EFTA01295009.pdf

KYC Print Page 1 of 29
DB PWM GLOBAL KYC/NCA: PART A I!:
KYC Case # : 01133113 Status 6. Approved
One sheet must be established per relationship - list all accounts included in the relationship
1. Relationship Details
Relationship Name: EPSTEIN, JEFFREY RELAllONSHIP:00000483290 Booking Center: New York
Relationship Manager: Paul Morris
F New PWM Relationship (7 Existing PWM Relationship
Relationship to PWM:
If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile:
r r
Client Referral 17 RM Prospect F Intermediary/FIM Other Source (06, etc.)
How Was the Oient(s)
Introduced? How long has Please provide details (e.g. name of referral source, how many years RM personalty has known client,
the RM personally known etc.): Jeffrey Epstein Is a current client of the Bank. Wants to open a new account. Introduction details of Paul
and Jeffrey: Jeffrey Epstein was a dent of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual
the client?
friend/colleague who introduced them while Paul was at 'Morgan. Over the course of a few meetings Paul was
able to get Jeffrey to bring some of his funds over to Deutsche Bank
F Yes F No
Does Deutsche Bank pay a
retrocession or similar
compensation to a third
party for the introduction ale yes, descfibe)
of this relationship?
List all existing and new accounts involved in this relationship
Legal Entity Account Name / Number Opening Date (intended/actual)
Account(s)
1 r Butterfly Trust — Checking 10/9/2013
2 r Butterfly Trust -- Money Market 10/9/2013
Who is the primary contact
person for the RM? (Note: Preferred method of
This person needs to have Darren Indyke contact(indicate phone
signatory rights and/or no., fax no., e-mail
information right for the address, etc.):
accounts.):
SDNY GM 00053703
https://na4.salesforce.com/seryle nriffiEWr0pAt0D9Di&eid=500600... 1-/26/2014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SONY-0016527
EFTA_00164278
EFTA01295009

KYC Print Page 2 of 29
One sheet must be established for each account to be opened
2. Account Ownership Summary
Account Name: Butterfly Trust -- Checking Acct Number (ifa vailable):
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? This is a checking account to hold funds for the trust.
Indicate from where the assets are expected to arrive?
F DB Group: Same Booking Center (indicate account number):
F DB Group: Other Booking Center (indicate DB location and account details):
P. Other Institution (Indicate name & location): JPMorgan. New York, NY
F Physical Deposits (specify Cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 5-10 inflows and outflows per month ranging from 51,000 to $20,000
What is the expected volume of assets and currency for 4,000,000.00 Currency USD
the account approx. 90 days after opening?
What is the expected volume of assets and currency for 5,000,000.00 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the "Other column.
• Abney describe the relationship between the parties in the last column.
• Please drill down to the ultimate/underlying Beneficial Owner(s).
Legabescription AccountFIC Setter of slItimate Signatory-imitecFnancial Significant
Entityof Source Holder OwnerTrust / Beneficial°, Full POA IntermediaryShareholder
of Weakh Founder of Owner POA (FIM) (>=25%)
required foundation Non-P1C Other (please
entity describe other roles
(indicate and/or indicate
Parties related to ownership relationship between
pis account %) 3arties)
1 F F Jeffrey Epstein r r F F F r r Grantor;
2 F r Butterfly Trust F F F F F F F
3 F F Richard Kahn F F F F F F F Trustee:;
4 F F Darren Indyke r F F r F F F Trustee:;
5 r r r r r F r F F Beneficiary;
E r r r r r r r r r Beneficiary;
7 F F F F F F F F F Beneficiary;
8 r r r r r r- r r r Beneficiary;
9 F F Ghislaine Maxwell F F r r r r F Beneficiary;
SDNY_GM_00053704
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CONFIDENsT:/I/AnLa-4 P.sUaRleSsUfoArcNeT.c ToOm F/sEeDry.lRet. Ab) 1 '' DS-SONY-0016528
EFTA_00164279
EFTA01295010

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kir Ir IF IF IF IF
Ir V V I Ivry;
SDNY_GM_00053705
Imps://na4.salesforce.conn/servle AtrEjrtrpACED9Di&eid=500600... 1/26/2014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SDNY-00 16529
EFTA_OOI 64280
EFTA01295011

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2. Account Ownership Summary
Account Name: Butterfly Trust -- Money Market Acct. Number (if available).
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Money Market account. To hold cash for the trust to earn Interest
Indicate from where the assets are expected to arrive?
F DB Group: Same Booking Center (indicate account number):
F DB Group: Other Booking Center (indicate DB location and account details):
F Other Institution (Indicate name & location): JPMorgan. New York, NY
F Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: Roughly 1-2 inflows and outflows per month ranging from $1,000 to $10,000
What is the expected volume of assets and currency for 500,000.00 Currency USD
the account approx. 90 days after opening'
What Is the expected volume of assets and currency for 1,000,000.00 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the tither column.
• Alway describe the relationship between the parties in the last column.
• Please drill down to the ultimate/under ying Beneficial Owner(s).
Legal Description AccountPIC Settior of _Itimate Signatory_imitecRnancial Significant
Entityof Source Holder OwnerTrust / Beneficiabr Full 00A IntermediaryShareholder
of Weakh Founder of Owner POA (FIM) 0.-25%)
required Foundation Non-PIC Other (please
entity describe other roles
(indicate and/or indicate
Parties related to ownership relationship between
this account %) cartes)
1 F F Jeffrey Epstein F F F F F F F Grantor;
2 F F Butterfly Trust F F F F F
F
3 F F Richard Kahn F F F F F F F Trustee:;
4 F F Darren Indyke F F F F F F F Trustee:;
s F F F F F F F r F Beneficiary;
6 F F F F F F F F F Beneficiary;
7 F F F F F F F F F Beneficiary;
8 F F F F F F F F F Beneficiary;
9 F F Gtislaine Maxwell F F F F F F F Beneficiary;
10 F F F F F F F F F Beneficiary;
Attl iciEwropAto,Di&eid=500600S DNY_GM_00053706
hups://na4.salesforce.com/serylet . 1/26/2014
CONFIDENTIAL — PURSUANT TO FED. R. DB-SDNY-00 16530
EFTA_00164281
EFTA01295012

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SDNY_GM_00053707
leEtflkt
hops://na4.salesforce.com/servle 0D9Di&eid=500600 . 1/26/2014
CONFIDENTIAL — PURSUANT TO FED. R. t DB-SONY-0016531
EFTA_OOI 64282
EFTA01295013

KYC Print Page 6 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Jeffrey Epstein - 00000483289 Date of Birth: 1/20/1953
Country of Residence: USVI Country of Citizenship: USA
Address of primary Litte Saint James Saint Thomas 00802 US Virgin Islands
residence:
Profession/Occupation: Self Empolyed Tax ID / SSN: 090-44-3348
Current Employer: Southern Financial LLC Position/ride/Rank: President
Address of employer: 6100 Red Kook Quarter 83 St. Thomas USVI 00802
F Yes F No
Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(if Family a- Fnendship, descnbe)
To the best of your knowledge, is the individual party to a non-banking relationship
r Yes F No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place
Bank Officer Name(s) Bank Office: Domicile: of Business: Other Location (specify): Date:
Paul Morris r r F 9/13/2013
F r r
r r r
F Wealth Details for this individual are not filled in, because they are the same as for the following person:
38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business: Private investments
F Business Owner F Salary/Eamings F Investment F Inheritance/Gifts
Summarize Source of Wealth:
r-
Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an
options trader at Bear Stearns and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, ). Epstein & Co.,
managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust
Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy
businessman Leslie Wexner His wealth has come from is days at Bear Stearns and his financial management firms
Estimated Annual Income
10,000,000.00 Estimated amount of investable assets(S): S50 MM - 100 MM
(S):
Estimated Net Worth(S): $100 MM - 500 MM Amount of assets planned to invest with PWM(s): 5,000,000.00
Other Known Financial Institutions:
SONY_GM_00053708
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CONFIDENTs:I/A/nLa -4 P.sUaRleSsUfoArcNeT.c ToOm F/sEeDry.lRet. It 1 `-' DB-SDNY-00 16532
EFTA_00164283
EFTA01295014

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Institution: ]PM Country: USA Est. Assets Under Mgt: 120,000,000.00
Institution: Deutsche Bank Country: USA Est. Assets Under Mgt: 70,000,000.00
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00053709
PliFIEWr optktoD9Di&eid=500600...
htt s://na4.salesforce.com/servet 1/26/2014
CONFIDENTIAL-PURSUANT TO FED.(R. At b) I l'-' DB-SONY-00 16533
EFTA_00I 64284
EFTA01295015

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One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Darren Indyke - 00000486405 Date of Birth:
Country of Residence: USA Country of Citizenship: USA
Address of primary
residence:
Profession/Occupation: Attorney Tax ID / SSN:
Current Employer: Southern Financial LLC Positionifide/Rank:
Address of employer: 6100 Red Kook Quarter B3 Livingston USVI 00802
F Yes F No
Is the individual a Politically Exposed Person (PEP)?(if yes, describe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(if Family a- Fneniship, descnbe)
To the best of your knowledge, is the individual party to a non-banking relationship
r Yes F No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place
Bank Officer Name(s) Bank Office: Domicile: of Business: Other Location (specify): Date:
Paul Moms r r F 9/13/2013
F r r
F r r
r
Wealth Details for this individual are not filled in, because they are the same as for the following person:
35. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
F Business Owner F Salary/Eamings F Investment F Inheritance/Gifts
Summarize Source of Wealth:
F Cther:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(S):
(S):
Estimated Net Worth(S): Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution: I Country: I Est. Assets Under Mgt:
SDNY_GM_00053710
hus://na4 PrifEteepAt0D9Di&eid=500600... 1/26/2014
CONFIDENpTIAL - P.sUaRleSsUfoArcNeT.c ToOm F/sEeDrv.lRe . Atb) i1i `-' DB-SDNY-00 16534
EFTA_00164285
EFTA01295016

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'
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY GM/0 0053711
hups://na4.salesforce.com/servle ritifiEWRACE D9Di&eid=500600... -1 62014
D/2
CONFIDENTIAL - PURSUANT TO FED. R. B-SONY-0016535
EFTA 00164286
EFTA01295017

K YC Print Page I 0 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Richard Kahn - 00000486407 Date of Birth:
Country of Residence: USA Country of Citizenship: USA
Address of primary
residence:
Profession/Occupation: Accountant Tax ID / SSN:
Current Employer: Southern Financial, LLC Position/Tide/Rank:
Address of employer: 6100 Red Kook, Quarter B3 St Thomas US Virgin Islands 00802
F Yes 17 No
Is the individual a Politically Exposed Person (PEP)?(if yes clescnbe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(if Family a- Freniship, desathe)
To the best of your knowledge, is the individual party to a non-banking relationship
r Yes 17 No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of
goods or services)?(if Yes,desalbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place
Bank Officer Name(s) Bank Office: Domicile: of Business: Other Location (specify): Date:
Paul Moms r r F 9/13/2013
F r r
F r r
r
Wealth Details for this individual are not filled in, because they are the same as for the following person:
38. Wealth Details (Only for parbe requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
F Business Owner F Salary/Eamings F Investment F Inhentance/Gifts
Summarize Source of Wealth:
r-
Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(S):
(S):
Estimated Net Worth(S): Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution: I I Country: I I Est. Assets Under Mgt:
BEtepActompi&eid=500600.S.D.N Y GM 00053712
hups://na4.salesforce.com/servle I-/2672014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SONY-00 16536
EFTA_00164287
EFTA01295018

KYC Print Page I I of 29
'
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00053713
pliffiEmptAtoD,Di&eid=500600...
htt s://na4.salesforce.com/servle 1/26/2014
CONFIDENTIAL-PURSUANT TO FED. R. Ate) DB-SDNY-00 16537
EFTA_00164288
EFTA01295019

KYC Print Page 12 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Ghislaine Maxwell - Date of Birth:
Country of Residence: Country of Citizenship:
c/o KIRK Associates
Address of primary
575 Lexington Avenue, 4th R New York NY 10022 USA
residence:
Profession/Occupation: Tax ID / SSN:
Current Employer: Positionifide/Rank:
Address of employer:
F Yes F No
Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(,f Family or Fnendstvp, descnbe)
To the best of your knowledge, is the individual party to a non-banking relationship '—
rYes Ito No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of '
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place
Bank Officer Name(s) Bank Office: Domicile: of Business: Other Location (specify): Date:
r r r
r r r
F r r
F Wealth Details for this individual are not filled in, because they are the same as for the following person:
35. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
F Business Owner F Salary/Eamings F Investment F Inhentance/Gifts
Summarize Source of Wealth:
F Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For busts, how did senior accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(S):
(5):
Estimated Net Worth(S): Amount of assets planned to invest with PWM(s):
Other Known Financial Institutions:
Institution: I 1Country: I I Est. Assets Under Mgt:
SDNY GM00053714
https://na4.salesforce.com/seMet ritriEtepAt0D9Di&eid=500600... 1-/2672014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SONY-0016538
EFTA 00164289
EFTA01295020

KYC Print Page 13 of 29
'
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
iirjEwripActoD,Di&eid=500600S DNY_GM_00053715
https://na4.salesforce.com/serylet . 1/26/2014
CONFIDENTIAL — PURSUANT TO FED. R. Att DB-SDNY-00 16539
EFTA_00 164290
EFTA01295021

KYC Print Page 14 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Date of Birth:
Country of Residence: Country of Citizenship:
c/o HEIRK Associates
Address of primary
575 Lexington Avenue, 4th R New York NY 10022 USA
residence:
Profession/Occupation: Tax ID / SSN:
Current Employer: Position/Tide/Rank:
Address of employer:
F Yes F No
Is the individual a Politically Exposed Person (PEP)?(if Yes, desaibe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(if Family a- Fnendship, describe)
To the best of your knowledge, is the individual party to a non-banking relationship r..
Yes r No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of '
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Oient Private Client Place
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
Domicile: of Business:
r r r
r r r
F F F
F Wealth Details for this individual are not filled in, because they are the same as for the following person:
35. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
F Business Owner F Salary/Eamings F Investment F Inhentance/Gifts
Summarize Source of Wealth:
r-
Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For busts, how did settlor accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(S):
($):
Estimated Net Worth(S): Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution: I 1Country: I I Est. Assets Under Mgt:
PI
SDNY_GM_00053716
lutp a4.salesforce.com/servlet PIDENTIAt0 D9Di&eid=500600... 1/26/2014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SDNY-0016540
EFTA 00164291
EFTA01295022

KYC Print Page 15 of 29
'
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00053717
htt s://na4 0D9Di&eid=500600.. . 1/26/2014
Fl iBEIVIAt
CONFIDENpTIAL - P.sUaRleSsUfoArcNeT.c ToOm F/sEeDrv.lRe . Fit) DB-SONY-0016541
EFTA_00164292
EFTA01295023

KYC Print Page 16 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Date of Birth:
Country of Residence: Country of Citizenship:
c/o KIRK Associates
Addr ss of primary
575 Lexington Avenue, 4th R New York NY 10022 USA
resideenc :
Profession/Occupation: Tax ID / SSN:
Current Employer: Positionifide/Ftank:
Address of employer:
r Yes F No
Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe)
To the best of your knowledge, is the individual related to an employee of the DB r Family F Friendship F None
group?(,f Family a- Fnendship, descnbe)
To the best of your knowledge, is the individual party to a non-banking relationship r- yes '—
iv No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of 1
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Bank Officer Name(s) Bank Office: D C o li m en ic t i P le r : i vate o C f l B ie u n s t i n P e la s c s e : Other Location (specify): Date:
r r r
r r r
F r r
r
Wealth Details for this individual are not filled in, because they are the same as for the following person:
35. Wealth Details (Only for parbe requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
F Business Owner F Salary/Eamings F Investment F Inhentance/Gifts
Summarize Source of Wealth:
r-
Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For ?rugs, how did senior accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(S):
(5):
Estimated Net Worth(S): Amount of assets planned to invest with PWM(s):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
SDNY_GM_00053718
lutps://na4.salesforce.com/serylet Rip?E tffiAt0D9Di&eid=500600... 1/26/2014
CONFIDENTIAL - PURSUANT TO FED. R. itb) 1 I''' DB- -0001 166554422
EFTA_00164293
EFTA01295024

KYC Print Page 17 of 29
'
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
Attf iri EwitipActoD,Di&eid=500600S DNY_GM_00053719
https://na4.salesforce.corn/servlet . 1/26/2014
CONFIDENTIAL—PURSUANT TO FED. R. DB-SDNY-0016543
EFTA_0016 4294
EFTA01295025

KYC Print Page 18 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: - Date of Birth:
Country of Residence: Country of Citizenship:
c/o HBRK Accnriates
Address of primary
575 Lexington Avenue, 4th R New York NY 10022 USA
residence:
Profession/Occupation: Tax ID / SSN:
Current Employer: Position/Tide/Ftank:
Address of employer:
F Yes F No
Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(dFamdy a- Fnendstvp, describe)
To the best of your knowledge, is the individual party to a non-banking relationship r- yes t—
it" No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of '
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Chent Private Client Place
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
Domicile: of Business:
r r r
r r r
F r r
r
Wealth Details for this individual are not filled in, because they are the same as for the following person:
35. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
F Business Owner F Salary/Eamings F Investment F Inheritance/Gifts
Summarize Source of Wealth:
r-
Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(5):
(5):
Estimated Net Worth(5): Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution: I I Country: I I Est. Assets Under Mgt:
Ab). .— SDNY_GM_00053720
plifrffEnntAtoD9Di&eid=500600...
hups://na4.salesforce.com/servle 1/26/2014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SDNY-00 16544
EFTA_OOI 64295
EFTA01295026

KYC Print Page 19 of 29
'
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY GM 00053721
https://na4.salesforce.com/servle AtrifiEliet W0D9Di&eid=500600... 1-/26720 I 4
CONFIDENTIAL - PURSUANT TO FED. R. DB-SDNY-0016545
EFTA_00164296
EFTA01295027

KYC Print Page 20 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: - Date of Birth:
Country of Residence: Country of Citizenship:
c/o HBRK Associates
Address of primary
575 Lexington Avenue, 4th R New York NY 10022 USA
residence:
Profession/Occupation: Tax ID / SSN:
Current Employer: Position/Tide/Rank:
Address of employer:
r•-•
F Yes No
Is the individual a Politically Exposed Person (PEP)?(if Yes, desaibe)
To the best of your knowledge, is the individual related to an employee of the DB F Family F Friendship F None
group?(if Family a- From/ship, describe)
To the best of your knowledge, is the individual party to a non-banking relationship r• yes
rNo
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of '
goods or services)?(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
Client Private Client Place Location (specify): Date:
Bank Officer Name(s) Bank Office: Other
Domicile: of Business:
r r r
r r r
F r r
F
Wealth Details for this individual are not filled in, because they are the same as for the following person:
indicated
35. Wealth Details (Only for partie requiring source of wealth description as in Section 2)
Nature of the Individual's Business:
F
F Business Owner Salary/Eamings F Investment F Inhentance/Gifts
Summarize Source of Wealth: r-
Other:
Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For busts, how did senior accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate
type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(s):
(5):
Estimated Net Worth(S): Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
SDNY_GM_00053722
piirefEtepActoD9Di&eid=500600...
lut 1/26/2014
t
CONFIDENTs:I/A/nLa -4P .UsaRleSsUfoArNceT.c ToOm F/sEeDry.lRet. Fil 1 I''' DB-SONY-00 16546
EFTA_00 I 64297
EFTA01295028

KYC Print Page 21 of 29
'
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
ittriEtfitipActoD,Di&eid=500600.S.D.N Y GM 00053723
hups://na4.salesforce.com/servlet -1 6/2014
D /2
CONFIDENTIAL - PURSUANT TO FED. R. B-SDNY-0016547
EFTA 00164298
EFTA01295029

KYC Print Page 22 of 29
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: - Date of Birth:
Country of Residence: Country of Citizenship:
do HBRK Associates
Address of primary
575 Lexington Avenue, 4th R New York NY 10022 USA
residence:
Profession/Occupation: Tax ID / SSN:
Current Employer: Position/Title/Rank:
Address of employer:
Is the individual a Politically Exposed Person (PER))(f Yes, describe) r Yes F NO
To the best of your knowledge, is the individual related to an employee of the DB F Family r Friendship P- None
group?(/Family a- Fnendstap, desenbe)
To the best of your knowledge, s the individual party to a non-banking relationship r• yes F No
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of '
goods or services)7(if Yes,descnbe)
If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place:
person:
went Private Client place
Bank Officer Name(s) Bank Other Location (specify): Date:
pomicile: of Business:
r r r
- r
r
r r r
r
Wealth Details for this individual are not filled in, because they are the same as for the following person:
3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
F Business Owner F Salary/EamIngs r Investment F Inheritance/Gifts
Summarize Source of Wealth:
F Other.
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For but, how did settlor accumulate wealth?
For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability'
Indicate type of business, countries of major activities, important business partners.)
Estimated Annual Income
Estimated amount of investable assets(f):
($):
Estimated Net Worth(S): Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution: I I Country: I I Est. Assets Under Mgt: I
SDNY_GM_00053724
https://na4.salesforce.com/servle fitrpriEtrrpktD9Diateid=500600... 1/26/2014
CONFIDENTIAL-PURSUANT TO FED. R. DB-SDNY-0016548
EF1'A_00164299
EFTA01295030

KYC Print Page 23 of 29
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, other family members, etc.):
SDNY_GM_00053725
lutps://na4.salesforce.com/serele 0D9Di&eid=500600 1/26/2014
CONFIDENTIAL -P URSUANT TO FED. R. DB-SDNY-0016549
EFTA_00I 64300
EFTA01295031

K VC Prior Page 24 of 29
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details (For all Legal Enbues)
Legal Entity Name: Butterfly Trust - 00000486426
F Private Investment
Foundation/Association F Trust r Company r
Type of Entity: Purpose of Entity: Philanthropic/Charilabie
:— Estate r Partnership r
Commercial
Type of Entity Other Purpose of Entity
(specify): Other (specify):
Date of
Country of USA 12/27/2006
incorporation /
incorporation/registration:
registration:
Address (city, street, post 6100 Red Hook Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN: 26-6639711
Code):
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include
Information about revocabl ty,settlor and beneficiaries,etc.:
Grantor: Jeffrey Epstein
Trustees: Darren K. Indyke, Richard Kahn
Please indicate how ownership of the legal entity is reflected: Grantor: Jeffrey Epstein
Trustees: Darren K. lndyke, Richard Kahn
r
Special attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ifn ot the same persons) Grantor: Jeffrey Epstein
Trustees: Darren K. Indyke, Richard Kahn
To the best of your knowledge, is the entity party to a non-banking relationship with
r-
Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods Yes No F
or services)?:
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business: Trust account
Countries where business is transacted: USA, USVI
Number of employees: N/A
3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2)
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities):
Trust account with Jeffrey Epstein as Grantor. Initial $ 00 given to the account to fund. The funds for this trust account come from
nvestments made by Jeffrey Epstein. His wealth profile is filled out. The trust is for the benefit of the 6 named individuals
Estimated gross receipts p.a.(5):
Estimated net profit pa. (5):
Estimated investable assets ($): 55 MM - 10 MM
Potential Amount to be invested with Mel ($): 4,500,000.00
Other Known Financial Institutions:
!restitution: JPMorgan Country: USA Est. Assets Under Mgt: 4,500,000.00
Institution: Country: Est. Assets Under Mgt:
SDNY GM 00053726
ipetriEwripAtoD,Di&eid=500600...
hups://na4.salesforce.com/servIel 1-/26/2014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SONY-00 16550
EFTA_OOI 6430 I
EFTA01295032

KYC Print Page 25 of 29
'institution: I
Country: I I Bt. Assets Under Mgt: I
I
Ed AtO SDNY_GM_00053727
https://na4.salesforce.corn/serylet D9Di&eid=500600... 1/26/2014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SDNY-0016551
EFTA ((1164302
EFTA01295033

KYC Print Page 26 of 29
DB PWM GLOBAL KYC/NCA: US/LatAm/Int'I PART B
Relationship Name EPSTEIN, JEFFREY RELATIONSHIP
Booking Center F NY r- NY/Offshore r Offshore F Moderate i 7 - :- High Risk Andrew Kist
Risk
(Compliance Signature)
F DB Employee F DB Managed PIC F DB is Trustee/Co-Trustee F Bearer Shares
4. Attachments
A. Type of Photo ID Provided F Drivers License F Passport F National/State ID F Other
Checklist of names (individuals and/or enbties) that were submitted for database
F Yes F No
B. searches is attached
C. Please indicate the results of the database searches performed
RDC searches complete F Yes F No negative results found F Yes F No
KR checks complete F Yes F No negative results found r yes F No
OFAC checks complete F Yes F No negative results found r yes F No
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, r yes F No negative results found r rest— No
D&B)
Denial Orders checks complete F yes r No negative results found r Yes r3 No
Martindale-Hubbell searched (Lawyers/Law Firms only) r Yes F No negative results found r yes F No
Please summarize any negative results from the database searches indicated above: BLITTERR.Y TRUST:
Negative Media: All negative media pertains to a company called the Butterfly Trust in Europe. This is not our client. Our client is an actual
trust created by a Grantor and not a company. The other negative media does not pertain to "Butterfly Trust". It is only cited because the
words "butterfly" and "bust" are next to each other
Court Cases:
1. This is study material for a law class. The Butterfly Trust mentioned in this is not our client
JEFFREY EPSTEIN:
Previously approved KYC A:01082293 & 01121718
DARREN INDYKE:
No Negative Media
No Court Cases
KYC Approved: # 1133377
0. RICHARD KAHN:
See attached clearance from AML
Approved KYC: *01082293 and 1133377
GHISLA1NE MAXWELL:
No KR or RDC alerts
No PCR or RDC alerts
No KR or RDC alerts
Attached AML Oearance
SDNY GM 00053728
https://na4.salesforce.com/seMet AttleeritACED9Di&eid=500600... 1-/2672014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SONY-0016552
EFTA (H) 164303
EFTA01295034

KYC Print Page 27 of 29
Attached AML Oearance
No PCR or RDC Alert
E. To the best of your knowledge, has the client ever been convicted of a criminal offense? F Yes F No
To the best of your knowledge, has the customer ever been involved in any past
litigation against Deutsche Bank AG or any of As subsidiaries or is the customer r
F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, yes F No
provide details below and contact Quality Mgt (Lat4m/Intl) a- the Regdatay Contra
Group and notify Compliance immediately)
G. Does the client or related party have any financial or other association / interactions r yes F No
within countries or regimes sanctioned by the Office of Foreign Asset Control (OFAC)? '
r
H. Does the client or related party have any financial or other association/ interactions
within high risk countries? Yes F No
I. Corporate Documentation Attached (Legal Entities Only) 17 yes F No F Not Applicable
J. Undisclosed Principal Form Complete (Intermediaries Only) r- F No F Not Applicable
y es
K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English
summary of the nature/contents of the non-English Documentation:
SDNY_GM_00053729
https://na4.salesforce.com/servle e PIDEMPAt0 D9Di&eid=500600... 1/26/2014
CONFIDENTIAL - PURSUANT TO FED. R. Flit DB-SDNY-0016553
EFTA (H)1 64304
EFTA01295035

KYC Print Page 28 of 29
M. Case Comments
No records to display.
ONSHORE APPROVALS
Client Facing Professional (CFP): Paul Moms (Signature) 10/2/2013
Paul Morns
Office Director/Business Head: Brian M. Biggar (Signature) 10/3/2013
Brian M. Biggar
Regional Office Director: (Signature)
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
Jacqueline Lightbody Jacqueline Lighthody 1/23/2014
Andrew Kist Andrew Kisz 1/23/2014
LATAM/INTERNATIONAL APPROVALS
Client Facing Professional (CFP): (Signature)
Account Manager: (Signature)
Global Market Team Head (Signature)
(GMTH)/Sub-Market Team Head
(St4TH):
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Denische Hank Private Wealth
itic iEwtiAtoD,Di&eid=500600.S.D.N Y GM 00053730
https://na4.salesforce.com/seMet 1-/2672014
CONFIDENTIAL - PURSUANT TO FED. R. DB-SDNY-00 16554
EFTA_00 164305
EFTA01295036

KYC Print Page 29 of 29
Management (PWM) worldwide is committed top rofessionally serve the interests ofi ts clients. To do so,
Client Facing Professionals/( I) (CFP 's) should establish andm aintain business relationships only with
persons who satisfy our high standards ofs uitability, background and character. Due diligence obtained
on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to
demonstrate that they know their client both at the inception ofa relationship and on an ongoing basis.
DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofm y knowledge and belieft he
above information is correct and up to date. I conf irm that I have no suspicions relating to the money
laundering or unethical activities on the part of the client(s) and that I have followeda ll the procedures
relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC
Policy
(1) Client Facing Professionals (CFP 's) include: Relationship Managers. Wealth Advisors. Product
Officers, Brokers, Client Managers, etc.
P2
Deutsche Bank Americas New York
trit,Eist, txt...d=500600...
SDNY_GM_00053731
hnpsl/na4.salesforce.com/servle 1/26/2014
CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016655
EFTA_00164306
EFTA01295037