EFTA01291620.pdf

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December 1,2016 - December 31, 2018
Account Number:
JEFFREY EPSTEIN
6100 RED HOOK OTRS STE B-3
ST THOM ASVI 00802-1348
Portfolio at a Glance
thisPerbd Yew-to-09e
Your Investment Speciakst BEGINNING ACCOUNT VALUE $669,541.06 067,317.10
ART IN ZEM AN Adjusted Previous Account Value 669,547.06 661,317.10
Dividends Interest sodality Income 255 90 2,485.86
869,802.96.
Estimated Anneal Income 52.485 86
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.
Asset Summary
Percent Asset Type Prior Year•End In Period ThisPeriod
100% Cash, Money Funds, and Bank Deposits 667.317.10 669,547.06 669.802.96
100% Account Total $667.317.10 6669,647.06 $669,02.96
Please review your allocation periodically with your Investment Specialist.
Your Account is100% invested in Cash, Money Funds, and Bank Deposits.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page 1 of 7
Rated taceilent cow tinge. holing Ilt. a Sally weed
Every Vex Site 2007 subsidiary albs Bonita New York Melba
M DA t IJ n A M R W t ED COMMUNCATIM C Pe a n nn n a e t . i u m x ( . M nu Y r M te e , l n lot t t i ) t atikkaGM_00049446
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012270
EFTA_00 160055
EFTA01291620

FDIC Insured Bank Deposits
Date Activity Type etiolation Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: 2/ 31/ 76
12/01/18 Opening Balance 669547 06 669,547.06
12114/18 Deposit INTEREST CREDITED 255.90 669,802.96
APY 0.45%
12/17/18 BEAT 669.802.96
A/ 0 12/ 17 $176802.96
Citibank NA.
A/0 12/ 17 $246500.00
Deutsche Bank Trst Co
A/0 12/ 17 $246500.00
1213218 Closing Balance $669,802.96
Total FDIC Insured Bank Deposits $689,802.96
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (S1PC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Income and Expense Summary
Omen Penoci Yeer4o.Dde
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 255 90 0.00 2,485.86 0.00
Total Dividends, Interest, Income and Expenses $255.90 $0.00 $2,485.86 $0.00
Portfolio Holdings
Opening doing Accrued Income 30.0ay
Desaipoon Wetly Bounce Una Income This Tem Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 669,802.960 668,547.06 669,802.96 132.12 2,485.86 NM
Total FDIC Insured Bank Deposits $669,547.06 $669,802.96 $132.12 $2,485.86
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $669,547.06 $669,802.96 $132.12 $2,485.86
Page 2 of 7
Account Number Rated brae. Owing tiwonsh ',entity PC. orb* owned
Every Way Slece 2007 subsidiary SIM brat axe New York Mallon
CONFIDO. AL- DAIJAR ItAlE D COMMUNCATIONS CA•Pwatim (MY Meta)
EXCULD4C( Penton u.c.immsentaktikrter-at 00049447
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012271
EFTA_00160056
EFTA01291621

151
Deutsche Bank
December 1, 2018 - Decem ber 31, 2018
JEFFREY EPSTEIN
Portfolio Holdings (continued)
Acaued Whaled
Mabel Value Inleresl Amid Income
TOTALPORTFOLIO HOLDINGS $669,802.96 S0.00 $2.185.86
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to t%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Please note the following information for Pershing's 2018 IRSForm 1099 (B DIV, INT, M ISC and OID): Your Form 1099 will be delivered as early as possible, beginning January 31,
2019 By February IS, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final
Page 3 of 7
Amount Number
PateassaM Owing dashM ang 1.1.C, a ally armed
at mamma ns L Leery YON Since 1007 wbsdlayel the lack of New York Mellon
CONFIDO DAIJAR WED COMMUMCATIM Conmerthm MIT Man)
CICOAD.Ct Pen/v.4C. more-ter on)
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12272
EFTA_00I 60057
EFTA01291622

Messages (continued)
information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being
reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 199. Your 199 will be mailed no
later than M arch 15.2019.
Although a money market mutual fund seeks to preserve the value of your investment at Si per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
For disclosure of rates for DW S money market funds, please visit the DW S Investments website at hftps://www.dws-investments.com/ EN! products/ money-m arket-funds-yields jsp
Please note that all money market funds listed on the website may not be offered through us.
Activity Summary (All amounts shown are ns base currency)
Credits Mrs Perla Debits ThIsPerlod Net TIOsPerlorl aides Yea-to.Date Debits Year-total. Net Vear.to.Date
Dividends and Interest $255 90 $0.00 $255.90 $2.485.86 $0.00 12.485 86
FDIC Insured Bank Deposits $0 .00 4255.90 -S255.90 $0.00 42.485.86 42.485 86
Totals $255.90 4255.90 $0.00 $2,485.86 42.485.86 $0.00
Transactions by Type of Activity
Rouse Trade
Settlement Teansaction
Ode Dale Activily Type Desolation Quantity Price Acaued Stunt Amount Currency
Dividends and Interest
12117118 12114118 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 255.90 USD
DEPOSITSINTEREST
RECBVED
PER980411
Total Dividends and Interest - U.S. DOLLARS 0.00 255.90
FDIC Insured Bank Deposits
12/17118 12114118 FDIC INSURW BANK INSURED DEPOSITS IN TERM REINVESTED -255.90 USD
DEPOSITSINTEREST
REINVESTED
PER980411
Total FDIC Insured Bank Deposits-U.S. DOLLARS 0.00 -255.90
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Page 4 of 7
Accout Number
Raul( mint Owing engem holing PIC. °okay owned
bay Yew Shwa 20C/7 subsidiary a The Unit of New York Melba
CONFIDO. AL- OMAN/ RAM COMMJNICATIONS CoWatimi (MY Meta)
UMW< C Penne. LIX. 'newt*, AliitagaGM_ 00049449
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012273
EFTA_00160058
EFTA01291623

Deutsche Bank
December 1, 2018 - Decem ber 31, 2018
JEFFREY EPSTEIN
Client Service Information
Vow Investment Specialist ZEM toms information
N N Telephone Number:
Your Account Information
INVESTMENT OBJECTIVE
Investment Objective: GROW TH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account corn mu nications for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 5 of 7
Account Number
Rated Cacellent ClestingewochpenlingaCesballysioncil
Every Yew Sect 1007 subsidiary el The Unit of New York Mellon
CONFIDO. AL- DALIN,I tAlI D COMMUNCATIONS CA•Pontim (MY Meta)
EXCLUD4C( POnhe. uE. IMMIX! FIlltallAtira°® 4945°
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012274
EFTA_00160059
EFTA01291624

Important Information and Disclosures (continued)
The Role of Pershing (continued)
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at =MM. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the irst page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.com/ about( strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statem ent. to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be • t page of this statement. Pershing's contact information is as follows: Pershing US, Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically Include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The Isms of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399:
Page 6 of 7
Account Number.
RalwAssant Omens Sough Ambits La.n il* owned
A: C tl !CS (my Vex Since 2007 subsItliNy an. Unita New York NAN
CONFIDO. AL- DAIJAR MUD CONVOCATIONS ONNatiN (MY MAN)
CULDCI Penn.'s U.C.nwrte MillAttlAtea 00049451
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012275
EFTA_00160060
EFTA01291625

TERMS AND CONDITIONS
TRANSACTORS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DECALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL iNSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVO.PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN CONIPUTNG THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES IRE-GULATON MPS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607W(1)-(l1
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: bNTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A OOMBNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EMOTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS,
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NTERNAL THE NATIONAL BEST BID OR OFFER INBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVCE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AF-errIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE NDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY
PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHNG. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F /MOE 1NE ABOVE TERMS AND =MAIMS ARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERE:4140 MISSMATELY N WRI11/1G BY CERTIFIED PAUL TO ONE PERSNSIG MAD. JERSEY CITY. NJ 0729S. ATM LEGAL DEPT
Page 7 of 7
Amount Number bled Eacellent Clearing el•C•le.P elbeg LLC, a wholly owned
nemItSx:ts L Every Yew Since 1007 subs:Weft or The Sant of New Tod; Mellon
CONFID DAILY) RATED COMMUNICATICOS CPeer.p*wor.atine (MY Mellon)
EXCELLENCE Ellift,AckklYLIS,Mi)0049452
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012276
EFTA_00160061
EFTA01291626

I5 I
Deutsche Bank Deut“he UM Private NeS4h Miangeneol
Minn, tom. ge &out
Ovent he Uri Setwitlan Mc
new ran Pace
MS het Awns/. nth Mar
Now alb
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OliNct
Novem ber 1, 20 18 - N ovem ber 30, 2018
Account Number:
JEFFREY EPSTBN
6100 RED HOOK QTRS STE 8-3
ST THOM ASVI 00802-1348
Portfolio at a Glance
MisPertori Year-to-Dd.
Your Investment Specialist: BEGINNING ACCOUNT VALUE $669,291.27 $667,317.10
M ARTII II it Adjusted Previous Account Value 669,291.27 667,317.10
Dividends, littered and Other Income 255.79 2,229.96
Estimated Anneal Income 52,229.96
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.
Asset Summary
Percent Add Type Prior Yearad Led Period This Period
100% Cash, Money Funds, and Bank Deposits 667.317.10 669.291.27 669.547.06
100% Account Total $667.317.10 $669,291.27 $669,547.06
Please review your allocation periodically with your Investment Specialist.
Your Account is 100% invested in Cash, Money Funds, and Bank Deposits.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page 1 of 6
Rated[Keirm Owing throne.P enhitgI lt. a wally craned
EvereawSime2007 subsidiary of The Bonita New York Mellor.
DAUNRWEDC0NNUNCATI0N5 Colnatkol (MY Meta)
EXCUOKt Penne. ll.C.rnterter Filitkflikkeptt000ttsoss
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012277
EFTA_00160062
EFTA01291627

FDIC Insured Bank Deposits
Date Activity Type Description Amount Piano
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: 11/ 30/ 18
11/0108 Opening Balance 689291.27 669,291.27
11/1508 Deposit INTEREST CREDITED 255.79 669,541.06
A PY 0 45%
11116/18 Citibank N A 669,547.06
A/0 11/16 6246500 00
Deutsche Bank Trst Co
A/ 0 11/ 16 5246500 00
Glacier Bank
A/ 0 11/ 16 5176547 06
11/30/18 Closing Balance $669,547.06
Total FDIC Insured Bank Deposits $869,547.08
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Income and Expeise anima y
Current Period Yer4o•Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 255.79 0.00 2229.96 0.00
Total Dividends, Interest. Income and Expenses $255.79 $0.00 $2,229.96 $0.00
Portfolio Holdings
Opening doling accrued Income 30•Day
Description Neely Ban Blanca Income This Year Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITSPROGRAM 669,547.060 669,291.27 669,547.06 140.33 2229.96 NM
Total FDIC Insured Bank Deposits $669,291.27 $669,547.06 $140.33 $2,229.96
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $669,291.27 $669,547.06 $140.33 $2,229.96
Page 2 of 6
Account Number:
Rated Eacaornt Owing tiwough holingI IC• Sally owned
Every Vex Since 2007 car y tim Thee Bonk New Yak Make
CONFIDO. AL- DAULAR RAIEDCOMMUNCATICNS C t im (itir Mellon)
EXCIAL CNC( rrrrte ntatallaGM_ 00049454
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012278
EFTA_00160063
EFTA01291628

Deutsche Bank
November t 2018 -November 30,20i9
JEFFREY EPSTEIN
Portfolio Holdings (continued)
Acaued &tented
Market Value Interest Annual Income
TOTAL PORTFOLIO HOLDINGS $669,547.06 S0.00 $2,229.96
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www Pershing corn/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to t%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Please note the following information for Pershing's 20 18 IRSForm 1099 (B, DIV, INT, M ISC and DID): Your Form 1099 will be delivered as early as possible, beginning January 31,
2019 By February IS, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final
Page 3 of 6
Account Number
Itsted Want Dalin n.wyi Pelbeg LIC, a .loll owned
L-- Every Year Age 2007 mbar/ or The UM, or Na, Yo4 Mellon
CONFIDO. DALIMA RATED COMMUNICATICNS Comontim CONY Man)
EXCWENCI Panting MC. nvemter EINVAINIIYASIM_00049455
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12279
EFTA_00160064
EFTA01291629

M es sag es (continued)
information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being
reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no
later than M arch 15.2019.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
For disclosure of rates for DW S m oney market funds. please visit the DW S Investments website at httpsi / www.dws-investments.com/ EN! products! money-market-funds-yteldsjsp
Please note that all money market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at St per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary tsr. am,un.ssnown are .n case „urrJ7,4)
Qedits TN% Period Debits TbIsPetIod Net TIOsPertod Credits Year-to-Date Debits Year-to-Dote Net Yen-to-Dale
Dividends and Interest $255.79 $0. 00 $255.79 52.229.96 50.00 52.229.96
FDIC Insured Bank Deposits 50.00 4255.79 4255.79 50.00 42.229.96 42.229.96
Totals 5255.79 4255.79 $0.00 $2.229.96 42.229.96 $0.00
Transactions by Type of Activity
Process,
&Stamen'
Date Activity Type Desaip(ion Quantity Price Accrued Patera Amount Currency
Dividends and Interest
11115118 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 255.79 USD
DEPOSITS INTEREST
reaVED
PER980411
Total Dividends and Interest - U.S. DOLLARS 0.00 255.79
FDIC Insured Bank Deposits
11115118 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -255.79 USD
DEPOSITS INTEREST
REINVESTED
PER980411
Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -255.19
Total Value of Transactions 0.00 0.00 uS0
The price and quantity displayed may have been rounded.
Page 4 of 6
Account Nullities Rated hernent Owing Sae.h abit. LIC, a ebony armed
At00:42W)MS L EveryVox Since 2007 subscharyol tae bake. New York Mellon
CONFIDO. DAUM, ellE D COMMUNICATIONS Ceeponthen (MY Mellon)
EXCO.LENC( Persheo LIX. inures. INRAAWAS.M—OOO49456
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012280
EFTA_00 160065
EFTA01291630

Deutsche Bank
November 1, 2019 - November 30,2018
JEFFREY EPSTEIN
Client Service Information
Vow Investment Specialist ZEN Contact letosmation
TIN N Telephone Number:
Your Account Information
INVESTMENT OBJECTIVE
Investment Objective: GROWTH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account com mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disci sures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial Institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 5 of 6
Account Number: Rated brant Owing throbs% PenaiviLLC • .sew owned
A t 0::4:M1X5 Every Yea Sea 2007 subsidiary e4 TM brit el New York Mellor.
CONFIDO. AL- DAISAR MUD COMMUNCATIONS Cannatim (MY Mellon)
EXCLUENCC Penn.'s Utast. FitatallaGM_ 00049457
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012281
EFTA_00160066
EFTA01291631

Important Information and Disclosures (continued)
The Role of Pershing (continued)
if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on thefirst page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.com/ about( strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statem ent. to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be t page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City. New Jersey 07399; . Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically Include a minority of arbitrators who were or are affiliated with the securities Industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399;
Page 6 of 6
Account Number:
Paltassant Owing tlwonsh Renting PIC. • •Aolly owned
At t)::QW)On (my Vex Since 2007 subsidiary or Ilwa Banta New York Melee
CONFIDO. AL- DAIJAR WED COMMUNCATIONS Ca ponthal (OW Meta)
EX(U LM Penhas Lit nytnter FIFLAVAIPA- 00049458
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012282
EFTA_00160067
EFTA01291632

Deutsche Bank down/ Sank Private mslh lasnageme0
Mulct Cowan< &owe
0wAsch• ear* Soewitin Inc
New York Olice
HS Pan Annul. rith Mot
New
Toll Frye
Direcl
October 1,2018 - ctober 31 2018
Account Number:
.EFFREY EPSTBN
6100 RED HOOK QTRS STE B-3
ST THOM ASVI 00802-1348
Portfolio at a Glance
MiePerioe Yearao-Dare
Your Investment Specialist: BEGINNING ACCOUNT VALUE 3669,052.07 067,317.10
MS A SISI AN Adjusted Previous Account Value 669,052.07 667,317.10
Dividends, Interest and Other Income 239.20 1,974.17
Estimated Anneal Income $1.974.17
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.
Asset Summary
Percent Awl Type Prbr Yearad Lad Pedod Yale Pedal
100% Cash, Money Funds, and Bank Deposits 667.317.10 669.052.07 669,291.27
100% Account Total $667,317.10 $669,052.07 $669,291.27
Please review your allocation periodically with your Investment Specialist.
Your Account is 100% invested in Cash, Money Funds, and Bank Deposits.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page 1 of 6
INN C.cteent Omens Ottch Antic IC. a wady wned
Every Yey Sznft 2007 sublidio of The Unit aF New York Melon
asounNFIDO. AL- DALBAR RAT ED CONVOCATIONS CoNothav (MY Melon)
ExCUI[Kt CNN. LI.C.nwrav FRONSWARPM_00049459
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012283
EFTA_00160068
EFTA01291633

FDIC Insured Bank Deposits
Date Activity Type Description Mount Moot
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: 10/ 3918
MOMS Opening Balance 669,052.07 669,052.07
10/15/18 Deposit INTEREST CREDITED 239.20 669,291.27
A PY 0 45%
10/16/18 Androscoggin Bank 669,291.27
A/OE/16517629127
Citibank NA
M 010/16 $246500 00
Deutsche Bank Trst Co
A/ 010/16 $246500.00
10/31/18 Closing Balance $669,291.27
Total FDIC Insured Bank Deposits $669,291.27
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (UPC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to 3250,0 0 0 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Income and Expense Summary
Oment Period Yeatto.Date
Taxable Non Taxable Taxable lion Taxable
Interest Income
FDIC Insured Bank Deposits 239 20 0.00 1,974.17 0.00
Total Dividends, Interest, Income and Expenses 3239.20 $0.00 $1,974.17 $0.00
Portfolio Holdings
Opening tloealg Accrued Income 10•Day
Description Quantity Balance Baena Income This Yea Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITSPROGRAM 669,291.210 669,052.07 669291.21 132.02 1,974.17 N/A
Total FDIC Insured Bank Deposits $669,052.07 $669,291.27 $132.02 $1,974.17
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $669,052.07 $669,291.27 $132.02 $1,974.17
Page 2 of 6
Accout Nernbei Aattasselint Maim Sae. Penbios LEL • Molly wooed
Every Yaw Since 2007 subsidiary a nn DEMO New York /lam
CONFIDO. DAUM WED COMMUMCATIONS DA,MaEhm (MY Melon)
EX( LEMCI Penne. ac. FitakiftlYEEPM_00049460
CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) DB-SDNY-0012284
EFTA_00160069
EFTA01291634

I5 I
Deutsche Bank
October 1,2018 - October 31,2018
JEFFREY EPSTEIN
Portfolio Holdings (continued)
Acaued Estimated
Market Value Interest Annual Income
TOTAL PORTFOLIO HOLDINGS $669291.27 $0.00 $1174.17
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
Page 3 of 6
Account Number
Raleamant Owing tlastanbes LIC, a ally armed
At ISIMM:2C L Every Vex Saxe 1007 mbar/ of The look of New York Mellon
CONFIDO. DALIAR !MUD ca....mower* Comonthm (MY Man)
EXCIMENCE Peritre. HuRAANIYAS-Al_Oooto461
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12285
EFTA_00 I 60070
EFTA01291635

M es sag es (continued)
For disclosure of rates for DW S money market funds, please visit the DW S Investments website at haps./ /www.dws-investments.comi EN/ products! money-market-funds-yields.jsp
Please note that all money market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-13( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Please note that as of November 1,20 13, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG New York Branch. Your Deutsche
Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates.
Act iv i 1 y Summa, y (All amounts shown are in base currency)
Credits Ms Pitied Debits TbIsPerkid Net TAMPerlod tredltersmio-Date DeeltsTeselo-Ore Net Year-to-Date
Dividends and Interest $239.20 $0.00 $239.20 $1,914.17 $0.00 $1,974.17
FDIC Insured Bank Deposits $0.00 4239.20 4239.20 $0.00 41,974.17 41,974.17
Totals $239.20 4239.20 $0.00 $1,974.17 41,974.17 $0.00
Transactions by Type of Activity
Pliocene
Settlement
Dote Activity Type Description Quantity Price Accrued Stared Amount Currency
Dividends and Interest
10!15!t8 FDIC 'NE RED BANK INSURE) DEPOSITS INTEREST CREDITED 239.20 USD
DEPOSITS INTEREST
RECEIVED
PER980411
Total Dividends and Interest - U.S. DOLLARS 0.00 239.20
FDIC Insured Bank Deposits
10115118 FDIC INSURED EWE INSURED DEPOSITS INTEREST REINVESTED -239.20 USD
DEPOSITS INTEREST
REINVESTED
PER980411
Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -239.20
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Page 4 of 6
Account Number
Rated (Kant Owing thro* Penton.P IC a Sally craned
A :E4 L Levy Yaw Since 2007 subs arft Ilwa a New York Mellon
CONFIDOI DAUM WED C0MMUNCATICNS OflonEkie aim Melon)
LACU L ENC Penowet EL C. inerrter 00049462
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012286
EFTA_00 I 60071
EFTA01291636

Deutsche Bank
October t 2018 - October 31,2018
JEFFREY EPSTBN
Client Service Information
Yew Investment Specialist ZEN Coined Inhumation
T N N Telephone Number:
Your Account Information
INVESTMENT OBJECTIVE
Investment Objective: GROWTH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 5 of 6
Account Number:
Raid Carelkmt Owing OmenM ts. Ilt. P Sally craned
At 60637t: it Every Yew Age 2007 subsidiary e4 The Unita New York Melba
CONFIDO. AL- DALIAR RAII D COMMUNCATICMS CoWatim (MY WINO
EXCIMENCI Parma* U.C. nwran Filitaaniat 00049463
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012287
EFTA_00160072
EFTA01291637

Important Information and Disclosures (continued)
The Role of Pershing (continued)
if any.to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit www pershing com/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be n t page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed
• Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documentswitness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399;
Page 6 of 6
Account Number
Rated heterM Owing Sae. exams LLC, a wholly armed
At ISOM it L Every Yew Site 2007 subeeliady of The bake. New York Mellon
CONFID DAIL& RAIE D COMMUNICATICMS Cemonthee (MY Mellon)
EXC0AEMC Penhnt U.C. 'mote. FiliRIAIAPCI0PM-00049464
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12288
EFTA_00 160073
EFTA01291638

15I
Deutsche Bank Deutsche UM Pointe eneanth Minutemen
Minas (twerage 6'oc
0pAult• Uri SeWitlei
New net OK.,
HS fan Aunts. nth 1Sser
N., la
RAI • Ise
0irecl
Sept em ber 1, 20 18 - tem ber 30, 2018
Account Number:
.EFFREY EPSTBN
6100 RED HOOK OTRS STE E1-3
ST THOM ASVI 00802-1348
Port folio at a Glance
%%Period Year-to-We
Your Investment Specialist: BEGINNING ACCOUNT VALUE $668,788.21 067,317.10
A N Adjusted Previous Account Value 668,788.21 667,317.10
Dividends. Inlerest and Other Income 263 86 1,734.97
ENDINGACCOUNT VAS669,052.0allail
Estimated Annual Income 51.734 97
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.
Asset Summary
Percent Asset Type Prior Year•End Int Period %is Period
100% Cash, Money Funds, and Bank Deposits 687.317.10 668,788.21 669,052.07
100% Account Total $687,317.10 $668,788.21 $669,052.07
Please review your allocation periodically with your Investment Specialist.
Your Account is 100% invested in Cash, Money Funds, and Bank Deposits.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
luture and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page I of 7
Mad Cacellent Owing neat sb Pegging PIC a Sally owed
Every Vey Shwa 2007 subsidiary el The Sank of New York Melba
DAYA lt RA1ED COMMUNICATIONS Carponthan (MY Meta)
EXCISIDICE Pcntww LIX.inerrter FintallAtlYiePttoocutsoes
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012289
EFTA_00160074
EFTA01291639

FDIC Insured Bank Deposits
Dote Activity Type emulation Amount Beat.
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: 091 28118
09/01/9 Opening Balance 668)88.21 668,788.21
09114/18 Deposit INTEREST CREDITED 263.86 669,052.07
APY 0.45%
09117/18 Citibank N A. 669,052.07
A/0 09117 5237500.00
Deutsche Bank Trst Co
M 0 09117 5237500.00
Texas Capital Bank
MO 09117 5194052.07
09/28118 Closing Balance $689,052.07
Total FDIC Insured Bank Deposits $889,052.07
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Income aid Exoeise Summa y
OJnent Period Yeer4o.DMe
Taxable Non Trade Tactile Non Taxable
Interest Income
FDIC Insured Bank Deposits 263 86 0.00 1)3497 0.00
Total Dividends, Interest, Income and Expenses $263.86 $0.00 $1,734.97 $0.00
Portfolio Holdings
Opening Going Accrued income 30.Day
Description Quantity Balance Salami ROM. ThisYea Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 669,052.070 668,788.21 669,052.07 115.47 1,734.97 N/A
Total FDIC Insured Bank Deposits $668,788.21 $669,052.07 $115.47 $1,734.97
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $668,788.21 $669,052.07 $115.47 51,734.97
Page 2 of 7
Account NAumtb.e:r): ...
Paltassant OwingI MO holingP IC 'Sally owned
Emory Vex Since 2007 subsidiary a The brat a New York Mace
CONFIDO. 4 LA- DALIIM WED COMMUNCATICNS Calwatim (MY Mellon)
EX( CIL CI Penhas MC. 'sent. FilitatikkaGM_ 00049466
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012290
EFTA_00 160075
EFTA01291640

I5 I
Deutsche Bank
September 1, 2018 - September 30, 2018
JEFFREY EPSTEIN
Portfolio Holdings (continued)
Acaued Whaled
Mabel Value 'Merest Amend Income
TOTALPORTFOLIO HOLDINGS 5889,052.07 $0.00 $1. 734.97
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www Pershing corn/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to t%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual
basis. Pershing's June Statement of Financial Condition is now available. On June 30,2018, Pershing's net capital of S2.68 billion was 15.25% of aggregate debit balances and exceeded
Page 3 of
Amount Number
Rated hernent Oaring Sae. Patens LLC, a wholly...fled
At O0OX5Y.C2! L Every Vox Siva 2007 subsidiary*. The bake. New York Mellon
CONFIDO. DAUM,M UD COMMUNICATIONS Corporation (MY Mellon)
EXCELLENCE U.C. musty. IliRtAckklYagehl_00049467
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12291
EFTA_00 I 60076
EFTA01291641

Messages (continued)
the minimum requirements by $2.33 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this
requirement, note that on July 31,20 SS, Pershing's net capital of 52.77 billion w as 15.37% of aggregate debit balances and exceeded the minimum requirement by $2.43 billion. A cony
e 3 nt of Financial Condition is available at www.pershing.com! statement-of-financial-condition. You may also request a free, printed copy by calling
or ,option 5.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
For disclosure of rates for DW S money market funds, please visit the DW S Investments website at httpsi 1w ww.dws-investm ents.comi EN! products! money-market-funds-yields.jsp
Please note that all money market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at 51p er share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Please note that as of November 1,2018, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG New York Branch. Your Deutsche
Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates.
A Ct iv it y Summary (All amounts shown are In ease currency)
Peals This Period Debits ThisPerlod Net ThisPerloct CreditsYear4o-Dale DebReYedio-Me Net Year-to-Date
Dividends end Interest $263.86 $0.00 $263.88 $1,734.97 $0.00 $1,734.91
FDIC Insured Bank Deposits $0.00 4263.86 4263.86 $0.00 41,734.97 41,734.97
Totals $263.86 4263.86 $0.00 $1,734.97 41,734.97 $0.00
Transact) ns by Type f Activity
ProcesW
Settkment
Ode Adiv4y Type Description Ottentity Price Awned Interest Mount Currency
Dividends and Interest
09114118 FDIC INSURED BANK INSURED DEPDSITSINTEREST CREDITED 283.86 USD
DEPOSITSINTEREST
RECBVED
PER980411
Total Dividends and Interest - U.S. DOLLARS 0.00 283.86
FDIC Insured Bank Deposits
09114118 FDIC INSURED BANK INSURED DEPOBTSINTEREST REINVESTED •263.86 USD
DEPOSITS INTEREST
REINVESTED
PER980411
Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -263.86
Page 4 of 7
Account Number Rated Caged...It Oaring tlwonsh hobo.I SC.• %AA. owned
ACC:Mg I. Isla :IN (wry Vex Soce 2007 subsidiary ST* Boatel New York Melba
CONFIDO. n AL- DALBAR RAT ED COMMUNCATIONS Caponthal (OW Melon)
EXCIA (NC t Penne. LIX. 'newt*. FilitaliklYaGM_00049468
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012292
EFTA_00160077
EFTA01291642

Deutsche Bank
Septem ber 1.2018 - Septem ber 30.2018
JEFFREY EPSTEIN
Transactions by Type of Activity (continued)
Process
SeWerner!
Pete Activity Type Otsuiption Quantity Price Accrued Intend Amount Cerrenq
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
client
Service Information
Your Investment Spedalist ZEM Contad Infoemition
Telephone Number:
Your Account Information
INVESTMENT OBJECTIVE
Investment Objective: GROWTH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION SECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Page 5 of 7
Account Number.
Rated Emarnt Owing tlwone"ntingP IC, wholly owned
Amps:sr.:: (wry Vex Since 2007 subsidiary Ilwa Unit New York Mellon
CONFIDO. AL- MAAR RAIEDCOMMUNCATICNS CAgnatkie (MY Meta)
EXCIALLNa Panhat a C. Mente FIIIRAttiAta°°° 49469
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012293
EFTA_00160078
EFTA01291643

Import ant Information and Disclosures
The Role of Pershing
• Pershing carries your account asclearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (u) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice,
if any,to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding
your account or activity should be directed to your financial institution Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing coml about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be I nd n h fir t page of this statement. Pershing's contact information is as follows' Pershing LLC, Legal Department.
One Pershing Plaza, ...ersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399;
Page 5 of
Account Number:
Rated Emedlent Owing tivagemPenbes LLC, a wilelly armed
Atcorsttn L Every Vox Siam 2007 subs:Yr/of Ilie brief New York Mellon
CONFIDO. DAUM,M I ED C0MNAMICATICNS Corporation (MY Mellon)
EXC0ACM( Penne. µCinema,. fiNRAAWkiY4X-Al_00°49470
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12294
EFTA_0(11160079
EFTA01291644

TERMS ARO CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR RS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSRIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS, USAGES, RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERCHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WVVW.PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD 8E RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PATIENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 007(A)(1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED N MATERIAL PREVIOLSLY FURNISHED TO YOV. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTMN LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AcArrIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHED. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. INI THOUT TENDER,
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHWG. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF THE ABOVE TERMS MID CCHDITIONSAFtE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERSHING IMMEDIATELY IN WRITING BY CERT IFE D MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ 07393.ATTN LEGAL DEPT
Page 7 of 7
Account Number: Rated C 4t4rnt Elesringthrobelthnbets LILA whey waned
MERX91::: (ivy Yaw Since 2007 smImitlimy Snit Bonita New Yak Melba
CONFIDO. AL- DAWN RATED commumcAnctes CAAPAabm CONY Meta)
EXCELLENCE Pent...* LLC arts. HIIRAttikra 00049471
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012295
EFTA_00160080
EFTA01291645

Deutsche Bank Nunn/ Sant Print* Sevin Minutemen
Innen Gnaw gars
Ottatulw Sank nnettirt
nth nth Me
HS Path Anne. nth wan
ffint kr
Toll one
Ginn
August 1, 2018 - Au ust 31 2018
Account Number:
JEFFREY EPSTEIN
6100 RED HOOK OTRS STE B-3
ST THOMASVI 00802-1348
Port f of at a Glance
%bitted Year4o-Cole
Your Investment Specialtst BEGIN NINGACCOUNT VALUE $666,532.70 067,317.10
SM A,SR1 AN Adjusted Previous Account Value 668,532.70 667,317.10
Dividends, Interest and Other Income 255.51 1,471.11
ENDINGACCOUNT VA
Estimated Annual Income 51,471.11
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.
Asset Summary
Percent Asset Type Prior Yearad Led Period Ilds Period
100% Cash, Money Funds, and Bank Deposits 667.317.10 668,532.70 668.788.21
100% Account Total $667,317.10 $668,532.70 $668,788.21
Please review your allocation periodically with your Investment Specialist.
Your Account is 100% invested in Cash, Money Funds, and Bank Deposits.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions Introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1342 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page 1 of 6
Paled (Kant OwingI MO Pasting PIC • Sally owned
Every Von Since 2007 subsidiary as Banta New York Melon
OTTN F I D OWAL4- DALIAN WED COMMUNCATIONS CASNI (MY Meta)
EX( CIL CI PenhosMCdftwrox4FMRAWYMPIA_00049472
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012296
EFTA_DOI 60081
EFTA01291646

FDIC Insured Bank Deposit s
Date Mikity Type DesalptIon Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: 081 31( 18
08101/18 Opening Balance 668,532 70 668,532 70
08/15/18 Deposit INTEREST CREDITED 255 51 668.788.21
APY 0.45%
08118/18 Deutsche Bank Trst Co 668.788 21
A/ 0 0811 6 $23750 0.00
Bank Hapoalim
Al 0 08/16 $193788.21
Texas Capital Bank
Al 0 08/16 $23750 0.00
08/31/18 Closing Balance $668,788.21
Total FDIC Insured Bank Deposits $668,788.21
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Income and ExpeiseSJiima y
Current Period Year4o4nle
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 255 51 0.00 1,47111 0.00
Total Dividends, Interest, Income and Expenses 5255.51 $0.00 81,471.11 $0.00
Portfolio Holdings
Opening aosg Accrued Income 30•Dey
DescriMlon duatilly Balance Bin Income ThisYear Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITSPROGRAN 688,788.210 688,532.70 888,788.21 168.65 1,471.11 N/A
Total FDIC Insured Bank Deposits $668,532.70 $668,788.21 $156.65 $1,471.11
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $668,532.70 8688,788.21 $156.65 $1,471.11
Page 2 of 6
Account Number: Pateassant Owing tbo o hating u(. • Sally craned
Att):211M"tti Every YON Since 2007 subsidiary elI lie Simko. New York Mellen
CONFIDO. AL- DAIJAR WED COMMUNICATIM CoPontim my warn)
EX(CIENCC penhAtmcd.,(*ainuakftWetePA_00049473
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012297
EFTA_00160082
EFTA01291647

I5 I
Deutsche Bank
August 1, 2018 - August 31,2018
JEFFREY EPSTEIN
Portfolio Holdings (continued)
Awned Estimated
Market Value Interest Annual Income
TOTAL PORTFOLIO HOLDINGS $668,788.21 $0.09 $1.471.11
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to t%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1p er share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
Page 3 of 6
Account Number
Rateamedlent Oaring Sae. Potting LIC, a wholly armed
At0429W3NS L Every Vox Siva 2007 subs:Mc/of The baked. New York Mellon
CONFID DAIL& RAlE D COMMUMCATICMS Ceeponban (MY Mellon)
Mt:UM( Penterg newt., fiketAPAIYuLGM_00049474
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12298
EFTA_00 160083
EFTA01291648

Messages (continued)
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
For disclosure of rates for DW S money market funds, please visit the DW S Investments website at haps) / www.dws-investm ents.com/ EN/ products! money-market-funds-yields.jsp
Please note that all money market funds listed on the website may not be offered through us.
Activity Summary (All amounts shown are in base currency)
Credits This Period Debits ThisPeriod Net This Period CreditsYstlo-Dele Debits Yeaulo-Dite Net Year-to-Date
Dividends and Interest $255.51 $0.00 $255.51 $1,471.11 $0.00 $1,471.11
FDIC Insured Bank Deposits $0.00 4255.51 4255.51 $0.00 41,471.11 41,471.11
Totals $255.51 4255.51 $0.00 $1,471.11 41,471.11 $0.00
Transactions by Type of Activity
Process'
Settlemenl
Date ANivey Type Description OemOty Rio Paned liters Anent twang
Dividends and Interest
08/15/18 FCIC INSURED BANN INSURED DEPOSITS'S TEREST CREDIT EC 255.51 US)
DEPOSITS INTEREST
RECEIVED
PER980411
Total Dividends and Interest U.S. DOLLARS 0.00 255.51
FDIC Insured Bank Deposits
08115118 FDIC INSURED BANK INSURED DEPOSITSINTEREST REINVESTED -255.51 USD
DEPOSITSINTEREST
REINVESTED
PER98041
Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -255.51
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Page 4 of 6
Account Number:
INS (Kant Owing Ortgolt Penteng U.C. • TANN owned
At 0:211M13 • Ortry Vow Sae 2007 w!s an a IN llonlog New York WINN
CONFIDO. AL- DAIJAR RATED CONVOCATIONS CAOPOI•th20 (MY Melon)
LCM OTO Persons MC. NuNNN ANRAADMVOILCTIO_00049475
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012299
EFTA_00 I 60084
EFTA01291649

Deutsche Bank
August t 2018 - August 31, 2018
JEFFREY EPSTEIN
Client Service Information
Vow Investment Specialist ZEN Contact InloimSion
TIN N Telephone Number:
Your Account Information
INVESTMENT OBJECTIVE
Investment Objective: GROWTH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account corn mu nications for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial Institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 5 of 6
Account Number:
Rated Cacellent Owing thronethnlingI IC a Sally owned
Att):31MM bay Vex Sloes 2007 subsidiary a The Sankt. New York Melba
CONFIDO. AL- DAYAR LAUD COMMUNICATICNS °morass (SNY iViellon)
EXCLUENCt Pentrolt LIC mente FiliRAMIIPM—00 049476
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012300
EFTA_00160085
EFTA01291650

Important Information and Disclosures (continued)
The Role of Pershing (continued)
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.coml about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Pease be advised that any oral communication should be re•confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be • t page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399;
Page 6 of 6
Account Number Raltassant Owing tIncli ',entity LLC a slaaniviC
ACE:CS-K:6 Every Vex Since 2007 subsIdNy e4 The Bonita New York Meta
CONFIDO. AL- DAIJAR MUD CONVOCATIONS LM (MY NAN)
ucaL£NCI Penn.'s U.C. 'newts. NliatiAtifigPM_00049477
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012301
EFTA_00160086
EFTA01291651

Deutsche Bank otouneunimnieweahmmmemem
...Lanett...ant 6,0%4
OpeuheltariSoneitleflIc.
WWYCOMe
MSPaelkAuents.MW.N
MW
TON tie___________
00.0,
July 1,2018 - July 31 20 18
Account Number:
JEFFREY EPSTEIN
6 10 0 RED HOOK OTRS STE B-3
ST THOM ASVIGO 8 0 2-134 8
Port folio at a Glance
MisPeriod Year4o-Drile
Your Investment Soecialtst BEGINNING ACCOUNT VALUE $668,302.01 $667,317.10
RTIN ZEM AN Adjusted Previous Account Value 668,302.01 667,317.10
Dividends Interest and Other Income 230.69 1,215.60
Estimated Anneal Income $1.215.60
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.
Asset Summary
Percent Asset Type Prior Year•Enel Leawood TelePeriod
100% Cash, Money Funds, and Bank Deposits 667.317.10 668,302.01 668,532.70
100% Account Total $667,317.10 3668,302.01 $688,532.70
Please review your allocation periodically with your Investment Specialist.
Your Account is 100% invested in Cash, Money Funds, and Bank Deposits.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Paget of 6
Rated Emarnt Owing tlwonsh Penton.P IC a Sally owned
Every Vex Since 2007 Mbs idiary a The Bonita New York Melba
DALBAR RAT ED CONVOCATIONS Cannatim (MY Melon)
EXCIA CNC t Rene.u.c.istfteifitiaktitter-at00049478
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012302
EFTA_00160087
EFTA01291652

FDIC Insured Bank Deposits
Den Activity Type Desalplion Amount Sena
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: 07f 31118
06130/18 Opening Balance 668,302.01 668,302.01
07113/18 Deposit INTEREST CREDITED 230.69 668,532.70
APY 0.45%
07118/18 Citibank N A. 668,532.70
Al 0 07/16 $193532.70
Deutsche Bank Trst Co
Al 0 07116 $237500.00
Texas Capital Bank
MO 07/18 $237500.00
07/31/18 Closing Balance $868,532.70
Total FDIC Insured Bank Deposits $668,532.70
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Income and Expeise Summary
Omen Padua Yeareo.Date
Tootle Non Triable Taxable Non Tactile
Interest Income
FDIC Insured Bank Deposits 23069 0.00 1,215.60 0.00
Total Dividends, Interest, Income and Expenses $230.69 $0.00 $1,215.60 $0.00
Portfolio Holdings
Opening Cloing Acaue0 Income 30.Oey
Desamnon Quietly Balance Belch Income This Year Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITSPROGRAII 668,532.700 668,302.01 668,532.70 131.86 1,215.60 NM
Total FDIC Insured Bank Deposits $668,302.01 $668,532.70 $131.88 $1,215.60
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $668,302.01 $668,532.70 $131.88 $1,215.60
Page 2 of 6
Amount Number
Rated Ewairnt Chains tlwagfithnISOLC a Sally owned
At P>731WICO20 Every Vex Sac. 2007 subsidiary e4 The Bonita New York Mike
CONFIDP AL- D EX A C U IA M L C , R N A C T ( ED COMMUNCATIONS C Pa a r p m o a n * t M im C ( . M no Y w M t, e . l m lon a ) tatatsiliera4_00o4san
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012303
EFTA_00160088
EFTA01291653

Deutsche Bank
July 1, 2018 - July 31, 2018
JEFFREY EPSTEIN
Portfolio Holdings (continued)
Amos Estimated
Market Value Inleresl Annual Income
TOTAL PORTFOLIO HOLDINGS $668,532.70 $0 .00 $1,215.60
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
Page 3 of 6
Aco3unl Number:
Med Eminent Owing tThrthabrts LIC, a wholly ...n.0
At:697)MC0IC L Every Yea Since 2007 sublicharni The &onkel Haw Yak Mellon
CONFIDO. DALIAR RATED COMMLINICATIMS Crponthal (SW Mellon)
EXCQUINCIE Peritn KC immter FiliRnAWAS.M-00049480
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12304
EFTA_00 I 60089
EFTA01291654

NA essages (continued)
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 13 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
For disclosure of rates for DW S money market funds, please visit the DW S Investments website at hops) / www.dws-investm ents.com/ EN/ products! money-market-funds-yields.jsp
Please note that all money market funds listed on the website may not be offered through us.
Ac lily Summary (All amounts shown are tn base currency)
Credits Tits Period Debits Thisnerlod Net Thieneriod Qedlts Ye:deo-Date Debits Year-to-Date Net Yem-to-Date
Dividends and Interest $230.69 $0.00 $230.69 $1,215.60 $0.00 $1,215.60
FDIC Insured Bank Deposits $0.00 4230.69 4230.69 $0.00 41,215.60 41,215.60
Totals $230.69 4230.69 $0.00 $1,215.60 41,215.60 $0.00
Transactions by Type of Activity
Process
Settlement
Date Activity Type Description Oueniiiy Pdoe Accrued Interest Amount Currency
Dividends and Interest
07/13/18 FCIC INSURED SANK INSURED DEPOSITSINTEREST CREDITED 230.69 USD
DEPOSITSINTEREST
REEVED
PER980411
Total Dividends and Interest - U.S. DOLLARS 0.00 230.69
FDIC Insured Bank Deposits
07113118 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -230.69 USD
DEPOSITS INTEREST
REINVESTS)
PER980411
Total FDIC Insured Bank Deposits-U.S. DOLLARS 0.00 -230.69
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Page 4 of 6
Account Number
Rattantilent Owing through holingl a. 'Sally owned
At 0731W):020 Every vex Since 2007 subsidiary a TheUnita New York Mellon
CONFIDO. AL- DAIJAR ItAlE D COMMUNCATIONS Cartaatim (MY Meta)
EXCCUENC Pen MC. invite,F iliitkftlAtra 00049481
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012305
EFTA_00160090
EFTA01291655

Deutsche Bank
July 1,2018- July 31,2018
JEFFREY EPSTEIN
Client Service Information
Vow Investment Spedalid ZEM tooted Inhumation
T N N Telephone Number:
Your Account I nf ormat t n
INVESTMENT OBJECTIVE
Investment Objective: GROWTH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account com mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 5 of 6
Accotait Number:
4 Raulr ate ClewingewoughpentingaCetthallymned
At:9>73$31CO20 Ern Year Since 2007 subsidiary a The Bonita New York Mellon
CONFIDO. AL DALIAR RAII D COMMUNCATIONS Cennatim (OW Meta)
EXCIMENCC Penn.'s MC. myna,F ilialiervit 00049482
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) .— DB-SDNY-0012306
EFTA_00160091
EFTA01291656

Important Information and Disclosures (continued)
The Role of Pershing (continued)
if any.to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing com/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be n t page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department.
One Pershing Plaza, Jersey City. New Jersey 07399: . Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed
• Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documentswitness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399:
Page 6 of 6
Account Number:
Waled Eaceilent Owing Sae. •wtkive 1.1.C, a wholly owned
At :1473MCC/C L Every Yew Since 2007 subweliwy of The Sant of New York Mellon
CONFID DAIJAR RA7ED COAWALINICATIONS Ceeporathee MY Mellon)
Cita/ANC( PeritrAg Einv/AIANY42PM_00049483
CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-00123O7
EFTA_00 160092
EFTA01291657

I5 I
Deutsche Bank Ottetwke Sank Private Malith Minutemen
Mutat Untiring bow
0wAsch• e.S Swar.itin tn.
*no Van O414/0
SO Fait Arsons. 7M31100.
Nowa
TOO ;roe
Men;
June 1, 2018 - June 30 2018
Account Number:
JEFFREY EPSTEIN
6100 RED HOOK OTRS STE B-3
ST THOMASVic:10802-1348
Portfolio at a Glance
mlsPerlod Year-to-We
"our Investment Specialtst BEGINNING ACCOUNT VALUE 3668,090.60 $667,317.10
JOSHUA SHOSH A N Adjusted Previous Account Value 668,090.60 667,317.10
Dividends Interest and Other Income 211 41 984.91
668,302.01
Estimated Anneal Income $984 21
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.
Asset Summary
Percent Asset Type Prior hared LM Period ThisPeriod
100% Cash, Money Funds, and Bank Deposits 667.317.10 668.00.60 668,302.01
100% Account Total 3667,317.10 3668,090.80 3668,302.01
Please review your allocation periodically with your Investment Specialist.
Your Account is 100% invested in Cash, Money Funds, and Bank Deposits.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions Introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page 1 of 8
Rated Etcdent Owing Swish holingP IC a Sally owned
(wry Yaw UK. 2007 subsidiary time Osaka New York Mellon
( O ) M al A l R L R s A a T ED CONVOCATIONS C P a e r n p h o e n . t imi (S in W err M te e r lFoni)n tasteptt0000mm
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012308
EFTA_00160093
EFTA01291658

FDIC Insured Bank Deposits
Oste AdivIty Type Clesablbe Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: 06/ 291 18
061(lUt 8 Opening Balance 668,090.60 668,090.60
06115!18 Deposit INTEREST CREDITED 211.41 668,302.01
APY 0.35%
06/18/18 Citibank N A. 668,302.01
A/0 08118 $237500.00
Bank Hapoalim
Al 0 08118 $193302.01
Texas Capital Bank
A/0 08118 $237500.00
06/29118 Closing Balance $868,302.01
Total FDIC Insured Bank Deposits $668,302.01
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (UPC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Income and Expense Summary
Current Period Yoar4orDate
Taxable Nan Taxable Triable Non Taxable
Interest Income
FDIC Insured Bank Deposits 211 41 0.00 984.91 0.00
Total Dividends, Interest, Income and Expenses 5211 41 80.00 $984.91 0.00
Portfolio Holdings
Opening Going Accrued Income 30•Day
Description Nally Balance Sacs Income ThisYea Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 668,302.010 668,090.80 668,302.01 115.34 984.91 NM
Total FDIC Insured Bank Deposits $668,090.60 $668,302.01 $115.34 $984.91
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $668,090.60 $668,302.01 $115.34 $984.91
Page 2 of 8
Account Number:
RaltaKelint Owing tlwonsh MM.t Ilt. a Sally owned
monitors:cm Every Vex Since 2007 subsidiary a The Bonita New York Melba
CONFID AL- DALIAN MILD COMMUNCATICNS C•Pntim (MY Mellon)
MULE/4C( Penn.'s MC. 'sent. FilatikkaGM_ 00049485
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012309
EFTA_00160094
EFTA01291659

Deutsche Bank
June 1, 2018 - June 30.201
JEFFREY EPSTEIN
Portfolio Holdings (continued)
Acaued &Sated
Markel Value Inlerest Annual Income
TOTALPORTFOLIO HOLDINGS $668,302.01 $0.00 $984.91
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www Pershing coin! disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote then
the number of shares in your margin account.
Messages
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
Page 3 ofd
Account Number
IIMeamant Owing dart Mang 1.1.C, a wholly armed
A:I/QUM:02S L- Every Vex Sea 1007 vag awya The Ilardi of New York Mellon
CONFID DAIJAR WED COMMUNICATIONS Conmeathm (MY Man)
EXCOAENCt Penne. KC nver-ter HuRnAWSYtegAl_00049486
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12310
EFTA_(()I 60095
EFTA01291660

Messages (continued)
For disclosure of rates for DWSmoney market funds, please visit the DW S Investments website at httpsi / www.dws•investments.comf EN! products! money4narket•funds-yieldsjsp
Please note that all money market funds listed on the website may not be offered through us.
Your statement reflects a substitute payment reimbursement because you received one or more substitute payments last year in lieu of a qualified dividend. This reimbursement is being made
because substitute payments do not receive the same preferential tax rate as qualified dividends.
We credited your account with art amount equal to 1323% of each eligible substitute payment, based on the difference between an assumed rate on ordinary income of 25% and thereto for
qualified dividends of 15% (10% difference). We amended your reimbursement from 10% up to 1323% to adjust for taxes paid on the reimbursement.
This income will be reported on your Tax Information Statement as'Other Income' on Form 1099-A4 ISC, Box 3.
If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you may have received fess than 13.33% of the
corresponding substitute payment. Since income from investment corn ponies may consist partly of nonq ualified dividend income, your reimbursement was calculated only on the percentage of
income that qualifies for the preferential tax rate.
If you have any questions regarding your reimbursement, please contact your advisor.
Although a money market mutual fund seeks to preserve the value of your investment at $1p er share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10 ( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary amoun,s soon n are.n ease —rren.y)
Cr edits Tbis Period Debits TbisPetiod Net ThisPeriod Credits Yeat4mDate Debits YeantADate Net YeantADate
Dividends and Interest $211.41 $0.00 $211.41 $984.91 $0.00 $984.91
FDIC Insured Bank Deposits $0.00 4211.41 4211.41 $0.00 4984.91 4984.91
Totals $211.41 4211.41 $0.00 $984.91 4984.91 $0.00
Transactions by Type of Activity
Pon
Settlement
Date AdIvily Type Desolation Quantity Price Awned Integers Amount Cimino
Dividends and Interest
06115118 FDIC INSURED BANK INSURED DEPORTS INTEREST CREDITED 21 1A 1 USD
DEPOSITS INTEREST
RECBV ED
PER980411
Total Dividends and Interest - U.S. DOLLARS 0.00 211.41
Page 4 of 8
Amount Number:
Rated Emearnt °wring Sae. hobos LI.C, a wholly owned
MINNIMMOS L Every Vest Sect 2007 subsidiary of Ilya &onkel New York Mellon
CONFIDg DAL/ARMUD COMMUMCATICMS Cementim (SHY Mellon)
EXCOADOCt Protons LK. notrott, FiliRivitintlYLIPA-00049487
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12311
EFTA_OO 16OO96
EFTA01291661

Deutsche Bank
June 1,2018 - June 30,20$
JEFFREY EPSTEIN
Transactions by Type of Activity (continued)
Process
Settlernerl
Date Activity Type Description Cuartrly Price *caved !stunt Amount COMO/
FDIC Insured Bank Deposits
06115118 FDIC INSURED BANK INSURED DEPOSTSINTEREST REINVESTED .211.41 USD
DEPOSITSINTEREST
REINVESTED
PER980411
Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -211A1
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
aient Service Information
Your investment Specialist ENJ Contact intimmation
A AN Telephone Number:
Your Account Informati n
INVESTMENT OBJECTIVE
Investment Objective: GROWTH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AM ORTI Z AT ION ELECT IONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Page 5 of 8
Account Number:
Rated (want Owing tiwonsh PentingP IC, Sally owned
At CL24an.C$ (very Yaw Since2007 subsidiary The Bonita New York Mellon
CONFID AL- DALBAR RAIEDCOMMUNICATICNS Cep stun to Amos)
0(0.LE...a Penn..* ux.nwroto ntinAttpilYteran_00049488
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012312
EFTA_00160097
EFTA01291662

Your Account Information (continued)
ELECTRONIC DELIVERY
You have not selected any account corn mu nications for electronic delivery. To register and turn off paper corn m unicat ions, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses Incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC€. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about, slrength.and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be • t page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing U.0 shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
Page 6 of 8
Account Number:
Rated Cacellent OwingI MO hobos ISC. • Stay owned
Every Yew Shwa 2007 subotharft as &onkel New York Melba
CONFIDO. AL- OMANIR MID COMMUNICATIONS Carpontimi (MY Maw)
CO:WWI Penh/. LI.C. meet,/ FilitagteaM_ 00049489
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012313
EFTA_00160098
EFTA01291663

Deutsche Bank
June 1, 20'18 - June 30, 2016
JEFFREY EPSTEIN
Important Information and Disclosures (continued)
Important Arbitration Agreement (continued)
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza Jersey City, New Jersey 07399;
Page 7 of a
Account Number
RaleamMent Clewing Sae. Ambit. LIC .Rely owned
At 01211:91.0 25 L Every Vox Sea 2007 sots:law/of The UM, of New Yak Mellon
CONFID DALAAR MilE D C0MNiuMCATI0NS Conmeatim (NO' Melon)
EXCLUENC( Penhar LIX. meterEIIIRAVAYYteLGM_00049490
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12314
EFTA_00 160099
EFTA01291664

TERMS AND CONDITIONS
TRANSACTIONS PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER. SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH MASHING UNTIL THE ENTRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WVVVV.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING CONVDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 007(A)(1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SCE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ASLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AF-FnrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ME INDEBTED TO PERSHING LLC ('PERSHFIG') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU.
• WHENEVER YOU ME INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF THE ABOVE TERNS MID CCNOITIONSAFtE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERSHINS IIIIMIATB-Y IN WRMNG SY GERII FE D NAIL TOONE PERSHING PLAZA. JERSEY QTY.PUMPSAM LEGAL OEPT
Page 8 of 8
Account Number: Reed EKdont oteringtlyonsli Penting LLC a slay owned
AtCLEACSMS Every Vex Snce 2007 subskIM e4 The Santa New York Mellon
CONFIDO. AL- OMAR RAT ED COMNIUMCATIM ONPRathm CONY MING
EXCELLENCE Penhas U.C. 'avian HlialikrigsrAt00049491
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012315
EFTA_00160100
EFTA01291665

I5 I
Deutsche Bank dowheUnkftime&WOMmnemeti
Weleb(*eang 6,0%4
theatichviganitiwnempt.lc
MewYCOPACe
HiPwkAmnstchWka
*Vora
tootve
Direct
May 1,2018 -May312019
Account Number:
JEFFREY EPSTEIN
6100 RED HOOK ()IRS STEB-3
ST THOM ASVI 00802-1348
Portfolio at a Glance
Melted Yew4o-0M
Your Investment Specialist: BEGINNING ACCOUNT VALUE $667,898.41 $667,317.10
JOSHUASHOSHAN Adjusted Previous Account Value 667,898.47 661,317.10
Dividends Interest and Other Income 192.13 773.50
9668,
Estimated Anneal Income 5773.50
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.
Asset Summary
Percent Asset Type Pee Yearad ire Period This Period
100% Cash, Money Funds, and Bank Deposits 667.317.10 667.898.47 668.090.60
100% Account Total 8667,317.10 8667.896.47 $668,090.60
Please review your allocation periodically with your Investment Specialist.
Your Account is 100% invested in Cash, Money Funds, and Bank Deposits.
:or Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Pagel of 6
Rattassant Owing engemMts.P IC • slay owned
Every Yaw Since 2007 subsidiary SIMU nita New York Melba
DAIJAR WED COMMUNCATIM CAS (MY MONO
EX( CIL t Penne. U.C. ,mortal FititatiAtreaGM_00049492
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012316
EFTA_00160101
EFTA01291666

FDIC Insured Bank Deposits
Date Activity Type Desuelion Amount Bin
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: 05/ 31/ 10
05101/18 Opening Balance 667898 47 667,898.47
05/15/18 Deposit INTEREST CREDITED 192.13 668,090.60
APY 0.35%
05/16(18 Citibank N A. 668,090.60
A! 0 05/ 16 S237500.00
Bank Hapoalim
A/ 0 05/ 16 $237500.00
Texas Capital Bank
A/ 0 05! 16 5193090.60
05/31118 Closing Balance $668,090.60
Total FDIC Insured Bank Deposits $668,090.60
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Income and Expense Summary
Gwent Palled Yoar4o4)de
Tootle Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 192.13 0.00 773.50 0.00
Total Dividends, Interest, Income and Expenses $192.13 $0.00 $773.50 $0.00
Portfolio Holdings
Opening Ckaing Accrued Income 30•Day
DestrirAlon Gamily Balance flalana WPM. This Tea Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITSPROGRAII 668,090.600 667.898.47 688,090.60 102.50 773.50 N/A
Total FDIC Insured Bank Deposits $667,898.47 $668,090.60 $102.50 $773.50
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $667,898.47 $668,090.60 $102.50 $773.50
Page 2 of 6
Account Number
Rated Emarnt Owing through Mang PIC a Sally owned
(wry Yaw Since 2007 subsidiary a The Bonita New York Make
CONFIDO. . ALA- DALIAR RAT ED COMMUICATICNS CoPontim (MY MONO
EXCIA (NC t Penne.* MC. 'sent,/ FilatiAttila 00049493
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012317
EFTA_00160102
EFTA01291667

15I
Deutsche Bank
May1,2018-May31,2018
JEFFREY EPSTEIN
Portfolio Holdings (continued)
Acaued &Sated
Minket Value Interest Annual Income
TOTAL PORTFOLIO HOLDINGS $668,090.60 $0.00 $773.50
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to t%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
Page 3 of 6
Account Number:
Rated taceilent Owing iThel Pelbeg LtC, a wildly owned
At C0MMS Every Vox Since 2007 sublicharniI lie &onkel New York Mellon
CONFID L- DAIJAR MUD COMMUNCATIM Carponthan (MY Mellon)
EXCIMENCt Perlin LI.C.immte, FililitAWAS.M_00049494
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12318
EFTA_00 I 6010 3
EFTA01291668

Messages (continued)
credited to your brokerage account. Please seethe money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC RAM 106-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
For disclosure of rates for DW S money market funds, please visit the DW S Investments website at httpsi 1w ww.dws-investments.coml EN! products! money-market-funds-yieldsjsp
Please note that all money market funds listed on the website may not be offered through us.
A Ct iv it y Summary (All amountsshown are tn base currency)
Gmhts This Period Debits ThisPalod Net ibisPetiod CreattlYemeo-Date Debits Yew-to-Date Net Yea-to-Date
Dividends and Interest $192.13 $0.00 $192.13 $773.50 $0.00 $773.50
FDIC Insured Bank Deposits $0.00 4192.13 4192.13 $0.00 4773.50 4773.50
Totals $192.13 4192.13 $0.00 $773.50 4773.50 $0.00
Transactions by Type of Activity
PTOc an
Seltlernerl
Date Activity Type Description away Pda Ass ad Meted Amount Corrency_
Dividends and Interest
05115118 FDIC INSURED BANN INSURED DEPOSITSINTEREST CREDITED 192.13 USD
DEPOSITSINTEREST
RECEIVED
PER980411
Total Dividends and Interest - U.S. DOLLARS 0.00 192.13
FDIC Insured Bank Deposits
05/15118 FDIC INSURED BANK INSURED DEPOSITSINTEREST REINVESTED -192.13 USD
DEPOSITSINTEREST
REINVESTS)
PER980411
Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -192.13
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Page 4 of 6
Account Number
Rated haunt owing tlycnIthntingP IC a owned
At MS): (my Yaw Since 2007 subsidiary e4 The Banter New York Mace
CONFIDP AL- DAUM WED commumcAncres Copenehm (UIY MONO
CACUL(NCC Penn.'s MC.,mnw, FitillAANYLeCat00049495
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012319
EFTA_00160104
EFTA01291669

Deutsche Bank
May 1,2018 -May 31,2019
JEFFREY EPSTEIN
Client Service Information
Vow Investment Specie ENJ Cents Information
SPE. Telephone Number:
Your Account Informati n
INVESTMENT OBJECTIVE
Investment Objective: GROWTH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account com munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial Institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 5 of 6
Account Number
Med famllerd Owing throughP iningP IC • Sally owned
A tOnICS):: b L Ern Yea Since 2007 subsidiary a The Bonita New York Melba
CONFIDO. OMIMR AII D C0MMUNCATI0NS Corpontim COMY MONO
EXCIMENCC Pena...* LI.Cante. FiliFLA.Onat00049496
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012320
EFTA_00160105
EFTA01291670

Important Information and Disclosures (continued)
The Role of Pershing (continued)
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the irst page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.coml about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re•confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be • t page of this statement. Pershing's contact information is as follows: Pershing tiC, Legal Department,
One Pershing Plaza, Jersey City. New Jersey 07399; . Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically Include a minority of arbitrators who were or are affiliated with the securities Industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreem ent to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The Isms of the State of New York govern.
Pershing's contact information is as follows: Pershing L-C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399;
Page 6 of 6
Account Number
Paled tacdent Owing engem Penbog Lit. • Wooly mooed
Every Vow Since 2007 sobeieharft e. n,e bake. New York Menus
CONFIDO. AL- DAUM WED commumvamtes Cemeenbm Ma Melon)
MI:UM( Penhect 1.1.C.nwrter filatalWePtst00049497
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012321
EFTA_00160106
EFTA01291671

15I
Deutsche Bank OMASChe UM Misch. *WM Monnemen
Menet Coverage 6toot
Drenthe Oa Setteitiel MC.
114M can O•4OS
MS NIA Arr./. nth Moe
New a
Toll ;tn.
Dont
A pril 1, 2018 - April 30 2018
Account Number:
JEFFREY EPSTEIN
6100 RED HOOK OTRS STE 8-3
ST THOMA$VI00802.1348
Portfolio at a Glance
MisPerba Year-to-Chle
Your Investment Specialist BEGINNING ACCOUNT VALUE 9667200.01 $667,317.10
JOSHUA SHOSHAN Adjusted Previous Account Value 667,700.01 667,317.10
Clividends,Interes1 and Other Income 198.46 581.37
9667,
Estimated Anneal Income $581.37
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.
Asset Summary
Percent Asset Type Prior Yea-End tier Period This Period
100% Cash, Money Funds, and Bank Deposits 667.317.10 667/00.01 667198.47
100% Account Total $667,317.10 1667,700.01 $667,698.47
Please review your allocation periodically with your Investment Specialist.
Your Account is 100% invested in Cash, Money Funds, and Bank Deposits.
For Your Information
The European Central Bank (thee ECB' ) and other credit Institutions Introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1342 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page lof6
Rated (learnt Owing tlwonsh holingP IC a Sally owned
Every Yaw Since 2007 subsidiary a The Bonita New York Melba
DAUM WED commumomats CoWatim (MY Mellott)
VICCILDC( Penhe. lltinerstec fitattiAtra00049498
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012322
EFTA_00160107
EFTA01291672

FDIC Insured Bank Deposits
Date Activity Type Desalplion Amount Uwe
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: 04 f 30/ 18
03130/18 Opening Balance 667300 01 667300 01
04113/18 Deposit INTEREST CREDITED 198.46 667.898.47
APY 0.35%
04/18/18 Citizens Bank PA 667.898.47
A/0 04116 $237500.00
Citibank NA.
A/0 0411 6 $237500.00
NY Community Bank
A/0 04116 $192898.4
0030118 Closing Balance $667,898.47
Total FDIC Insured Bank Deposits $667,898.47
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Income and Expeise Erma, y
Current Period YearTo.Date
Taxable Non Taxable Takla Hon Taxable
Interest Income
FDIC Insured Bank Deposits 198 46 0.00 581.37 0.00
Total Dividends, Interest, Income and Expenses $196.46 $0.00 $581.37 $0.00
Portfolio Holdings
Opening Closing Accrued Income 10•Day
Description Nally Balance Baia Income ThisYea Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITSPROGRAM 667,898.470 667,700.01 687,898.47 96.07 581.37 NM
Total FDIC Insured Bank Deposits $667,700.01 $667,898.47 $96.07 $581.37
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $667,700.01 $667,898.47 $96.07 $581.37
Page 2 of 6
Account Number:
Raltassant Owing SwellP astan.L a. a ear owned
At 0N 4 iCSIC:21 Emory Vex Sao 2007 subsidiary oN n. UK a New York Meta
CONFID AL- DAUM MUD CONVOCATIONS CoNeathal (MY Meta)
IXCULD CC Penne. KC. immter filitatikkot- 4.4_00049499
CONFIDENTAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012323
EFTA_00160108
EFTA01291673

I5 I
Deutsche Bank
April 1,2018 - April 30,2018
JEFFREY EPSTEIN
Portfolio Holdings (continued)
Awned Eellmaled
Mabel Value Inkiest Annual Income
TOTALPORTFOLIO HOLDINGS $667.898.47 S0.00 $581.37
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment. trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactionsconverted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
Page 3 of 6
enamel Number
Rated Ewehnt Oaring SmithP emba. LI.C, a wholly armed
At 02MCS10:21 L4 Every Vex Sem 2007 subekhady or The UM el New York Mellon
CONFID DAUM MUD C0MMiuMCATI0NS Comoratim OW Melon)
EXCELLENCt Penhee LI.C.rnterter FIIIRnAckklY12PM-00049500
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12324
EFTA_00160109
EFTA01291674

Messages (continued)
credited to your brokerage account. Please seethe money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rile 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
For disclosure of rates for DW S money market funds, please visit the DW S Investments website at https1 / www.dws-investments.coml EN! products! money-market-funds-yieldsjsp
Please note that all money market funds listed on the website may not be offered through us.
Activity Summary (All amountsshown wen base ..tt.%/)
Peals THs Period Debits ThisPettod Net ThisPetiod tredits Yea-to-Date DeblIsYeauto-Date Net Yeapto-Date
Dividends and Interest $198.46 $0.00 $198.46 $581.37 $0.00 $581.37
FDIC Insured Bank Deposits $0.00 4198.46 4198.48 $0.00 4581.37 4581.37
Totals $198.46 4198.46 $0.00 $581.37 4581.37 $0.00
Transactions by Type of Activity
Process
Settlement
Date Adiydy Type Description Quantity Price Accrued literal Amount Currency
Dividends and Interest
04113118 FDIC INSURED BANK INSURED DEPORTS INTEREST CREDITED 198.46 USD
DEPOSITSINTEREST
RECEIVED
PER980411
Total Dividends and Interest - U.S. DOLLARS 0.00 198 46
FDIC Insured Bank Deposits
04113118 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -19846 USD
DEPOSITS INTEREST
REINVESTED
PER980411
Total FDIC Insured Bank Deposits-U.S. DOLLARS 0.00 -198.46
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Page 4 of 6
Account Number
Rated Eact4rnt Owing tlwonsh P.n PIC. • wholly owned
Every Vex Since 2007 subsidiary e4 The Bonita New York Mellon
CONFIDO. AL- OMAR RAZED CONVOCATIONS Cenoatim mot Melon)
EXCIALLNCt Penb.w MC. 'mot, AtitartitePit00049501
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012325
EF1'A_00160110
EFTA01291675

Deutsche Bank
April 1, 20 18 - April 30,20 18
JEFFREY EPSTEIN
Client Service Information
You; Investment SpecieInt ENJ Content MilaniMien
SPE. Telephone Number:
Your Account Information
INVESTMENT OBJECTIVE
Investment Objective: GROWTH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable: the rendering of investment advice,
Page 5 of 6
Account Number
Rated hallent OwingI MO holingI lt. a Sally craned
stoutmemom Every Yew Shwa 2007 subsidiary acme Bonk of New York Mellon
CONFIDO. AL- DAISMII tAlE D COMMUNCATICNS CaPonth20 (SW Melon)
UMW< t Pentr. LIX.inerrter FIllaeaGM_ 00049502
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012326
EFTA_0016O1I I
EFTA01291676

Important Information and Disclosures (continued)
The Role of Pershing (continued)
if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.coml about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statem ent. to your financial organization and Pershing. Please be advised that any oral communication should be re•confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be • t page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department.
One Pershing Plaza, Jersey City. New Jersey 07399; , Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically Include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399;
Page 6 of 6
Account Number
Rated (warm Owing throng% holingI IC.••fierraincil
A: cuics Every Yaw Since 2007 subsidiary a The Bonita New York Mika
CONFIDO. AL- DAUM WED commumomats CoPontim (MY Mellon)
EXCULDC( Penne.* MC. tn. FitatatAta 00049503
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012327
EFTA 00160112
EFTA01291677

Deutsche Bank DS/10W Oat PII•aln Site°, MinMenriett
Manna (overate 6.oa;
Oretche tar. Settertinr.
wew Tett PRO
14$nrl Ailents. Mu F•kor
New YA M"
P' ive
Direct
M arch 1.2018 - M arch 31 2018
Account Number:
JEFFREY EPSTEIN
6100 RED HOOK OTRS STE B-3
ST THOMASVI00802.1348
Portfolio at a Glance
%%Period Vear4o-Ceht
Your Investment Specialtst BEGINNING ACCOUNT VALUE $667,520.78 $667,317.10
S IAN Adjusted Previous Account Value 667,520.78 667,317.10
Dividends 'Merest and Other Income 179.23 382.91
Estimated Anneal Income $382.91
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.
Asset Summary
Percent Anil Type Prior Vearad Led Period Ws Period
100% Cash, Money Funds, and Bank Deposits 687.317.10 667,520.78 687,700.01
100% Account Total $667,317.10 $667,520.78 $667,700.01
Please review your allocation periodically with your Investment Specialist.
Your Account is 100% invested in Cash, Money Funds, and Bank Deposits.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions Introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page 1 of 7
Rated Cictaant Owing Swish Anil IIC.• wewey wooed
Every Yaw Sac< 2007 subsidiary e4 The Bonita New York *Atka
Er5h1F ID AL- DAIDAR RA TED COMMACATIONS Ccnaatim (MY Meta)
EXCIALCMCt Penne. MC. 'mote, FiliRAVAELGA_00049504
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012328
EFTA_00160113
EFTA01291678

FDIC Insured Bank Deposits
Deli Activity Type DasteMlion Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: 03/ 29/ 18
03/01/18 Opening Balance 667,52018 667,520.78
03115/18 Deposit INTEREST CREDITED 179.23 667,700.01
APY 0.35%
03/16(18 Citibank NA. 667,700.01
A/0 03/16 $237500.00
Huntington National B
A/0 03/16 $237500.00
NY Community Bank
Al 0 03/ 18 $192700.01
03/29/18 Closing Balance $667,700.01
Total FDIC Insured Bank Deposits $667,700.01
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (61K). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to 3250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Income and Expense Summary
cuuenl Pined Yair4o.Dde
Taxable Non Taxable Troth Non Taxable
Interest Income
FDIC Insured Bank Deposits 17923 0.00 382.91 0.00
Total Dividends, Interest, Income and Expenses 3179.23 $0.00 8382.91 0.00
Portfolio Holdings
Opening Going Accrued Income 30•Day
Descrionon Nally Balance Baca Income ibisYear Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITSPROGRAN 667,700.010 667,520.78 667,700.01 108.84 382.91 NM
Total FDIC Insured Bank Deposits $667,520.78 $667,700.01 $108.84 3382.91
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $667,520.78 $667,700.01 $108.84 $382.91
Page 2 of 7
Account Number:
Rated (Kant Owing Omer PenIMOLC • Molipmeed
(my Vex Since 2007 Cube imy a The Bonita New York 'Mho
CONFIDO. AL- DAUM W ED COMMUMCATICM Comeatim (MY Meta)
EX(M EW ( Penn.'s MC. 'mote Aliitatikqueat00049505
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012329
EFTA_00160114.
EFTA01291679

15I
Deutsche Bank
M arch 1,2018 - M arch 31,2018
JEFFREY EPSTEIN
Portfolio Holdings (continued)
Awned Estimated
Markel Value Inkiest Annual Income
TOTALPORTFOLIO HOLDINGS 6667,700.01 $0.00 $382.91
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershingeoml disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
Page 3 of
Account Number
Rated (Kart Owing Smelt Pagans LI.C, a wholly armed
Att)3NWIIOS Every Vex Sim. 2007 subskliary of The km ol New York Mellon
CONFID DALUR MI ED COMMUMCATIONS CaRN+ttic (,Illa Mellon)
EXCIEUENC( Regain HuRnAckklYuLGM_00049506
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012330
EFTA_00I6011 I5
EFTA01291680

Messages (continued)
credited to your brokerage account. Please seethe money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
For disclosure of rates for DW S money market funds, please visit the DW S Investments website at httpsi 1w ww.dws-investments.com/ EN! products! money-market-funds-yieldsjsp
Please note that all money market funds listed on the website may not be offered through us.
Activity Summary (AU amounts shown are in base currency)
Peas THs Pang] Debits ThisPeriod Net ThisPetiod Credits Yea-to-Date DebitsSeatio-Dato Net Year-to-Date
Dividends and Interest $179.23 $0.00 $179.23 8382.91 $0.00 $382.91
FDIC Insured Bank Deposits 60.00 4179.23 4179.23 80.00 4382.91 4382.91
Totals $179.23 4179.23 $0.00 $382.91 4382.91 $0.00
Transactions by Type of Activity
Non
Settlement
Dine Activity Type Description Ouentity Price Acaued liters Amount Currency
Dividends and Interest
03115118 FDIC INSURED BANK INSURED DEPOSITSINTEREST CREDITED 179.23 USD
DEPOSITS INTEREST
RECEIVED
PER980411
Total Dividends and Interest - U.S. DOLLARS 0.00 179.23
FDIC Insured Bank Deposits
03/15118 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -179.23 USD
DEPOSITS INTEREST
REINVESTED
PER980411
Total FDIC Insured Bank Deposits-U.S. DOLLARS 0.00 -179.23
Total Value of Transactions 0.00 0.00 USO
The price and quantity displayed may have been rounded.
Page 4 of 7
Account Number:
Rated Cacellent Owing tkrwyf holing PIC. • %vitally armed
At CI VMM:1< Every Year Shwa 2007 subsidiary as Sank of New York Mellon
CONFIDO. AL- DAYAlt Ml ID COMMUNICATIM CerPontim (MY Merton)
EXCLUD4U Pennew uc. meet, fitactia 00049507
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB—SDNY-0012331
EFTA_00160116
EFTA01291681

Deutsche Bank
M arch 1,2018 - M arch 31,2018
JEFFREY EPSTEIN
Client Service Information
Vow Investment SpecieiM ENJ Confect Inhumation
Telephone Number:
Your Account Informati n
INVESTMENT OBJECTIVE
Investment Objective: GROWTH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial Institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 5 of 7
Account Number:
Rated tangent OwingI MO holingP IC • Sally weed
At CIV Every VON lice 2007 subsidiary el The Banta New York Make
CONFIDO. AL- DAWN MUD CONVOCATIONS CPeAnSa. (SW Meta)
EX(( I CNC( u.c. mutt« foal:4 1'401..4_00049508
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) S DB-SDNY-0012332
EFTA_001601 17
EFTA01291682

Important Information and Disclosures (continued)
The Role of Pershing (continued)
if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at =Ell. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on thefirst page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.coml about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statem ent. to your financial organization and Pershing. Pease be advised that any oral communication should be re•confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be • t page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically Include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing (IC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until: (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreem ent to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399;
Page 6 of 7
Account Number:
Med Cacellent Owing Sough holingP IC a who* owned
At Ca MWM0S Every Yew Shwa 2007 subsidiary a me brat W New York Mellon
CONFIDO. AL- U DR M U M M G C l ( e n COMMUNICATIONS C Pe a n l a w .. a .* t M im C ( . M m Y in M ts e ( l nlont)i alltilia00049509
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012333
EFTA_00160118
EFTA01291683

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY, WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DECALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE PALED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES IRE-GULAT1ON MIS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(A)(1)-(l1
BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO THE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A °OPENED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST ESECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMAT/ON STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AFsnrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOLIT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANYOf 1NE MADVE TERMS AND MOTIONS ARE UNACCEPTABLE TO YOU. PLEASE HOMY PERRINO IIBIEDIATELY Al WRITING BY CERTIFIED MAIL TO ONE PERSHING Eta JERSEY CITY. NJ MM. ATM LEGAL DEPT
Page 7 of 7
Attain Number Mid (Kelm. Clewing tlwach Penbni LLC, a wholly armed
At CAN WE,025 L Every Yew Slate2007 sbschan. el TNe Bonk of Nev Yo4 Mellon
CONFID DAUMRATED COMMUNICATIONS Caseation CONY Mellon)
EXCELLENCE Perftwq11.c. ',wrote. liajtakklYGM_00049510
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012334
EFTA_0011601119
EFTA01291684

Deutsche Bank Mundy/ Sank Milne MalOti Min/eaten
Weleb Upton* &out
Ovatsclw Sank Sotwitiot
*no Yark Ofte
HS Pad Arsons. nth 0004
TOO ;roe
New
February 1,2018 - Februar 28 2018
Account Number:
JEFFREY EPSTEIN
6100 RED HOOK OTRS STE B-3
ST THOM AS VI 00802.1348
Portfolio at a Glance
MePorloil YeaHo-0ete
Your Investment Soecialtst BEGINNING ACCOUNT VALUE $667,322.41 067,317.10
JOSHUA SHOSHAN Adjusted Previous Account Value 667,322.41 667,317.10
Dividends, Interest and Other Income 198.37 203.68
Estimated Anneal Income $20388
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC) up to allowable limits.
Asset Summary
Percent Asset Type Prior Yearad Lit Period This Wed
100% Cash, Money Funds, and Bank Deposits 667.317.10 667 322.41 667 520.78
100% Account Total 8667,317.10 $667,322.41 $667,520.78
Please review your allocation periodically with your Investment Specialist.
Your Account is 100% invested in Cash, Money Funds, and Bank Deposits.
For Your Informati n
The European Central Bank (the' ECB' ) and other credit institutions Introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page 1 of 6
Rated (Kant OwingM inn,M aki PIC a Sally crancil
Every Vex Since 2007 subsidiary e4 TMU nita New York Melon
oe51\IFID AL- DALIAN Mtn* COMMUNCATIONS COW•th20 (MY Mellon)
EACULINCI NyouvUXdsmetwfMitag4WW*A-0004S511
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012335
EFTA_00160120
EFTA01291685

FDICInsured Bank Deposits
Dale Activity Type Description Amounl Biro
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: 02/ 28! S
02101/18 Opening Balance 667,322 41 667,322 41
02115/18 Deposit INTEREST CREDITED 198 37 667.520.78
APY 0.35%
02116(18 Citizens Bank PA 667.52078
A/ 0 02/15 S237500.00
Huntington National B
A/ 0 02/16 S237500.00
Texas Capital Bank
A/ 0 02/16 5102520.78
02128/18 Closing Balance $667,520.78
Total FDIC Insured Bank Deposits $667,520.78
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (UPC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Income and Expeise Summary
0menl Peliod YeareceDale
'range Non Taxable Trade Non Taxable
Interest Income
FDIC Insured Bank Deposits 198 37 0.00 203.66 0.00
Total Dividends, Interest, Income and Expenses $198.37 $0.00 $203.68 $0.00
Portfolio Holdings
Opening Coning Aegean Income 30•Day
Desacoon Nally Balance Pao Income This Yea Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,520.780 667,322.41 867,520.78 83.21 203.68 NM
Total FDIC Insured Bank Deposits $667,322.41 5667,520.78 663.21 $203.68
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $667,322.41 $667,520.78 $63.21 $203.68
Page 2 of 6
Account Number.
Rated (warm Chains tlwonsh Pent/M.11C a Sally owned
A LfglOS Every Vex Sae 2007 subsidiary e4 The Bonita New York Melba
CONFIDO. AL- DAUM, RATED CONVOCATIONS Calwatim (MY Mellon)
EXCIAL CNC( Penile/X4C. 'mot, Filiatiter- 4.4_00049512
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012336
EFTA_00160121
EFTA01291686

Deutsche Bank
February 1,2018 - February 28, 2018
JEFFREY EPSTEIN
Portfolio Holdings (continued)
Acaued Estimated
Market Value Interest Annual Income
TOTALPORTFOLIO HOLDINGS $667,520.78 S0.00 $203.68
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to t%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactionsconverted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
Page 3 of 6
Account Number:
Itsted Ea ked Owing Sae. Pagans LIC, a .*ally owned
attetsticsne L Every Year Since 2007 subothary of The Sonli of New York Mellon
CONFIDO. DALLM MUD COMMLWATICOS Comaratim (MY Melon)
EXCLUENCE irrtter on)
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-00 12337
EFTA_00160122
EFTA01291687

Messages (continued)
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rile 10b-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
For disclosure of rates for DW S money market funds, please visit the DW S Investments website at httpsi 1w ww.dws-investments.coml EN! products! money-market-funds-yieldsjsp
Please note that all money market funds listed on the website may not be offered through us.
A Ct ivity Summary (AU amounts shown are In base currency)
Credits Tits Period Debits ThisPerlod Net IbisPeriod QedltsYea4o-Date Del:anaemia-We Net Year-to-Date
Dividends and Interest $198.37 $0.00 $198.37 $203.88 $0.00 5203.88
FDIC Insured Bank Deposits $0.00 4198.37 4198.37 $0.00 4203.88 -5203.88
Totals $198.37 -5198.37 $0.00 $203.68 4203.88 $0.00
Transactions by Typeof Activity
Process
Settlement
Date activity Type Description away Pike At:auditors Amount Currency
Dividends and Interest
02115118 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 198.37 USD
DEPOSITS INTEREST
RECBV ED
PER98041I
Total Dividends and Interest - U.S. DOLLARS 0.00 198.37
FDIC Insured Bank Deposits
02115118 FDIC INSURED BANK INSURED DEPORTSINTEREST REINVESTED -198.37 USD
DEPOSITS INTEREST
REINVESTED
PER98041
Total FDIC Insured Bank Deposits-U.S. DOLLARS 0.00 -198.37
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Page 4 of 6
Account Number.
Rated (inert Owing tlwachPenting LLCetthallyowned
Every Yaw Since 2007 subsidiary a The Bonita New York Make
CONFIDO. AL- DALBAR RA TED COMMUNCATICNS CoPontim (1110 Mellon)
EXCIAL CNC( Pen LIX. rnerrte. Filiitatka 00049514
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012338
EFTA_00160123
EFTA01291688

Deutsche Bank
February 1,2018 - February 28, 2018
JEFFREY EPSTEIN
Client Service Information
Vow Investment Spedatid ENJ Contact InIovmSion
Telephone Number:
Your Account Information
INVESTMENT OBJECTIVE
Investment Objective: GROWTH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account com munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 5 of 6
Account Nuinber. RAS (waged Owing tlwonsh holingL t. a Sally owned
At : id$33 Every Yew Axe 2007 subsidiary elI lle &onkel New York Melba
CONFID AL- DAUMRAIED commumcAncres Cannatim (MY Melon)
Mall:NC( LK. inter-tee HIOILAAWALGM_00049615
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012339
EFTA_00160124
EFTA01291689

Important Information and Disclosures (continued)
The Role of Pershing (continued)
if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.com/ about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be t page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically Include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing U_C, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399;
Page 6 of 6
Accout Number:
RaleassaM COS% IMO Amiens PSC. • Maly owned
At:mac:me Every Vex since 2007 subsidimy or TRe UK of New York Make
CONFID AL- D EX A C L M IA M N E M nC IL I D COMMUNICATIONS C Pe m n P ty o m nt h m m c ( . I i M m Y m M ta a n w n ) a gitiklYEEPM_00049516
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012340
EFTA_00160125
EFTA01291690

Deutsche Bank DeutHhe ROM 'visite Oita, k M.a nes .4
Manna (*.watt 004
Or etc he Om* Se:Wilms vme
New Yen Vila
14$ A.Mie. )4.0 FYOr
Novo a
Tell live
Cirec
January 1, 2018 - Januar 3 2018
Account Number:
JEFFREY EPST8N
6100 RED HOOK QTRS STE B-3
ST THOM ASVI 00802-1348
Portfolio at a Glance
ThisPeriod Year-to-Dele
Your Investment Specialist: BEGINNING ACCOUNT VALUE $667,311.10 $667,317.10
JOSHUASHOSHAN Adjusted Previous Account Value 667,317.10 667,317.10
Dividends,Interml and Other Income 5.31 5.31
Estimated Anneal Income $5.31
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.
Asset Summary
Percent Asset Type Prior Ifear•End In Period MsPeriod
100% Cash, Money Funds, and Bank Deposits 667.317.10 667,317.10 667,322.41
100% Account Total $667.317.10 $667,317.10 $667,322.41
Please review your allocation periodically with your Investment Specialist.
Your Account is 100% invested in Cash, Money Funds, and Bank Deposits.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page 1 of 6
RAS Carelkmt Owing throng% Mts. PIC a Sally owned
CON F D L- Every Year Age2007 subsidiary a The Bonita New York Melba
D EX AU C a M tEN 'M CE ED COMMUNCATIOR C Pe A n M n o e n . t L im IX ( . O in W v i M te e n ta ti ) R AWSEPM_00049517
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012341
EFTA_00160126
EFTA01291691

FDIC Insured Bank Deposits
Dote AdivBy Type OtscrIMIon Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: OV 3918
12130/17 Opening Balance 667,317.10 667.317.10
01112/18 Deposit INTEREST CREDITED 5.31 667.322.41
APY 0.01%
01116/18 Citizens Bank PA 667322.41
A/0 01/ 13 5237500.00
Deutsche Bank Trst Co
A/0 0916 $237500.00
Texas Capital Bank
A/0 01/ 16 $192322A 1
01131/18 Closing Balance $667,322.41
Total FDIC Insured Bank Deposits $667,322.41
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (UPC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Hume and Exoeise Summa y
Patent Period YetbmPate
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 5.31 0.00 5.3t 0.00
Total Dividends, Interest, Income and Expenses 55.31 50.00 55.31 50.00
Portfolio Holdings
Opening Posing Accrued Income 30.Day
Dew:moon Quantity Balance Balance Micky Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 887,322.410 1187,317.10 887,322.41 102.39 5.31 NM
Total FDIC Insured Bank Deposits $667,317.10 $667,322.41 $102.39 $5.31
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $667,317.10 $667,322.41 $102.39 $5.31
Page 2 of 6
Account Number:
Rated Etearnt Owing tlwonsh ',entity PIC a Sally owned
tESSI Every Vex Sawa 2007 subsidiary e4 The brat of New York Mete
CONFIDO. AL- MAAR RATED COMMUNCATIONS CAMontim (OW Mellon)
EXCIAL CNC( PentwwlVdsmfterfMRAWARPA_00049518
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012342
EFTA_00160127
EFTA01291692

Deutsche Bank
January 1, 2018 - January 31 2018
JEFFREY EPSTEIN
Portfolio Holdings (continued)
Awned Estimated
Mabel Value Inleresl Annual Income
TOTAL PORTFOLIO HOLDINGS $667,322.41 S0.00 $5.31
Portfolio Holdings Disclosures
Pricing
This section includesthe net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Important Reminder for Pershing's 2017 Form 1099 tax statement (1099). The 1099 includes IRS1099 Form B, DIV. INT, OID and M ISC. By February 15,2018, you will be mailed either
your 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you
Page 3 of 6
Account Number
Rated Eaceilent Owing Sae. Poebni LI.C, a wholly owned
AZ00563[91'4:20 L Every Yew Since 2007 subniAnyol The Uri of New York Mellon
CONFIDO. DAIJAR ?<ME D comeaueocAncres Capone's. MAY Mellon)
()CCULOKI Penne. LIX.rner-ter EmeogStquereM_00049519
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012343
EFTA_00160128
EFTA01291693

Messages (continued)
hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. It will inform you of the securities that
are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than M arch 15, 2010. For more information please visit
mytaxhand book corn.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
For disclosure of rates for DWSmoney market funds. please visit the DW S Investments website at httpsi / www.dws-investm entscom/ EN! products! money-market-funds-yteldsjsp
Please note that all money market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (AU amounts snown are , n oase„urLn„y)
CreditsDasPedal Debits TnIsPailod Net TbisPerlod Credits Yes-to-Data DebitsYearaci-Dete Net Year-to-Date
Dividends and Interest $5.31 $0.00 $531 $5.31 $0.00 $5.31
FDIC Insured Bank Deposits $0.00 45.31 45.31 $0.00 45.31 45.31
Totals $5.31 45.31 $0.00 $5.31 45.31 $0.00
Transactions by Type of Activity
Process,
Settlement
Date Activity Type Desaiption Quantity Price Accrued littered Amount °menu/
Dividends and Interest
01112118 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.31 USD
DEPOSITS INTEREST
RECEIVED
P8198041
Total Dividends and Interest - U.S. DOLLARS 0.00 5.31
FDIC Insured Bank Deposits
01/12118 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED 5.31 USD
DEPOSITS INTEREST
REINVESTED
PER980411
Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -5.31
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Page4 of 6
Account Number:
Med brelent Oaring SmithP enbas LIC, a ebony owned
At ESSICSF:20 L Every Year Age 2007 waver/ or The &onkel Hive Yo4 Mellon
CONFIDO. DALIMA RAID COMMUNICATIOM5 Cemonbee (MY Mellon)
EXCWENCI ReeMy U.C. inerrete. flIOZIAN IYGMJ)0049520
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12344
EFTA_00160129
EFTA01291694

Deutsche Bank
January t 2018 - January 31,2018
JEFFREY EPSTEIN
Client Service Information
You; Investment Specula ENJ Coated Information
SPE. Telephone Number:
Your Account Information
INVESTMENT OBJECTIVE
Investment Objective: GROWTH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account com mu nications for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 5 of 6
Account Number:
bled Ea ked Owing tlwonet ',enlist.P IC a Sally owned
At 351C PA :1C Every Yew Shwa 1007 subsidiary SIM &onkel New York Mellon
CONFIDO. AL- DALIARRAlEDCOMMUNCATIONS Ccnaatim (MY Melon)
EXCLUENCt Penh...* tic...en-ear fitistatiAtra 00049521
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012345
EFTA_00160130
EFTA01291695

Important Information and Disclosures (c ntinued)
The Role of Pershing (continued)
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on thefirst page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statem ent. to your financial organization and Pershing. Please be advised that any oral communication should be re•confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be t page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department.
One Pershing Plaza, Jersey City. New Jersey 07399; . Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically Include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The !Ems of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399;
Page 6 of 6
Account Number:
ItalmAndent Omen tinge.P enton LLC. • %okay mooed
tESSI CPA :1C (my Vow Site 2007 sobsklin el The Bonita New York Mane
CONFIDO. AL- DAUM WED commutocAncos Ceeeembm (MY Mellon)
MULI:NC( vents* MC. newts. FnitactiteroM_00049522
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012346
EFTA_00160131
EFTA01291696