EFTA01291383.pdf

15I
Deutsche Bank Ottetsche Sank Privale oVeSth lisnmemest
Warta (*.wave &ow*
Ilystmlw Sank Searnin Mc
P.O. Box 1776, Baltimore, MD 21203 Few Von pike
34 Pail /memo. rith Hoot
New nal, XV 10154
RAfree /1“411-5105
DOW 410 if5 51141
January 1,2019 - January 31,2019
Account Number: N4G-024968
JEFFREY EPST 8N
6/30 RED HOOK OTFtSSTEB-3
ST THOM ASVI00802-1346
Portfolio at a Glance
TbisPorisii Year-to-Dale
Your Investment Specialist. BEGIN KING ACCOUNT VALUE 9669.802 96 166902 96
MARTIN ZEMAN Net Cash Deposits and Withdrawals 670.009 42 670.009.42
(212) 250-0432 Adjusted Previous Account Value -206.46 -206.46
Dividends, Interest and Other Income 206 46 206 46
ENDINGACCOUNTVAWE $0.00 $0.00
The Bank Deposits in your account are FDIC insured bank deposits.
FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit
Insurance Corporation (FDIC), up to allowable limits.
Asset Summary
Percent Mal Type Prior Yalta Last Period This Period
0% Cash, Money Funds, and Bank Deposits 669.802.96 669.802 96 0.00
0% Account Total 5669,802.96 5669.802.96 $0.00
Please review your allocation periodically with your Investment Specialist.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page ' of 6
Rated hceilent OaringI MO. Pagans LIC, a wally owned
At001ISA120 Every Vex Since 2007 subs:Went Tama. Neve Yak Mellon
CONFIDO. L- DAIJAR MUD COMMUNICATIONS Carponthal (MY Mellon)
EXCELLEW( Pent...tut, inerrta filottArAnSIM_000 49130
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011954
EFTA_00 159739
EFTA01291383

FDIC Insured Bank Deposits
Date Activity Type Desay ion Amount Once
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Activity Ending: 01/ 14119
01101119 Opening Balance 669,802.98 669.802 96
01/11/19 Withdrawal WITHDRAWAL 470,009.42 .206.46
01111119 Deposit INTEREST POSTED 208.48 0.00
01/14/19 Closing Balance 90 00
Total FDIC Insured Bank Deposits $0.00
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the
Federal Deposit Insurance Corporation (FDIC) up to $250,0 0 0 for each category of legal ownership including individual retirement accounts and certain other sell directed retirement
accounts. Please review this in connection with other deposits you may have at each respective bank.
Income and Expense Summary
Parent Period veze•to•Date
Trotde Non Toth Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 206.46 0.00 206.48 0.00
Total Dividends, Interest, Income and Expenses $206.46 60.00 6206.48 60.00
Portfolio Holdings
Opening Owing Atoned 30.0ey
Description Quoddy Balance Once Income Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 0.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITSPROGRAN 869402.96 0.00 0.00 N/A
Total FDIC Insured Bank Deposits 8869,802.96 $0.00 $0.00
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 8669,802.96 80.00 $0.00
Atoned
Maket Value IMertie
Total Portfolio Holdings 80.00 80.00
Page 2 of 6
Account Number: N40424968
bledE aglet owing tlwonsh holingI lt. a Slob craned
A t 20 I. WS. Evey Year Sea 2007 subsidiary .:411.e Bonk W New York Melon
CONFID , DAWRGIm COIANIUMCATICNS Cal:anti:a (MY Meta)
EXCISUNCI POnhal; ac. 'newts. FilitagekriaGM_00049131
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011955
EFTA_00159740
EFTA01291384

I5 I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1,2019 - January 31,2019
JEFFREY EPSTEIN
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading. or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comf disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 195. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Important Reminder for Pershing's 2018 IRSForm 1099 (El, DIV, INT, M ISC and OID): As a reminder, by February 15,2019, you will be mailed either your Form 1099 or especial
Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of
the February 15 1399 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final
reporting and provides the anticipated mail date of your 1099 Your 1099 will be mailed no later than M arch 15, 2019.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC).
For disclosure of rates for DWSmoney market funds, please visit the DW S Investments website at https) I www.dws-investments.comi EN! products/ money-market-funds-yields jsp
Please note that all money market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at S1per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
Page 3 of 6
Account Number N4G-014968
bled Camilerd Omit. Sae. Pathan LI.C, a wholly owned
MOMM)n) L Every Yew Age 1007 fulmar/of lin ear o1N ew York Mellon
CONFIDO. DAU M en ID COMMMICATICNS Corporation (IMY Mellon)
EXCEL LEK( Pennea u.C. motta41Y4jeLGM_00049132
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011956
EFTA_00159741
EFTA01291385

Messages (continued)
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 D-10( 6)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (Alf amounts shown are in base mummy)
Credits This Period Debits This Poled Net IbisPeriod OeditsYearee•Dele Debits Yeat4o•Dete Net Year-toDie
Dividends and Interest $206.46 $0.00 $206.46 $206.46 $0.00 $206.46
Cash
Withdrawals 0.00 470,009.42 470,009.42 0.00 470,009.12 470,009.42
Total Cash $0.00 4670,009.42 4670,009.42 $0.00 4670.009.42 4670.009.42
FDIC Insured Bank Deposits $669.1302.96 $0.00 $669,802.96 $669,802.96 $0.00 $669,802.96
Totals $670,009.42 4670,009.42 $0.00 $670,009 42 4670,009.42 $0.00
Transactions by Type of Activity
Process
Settlement
Date Activity Type Deusiption Quantity Price Awned letued Amount Currency
Dividends and Interest
01111119 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED INCOME REDEEMED 206.46 USD
DEPOSTSINTEREST
REBVED
PER98041
Total Dividends and Interest - U.S. DOLLARS 0.00 206.46
Cash Withdrawals and Deposits
01/11119 FEDERAL FUNDS SENT OBJTSCHE SANK TRUST 470.009.42 USD
U50999997
Total Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 470,009.12
FDIC Insured Bank Deposits
01111119 FDIC INSURED BANK INSURED DEPOSITS PROGRALI FULL PRINCIPAL RECEEN ED 669,802.96 USD
WITHDRAWAL
USD999997
Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 669.802.96
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Page 4 of 6
Account Number: N4G424968
Rated (Kant Owing tlwouglaNniSOLC • Sally owned
A t 0:!fl7N20 Every Vex Since 2007 subsidiary e4 TM Bonita New York Makin
CONFIDO. AL- DALIAN MI ED COMMUNCATIONS Capontim (MY Mellon)
EX( ULENC Fewest MC. murex MillAWARP M—°°°49133
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DEI-SDNY-001 1957
EFTA_00159742
EFTA01291386

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1,2019 - January 31,2019
JEFFREY EPSTEIN
Client Service Information
Vow Investment Specialist HP tented information
MARTIN ZEMAN Telephone Number: (212) 250-0432
345 PARKAVENUE
NEW YORK NY 10154
Your Account I nf ()matt n
INVESTMENT OBJECTIVE
Investment Objective: GROWTH
Investment Objective: INCOM E
Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist.
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
Your electronic delivery selections for account communications are listed below:
Electronic Delivery
Enrollment Communication
O garments sad Reports
O Trade Confirmations
O Tax Comments
O Notifications
O Prospectus
• Proxy/MarebolderCommenications
You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences.
Page 5 of 6
Account Number: N4G424968
Rated (wart Owing tinge. ',entity PIC a who* owned
At fl 's)1 20 Every Vex Since 2007 subsidiary aT e brat a New York Mellon
CONFIDO. AL- DALIIAR RAZED CONVOCATIONS CASs (MY Melon)
EXCIAL CNC( Penne. UC. inurte FilitalikkaGM_ 00049134
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0011958
EFTA_00159743
EFTA01291387

Important Information and Disclosures
The Role of Pershing
• Pershing carries your account asclearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice,
if any,to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing coml about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413.3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified; or
(Iii) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 6 of 6
amount Number: N46-024968
Rated Eimatnt Owing Sae. Pelbeg 1.1.C, a wholly owned
At 00l11MM) L Every Vow Saxe 2007 subsidiary*. The So* of New York Mellon
CONFIDg DMJAR MI ED C0MMuNKATI0NS CemontSi OW Melon)
EXCIEILENCl Pent... Cmwrte FilierAc4IXELGM_00049135
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011959
EFTA_OOI59744
EFTA01291388