EFTA01291467.pdf

Deutsche Asset
& Wealth Management
Dralsre eano Prmale wean Mamtentivi
Wrests CoreateG,C,P
CeIrttOw I Settork C.
Now Ibrt
P.O. Box 1776, Baltimore, MD 21203 345 FM Mme, l•thitoct
lieslat. PM 10114
4A4114. MSS) 211409S
Account Numbed
Statement Period: 12/01/2015 - 12/31/2015
Portfolio at a Glance
This Period Yeauto-Date
JEFFREY EPSTEIN Beginning Account Value $ 65707.61 $667,116.34
6100 RED HOOK QTRS STE B- 3 Adjusted Previous Account Value 667,177.51 667,116.34
ST THOMAS VI 00802- 1348 Dividends. Interest an: Other Income 5 47 55 5-
ncling Account Value $667,183.01 $667,183.01
Estim ated Annual Income 566 67
Your Client Advisor:
DANIEL SAHA
Asset Allocation
Prior Year-)id Lad Period This Period % Allocation
I,S0 Cash. Money Funds. and Bank Baptists' 667.116.34 647.177.51 667.183.01 100 00% Please review your allocation penodically win your Client AoYsor
Account Total $667,116.34 3617,177.54 3117,113.01 100.00% yotakeowe is 100% invested in USD Cash. Money Fins. arid Ban' Deposits.
I The Bank Deposes in your account are FDIC insured bank deposes.
FDIC insured bank deposits are not seconbes and are not covered by the Semites Investor Protection Corporation
(SIPC). These bank deposts are covered by the Federal Depose Insurance Corporation (FOICI. up to allaaatie lints
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CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012038
EF1'A_00159823
EFTA01291467

FDIC Insured Bank Deposits
Date Activity Type Description Anoint Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Number: N4G024968 Activity Ending: 12131115
12101115 Opening Balance 687,177.54 667,177.54
12/15115 Deposit INTEREST CREWED 5.47 661,183.01
APY 001%
12(16115 Citibank N.A. 667,183.01
NO 12116 $237500.00
Deutsche Bank Trsl Co
NO 12116 $237500.00
NY Com m unify Bank
NO 12116 $192183.01
12131/15 Closing Balance $667,183.01
Total FDIC Insured Bank Deposits 1667,183.01
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 5.47 0.00 66.67 0.00
Total Dividends, Interest, Income and Expenses 15.17 $0.00 86.67 $0.00
Portfolio Holdings
Opening Posing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% or Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,163.010 667,177.61 667,183.01 3.18 66.67 NIA
Total FDIC Insured Bank Deposits 6667,177.61 $07,183.01 63.18 $66.67
Total Cash, Money Funds, and Bank Deposits $667,177.54 $887,183.01 $3.48 MA?
Page2 of I
Account Number Rated EncoMent
()PA0 Go paperless I 0 v 1 o 4 r 0 y A v R a R s A S T i E nc D e C 2 O 0 M 07 M UNICATIONS M * a V t S, %La e twlaran • t • ••• a" •\ .s " w " e O e r s = e s e. e t s n MON,
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SDNY_GA4_00049215
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6 DB-SDNY-00 12039
EFTA_00159824
EFTA01291468

Deutsche Asset
& Wealth Management
0...hos Sant inule Wall" Maatenmi
Mann Cinfatfe CoMP
mous Is Sectanci
NageStOrloo
PO. Box 1776, Salem:No, MD 21203 M Par% Mem. llith I ter
liestit PM 10114
PO/ 454461ILIOSS17.64091.
Statement Period:1210112015 • 12/31/2115
Portfolio Holdings (continued)
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings $667,153.01 $0.00 160.07
Messages
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securkies Investor Protection Corporation(SIPC).
For disclosure of rates for DVVS money market funds, please visit the DWS Investments website at httpsiNwsw.dws-investments.conVEN/products/money-market-fundslields.jsp Please note that an money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at St per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Pease note the following information Sr Pershing's 2015 IRS Forms 1099 (8, DIV, INT, OID and MISC ): Your form 1099 MI be delivered as early as possible, beginning January 31, 2016. By February 16, you
will be naked either your 1099 form ore special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the
securities that are pending final reporting, and wil provide the anticipated mad date of your 1099 form. Your 1099 wil be mailed no later than March 17, 2016.
Activity Sum m a ry (All amounts shovm in base cunency)
803
Cr edits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Dividends and Interest $5.47 $0.00 $5.4? $66.67 10.00 $66.67
FDIC Insured Bank Deposits $0.00 -65A7 -15.47 $0.00 -$88.67 -$68.67
Totals 15.41 -$5.47 $0.00 $66.67 466.6? 10.00
Transactions by Type of Activity
Process/
Settlement
Date Activity Type Detaiptioe Quantity Price Accrued Interest Amount Currency
Dividends and Interest
12;15115 FDIC INSURED BANK INSLRED DEPOSITS INTEREST CREDITED 5.47 USE/
DEPOSITS INTEREST
RECEIVED
456997996
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 6.47
Page) of?
Dann ROL , A E c F c F o R u E n Y t N EP u S m cIF b J e NO r NFIDE Go 1 p S ape I r T les I s A L F U R xI a n Ae t r e lr f d Rit y E " e x a c R e . A l S l T e M E n O D t . C 2 O 0 M 07 MUNICATIONS rt .
SDNY_GM_00049216
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12040
EFTA 00159525
EFTA01291469

Transactions by Type of Activity
(continued)
Process'
Settlement
Date Activity Type Desuiption Qeantity Price Acaued Interest Amami Canino
FDIC Insured Bank Deposits
12115115 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED •5.47 LSO
DEPOSITS IN TEREST
REINVESTED
458997996
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.47
Total Value of Transactions 0.00 0.00 USD
The pike and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE 26T1‘ FLOOR
NEW YORK NY 10154.0003
Your Account Information
Investment Objective
Investment Objective: GROV/Th
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Am orbze premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account carom unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price Is
not available are marked "MK and are omitted from the Total.
Page 4 of 7
ifCilrlmgiItirt rD
Rated Excellent
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SDNY_GM_00049217
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6I(FeF)R EY EPSC DB-SDNY-0012041
EFTA_0015 9826
EFTA01291470

Deutsche Asset
& Wealth Management
0rals° e San, PootieWneh kla.zgenmil
minim Coon', ,o.P.
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PO. Boa 1776, Baltimore, MD 21203 HI Pot O.n.o. )an I low'
Mew ion PIT I0VA
(M)CA.21.14. MSS, 2114(91.
Statement Period: 12/0112015 - 12/31/2015
Important Information and Disclosures (continued)
Pricing (convnue0)
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time.
and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
anwr.pershing.comlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares In your margin account
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Rote of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept horn your financial institution without inquiry or investigation 0) orders
for the purchase and sale of securities and other property and Iii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
Rs employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian to funds and securities you may deposit with it drectly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the fist page of this statement.
• For a desorption of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or it you would like additional copies of the Disclosure Statement, please contact your financial
Mstitution.
• Pershing is a member of the Securities Investor Protection Corporation ($IPCL). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: wenv.pershing.com/about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to tinter protect your tights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Page 5 of?
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EFTA_00159827
EFTA01291471

Important Information and Disclosures
(continued)
The Role of Pershing (continued)
Jersey City, New Jersey 07399; (201) 413-3330. Errors and Cmissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are ping up the right to sue each other in court, including the nght to a trial by pry. except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are general/ foal and balding; a partys abity to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
• The panel of arbitrators will typically inckide a minority of arbitrators who were or ale affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until, (I)the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399; (201) 4134330.
Page 6 of?
Account Number Rated Excellent
Go paperless tray Year Since 2007
C4) I 0 M 1.1 tl 0 ll A /N R C RA l TCD COMMUNICATIO16
SDNY_GM_00049219
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6H(eE)R EUPSC ONF I Dri S ITIA DEt-SDNY-0012043
EFTA_00159828
EFTA01291472

TERMS AND CONDITIONS
TRANSACTORS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY, WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH 00 NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVA.PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NTS-
FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(A)(1)4211
BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: bNTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETALS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST ESECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE PATERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATON STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AF-CnrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE NDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. VVITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ME OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F /MOP THE ABOVE TERNS AND CCHOITIONSAFtE UNACCEPTABLE TO YOU. PLEASE MOTET PERSTIM ILINEMATELY N WHIMS BY CERTIFIED ME TO ONE PERSHING PULA JERSEY CITY. NJ Ora AMP LEGAL DEPT
Page 7 of 7
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EFTA_00159829
EFTA01291473

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& Wealth Management
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Account Number:
Statement Period:11/01/2015 - 11/30/2015
Portfolio at a Glance
This Period Year-to-Dale
JEFFREY EPSTEIN Beginning Account Value $667,111.68 $667,116.34
6100 RED HOOK OTRS STE B- 3 Adjusted Previous Account Value 667,111.88 667,116.34
ST THOMAS VI 00802- 1348 Dividends. Interest and Other Income 566 61 20
nclEng Account Value 5667.177.54 5667.177 54
Estimated Annual Income 661 20
Your Client Advisor
DANIEL SAM
Asset Allocation
Paw Year-Sd Last Period This Period %Alloation
It SD Cash, Money Funds. and Bank Oepotnal 667.115.34 661.171.88 667.177.54 100.00% Please rrAror your allocation penochcally win your Client Artreor,
Account Total 1667,116.34 3657,111.88 $611,11134 100.00% You Mewl is 100% ilVeSted in USD Cash. Money Funds. and Bank Deposrts,
I The Bank Deposes In your account are FDIC Insured bank deposes.
FDIC insured bank deposits are not securibes and are not covered by the Semwees Investor Protection Corporation
(SIPC). These bank defrosts are covered by the Federal Depose Insurance Corporaton (FOCI. up to alowabie Wits
Page 1 o16
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CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012045
EF1'A_00159830
EFTA01291474

FDIC Insured Bank Deposits
Date Activity Type Description Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account hum ber k1G021968 Activity Ending. 11130(15
10131115 Opening Balance 667.171 88 667.171 88
11/13115 Depoal INTEREST CREDITED 5.66 667,177.51
APY 0.01%
11116115 BBST 667,17751
NO 11116 1237500.00
Citibank N.A.
NO 11116 $192177.54
Deutsche Bank TIM Co
NO 11116 1237500.00
11130115 Closing Balance $667,177.54
Total FDIC Insured Bank Deposits $667,177.54
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to 6250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
lrrent Period Year-t-oDate
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 5 66 0.00 6120 0 00
Total Dividends, Interest, Income and Expenses $5.68 $0.00 $61.20 $0.00
Portfolio Holdings
Opening Closing Awned Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,177.540 667,171.81 667,177.51 2.76 61.20 NIA
Total FDIC Insured Bank Deposits $867,171.68 $667,177.51 $2.75 $81.20
Total Cash, Money Funds, and Bank Deposits $667,171.88 $667,177.51 $2.75 $61.20
Page 2 o16
MOAK ROIL . A E c F c F o R u E n Y t N E u P m S be C r. ID AE p N ape M rles A s L ce , R [ O f) v 0 a A e 2 t S r e 1 y 0 d 1 A 1 Y E R ( n e N c R w C o A M I s F T e . E n .. D t . C 2 O 0 M 07 M UNICATIONS ...,-
SDNY_GM_00049222
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012046
EFTA_00 I 5983 1
EFTA01291475

Deutsche Asset
& Wealth Management
Dram Basit Pr male Wealth Ma-mientm
Morels Con0.4.a.P
Dcw(Sche Owe Sectoori
Now Mt Wks
PO. Box 1778, 8•10nwiro, MD 21203 US Part AM.*. 1111011cer
10.04114444 PM 10144
Intd7.84,11.
PM •544111t
Statement Period: 11/0112015 • 11/3012015
Portfolio Holdings (continued)
Accrued Estimated
Market Vain Interest Annual Income
Total Portfolio Holdings $867,177.54 $0.00 $61.20
Messages
Please note the followng information to Pershing's 2015 IRS Form 1099 (8, DIV, INT, OID and PSC ): Your form 1099 nil be deivered as early as possible, beginning January 31, 2016. By February 16, you
will be naiad either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. II will inform you of the
securities that are pending final reporting, and will provide the anticipated mad date of your 1099 form. Your 1099 will be mailed no later than March 17, 2016.
Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits am not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at httpslAwnv.cst-investments.conVEN/productshffoney-market-funds-yields.jsp. Please note that ak money
market hinds listed on the website may not be offered through us.
Akhough a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Summary (NI amounts shown in base cumnncy)
803
Cr edits This Period Debits This Period Net Ns Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Dividends and Interest $5.66 $0.00 $5.66 $61.20 $0.00 $61.20
FDIC Insured Bank Deposits $0.00 -$5.66 -$5.66 $0.00 -$61.20 -$61.20
Totals $5.66 -$5.66 $0.00 $61.20 -$61.20 $0.00
Transactions by Type of Activity
Process/
Settlement
Date Activity Type Description Quantity Price Accrued liters Amount Currency
Dividends and Interest
11/13115 FDIC 'Nadia) BASK lh %RED DEPOSITS INTEREST CREDITED 5.66 USD
DEPOSITS INTEREST
RECEIVED
458997996
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 6.66
Page) of 6
Account Number „iy...44 RA.. Excellent
ROLL Go paperless l ( e N e A r G y A Y R e a R s A S T W ED . C 2 O 0 M 07 M UNICATIONS
ONFIDENTIAL Olen IIINCIF
67: Er EPsC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 12047
EFTA 00159532
EFTA01291476

Transactions by Type of Activity
(continued)
Prom,"
Settlement
Date Activity Type Desaiptioa Claantity Price Accrued Interest Amount Currency
FDIC Insured Bank Deposits
11/13/15 FDIC INSURED BANK IliSt,RED DEPOSITS INTEREST REINVESTED 566 LSD
DEPOSITS lk TEREST
REINVESTED
458997996
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 -5.66
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have teen rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE 26Th FLOOR
NEW YORK kY 10154-0003
Your Account Information
Investment Objective
Investment Objective: GROV/Th
Investment Objective: INCOME
Risk Exposure: KOK E SPECIFIED
Please review your investment (*dive. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST lk FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST lk FIRST OUT
Default Method for all Other Securities FIRST lk FIRST OUT
Bond Amortization Elections:
Am orbze premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account comm unications lot electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "WA' and are omitted from the Total.
Page 4 of
Account Number. Rated Excellent
VINO ROL I Go paperless L 0 v 0 e a r S y A V R a R s A S T e E n D ce C 2 O 0 M 07 M UNICATIONS .1- CI- F re
SDNY_GM_00049224
1:Er EPsC ONFI DriSn al /6k I-
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12048
EFTA_ODI 59833
EFTA01291477

Deutsche Asset
& Wealth Management
Dmisre AAA PrAme Ankh MaArnAn
Pewees CAMP CAMP
CeAscht SoiPa Seua en At
Am 4,t ONIA
PO. Boa 1776, Baltimore, MD 21203 .115 PIA AANA Nth I Act
Av. etA. Irt 101W
(I In CAMS. MSS, 7.44091.
Statement Period: 1110112015 -1100/2015
Important Information and Disclosures (continued)
Pricing (continued)
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time.
and may be affected by current and future economic. political, and business conditions, they should not be relied on for making ervestment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of princcal may be included in the figures for certain secunties. thereby overstating them. Refer to
vnwr. pershing.cornThusiness_conbnuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, a received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of sectrities and other property and Iii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your fniancial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation ($IPC0). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: iwnv.pershingtorniaboutistrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your tights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Pages of 6
Account number Hated ex...Ant
Go paperless - ;:r...;;71
MIA° 'IOU IFFREY 'CATIONS
CONF IliENTAL rxere trews
SOW_GM_00049220
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-OO12O49
EF'FA_00159834
EFTA01291478

Important Information and Disclosures (continued)
The Role of Pershing (continued)
Jersey City, New Jersey 07399; (201) 1134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generally foal and balding; a party's abifty to have a court reverse or modify an arbitration award is very firrited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time hints for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (l)the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)113-3330.
Pap 6 of
011Ail ROL, A JI c F c F o R u E n Y t N EP u S m be Go paperless " R ' 0 g . i a o M le y d M " Y e ` / x e I c a " R y r A l " k U T o n ( n 0 t t o C 2 O 0 M 07 M UNICATIONS : e n n o to rotm e m tw e a n r s c e o s a lsa n t e O v r e s t"e sHSU~
SDNY_GA4_000492213
C)NIFID AirriAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. e(e) DB-SDNY-0012050
EFTA_00 159835
EFTA01291479

Deutsche Asset
& Wealth Management
Dimimte Prripale.lcih Mrugemme
Natins Comae 6,04,
DevIsOit WUmwoim,w,
/MOM. Mar
P.O.Box 1776, Baltimore, MD 21203 NM Pst ftemirjklui kct
lieslat. PM IOIM
0 0/451-7.1.1,1512.84091.
Account Num bell
Statement Period: 10/0112015 - 10/3112015
Portfolio at a Glance
This Period Year.tceDate
JEFFREY EPSTEIN Beginning Account Value $667,166.40 6667,116.34
6100 RED HOOK QTRS STE B- 3 Adjusted Previous Account Value 667,166.40 667,116.34
ST THOMAS VI 00802- 1348 Dividends. 'Metes: and Other Income 5 48 55 54
ndrog Account Value $667.171.88 $667.171,88
Estimated Annual Income 555 54
Your Client Advisor:
DAR SASS.:
Asset Allocation
Prior Yearled list Period This Period %Allocation
1.,S0 Cash, Money Funds, and Bank Deposits' 667.116.34 667.166.10 667.171.88 100.00% Please rraror yax alb:calif penodmairy wilt your Client Adasor.
Account Total $861,116.34 3687,188.40 $881,111.81 100.00% You Aceowit P100% sweated in USD Cash. Money Funds. and Bank Ceposrts,
I The Bank Deposis In your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securrtes and are not covered by the Securities Investor Protection Corporation
(SIPC). These bank defrosts are covered by the Federal Deposit 'nuance Corporaton (FDIC), up to alcnvabie
Page 1 de
GO Rated IL ...giant
DOA° ROIL A0110317CSF.30018 PaPerleSS t ca u M n A e M y M VA . a S i A f. U 0 L:•. •C 2 O 0 M 07 M UNICATIONS : • t • a •• w •• ••LA o a fo w rl e ara s. n n k o r m 0• . • M •• a :• t • • • 00 *Am.
CONFID=TAL "a""7
SDNY_GM 00049227
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012051
EFTA_00159836
EFTA01291480

For Your Information
Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Parfait) at a Glance beginning with the October 2015 statement. This change does not
apply to accounts which display only opening and closing balances on page one.
FDIC Insured Bank Deposits
Dale Activity Type Desaiplion Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account N um ber N4G024968 Activity Ending: 10130115
10101115 Opening Balance 667,166 40 667,166.40
10/15/15 Deposit INTEREST CREDITED 548 667,171 88
APY 0.01%
10116115 Citibank N.A. 667,171 88
NO 10116 1237500.00
Deutsche Bank Trsl Co
NO 10116 1237500.00
RBS Citizens Bank
NO 10116 5192171.88
10130115 Closing Balance $667,171.18
Total FDIC Insured Bank Deposits 1667,171.18
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to 1250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 548 0.00 55 54 000
Total Dividends, Interest, Income and Expenses HA $0.00 155.54 10.00
Portfolio Holdings
Opening Posing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 687,171.880 867,186.40 687,171.18 3.11 55.54 NIA
Total FDIC Insured Bank Deposits 3667,166.40 1667,171.88 $3.11 155.54
Page 2 of/
51,L I AccFouRnt EN u u s Ym C b er ONFID G S o pa S pe M rles A s L t , R L E °A A X a C T N te T O s d U Y E M R a s N c R m O o A l S T l T e l E o n w D t . C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00049228
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 12052
EFTA_00 159537
EFTA01291481

Deutsche Asset
& Wealth Management
Draisre Banc Prmale Wag, maatenm,
PIW alt COnif Comp
ce,m4ht 666 'mem% w.
Nerillart Mc*
PO. Boa 1776, Balemoro, MD 21203 341P ar% M•00. 26th Ike,
MS." WI 10114
P12)4544100.P ia )0,4091.
Statement Period: 1010112015 -1001/2015
Portfolio Holdings (continued)
Opening Dosing Accrued Income 30-Day
Description 011311111y Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits (continued)
Total Cash, M oney Funds, and Bank Deposits $687,166.40 $667,111.88 $3.11 $55.54
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings $867.171.88 $0.00 $55.54
Messages
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DVVS money market funds, please visit the DWS Investments website at https:/hwiwcvs-investments.com/EN/productsimoney-marketainds-pelds.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Portfolio at a Glance beginning with the October 2015 statement. This change does not
apply to accounts which display only opening and closing balances on page one.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual hand or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information.
Activity Sum m a ry (All amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Oate Debits Year-to-Date Net Year-to-Date
Dividends and Interest $5.48 $0.00 $5.48 $55.54 $0.00 $55.54
FDIC Insured Bank Deposits $0.00 -$5.48 -$5.48 $0.00 -155.54 -$55.54
Totals 06.48 -$5.48 $0.00 $55.54 -$55.54 $0.00
Page 3 of 6
OASRSAACTRCO DM MUNICATIONS
IX 417IN1 CI
Account Number: Riled Excellent
Go paperless
00.48,R01.1. TONFID IAe
E1SITk)
SDNY_GM_00049229
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(EeFF)R EY DB-SDNY-00 12053
EFTA_00I59838
EFTA01291482

Transactions by Type of Activity
Process'
Settlement
Date Activity Type Desaiplioa Ciaantity Price kaued inferest Amount Currency
Dividends and Interest
10115(15 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.48 USCI
DEPOSITS INTEREST
RECEIVED
458997996
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.48
FDIC Insured Bank Deposits
10115115 FDIC INSL RED BAK INSUREDDEPOSITSINTERESTREINVESTED .5.48 L SD
DEPOSITS INTEREST
REINVESTED
458997996
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 4.40
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENLE 26Th FLOOR
NEW TOM( NY 10154.0003
Your Account Information
Investment Objective
Investment Objective: GROV/Th
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Am orbze premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper communicatiOnt log in 10 your account or contact your Client Advisor for m ore information.
Page 4 of
Account Number. t 1 ted incellent
°PALI Mitt Go paperless C w I a AL ry 0 A Y R e R s A S TE W D . C 2 O 0 M 07 M UNICATIONS
vsCONFIDPSITIAL
SDNY_GM_00049230
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 12054
EFTA_00 159539
EFTA01291483

Deutsche Asset
& Wealth Management
Gnaw e Banc Prrnie WeSth kinagentrn
Weals COMM 4,C,P
Ceetuht W Senor mc,
New Wart ltc•
PO. Boa 1776, Balbmoro, MD 21203 341F M Moist INIMccr
liesitat. PM 10114
P 0/ *WM prim7.64,11,
Statement Period: 10/01/2015 • 10/31/2015
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, winch we believe to be reiable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "NW and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and ray be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of princral may be included in the figures for certain securities, thereby overstating them. Refer to
vivwcpershing.conrbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) wit be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (d) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its awn operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)113-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the fist page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit mwtpershing.com/aboutistrength•and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
Page 5 of 5
WHO RCM,. :R Accoun n t Num t b o er NFor 6 i ° s pa i p T erl I es A s L I I U t v a 11 e to 1 r 8 y d 1 Y 1a e a R r A W TC w O • C 2 O 0 M 07 M UNICATIONS eatriwilsi • a L e a a s w u a m w m e o t n •X s i ve s Ct r r = o . w .a e c e n cute' Si*
fMCIIII/N01
SDW_GM 00049231
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012055
EFTA_OO15984O
EFTA01291484

Important Information and Disclosures
(continued)
The Role of Pershing (continued)
your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights. including your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the tight to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is lied.
• Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. Witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, n an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330.
Page& of
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6: FREY
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 12056
EFTA_00 159841
EFTA01291485

Deutsche Asset
& Wealth Management
0wls** sant Pruner... n Manenmil
MateetS Cereal* CowP
CesiSthe Sank Settanel biC.
Mrs bet Olt*
P.O. Box 1776, 8•16moro, MD 21203 315 Pot •••re. 20th liter
Mew %A Ilr 10114
vu2.-A.JNL MSS" 7.1,C IS
Account Number
Statement Period: 09/01/2015 - 09/30/2015
Valuation at a Glance
This Period Year-to-Dale
JEFFREY EPSTEIN Beginning Account Value 1667,160.92 9667,116.34
6100 RED HOOK QTRS STE B- 3 Adjusted Previous Account Value 667,160.92 667,116.341
ST THOMAS VI 00802- 1348 Dividends. Interest and Other Income 5 48 50 C6
nclEng Account Value $667.166.40 $667.166.40
Estimated Annual Income 550 06
Your Client Advisor:
DANIEL SAM
Asset Allocation
Prior Year-fad Last Period This Period % Allocation
ISO Cash, Money Funds, and Bank Oepoitel 651.1434 667.160.92 667.166.40 100.00% Please revive your allocation periodically wih your Client Artenor
Account Total $667,116.31 1617,160.92 PHLOEM' 100.00% Your Account is 100% Seated in USD Casn. Money Funds. and Bank Deposits.
I The Bank Deposits In your account are FDIC insured bank deposits.
FDIC insured bank deposits are not senoritas and are not covered by the Setuntes Investor Protection Corporation
(SIPC). These bank deposes are covered by the Federal Depose Insurance Corporaton (FOCI, up to alOtiable
Page lot?
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CONFIDENTIAL rxeci
SDNY_GM_00049233
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012057
EFTA_00159842
EFTA01291486

For Your Information
Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Parfait) at a Dance beginning with the October 2015 statement. This change does not
apply to accounts which display only opening and closing balances on page one.
FDIC Insured Bank Deposits
Date Activity Type Desaiption Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Number: N16021966 Activity Ending: 09130115
09101115 Opening Balance 667.160 92 667,160.92
09115115 Deposit INTEREST CREDITED 548 667,166.10
APY 0.01%
09116115 Citibank N.A. 667,166.10
NO 09116 $237500.00
Deutsche Bank Trsl Co
NO 09116 $237500.00
NY Community Bank
NO 09116 $192166.40
09130115 Closing Balance $157,165.40
Total FDIC Insured Bank Deposits $157,116.10
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Omni Period Year-t-oDate
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 548 0.00 50 06 000
Total Dividends, Interest, Income and Expenses $0.00 $50.06 30.00
Portfolio Holdings
Opening Closing Aoned Income 30-Day
Clesaiptioe Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,166.400 667,160.92 667,166.40 2.76 S0.06 NIA
Total FDIC Insured Bank Deposits 1667,160.92 3667,166.40 32.76 $50.06
Page 2 of T
Account Numb Rated excollent
ONAB,ROLL JEFFREY IPSTF ONFIDE O p N ape T rle I ss A L tfa n O tv A . n " A Y B e AVR ' a f Pn i A l S a ILi.D '"C 2O°M07MUNICATIONS
SDNY_GM_00049234
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12058
EFTA_00 159843
EFTA01291487

Deutsche Asset
& Wealth Management
Draisre Ram P,, tile WNW/ Maagenmi
Narats Covell* C,C,P
CeIrIsOw I. setionet
Mrs IIDA Mar
PO. Box 1776, Balernoro, MD 21203 Hf PMNome. 26th I Ice!
IRIS.
UI PISSINR-609,
Statement Period: 0910112015 -0913012015
Portfolio Holdings (continued)
Opening Closing Accrued Income 30-Day
Dew lotion Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits (continued)
Total Cash, M oney Funds, and Bank Deposits $667,160.92 $667,166.10 $2.75 $50.06
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings $667,166.10 $0.00 $50.06
M essa P es
Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Portfolio at a Glance beginning wAh the October 2015 statement. This change does not
apply to accounts which display only opening and closing balances on page one.
Pursuant to the Securities Exchange Act of 1934. Pershing LLC (Pershing). a BNY Melon company, provides individual investors with certain financial information on a ser#annual basis.
Pershing's June Statement of Financial Condition is now available. On June 30, 2O15, Pershing's net capital of $2.179 billion was 1O.78% of aggregate debit balances and exceeded the minimum requkements by
$1.77 billion.
Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31, 2O15, Pershing's net capital of $2.163 billion was
11.55% of aggregate debit balances and exceeded the minimum requirement by $1.79 bdion.
A copy of the June 3O, 2O15. Statement of Financial Condition is avalable at vAmpershing.comistatement-ol-knancial-condition. You may also request a free, printed copy by calling (888) 86O-851O or (2O1)
413-4200, option 15.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the OWS Investments website at https:fAnwi.dws-investments.comfEWproducts/money-market-funds-yields.jsp, Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Page 3 of
1),IAIL I Accou E n Y t Num ber D G -E o p N ape T rle I ss A L R E [ O R v a A e a t U e r i y l d M / N V C R . O m . R # o T A l S lo M I n M t . C 2 O 0 M 07 M UNICATIONS snow.
SDNY_GM_00049235
: 7 EPSCONFI
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6 DB-SDNY-00 12059
EFTA_OO 159844
EFTA01291488

Activity Sum m ary (AM amouMs sham are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Dividends and Interest $5.48 $0.00 $5.48 $50.06 $0.00 $50.06
FDIC Insured Bank Deposits $0.00 -$5.48 -$5.48 $0.00 -$50.06 -150.06
Totals $5.48 -$5.48 $0.00 550.06 -$50.06 $0.00
Transactions by Type of Activity
Naas/
Settlement
Date Activity Type Description (Monty Prim Arxreed Inbred Amount Coring
Dividends and Interest
09/15/15 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.48 USTI
DEPOSITS INTEREST
RECEIVED
458997996
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.46
FDIC Insured Bank Deposits
09/15115 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -5.48 USD
DEPOSITS INTEREST
REINVESTED
458997996
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 -5.48
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DAME. SABBA
345 PARK AVENUE. 26TH FLOOR
NEW YORK NY 10151.0003
Your Account Information
Investment Objective
Investment Objective: GROWTH
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. II you wish to make a change or have any questions please contact your Client Advisor.
Pagel oft
Account Num ber Riled lboallent
LIMN ROL .EFFREY EPSC N ape T rle I ss A L L O 0A v l a e lO y n A Y I R IN e R n C A L T I a C c D e C 2 O 0 M 07 M UNICATIONS : e r n a o w w stm e a ti w a n re s r ro a m s a ir vo O w s "e w r.t e s m 1•••••
SDNY_GM_00049236
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DES-SDNY-00 12060
EFTA_00159845
EFTA01291489

Deutsche Asset
& Wealth Management
Gnaw e Sam Poetic wean ma.zigenna
'eaten, Coren o G,C,P
Cettuhe Ye* Moon. vg,
New Wart Wks
P.O.Elm 1776, Baltimore, MD 21203 liana ASS.I•thitcr
lieslat. Itsia
P 45•4116,111$512.64091,
Statement Period: 09/01/2015 • 0913012015
Your Account Information ;continued)
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stooks in a Dividend Reinvestment Ran: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount MID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual m arket discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper comm unications, log in to your account or contact your Client Advisor for m ore information
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reiable. Markel prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, poitical, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnvapershing.conVbusiness_conlinuity.htrnl for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be bled at the rates such agents
use.
Page 5 of I
Account Num be Rated euelhont
OILAB ROIL Go paperless I O n M m B y A V R at S T in ( D ce C 2 O 0 M 07 M UNICATIONS M • a •• r • ia •• n •• ••14 e • h • a •• r • r • e •• a • l • a • s • a a s' a rIe g . h 0 en 0 an" 1••••••
SDNY_GM_00049237
Z EYEPSCON F D ASSITIAll t
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012061
EFTA_00159846
EFTA01291490

Important Information and Disclosures
(continued)
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its on operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC Snits. For more detailed information please visit. vmsv.pershing.cornfabout/strengthsnthstabilily.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confsmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)1134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the tight to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generally final and binding; a party's abiSy to have a court reverse or modify an arbitration award is very lirrited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a clam in arbitration. In some cases, a claim that is meigible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decedified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershin's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 4134330.
Page 6 et I
Account Num ber Rated excellent
A0097Z(CCSF3002.1 DOAK ROLL (10 I) Perless ctreZIZZ0c2S:47MUNICATIONS ettinetZtitt=e4lon " 111011.9*••••
SDNY_GM_00049238
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6H(eE)R EUPSCONFIDENTIAL DB-SDNY-0012062
EFTA_00159847
EFTA01291491

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSRIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND TRANSACTION YOU MAY MAKE, PERSHNG MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WAVW.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING.C OMDISCLOSURES
TRANSACTIONS MIST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 007(A)(1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: MEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF MEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETALS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBNED STATEMENT OF TO CERTAAN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THER /EERY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF DIECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ACSCM'IATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF TIER BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ME INDEBTED TO PERSHING LLC (PERSHNG') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHNG. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. INI THOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAD BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAN YOUR UMILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
ANY OF THE ABOVE TEEM AND CCAOTTONS APS UNACCEPTABLE TO YOU. PLEASE NOTFYPERS-ING IMMEDIATELY IN WRITING SY CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY NJ °natant LOOM DEPT
Page? of?
Account Number Rated [wawa
A00972S2CSF30021 1)I1A1-1 ROIL Go parerless L O " A ' L ", O A Yr RA S T I E ." D C 2 O 0 M 07 MUNICATIONS M e a n t t t r . w s•LA e a tr v e a e w r ~ et t • o 1 . 4 : w st e e te e e v ". e Mar Ma*
(MTh (NCI
SDNY_GM_00049239
6:7rEPSCONFID AENTIAL
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. DB-SDNY-0012063
EFTA_00159848
EFTA01291492

Deutsche Asset
& Wealth Management
Gnaw e Sant Prra W,e10 Ma.tenmi
Weals Core /V 4,1•P
Maul Sank Setwari
*We bet Once
PO. Boa 1778, Baltimore, MD 212[0 315PIA OdArrne Halter
Mrs Perk. ItY 10114
CP In CA.21.121. MSS" 211. CIS
Account Num t
Statement Period: 08/0112015 - 08/31/2015
Valuation at a Glance
This Period Year-to-Dale
JEFFREY EPSTEIN Beginning Account Value 1667,155.07 1667,116.34
6100 RED HOOK DIAS STE B- 3 Adjusted Previous Account Value 667,155.07 667,116.34
ST THOMAS VI 00802- 1348 Dividends. Interest and Other Income 585 « 58
nd ng Account Value $667,160.92 $667.160.92
Estimated Annual Income 544 58
Your Client Advisor:
DANIEL SAW
Asset Allocation
Prior Year-Sd Last Period This Period % Alloation
LSD Cash. Money Funds and Bank Deporitst 667.116.34 667.155.07 667.160.92 100.00% Please review your allocation penothcally wilt your Client A0VG0f,
Account Total 1867,116.34 1617,166.07 1617,16032 100.00% You Account is 100% invested in USD Cash. Money Funds. and Bank Deposits.
I The Bank Deposis in your account are FDIC Insured bank deposit.
FDIC insured bank deposits are not securites and are not covered by the Sedates Investor Protedion Corporation
(SIPC). These bank defrosts are covered by the Federal Depose Insurance Corporator (FDIC). up to alowable limo.
Past I 016
Rated excoisant
OBAB ROLL A009$126CSF30011 Go paperless O tnw M BA Y R a R r A ,“ W ^" ) C 2 O O M O7 MUNICATIOh6
SDW_GA4_OOO4924O
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL "p"" DB-SDNY-0012064
EFTA_00159849
EFTA01291493

FDIC Insured Bank Deposits
Date Activity Type Description Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account N um bet MG024968 Activity Ending: 08131115
08101115 Opening Balance 667.15507 667.155.07
08114115 Deposit INTEREST CREDITED 885 667,160.92
APY 0.01%
08117/15 BB8T 667,160 92
NO 08/17 $192160.92
Citibank N.A.
NO 08117 $237500.00
Deutsche Bank Trsl Co
NO 08117 $237500.00
08131115 Closing Balance $667,160.92
Total FDIC Insured Bank Deposits $667,160.92
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary lrrent Period Year.to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 5 85 0.00 44 58 000
Total Dividends, Interest, Income and Expenses $5.05 $0.00 $44.58 $0.00
Portfolio Holdings
Opening Closing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,160.920 667,155.07 667,160.92 2.74 44.58 NIA
Total FDIC Insured Bank Deposits $667,156.07 $667,180.92 $2.74 $44.58
Total Cash, Money Funds, and Bank Deposits $667,155.07 867,160.92 $2.74 $44.58
Page 2 of 6
,:..1,1epr3iiCerD
ORAN I+ Account Amber. paperless ,3k E Ra y t e e . d , Y E e x e c , e l % le k n W t . C 2 O 0 M 07 MUNICATIONS =In ttn e n tw ov e a a e r . e re a a si • e % re 'O n e t je m m ac e an Set Mae
ONFIDrariAL
SDNY_GM_00049241
IFFREY EPSC
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012065
EFTA_00159850
EFTA01291494

Deutsche Asset
& Wealth Management
oMMMBm, Prmaie Wet" Maatenmi
Mann Genf ape CoMP
DPW he Is Setvon w.
Nee *4 Moo
P.O. Box 1776, 8•16nwiro, MD 21203 MS Part Am.*. Zith X..
Ws." PM 10114
P MI 4544616161117.64091
Statement Period: 0810112015 • 08/31/2015
Portfolio Holdings (continued)
Accrued Estimated
Markel Valve Interest Annual Income
Total Portfolio Holdings 1887,180.92 $0.00 $44.58
Messages
Although a money market mutual fund seeks to preserve the value of your investment at 11 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DNS Investments website at https://smw.chvs-investments.conVEN/procluctshtioney-market-hinds-yields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Activity Summary (All amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Yeat-to•Date Debits Year•to•Dale Net Year-to-Date
Dividends and Interest $5.85 10.00 $5.85 $44.58 10.00 $44.58
FDIC Insured Bank Deposits $0.00 .$5.85 •$5.85 $0.00 .144.58 -$44.58
Totals $5.85 .15.85 $0.00 $44.68 -144.58 10.00
Transactions by Type of Activity
Process,
Settlement
Date Activity Type Description Quantity Price Awued Interest Amount Currency
Dividends and Interest
08114(15 FDIC INSLRED BANK INSURED DEPOSITS INTEREST CREDITED 5 85 LSD
DEPOSITS INTEREST
RECEIVED
458997996
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.85
Page 3 of 6
Account N umb e Go paperiess A as Irtnaeiteyd,[.n.c.ouM.Mc ..„ .M.1i I-131-1-7=7.1,?.,....t.. .'V., =
ORAN ROL i DAL0 M RAT( DCOMMUNICATIONS
ne.fi'"' SONY_GM_00049242
:7 usCONFIDriSinAlL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6 DES-SDNY-00 12066
EFTA_00 I 59551
EFTA01291495

Transactions by Type of Activity
(continued)
Nods.
Settlement
Date Activity Type Desaiption Chant./ Price Accrued Interest Amount Currency
FDIC Insured Bank Deposits
08114115 FDIC INSURED BANK INSURED DEPOSITS INTEREST REIN VESTED .5 85 LSO
DEPOSITS INTEREST
REINVESTED
458997996
Total FDIC insured Bank Deposits • UNITED STATES DOLLAR 0.00 4.85
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE 26TH FLOOR
NEW YORK NY 101544003
Your Account Information
Investment Objective
Investment Objective: GROWTF
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for socks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond AmortItation Elections:
Treat all interest as original issue discount (DID): No
Am orize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corn m unicalions for electronic delivery. To register and turn off paper communications, log in to your account or contact your Cient Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the dose of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
Page 4 of6
Account N u mber RolocilL.WWM
paperless
WAR ItOtt NIFIDE1SITIAL "O f X Z CT YB I A YR ( I N tA a l erCrC2OALUNICATIOP6
GDNY_GM_00049243
: REUPSC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012067
EFTA_00159852
EFTA01291496

Deutsche Asset
& Wealth Management
0rals° e Sant Poule wean ma.zigenan
mats Cowie. 6,o.P
DMUS Yak Senn%
mon.* ork.
PO. Box 1776, BPIbmoro, MD 21203 HI tar% ASS. l•th tcr
lieslat. 10114
0 VS .H43111. 2snon
Statement Period: 08/01/2015 • 08/31/2015
Important Information and Disclosures (continued)
Pricing (convnue0)
not evadable are marked INIA' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and pikes remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
weve.pershing.conbusiness_contimity.htrnl for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Rote of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (n) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and. in certain instances. execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AU other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a desorption of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: wmv.pershing.conVaboutrstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
Page 5 of 6
Account Number: paperless Rated [...lent
DBA0 O tr A a L y S A Y R e P n A S T e O < ) • C 2 O 0 m 07 m utPCPT DONS eatriwt. et We W a s v 1 ow 1 , = w e o 0 e re o tA v " e l e nSW Sift*
I'Mtlll ONCS
SDNY_GM_00049244
CONFIDENTIAL - PURSUANT TO FED. R CRI M. P. 6°(FeM) EPSC ON F DrI S ITIA DB-SDNY-0012068
EFTA_OO159853
EFTA01291497

Important Information and Disclosures
(continued)
The Role of Pershing (continued)
• Your financial organizations contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is lied.
• Arbitration awards are generaty final and binding; a party's abibty to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wi typically inckide a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the cant. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330.
Page6 of6
ONAII .1. ,t, Account Numbers Go paperless R E 0A v il e l e O ry d A v E R e x e c R e r A l S l T e i E e n D t t e C 2 O 0 M 07 M UNICATIONS =lame elN erbralotreO"v"eZen Set 81101e0
Xt71 MOE
SDNY_GM_00049245
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6°(Me)E V EPSC ON F DrI S ICTIA e DB-SDNY-00 12069
EFTA_00 I 598541
EFTA01291498

Deutsche Asset
& Wealth Management
Dralsre Sant P,,nle wean ma.litentra
'eaten, Covent 4,cm.
Cestune Yak Secione“.4.
Now Wart Calor
P.O. Boa 17711, Baltimore. MD 21203 HI ran Ass. Iiithitc,
*meat. WI 10114
(10 ) ad-MIL 111314 7.64091.
Account Number:
Statement Period: 07(0112015 - 07/31/2015
Valuation at a Glance
This Period Year-to-Date
JEFFREY EPSTEIN Beginning Account Value $667,149.60 1667,116.34
6100 RED HOOK QTRS STE B- 3 Adjusted Previous Account Value 667,149.60 667,116.34
Dividends. Interes'. anc Other Income 547 35 73
ST THOMAS VI 00802- 1348
ncling Account Value $667,155.07 $667,155.07
Estim ated Annual Incom e $38 73
Your Client Advisor:
DANIEL SAHA
Asset Allocation
Prior Yearad Lad Period This Period % Allocation
USD Cash, Money Funds, and Bank Deposits' 667.116.34 667.119.60 667.155.07 10000% Please review your allocation periodically win your Client Adesor.
Account Total 3667,116.31 3667,119.60 3611,155.01 100.00% You Account is 100% invested in USD Casty Money Funds. and Bank Deposits.
I The Bank Deposes In your account are FDIC insured bank deposes.
FDIC insured bank deposits are not securites and are not covered by the Secunties Investor Protection Corporation
(SIPC). These bank defrosts are covered by the Federal Deposit Infante Corporation (FDIC). up to aladable
Pagel oil
A022172SCSF30018 Go paperless R tr a a te y d Vif. .....m S in IM t * 2007 :ta n P • e Y t we itaboltlrOrsae. ill•And~
OASSAR RATED COMMUNIG•TIONS
CONF I DAENTTA •
SDNY_GM_OOO49248
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012070
EF1'A_0015985 5
EFTA01291499

FDIC Insured Bank Deposits
Date Activity Type Oescri Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Number: N40024968 Activity Ending: 07131115
07101115 Opening Balance 667.149 60 667.149.60
07/15115 Deposit IN TEREST CREDITED 5.47 667.155.07
APY 0.01%
07/16/15 9B8T 667.155 07
NO OMB $237500.00
Deutsche Bank Trsl Co
NO 07f 16 $237500.00
NY Community Bank
NO 07/16 $192155.07
OrtMli 5 posing Balance $887,155.07
Total FDIC Insured Bank Deposits $167,155.07
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year-t-oDate
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 5.47 0.00 38 73 0 00
Total Dividends, Interest, Income and Expenses $5.47 $0.00 $38.73 $0.00
Portfolio Holdings
Opening Posing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% or Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,155.070 667,149.60 667,155.07 3.29 38.73 N/A
Total FDIC Insured Bank Deposits $887,149.60 $867,155.07 $3.29 $38.73
Total Cash, Money Funds, and Bank Deposits $887,149.80 4667,156.07 33.29 $38.73
Page 2 of 6
Account Number: Rated Excellent
00.48,ROLL ) paperless O tr A a I y L 0A Y A e a R r A S T i C nc D e C 2 O 0 M 07 M UNICATIONS eatrianatiZtaliffi ttfrO HIV
?Mal ENCJI
SDNY_GM_0004924 7
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6M(eilt)( EPSC ONF DIAL DB-SDNY-0012071
EFTA_00159856
EFTA01291500

Deutsche Asset
& Wealth Management
Cigeboe Rant PredeWnilh Ma-mtentm
Mardis Connie 4,1,P
Dedscha Ilealt Wynn w.
New *ft Orlor
PO Box 1778, 8•10mare, MD 21203 SOS Pan Meek !Wolter
Reslait mu
P10154.18111,1810718,4O11.
Statement Period: 0710112015 -07/31/2015
Portfolio Holdings (continued)
Accrued Estimated
Market Vain Interest Annual Income
Total Portfolio Holdings $667,155.07 $0.00 $38.73
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporanoc(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at httpslAwny.thrs-investments.conVEN/productshhoney-market-funds-yields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Activity Summary (NI amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year•to•Date Debits Year.to.Date Net Year-to-Date
Dividends and Interest $5.47 $0.00 $5.47 $38.73 $0.00 $38.73
FDIC Insured Bank Deposits $0.00 45.47 45.47 $0.00 438.73 438.73
Totals $5.47 -S5A7 $0.00 $38.73 -$38.73 $0.00
Transactions by Type of Activity
Process,
WIlement
Elate Activity Type Description Quantity Price Accrued lotered Amount Currency
Dividends and Interest
07115115 FDIC INSLRED RAMC INSURED DEPOSITS INTEREST CREDITED 5.47 LSD
DEPOSITS INTEREST
RECEIVED
458997996
Total Dividends and Interest • UNITED STATES DOLLAR OAO 5.47
Page 3 of 6
1111A11 ROL I . A E c F c F o R u E n Y t N EP u S m bs Go paperless R 0 tr 4 a a 1 te y .0 d A Y E l v x i e c R s e A l S l T e i E n n c D t e C 2 O 0 M 07 M UNICATIONS
1)021 tENCE
SDNY_GM_00049248
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) IDr1SITIAL DB-SDNY-00 12072
EFTA_00 159557
EFTA01291501

Transactions by Type of Activity (continued)
Processf
Settlement
Date Activity Type Description Otantity Price Accrued Interest Amount Ctriency
FDIC Insured Bank Deposits
07)15115 FDIC INSURED BANK INSURED DEPOSITS INTEREST REIN VESTED •547 LW
DEPOSITS INTEREST
REINVESTED
458997996
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.17
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE 26TH FLOOR
NEW YORK AY 10151
Your Account Information
Investment Objective
Investment Objective: GROWTH
Investment Objective: INCOME
Risk Exposure: A OA E SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Olhe: Securities FIRST Or FIRST OUT
Bond Amortisation Elections:
Treat all interest as original issue discount (DID): No
Am orate premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account comm unicalions for electronic delivery. To register and turn off paper communications, log in to your account or contact your Oient Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the dose of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for ?Mich a price is
Page 4 of 5
Account Number. Riled encollont C0ohrbis.o.nr.o...r.o.vyr I40.• mammy coloc
LCOAK ROLL :TO i0 paperless C 00 ro .1 r 0 y A O ft a R r A Si M nc . e C 2 O 0 M 07 M UNICATIONS YSCm- or011ow-
f)0311ENCI
SDNY_GM_00049249
F I DriSITIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012073
EFTA_00159858
EFTA01291502

Deutsche Asset
& Wealth Management
Draisre Ilary Poore Wein, kinerenin
Yvon, Confer 0,04.
Cetts0w Solt %Yin...C.
Nes *4 Me
P.O.Box 1776, Balemoro, MD 21203 HI Fa, Memo. leth bar
NowetrIE PM 10114
II)414711. CIPSS)211409S
Statement Period: 07/01/2015 - 07/31/2015
Important Information and Disclosures (continued)
Pricing (continued)
not available are marked 'NW and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
aid may be affected by current and future economic. palatal, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wnw.pershing.conbusiness_contimity.htrnl for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for Si your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The light to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
Ss employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AU other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/abotastrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
Page 5 of 6
IntriL icat Account N um ber Go paperless t E R 0A v o e b 1 r e 0 y d A Y e R x o c R n e A l S l T o b E n n D t r e C 2 O 0 M 07 M UNICATIOhtS ? •• t • a • n •• •Ein e r t o s n e o rr r i • tt • •,.. sr 'O . I . " . r" s o • e Z C o nlort thOlio.
usC 0N F ID E NTIAL
SDNY_GM_00049250
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6
1:0FREY
EXCYIIIINCS DB-SDNY-0012074
EFTA_OO159859
EFTA01291503

Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organizations contact information can be found on the first page of this statement. Pershing's contact intonation is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)1134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled.
• Arbitration awards are generally final and binding; a party's abilly to have a cowl reverse or modify an arbitration award is very tinted.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, n an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligibk for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the couit. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330.
Page 6 GIS
ONAll ROL I . A E c F c F o R u E n Y t N EP u S m be ONFID y AE o p N ape T rle I s A s L 1 " R O s a A a n t l " e O Y d " A V E R ` x a " R c . • A " Il T e n (D t C2OeM07MUNICATIONS -,-
SDNY_GM_00049251
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12075
EFTA_00159860
EFTA01291504

Deutsche Asset
& Wealth Management
Gnaws Sam Pr.ie wx10 Magatenmi
Weals Corey, CnIsP
Desna* Sank Settanti
Si-Verb
P.O. Box 1776, 8•16moro, MD 21203 HI PIO Aar. nth I IOC,
kV IOVA
0 0/01-7•01. asst>Y ems.
Account Numb
Statement Period: 06101/2
Valuation at a Glance
This Period Year-to-Dale
JEFFREY EPSTEIN Beginning Account Value 3667,144.30 6667,116.34
6100 RED HOOK QTRS STE Et- 3 Adjusted Previous Account Value 667,114.30 667,116.34
ST THOMAS VI 00802- 1348 Dividends interes1 and Other Income 530 33 26
nd ng Account Value $667.149.60 $667.149,60
Eslim ated Annual Incom e 533 26
Your Client Advisor:
DAhlEt. SABBA
Asset Allocation
Prior Year-End Last Period This Period % Allocation
LSD Cash. Money Funds. and Bank Deposits' 667.116.34 667.144.30 667.149.60 100.00% Please review your al [capon pentOcally vein your Client Advisor
Account Total 3667,116.34 $667,144.30 $667,149.60 100.00% Your Accost is 100% invested in USD Cash. Money Funds. and Bank Deposits.
I The Bank Deposits In your account are FCC Insured bank deposits.
FDIC insured bank deposits are not securites and are not covered by the Securdis Investor Protection Corporation
(SIPC). These bank deposts are covered by the Federal Depose Issuance Corporation (FDIC). up to allowable limits.
Page 1 of ?
OtlAll ROIL C A O 009717 N 6C5F3 F 0023 I D G AM o pa S pe M rles A s L (t ) O L R b s M t w o S d / A e 'e R x a c r P o A ll 5 o T + M ( . D < • C 2 O 0 M 0 M 7 UNICATIOhtS -.-
SDNY_GM_00049252
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12076
EFTA_00159861
EFTA01291505

For Your Information
On June 5. 2014, the European Central Bank (the 'ECE1') introduced 'negative interest rates'. This negative interest rate applied to an deposits held at the ECB and other credit institutions.
Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account
statement as Tree Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 andfor 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
FDIC Insured Bank Deposits
Date Activity Type Description Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Number: N46024966 Activity Ending: 06130115
05130/15 Opening Balance 667,144.30 667,144.30
06115115 Deposit INTEREST CREDITED 5.30 667,149.60
APY 0.01%
06116115 BUT 667,149.60
NO 06116 $192149.60
Citibank N.A.
MO 06116 $237500.00
Deutsche Bank Tail Co
NO 06116 $237500.00
06130115 Closing Balance $657,141.60
Total FDIC Insured Bank Deposits $6151,149.150
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year-to-Cite
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 5 30 000 33.26 0.00
Total Dividends, Interest, Income and Expenses $5.30 $0.00 MN $0.00
Page 2 of 7
Account Number Go paperless Riled excollont
1111A11 I sneEtoNFIDricrriALt ' O ,v A e L r O y A Y R e a R r A S T i C nc D e C 2 O 0 M 07 M UNICATIONS
SONY_GM_OOO49253
CONFIDENTIAL - PURSUANT TO FED. R. CRIM, P. 6(e) DB-SDNY-00 12077
EFTA 00159862
EFTA01291506

Deutsche Asset
& Wealth Management
Dralsre Sant Pr.le wean 1.4.8ental
wrens Connie 6,cm.
Dennis Ye* Sett. mc
Now IbriCelor
PO. Elca 1778, Ballarnore, MD 21203 345 FM AMist l•th I tcr
Ms Vat. WI loni
Po/ 4584801.117$17884095
Statement Period: 06/0112015 • 06/3012015
Portfolio Holdings
Opening Poetry Accrued Income 30•Day
Description Quartity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,149.600 667,144.70 667,149.50 2.71 33.26 NIA
Total FDIC Insured Bank Deposits $667,144.30 $667,149.60 $2.14 $33.26
Total Cash, Money Funds, and Bank Deposits $667,114.30 $667,149.60 $2.74 $33.26
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings 967,149.60 $0.00 $33.26
M essa es
Federal Deposit Insurance Corporation (FDIC)dnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DVVS money market funds. please visit the DINS Investments website at https/hwertdws-investments.comEN/productshnoney-market-funds-yields jsp. Please note that a0 money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual hind's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Please be advised that Reich & Tang Asset Management, LLC win be liquidating rts funds (the 'R&T Funds') by the end of July 2015 and as such the R&T Funds will no longer be available as money market
funds in the OBS! cash sweep program (the 'Sweep Program').
What this means for you:
If you ate currently invested in an RaT Fund, please refer to our earlier letter for more information about your available cash sweep options, or contact your client advisor.
If you are not currently invested in the REJ Funds this change wig not affect the existing sweep for your uninvested cash balances and no action is required on your part.
For information on as cash sweep options available in the Sweep Program, please visit our website at: http:/hvealth.deutscheawm.conVamericas/en/CashSweepOptions.html and click on 'Cash Sweep
Options-Rates'.
Pasta elt
Account N um berl Rated (nomont
_so paperless A„k a aotrladl"restreams".‘ ereapsw
0:c1rEittvi aR"aAnUcL., C 2O°M07MUNiCAT *Ns •••••••••La one *pc
ONFID A Le
SDNY_GM_00049254
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(9e)FREle EPS r DB-SDNY-0012078
EFTA_00159863
EFTA01291507

Activity Sum m ary (An arnouMs shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $5.30 033.25 Dividendsand Interest $0.00 80.00
FDIC Insured Bank Deposits 80.00 $0.00 FDIC Insured Bank Deposits -$5.30 -133.26
Total Credits 55.30 533.28 Total Debits -$5.30 -533.26
Transactions by Type of Activity
Process/
Settlement
Date Activity Type Description Onantity Nice Accrued Interest Amount Currency
Dividendsand Interest
06/15/15 FDIC INSURED BANK INSLRED DEPOSITS INTEREST CREDITED 5.30 LSO
DEPOSITS INTEREST
RECEIVED
458997996
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.30
FDIC Insured Bank Deposits
06/15/15 FDIC INSURED BAK INSURED DEPOSITS INTEREST REINVESTED -5.30 USD
DEPOSITS INTEREST
REINVESTED
458997996
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.30
Total Value of Transactions 0.00 0.00 USO
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENLE 26TF FLOOR
NEW YORK NY 10154
Your Account Information
Investment Objective
Investment Objective: GROWTF
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. II you wish to make a change or have any questions please contact your Client Advisor.
Page 4 of 7
INIAO ROLL . A .E c F c F o R u E n Y t E Ku P m b S er l Groi pvaprerileAss L I W ttraa A tye S d M V[A I . R c.* o A M U St D o M w C e O 2 M 00 N 7 W NICATIONS : • r • a •• n • •••LA e • t • • • Z • r • a •• s o i w. t * t r v a o n w e t...".,- Ste Mao
FM7il(NCS
SDNY_GM_OOO49255
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12079
EFTA _00159864
EFTA01291508

Deutsche Asset
& Wealth Management
Draisre Banc Prrnie wean Magagentm
matins Comae 6,,a.P
CesbOw Setionewt
New Ibrt M1
PO. Box 1776, Balbmoro, MD 21203 HI FM MS. MTh kw
lee s *it PM 10114
0 In 414410, 21•4011
Statement Period: 0610112015 -06/3012015
Your Account Information (continued)
Tax Lot Default Disposition M ethod
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Man: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount MID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual m arket discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper comm unications. log in to your account or contact your Client Advisor for m ore information
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be Sable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'WA" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnvapershing,com/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities nct fully paid for in your margin account may be lent by Pershing to belt or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) d be billed at the rates such agents
use.
Pages of T
MIA° R011 Account Num b DGOr ipa\prerr)QISAS L R 0 tr 4 a a 1 t y e .0 d A Y e R x o c R n e A l W l T en ( K 0 t . C 2 O 0 M 07 M UNICATIONS • ea • tt • i • w •• l . i . s u e .0 a w es e • ' • t •• b • n •• it • r u in ‘ one oe " c slitfli•••••
ON F I
SDNY_GM_00049256
6:7 EV EPSC
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012080
EFTA_00159865
EFTA01291509

Important Information and Disclosures
(continued)
The Role of Pershing
• Pershing carries your account as cleaning broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concealing your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise therm Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabdity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit www.pershing.corn/strength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confsmed in writing to further protect your rights, inckrding your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generaly final and binding; a party's abifty to have a court reverse or modify an arbitration award is very hinted.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a clam in arbitration. In some cases, a claim that is meigible for arbitration may be brought in court
• The rules of the arbitration forum in which the dawn is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action unti; (I) the class certification is denied; (II) the class is deceitified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399; (201) 4134330.
Pegs 6 of?
Account Num ber s Ram. Excellent
VIMI-1 ROIL Ci ) ptiperless ' O ,r A os U y M V A im R , A s TCD o C 2 O 0 M 07 M UNICATIONS e o at t t n ia m m 9 m 1.0 o Nantreaile m ."O o " t s sZonlIMVIS~
SDNY_GM_00049257
.7JEeF7FRr EPSC O N F D AENTIAr
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6 EMT' IONC7 DB-SONY-0012081
EFTA_00159866
EFTA01291510

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL SE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY. F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO, THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THE STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION WAS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 6O7(A)(1)-(211
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: NTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. N ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. SNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST OCECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AFWrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY
PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANYOf THE ABOVE TERMS MO CCHOITIONS ARE UNACCEPTABLE TO YOU, PLEASE NOWT PERSH•40 NASSOLATELY IN WRITING SY CERTIFIED MAIL TO ONE PERSHING PLC.. JERSEY CITY. NJ OILS, ATTN LEGAL DEPT
Page? of 7
°LIAO RCM Account Mumber GO paperless u 0A s s , S * A Y R o R e A I T s E le D . C 2 O 0 M 07 M UNIGIkTIOIIS
f %CM MCI
SDNY_GM_00049258
6:FREY EPSC ONFI DENTAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 12082
EFTA_00 159867
EFTA01291511

Deutsche Asset
& Wealth Management
Dralsre Banc p,nne Wall, Maatenmil
mate., Comm, Gm. p
CesbOw lank secwannt
Now Malta.
PO. Boa 177% Balbmor% MD 21203 345Parli I . fib liter
Ws Wet PM 10114
0 12) CA-730L Ill$M2S•4091.
Account Number:
Statement Period: 05/01/2015 - 05/31/2015
Valuation at a Glance
This Period Year-to-Dale
JEFFREY EPSTEIN Beginning Account Value 1667,138.45 1667,116.34
6100 RED HOOK OTRS STE B- 3 Adjusted Previous Account Value 667,138.45 667,116.34
Diudends IntereD and Other Income 585 27 96
ST THOMAS VI 00802- 1348
nding Account Value $667,144.30 $667,144.30
Estill aced Annual Income $2796
Your Client Advisor:
DANIEL SAHA
Asset Allocation
Prior Year-lid Last Period This Period %Moselle'
tr SD Cash, Money Funds, and Bank Deposits' 887.115.34 657.138.45 887.144.30 100.00% Please renew your al rocaton penothcally win your Client Aormor
Account Total 1867,116.34 $857,138.45 8687,14430 100.00% You Account is 100% invested in USD Cash. Money Funds. and Bank Deposds
I The Bank Deposes In your account are FOC insured bank deposes.
FDIC insured bank deposits are not securit es and are not covered by the Se:untes Investor Protedion Corporation
(SIPC). These bank deposts are covered by tre Federal Depose Irsurance Corporaton (FDIC) up to aloviatie limits.
Pagel 016
dek t Riled excollent
A0129976CSF3001, Go paperless ',wry Yea•Sinto 2007
Oatilmi PLATED COmmuniCaTiOntS
CONFIDENTIAL
SDNY_GM 00049259
"en 'Ina
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DEt-SDNY-0012083
EFTA_00159868
EFTA01291512

For Your Information
On June 5. 2014, the European Central Bank (the 'Ear) introduced 'negative interest rates'. This negative interest rate applied to an deposits held at the ECB and other credit institutions.
Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and will reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
FDIC Insured Bank Deposits
Date Activity Type Description Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account N um ber: P146024968 Activity Ending: 05129115
05101/15 Opening Balance 667,13845 667,138.45
05115115 Depot/1 INTEREST CREDITED 5.85 667,144.30
APY 0.01%
05118115 BUT 667,144.30
NO 05118 $237500.00
Deutsche Bank TM Co
NO 05118 5237500.00
NYCommunily Bank
NO 05118 $192144.30
05129115 Closing Balance 5657,144.30
Total FDIC Insured Bank Deposits $661,144.30
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to 3250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year4o-Dite
Taxable Non Taxable Taxable Noe Taxable
Interest Income
FDIC Insured Bank Deposits 585 0.00 27.96 0.00
Total Dividends, Interest, Income and Expenses $5.05 $0.00 927.96 $0.00
Page 2 of 5
Account Number Raided excylkont
00.10,170la ON F I D G A C7 p E ap N er T IAL U OA tle LB y A V R a R . A S T In IO to C 2 O 0 M 07 M UNICATIONS • ea • tr • i • w •• ig •• n L a e w tw e e ns e r t o t m at a it r o O n! s if t s a . w .. e Ott NS*
SDNY_GM_00049260
Z EUPSC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012084
EFTA_00 I 59869
EFTA01291513

Deutsche Asset
& Wealth Management
Gnaw e San, Prmaie Yne10 Maatenmi
Weetts I ore/4e CoMp
....sat Sn Saloon u,.
'Web,* OR,.
PO. Ba. 1776, Balbmoro, MD 21203 HI Pot Asno.20th lice!
IllerneA pY I0VA
IM)45d4SPL (1111,17..•409S
Statement Period: 05/0112015 -05/3112015
Portfolio Holdings
Opening Closing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,114.300 867,138.45 667,114.30 2.56 27.96 NIA
Total FDIC Insured Bank Deposits 6667,138.15 $567,114.30 $2.56 $21.96
Total Cash, Money Funds, and Bank Deposits 6667,138.15 $867,114.30 $2.56 $21.96
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings $567,114.30 $0.00 $27.96
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FOICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DVVS money market funds, please visit the DINS Investments website at https/Awnv.dws-investments.corniEN/productshnoney-market-funds-yields.jsp. Please note that an money
market funds listed on the website may not be offered through us.
Activity Sum m a ry (All amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $5.85 $27.96 Dividends and Interest $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -65.86 -$27.96
Total Credits $5.85 $27.96 Total Debits -$5.65 -$27.98
Page 3 of6
Account kumb Rated excollent
oitAli ROLL. Go paperless P" t ( " AM '" LA , M v a R r A l, T n M t.2 C 0 O 0 M 7 M UNICATIOhtS ,-,-
£FFREY I
SDNY_GM_00019261
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) EPSC ON F DEI S M A L DB-SONY-0012O85
EFTA_00 159570
EFTA01291514

Transactions by Type of Activity
Process'
Settlement
Date Activity Type Description Ciantity Price Accrued 'aired Amoral Cerrency
Dividends and Interest
05/15(15 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.85 DSO
DEPOSITS INTEREST
RECEIVED
158997996
Total Dividends and interest • UNITED STATES DOLLAR 0.00 5.85
FDIC Insured Bank Deposits
05115/15 FDIC INSL RED BANK INSURED DEPOSITS INTEREST REINVESTED 4.85 U SD
DEPOSITS INTEREST
REINVESTED
158997996
Total FDIC Insured Bank Deposits - UNITED STATES DOLLAR 0.00 -5.85
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENLE 25Th FLOOR
NEW TOW NY 10154
Your Account Information
Investment Objective
Investment Objective: GROWTF
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds FAST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (CND): No
Am orate premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for m ore information.
Page1 of 5
Account Num be Riled EncelLent
DRAB ROLL Go paperless E O v A e L r O yY AR e a R s A S T e ( n D n. C Z O O M O M ) UNICATIONS
SDNY_GM_00049262
:7 EPSC ONFI DEISITIAL "em ail=
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6 DB-SDNY-00 12086
EFTA_00 I 59871
EFTA01291515

Deutsche Asset
& Wealth Management
Draisre Nm Poo.* Ma,, Ma.zientm
furls I Atli* C,,AP
CeIrIsthe Sm. Saloon w.
INANA Olio.
P.O.Box 1776, Baltimore, MD 21203 POI Mem, AM I Mg
lerwitA PM WIN
U144481( It1S128.409,
Statement Period: 05/0112015 - 0513112015
Important Inform ation and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities fa which a price is
not available are marked TI/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS MIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, pokbcal, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
witiv.pershing.com(business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The light to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) wiA be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (d) any other nstructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it streak( or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
ceders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)113-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
nstitution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit vwerv.pershing.comrstrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to
Fage 5 of 6
Account Number Riled Cm•Ilkont
DINO Pell Go paperless I O v A a L r O y A V / a i M t U M D N . C 2 O 0 M 07 M UNICATIONS
?MVO Wel
SDW_GM 0000263
: REV EPSC ONFI DriSMAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012087
EF1'A_OO159872
EFTA01291516

Important Information and Disclosures
(continued)
The Role of Pershing (continued)
your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights, inckiding your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Med.
• Arbitration awards are generally final and binding; a party's abibty to have a covet reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The hies of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330.
Page 6 of 6
1>FIAil 11.3l I s Acco n unt N e umb t er o : NFIDCrioi pcaprerrleisAs ek) R O tr a A a t S y e S d A v t R w a R n a l M l S e i ) n t. C t • C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00049264
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12088
EFTA_00 159873
EFTA01291517

Deutsche Asset
& Wealth Management
Draisre Sant Poetie vftan roantaan
reraa Comae 4,C,P
CestsOw Wit Moon.
Now Ibrt Mar
PO. Bca 1778, Baltimore, MD 21203 341[N Mims. Mho tcr
liesVat. Iona
P 04-280L Pit) 7.84095
Account Number]
Statement Period: 04/01/2015 - 04/30/2015
Valuation at a Glance
This Period Year.to.Date
JEFFREY EPSTEIN Beginning Account Value $667,132.78 $667,116.34
6100 RED HOOK ()IRS STE B- 3 Adjusted Previous Amount Value 667,132.78 667,116.34
ST THOMAS VI 00802- 1348 Dividends. Interes: and Other income 567 22 "
ndrng Account Value 5667.138.45 $667,138.45
Estimated Annual income 522 11
Your Client Advisor:
DANIEL SAM
Asset Allocation
Prior Yearad Last Period This Period %Allocation
1,60 Cash, Money Funds, and Bank Deposits' 667.116.34 687.132.78 667.138.45 100,00% Please review your allocation penothcairy win your Client ABYSM
Account Total 6861,116.34 3611,132.16 $611,131.45 100.00% You Aocoun is 100% invested in USD Cash. Money Funds. and Bank Deposits.
I The Bank Deposes In your account are FDIC insured bank deposes.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation
(SIPC). These bank defrosts are covered by the Federal Deposr. In uance Corporaton (FOCI. up to alloy/aka limits.
Pagel de
Rated (..ollent
()SAO R011 A0121.1 e ICSF30018 Go paperless I 0 .. 1 .w .1 r 0 y A Y l a t P w A S T e C n D to C 2 O 0 M 07 M UNICATIONS • e • t • a •• r • i • a •L ll E •• , • a • i • n = n 1 is ~ ea "A la = . ••••• 0.1 " •C lini/All*
CONFIDENTIAL "a"`""
SDNY_GA4_00Ck192135
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DEI-SDNY-0012089
EFTA_00159874
EFTA01291518

For Your Information
On June 5. 2014, the European Central Bank (the 'ECB') introduced 'negative interest rates'. This negative interest rate applied to an deposits held at the ECB and other credit institutions.
Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and vii reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-6 for tax year 2015. These rates are subject to change in response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
FDIC Insured Bank Deposits
Date Activity Type Description Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Number: N16021968 Activity Ending: 04130115
04101115 Opening Balance 667,132.78 667,132.78
04115115 Deposit INTEREST CREDITED 5.61 667,138.15
APY 0.01%
04116115 BUT 667.138 15
NO 04116 6237500.00
Deutsche Bank list Co
NO 04116 $237500.00
NYCommunly Bank
NO 04116 6192138.45
04130115 Closing Balance $651,138.15
Total FDIC Insured Bank Deposits $851,138.15
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Noe Taxable
Interest Income
FDIC Insured Bank Deposits 5 67 000 22.11 0.00
Total Dividends, Interest, Income and Expenses $5.67 TO.00 $22.11 $0.00
Page 2 of 6
MIAS. ROLL Accou E n Y t Num b. N F I D G A o p E ap N erl T es I s A L t O t E R r A a x a t S y i e l O d e A Y e R ( x e N c a R o r C A l 1 l T o 4 E n . D t 4 . C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00049266
: 7 EPSCO
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6 DB-SDNY-00 12090
EFTA_00 59875
EFTA01291519

Deutsche Asset
& Wealth Management
Dmisre Banc Prmaie wean mi-mgenim
Marets Lorene C.O.P
Cettsche I Settanti
N.. WE OW*
PO. Boa 1776, Baltimore, MD 21203 345Part /wow. leth Met'
Mew ettk Irt 10114
(I 1))4544M.1111147.&4I9S
Statement Period: 04/0112015 -0413012015
Portfolio Holdings
Opening Closing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,138.450 667,13238 667,138.45 2.15 22.11 NM
Total FDIC Insured Bank Deposits $881,132.78 $687,138.45 $2.15 $22.11
Total Cash, Money Funds, and Bank Deposits $681,132.78 $667,138.45 $2.15 122.11
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings 5667,138.45 50.00 822.11
Messages
Although a money market mutual fund seeks to preserve the value of your investment at 51 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporabon.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:Awny.dws-investments.conVEN/productshnoney-market-funds-yields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Activity Summary
(All amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest 55.67 822.11 Dividends and Interest 30.00 50.00
FDIC Insured Bank Deposits 30.00 50.00 FDIC Insured Bank Deposits -$5.17 -522.11
Total Credits 55.67 522.11 Total Debits
Page 3 of 6
I4 RCA E A F c F co R u E n Y t N E u P m S be C r: Groi psapmerleAss Ltit s R L C aa IA wt L en B d A YC R Ni a P rl A k 1 T o4 C nne D t e C 2 O 0 M 07 M UNICATIONS MV MF_
fXt7111.1O1
SDNY_GM_00049267
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12091
EFTA_00 159576
EFTA01291520

Transactions by Type of Activity
Process'
Settlement
Date Activity Type Desaiptioa Quantity Price Awned Merest Amulet Omen,
Dividends and Interest
04115(15 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.67 DSO
DEPOSITS INTEREST
RECEIVED
158997996
Total Dividends and interest • UNITED STATES DOLLAR 0.00 5.67
FDIC Insured Bank Deposits
0015/15 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED 4.67 Li SO
DEPOSITS IN TERF_ST
REINVESTED
158997996
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 4.67
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE 26Th FLOOR
NEW VOW NY 10154
Your Account Information
Investment Objective
Investment Objective: GROV/1-
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment *dive. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (O63): No
Am orate premium on taxable bona based on Constant Yield Method: Yes
AccruM market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Page 4 of 5
Account Number. Go paper-less e4 ., Riled Excellent
OMAR RCA L tee"? Y•• R •• A S T R E . D ° . C 2 O 0 M 07 MUNICATIONS
6:TONFIDENTIArt
SDNY_GM_00049268
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SONY-00 12092
EFTA_OO 159577
EFTA01291521

Deutsche Asset
& Wealth Management
Draisre Banc Pr.le wean 1.4.2gental
Wrests COMO,. 0,0.1.
CesbOw W sm.°. x.
Mw Wart like
PO. Box 1776, BPlemoro, MD 21203 MS rare MSS, fib I tcr
IVI 101W
PO) 451-1116.0716171•4091
Statement Period: 04/01/2015 - 04/3012015
Important Information and Disclosures
Pricing
This section includes the net market value of the securities In your account on a settlement date basis, including short positions. at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked TI/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS MIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, edifice', and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
iwnv.pershing.com/business_confinuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The light to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect On the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) wit be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry investigation (i) orders
Ci
for the purchase and sale of securities and other properly and (d) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your fniancial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)113-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the fist page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement please contact your financial
nstituticn.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit worepershing.com/strength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement. to
Page 5 of 6
Account Number Go paperless R tr a a t y e d YIL. a e.. • H ord 2007 aot awes*
OBAB.R011 OALBAR RATED COMMUNICATIONS Inowstiy avow row. Yule •OC
SDNY_GM_00049289
ZEUPSCONFIDEISITIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DS-SDNY-0012093
EFTA_OO159878
EFTA01291522

Important Information and Disclosures
(continued)
The Role of Pershing (continued)
your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights. incktding your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is lied.
• Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very lintited.
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 6 of6
"SAP RCM Account Number. Go paperless (t ). r O . A .. S . O .. A , R ''' R '" A % TC = D • C 2 O 0 M 07 M UNICATIOhtS — Sac
JAFFREY EPSC rISITIAL fXCilleN01
SDW_C4.4_00049270
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DI3-SONY-0012094
EF'FA_00159879
EFTA01291523

Deutsche Asset
& Wealth Management
Draisre Wm. Onnie Wet, Maatenmil
mann Comn re 6,c•P
CteltOw 0.1•Setionel
New Wart Orto
PO. Box 1776, Balbmoro, MD 21203 341P art Aseas0. ]NOI ter
Ms Vat. WI 10114
0 111 Wa111.IISM 2004091.
Account Number:
Statement Period: 03/01/2015
Valuation at a Glance
This Period Year-to-Dale
JEFFREY EPSTEIN Beginning Account Value $687,127.85 6667,116.34
6100 RED HOOK QTRS STE B- 3 Adjusted Previous Account Value 667,127.85 667,116.34
ST THOMAS VI 00802- 1348 Dividends. Interest and Other Income 493 16 44
nd ng Account Value $667,132.78 $667.132.78
Estill aced Annual Income $16 44
Your Client Advisor:
DANIEL UNA
Asset Allocation
Prior Year-Sd Last Period This Period %Allocation
1,50 Cash, Money Funds, and Bank Capital 661.115.34 687.127.85 661.132.78 100.00% Please review your allocation
ACOMint Total $667,116.34 $457,127.05 $611,13218 100.00% YourAccount is 100% invested in USD Cash. Money Funds. and Bank Deposit.
I The Bank Deposes In your account are FDIC insured bank deposes.
FDIC insured bank deposits are not securities and are not covered by the Secuntes Investor Protection Corporation
(SIPC). These bank deposts are covered by the Federal Depose Ir suance Caporaton (FOIC). up to allowable limits.
Page 1 oil
IniA11 RC)L I. A00911930CSF30023 GO paperless R 06 i 1 le 1 d 16 E 11 x c R e A l % l T e E n le D t a C 2 O 0 m 07 m ut6CATPD66 Mane et Neettal= .04=0" 4n 01/6/110•6
CONFIDENTIAL` "a""
SDNY_GM_00049271
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012095
EF1'A_00159880
EFTA01291524

FDIC Insured Bank Deposits
Date Activity Type Deaaip6a Armlet Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Number: N46024968 Activity Ending: 03131115
02128/15 Opening Balance 687,127.85 667127.85
03/13/15 Depotit INTEREST CREDITED 4.93 667,132.78
APY 0.01%
03/16/15 Deutsche Bank Trsl Co 667,132.78
NO 03/16 $237500.00
NYCommundy Bank
NO 03116 $237500.00
Texas Capita Bank
NO 03116 $192132.78
03131015 Closing Balance $667,132.78
Total FDIC Insured Bank Deposits 8667,132.78
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year4eDate
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 493 0.00 16 44 000
Total Dividends, Interest, Income and Expenses $4.93 $0.00 $16.44 10.00
Portfolio Holdings
Opening Clodag Accrued Income 30-Day
Desaiptirm Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,132.780 667,127.85 667,132.78 2.93 16.44 NM
Total FDIC Insured Bank Deposits 6667,127.85 $987,132.76 $2.93 $16.44
Total Cash, Money Funds, and Bank Deposits 2867,127.85 987,132.76 $2.93 $16.44
Page 2 o17
Account Numb 4(....„..0 Rated Excellent
ORAlit ROLL .EFFREY EPS ONFID G E o I p N ape T rle I s A s L " E 0/ v a 0 e . r 0 n y A Y n R e a R l r a A S T E lu 0 e C 2 O 0 M 07 M UNICATIONS ettflettalevae "...O e'.o:aD"r m enMitt Seed
SDNY_GM_00049272
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DD-SDNY-00 12096
EFTA_00159881
EFTA01291525

Deutsche Asset
& Wealth Management
Digits°, Bma Prmale Weal, Maatenmi
Mann Cinf ape COMP
Dowis4 he Se* Setwari
1414 818
PO. Boa 1776, Baltimore, MD 21203 Ml rare Aar. Mth I ter
lieslut PM 10114
(1121454411 1.14121•409S
Statement Period:03/0112015 - 03/31/2015
Portfolio Holdings (continued)
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings $667,132.78 $0.00 $16.44
Messages
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds. please visit the DWS Investments website at https://wwdws-investments.com/EN/products/money•market•fundslields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Summary (AM amounts show are in base currency)
Credits This Period Year•to-Date Debits This Period Year-to-Date
Dividends and Interest $4.93 $15.41 Dividends and Interest $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits .$1.93 .$16.14
Total Credits $1.93 $16.41 Total Debits -$1.93 -$16.11
Transactions by Type of Activity
Process/
Settlement
Date Activity Type Desixislion Quantity Price Accrued Interest Amount Currency
Dividendsand Interest
03113/15 FDIC INSLRED BANN INSLRED DEPOSITS INTEREST CREDITED 193 LSO
DEPOSITS INTEREST
RECEIVED
458997996
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 4.03
Page 3 of I
Account Number Go paperless r.1.*."...,5:Vrepte 2007 maw ,..,-
OZOIAIRIOAT CD COMMUNICATI01.6
SDNY_GM_OOO49273
0FREY
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 67 EPSC ONF DENTIAL r DB-SDNY-00 12097
EFTA_001 59882
EFTA01291526

Transactions by Type of Activity
(continued)
Nodal
Settlement
Date Activity Type Description Otantity Price Accrued Interest Amount Currency
FDIC Insured Bank Deposits
03/13/15 FDIC INSURED BANK INSURED DEPOSITS INTEREST REIN VESTED .4 93 USO
DEPOSITS INTEREST
REINVESTED
458997996
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 •4.93
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have teen rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENLE 26Th FLOOR
NEW YOM( NY 10154
Your Account Information
Investment Objective
Investment Objective: GROWTF
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (DID): No
Am cake premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account comm unicalions for electronic delivery. To register and turn off paper corn m unications, log in to your account or contad your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the dose of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for winch a price is
Page4 of 7
Account N um be rleiss& Rated• Excellent Ann.*
itoL OAleAft RATCD COMMUNICATIONS
GDNY_GM_OOO49274
6.6(e)Filr EPSC ONFI DG°AriSPIaTPe A
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-OO 12098
EFTA_OO159883
EFTA01291527

Deutsche Asset
& Wealth Management
Draisre Ban, Poo/lewean Ma•utenan
Mite's Corey, Gm.
Chische M Setwaint,
Mrs bet Once
PO. Box 1776, Baltimore, MD 21203 315 Pot •••nor.20th I bcf
Mrs vest. PIT 10IW
(M)4S4.21$4.1113.,714409S
Statement Period: 03/01/2015 - 03131/2015
Important Inform ation and Disclosures (continued)
Pricing (conrJrued)
not available are marked "NW and are omitted Irom the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures ate not considered to be a forecast or guarantee of Mure resuNs.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
VANY.pershing.cornibusiness_conlinuity.html
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vole than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershng carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (in any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing perforrns several key functions at the direction of your financial institution. ft acts as custodian for hinds and securities you may deposit with it directly or through your financial institution or that it
receives as the resuN of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its awn operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413.3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit vmw.pershing.corn/strength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act
Page 5 of?
It: 1.1 Account Number N F I D Go paperle E ss A L uR M an r tendy , e : x.c. P .e A ull T e. O n.t. :, . C 2 O 0 M 0 M 7 UNICALTIONS e eat s ra .* n La s h — w , a w n e a t 1 y 11 ':sti.e w r o a e e s m . . i ' c s mMN Ida*
SDNY_GM_00049275
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 61(FeF)R EY EPSC DB-SDNY-0012099
EFTA_OO159884
EFTA01291528

Important Information and Disclosures
(continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement Pershing's contact intonation is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled.
• Arbitration awards are generaty final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or nettled class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the couit. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330.
Page 6 on
Account Number a t Riled [...lent
MOAK ROLL Go paper less O tr A a l y O A Y R e a R r A W T K• 2007 I CATIOhtS
SDNY_GM_00049276
67e7r( EPSC ONF D AENTIA "al ("c'mmuN
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012100
EFTA_00 159885
EFTA01291529

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS MID TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSIT ONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS, CUSTOMS, USAGES. RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION Itsl SUCH SECURITIES, WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DUALS
• TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY NAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES:
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. WWW.PERSHING.COMMUSNESS_CONTINURY.HTML
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
BOOKS OF RECORD. ARE NOT SEGREGATED ANO MAY BE USED IN THE CONDUCT OF ITS BUSINESS. RULE 107(A)(1)-(2))
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
FROM TIME TO TAE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. SUBSEQUENT EXECUTION. THE DUALS OF THESE PAYMENTS ANO FEES ARE AVAILABLE UPON
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBNED STATEMENT OF WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
INSPECTION UPON REQUEST. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
TAX INFORMATION FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE, AND TO EXECUTE THEM AT OR BETTER THAN
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES, AT THAT TIME PERSHNG WILL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHNG DIRECTLY
STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVOE
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
GENERAL INFORMATION.
• PERSHING DOES NOT PROVOE TM, INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC CPERSHNO1 FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHNG MAY N ITS DISCRETION AT MY TIME. W ITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF, WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHNG. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
FANYOF THE ABOVE TERMS AND COOTIONSARE UNACCEPTABLE TO YOU. PLEASE NOTTYPERS-Mn ILIVEDIATELY IN WRITING BY CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITYJLI 07399. ATTN LEGAL DEPT
Page 7 of?
a
AO 09893 OCSF30 ea 3 VIPAB.R01.1. Account Number G r o a pap n erle A ss R O /v A a o t S e w O d A Y e R e it c a R y r A l S l T e i E n n c D t e C 2 O 0 M 07 M UNICATIOhtS M •••• w ••• t • . fi n e • t • • • w ••• e s• r • a •• r • a • M lt a tr e e S t• O S O in MEV MOS*
rxcre
ONF I DA SDNYS4.4 00049277
6:7EUPSC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012101
EFTA_00159886
EFTA01291530

Deutsche Asset
& Wealth Management
Oros,[ San, PrmaieWcall1.14.44atenmil
Nitwit ferry, 001,P
',nisch* Sank Setwari t.
Mw Wei Ont.
PO. Boa 1776, Baltimore, MD 21203 Hann Ant /falter
ae+ver\ ItY 10154
01/.14S4.74.4.1151., 214 4095.
Account Number
Statement Period: 02/0112015 - 02/2812015
Valuation at a Glance
This Period Year-to-Dale
JEFFREY EPSTEIN Beginning Account Value 6667,122.00 6667,116.34
6100 RED HOOK QTRS STE B- 3 Adjusted Previous Account Value 667,122.00 667,116.34
ST THOMAS VI 00802- 1348 Dividends. Interes and Other Income 5.85 11 51
nd ng Account Value 5667.127 85 5667.127 85
Estimated Annual Income $1151
Your Client Advisor:
DANIEL SAM
Asset Allocation
Prior Year-Sd Last Period This Period %Meade'
id SD Cash, Money Funds, and Bank °epeeist 667.116.34 667.122.00 661,127.85 100.00% Please review your allocation
Account Total 6667,116.34 6667,122.00 $451,12115 100.00% You Account is 100% invested in USD Cash. Money Funds. and Bank Deposits.
I The Bank Deposes In your account are FDIC Insured bank deposit.
FDIC insured bank deposits are not securites and are not covered by the Secuntes Investor Protection Corporation
(SIPC). These bank defrosts are covered by the Federal Depost Musa= Corporaton (FDIC]. up to atonable limits
Page 1 old
coNFIDENTTAL
°SAO ,toot A009,766CSF10016 GO paperless R DA il L e S d A Y E R e n R " c e A l S l T e M E n D C t . C 2 O 0 M 07 MUNICATIONS M o a r r n ia a n n etta M a N vo e w et n 7 1 r • a 1 e 4. t orfir o ea e s c o n NNW •••••••
ExCMINCir
SDNY_GM_00049278
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012102
EF1'A_00159887
EFTA01291531

For Your Information
On June 5. 2014, the European Central Bank (the 'ECB') introduced 'negative interest rates'. This negative interest rate applied to aN deposits held at the ECB and other credit institutions.
Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and vkil reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 andfor 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances.
FDIC Insured Bank Deposits
Date Activity Type Description Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Number: 1146024968 Activity Ending: 02127115
01131115 Opening Balance 687.122.00 687,122.00
02113115 Deporit INTEREST CREDITED 5.85 667,127.85
AP( 0.01%
02117115 BBST 687,127.85
NO 02117 $237500.00
Deutsche Bank Trsl Co
NO 02117 5237500.00
NY Community Bank
NO 02117 5192127.85
02127115 Closing Balance 2687,127.85
Total FDIC Insured Bank Deposits $881,127.86
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to 3250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year•to-Date
Taxable Non Taxable Taxable Nos Taxable
Interest Income
FDIC Insured Bank Deposits 585 000 11 51 0.00
Total Dividends, Interest, Income and Expenses $5.85 30.00 $11.51 $0.00
Page 2 of 8
I )11A14 ROt t . A E c F c F o R u E n Y t N EP u S m ber: O N F I ne G w o / paperless A eki m R ttrr i aa le p y d T g E h x Z a c i o T , l S l C e in n D c t • C 2 O 0 M 07 M UNICATIONS . ae . tt . i _ a . m .w a a e m la . r . r n s o a s Ls y l a w at e e t tt .. m . . .. . o n0in~
SDNYS4.4 00049279
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DEI-SDNY-0012103
EFTA_00159888
EFTA01291532

Deutsche Asset
& Wealth Management
Data, Sim Pr male Wealth Maatentm
Mann Con'.te CnIsP
1)0•110.4 Is Maven W.
Nee Mt Mar
PO. Box 1776, Baltimore, MD 21203 US Part /what ]Mn,ter
lies•i" PM 10114
45•211t WSW 7.84,11.
Statement Period: 02/0112015 -0212812015
Portfolio Holdings
Opening Closing Awued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,127.850 667.122.00 667.127.85 2.38 11.51 N/A
Total FDIC Insured Bank Deposits $867,122.00 $687,127.85 $2.38 $11.51
Total Cash, Money Funds, and Bank Deposits 867,122.00 $68,127.85 $2.38 $11.51
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings $667,127.85 $0.00 $11.61
Messages
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPCI.
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at httpslAwm.dws-iwestments.corn/EtUmoducts/money-market-funds-yields.Op. Please note that an money
market funds listed on the websde may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, It is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Summary
01/remounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $5.85 $11.51 Dividends and Interest $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -$5.85 411.51
Total Credits $5.85 $11.51 Total Debits -$5.85 -$11.51
Page 3 of 6
Account humber Riled C....neat
VINO ROLL ONFID C AE ie p W aperle I s A s L tt, rnamn' v t « p frtitr 'S la O t. C 2 O 0 M 07 MUNICATI0h6
SDNY_GM_000492B0
6:7 EPSC
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012104
EFTA_00 159889
EFTA01291533

Transactions by Type of Activity
Process/
Settlement
Date Activity Type Detainfiat Quantity Price Accrued Interest Ample, Canny
Dividends and Interest
02113(15 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.85 USD
DEPOSITS INTEREST
RECEIVED
458997996
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 525
FDIC Insured Bank Deposits
02113115 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED .5.85 USD
DEPOSITS INTEREST
REINVESTED
458997996
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 4.85
Total Value of Transactions 13.00 0.00 LIS0
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVEN E 25Th FLOOR
NEW VOA% NY 10154
Your Account Information
Investment Objective
Investment Objective: GROV/Th
Investment Objective: INCOME
Rig Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST lk FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (0I0): No
Am orize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corn m unications for electronic delivery. To register and turn off paper corn m unications. log in to your account or contact your Client Advisor for m ore information.
Page 4 of 6
Account Number. Rated Excellent
MIA0 SKR t ONFID G E o s p ig ape r rl i e A ss Lt". ra tr x* a c“ y .er V m a Re s Ar S T i C nc O e C 2 O 0 M 07 M UNICATIONS
SONY_GM_00049281
EPSC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012105
EFTA_00 159590
EFTA01291534

Deutsche Asset
& Wealth Management
Dralsre Ilana Pr.le vftan
waren, Covent 6,cm.
DMUS Oa* S4tt. MC
New id Mar
PO. Box 1776, Mnre, MD 21203 345 FM Misr, MmI/cc
lieslat. WI 101W
P 0/45•43111L nism; anon
Statement Period: 02/01/2015 • 02/2812015
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "N/A* and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and fuseless conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
mwr.pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (II) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your fniancial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabiity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances In your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection: Pershing
provides coverage in excess of SIPC Snits. For more detailed information please visit: vnwr.pershing.corittrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy concluding unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
Page 5 of 6
Account kumber. e) listed [...Mont
DK*O WM DGor piasperrle`sS s AL I O r A o L s B y A Y R e R w A 1 T In IO to C 2 O 0 M 07 M UNICATIONS oattrin otwe:Caloalr Os"o..-roZno n SIN MOW*
N F 014711ENCJI
SDNY_GM_00049282
6:7 PsC
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012106
EFTA_OO159891
EFTA01291535

Important Information and Disclosures
(continued)
The Role of Pershing (continued)
your financial organization and Pershmg. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights. inckiding your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4133330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is lied.
• Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very kilted.
• The ability of tthe parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by aU parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a clairn in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330.
Piga of 6
Account Num ber Rated excellent
IMIAI4 ROL I Go paperless O L rx y itt e et r t y i Y n e i a tt r g S i C nc D e C 2 O 0 M 07 M UNICATIONS • ae • r • t • n •• r • i • l • s •L a A a r a m w e e e s w . a e • a E • A •= W •C eir t e..... tdor."t".."..
Dngns AL
SDNY_GM_00049283
GONFI
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:)FREle EMI& DB-SDNY-0012107
EFTA_00159892
EFTA01291536

Deutsche Asset
& Wealth Management
Orals° e Ilan Prmale wean. herwienim
MitetS COrecKeG.MP
Maur. Sank Settanel
Ilra Verb Once
PO. Boa 1778, Baltimore, MD 21203 nell Minsk HalIOC,
IOVA
p L7) 4,44M. PM, >MC%
Account Number
Statement Period: 01/0112015 - 01/31/2015
Valuation at a Glance
This Period Year-to-Dale
JEFFREY EPSTEIN Beginning Account Value 3667,116.31 3667,116.34
6100 RED HOOK QTRS STE 13- 3 Adjusted Previous Account Value 667,116.31 667,116.34
ST THOMAS VI 00802- 1348 Dividends. Interest and Only Income 5.66 566
ncling Account Value $667.122.00 $667.122.00
Estimated Annual Income 6566
Your Client Advisor:
DAXIEL SABBA
Asset Allocation
Prior Year•End Last Period This Period % Mloation
LSD Cash. Money Funds, and Bank Deposits' 667.116.34 667.116 34 667.122 00 100.00% Please renew your allocation
Account Total $667,116.34 3667,116.34 6667,122.00 100.00% Your Accounts 100% invested in USD Cash. Money Funds. and Bank Deposes.
I The Bank Deposes in your account are FDIC insured bank deposes.
FDIC insured bane deposits are not secuntes and are not covered by the Secretes Investor Protection Corporation
(SIPC). These bank deposes are covered by the Federal Depose Insurance Corporation (FOiC). up to Movable limits.
•
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Go paper-less 4 :1 Riled Excollant
MOAK ROLL A011868SCSF30017 O tn n . 8 , ou W I W O • C 2 O 0 m 07 muniCAT
CONFIDAENTIAL ""`"t RaAT
SDNY_GM_00049284
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012108
EFTA_00 159893
EFTA01291537

For Your Information
On June 5. 2014, the European Central Bank (the tee') introduced 'negative interest rates'. This negative interest rate applied to an deposits held at the ECB and other credit institutions.
Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and will reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
FDIC Insured Bank Deposits
Date Activity Type Description Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Number: N40024966 Activity Ending: 01130115
01101115 Opening Balance 667,11634 667,116.34
01115/15 Denali INTEREST CREDITED 5.66 667,122.00
APY 0.01%
01116/15 Citibank N.A. 667.122 00
NO 01/16 6237500.00
Deutsche Bank Trsl Co
NO 01/16 5237500.00
Texas Capital Bank
NO 01116 S192122.00
01130115 Closing Balance $667,122.00
Total FDIC Insured Bank Deposits $667,122.00
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank ye insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 566 000 5.66 0.00
Total Dividends, Interest, Income and Expenses $5.66 $0.00 Mae $0.00
Page 2 of 5
Account Number Rated Cmollent
0148 ROL Go paperless ! D ro A s U y M V R e R to A S T l E a D t. C 2 O 0 M 07 M UNICATIONS o t s ri o A u m n e = m 11 .o •1 . : e on* w Cm ar o ; • •• • •• • • • •• c • •SW Mum
TXCEMENCT
SDNY_GM_0004928.5
6:7 EPSC ONFI DENTIN —
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012109
EFTA_OCI159894
EFTA01291538

Deutsche Asset
& Wealth Management
Draisee Sate Rau,[ Wealth Maragentei
Maly CoariteCarse
Deauhe Sara Settanee ea,
Mee bre Once
PO. Box 1776, Baltimore, MD 21203 in Poe awe. fait, ter
Mrs vear /WY leVA
01))4,A.M..11151211.409S
Statement Period:0110112015 - 01/31/2015
Portfolio Holdings
°ponies Dosing Aarued Income 30-Day
Oesaiption Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED IMPOSTS PROGRAM 667,122.000 667.116.34 667.122.00 3.11 5.66 N/A
Total FOIC Insured Bank Deposits $867,116.31 6667,122.00 63.11 $5.66
Total Cash, Money Funds, and Bank Deposits $867,116.34 $667,122.00 63.11 $5.66
Accrued Estimated
Markel Value Interest Annual Income
Total Portfolio Holdings 6667,122.00 60.00 65.66
Messages
Although a money market mutual fund seeks to preserve the value of your investment at 61 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporabon.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DM Investments website at htlps://vmw.dws-invesbnents.coriVEN/products/money-rnarket-funds-yields.jsp. Please note that all money
market funds fisted on the website may not be offered through us.
Important Reminder for Pershing's 2014 IRS Forms 1099 (8, DIV, INT, O/O and M/SC): As a reminder, by February 17. you will receive either your 1099 form on special Pending 1099 Notice. The Pending 1099
Notice will be sent if issuers of securities you hold have not yet provided their final tax information. ft wiN inform you of the securities that are pending final reporting, and will provide the anticipated mail date of
your 1099 form Your 1099 wit be mailed no later than March 16, 2015.
Page) of 6
Account Number Rated Cerveent
111LAB ROL sneEZONFID G E o 1 pa S pe I rl T es I s A e E L O e X A e S C r S y II A Y II R N e a R C r A Y W T C K D . C 2 O 0 M 07 M UNICATIONS Marie% se/weir 4:= 4:.'O"eje"a a IOW lasee.
SDNY_GM_00C49288
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012110
EFTA_00 159895
EFTA01291539

Activity Sum m a ry (Af/amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $5.66 $5.66 Dividends and interest $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -$5.66 -$5.66
Total Credits $5.66 $5.66 Total Debits -$5.66 -$5.66
Transactions by Type of Activity
Process/
Settlement
Date Activity Type Description Chastity Price Accrued Interest Amosol Currency
Dividends and Interest
01/15/15 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.66 liS0
DEPOSITS INTEREST
RECEIVED
458997996
Total Dividends and interest • UNITED STATES DOLLAR 0.00 5.56
FDIC Insured Bank Deposits
01/15/15 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -566 USD
DEPOSITS IN TEREST
REINVESTED
158997996
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.50
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
315 PARK AVENUE 26Th FLOOR
NEW YORK NY 10154
Your Account Information
Investment Objective
Investment Objective: GROV/TF
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. It you wish to make a change or have any questions please contact your Client Advisor.
Pagel of 6
Account Number Rated Excellent
()MO itol Cio paperless z oilairrekr) COMMUNICATIONS M t a w r a a r s a ptta e a ts w ra ie r t = ro .0 n = w 'r . ow w " e Ste Ilan
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OMMY_GM_0004928i
67er EPSC r
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012111
EFTA_(()1 59896
EFTA01291540

Deutsche Asset
& Wealth Management
Draisre Banc Prmaie weadin14”rgenan
Mieets Goeri t/Comp
Ct.-tune Mr* Seo.• net ‘•[.
Mrs van Once
PO. Box 1776, Balemoro, MD 21203 Ha Pot Anent 30th I low'
w yeet. hY I0IN
121))4,A.Y.M. MSS, 2114(91.
Statement Period: 01/0112015 - 01131/2015
Your Account Information (continued)
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestreenl Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (OM): No
Am orate premium on taxable bonds based on Constant Yield Method: Yes
Accrual m arket discount method for all other bond types Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account Qom m unications for electronic delivery. To register and turn off paper com m unications. log in to your account or contact your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "N/A1 and are omitted horn the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be rekable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnwrpershing.comlbusiness_confinuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself others in accordance widen the terms outlined in the Margin Agreement The right to vote your shares held on margin may be
or
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
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it `I Account Number Go paperless R O O M A B M A • C S K. I M e. M il l U en D t COMMUNICATIONS e e t s t s te .u o . l 4 a rra a a m tt * r / i rc A e N M M o Otat ra.f.t, IMINSINm.
SDNY_GM_00049288
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6H(eE)R EUPSC ONF I DrI S I CTIAll e DB-SDNY-0012112
EFFA_00159897
EFTA01291541

Important Information and Disclosures
(continued)
The Role of Pershing
• Pershing carries your account as cleanng broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial Instattron without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concealing your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does d assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which appty to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC Grits. For more detailed information please visit wevi.pershing.cornIstrength_stabiley.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as foRows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, inckrding the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generaly final and binding; a pares ability to have a court reverse or modify an arbitration award is very
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action unit (I) the class certification is denied; (II) the class is decedified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 4134330.
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.EFFREY EPStE,b OMM a PA TMCOMMUNICATIONS ".•••••LC. avow nay n
SDNY_GM_00049289
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ENTIA "nrilnia DEt-SDNY-0012113
EFFA_00159898
EFTA01291542