EFTA01291389.pdf

Deutsche Asset
& Wealth Management
Dralsre Banc Prmale Wall" Maatenmil
hlaealsCOnfaleG.MP
CeettOw IS* SeCteen
New1M Orloo
PO. Box 1776, Balbmoro, MD 21203 341P ar% MY, 26th I by
lieslat. PM 10111
inneA-MOL WM M4091.
Account Number:
Statement Period: 12/01/2014 - 12/3112014
Valuation at a Glance
This Period Year-to-Dale
JEFFREY EPSTEIN Beginning Account Value 6667,111.04 $0.00
6100 RED HOOK QTRS STE B- 3 ket Cash Deposits and Withdrawals 000 667 055 45
Adjusted Previous Account Value 667,111.01 667,056.15
ST THOMAS VI 00802- 1348
Dividends. Interest and Other Income 530 60 89
ncling Account Value $667.116.34 $667.116.34
Estimated Annual Income 560 89
Your Client Advisor:
DANIEL SAW
Asset Allocation
Prior Year•Ead Last Period This Period % Alloation
I., SO Cash. Money Funds, and Bank Decimate 0.00 667.111.04 667.116.34 100.00% Please review your allocation
Account Total $0.00 5657,111.04 $651,11534 100.00% YouA=0W is 100% Divested in USD Casn, Money Funds. and Bank Deposits.
I The Sank Deposes In your account are FCC insured bank deposes.
FDIC insured bank deposits are not secunt es and are not covered by the Sectreies Invests Protection Corporation
(SIPC). These bank defrosts are covered by the Federal Depose In uance Corporation (FDIC). up to allowable limits.
Page 1 of9
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EF1'A_00159745
EFTA01291389

For Your Information
On June 5. 2014, the European Central Bank (the 'ECF3') introduced 'negative interest rates'. This negative interest rate applied to an deposits held at the ECB and other credit institutions.
Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and will reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 andfor 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
FDIC Insured Bank Deposits
Date Activity Type Description Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account h um ber Activity Ending 12/31/14
11)29/14 Opening Balance 667,111 04 667,111 04
12/15/14 Deposit INTEREST CREDITED 5.30 667,116.34
APT 0.01%
12/16114 8B8T 667.116 34
NO 12/16 5237500.00
Deutsche Bank Trst Co
NO 12116 5237500.00
NYCommunity Bank
N0 12116 $192116.34
12131114 Closing Balance $667,116.34
Total FDIC Insured Bank Deposits $667,116.34
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 5 30 000 60.89 0.00
Total Dividends, Interest, Income and Expenses $5.30 $0.00 TOM $0.00
Page 2 of 9
Account Number Rated Excellent
OilA14 ROL TONFID G E o N pap T erle I s A s L rO /v xA e / r e e y a Y rn o " e " , s ' i " n D c e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00049137
67er
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 11961
EFTA_0015 9746
EFTA01291390

Deutsche Asset
& Wealth Management
Gnaw, e ion. Prmaie Wn10 Maatenmi
Ma's CoremeCoMP
Devisthe Sank S((t
*We bet OR,.
P.O.Boa 1776, Baltimore, MD 21203 Hann ed•Inver. !falter
Ion, vest. nr 10IW
In CA.7184. IISS1214409S
Statement Period: 12/0112014 - 12/31/2014
Portfolio Holdings
Opening Closing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,116.310 667.111.01 667.116.31 3.12 60.89 N/A
Total FDIC Insured Bank Deposits 3647,111.01 3667,116.31 33.12 360.89
Total Cash, Money Funds, and Bank Deposits 3667,111.01 3667,116.31 33.12 360.89
Accrued Estimated
Market Valve Interest Annual Income
Total Portfolio Holdings 3667,116.31 30.00 $60.89
M essa a es
Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Secunties Investor Protection Corporation1SIPC).
For disclosure of rates for DWS money market hinds, please visit the DINS Investments website at https:/Nrivw.dws-investments.corNEN/products/moneyrnarket-funds-yields.jsp. Please note that all money
market hinds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual hand. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit products disclosure document or contact your advisor for additional information.
Please note the following information for Pershing's 2014 IRS Forms 1099 (a DIV, INT. O/D and 411SC): Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17, you
will receive either your 1099 form ors special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the
securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 16, 2015.
Pershing's Impartial Lottery Process: Partial Calls
Information about Pershing's impartial lottery process can be found on pershing.canibusiness_coctinuity. You may also request a printed copy of this information by calling (888) 367-2563, option 3 then option 5.
When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process.
When an issuer initiates a partial call of securities, the depository holding such securities (typically, the Depository Trust Clearing and Corporation, or DTCC) conducts an impartial. computerized lottery using an
incremental random number technique to determine the allocation of called securities to participants for which it holds securities on deposit (including Pershing). Because OTC's lottery is random and impartial,
participants may or may not receive an allocation of securities selected for redemption.
a Page 3 of 9
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EFTA_00 159747
EFTA01291391

M essa es
(continued)
When Pershing is notified that it received an alocation of called securities, Pershing conducts a similar, computer-generated random lottery. The lottery determines the accounts that will be selected and the
number of securities n the account that will be redeemed. Allocations are based on the number of trading units held in the account The probability of any trading unit held by an account being selected as caled
in a partial cal is proportional to the total number of trading units held through Pershing.
Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registered in the clients name, either in transit or held in custody, are
excluded from the Pershing lottery process.
Pershing initiates the lottery process by identifying the accounts holding the caled security, the total par value of the called securities held, and the trading unit of the security.
Example (unit of trade = 525,000):
Client Account Par Value Number of Trading Units
ABC-123234 5100.000 4
DEF-325465 575,000
EDR-567433 5150.000
EGT-876574 550,000
EGT-888345 $25,000
FRT-435234 525,000
FRT-658797 $75.080 3
U
In brief, the allocation process involves the following steps:
The number of trading units held in each account is identified.
• A sequential number is assigned to each trading unit (e.g.. account EDR-567433 would be assigned six numbers).
• A random number is generated that oil result in one of these trading units being the first unit in the selection process.
• Thereafter, the trading units participating in the alocation are based on an incremental random number technique until the number of trading units allocated to Pershing is exhausted.
Additional Information
' The allocation of called securities is not made on a pro-rata basis. Therefore, it is possible that a client may receive a ful or partial redemption of shares held. Conversely. it is also possible that a client may not
have any securities selected for redemption at all.
'When a partial call is deemed favorable to the holders of the caled security, Pershing will exclude certain accounts from the lottery. Excluded accounts will include Pershing's proprietary and employee
accounts, as well as proprietary and employee accounts of introducing broker-dealers (if Pershing carves and clears those accounts). No allocation will be made to these proprietary and employee accounts until
Page4 of 9
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EFTA_00159748
EFTA01291392

Deutsche Asset
& Wealth Management
I Draisot Banc .,,tile Rea* Pt vegatentel
Natal, Connate E,Isp
Paste W Mclean ,a.
Nee Wadi Cad
P.O.Box 1776, Baltimore, MD 21203 MFRS MY, ]NB Hew
Reslat. PM 10144
1/10451-1116.117161716-400
Statement Period: 1210112114 - 1213112111
M essages
(continued)
all other client positions at Pershing in such securities have been called. When a partial call is deemed unfavorable to holders of the called security, Pershing will not exclude any accounts from the lottery.
• If the partial call is made at a price above the current market price as captured in Pershingtis price reporting system, Pershing will generally categorize the partial cal as one that is favorable to the holders of
such security. If the partial cal is made at a price that is equal to or below the current market price of the security as captured in Pershing's price repotting system. Pershing will generally categorize that call as
one that is unfavorable to holders of the security.
' Clients have the right to withdraw uncalled, fully paid securities from Pershing at any time prior to the cutoff date and time established by the issuer, transfer agent and/or depository with respect to the partial
cal. fiChents also have the right to withdraw excess margin securities, provided that the client account is not subject to restriction under Regulation T or that such withdrawal will not cause an under-margined
condition.
u
Activity Sum m ary (All amounts shown ere on base currency)
Credits This Period Year.M.Date Debits Ibis Period Yearsto•Date
Dividends and Interest $5.30 $60.89 DIvidendsand Interest $0.00 $0.00
Cash Cash
Deposits 000 667 055 45 Deposits 0.00 0.00
Total Cash $0.00 $667,055.45 Total Cash $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -55.30 -5667,116.31
Total Credits $5.30 $667,116.34 Total Debits -$5.30 -$667,115.34
Transactions by Type of Activity
Process/
Settlement
Date Activity Type Desaiption Quantity Price Panted litres! Amami Cirrenq
Dividends and Interest
12115/1/ FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.30 US0
DEPOSITSINTEREST
Total Dividends and Interest - UNITED STATES DOLLAR 0.00 5.30
Page of 9
Account Number: Rated Excellent
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EFTA_00 159749
EFTA01291393

Transactions by Type of Activity
(continued)
Process/
Settlement
Date Activity Type Desaiptioa Quantity Price Accrued Interest Amount Currency
FDIC Inwred Bank Deposits
12115114 FDIC INSURED BANK INSLREDDEPOSITSINTERESTREINVESTED •5.30 LSD
NVi p
DEPOSITS INTEREST
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 4.30
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have teen rourded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE 26Th FLOOR
NEW VOW AY 10151
Your Account Information
Investment Objective
Investment Objective: GROWTF
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. It you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortisation BectIOnS:
Treat all interest as original issue discount (DID): No
Am mkt premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account comm unicalions for electronic delivery. To register and turn off paper corn m unications, log in to your account or canted your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the dose of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for ?Mich a price is
Page 6 of 9
Account Number Rated excellent
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 11965
EFTA_(()1 59750
EFTA01291394

Deutsche Asset
& Wealth Management
Gnaw ie Sam PF.IC Wea*P. Ma.zgenan
Wrests town* G,C,P
CestsOw Is* Moon. ,•[.
Nar* Mar
PO. Box 1776, Balbmoro, MD 21203 HI floass.1•Oultcr
Persia( PM 10114
0 0) 451-7101. nn Wt
Statement Period: 1210112114 - 1213112114
Important Inform ation and Disclosures (continued)
Pricing (conMued)
rot available are marked "N/A' and are omitted from the Total.
THE AS CF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures ate not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic. political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
.pershing.comlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
WAY
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation 0) orders
for the purchase and sale of securities and other property and (a) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and. in certain instances, execution of securities
orders; the assessment of the suitabiity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413.3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC*). Please note that SIPC does not protect against loss due to market fluctuation In addition to SIPC protection, Pershing
provides coverage in excess of SIPC Snits. For more detailed information please visit iwm.pershing.corn/strength_stability.Mml.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, raiding your rights under the Securities Investor
Protection Act.
Paget of 9
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Important Information and Disclosures
(continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generaty final and binding; a party's abilly to have a court reverse or modify an arbitration award is very larded.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wig typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predrspute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ili) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330.
Page 0 of 9
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6°(FeR)E Y EPSC ON F D riTrIA et) DB-SDNY-0011967
EFTA (H) 159752
EFTA01291396

TER/SS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS, USAGES. RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FNANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DUALS
• TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WLL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY NAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWVV.PERSHNO.COM.
STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES:
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING TEE VALVE OF YOUR ACCOUNT. WY/W.PERSHING.COMBUSINESS_CONTINUITY.HTML
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
BOOKS OF RECORD. ARE NOT SEGREGATED ANO MAY BE USED IN THE CONDUCT OF ITS BUSINESS. RULE SORA)(1)-(2))
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
FROM TIME TO TAE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COM3NED STATEMENT OF WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
INSPECTION UPON REQUEST. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
TAX INFORMATION FLOW. PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. MID TO EXECUTE THEM AT OR BETTER THAN
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO NCLUDES OTHER USEFUL CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (IIERSHNO*) FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHNG. AND PERSHNG MAY IN ITS DISCRETION AT MY TIME. W ITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH NAL PERMIT THE
COMMINGLING THEREOF, WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAN YOUR UMILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF THE ABOVE TERNS AND CONDITIONSARE UNACCEPTABLE TO YOU, PLEASE NOTIFY PERS-114G INVEDIAT ELY IN WRITING BY CERTIFIED MARL TO ONE PERSHING RATA JERSEY CRY. NJ 07399. ATTN LEGAL DEPT
Page 9 of 9
:en9,C5F200:,!: OPAII ROLL „ A E c F c F o R u E n Y t N E u P m S be C r ONFID G AE o 1 p 1 ap \ e I r T les I s A L R " O tv a A i e l L e r n B y d A Y e n R x e c R l n e a A l 1 lm T 6 E f n K D t O C 2 O 0 M 07 M UNICAT IONS P 0° e T r . m .1 .. . i . t . c . . e a d v am ow va n n o ti w liiti a. wi t s r e e m p " r e e e nMEV Wire
SDNY_GM_00D49144
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-001 1968
EFFA_00159753
EFTA01291397

Draisre Sam Poetic Wea11. Mamtenme
Wrests Cowart G,Pp
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New Mt OPlor
PA ea 1776. Osliate5.02uw NI FM Mask !Mho/cc!
Neellait. PM 10114
4,441114.111S) 7.4-4091.
Account Number:_
Statement Period: 11/01/2014 -1113012114
Valuation at a Glance
This Period Year-to-Date
JEFFREY EPSTEIN Beginning Account Value 1667,105.20 $0.00
6100 RED HOOK QTRS STE B- 3 Net Cash Deposits and Withdrawals 000 667.055.45
Adjusted Previous Account Value 667,105.20 667,055.45
ST THOMAS VI 00802- 1348
Dividends. Interez and Other Income 584 55 59
ndrno Account Value $667.111.04 5667.111 04
Estim ated Annual Income 555 59
Your Client Advisor:
DANIEL SAM
Asset Allocation
Prior Year•End Last Period This Period % Allocation
L.SD Cash. Money Funds and Bank Deceits' 0.00 6.67.105.20 667.111.04 100.00% Please revenv your allocation
Account Total $0.00 1157,105.20 $657,111.04 100.00% Your Account is 100% invested in USD Cask Money Funds. and Bank Deceives.
I The Bank Deposes in your account are FDIC Insured bank deposes.
FDIC insured bank deposits are not secunt es and are not covered by the Semites Investor Protection Corporation
(SIPC). These bank defrosts are covered by the Federal Deposr. In svance Corporation (FDIC). up to allowable limits.
Page 1 old
Rated exc•Ilont
A011181SCSF30016 Go paperless 4 Yar S.C. 2007
ONSAR RATCD COMMUNICATIONS
CONFIDENTIAL CFI 1/NC
SDNY_GM_0004914 5
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1969
EF1'A_00159754
EFTA01291398

FDIC Insured Bank Deposits
Date Activity Type Demiplion Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Number: Activity Ending: 11128/14
11101114 Opening Balance 667.10520 647.10520
11114114 Deposit INTEREST CREDITED 5.84 667,111.04
APY 0.01%
11117114 BB8T 667,111.04
NO 11117 1237500.00
Deutsche Bank Tts1 Co
NO 11117 S237500.00
NY Comm unity Bank
NO 11117 1192111.04
11128114 Closing Balance $667,111.04
Total FDIC Insured Bank Deposits $667,111.04
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
rrent Period Year.to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 584 0.00 55 59 000
Total Dividends, Interest, Income and Expenses $5.84 $0.00 $55.59 $0.00
Portfolio Holdings
Opening Closing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,111.040 667,105.20 667,111.04 2.56 55.59 NIA
Total FDIC Insured Bank Deposits 6887,105.20 $687,111.04 $2.56 $55.59
Total Cash, Money Funds, and Bank Deposits $667,105.20 $667,111.04 $2.56 $55.59
Page 2 o16
own ROIL
Account Number-
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D e C 2 O 0 M 07 M UNICATIONS
Olen IENCIT
SDNY_GM_00049146
6:7 EPSC ONFI D AENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DEt-SDNY-00 11970
EFTA_00 159755
EFTA01291399

Draisre Pant PP•Pie Wealth Ma atentm
Nantels ConnG,0."
CtelsOw GP* Mclean la.
Now Part taco
PC. Bea 12M, Bat ITCONI MO 2103 341N,% Isar, 26th I ter
10114
0 0)4,1-710. P5.1211,409,
Statement Period: 1110112014 11/30/2014
Portfolio Holdings
(continued)
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings 1667,111.04 $0.00 $55.59
Messages
Please note the following information for Pershing's 2014 IRS Forms 1099 (8, DIV, INT, OID and MISC ): Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17. you
will receive either your 1099 form on special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. II will inform you of the
securities that are pending final reporting, and will provide the anticipated mad date of your 1099 form. Your 1099 will be mailed no later than Mardi 16, 2015.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the OWS Investments website at https,t/www.dws-investments.com/EN/products/money-market-funds-yields.isp. Please note that all money
market funds fisted on the website may not be offered through us.
Activity Summary
(All amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $5.84 $55.59 Dividends and Interest $0.00 $0.00
Cash Cash
Deposits 000 667,055.45 Deposits 000 0 00
Total Cash $0.00 $517,065.45 Total Cash $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -$5.84 -$667,111.04
Total Credits $5.84 $667,111.04 Total Debits -$5.84 -$667,111.04
Page 3 di
Account Number: Rated excollont
OPAPPROIL Go paperless L O w M o B w A Y R • • R • A W TE .C D • C 2 O 0 M 07 M UNICATIONS eatripsis pair
SDNY_GM_00049147
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6°(MeE) V EPSC ONF DriSITIAek DB-SDNY-0011971
EFTA_00 159756
EFTA01291400

Transactions by Type of Activity
Process/
Settlement
Date Activity Type Description Dentin Nice Atoned Interest Mont Carting
Dividends and Interest
11/14;44 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.84 DSO
DEPOSITS INTEREST
Total Dividends and interest • UNITED STATES DOLLAR 0.00 524
FDIC Insured Bank Deposits
11/14/14 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED .5.84 L. SD
DEPOSITS INTEREST
D
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 -5.84
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE MI- FLOOR
NEW YORK NY 10154
Your Account Information
Investment Objective
Investment Objective: GROV/Th
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (CID): No
Am orate premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Page 4 of 6
Account Number Rated Excellent
1)14.A0 RCM. CCFRN Go paperless O t v A e L r O y A Y R e a R s A S T i E nc D e C 2 O 0 M 07 M UNICATIONS Mats etweetralli: Csoa.n •••••••
f)145111INCT
SDNY_GM_00049148
EPSCONFID AENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 11972
EFTA_(()1 59757
EFTA01291401

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Marats GOWN* C0C,P
CeettOw Silk Maori
Now id Wks
341 Par% AMist Ilith kw'
lieslat. PM unto
P12) 014101.111314 7.8409S
Statement Period: 11/01/2014 - 11/30/2014
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted.
have been obtained from ndependent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "N/A* and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of Muie results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnwrpershing.corn/business_continuityttml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars fa dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wifi not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial insbtubon. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (II) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it dkectly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its am operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances In your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC8). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vnwepershing.comIstrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
Page 5 of 6
Account Aumber listed IL wcollent
Dann it:u Go paperless latearArr;c207.1mumunows a w M . r , i . a • n . in e a t W vo e w W P a S il = W O oe r let S e P "e E n li•••••
SDNY_GIN 00049149
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. DEI-SDNY-001 1973
EFTA_00159758
EFTA01291402

Important Information and Disclosures
(continued)
The Role of Pershing (continued)
your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights, inckiding your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum n which a claim is Med.
• Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of tthe parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court_
• The ales of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 6 of i6
MOAB ROLL HAccEouRnt ENu mber: Go paperless D R Ev a A e te U ry d M v E * « x c R . e A l s l T e i E n n D e t . C 2 O 0 M 07 M UNICATIONS —,- wax mow
EXCIIIENCIE
SDNY_GM_00049150
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N CO Dri S ITIA e DB-SDNY-001 1974
EFTA_00159759
EFTA01291403

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PA Sac 1776. Osinto10 2t203 New Wart 014,*
341 Pa" Mist 1•th Its!
Ms Vat. PM 10114
451-nourn)M-4091.
0 0)
Account Number:
Statement Period:10:01/2014 • 10/31;2014
Valuation at a Glance
This Period Year.to.Date
JEFFREY EPSTEIN Beginning Account Value $667,099.72 $0.00
6100 RED HOOK OTRS STE B- 3 Net Cash Deposits and Withdrawals 0.00 667.055 45
ST THOMAS VI 00802- 1348 Adjusted Previous Account Value 567,099.72 667,055.45
Dividends. Interest and Other Income 5 48 49 75
ncling Account Value $667,105.20 $667.105.20
Estimated Annual Income 549 75
Your Client Advisor:
TAM SMITH
Asset Allocation
Prior Yearad Lad Period This Period % Allocation
LSD Cash. Money Funds and Bank Deposits' 0.00 617.099.72 667.105/0 100.00% Please roar* your alicalion
Account Total $0.00 $657,099.12 $651,105.20 100.00% Your Account is 100% invested in USD Cash. Money Funds. and Bank Deposits.
I The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not secuntes and are not covered by the Secuntus Investor Protection Corporation
(SIPC). These bank deposts are covered by the Federal Depose insurance Corporation (FDIC). up to aloyeatie limits.
Pagel 016
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SDW_GM 00049151
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011975
EFTA_00159760
EFTA01291404

FDIC Insured Bank Deposits
Date Activity Type DerripDoe Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account hum bet Activity Ending. 10131114
10101/14 Opening Balance 667.099 72 667.099.72
10115/14 Depast INTEREST CREDITS 5.48 667,105 20
APY 0.01%
10116/14 Citibank N.A. 657.10520
NO 10116 $237500.00
Deutsche Bank Trsl Co
NO 10116 $231500.00
NY Community Bank
NO 10/16 $192105.20
1013111/ Closing Balance $617,105.20
Total FDIC Insured Bank Deposits $687,105.20
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to 6250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year-t-oDate
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 5.48 0.00 49.75 0.00
Total Dividends, Interest, Income and Expenses $5.16 $0.00 $49.75 $0.00
Portfolio Holdings
Opening Posing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,105.200 667,099.12 667,106.20 3.29 40.75 N/A
Total FDIC Insured Bank Deposits $667,099.72 $07,105.20 $3.29 $19.75
Total Cash, Money Funds, and Bank Deposits $667,099.72 $881,105.20 $3.29 $19.75
Page 2 of 5
Account Number: Rated Excellent
1>FIAll .1( >l I .EFFREYE tONFID Go r p i a T per r le i s A s e O f M AS a O l e Y I n e N a C r A Y S U in L c ' e C 2 O 0 M 07 M UNICATIONS eatriaretereettalit .t""'.w..eeitTerhnlWe See*
SDNY_GM_00049152
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011976
EFTA_00159761
EFTA01291405

Draisoc Bina anode Wadi Pi Maeatentni
Naiads CO•elet COMP
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PC. B., 1116 Bat ITCre NOD 2'2,r. HI Pet ASP,. leth I ter
Mr• vett ItY 101S4
(M)CA.21$4.11151211.409S
Statement Period: 10/0112014 - 10/31/2014
Portfolio Holdings (continued)
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings 1667,105.20 $0.00 $49.75
Messages
Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds. please visa the DWS Investments websde at https://wmvdws-investments.convEN/products/money-rnarket-funds-yields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Summary (AM amounts shown are in base currency)
Credits This Period Year•to•Date Debits This Period Year•to•Date
Dividends and Interest $5.46 $49.75 Dividends and Interest $0.00 10.00
Cash Cash
Deposits 0.00 667.05545 Deposits 000 000
Total Cash $0.00 $667,055.45 Total Cash $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits .55.18 -$667,105.20
Total Credits $5.48 $667,105.20 Total Debits .55.18 -$667,105.20
Page 3 of 6
II/IA it ROL I . A E c F c F o R u E n Y t E Nu n mb t er ONFID G o paperles /A s L „ R Evc a e te rrey d tYi E ne x e c R e * A l 1 l T e •1 E n 0 D t 0 . C 2 O 0 M 07 M UNICATIONS =awe et sararittro...»......'
SDNY_GM_00049163
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11977
EFTA_00 159762
EFTA01291406

Transactions by Type of Activity
Process'
Settlement
Date Activity Type Description Qvantity Nice Mooed laterest Animist Cawing
Dividends and Interest
10/15/14 FDIC INSLRED BANK INSLRED DEPOSITS INTEREST CREDITED 5.48 USD
DEPOSITS INTEREST
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.18
FDIC Insured Bank Deposits
10/15/14 FDIC INSL RED BANN INSURED DEPOSITS INTEREST REINVESTED 4.48 L SO
DEPOSITS INTEREST
REINVESTED
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.411
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TAZIA SIAITP Telephone Number:
345 PARK AVENLE 14T1- FLOOR
NEW YORK NY 10154
Your Account Information
Investment Objective
Investment Objective: GROV/Th
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds FAST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (010j: No
Am orate premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for more information.
Pagel of 5
Account Number Go paperiess a k Rted Excellent
011Ali ROI/. I, va.I.Y Y... U E m D . C 2 O 0 M 07 M UNATIONS =as elakroam'amSc"O'"mZree." swab
ONY GM_0004915.4
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:"EPsCONFIDESITIAr„an 'Q IC DB-S6NY-0011978
EFTA_00 I 59763
EFTA01291407

Gnaw e In PootieWealh Ma.zienmn
Minns Cortgeet00.0
Cesische M Setwan
Mrs bet Once
315Pan Aire, Mb Met
Sew %A PM 10154
PIlloghnss. (0131211409S
Statement Period: 10/01/2014 - 10/31/2014
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "N/A* and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
swmpershing.corn/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate OH not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your fniancial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or orrissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your fniancial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)4134333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vnwrpershing.comlstrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to
Page 5 of 6
Account Number. Go paperiess trot.tWATCD
A40778 F30017 DIMS ROLL 6(e) t oNFIDAncrriA 1 2,.....ry• nose irres C200:17/41.1NICATIONS = sn in o niAC e a t N va e e rC rn a i l S lt . : 'Pe me a r t s s tm o " ic e in 1••••••
SDNY_GM_00049155
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DS-SONY-001 1979
EF1'A_00159764
EFTA01291408

Important Information and Disclosures (continued)
The Role of Pershing (continued)
your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights. inckiding your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is lied.
• Arbitration awards are generaly fnal and binding; a party's abibty to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class wfio has not opted out of the class with respect to any
claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330.
Past 6 GIS
DOAN ROL i Account Number: Go paperless R ° tr N a il A e y d A v ( R x e c a R e l, A l S l T e i E n n c D t e C 2 O 0 M 07 M UNICATIONS M o a w t e il . . . . H ... A .. . a .. v . o "T w r n a a k. y " Z • t • r • e • t • i o m n i " c _Y W
EXCIIIENCI
SDNY_Gfil_00049156
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6H(eE)R EYEPSCONFIDASSITIAek DB-SDNY-00 11980
EFTA_(()1 59765
EFTA01291409

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Oa 4.nnY 10IW
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Account Number:
Statement Period:09/0112014 - 09130/2014
Valuation at a Glance
This Period Year-to-Date
JEFFREY EPSTEIN Beginning Account Value $667,094.41 $0.00
6100 RED HOOK ()IRS STE B- 3 k el Cash Deposits and Withdrawals 0.00 667 C SS 45
667,091.11 667,055.45
ST THOMAS VI 00802- 1348 Adjusted Previous Account Value
44 27
Dividends. Interest and Other Income 5.31
ndrng Account Va, ue $667.099 72 $667.099.72
Estim ated Annual Income $4427
Your Client Advisor:
MBA SMITH
Asset Allocation
Prior Year•End Lad Period This Period % Allocadoe
6$D Cash. Money Funds and Bank Deposits' 0.00 6.67.091.11 661,099.72 100.00% Please renew your allocating
Account Total $0.00 $657,091.41 $01,099.12 100.00% YouAG:own is 100% invested in USD
Casn. Money Funds. and Bank Deposits.
I The Bank Deposes in your account are FDIC Insured bank deposes.
FDIC insured bank deposits are not secontos and are not covered by the Secuntos Investor Protection Corporation
(SIPC). These bank defrosts are covered by the Federal Popov Inflow Corporaton (FDIC). up to Moveable limos.
Pagel oil
l>1.0 ROll C A0 O 10126 N 1CSF1 F 0023 ID G E o p N ape T rle I ss A L L E O a X A y S C O II A a t R e a a R • l A W I L . D . C 2 O 0 M 07 M UNICATIONS aa.0.000.1000
SDNY_GA4_00Cut9157
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011981
EFTA_00159766
EFTA01291410

FDIC Insured Bank Deposits
Date Activity Type Demipllon Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Number: Activity Ending: 09130114
08130114 Opening Balance 667,094.41 667.094.41
09/15114 Deposit INTEREST CREDITED 5.31 667,099.72
APY 0.01%
09116114 Citibank N.A. 667,099.72
NO 09116 1237500.00
Deutsche Bank NI Co
NO 09116 S237500.00
NY Comm unity Bank
NO 09116 1192099.72
09130114 Closing Balance $667,099.72
Total FDIC Insured Bank Deposits $667,099.72
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to 6250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
DJr rent Period Year.to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 5 31 000 44 17 0 00
Total Dividends, Interest, Income and Expenses $5.31 $0.00 $44.27 $0.00
Portfolio Holdings
Opening Closing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667.099.720 667,094.41 667,099.72 2.75 44.27 NIA
Total FDIC Insured Bank Deposits $667,094.41 $667,099.72 $2.75 $44.27
Total Cash, Money Funds, and Bank Deposits $667,094.41 $667,099.72 $2.75 $44.27
Page 2 of T
ONAII Account Number. Go paperless D R tr a • Z t r e I y r d e Y E g x e c r . e * e l S l p ta W nt , C 2 O 0 M 07 M UNICATIONS
NFIDEsigriAL
SDNY_GM_00049158
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67er EPSC r DB-SDNY-00 11982
EFTA_(()1 59767
EFTA01291411

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Ms Wet PM 10114
Inn 4$441111. WSS17.84091.
Statement Period:0910112014 -0913012014
Portfolio Holdings
(continued)
Accrued Estimated
Markel Valve Interest Annual Income
Total Portfolio Holdings 5667,099.72 $0.00 $44.27
M essa es
Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing) a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis.
Pershin's June Statement of Financial Condition is now available. On June 30, 2014, Pershing's net capital
of 51.848 billion was 124% of aggregate debit balances and exceeded the minimum requirements by $1.55
Pershing is also required to provide the most recent financial intonation as of this statement mailing. In accordance with this requirement, note that on July 31, 2014. Pershing's net capital of $1.88 billion was
12.74% of aggregate debit balances and exceeded the minimum requirement by 51.59 billion.
A copy of the June 30, 2014, Statement of Financial Condition is available at pershing.com/statement_of_financial_condition.html. You may also request a free, printed copy by calling (888) 860-8510 or (201)
413-4200, option IS.
Federal Deposit Insurance Corporation (FDIC)4nsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:/Awm.dws-investments.coriVEN/products/moneymarket-funds-yields.isp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Deutsche Bank has combined its asset and wear management operationsaincluding Deutsche Bank Alex. Brcnynainto a single division operating under the Deutsche Asset 8 Wealth Management brand and
future communications will reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc., a registered broker-dealer and
investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC.
The new brand name has no effect on your account. Your portfolio and holdings will not change as a result of the rebranding.
Pap 3 of I
°PAH ROL Account Number: Go paperless R l O e A i e le L r S y d A Y t R w ( e N a R o O r A l l S E e T k n E i D r t e C 2 O 0 M 07 M UNICATIONS maw, ..,-
I f Ram
SDNY_GM_00049159
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6°(MeE) V EPSC ON F DrI S ITIA e DB-SDNY-00 11983
EFTA_00 159768
EFTA01291412

Activity Summary (M amounts sham are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $5.31 $11.27 Dividends and Interest $0.00 $0.00
Cash Cash
Deposits 0.00 667.055.45 Deposits 000 0 00
Total Cash $0.00 $657,055.45 Total Cash $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -$5.31 -$667,099.72
Total Credits $5.31 $667,099.72 Total Debits -$5.31 .1657,099.72
Transactions by Type of Activity
Process/
Settlement
Date Adivity Type Desaiptioa Quantity Price Accrued Interest Amount Currency
Dividends and Interest
09115114 FDIC INSURED BANK iNSUREDDEPOSITSINTERESTCREDITEO 531 USD
DEPOSITSINTEREST
RECEIVED
Total Dividends and interest • UNITED STATES DOLLAR 0.00 5.31
FDIC Insured Bank Deposits
0911511/ FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -531 LSD
DEPOSITS INTEREST
RIN TD
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.31
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact information
TAM %MTh Telephone Number:
345 PARK AVENUE 14TH FLOOR
NEW YORK NY 10154
Your Account Information
Investment Objective
Investment Objective: GROV/Th
Investment Objective: INCOME
Page Ion
Account Number: Ritod eitc•Ilent
IMAII ROL I Go paperless ' O ,v A e L r 0 y A Y R e I a IA . S T w C w O • C 2 O 0 M 07 M UNICATIONS Oa.. •L a gia••• ',MA „ MeiU SW
EXCTIIENOI
SONY_GM_00049160
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6S(eP)IV EPSC ON F Dri SITIA DB-SDNY-0011984
EF1'A_00159769
EFTA01291413

Dralute Sant Poule maim ma.utentm
Mats Moea ge 0,0•P
CesbOve IS Mani MC
Nap Ilart011or
PO. Elm 177$. ElEitrnmP MO21N3 NI Pat ASS. fib
lieslat. 10114
0 0) pypVprr,mypl 7.8409S
Statement Period: 09/01/2014 • 09/3012014
Your Account Information
(continued)
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks In a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account oommunicalions for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Important Inform ation and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is
not available are marked "'WC and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EOUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time.
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for cedain securities, thereby overstating them. Refer to
vnim.pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fulty paid for in your margin account may be tent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vole than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction. incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a cleating agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
Pages off
4 ,t
Account Number. Rated [...ISM
BAIL It:311 Go paperless „ t t v e er n y V in a V g ( 'S D in ai C 2 O 0 M 07 M UNICATIONS ?CA. et Nertals. 1•Te"m•En
ONFI Dan carim:--0-
SDNY_GM_00049161
67: Er EPSC
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. DB-SDNY-001 1985
EFFA_00159770
EFTA01291414

Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its on operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and. in certain instances, execution of securities
orders; the assessment of the suitability of those transactions. where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 4134333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCt). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC knits. For more detailed information please visit: vAwrpershing.comrstrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt
of this statement Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey
City, New Jersey 02399 (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled.
• Arbitration awards are generaly final and biding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel al least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a mincrty of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a tient in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (tithe class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330.
Page 6 of I
Account hum tier Rated [..print
Go paperless [very ••••• SIM* 2007 Mari.% ma atria Van 1•"••:1•'gro"me enMEV
OAS0AR PATO) COMMUNICATIONS ran mec
SDNY_GA4_00049162
6: FRElf EPSC ONFI D ArNTIA
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. DB-SDNY-001 1986
EFTA_00159771
EFTA01291415

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSMONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATiONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLCABLE LAWS NC REGULATIONS FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF II WILL BE MAILED UPON YOUR WHIT TEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES:
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. WYYvV.PERSINNG.COMMUSiNESS_CONTiNUTIY.HTML
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS
FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHINGS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. RULE 607(A)(1)-(2))
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES, ELECTRONIC COMMUNICATION
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
FROM TIME TO TIME OUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS TRADING SESSIONS. CERTAIN Of THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. SUBSEQUENT EXECUTION. IN ADDITION PERSHING MAY EXECUTE CERTAIN EQUITY ORDERS AS
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF PRINCIPAL. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST.
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER PERSHING RECEIVES PAYMENTS FOR DIRECTING USTED OPTIONS ORDER FLOW TO CERTAIN OPTION
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT EXCHANGES. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR PAYMENT.
INSPECTION UPON REQUEST. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
TAX INFORMATION FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS,
• AFTER YEAR END. PERSHING IS REOUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR IF THE DESIGNATED
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
STATEMENT TO PREPARE YOUR TM FILINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS Of' THE DISTRIBUTION OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE Ne430 PERSHING ALSO REGULARLY
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC CR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECUFUTES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
IF ANY OF THE ABOW TERMS MV CCNOIDONS ARE UNACCEPTABLE TO YOU. PLEASE NOISY PERS•NG IMEDIATELY N WRITINGWI:MIMEO VAN. TO ONE PERSHING PLAZA.ARSET QTY. NJ 0730B. ATM: LEGAL OM
Page ? or ?
Account Number: RN.. Excellent
VINO RCM Go paperless O tre A s M s IA V R a R s A S T W ED * C 2 O 0 M 07 M UNICATIONS
[RCN NINO!
SONYGM_00049163
6: EY EPSCONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 11987
EFTA (H)1 59772
EFTA01291416

DralS0e Ponle Wilda Mamtenme
Weans Cone Ow.
CROLOw I. Sector. Rg.
Norobrt Mar
PA BM 1776. 2t203 345 rut Ps. Mu *c
Ms 'Oat PM 101W
O)4,441/1. 164)7[ &4091
Account Number:
Statement Period: 0810112014 -0813112014
Valuation at a Glance
This Period Year.to.Date
JEFFREY EPSTEIN Beginning Account Value $881,088.37 10.00
6100 RED HOOK ()IRS STE B- 3 Net Cash Deposits and Withdrawals 000 667.055 45
ST THOMAS VI 00802- 1348 Adjusted Previous Account Value 667,088.37 667,055.45
Dividends. Interest and Other Income 6.04 38 96
ncling Account Value 5667,094.41 $667.094.41
Estimated Annual Income S3896
Your Client Advisor:
TAM SMITH
Asset Allocation
Prior Year-End Lad Period This Period % Allocation
L.SD Cash, Money Funds. and Bank Deposits' DOO 6.67.088.37 667.09441 100.00% Please revrtnv your airocaton
Account Total 80.00 8887,088.31 8887,004.41 100.00% Your Accost is 100% invested in USD Cash. Money Funds. and Bank Deposits.
I The Bank Deposes In your account are FDIC insured bank deposes.
FDIC insured bank deposits are not seances and are not covered by the SeCuities Investor Protection Corporation
(SIPC). These bank defrosts are covered by the Federal Depose In uance Corporation (FDIC). up to alcnvabie limits.
Page 1 o16
Rated
OBAR ROIL A009,2 9SCSF30015 paperless O tr A a S y B A M R a R i, A S T e O n D to C 2 O 0 M 07 M UNICATIONS e A t m a m ra o w , tu a 0 s t • r • e •• r • w •• a • s •• e •• tt • c , P lg e a a s t e W n P " C illSISO•••
CONFIDENTIAL "a"""
SDNY_GM_0004910.4
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011988
EFTA_00159773
EFTA01291417

FDIC Insured Bank Deposits
Date Activity Type Demiptloe Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account hum bet Activity Ending: 08129114
08)01114 Opening Balance 667.088 37 647.088.37
08/15114 Dermal INTEREST CREDITED 6.04 667,094.41
APY 0.01%
08(18/14 Citibank N.A. 667.094.41
NO 061165237500.00
Deutsche Bank Trsl Co
NO OB(113 $231500.00
NY Community Bank
NO 08116 5192094.41
0812911/ Closing Balance $667,091.11
Total FDIC Insured Bank Deposits $667,091.11
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 6 04 0.00 38 96 0 00
Total Dividends, Interest, Income and Expenses 68.01 $0.00 $38.96 $0.00
Portfolio Holdings
Opening Posing Accrued Income 30-Day
Description Quantity Babece Balsam Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% or Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667.091.110 667,018.37 667,091.11 2.76 38.98 NIA
Total FDIC Insured Bank Deposits 6687,088.37 $661,094.11 22.76 138.96
Total Cash, Money Funds, and Bank Deposits 6667,086.37 $867,094.41 32.75 138.96
Page 2 ol6
R.
Account Number: Rated Y
Go paperless etta et reranti 4:. C' on%"n etSte Sus
MIAS ,ROLL sffirEPtONFIDE1SITIAI") O f M AS tn BA R IN P K AT CO COMMUNICATIONS nommen.* *1W
SDNY_GM_00049165
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11989
EFTA_00 I 59774
EFTA01291418

Draisre Banc prune Ywe10 maatentm
Macau Comae G,Pp
h•cuM Is* Mclean .4.
Now Wart Mo.
30 Fa, Me/Mk 14th I Baer
lieslat. PM 10114
P OPI5A-MOLPSM 21•401%
Statement Period: 08/0112014 -0813112014
Portfolio Holdings
(continued)
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings $667,094.41 10.00 138.96
Messages
Federal Deposit Insurance Corporation (FDICI-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds. please visit the DWS Investments website at https:/Amv.dws-investrnents.cornIEN/products/money-market-fundslields.rsp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at 11 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual hind's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Deutsche Bank has combined its asset and wealth management operabonsaincluding Deutsche Bank Alex. Brownainto a srgle division operating under the Deutsche Asset 8 Wealth Management brand and
future communications will reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc.. a registered broker-dealer and
investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC.
The new brand name has no effect on your account. Your portfolio and holdings will not change as a result of the rebranding.
Activity Summary
RI amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $6.04 638.96 Dividends and Interest 10.00 10.00
Cash Cash
Deposits 000 667,055.45 Deposits 0.00 000
Total Cash 60.00 1667,055.16 Total Cash 10.00 80.00
FDIC Insured Bank Deposits 10.00 10.00 FDIC Insured Bank Deposits .16.01 -1667,091.11
Total Credits 16.04 1667,091.41 Total Debits -16.01 -1667,091.11
Page 3 of 6
Account NNumber R•Iq IL vc•Ile r.1
00.16 ROLL Go paperless 1 0 . A ve 11 ry 3 r .0 « 1 R e A S U in L c , e C 2 O 0 M 07 M UNICATIONS
CO I XC2/11INO1
SDNY_GM_00049186
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6I(FeF)R EU N F D AL INTIAL DB-SONY-0011990
EFTA_DO 159775
EFTA01291419

Transactions by Type of Activity
Process(
Settlement
Date Activity Type Description Quantity Price Atoned Interest Amount Currency
Dividends and Interest
08/15/14 FDIC INSL RED BAK INSL RED DEPOSITS INTEREST CRIDITED 604 LSD
DEPOSITSINTEREST
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 6.04
FDIC Insured Bank Deposits
08/15/14 FDIC INSL•RED RAM( INSL RED DEPOSITS INTEREST REINVESTED -6 04 LSD
DEPOSITS INTEREST
D
Total FDIC Insured Bank Deposits - UNITED STATES DOLLAR 0.00 .6.04
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
ICA SMITE Telephone Number:
345 PARK AVENUE 14TI- FLOOR
NEW VOW NY 10154
Your Account Information
Investment Objective
Investment Objective: GROV/TI-
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OL1T
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account communications tot electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for more information.
Pagel of 6
Account Number: Rates. Incelbent
IMIAH ROL I L O e A v S e 0 y A Y R e a R s A S T i C nc O e C 2 O 0 M 07 M UNICATIONS
ONFID cPrnaPTeirlesisAllt Xelr MCI
SDNY_GM_00049167
6: Er EPSC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0011991
EFTA_00 159776
EFTA01291420

Draisre Rana PonieWeialt Mamtenme
Marests Cowart
Ps-UM Ye* Settori C.
Naar* OPlor
345 Parli Musk l•th i bat
Reslat. WI 10114
11 0) 451411111, ass) ninon
Statement Period: 0 8101/2 01 4 • 0 8131/2 014
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price." Securities for which a price is
not available are marked ""NIA" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and busness conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
verm.pershing.corn/business_continuityttml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others n accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. niers for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wii not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (II) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabiity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC8). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC Snits. For more detailed information please visit wiwepershing.on/strength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing. within ten days alter receipt
Page 5 of 6
MIA° R011 Account Number Go paperless ....,t R I 0 r 1 a a 1 t y e 1 & d Y 1 (K 0 e R o n o A ' l a l M a n t ) t * C 2 O 0 M 07 M UNICATIONS a•ra.,.."7==.=""=",
?Rai IOW/
SDNY_C4.4_00049168
6:7 EPSC O N F DriSITIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DIEf-SDNY-001 1982
EFTA_oot59777
EFTA01291421

Important Information and Disclosures (continued)
The Role of Pershing (continued)
of this statement. Please be adimsea that any oral communication should be re-confirmed in writing to further protect your rights. including your tights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza: Jersey
City. New Jersey 07399, (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration ton" in which a claim is tied.
• Arbitration awards are generaly final and binding; a pangs abibly to have a court reverse or modify an arbitration award is very
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, Si an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330.
Page fide
Account Number Go paperless it Rated Luellen\
/, `I I ~ n B m A y R Ye a R s A s T in E c D e C 2 O 0 M 07 M UNICATIONS sic
N F I DArNTIAL
SDW_GM_00049169
6:7 EUPSCO
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. DB-SDNY-0011993
EF1'A_00159778
EFTA01291422

Dralsre Banc Footle VItalh Mamtennel
hlwatts Coon.*
ChiS0* Sank 141-04,
Mrs bet OR,*
PA BM 1776. Oslina• 21203 in Pin •••re 20th I Ica
Mew etA ItY 10114
O1))4!...7M.IISSI7144M
Account Number:
Statement Period:07/01/2014 - 07/31/2014
Valuation at a Glance
This Period Year-to-Date
JEFFREY EPSTEIN Beginning Account Value $667,082.89 80.00
6100 RED HOOK OTRS STE B- 3 k el Cash Deposits and Withdrawals 0.00 667 3,3,3 45
ST THOMAS VI 00802- 1348 Adjusted Previous A unt Value 667,082.59 667,055.45
Dividends. Interest and Other Income 5.48 32 92
ncling Account Value $667,088 37 $667,088.37
Estim ated Annual Income $3212
Your Client Advisor:
TAM SMITH
Asset Allocation
Prior Year-End Last Period This Period % Allocation
IJSD CaSh, Money Funds, and Bans Deposits+ 0.00 667.08/89 661.088.31 100.00% Your Amounts 103% invested n USD Cash. Money Funds, and Bank
Deposits.
Account Total 80.00 1687,012.89 $687,018.37 100.00%
1 The Bank Deposits In your account are FDIC Insured bank deposits.
FDIC insured bark deposits are not securities and are not covered by the Secunties Investor Protection Corporation
(SIPC). These bank deposes are covered by the Federal Depose Insurance Corporatian (FDIC). up to flows* limits.
Pa/01 ol 6
mon, itcmoon Go paperless R tra ile y d Y e a x m ce • l W len W t . 2007 F-Y et Sr r,..7...‘A: "O"rse:44.111•Ilt Whs.
OAL OAR RAIL') COMMUNICATIONS es.. tin ••••••••••••, rant =IC
CONFIDENTIAL IMCIIIIINC1
SDNn'_GM_00049170
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011994
EFTA_00159779
EFTA01291423

FDIC Insured Bank Deposits
Date Activity Typc Derri Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account hum ber Activity Ending 07131114
07101114 Opening Balance 667.082 89 667.082.89
07/15114 Defrost INTEREST CREDITED 5.48 667,088.37
APY 0.01%
07116114 Citibank N.A. 667,088.37
NO 07116 $237500.00
Deutsche Bank Trsl Co
NO 07116 $231500.00
NY Community Bank
NO 07116 $192088.37
07/3111/ Closing Balance $667,088.37
Total FDIC Insured Bank Deposits $667,098.37
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 5 43 000 32 52 0 00
Total Dividends, Interest, Income and Expenses $5.48 $0.00 132.92 10.00
Portfolio Holdings
Opening Closing Awned Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 1o 0.0 o% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,088.370 867,082.89 667,086.37 2.92 32.92 WA
Total FDIC Insured Bank Deposits $867,082.81 $887,088.31 $2.92 $32.92
Total Cash, Money Funds, and Bank Deposits 967,002.81 $887,088.37 $2.92 $32.92
Page 2 of 6
Account Hum leer Rated encyllent
MOAK ROIL paperless r' O -,w N r .B y A iV- R a P n A S T in (D ce C 2 O 0 M 07 M UNICATIONS : o r n a s n o vac ' , A •• w •• e • • v • a • n • • t • r • a 0 'ro = w •• • •• •• •• • c SetellYiwat
SDNY_GM_00049171
6:7 PscoNFIDtwnAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0011995
EFTA_00159780
EFTA01291424

Gnaw e Banc Prmaie Wealth Maatentm
Mateels Comae* C0C,P
CettsOw W Mclean nt.
New Wart 011ks
.141 tar% Mask Iiith I Ice!
liesitat PM 10114
Inn 4514101. 01%) 74.4C95
Statement Period: 0710112014 -0713112014
Portfolio Holdings
(continued)
Acaued Estimated
Markel Value Interest Annual Income
Total Portfolio Holdings 4607,080.37 30.00 332.92
Messages
Although a money market mutual fund seeks to preserve the value of your investment at ft per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual hind or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDICI-Insured Bank Deposits are not protected by Securities Investor Protection CorporatioNSIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https://vnwydws-investments.coMEN/products/money-market-funds-yields.,isp. Please note that all money
market funds listed on the website may not be offered through us.
Deutsche Bank has combined its asset and wear management operationsaincluding Deutsche Bank Alex, Brownainto a single division operating under the Deutsche Asset & Weakh Management brand and
future communications wit reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc.. a registered broker-dealer and
investment adviser, which conducts investment banking and securities activities in the linked States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC.
The new brand name has no effect on your account. Your portfolio and holdings will not change as a result of the rebranding.
Activity Summary
(Ait amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Pencil Year-to-Date
Dividends and Interest $5.48 $32.92 Dividends and Interest 10.00 $0.00
Cash Cash
Deposits 000 667.055.45 Deposits 000 000
Total Cash $0.00 3667,055.45 Total Cash 10.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -15.48 -8667,088.37
Total Credits $667,088.37 Total Debits -36.48 -$687,088.37
Page 3 di
Account Number: Rated euellent
Cso paperless aMrian et Nett it 0=s" illfliwo
MOAB ROLL CIASSAR RATED COMMUNICATIONS. Powwow> airing., 'erns.,
IX.C711/NCS
SDNY_GM_00049172
HEREUPSCONFID ALTITIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11996
EFTA_00159781
EFTA01291425

Transactions by Type of Activity
Process'
Settlement
Date Activity Type Description Quantity Price Acaued Interest Amount Currency
Dividends and Interest
07/15/14 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.48 USO
DEPOSITS INTEREST
Total Dividends and interest • UNITED STATES DOLLAR 0.00 5.18
FDIC Insured Bank Deposits
07/15/14 FDIC INSURED BANK IA SU RED DEPOSITS INTEREST REIN VESTED .5.48 USD
DEPOSITS INTEREST
D
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.48
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TON SMITE Telephone Number:
345 PARK AVENUE 14TF FLOOR
NEW YORK NY 10154
Your Account Information
Investment Objective
Investment Objective: GROV/TF
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST 01,T
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account communications lot electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for more information.
Page 4 of
Account number. Go paperless Rtva-tevd Excellent = sr ...c.a.,
zoo,
()KAU ROLL .O.Aa/I IlAlR..R,ATED COMMUNICATIONS
SDNY_GM_00049173
:7 EPSC ONFI DAENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6 DB-SDNY-00 11997
EFTA _00159782
EFTA01291426

Draisre boa some wean ma.zigenan
wrests Cowrie 4wp
Cettuhe Ye* Moon.
New Ibrt Mar
145 put Mist MTh
lieslat. PM 101%4
0 0/451-7101. 111$512.84091.
Statement Period: 07/0112014 - 07131/2014
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.- Securities for which a price is
not available are marked "'NIA"' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vAinv.pershing.corn/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (4) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your fniancial institution or that it
receives as the result of securities transactions ft processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its ono operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC nits. For more detailed information please visit wiwcpershing.corn/strength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includem unauthorized trading), to your financial organization and Pershing, within ten days after receipt
Pages of 6
Account Number Rated [...Mont
Go paperless Lyon. Yea• S•ru. 2007 eattiwiLie Owe vemo=sams"en SYNOD*
ONA15.1101.1. 67:TONFIDE1SITIAL 0Al OAR RAM) COMMUNICATIONS itsvaa ••••••••••••• pave =Pc
1'MM/ft'',
SDNY_GM_00049174
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DS-SDNY-001 1998
EF1'A_00159783
EFTA01291427

Important Information and Disclosures
(continued)
The Role of Pershing (continued)
of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your tights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LW: Legal Department; One Pershing Plaza: Jersey
City. New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All patties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Med.
• Arbitration awards are generaty final and binding; a pangs abilly to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request loran explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineigible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative lass who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (l)the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Peishing's contact information is as follows: Pershing LLC: Legal Department; One Pershing Plaza: Jersey City, New Jersey 07399: (201) 413-3330.
Page 6 el 6
PILAW RCM Account Number: Go paperless R O t v a A e i 1 le r O y d A Y [ R . e . a . R I s S A S T M i E nc D e C 2 O 0 M 07 M UNICATIONS .0 e 11 n 7 . 1 . 1. .f . i . n .A r n e e ee e . w .n et a V y IZ W t oe e a. MiNtioaso
SDW_G/A_00049175
Z EUPSCONFID AMSITIAll t "cni"
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0011999
EFTA_00159784
EFTA01291428

Dmisre Prmile Weal Pt Ma.ligenme
Myatt, town* Gap
CesbOw Wit Sefton. MC.
PA Bo 1776. SoNate MO 2I203 345 Pa N a o M w % om A M . l• e t h • kw
Ifeelltit PM 101W
PI]) 4144101, MSS) 218-409S
Account Number:
Statement Period: 0610112014 -0613012014
Valuation at a Glance
This Period Yea r.to.Date
JEFFREY EPSTEIN Beginning Amount Value 6867,077.22 $0.00
6100 RED HOOK QTRS STE B- 3 el Cash Deposits and Withdrawals 000 667 055 45
Adjusted Previous Amount Value 667,077.22 667,055.45
ST THOMAS VI 00802- 1348
Dividends. Interest and Other Income 5.67 27 44
nding Account Value $667.082.89 $667.082.89
Estim ated Annual Income 527 44
Your Client Advisor:
TAM WITH
Asset Allocation
Prior Year-Ead In Period This Period % Allocation
IJSD Cash, Money Funds, and Bank Deposits' 0.00 667.077.22 667.082.89 100.00% Your Accounts tee% invested n USD Cash. Money Funds, and Bank
Deposits.
Amount Total $0.00 $661,017.22 $661,082.69 100.00%
I The Bank Deposes In your account are FDIC Insured bank deposes.
FDIC insured bark deposits are not securities and are not covered by the Securities Investor Pmtedion Corporation
(SIPC). These bank deposes are covered by the Federal Deposit Insurance Corporaton (FDIC). up to Sawa* limn
Pap 1 dB
Rated (..ollent
cAo00977N 10CSF 3F0022 oGrov parpeTrleAss L O t v A o L n S t Va R t A ,• T • ( • D •0 C 2 O 0 M 07 MUNICATIONS M e a n ra k s n etu4 e • t • w •• a • t • t • r • a • t • i 0, a t W te v t il r e e asonMISIII0•••
AR
SDNY_GM_OOO49176
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012000
EF1'A_00159785
EFTA01291429

FDIC Insured Bank Deposits
Date Activity Type Demipdce Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account N um ber: Activity Ending: 06130114
05131114 Opening Balance 667.077 22 667.077 22
06/13114 Dermal IN TEREST CREDITED 5.67 667.082.89
APY 0.01%
06(16114 Citibank N.A. 667.082 89
NO 06116 $237500.00
Deutsche Bank Trsl Co
NO 06116 $231500.00
NY Com m unify Bank
NO 06116 $192062.69
06130114 Closing Balance $667,062.19
Total FDIC Insured Bank Deposits $657,06219
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 557 0.00 27 44 000
Total Dividends, Interest, Income and Expenses $5.67 $0.00 $27.44 $0.00
Portfolio Holdings
Opening Closing Paned income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.0o% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 887,082.890 867,077.22 667,082.69 2.75 27.44 1114
Total FDIC Insured Bank Deposits $867,077.22 $667,062.69 $2.75 $27.44
Total Cash, Money Funds, and Bank Deposits $867,077.22 $687,082.69 $2.75 $27.44
Page2at8
MIAB,11O1.1 Account Number: Go paperless R E x v a e t te r 0 y d A v [' R a a RR n n A e A U n M n t c , e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00049i 77
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6°(eM)E V EPSC ONF DIAL DB-SDNY-00 12001
EFTA_00159786
EFTA01291430

Draisre awn mum weal, Ma.zienan
Wrests Corea te G,C,P
DectsOw Wit Selz. % Mc
New Mt OPlor
NI FM Mask 1•th I tcr
Newts 10114
0 0) 4144/14, MSS) 211409S
Statement Period: 06/0112014 • 0 6130/2 01 4
Portfolio Holdings (continued)
Accrued Estimated
Market Valle Interest Annual Income
Total Portfolio Holdings $667,082.89 $0.00 $27.44
M essages
Federal Depcsrt Insurance Corporation iFDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market finds, please visit the OWS Investments website at https://www.dws-investrrents,conVEN/productsimoney-market-funds-yields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual hind or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Please note that the following language supersedes previous versions of our disclosure, Pershing's Impartial Lottery Process: Partial Calls:
Pershing's Impartial Lottery Process: Partial Calls
When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 462.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have
procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process.Wben an issuer initiates a partial call of securities, the depository holding such securities (typically, the
Depository Trust Clearing and Corporation, or DTCC) conducts an impartial, computerized lottery using an incremental random number technique to determine the allocation of called securities to participants for
which it holds securities on deposit (including Pershing). Because DTCC's lottery is random and impartial, participants may or may not receive an allocation of securities selected for redemption.
When Pershing is notified that it received an allocation of called securities, Pershing conducts a similar, computer-generated random lottery. The lottery determines the accounts that will be selected and the
number of securities in the account that wil be redeemed. Alocabons are based on the number of trading units held in the account. The probability of any trading unit held by an account being selected as called
in a partial cal is proportional to the total number of trading units held through Pershing.
Once the lottery is complete. Pershing notifies introducing broker ealers whose introduced accounts have received an allocation. Securities registered in the client's name, either in transit or held in custody, are
excluded from the Pershing lottery process.
Pershing initiates the lottery process by identifying the accounts holding the called security, the total par value of the called securities held, and the trading unit of the security.
Example (unit of trade = 625,000):
Client Account ABC-123234; Par Value: $100,000; Number of Trading Units: 4
Client Account DEF-325465: Par Value: $75,000; Number of Trading Units: 3
Page3at8
Account Number: Go paperless Rated IL ...ISM
MIA° ROll 69FR FPS L O n V o r s a y Ye i a r s c e S iva C 2 O 0 M 07 M UNICATIONS P et o ri s a o te ti r n a r: m e al a a s m it.C on .O s . e '"r 0 s 4 e P Z C e n MeV Saw*
SDNY_GM_00049178
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. (e)Ele C ONF D AENTIA r DB-SDNY-0012002
EFTA_00159787
EFTA01291431

M essa es
(continued)
Client Account: EDR-567433: Par Value: 5150000; Number of Trading Units: 6
Client Account: EGT-876574; Par Value: $50,000; Number of Trading Units: 2
Client Account EGT-888345; Par Value: $25,000; Number of Trading Units: 1
Client Account FRT-435234; Par Value: $25,000; Number of Trading Units: 1
Client Account FRT-656797; Par Value: $75,000; Number of Trading Units: 3
In brief, the allocation process Solves the following steps:
> The number of trading units held in each account is identified.
> A sequential number is assigned to each trading unit (e.g.. account EDR-567433 would be assigned six numbers).
> A random number is generated that will result in one of these trading units being the first unit in the selection process.
> Thereafter, the trading units participating in the allocation are based on an incremental random number technique until the number of trading units allocated to Pershing is exhausted.
Additional Information
The allocation of called securities is not made on a pro-rata basis. Therefore, it is possible that a client may receive a full or partial redemption of shares held. Conversely, it is also possible that a client may not
have any secunties selected for redemption at all.
ripen a partial call is deemed favorable to the holders of the called security, Pershing will exclude certain accounts from the lottery. Excluded accounts wil include Pershing's proprietary and employee accounts,
as wel as proprietary and employee accounts of introducing broker-dealers (if Pershing carries and clears those accounts) No allocation will be made to these proprietary and employee accounts until all other
client positions at Pershing in such securities have been called. When a partial cal is deemed unfavorable to holders of the called security, Pershing will not exclude any accounts from the lottery.
If the partial cal is made at a price above the current market price as captured in Pershing's price reporting system, Pershing will generally categorize the partial call as one that is favorable to the holders of such
security. If the partial cal is made at a price that is equal to or below the current market price of the security as captured n Pershing's price reporting system, Pershing will generally categorize that cal as one
that is unfavorable to holders of the secunty.
Clients have the right to withdraw uncalled, fully paid securities from Pershing at any time prior to the cutoff date and time established by the issuer, transfer agent and/or depository with respect to the partial cal.
Clients also have the right to withdraw excess margin securities, provided that the client account is not subject to restriction under Regulation T or that such withdrawal will not cause an under-margined condition.
Activity Summary
(AR amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $5.67 $27.44 Olvidendsand Interest $0.00 $0.00
Cash Cash
Deposits 0.00 667.055.45 Deposits 0.00 0.00
Total Cash $0.00 $667,055.45 Total Cash $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -$5.67 -$667,082.89
Total Credits $5.61 5661,082.89 Total Debits -$5.61 4667,082.89
Page 4 of 8
Account Number: Rated fuollent
IMIAB ROLL NF I CAr EP NeT r leissA e O tra A y l0 A Y R O e N R a C , A L 7 T a C o D . C 2 O 0 M 07 M UNICATIONS
SDNY_GA4 00049179
e)FilrrEPSC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6.6( DB-SONY-0012003
EFTA_00159788
EFTA01291432

Dralsre San, mme YM101Yrrnm1
Viten. CO•44.14“01,P
Chisthe NO Scoori Ht.
Mrs Wei Once
PO So 1776. Bat n-o4r MD2,203 Pwt Omar. 30th I Ica
Mew verk. PO. IOVA
CM) CA.7414. MSS, 2114I9S
Statement Period: 06/0112014 - 0613012014
Transactions by Type of Activity
Process/
Settlement
Date Adivity Type Deeaiptioe Quantity Price Accrued Interest Arnaud Currency
Dividends and Interest
06113114 FDIC INSURED BANN INSL RED DEPOSITS INTEREST CREDITED 567 LSD
DEPOSITS INTEREST
RECEIVED
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.67
FDIC Insured Bank Deposits
0611311/ FDIC INSL RED BANK IN SL RED DEPOSITS INTEREST REINVESTED -567 USD
DEPOSITS INTEREST
SID
Total FDIC Insured Bank Deposits - UNITED STATES DOLLAR 0.00 .5.67
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TATA SAID. Telephone Number:
345 PARK AVEKLE 14TH FLOOR
NEW YORK NY 10154
Your Account Information
Investment Objective
Investment Objective: GROWTH
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OLT
Default Method for all Other Securities: FIRST IN FIRST OUT
Page5 dB
Account Number: Rated fuollent
VINO It011 6tONFID G r o i p S ape I r T les I s Aek D E r v A e I r W y v A M a R t C A I s T in E c D e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_000491B O
IFFREY
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 12004
EFTA_00 159789
EFTA01291433

Your Account Information (continued)
Electronic Delivery
You nave not selected any account corn rt unications for elearonic delivery. To register and turn off paper corn m unications. log in to your account or contact your Client Advisor for m ore information.
m portant Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is
not available are marked —N/A— and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAU} and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of pnncipal may be included in the figures for certain securities, thereby overstating them. Refer to
immv.pershing.corritusiness_continuity.Mml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions conceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for hinds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 4133333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit vAwcpershing.cornicstrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt
of this statement Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey
City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Page of 8
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CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. DB-SDNY-0012005
EFTA_00159790
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Statement Period: 06/01/2014 - 06/3012014
Important Information and Disclosures
(continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the nght to a trial by jury, except as provided by the roles of the arbitration forum in which a claim is feed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very laded.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited el arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, hi an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows. Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330.
Page7of8
Account Number: Riled Cmollont
UBA0 ROU. Go paperless C ',v rc e ell ry il Va R n A M M x / * C 2 O 0 M 07 M UNICATIONS e oat m ra o u w te o r u s 4 t r g e a a m m e m tes iA / " A 0 m •1 /t"e mNAY Nam
SDNY_GM 00049182
Z EUPSCON F DriSITIAI C-e
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012006
EFTA_00159791
EFTA01291435

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSMONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF II WILL BE MAILED UPON YOUR RN I TEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES:
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. WWWPERSHING.COMMUSINESS_CONTINUITY.HTML
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS
FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHINGS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. RULE 607(A)(1)-(2))
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES, ELECTRONIC COMMUNICATION
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS TRADING SESSIONS. CERTAIN Of THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. SUBSEQUENT EXECUTION. IN ADDITION PERSHING MAY EXECUTE CERTAIN EQUITY ORDERS AS
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF PRINCIPAL. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST.
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER PERSHING RECEIVES PAYMENTS FOR DIRECTING USTED OPTIONS ORDER FLOW TO CERTAIN OPTION
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT EXCHANGES. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR PAYMENT.
INSPECTION UPON REQUEST. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
TAX INFORMATION FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE 70 ACCEPT ORDERS,
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR IF THE DESIGNATED
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
STATEMENT TO PREPARE YOUR TM FILINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS Of' THE DISTRIBUTION OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NP380 PERSHING ALSO REGULARLY
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC CR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINNG DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
IF ANY Of THE ABOW TERMS AND CONDITIONS NM UNACCEPTABLE TO YOU. PLEASE NOISY PERSENG &SEDATELY IN WRITING BY CERTIFIED WA TO ONE PERSHING PLAZA JERSEY CITY. NJ Ora ATTE LEOM.CEPT
Pagel of 8
OMB ROLL Account Mum ber Go paperless R L C n M at e U e y d M Y E IT e m R w e A U lY TE M m D . C 2 O 0 M 07 M UNICATIONS
EXCEI LINCIT
SDNY_GM_00049183
67,3)FREYTONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRAM. P. DB-SDNY-0012CO7
EFTA_00159792
EFTA01291436

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Account Number:
Statement Period: 05/0112014 -05!3112014
Valuation at a Glance
This Period Year-to-Date
JEFFREY EPSTEIN Beginning Account Value 3667,011.73 10.00
6100 RED HOOK QTRS STE B- 3 het Cash Deposits and Withdrawals 000 667 15545
Adjusted Previous Account Value 667,011.73 667,055.45
ST THOMAS VI 00802- 1348
Dividends, Interest and Other Income 5 49 27 77
ncling Account Value $667.077.22 $667.077.22
Estimated Annual Income $21 77
Your Client Advisor:
TABANITH
Asset Allocation
Prior YeapEed Last Period This Period % Allocation
USD Cash, Money Funds, and Bank Deposits' 0.00 667.071.73 667.077.22 100.00% Your Account is 100% invested ri USD Cash. Abney Funds. and Bank
Deposits.
Account Total 30.00 $661,011.73 $661,017.22 100.00%
1 The Bank Deposits In your account are FDIC Insured bank deposits.
FDIC insured bank deposits are net securities and are not covered by the Secunties investor Piotedion Corporation
(SIPC). These Dank deposits are covered by the Federal Deposit Insurance Corporation (FDIC). up to aowable run*.
Page 1 of 6
Go paperless Ra ted excollent
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CONFIDENTIAL IXCMINCJI
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CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0012008
EF1'A_00159793
EFTA01291437

FDIC Insured Bank Deposits
Date Activity Type Demi Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account hum bet Activity Ending: 05130114
05101/14 Opening Balance 667.071 73 667.071.73
05115114 Deposit IN TEREST CREDITED 5.49 667.07712
APY 0.01%
05116114 BUT 667.077 22
NO 05116 $192077.22
Citibank N.A.
NO 05116 $237500.00
Deutsche Bank Tret Co
NO 0916 $237500.00
05130114 Closing Balance $667,077.22
Total FDIC Insured Bank Deposits $667,077.22
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to 8250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Yeardo-Dale
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 5 4 3 000 21 77 0.00
Total Dividends, Interest, Income and Expenses $5.49 $0.00 $21.77 $0.00
Portfolio Holdings
Opening Closing Accrued Income 30-Day
Description Quantity Balance Balance Income Ibis Year Yield
Cash, Money Funds, and Bank Deposits 10 0.0 o% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 887,077.220 867,071.73 687,077.22 3.11 21.77 NIA
Total FDIC Insured Bank Deposits $867,071.73 $167,077.22 $3.11 121.77
Total Cash, Money Funds, and Bank Deposits 2867,071.73 $687,077.22 $3.11 121.77
Page 2 of 6
Account Number: Go paperless Rated Excellent
IL .+:/l I E O v A e l r 0 y A Y R e a R r A S T i E nc D e C 2 O 0 M 07 M UNICATIONS
DIAL EXCEIIENCI
SONYGM_00049185
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6°(Me)E V EPSC ONF DB-SDNY-00 12009
EFTA_DOI 597941
EFTA01291438

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Statement Period: 05/0112014 - 05/31/ 2014
Portfolio Holdings (continued)
Awued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings $667,077.22 $0.00 $21.77
Messages
Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC),
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https://v,wor.dws-investrrents.conVEN/products/money•market-fundslields.isp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Summary (Alf amounts shown are in base currency)
Credits This Period Year•to•Date Debits This Period Year•to•Date
Dividends and Interest $5.49 $21.77 Dividends and Interest $0.00 $0.00
Cash Cash
Deposits 0.00 667.055.45 Deposits 000 0.00
Total Cash $0.00 0687,055.46 Total Cash $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -55A9 -$667,077.22
Total Credits $5.49 $667,077.22 Total Debits .55.49 -$667,077.22
Page 3 of 6
OPAIP ROLL Account E k u rP m O bet. NFIDEI p \ a I pe T rle I s A s L R P O tr X a A a t ( L y e 7 B d 1 A 1 Y ( S * I e N I . M R n C A o J 'S T I n i P n t D c e C 2 O 0 M 07 M UNICATIONS SO, tm,,mHIV AOS•I
SDNY_GM_00049186
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SONY-00 12010
EFTA_00 159795
EFTA01291439

Transactions by Type of Activity
Process'
Settlement
Date Activity Type Description Quentin/ Price Aeaued Interest Amount Currency
Dividends and Interest
05115114 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.49 USD
DEPOSITSINTEREST
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.49
FDIC Insured Bank Deposits
05115114 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED •5.49 USD
DEPOSITS INTEREST
D
Total FDIC Insured Bank Deposits - UNITED STATES DOLLAR 0.00 -5.49
Total Value of Transactions 0.00 0.00 USD
The price end quantity displayed may have been rounded
Client Service Information
Your Client Advisor: TDS Contact Information
TAZIA SMITE- Telephone Number:
345 PAW AVENUE 14Th FLOOR
NEW YORK NY 10154
Your Account Information
Investment Objective
Investment Objective: GROV/Th
Investment Objective: INCOME
Rig Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account tom m unicalions for electronic delivery. To register and turn off paper tom m unications. log in to your account or contact your Client Advisor for more information.
Pagel of 5
Account Number: Go paperless Rated
MIA ROIL OAS0AR RATOD COMMUNICATIONS etteet t s L t a r anti roam tt: ite re m •I I:S. SW Y
SDNY_GM_00049187
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6°(FeR) EY EPSC ON F Dri S ITIA E t) DB-SDNY-00 12011
EFTA_00159796
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Statement Period: 0510112114 - 05131/2114
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price." Securities for which a price is
not available are marked —NC and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be rekable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
www.pershing.corrirbusiness_conlinuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
or
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation 0) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the resuk of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which appty to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabibty of those transactions, where applicable: the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC knits. For more detailed information please visit www.pershing.conVstrength_stability.html.
• This statement wilt be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your fniancial organization and Pershing. within ten days after receipt
Page 5 of 6
Account Number.
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SDNY_GM_00049188
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012012
EF'FA_00159797
EFTA01291441

Important Information and Disclosures (continued)
The Role of Pershing (continued)
of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your tights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza: Jersey
City. New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration foram in which a claim is filed.
• Arbitration awards are generaly final and binding; a panys ability to have a cant reverse or modify an arbitration award is very fl ed.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reasons) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (l)the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC: Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330.
Page 6 of 6
A0105087CSF3 0016 DOAIVROILL Account Number Go paperless R O tr a A a t L e y S d A v Ib R a t o ( t o M l U k U o n n D t t o C ≥ O o M o M i UNICATIOhtS • ae • t • r • i • t •• a •• t • r L a C Z • t • a •• s •• s •••• aam a 0 t •" ••" . Z 0 o 0 snon ma*
SDW_Ca4_00049189
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6°(FeM) EPSC ONF D ALTITIA L "e eNa DB-SDNY-0012013
EFTA_00159798
EFTA01291442

Drvisoe liana Prmaie WeSth Magagenten
Myatt. %Pie G.AP
Dtsischt Sank Senor
ear *A OR,.
Pa Batt 1771 Sanase.021203 311Parit awn., 2NPI *ow
Mew veA IW 10114
012)434404. WSW 21,14Ilt
Account Number:
Statement Period:0410112014 -04/30/2014
Valuation at a Glance
This Period Year.to•Date
JEFFREY EPSTEIN Beginning Account Value 0667,06614 $0.00
6100 RED HOOK ()IRS STE B- 3 el Cash Deposits and Withdrawals 0.00 667.055 45
ST THOMAS VI 00802- 1348 Adjusted Previous Amount Value 667,066.24 667,055.45
Dividends. Interest and Other Income 549 16 28
noting Account Value $667.071 73 $667.071.73
Estim ated Annual Income $1626
Your Client Advisor:
TAZIA SMITH
Asset Allocation
Prior Year-End Lad Period This Period % Allocation
USD Cash, Money Funds, and Bank Deposits' 0.00 667.066.24 667.071 73 100.00% Your ACCOunt b 103% invested ri USD Cash. Money Funds. and Bank
0tXt3Itt
Account Total $0.00 $667,066.24 0667,071.73 100.00%
I The Bank Deposits in your account are FDIC Insured bank deposits.
FDIC insured bark deposits are not securities and are rot covered by the Securities Investor Protection Corporation
(SIPC). These Dank deposits are covered by the Federal Deposit Insurance Corporaton (FDIC). up to aim* limb.
Page 1 of 6
97“C"..3. Go paperless R Se a v te e d n r Y .« e l a I. s n I t n A Pow • a • r ose tu a ft n . w o o U ft M . n nu r .C e t . s •• c • a •• .. • . • . • . • ••••••••S m r ere
OALIVA G7(O COMMUNICATIONS ft...as wefts ifte
EXCEL MCI
SDW_GM_00049190
CONFIDnITIAL
CONFIDENTIAL — PURSUANT TO FED. R CRI A& P. 6(e) DB-SONY-0012014
EFTA_00159799
EFTA01291443

FDIC Insured Bank Deposits
Date Activity Type DemipOae Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account N umber: Activity Ending: 04130114
04101114 Opening Balance 667.06624 667.066.24
04/15114 Deposit INTEREST CREDITED 5.49 667,071.73
APY 0.01%
04(16114 BUT 667.071.73
NO 04116 $192071.73
Citibank N.A.
NO 04116 $237500.00
Deutsche Bank Tra Co
NO 04116 $237500.00
04130114 Closing Balance $867,071.73
Total FDIC Insured Bank Deposits $667,071.73
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,003 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Cu nal Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 543 0 00 16 28 0.00
Total Dividends, Interest, Income and Expenses 35.49 $0.00 $16.28 $0.00
Portfolio Holdings
Opening doing Darned Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 10 0.0 0% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 887 071.730 667,066.24 667 071.73 2.75 18.28 NIA
Total FDIC Insured Bank Deposits 3867,066.24 $667,071.73 $2.75 316.28
Total Cash, Money Funds, and Bank Deposits 6867,066.24 $687,071.73 32.75 $16.28
Page 2 of 5
A,097660CSF30016 1,INAII•c Account umber: Go paperless DALBA• RATED COMMUNICATIONS 0.n~w IBC ...s 0 o 4.1 n 1 d 1• e 0I ^ A A. • WO", ••••••••••••••••
ONFID rErriA l_ ExCELLOCI
SDNY_GM_00049191
6: Er EPSC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 12015
EFTA_00159800
EFTA01291444

Draisre Banc Prrnie Wog Pt Ma.genolli
Wenn COMM* G,O.P
Ceettat Ow* Maori
New lot CAP,
PO likat 17/6. Bat orere MD2,23 341F M MY,]iithl *c
Ifrolot. WI 10114
P0)45•4101.01$14M-409S
Statement Period: 04/01/2014 • 04/30/2014
Portfolio Holdings (continued)
Accrued Estimated
Markel Valve Interest Annual Income
Total Portfolio Holdings $667,071.73 $0.00 $16.28
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDIC)4nsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visa the DWS Investments websile at htlpslAmwedws-investments.conVEN/products/money-market-hinds-yieldsisp. Please note that all money
market funds listed on the website may not be offered through us.
Activity Summary (NI ernounts sham emu) base currency)
Cad Is This Period Tear4mDate Debits This Period Year-to-Date
Dividends and Interest $5.49 $16.211 Dividends and Interest 30.00 30.00
Cash Cash
Deposits 0.00 667,055.45 Deposits 0.00 0 00
Total Cash $0.00 $1107,055.45 Total Cash $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits •$5.49 -$667,071.73
Total Credits $5.49 $607,071.73 Total Debits .$5A9 -$667,071.73
Page 3 °IS
APO 976COCSF30016 Account Number: Go paperlesS R Se a v g e a n P Y . e c. . . . . . . p In m A Pow • O • ra. m S aw a e. o w A e w ve a n b t m ms il e le n . c emobraw Loky Arm.
OALSAII ItAltO COMMUNICATIONS OwsweaC twoonS rota sat
▪ 11.1O4CI
SDNY_GM_00049192
6:7 EYEPSCON F Dri\MAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012016
EFTAS•0159801
EFTA01291445

Transactions by Type of Activity
Nomad
Settlement
Date Activity Type Description Quantity Nice Awned Mired Amami Corning
Dividends and Interest
04/15/14 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.49 DSO
DEPOSITS INTEREST
Total Dividends and interest • UNITED STATES DOLLAR 0.00 5.49
FDIC Insured Bank Deposits
04/15/14 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED •5.49 USD
DEPOSITS IN TERF_ST
D
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.19
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TAZIA SNITh Telephone Number:
345 PARK AVENUE 14Th FLOOR
NEW YORK NY 10154
Your Account Information
Investment Objective
Investment Objective: GROV/Th
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST 01,1
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account oornmunicalions for electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for more information.
Page 4 of 5
Account Number. Go paperless sRa—sed rvm—ollen.t. . Owns. an.. Mass LW- • 'maw son•••••••••St
OFISP•C ti I Or: tO C P O e M n. MUNICATIONS .'v1 aTshee ".1 u"s.. se"wn.." n.al A yaw sin
ONFIDEMAL "
SONY GM_00049193
7 r EFSC
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6e) DB-S6NY-00 12017
EFTA_00 159802
EFTA01291446

DA.lute flam Prruale wean maarnan
Weans Conf•le CnCsti
W.W.I.* Senor vt
New Wart Orks
NIF M ASS. I* cc
1R0eo1l1at4.
P 0/45•430L fl 2.84091.
Statement Period: 04/01/2014 - 04/3012014
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is
not available are marked —WA— and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and tuskless conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
witm.pershing.corarbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance bit, the terms outlined in the Margin Agreement The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wifi not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be tilled at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it dkectly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which appty to it regarding its an operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabiity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquines regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection: Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vnwtpershing.carnIstrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing. within ten days after receipt
Pages of 6
A00 97CCOSF30 016 I A F c F c R ou E n y t Kum c ber Go panerless c _ ll Ak . . .. )t.o,, u S re s . c l.d u I t v . A e R . e u A o s Z l i i a E n n D A C R O o M ve M UNICATIONS 1 P,..o....rsw . e r „ . C ... .? a . s . s — .r . A W R 1 A • M •• I • S • • Y •• e •• ••••••••••••1
EPS a . .
SDNY_GM_00049194
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0012018
EFTA_00159803
EFTA01291447

Important Information and Disclosures (continued)
The Role of Pershing (continued)
of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC: Legal Department; One Pershing Plaza: Jersey
City. New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other Si court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generaly final and beiding; a partys ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award. unless: Si an eligible case, a joint request loran explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators vnll typically inckide a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative dass who has not opted out of the class with respect to any
claims encompassed by the putative class action unlit (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC: Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330.
Page 6 of fi
A0097C40-.SF300:4 Account Amber: Go paperless R St a e w en l 1 'f . e <4 a 1 r 1 s 4 I o n nt A Rove a e r tn se n a a m n . . m po a w • ass m u e .c r . e • n 'M /a ea r t e O a el r l m MS s ,
TONFIDriTrIAL OAL*PJI RaltOCONimumiCATiONS one mow inn sec
ExCUILINCE
SDW_GIA_00049195
: Er
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012019
EFTA_00159804
EFTA01291448

DnitiosIlalit Connie WeSth Ma.zgenme
Wroth CM.a le 4,C,P
Dityllthe Is* Sectori,Ic
Nee *4 Me
Meat 1771E ar." a0 21a03 M Part Mme,l•th *cc!
lies•i" PM 10114
nVl •544•PL IOW 7.84091.
Account Number:
Statement Period:03/01/2014 -03/31/2014
Valuation at a Glance
This Period Yea r.tmDate
JEFFREY EPSTEIN Beginning Account Value $667,061.30 $0.00
LITTLE SAINT JAMES h. et Cash Deposits and Withdrawals c00 667.055.45
ST THOMAS VI 00802 Adjusted Previous Account Value 667.061.30 667,055.45
Dividends. Interest and Other Income 494 10 79
nding Account Value $667,066.24 $667 066 21
Estim ated Annual Income St 0 79
Your Client Advisor:
TAM SNIFF
Asset Allocation
Prior 'feeblest Lest Period This Period % Allocation
I.,SD Cask Money Funds, and Bank Deposits' 0.00 667.061 30 667.066.24 100.00% Your Account is MS invested al USD Cash. Money Funds. and Bank
0.9031tt
Account Total $0.00 $667,081.30 0601,086.24 100.00%
I The Bar* Deposits In your account are FDIC Insured bank deposits.
FDIC insured bank deposits are not securities and are rot covered the Secunties Investor Protection Corporation
(SIPC). These bank deposes are covered by the Federal Deposit Insurance Corporation (PM). up to OM* Milt
Page I of T
A :o'Ia4CSFth Go paperlesS l S O im e A v e L e d n IV Y w A e c l a t o A s ll l I • t n n 0 t A C P O o M w M UNICATIONS 0 om .. s . w • i i p t< •• • . • . • .e 00 s« en e a w m e s e a u s t s .• • s • e •• c • •••••••••••••••
EXCillUICI
SDNn'_GM_00049196
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DEt-SDNY-0012020
EF1'A_00159805
EFTA01291449

FDIC Insured Bank Deposits
Date Activity Type Derripllon Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account hum ber Activity Ending: 0313111/
03101114 Opening Balance 687.06110 657.061.30
03114114 Deposit INTEREST CREDITED 1.94 667,066.21
APY 0.01%
03117114 8B8T 667,066 21
NO 03117 1192066.24
Citibank N.A.
NO 03117 1237500.00
Deutsche Bank list Co
NO 03117 1237500 00
03131111 Closing Balance $667,066.21
Total FDIC Insured Bank Deposits 5657,065.21
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Vear.to•Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 194 000 10 79 000
Total Dividends, Interest, Income and Expenses $4.94 $0.00 310.70 $0.00
Portfolio Holdings
Opening Closing Accrued Income 30.Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,066.240 687,061.30 667,066.24 2.75 10.79 NIA
Total FDIC Insured Bank Deposits $867,081.30 $887,066.21 $2.75 $10.79
Total Cash, Money Funds, and Bank Deposits 5887,081.30 $887,088.24 12.76 $10.79
Page 2 of 7
A0107184CSF30022 Account Number. oGroN papietrleisAs L L % im w e e d n 1. C <4 ie 1 le In nt A Pow rt -,1
OALSAM COmmuriiCAliONS
ONF I ExCillUICI
SDNY_GM_00049197
:,„7 EPSC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 12021
EFTA_00159806
EFTA01291450

Draisre Banc Ponie Wealth Maagentm
Maearts Confagre Gm,P
CeelsOw W Mtwara
Now Wart Orlor
PO em 1776. eak Poe MO21203 MS PSI Same. Ih lice!
Ms Via WI 10114
Inn *WM. grAl M409,
Statement Period: 03/0112014 -0313112014
Portfolio Holdings
(continued)
Accrued Estimated
Markel Vain Interest Annual Income
Total Portfolio Holdings $667,066.24 $0.00 $10.79
Messages
Although a money market mutual fund seeks to preserve the value of your investment at ft per share, it is possible to lose money by investing In a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDIC)-lnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at httpsiNnwi.dws-iwestments.corNEWproducts/money-market-funds-yields.jsp. Please note that all money
market funds fisted on the website may not be offered through us.
In accordance with the Securities Exchange Act Rule 606 (Disclosure of Order Routing Information), upon your request, the following information is available to you:
i) the identity of the venue to which your orders were routed for execution in the six months prior to the request,
whether the orders were directed orders or non•directed orders,
ii) the time of the transactions, if any, that resuked from such orders
We will notify you on an annual basis of the availability of the above information upon request
Activity Sum m ary
(Alf amounts shoim are in base currency)
Credits This Period Year•figlate Debits This Period YeaMaate
Dividends and Interest $4.94 310.79 Dividends and Interest $0.00 $0.00
Cash Cash
Deposits 0.00 667,055.45 Deposits 0.00 0.00
Total Cash 50.00 5111,066.46 Total Cash $0.00 50.00
FDIC Insured Bank Deposits 50.00 50.00 FDIC Insured Bank Deposits -64.94 -6667,066.24
Total Credits 54.54 817,066.24 Total Debits -64.04 -6667,066.24
Pape) of?
NI 07184CSF30022 Account Number: Go paperlesS R S a ta ve n d Y x e < a o rs llo In nt A Pew r O e f m tw e is s c a o e m . s N c 4 h P ., i v s s s . an u. o C n .. • c i a n n fe s c t amm ta o n *s a w r a s m * p
61;:toNForNTIAL OAL*AP LOCO COMMUNICATIONS vary aac *amblers nv I.<
SONY GM_00049196
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-S6NY-00 12022
EFTA_00 159807
EFTA01291451

Transactions by Type of Activity
Naar
Settlement
Date Activity Type Description Quantity Price Accrued Interest Amount Coriency
Dividends and Interest
03/14114 FDIC INSLRED BANN ISM, RED DEPOSITS INTEREST CRIDITED 4.94 LSO
DEPOSITSINTEREST
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 4.94
FDIC Insured Bank Deposits
03/14114 FDIC INSLRED BANK INSL RED DEPOSITS INTEREST REINVESTED •4 .94 LSD
DEPOSITS INTEREST
D
Total FDIC Insured Bank Deposits. UNITED STATES DOLLAR 0.00 .4.94
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TAZIA SMITI• Telephone Number:
345 PARK AVENLE 14Tl- FLOOR
NEW YOR< NY 10154
Your Account Information
Investment Objective
Investment Objective: GROWTI-
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OLT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Paged of T
1O107184CSF3002: 1>ItAii• (iii Account Number: Go paperless SA• RATED COMMUNICATIONS : P f y l o o n w . l . ILC Neale/00A nyL tw S o S • • S C iv e•••••••••••I
N LX
SDNY_GM_00049199
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6 ° (e M ) r EPSCO OALCELLItraCt DB-SDNY-00 12023
EFTA_00 159808
EFTA01291452

Draiso e e.o, Poo/lewean Mamtennue
PO M I ont•le
Ceasche Sank Sawa
la bet Ollor
PO. em 1776. Side trap MO Min 315 Pan Rata, 20th I ter
enk. nY IOVA
(IIT)a....71.121.1ISS,714409S
Statement Period: 0310112014 -03/3112011
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the dose of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price." Securities for which a price is
not available are marked "'NC and are omitted from the Total.
The estimated annual income (EAI) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be rekable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
VAVW.pershing.com/business_continuity.html
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. doter& for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction. ncuned a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (U) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. ft acts as custodian for funds and securities you may deposit with it diectly or through your financial institution or that it
receives as the resug of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit www.pershing.conVstrength_stabifity.html.
• This statement MN be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt
of this statement Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act.
Page Sof 7
Account Number Rad I xe•lika
N/107184CSF300:2 ntimt <:” Go paperless D se A e L n IA Y N e R a A T In IO A C R O o M w M UNICATIONS a fa • a •• s • s t“ a a * .m a ..• v e . • • • • . • n • . • • t • a • c m a s a e t sosan rest
LXCEILINC1
SDNY_GM_00049200
6:3 REUPSC O N F I Dri\MAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-OO12O24
EFTA_OO1598O9
EFTA01291453

Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza: Jersey
City. New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generaty final and binding; a party's abikly to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, man eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3333.
Page6 of 7
ACIVIOICSFI0022 Drias.cui Account Number: Go paperless r S e e d v en ( Y )w ea a rs rt M A Rove O ea r r m om e a e rn o eg P o e v r e e s e o r r . s e m r o r w e e r era e r re r a o r e
OALSA*RAlt0 COMMUNICATIONS err ac err now rose sr
EXCILIAROCII
SDNY GM_00049201
67: EYEPSCON F I DSTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012025
EFTA_00159810
EFTA01291454

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSMONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATiONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLCABLE LAWS NC REGULATIONS FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF II WILL BE MAILED UPON YOUR Mil I TEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES:
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. WVYWPERSHING.COWBUSNESS_OONTINUTTY.HTML
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS
FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHINGS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION FINS-
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. RULE 607(A)(1)-(2))
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES, ELECTRONIC COMMUNICATION
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS TRADING SESSIONS. CERTAIN Of THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. SUBSEQUENT EXECUTION. IN ADDITION PERSHING MAY EXECUTE CERTAIN EQUITY ORDERS AS
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF PRINCIPAL. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST.
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER PERSHING RECEIVES PAYMENTS FOR DIRECTING USTED OPTIONS ORDER FLOW TO CERTAIN OPTION
REGULATION T OE THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT EXCHANGES. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR PAYMENT.
INSPECTION UPON REQUEST. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
TAX INFORMATION FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS,
• AFTER YEAR END. PERSHING IS REOUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR IF THE DESIGNATED
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
STATEMENT TO PREPARE YOUR TAX FILINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS Of THE DISTRIBUTION OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO DIE N680 PERSHING ALSO REGULARLY
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC CR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAIMNG DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECUFUTES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
IF ANY OF THE ABOVE TEFtlAS AND CCHDIDONS ARE UNACCEPTABLE TO YOU. PLEASE NOISY PERMNG PALMATELY IN WRITING BY CERTIFIED AWL TOONE PERSHING PLAZA. JERSEY CITY. NJM K ATTN: LE-GAL DEPT
Pagel of ?
A01071BICSF30022 ti I S Ac H c R ou E n Y t E Nu P m S be e r: ONFID G E o p N a . p . e T rles I s A L t _ . D S A e A H v U * e F n M T Y . A . e I < a T A r A s N I I E A n D t A C R O a m w m uNICAHONS O e A t l m . o A w . a i , s . n d 4 p • • • . • . • • . • • . • . • s • •• v a • • m • t • n s o i e . s A t e i . o C r n , . c r • • a •• n •• s •• c • a ••• r • r • e •• a •• w M e w s t
EXCILLOCC
SCINY GM_00049202
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-S6NY-00 12026
EFTA_0015981 I
EFTA01291455

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Account Number:
Statement Period:02/0112014 - 02/28/2014
Valuation at a Glance
This Period Year-to-Date
JEFFREY EPSTEIN Beginning Amount Value $667,055.45 $0.00
LITTLE SAINT JAMES het Cash Deposits and Withdrawals 0.00 667 C55 45
Adjusted Previous Account Value 661,055.45 667,055.45
ST THOMAS VI 00802
Dividends. Interest and Other Income 5.85 i5
noting Account Value $667,061 3C $667,061.30
Estimated Annual Income $5.85
Your Client Advisor:
TAM SMITH
Asset Allocation
Prior Year-Fad Lail Period This Period % Allocation
USD Cash. Money Funds, and Bank Deposits' 0.00 667.055.45 667,081,30 100.00% Your Amounts 100% invested n USD Cash. Money Funds, and Bank
Deposits
Account Total $0.00 8681,055.45 8681,061.30 100.00%
I The Bank Deposes In your account are FDIC Insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Secunties Investor Protection Corporaton
(SIPC). These bank deposes are covered by the Federal Depose Insurance Corporation (FDIC). up to alowablebnets.
Page 1 old
c A011911/1CSF30015 Go • . pa , p . e i• r , le s . s t ...., l O c ti . o r AC ., Ll °, iSt , O V /eN tiC iL C resO IE "V WAR CcOrem• mussiCettOrst . • 0 • • • • • • • • • • = u t t r a was, ,l it V ss S e u.O pe . • n s w o S oe e r t e we., on'',
SDW_GAS_00049203
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012027
EFTA_00159812
EFTA01291456

FDIC Insured Bank Deposits
Date Activity Type Descripllon Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account hum ber: Activity Ending: 02128114
02101114 Opening Balance 667.055.45 667.055.45
02114114 Deposit INTEREST CREDITED 5.85 667,061.30
APY 0.01%
02118114 Bank of Am erica 667,061.30
NO 021185237500.00
Citibank N.A.
NO 02118 1237500.00
DeutSche Bank Trsl Co
NO 02118 1192061.30
02128111 Closing Balance $667,061.30
Total FDIC Insured Bank Deposits $667,061.30
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year.to•Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 5.85 000 5.85 000
Total Dividends, Interest, Income and Expenses WM $0.00 KU $0.00
Portfolio Holdings
Opening Posing Atoned Income 30-Day
Desaiption Quantify Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits loom% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 867,081.300 887,055.45 887,081.30 2.39 5.85 NIA
Total FDIC Insured Bank Deposits $667,055.45 8667,061.30 $2.39 $5.85
Total Cash, Money Funds, and Bank Deposits $667,055.45 8667,061.30 $2.39 $5.85
Page 2 of 6
Account Number Go paperless 1 S 3 e 1 v 4 e ed n r Y Ita e ll . e '. n I t n A Rove lyslortr .... A w nu o s o ., ^ LI s .C om .: a • •• S • e •• c • •••••••••Mwt
••••••••t“
EtONFIDSCITIArtt " DceimmuNica°Ns
SDNY_GM_00049204
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6°(FeR)E ( DB-SDNY-00 12028
EFTA_00 I 598 I 3
EFTA01291457

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Now Wart Oltor
PC. Bea 1176 Bat noNi MO 2'2)3 30 Pare MY, ilith I ICC,
lieslat. PM 10114
In2)41•14114. 21•409f
Statement Period: 02/01/2014 - 0212812014
Portfolio Holdings
(continued)
Accrued Estimated
Market Vain Interest Annual Income
Total Portfolio Holdings $667,061.30 $0.00 $5.85
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, It is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual hind or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporaticm.(SIPC).
For disclosure of rates for DWS money market funds, please visk the DWS Investments webske at htlps:/Amwr.dvis-investments.conVENtproducts/money-market-funds-yields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Activity Summary
(Alt amounts shoitn are in base currency)
Credits This Period Year-toDate Debits This Period Year•to-Date
Dividends and Interest $5.85 $5.85 Dividends and Interest $0.00 $0.00
Cash Cash
Deposits 0.00 667,055.45 Dennis 0.00 0.00
Total Cash $0.00 $067,065.16 Total Cash $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -$5.85 -6667,061.30
Total Credits $5.06 $507,061.30 Total Debits -$5.05 -6667,061.30
Transactions by Type of Activity
Process/
Settlement
Date Adivity Type DM O ka Quantity Price kneed littered Moist Carsten
Dividends and Interest
02/14/14 FDIC DiSLRED BANK IASLREDDEPOSITSINTERESTCREDITED 5.85 USD
DEPOSITSINTEREST
RECEIVED
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.36
Page 3 of6
/4119971CSF3001/ PAPC1111 Account E Num t be o r: NFIDA Go L P " aP N erl l e I ss A L 1.7.ava;Dtmun.cAToNs ° • • • • w • M • o •• w • . • N . • . E I w M L • C a • • . y • . 0 . . 1 r P • a 0 a w s e s r i • l . l u • • .a w •O . o • • n M • • i s e • e • n • / c • I M •• M • M O• C •• I • M 00 IS 10 S ,1
SDW_GIst00049205
: E"REt(
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012029
EFTA_001598 141
EFTA01291458

Transactions by Type of Activity (connttiinn uueedd))
Process'
Settlement
Date Activity Type Description Quantity Price Accrued Interest Amount Currenc
FDIC Insured Bank Deposits
0211/114 FDIC INSURED BANK IA SL RED DEPOSITS INTEREST REM VESTED .585 LSD
DEPOSITS INTEREST
REIN VESTED
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 •5.85
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TAZIA SMITh Telephone Number:
345 PARK AVENUE 14TH FLOOR
NEW YORK NY 10151
Your Account Information
Investment Objective
Investment Objective: GROWTF
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment *dive. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IA FIRST OLT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OLT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account coin m unications for electronic delivery. To regisler and turn oil paper com m unications. log in to your account or contact your Chenl Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is
not available are marked -NM— and are omitted from the Total.
The estimated annual income (EM) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be rekable; however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future econceic, political, and busliess conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of pnncipal may be included in the figures for certain securities, thereby overstating them. Refer to
Page 4 of6
e'llvivicsrioole I>RAS4 iP I 6 Ac : co 7 unt N " u P mber r oNFID G ' o E pa N per T leS I S A L fi -N Whit RAltO C m O w MMUNICAITONS : t n w o os. . s t L r C , - • m w ei A o w -' IA w e S a S r C a •••• ••••011,f
SONV_GM_00C4920t3
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0012030
EFTA_OO159815
EFTA01291459

Orals° e Sam Pr.leVfeadin Ma.zigenan
Marats Covent 0,0.1.
CettsOw Is* Maori
Now Ibrt Wks
PO flax Int 844 nee MD 21N3 341F N MY, /NM tcr
liesVat. WI 10114
P O)15•430L n•-409S
Statement Period: 02/01/2014 - 0212812014
Important Information and Disclosures (continued)
Pricing (continued)
..wm.pershing.comniusiness_continuity.Mml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, round a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation ft) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its ow operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabibty of those transactions, where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC.). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC Wits. For more detailed information please visit vrivw.pershing.corn/strength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (ncludim unauthorized trading), to your financial organization and Pershing, within ten days after receipt
of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey
City. New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled.
• Arbitration awards are generaly final and binding; a party's atikty to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award. unless, in an eligible case a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
Page 5 of 5
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CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. DB-SDNY-0012031
EFTA_001598 6
EFTA01291460

Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
the first scheduled hearing date.
• The panel of arbitrators will typically include a minor*y of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I)the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC; Legal Department, One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330.
Page 6 of 6
A0119971CSF3001!, Account A umber Go pap"eTrleIssA L R Se a v d en f Y Itc e a a id w I e n d A Row tart? iliereaLLO. • oopeft eatI- a .— an ,
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EFTA_00159817
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Account Number:
Statement Period: 0911912013 - 01/3112014
Valuation at a Glance
This Period Year-to-Dale
JEFFREY EPSTEIN Beginning Account Value $0.00 $0.00
LITTLE SAINT JAMES K et Cash Deposits and Withdrawals 667,055.15 667.055.45
Adjusted Previous Account Value 667,055.15 667,055.15
ST THOMAS VI 00802
nding Account Value 5667 055 45 5667 055 45
Your Client Advisor:
USIA SMITH
Asset Allocation
Prior Year•End Last Period This Period % Allocation
USD Cash, Money Funds, and Bank Deposits' 0.00 0.00 667.055.15 100.00% Your Accounts 1O6 invested n USD Cash. Money Funds, and Bank
Deposits.
Account Total $0.00 $0.00 $607,065.15 100.00%
I The Bank Deposits In your account are FDIC Insured bank deposits.
FDIC insured bark deposits are not securities and are not covered by the Securities Investor Protection Corporation
(SIPC). These bank deposits are covered by the Federal Deposit Insurance Corporaton (FDIC). up to stowable fin*.
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FDIC Insured Bank Deposits
Date Activity Type Description Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account k um ber: Activity Ending. 01131114
09119113 Opening Balance 0.00 0.00
01117114 Deposit DEPOSIT 667.055 45 661,055.45
01131114 Closing Balance $657,055.15
Total FDIC Insured Bank Deposits $651,055.45
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are ensured by the Federal Deposit Insurance
Corporation (FDIC) up to $250,003 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Portfolio Holdings
Opening Closing Accrued 304Iay
DDeess cription Quantity Balance Balance Income Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 667,055.460 0.00 661,055.45 3.12 NM
Total FDIC Insured Bank Deposits $0.00 $567,055.45 $3.12
Total Cash, Money Funds, and Bank Deposits 30.00 $687,055.45 $3.12
Accrued
Market Value Interest
Total Portfolio Holdings 3657,055.45 $0.00
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit products disclosure document or contact your investment professional for additional information.
Federal Deposrt Insurance Corporation (FDIC)4nsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments webske at httpsftwordws-investrnents.comENfproductsfmoney-market-funds-yields.isp. Please note that as money
market funds listed on the website may not be offered through us.
Page 2 of
A01 0 0292CSF30016 DRA/1•Cti I 6 Acc 7 oun 6 t Num t b O er: NFID G E o p N ap T it IA L (t ), R S C tX . I t M A C e L e U ! I , d L I L A N. I t m N i C * c C . A o S E l 1 . lo I t n n O t A C R O o W w /UNICA lIONS P C ei o l n o r a w n m , w . t . e t • c • • w • o • o 0 w w P s e v e o r V n a t s s a s n u o a te n l r e • a a g n i o y rs i < s , . s w is a c d a ' n S a W ls I " M
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Statement Period:0911112013 - 0113112114
Activity Sum m a ry(alamounts shown are in base currency)
Credits This Period Year.taate _Debits This Period Year.to-Date
Cash Cash
Depoh:s 661,055.45 667,055.45 Deposits 0.00 0.00
Total Cash $667,055.45 $667,055.45 Total Cash 60.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -$667,055.45 -$667,055.45
Total Credits $667,055.45 $167,055.45 Total Debits .$567,055.45 -$667,055.45
Transactions by Type of Activity
Process/
Settlement
Date Adivily TYR Dewildios Quantity Price Accrued Interest Amount Currency
Cash Withdrawals and Deposits
01/16114 FEDERAL FUNDS RECEIVED P MORGAN CHASE BANK 23115 667.055.45 USD
US0999997
Total Cash Withdrawals and Deposits- UNITED STATES DOLLAR 0.00 667.055.45
FDIC Insured Bank Deposits
01117114 FDIC INSURED BANK DEPOSIT INSURED DEPOSITS PROGRAM -667,055.45 USD
US0999997
Total FDIC Insured Bank Deposits - UNITED STATES DOLLAR 0.00 4367,055.45
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TAZIA SMITH Telephone Number:
345 PAM( AVENUE 14TH FLOOR
NEW VOID( NY 10151
Your Account Information
Investment Objective
Investment Objective.
Page) d5
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EFTA_00159820
EFTA01291464

Your Account Information (continued)
Investment Objective: INCOME
Risk Exposure: NONE SPECIFIED
Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor.
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account communications lot electronic delivery. To register and turn oft paper communications. log in to your account or contact your °lent Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is
not available are marked "WC and are omitted from the Total.
The estimated annual income (EAI) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be rekable, however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future econonic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
v•vnv.pershing.corrybusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EOUAL THE STATEMENT DATE.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otheiwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, nutted a charge. or received a credit. Transactions converted by agents (such as depositories) will be belled at the rates such agents
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413.3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
Page c ol 5
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Statement Period: 09/1912013 - 01/31/2014
Important Information and Disclosures (continued)
The Role of Pershing (cot:muse(
• Pershing is a member of the Semites Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC lads. For more detailed information please visit www.pershing.comIstrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt
of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's carted information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza: Jersey
City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generally final and binding; a parlys ability to have a court reverse or modify an arbitration award is very knifed.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators veil typically include a minorty of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class into has not opted out of the class with respect to any
claims encompassed by the putative class action until; (lithe class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza: Jersey City, New Jersey 07399; (201) 413-33X.
Page 5 of 5
A010029:CSF30016 Account Kum tier Go paperless R S a e R v o e c n l n Y i e a a ll r o s n In t A ROw t 4 o 0 w M e O s M e = a O to f N m O e S W lfl M IS M .1 O 1 S• 0 • C .• • • • • • • • • • • •• • • • • • • • I • S • I • T •• M •• M .~ . 1 *
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