EFTA01291367.pdf

15I
Deutsche Bank Deutwhe 'visaing/esti. minutemen
mains Connie 6too;
Drech, Oar* Setrillf MC,
P.O. Box 1776, Baltimore, MD 212O3
February 12019 - Februar 28 2019
Account Number:
JEPSTEIN VIRGIN ISLANDS
FOUNDATION INC
Portfolio at a Glance
ThisPerlod Year4o-Dale
Your Investment Specialist: BEGINNINGACCOUNT VALUE $121,184.45 $258,652.79
MARTIN ZEMAN Net Dash Deposits and Withdrawab 42862614 448,626.14
(212) 250-0432 Adjusted Previous Account Value -1,441.69 10,026.65
Dividends, Interest and Other Income 1,410 61 2,126.81
Net Change in Portfolios 31.08 .12.153.46
ID II .00 $0.0
Estimated Annual Income 5130 01
1 Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Ara Type Prior Vem-End List Period DilaPeriod
0% Cash, Money Funds, and Bank Deposits 6,810.54 1,423.25 0.00
0% Equities 251,842.25 125,761.20 0.00
0% Account Total 8258,65229 $127,184.45 $0.00
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Reafized
This Period Yearti•Date Unrealized
Long-Term Gain! Loss -19,250.07 46.015.32 100
Net Gain! Loss -19.250.07 46,015.32 0.00
This summary excludes transactions where cost basis information is not available.
Page 1 of 8
Paled blame Merin Stmt. Penton. LI.C, a wholly owned
ATONE:MOS Every Yew Sirs 2007 ,,assay albs bake. New York Mellon
CONFIDO. AL- DAUM FATED COMMUMCATIONS Capoenthm (MY MelFornio) $(
EXC CUM( nwre,
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DES-SONY-OO11 938
EFTA_OOI 59723
EFTA01291367

For Your Information
The European Central Bank (the • ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1342 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date kinky Type DesaVlion Amount Mace
Sweep Money Market Fund
CASH AC TR DWSGOVT 8 AG INSTL
Current Yield: 2.31% Activity Ending: 02/ 06/ 19
02101/19 Opening Balance 1,423.25 1,423.25
02/04/19 Deposit MONEY FUND PURCHASE 1,394.00 2,817.25
02105/19 Deposit MONEY FUND PURCHASE 125,192.28 128,609.53
02107/19 Withdrawal MONEY FUND REDEMPTION -128,609.53 0.00
02107119 Withdrawal SHARES REDEEM ED 411 -16.61
02107/19 Deposit ACCRUED DIVIDEND CREDIT 16.61 0.00
02/06/19 Closing Balance $0.00
Total All Money Market Funds $0.00
Income and Expense Summary
Current Period Yea•lo•Date
Taste. Non Taxable Taxable Hon Taxable
Dividend Income
Equities 1,394.00 0.00 1,996.80 0.00
Money Market 16.61 0.00 130.01 000
Total Dividends, Interest, Income and Expenses $1.410.61 $0.00 $2,128.81 $0.00
Portfolio Holdings
Oanalli9 °SR Accrete Income 30•Dey
Description Ovally BYacs Bain Ikon This Yea Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 0.00% of Portfolio
Money Market
GASH AC TR DWS GOV8 AGNS. 1,423.25 0.00 0.00 130.01 2.31%
Total Money Market $1,423.25 $0.00 $0.00 $130.01
Page 2 of 8
Account Number:
Rated E•eawn Onvins tlymellP ottingL it. °Sully...toned
Esery Vex Sac. 2007 sobliellarft elI lya none of New York Mellm
CONFIDO. AL- OMAR RATED COMMUMCATIONS Caporal o% OW( Mellon)
FACIAL INC( Pen,hect LlC, onerter ratataklYcernM_00049115
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1939
EFTA_00159724
EFTA01291368

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
February 1, 2019 - February 28, 2019
J EPSTEIN VIRGIN ISLANDS
Portfolio Holdings (continued)
Cpening Closing Acaued Income 30-Cey
Description Quantity Balance Balance Income ThisThar new
CASH, MONEY FUNDS, AND BANK DEPOSITS (continued)
TOTAL CASH, M ONEY FUNDS, AND BANK DEPOSITS $1,423 25 $0.00 $0.00 $130.01
Ammed Estimated
Markel Value Mitred Annual Income
Total Portfolio Holdings $0.00 $0 00 $130.01
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NU A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.comi disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial
Page 3 of 8
Accout Number
Rated (Kart cow IMO P.n Ilt. a slay owned
A;C:zZ:g);.6 Every Vex S.Ke 2007 subsidiary el The Banta New York Melba
CONFIDO. AL- E O X M CI A A R IN R C A t T ED COMMAICATIONS C Pe A n S a . 4C ( . M 'ne Y w M t* e , F ta il ) i talcitlYaGM 00049116
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011940
EFTA_00159725
EFTA01291369

Portfolio Holdings Disclosures (continued)
Foreign Currency Transactions (continued)
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Schedule of Realized Gains and Losses Current Period
Date Date Realized
Description Disposed Acquired Designation Disposition Method! Tranadion Guiltily Proceeds Cod Basis Cain:Loss
Long Term
BRISTOL 11 YERS SQUIBB 02101119 10/30/15 Covered Rrst In First Out / S9.L 1,000.000 49,531 37 66,942.40 -17,411.03
Security Identifier. 1131221)8
DISNEY WAIT CO DISNE 02/01119 10130115 Covered First In First Out! SELL 685.000 76.260.91 78.099.95 -1.839.04
Security Identifier: 254587136
Total Long Term 125,792.28 145642.36 -19,260.07
Total Short and Long Term 125,792.28 145,042 35 -19,250.07
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as
amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered". were identified as securities potentially subject to the cost
basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account. we may mark the account as noncovered. However, if the account does not receive a 1099B. the cost basis
will not be reported to the IRS.
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes. especially for noncovered securities. Adjustments to cost basis may have been made for prior
income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital
information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments. but may also include adjustments for corporate action events. Therefore there may be
differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to
you.
When you report your cost basis on your tax return, it should be verified using all of your own records In particular, there may be other adjustmentswhich you need to make, but are not
required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be
responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims
any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting.
Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method The disposition method is the method which
you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In. First Out (FIFO). Your
account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may
be reported on the IRS Form 1099-B.
Page 4 of 8
Account Number
RaWd hceilent ClearingI MO. habni LI.C, a wholly owned
MONS:MI L Every Vex Since 1007 subiediarft el The Bonk of Haw York Mellon
CONFIDg DAIJAR RATED COMMUNICATIONS Caponthan (MY or
EXEQLENCC C. mentor f iiiRtA(41Y mr-Al_000491 17
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011941
EFTA (H)1 59726
EFTA01291370

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1,2019 - February 28, 2019
J EPSTEIN VIRGIN ISLANDS
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10b-10 ( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (Nu enema seoisn are,,, case - ,rr,ro,..y)
Credits This Period Debits ThisPeriod Net ThisPedod Oe4itsYear4o-Crate DebitsYeadcoDete Net Year-lo-Date
Securities
Securities Soli 125.79228 0.00 125.792 28 239,688.79 0.00 239,688.79
Total Securities $125.792 28 $0.00 $125.792.28 $239.688.79 $0.00 $239,688.79
Dividends and Interest $1410.61 $000 $1,410.61 $2,126.81 $0.00 $2,126.81
Cash
Withdrawals 0.00 -128.628.14 -128.626.14 0.00 -248.626.14 -248.626.14
Total Cash $0.00 4128,626.14 4128.626.14 $0.00 4248.626 14 4248,626.14
Totals $127,202.89 4128.626.14 41,423 25 6241,815.60 4248.626 14 46,810.54
Transactions by Type of Activity
Process Trade
Settlement Tian:lien
Date Date Activity Type Desaiption Quantity Price Accrued Interest Amount Catena
Securities Bought and Sold
02105119 02101119 SOLD BRISTOL MYERS SQUIBS CO COM UNSOLICITED ORDER -1,000.000 49.5880 49.531 37 USD
BM Y AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS
AGENT
02105119 02101119 SOLD DISNEY WALT CO DISNEY COM UNSOLICITED ORDER .685.000 111.4130 76.260.91 USD
DIS
Total Securities Bought and Sold - U.S. DOLLARS 0.00 125,792.28
Page 5 of 8
Account Number:
Rated (Kant Owing dash habeg LIC, a ally mad
L Every Yaw Site 2007 wbsmayel The ear of New 'Awl. Mellon
CONFID DAUMMIED C0MMUMCATIM Camonthm OW Man)
EXC0AENCC Penne. MC. rrerrter EitiRtAckliquLGM_00049118
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011942
EFTA_00 I 59727
EFTA01291371

Transactions by Type of Activity (continued)
Process Trade
Sett'uteri Transadton
Date Date Adivily Type 0esaiption Duality Price *cased loitered MOW We,
Dividends and Interest
02/01119 CASH DIVIDEND RECOVED 3400 SHRS BRISTOL M YERSS0UI88 CO COM RO0/04Ft' 1,394.00 USD
BAIT 02/011
02107119 MONEY MARKET FUND CASH AC TR DWSGOVT & AGENCY INSTL INCOMEREDEEMED 16.61 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 1,410.81
Cash Withdrawals and Deposits
02/07/19 FEDERAL FUNDSSEE F1RSTBANK PUERTO RK -128,626.14 USD
USO9996197
Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 -128,826.14
Total Value of Transactions 0.00 -1,423.25 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Speciabd ZEM Contad Information
MARTIN ZEM AN Telephone Number: (212) 250.0432
345 PARK AVENU E
NEW YORK NY 10 154
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default M ethod for all Other Securities: First In First Out
BOND AMORTIZATION SECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Page 6 of 8
Account !lumber.
Rawdhcd.nt Cain. tinge.P enbieg PIC. • Sally owned
A;C:zZ1301 Every vex Since 2007 subsidiary a The Bonita New York Melon
CONFID AL- DALSAR MIE D COMMUNCATICteS Cortaatim (MY Mellott)
EX( lENC Penn.'s MC. rnerran FilatatiAtreaGM 00049119
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0011943
EFTAJ30159728
EFTA01291372

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1, 2019 - February 28, 2019
1EPSTBN VIRGIN ISLANDS
YoJr Account Information (continued)
ELECTRONIC D EUV ERY
Your electronic delivery selections for account communications are listed below:
Electronic Delivery
Enrollment Communication
O Statements and Reports
Trade Confirmations
CO
O Tex Documents
O Notifications
O Prospectus
• ProryiStarehoWer Communications
You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any. to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wwmpershing.comt about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights. including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
Page 7 of 8
Accout Number N46-024950
Reed Caminent Owing through Pent ISC. • Many amid
Every Vey Age 2007 subsidiady el The &onkel New York Main
CONFIDO AL- D EX A C IS Q A U R IN M CE E D COMMUNICATIONS C P e e M nh e n m t b 1 m 1C ( . M ritt e er M te e r l f o I l n il ) i lAAMELGIO 00049120
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011944
EFTA _00159729
EFTA01291373

Import ant Information and Disclosures (continued)
The Role of Pershing (continued)
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitratorswho were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows. Pershing U_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page S of
Account Number N4G-0249S0
IIMeamant Owing dash hang LI.C, a ally woad
nonfarm' L Every Vex Since 1007 subpar/0 The sack of New York Mellon
CONFIDO. DAIJAR MUD COMMUMCATICNS Corponthm MIT Man)
CICOAENCt U.C. EIHRAAINtilY.S,.m_00O19121
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011945
EFTA_00159730
EFTA01291374

Deutsche Bank Otosche Sank Private MOS Mane..
Marina Owarace &owe
IlvatskIka Sank Soeurnin Mc
P.O.Box 1776, Baltimore, MD 212O3 *iv Sort Once
MS Pan maw. )6th now
Raw Wslk XV 1.0134
Tall krt. •64.1.12-$105
Watt 4I0 if5 Slat
January 1.2019 - Januar 31 2019
Account Number:
J EPSTBN VIRGIN ISLANDS
FOUNDATION INC
Portfolio at a Glance
ThisPerlod Year4o-Date
Your Investment Specialist. BEGINNINGACCOUNT VALUE $258,652.79 $258,652.79
MARTIN ZEMAN Nei Cash Deposits and Withdrawals -120,000.00 420,000.00
(212) 250-0432 Adjusted Previous Account Value 138,652.79 138,652.79
Dividends, Wires' and Other Income 116.20 714.20
Net Change in Portfolio1 12.184.54 .12.184.54
Ell 1I I I $127,184.45 $127,184.4
Estimated Anneal Income 52.959 00
'Net Change in Portfolio lathe difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Asset Type Prior Year-End Litt Period ThisPeriod
1% Cash, Money Funds, and Bank Deposits 6,810.54 8,810.54 1,423.25
99% Equities 251.842,25 251,842.25 125,761.20
100% Account Total $258,652.19 $258,652.19 $127,184.45
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
bilged
ThIsPerIod Year4o•Date Unrested
Long-Term Gain/ Loss 46,765.25 46,765.25 -19,281.15
Net Gain/ Loss -48,765.25 -46,765.25 -19,281.15
This summary excludes transactions where cost basis information is not available.
Page 1 of 8
A Rated brawl Owing engemholingI lt. a Sally owned
City Yea Sect 2007 subsidiary *Me Bonita New York Mike
6751\1FID AL- DAWN WED COMMUNCATIONS Cannatim (MY Mellon)
EXCII CNC t Penne. MC. 'newt*, MatatreaGM_00049122
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-OO11946
EFTA_OO15973 I
EFTA01291375

For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 1342 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Demiption Amount Bain
Sweep Money Market Fund
CASH AC TR DWSGOVT & AG INSTL
Current Yield: 2.30% Activity Ending: 0 V 3V tlf
01101/19 Opening Balance 6,810.54 8,810.54
01111/19 Deposit MONEY FUND PURCHASE 602.80 7,413.34
01115/19 Deposit MONEY FUND PURCHASE 113,896.51 121,309.85
01129/19 Withdrawal MONEY FUND REDEM PTION -120,000.00 1,309.85
01131119 Deposit IN COM E REINVEST 113.40 1,423.25
01/31/19 Closing Balance $1,423.25
Total All Money Market Funds $1,423.25
Income and Expense Summary
fluent Period Year-to-Dale
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 602.80 0.00 602.80 0.00
Money Market 113.40 0.00 113.40 0.00
Total Dividends, Interest, Income and Expenses 8710.20 $0.00 $716 20 $0.00
Portfolio Holdings
Aomenl AdMty 0 ad% Memel Nomme 30-Day fluent
Opening Cele Quintile Nurober aiding Bloat Niece Inane This Yew Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS t00% of Portfolio
Money Market
CASH AC TR BW8GOVT 8 AG INSTL
01101/19 1,423.250 WA 01/31/19 6,810.54 1,423.25 0.00 113.40 2.30% 220%
Total Money Market $8,810.54 $1,423.25 $0.00 $113.40
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $8,810.54 $1,423.25 $0.00 $113.40
Page 2 of 8
Account Number:
Rattassant caw throughP iningP IC ash* owned
At f ZcS'.0 2C Every Vex Since 2007 subsidiary SIM Bonita New York Wien
CONFIDO. D EX A ( L C IA LE N M M C I E L D COMMUNCATIONS C Pe A n n h o a n s t i u m ( i ( . M in Y vi t W er i f t i h tiR atallieLGIA 000.40123
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011947
EFTA_00159732
EFTA01291376

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1,2019 - January 31,2019
J EPSTEIN VIRGIN ISLANDS
Portfolio Holdings (continued)
Uniealized Estimated Estimated
Date Acquired Quantify Unit Col Cat Ball Market Prim Markel Value Gain:Loss AnnulIncome Yield
EQUITIES 9 9.0 0% of Portfolio
Common Stocks
BRISTOL MYERS SQUIBB CO COM Security Identifier: BM Y
Dividend Option: Cash CUSIP.19122138
10130/15 1.000.000 88.9420 88.942.40 49.3700 49.370.00 •17.572.40 1,640.00 3.32%
DISNEY WALT CO DISNEY COM Security Identdiel:DIS
Dividend Option: Cash CUSP: 26468796
10/30/15 685.000 114.0150 78,099.95 111.5200 76.391.20 .1,108.75 1,205.60 1.57%
Total Common Stocks $145,042.35 $125,761.20 -$19,281.15 52,845.60
TOTAL EQUITIES $145,042.35 $125,781.20 419,281.15 $2,845.60
Unrealized Acaued Estimated
OA Basis Minkel Value Gain; Loss bluest Annul Income
Total Portfolio Holdings 6149465 60 $127 184 45 419 281 15 $000 $2,959.00
Generally, securities acquired before 2011. in retirement accounts or held by Non•U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 20 0 8, and are marked as "noncovered" Securities marked as "coverer, were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However. if the account does not receive a 10 9 96, the cost
basis will not be reported to the IRS.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date oasis, including short positions, at the close of the statement period. The market
prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EA1) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest
Page 3 of 8
Account Number Ogled heard Owing SalemP agingL it., .ally mooed
At EtI MO 20 L Every Yew Since 2007 subs:Mr/of The Sonli of New York Mellon
CONFIDO. DAUMMUD COMMLIMCATIM Corporathm OW Melon)
EXCOAD4CC
U.C.Inef,tel EllatAckkkeleM_ 00049124
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011948
EFTA_00 159733
EFTA01291377

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures (continued)
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Schedule of Realized Gains and Losses Current Period
Date Date Realized
Desiziption Disposed Acquired Designation Disposition Method / Treassclion Quantity Proceeds Cod Basis GMULoss
Long Term
BRISTOL MYERS SOUR38 01111119 10130/15 covered First In First Out! Sat 2,400.000 113.896 51 160.661.76 -46,765.25
Security Identifier 11142118
Total Long Term 113,896.51 160,661.76 46,76S.25
Total Short and Long Term 113,896.51 160,661 76 -46,765.25
Page 4 of 8
Account Number N46424950
Rated (meet Cbit.Utoud. ameni LI.C, a wholly owned
011W3:0?) L Every Vox Since 2007 sublicharni The Simko. New Yak Mellon
CONFIDO. DAU M MUD COMMUNCATIONS Caponthal (OW Mellon)
EXCIMENCE Penne. µCinema,. Filttakin uSIM_00049125
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11949
EFTA_(()1 59734
EFTA01291378

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
January 12019 - January 31,2013
'EPSTEIN VIRGIN ISLANDS
Schedule of Realized Gains and Losses Current Period (continued)
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as
amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost
basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis
will not be reported to the IRS.
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior
income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital
information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be
differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to
you.
W hen you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not
required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be
responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims
any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting.
Please refer lo the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which
you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your
account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may
be reported on the IRSForm 1099-B.
M essages
Important Reminder for Pershing's 2018 IRS Form 1099 (B, 0 IV, INT, M ISC and 0ID): As a reminder, by February 15,2019, you will be mailed either your Form 1099 or especial
Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of
the February 151099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final
reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than March 15, 2019.
Although a money market mutual fund seeks to preserve the value of your investment at 51per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-1)( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 5 of 8
Account Number: N46-024950 Dated taceNnt Owing DwactiP aging PIC a slay crivirol
Att):11'3,1:020 Eery Yaw Site 2007 subsidiary cirri &MO New York Mein
CONFIDO. AL- DAUM WED commumomats CoDonEM (SW Meta)
CACELCNCC Penne. LAC. ritterter fI I DIA IWYLESIM_00049126
CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011950
EFTA_00159735
EFTA01291379

A a IV It y SUOUllaty (All amounts shown are m base currency)
Credits This Period DebitsUW*1*d Net ThisPeriod Credits Yamdo-Date Debits Yeario-Date Net Yew-to-Del
Securities
Securities Sold 113,896.51 0.00 113,896.51 113,896.51 0.00 113,896.51
Total Securities $113,896.51 $0.00 $113,896.51 $113,896.51 60.00 $113,896.51
Dividends and Interest $718.20 $0.00 5718.20 $716.20 $0.00 5718.20
Cash
Withdrawals 0.00 -120,000.00 4 20,000.00 0.00 -120,000.00 420,000.00
Total Cash $0.00 4120,000.00 4120,000.00 $0.00 4120,000.00 4120,000.00
Totals $114,612.71 4120,000.00 45,387.20 $114,812.71 4120,000.00 45,387.29
Transactions by Typeof Activity
Process? Trade
Settlement Transaction
Dote Delo Aothrny Type Oesaiption Ouemity Price Accrued littered Amount Currency
Securities Bought and Sold
01115/19 01/11119 SOLD BRISTOL II YEAS SOUII513 CO COM UNSOLICITED ORDER .2,400.000 41.5000 113,896.51 USD
WAY
Total Securities Bought and Sold -U.S. DOLLARS 0.00 113,896.51
Dividends and Interest
01110119 CASI DIVIDEND RECBVED 685 SH RS DISNEY WALT CO DISNEY COM RD 12ID PC071)I S 602.80 USD
ENS
01/31119 MONEY MARKET RIND CASH AC TR DWSGOVT 113.40 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 716.20
Cash Withdrawals and Deposits
01129119 FEDERALFUNDSSW FIRSTBANK PUERTO RIC -120,000.00 USD
USD990997
Total Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 -120,000.00
Total Value of Transactions 0.00 4,387.29 USD
The price and quantity displayed may have been rounded.
Page 6 of 8
Account Number: N46424950
Rated Eicallent Owing tlwonsh Penting PIC. nolally armed
At Elf 3,1:070 Eery Vex Since 2007 subsidiary e4 The Bonita New York Mellon
CONFIDO. AL- E O X M C A II R IN R C A t T ED COMMUNICATICNS CpvA0S, ..su M rd Y w M t e .i l m on w ) kliWaLcatoociast2r
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0011951
EFTA_00159736
EFTA01291380

Deutsche Bank
P.0 Box 1776, Baltimore, MD 21203
January t 2019 - January 31,2019
J EPSTEIN VIRGIN ISLANDS
Client Service Information
Your Investment Specialist NM Corded Intonation
MARTIN ZEMAN Telephone Number: (212) 250-0432
345 PARK AVENUE
NEW YORK NY 10154
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
Your electronic delivery selections for account communications are listed below:
Electronic Delivery
Enrollment Communication
• Statements aid Reports
• TradeConlirrnations
O Tax Dements
• Notifications
O Prospectus
• Proxy/Starebolder Communication
You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences.
Page 7 of B
Account Number: e146-024950
Rated Cictoent Owing through holing PIC e Sway coomd
Atintf3c1:020 Every Yee, Saxe 2007 solmidianft el The Unit of New YorkMelee
CONFIDO. AL- DALIIAR RATED COMMUMCATICNS Ceneemehm (MY Mellon)
EXCIALINCt LIX. meta. mitkalktfacc049128
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1952
EFTA_00159737
EFTA01291381

Import ant Information and Disclosures
The Role of Pershing
• Pershing carries your account asclearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (I) orders for the purchase and sale of securities and other property and (u) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice,
if any,to you and in general, for the ongoing relationship that it has with you.
• Inquiries concern ingthe positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing coml about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain docum ants, w itn ess statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
( Ill) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Paged of 2.
Account Number: ,146-024950
Rated hceilent Oaring tl•aO.M ani LLC, a wholly owned
A1001IMM020 L Every Vex lice 1007 subsidiary el The Simko. New York Mellon
CONFID DAIL& ItAlE D COMMUNICATIONS CAgnatim (MY Mellon) ann a a aa
EXCELLENCE Penne. LIX. ~Ca 04--11"-U00414
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11953
EFTA_00 159738
EFTA01291382