($):
Estimated net profit p.a. (5):
Estimated investable assets ($): <$1 MM
Potential Amount to be invested with PWT4 (5): 300,000.00
Other Known Financial Institutions:
Institution: JAMorgan Country: WA Est. Assets Under Mgt: 300,000.00
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
SDNY GM_00053816
hups://na4.salesforce.com/servlet ipstrriEwoAtoD,Di&eid=500600... 3/-21/2014
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EFTA 00164386
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One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details (For all Legal Entities)
Legal Entity Name: JEGE, LLC - 00000487216
F Private Investment
r Foundation/Association r Trust F Company
Type of Entity: Purpose of Entity: r Philanthropic/Charitable
F Estate F Partnership
r Commercial
Type of Entity Other Purpose of Entity
(specify): Other (specify):
Date of
Country of USVI 10/19/2012
incorporabon /
incorporation/registrabon:
registration:
Address (city, street, post 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN:
code):
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include
information about revocabl ty,setbor and beneficiaries,etc.:
Single member LLC. Jeffrey Epstein is the sole member
Please indicate how ownership of the legal entity is reflected:
F Special attention: Bearer Shares • Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ifn ot the same persons)
To the best of your knowledge, is the entity party to a non-banking relationship with
Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods yes r No F
or services)?:
Describe Nature of Entity's Primary Business and Investment Activities
This is a company formed to hold funds for the taxes and payments of one of
Nature of the business: Jeffrey Epstein's airplanes. This tic was formed to eventually take over payments
for JEGE Inc. JEGE Inc will be closed within a year
Countries where business is transacted: USA, USVI
Number of employees: 1
3D. Wealth Profile (Only for parties requinng source of wealth description as indicated in Section 2)
Provide Evidence of Corporate Assets (e g balance sheet or equivalent summary of assets/liabilities):
Initial funding of $1,000 from sole member Jeffrey Epstein. All corporate assets come from contributions made by the sole owner
Estimated gross receipts p.a.($):
Estimated net profit p.a. ($):
Estimated investable assets ($): <$1 MM
Potential Amount to be invested with PM (5): 300,000.00
Other Known Financial Institutions:
Institution: JPMorgan Country: USA Est. Assets Under Mgt: 300,000.00
Institution: Country: Bt. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
SDNY GM_00053817
haps://na4.salesforce.com/servIet AttleEtr rf At0 D0Di&eid=500600... 3/-21/2014
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EFTA_00I 64387
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KYC Print Page 26 of 30
SDNY_Ght00053818
pliDENimAtD9Disceid=500600...
littps://na4.salesforce.com/servle 3/21/2014
CONFIDENTIAL - PURSUANT TO FED_ R. ne) DB-SDNY-0016642
EFTA_00164388
EFTA01295100

KYC Print Page 27 of 30
DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B
Relationship Name EPSTEIN, JEFFREY RELATIONSHIP
Booking Center F NY r- NY/Offshore F Offshore F Moderate F High Risk Jacqueline Ughtbody
Risk
(Compliance Signature)
F DB Employee F DB Managed PIC F DO is Trustee/Co-Trustee F Bearer Shares
4. Attachments
A. Type of Photo ID Provided F Drivers License F Passport F National/State ID F Other
Checklist of names (individuals and/or entitles) that were submitted for database
E. F Yes r No
searches is attached
C. Please indicate the results of the database searches performed
RDC searches complete F Yes Frio negative results found F Yes F No
PCR checks complete F Yes EN° negative results found F Yes F NO
OFAC checks complete F Yes F No negative results found F Yes F NO
8IS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, .---
D&B) ii., yes F No negative results found F Yes F No
r F yes
Denial Orders checks complete 17 Yes No negative results found F. No
Martindale-Hubbell searched (Lawyers/Law Firms only) F Yes F No negative results found F Yes F No
Please summarize any negative results from the database searches indicated above: DMREN INDKYE:
KYC approved in case e 1133377
HYPERION AIR INC:
No negative media
No court cases
HYPERION AIR LLC:
No negative media
No court cases
JEGE INC:
No negative media
No court cases
JEGE LLC:
D.
No negative media
No court cases
PLAN D LLC:
No negative media
No court cases
HARRY BEU_ER:
Negative Media: Not our client All negative media pertains to an environmental microbiologist. Our client is an accountant
Court Cases:
#1: Disposed in 1987
All other cases are not our client The other court cases refer to a Dr. Harry Beller. Our client is an accountant
JEFFREY ti-S i tIN:
Previously KYCd and approved in: 01082293 and 01121718
Atei)L , SDNY_GM_00053819
piirifEttntALD9Di&eid=500600...
M
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E. To the best of your knowledge, has the client ever been convicted of a cnminal offense? 17 Yes F No
To the best of your knowledge, has the customer ever been involved in any past
litigation against Deutsche Bank AG or any of its subsidiaries or is the customer
r
F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, Yes F No
provide details below and contact Quality Mot (Lat4m/Intl) or the Reociatory Control
Group and notify Compliance immediately)
Does the client or related party have any financial or other association / interactions r-- yes F No
G' wlthn countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? '
H' the client or related party have any financial or other association/ interactions
" withal high risk counties? F yes r; No
r r
I. Corporate Documentation Attached (Legal Entities Only) r; yes No Not Applicable
J. Undisclosed Principal Form Complete (Intermediaries Only) F Yes F No F Not Applicable
K. If Lexis/Nods Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English
summary of the nature/contents of the non-English Documentation:
SDNY GM_00053820
https://na4.salesforce.com/servlet AtrirjEtf0At0D9Di&eid=500600... 3/-21/2014
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M. Case Comments
Created By Date Comments
Jacqueline 1 page of DB Certificate of LLC Resolution with the 2nd that did not list all signers, is acceptable.
3/14/2014 4:02 PM
Jghtbody The only revision was the 2nd page with the correct signers that is attached separately.
ONSHORE APPROVALS
Client Facing Professional (CFP): Paul Morris (Signature) 2/24/2014
Paul Morris
Office Director/Business Head: Brian M. Biggar (Signature) 2/24/2014
Brian M. Biggar
Regional Office Director: (Signature)
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
Gwen Hill o/b/o Janice Franklin Gwen Hill o/b/o Janice Franldin 3/14/2014
Jacqueline lightbody Jacqueline Lightbody 3/14/2014
LATAM / INTERNATIONAL APPROVALS
Client Facing Professional (CFP ): (Signature)
Account Manager: (Signature)
Global Market Team Head (Signature)
(GMTH)/Sub-Market Team Head
(SMTH):
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
SDNY_GM_00053821
PiiriEMITAEDD9Di&eid=500600... 3/21/2014
CONFIDENTs:IA//nLa -4 P.sUaRleSsUfoArcNeT.c ToOm F/sEeDrv.lRe . Fit I DB-SONY-0016645
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KYC Print Page 30 of 30
PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth
Management (PWM) worldwide is committed to professionally serve the interests ofi ts clients. To do so,
Client Facing Proftssionalsl(1) (CFP's) should establish andm aintain business relationships only with
persons who sail* our high standards ofs uitability, background and character. Due diligence obtained
on the client must be appropriately documented by the CFR It is the responsibility ofC FP's to
demonstrate that they know their client both at the inception ofa relationship and on an ongoing basis.
DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofm y knowledge and belief the
above information is correct and up to date. I confirm that I have no suspicions relating to the money
laundering or unethical activities on the part of the client(s) and that I have followed aU the procedures
relating to account opening as described in the PWM Americas Procedures and the PWAI Global KYC
Policy
(i) Client Facing Professionals (CFP's) include: Relationship Managers. Wealth Advisors, Product
Officers, Brokers. Client Managers, etc.
VA
Deutsche Bank Americas New York
SON Y_Ght00053822
hups://na4.salesforce.comiservle fristrEjetneD9Diaceid=500600... 3/21/2014
CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016646
EFTA_00164392
EFTA01295104