EFTA01291276.pdf

Deutsche Bank NOW,. Sant Private MOM Min/eaten
Mulct Contn. 6,w{
oitehaw Sank SetwItlei Fic
P.O. Box 1776, Baltimore, MD 212O3 Nov ten Me
HS ftilk Autry. MO Moe
Now *A NT 10114
Toll 'nee 11“ .12 5935
Direct AI* 855 5$4t
December 1,2018 - December 31,2018
Account Number:
JEPSTBN VIRGIN ISLANDS
FOUNDATION INC
6/30 RED HOOK QUARTER B3
ST THOM ASVI00802
Portfolio at a Glance
ThIsPeried Yew-le-Date
Your Investment Specialist. BEGINNINGACCOUNT VALUE 8274,487.04 $585 636 85
MARTIN ZEMAN Net Dash Deposits and Withdrawah 4,821.40 .301 821 40
(212) 250-0432 Adjusted Previous Account Value 267,665.64 283 815 45
Dividends. Interest and Other Income 19.55 8,996 31
Net Change in Portfolio' -9432.40 -34.158.97
ENDINGACCOUNT VALUe258,852.79 $258,652.79
Estimated Annual Income $7.022 51
'Nei Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Penal Asset Type Mot Tear-End Lad Period Tala Period
3% Cash, Money Funds, and Bank Deposits 10,461.85 13,612.39 6,810.54
97% Equities 575,175.00 260,874.65 251,842.25
100% Account Total (Pie Chart) $585,636.85 $274,487.04 5258,652.79
Please review your allocation periodically with your Investment Specialist.
Page ' of 8
Rated hcallent Owing through Pastan. LI.C, a wildly owned
(my Yaw Since 2007 subsidiary allies km of New VO4 Mellon
661\1F I D KMFAL4.- DALBAR WED COMMUNCATIONS Carpontim (MY Melon)
CAW CNC t Penne. LI.C.rn,r-ter miRIAINguSIM_OOO49O23
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO11847
EFTA_DO 159632
EFTA01291276

Summary of Gains and Losses
fteallzed
ThisPedod Yeat4o4)ale Vomited
Long-Term Gain! Loss 0.00 -24,870.41 .63,861.86
Net Gain! Loss 0.00 -24,870.41 -53,881.86
This summary excludes transactions where cost basis information is not available.
For Your Informal n
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 104 2 S These rates are subject to change in response to market changes, and we may. in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Desaiption Amount Bain
Sweep Money Market Fund
CASH AC TR DWSGCWT & AG INSTL
Current Yield: 2.28% Activity Ending: IV 3V 18
12101/18 Opening Balance 13.612.39 13,612.39
12118/18 Withdrawal MONEY FUND REDEM PTION 41621.40 6,790.99
12/31118 Deposit IN COM E REINVEST 19.55 6,810.54
12/31/18 Closing Balance 86,810.54
Total All Money Market Funds $6,810.54
Income and Expense Summary
Osrent Peeled Year•tmDele
TENNI Non Tanabe, Troth Non Taxable
Dividend Income
Equities 0.00 0.00 8,755.40 0.00
M oney M arket 19.55 0.00 240.91 0.00
Total Dividends, Interest. Income and Expenses $19.55 90.00 98,996.31 $0.00
Page 2 of 8
Account Number.
4 Rated C.celliwit Owing through penting ac a •frally owned
Every Vey Sax< 2007 subsidiary a The Unit W New York Melba
CONFIDO. AL- DAUIAR RA TED COMNARCATIONS Cielnath20 (MY Mellon)
Vail LW( LIX. member Alatatkkaat 00049024
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-OO11848
EFTA_00159633
EFTA01291277

Deutsche Bank
P.O Box 1 7 76, Baltimore, MD 21203
December 1,2018 - December 31,2018
JEPSTBN VIRGIN ISLANDS
Portfolio Holdings
Romani AdMty Opening Closing Accrued IKON* 30-Day D1rrent
Opening Dale WNW Number Skiing Nance Balance Income ThisTear Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 3.00% of Portfolio
Money M arket
CAM AC TR DWS GOUT 8 AG INSTL
12101/18 6,810.540 WA 12131118 13,612.39 8,810.54 0.00 240.91 2.19% 2 26%
Total Money Market $13,612.39 $6,810.54 $0.00 $240.91
TOTAL CASH, MONEY FUNDS, AN D BANK DEPOSITS $13,612.39 $6,810.54 $0.00 $240.91
Unrealized Estimated Estimated
Ode Acquired Diantily Wit Ord Cod Baas Merkel Pike Market Vitae Gain Loss Annual Income Yiekl
EQUITIES 97.00% of Portfolio
Common Stocks
BRISTOL MYERSSOUI88 CO 0011 Security Identifier: VA Y
Dividend Option: Cab CUSP 1012208
10130/15 3,400.000 66.9420 227,604.16 51 9800 176,732.00 -50,872.16 5,576.00 3.15%
DISNEY WALT CO (MET COY Security Identifier DIS
Dividend Option: Cab CUSP. 25468706
10130/15 665.000 114.0150 78,099.95 109.6500 75,110.25 -2,989.70 1,205.60 1.60%
Total Common Socks $305,704.11 $251,842.25 453,881.88 $6,761.60
TOTAL EQUITIES $305,704.11 $251,842.25 453,861.86 $6,781.60
three:ea Boned Shied
Cot Bads Market Value Geinneee Named Mnud Income
TOTAL PORTFOLIO HOLDINGS $312,514.65 6258,652.79 453,881.86 $0.00 $7,022.51
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered'. Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form V99-8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 8, the cost
basis will not be reported to the IRS.
Page 3 of 8
Ett,:.9,30„
Account NomIse Rated (Kart OwingI MO Penting PIC 'Sally owned
Every Vex Sae. 2007 subsidiary e4 TM brat New York Mellon
CONFIDO. AL- DALIAR RATED COMMUNCATICOS Calwatim (MY Mellon)
Vail CNC( Penn.'s MC. 'sent.)ilillAtAWALGM_00049025
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0011849
EFTA_00159634
EFTA01291278

Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities. thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income.Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Please note the following information for Pershing's 2093 IRSForm 1099 (B. DIV. INT, M ISC and OID): Your Form 1099 will be delivered as early as possible, beginning January 31.
2019 By February 15, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final
information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being
reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099 Your 1099 will be mailed no
Page 4 of 8
Account Numbe
Rated (want Ebb dash ham LI4 a ally armed
Atte L Every Vex Sine 2007 .CSMvyel The Ilardi of Na., Yo4 Mellon
CONFIDO. DALY& WED C0MMUMCATI0NS Corponthm OW Man)
()COMM ( Per Mel rtel MIRAAVYYMPMJ)0049026
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011850
EFTA_0015%35
EFTA01291279

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203 I
December 1, 2018 - Decem ber 3t 2018
I EPSTEIN VIRGIN ISLANDS
Messages (continued)
later than M arch 15, 2019.
Although a money market mutual fund seeks to preserve the value of your investment at $1p er share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10(b)( I) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
A Ct iv ity Summary (All amounts shoe n are (rt base currency)
Creeks This Period Debits ThisPeikd Net TM:Peri:I CreeitsYeauloale Debits Voris:4We Net Yee•to•Dele
Securities
Securities Sold 0.00 0.00 0.00 289.17318 0.00 289,173.78
Total Securities $0.00 $0.00 $0.00 $289.173.78 $0.00 $289,113.78
Dividends and Interest $19.55 $0.00 $19.55 $8.996.31 $0.00 $8,996.31
Cash
Withdrawals 0.00 .6,821.40 4,821.40 0.00 401,821.40 -301,821.40
Total Cash $0.00 46,821.40 46,821.40 $0.00 4301,821.40 4301,821.40
Totals $19.55 48,821.40 48,801.85 $298 170 09 4301,821.40 43,851.31
Transactions by Type of Activity
Proses
Sett kmenl
Dote Meaty Type Description Cuantdy Price Accrued Inters Amount Currency
Dividends and Interest
12/31/18 MONEY MARKET FUND CASH AC TR OWSGOVT 19.55 USO
INCOME RECBVE0
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 19.55
Cash Withdrawals and Deposits
12118/18 FEDERAL FUNDS SENT SMORGAN CHASE BANK. 4,821.40 USD
US13999997
Total Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 4,821.40
Page 5 of 8
Account Numb.
Rated hcallent Clowinstlwoughpentingla.awbollyowned
Attritztatt. Every Vex Sine. 2007 subsidiary of The Bonita New York Mao
CONFIDO. AL- E M X A C A IA R L L R v A a T ED CONVOCATIONS C Pe a n rt n a . a 's t M im C ( . M 'sm Y i M te e . l lAon)m tariacrougo27
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011851
EFTA_00159636
EFTA01291280

Transactions by Type of Activity (continued)
Noss
Settlement
Date Activity Type Description Quantity Price Moved littered Amount Coming
Total Value of Transactions 0.00 4,801.80 UEO
The price and quantity displayed may have been rounded.
Client Service Information
You investment Specialist: ZEN Canted talimmatIon
MARTIN ZEM AN Telephone Number: (212) 250.0432
345 PARK AVENUE
NEW YORK NY 0154
Your Account Informati n
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account corn munications for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment
Specialist for more information.
moo-tant Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 6 of 8
Account Sumbei
Rated (Kart Owing tinge. ',enlists PIC a wholly owned
Every Vex Since 2007 subsidiary e4 The Bonita New York Mellon
CONFIDO. AL- E O X M C AR W R C AZ ( ED CONVOCATIONS C Pe a n n n n . a 's t L im IX ( . M 'sm Y o M te e . l lo i t t t) t akitctiatat00049028
CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011852
EFTA_00 I 59637
EFTA01291281

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
December 1,2018 - December 31,2018
I EPSTBN VIRGIN ISLANDS I
Important Informs: of and Disclosures (continued)
The Role of Pershing (continued)
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re•confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City. New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing Lie, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399; (201) 413-3330.
Page 7 of 8
Atom% Note
RAS baked OwingI MO holingP IC a Sally owned
A:cticsnms Every Year Age 2007 subsidiary el The &onkelNew York Mellon
CONFID AL- DAUM RAII D COMMUNCATICOS Ompontim (MY Melba)
EXCatENCE Penh...* 11C...ter-ter filactra 00049029
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011853
EFTA_00159638
EFTA01291282

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSRIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ARMOR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECENED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WVVVY.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WNW PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 80?(A)(1)42))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TINE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AM) FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A OOMBNED STATEMENT OF TO CERTAAN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CAS-I PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO 08TAN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THER ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AC-ACM IATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF THER BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. INI THOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF THE ABOVE TERMS AND CCAGET IONS ARE UNACCEPTABLE TO YOU. PLEASE NOTFYPERS-ING IMMEDIATELY IN WRMNG SY CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ 0739II.ATTN LEGAL DWI
Page 8 of 8
Account Runt( Rated (actin Owing tiwontA petit PIC • %Italy armed
Every Yew Since 2007 subsklinci •A The SSE of New York Mellon
CONFID DAUM RATED COMMUNCATICNS CorPoathm (MY Melon)
EXCELLENCE Penhas MX. imman natAtlartG144_00049030
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011854
EFTA_00159639
EFTA01291283

Deutsche Bank NOON , Mn5 Mi rate NVAI, MioNleieK
kgeleta Ueera;* 6,0.1
Ovetuh e Unit Sworman Mc
P.O. Box 1776, Baltimore, MD 212O3 Nee 'Wit Pk*
MS Pet A wive,. PHI, Flew
Nee Mn, Na 10154
RA M44I 4545
Oirecl 110 SW.
Novem ber 1,2018 - Novem ber 30,2018
Account Number:
JEPSTBN VIRGIN ISLANDS
FOUNDATION INC
6130 RED HOOK OUARTEFt B3
ST THOM ASVI00802
Portfolio at a Glance
ThisPerbd Yew4o-Daie
Your Investment Specialist. BEGINNINGACCOUNT VALUE $262,123.40 $585,636.85
MARTIN ZEMAN NM Cash Deposits and Withdrinvah 0.00 495,000.00
(212) 250-0432 Adjusted Previous Account Value 262,723.40 290,636.85
Dividends, Interest and Other Income 1,383.54 8,916.76
Net Change in Portfolios 10.380.10 -25126.57
ID 274,487.04 $274,487.0
Estimated Annual Income 56.866 96
'Net Change in Portfolio lathe difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Asset Type Prior Year-End Lad Period This Period
IN 5% Cash, Money Funds, and Bank Deposits 10,461.85 12,228.85 13,612.39
n 95% Equities 575,175.00 250,494.55 260,814.65
100% Account Total (Pie Chart) $585,636.85 $262,723.40 $274,487.04
Please review your allocation periodically with your Investment Specialist.
Page 1 or
Rated C.ce4ent On Ilwa0 ',enlists la. a Sally owned
65i\IFIDgft'FAL- Crecy Vey Soct 2007 subsidiary a TM Sonitothew York Mellon
CIALSAR RATED COMMUNCATICOS esponthal (MY Meta) ,.....
EXCIALLNCt Pentras MC. mtrytti
FiliRnAIMYLISIM_000 49031
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO11855
EFTA_OO1596,1O
EFTA01291284

Summary of Gains and Losses
glazed
This Period Year-to•Date Unit*
Long-Term Gain! Loss 0.00 -24,879.41 44,829.46
Net Gain/ Loss 0.00 -24,870.41 44,829.46
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 1042 S. These rates are subject to change in response to market changes, and we may. in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Description Amount Belem
Sweep Money Market Fund
CASH AC TR DWSGOVT & AG INSTL
Current Yield: 2.12% Activity Ending: 111 301 18
11101/18 Opening Balance 12.228 85 12,228.8$
11102118 Deposit MONEY FUND PURCHASE 1.360 00 13,588.85
11/30/18 Deposit IN COM E REINVEST 23.54 13,612.39
11/30/18 Closing Balance $13,612.39
Total All Money Market Funds 613,612.39
Income and Expense Summary
Oxrent Period Yetto•Dde
Troth Non Tumble Taxable Non Taxable
Dividend Income
Equities 1,360.00 0.00 8,755.40 0.00
Money Market 23.54 0.00 221.36 0.00
Total Dividends, Interest. Income and Expenses $1.383.54 $0.00 98,976.76 $0.00
Page 2 of 7
Account `lentil
Rated C.ctaint Owing engem holingP IC, Slay craned
Every Yaw Since2007 subsidiary The Bonita New York Melba
CONFIDO. AL- DALBAR RA TED COMMUNICATICNS CoWatim (MY Mellon)
(SallC NC( Penhat LIX art« ilatkUtreaGM_00049032
CONFIDENTIAL - PURSUANT TO FED. R DRINA. P. 6(e) DB-SDNY-0011856
EFTA_00159641
EFTA01291285

Deutsche Bank
P.0 Box 1 7 76, Baltimore, MD 21203
November 1,2018 - November 30,2018
J EPSTBN VIRGIN ISLANDS
Portfolio Holdings
Amor Adivily opaalq Closing Aimed IDOXAO 30-Day Went
Opening Cie Ovally Number Biding bine Bin Income ThisYeal Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 5.00% of Portfolio
Money M arket
CASH AC TR DWSGOVT 8 AG INSTL
11101/18 13,812.390 WA 11130118 12,228.85 13,612.39 1.60 221.36 2.11% 2.12%
Total Money Market $12,228.85 $13.612.39 $1.60 $221.36
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $12,228.85 $13,612.39 $1.60 $221.36
Unrealized Estimated Estimated
Dere Acquired geenlly hail Wd Cost Baia Market Prix Market Wee Gain, Lou Annual Income Yield
EQUITIES 95.00% of Portfolio
Common Stocks
BRISTOL LI YERS SQUIBB CO 0011 Security Identifier: BM Y
Dividend Option: Cash CUSP. 1012298
10130/15 3,400.000 66.9420 227,604.16 53.4600 181,764.00 45.840.16 5,440.00 299%
DISNEY WALT CO DISNEY COY Scanty Identifier: 015
Dividend Option: Cash CUSP: 254687116
10130/15 885.000 114.0150 78,099.95 115.4900 79,110.65 1,010.70 1,205.60 1.52%
Total Common Socks $305,704.11 $260,874.65 444,829.46 $6,645.60
TOTAL EQUITIES 6305,704.11 $260,874.65 444,829.46 $6,645.60
Derealized Anti Ended
OS Bois Market WS GS/ Lois limed Annual Income
TOTAL POFtTFOLIO HOLDINGS 6319,316.50 $274,487.04 444,829.46 $0.00 $6,866.96
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered'. Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form V 99-8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost
basis will not be reported to the IRS.
Page 3 of 7
Account MSc JIM Raid ballet OwingI MO PastingI lt. a wholly owned
4C Every Year Since 2007 subsothady el The Bonk of New York Mellon
CONFID AL- OMANIR MID COMMLINIC ATICNS Conneatimi (SW Melon)
EXCLUDICt Penn. 4C. 'newt*, FitiRalikkaGM_00049033
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1857
EFTA_00159642
EFTA01291286

Portfolio Holdings Disclosures
Pricing
This section includesthe net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comf disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Please note the following information for Pershing's 2019 IRSForm 1099 (B, DIV. INT, M ISC and OID): Your Form 1099 will be delivered as early as possible, beginning January 31.
2019 By February 15, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final
information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being
reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no
Page 4 of 7
Account Number
Rated taceilent Geeing linnet /Not LI( a wttolly owned
AtooN L Every Vex Since 2007 subsklimyed The Unita New York Mellon
CONFID DAU M ell ED COMMUNICATICOS Carinatim (OW Mellon) am a a
EXCOAENC( Pena...* LIX. inures. FitiRnAloT -40-1M—U0040J4
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011858
EFTA_0015%43
EFTA01291287

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
govern ber 1, 2018 - November 30, 2018
I EPSTEIN VIRGIN ISLANDS
Messages (continued)
later than M arch 15, 20 S.
Although a money market mutual fund seeks to preserve the value of your investment at Si per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Acti ity Summary amounts shoe n are tn base currency)
Creaks TIMPerki4 Debits ThisPeiki4 Net ThisPesiod DeditsYcariecDete DebitsYeariotere Net Yearro.Date
Securities
Securities Sold 0.00 0.00 0.00 289,173.78 0.00 789.17378
Total Securities 50.00 50.00 50.00 5289.173.78 50.00 5289 173 78
Dividends end Interest $1,383.54 50.00 51,383.54 $8.976.76 50.00 58.976 76
Cash
Withdrawals 0.00 0.00 0.00 0.00 -295,000.00 -295,000.00
Total Cash $0.00 50.00 50.00 50.00 4295,000.00 4295,000.00
Totals $1,383.54 $0.00 51.383 54 $298,150.54 4295,000.00 53,150.54
Transactions by Type of Activity
Procne:
Seitkmenl
Dote Adivity Type Desairlion Quantity Price Acarocd lutered Amount Cterenq
Dividends and Interest
11/01/18 CASH DIVIDEND RECEIVED 3400 SHRS BRISTOL MYERSSOUIBB CO COM RD 9/05 PO 1,380.00 USD
BM Y 11015
11/30/18 MONEY MARKET FUND CASH AC TR OWSGOVT 23.54 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 1,383.54
Total Value of Transactions 0.00 1,383.54 USD
The price and quantity displayed may have been rounded.
Page 5 of 7
Account Number
Rated Cadent Owing tlwonsh ',enlists PIC. • wholly craned
NE Every VON Sect 2007 subsidiary SIMUnita New York Melba
CONFIDO. AL- DAIJAR VOID COMMUNICATICNS CAS (MY Melon)
EXCatfaKC Penile.; lltrnente. Alitalcakkaak 00049035
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011859
EFTA_00 I 5964,1
EFTA01291288

Client Service Information
Your Investment Sonialitt:ZBI Conlin rolormstion
MARTIN ZEMAN Telephone Number: (212) 250-0432
345 PARKAVENUE
NEW YORK NY 10 154
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC D ELIV ERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
Page 6 of 7
Account Plumber
Rated (Kant Owing tlwonet PastingI lt. a wholly craned
A100:d L Every Vex Since 2007 subskliarft or n. brat a New York Mellon
CONFID DAWN WED COMMUNICATIONS Ccnaatim (MY Meta)
EXCULENCI Pennet ux. newt*, ntitatiklYteLGM_00049036
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011860
EFTA_00159645
EFTA01291289

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
November 1,2018 - November 30,2018
I EPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows' Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399; (201) 413-3330.
Page - of
Account Numbei
Rateamant Cleat dash Mang 1.1.C, a ally armed
A t 0::‘C Every Vex Siva 1007 vagary a The Ma of New York Mellon
CONFIID L4- DAISMI nil ED COMMUNICATIONS &arab, OINY Man)
EXCOAD.Ct Penne. LIX.rnerrter man g*IYuc-IM_00049037
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011861
EFTA_00ll 5%416
EFTA01291290

Deutsche Bank DaitmhelmiPatrteWnAhkUnsimmek
moimaCcwormetweoe
DvAmkulardiSeamMoill.
P.O. Box 1776, Baltimore, MD 21203 MeaVortqhm
Mftelkorme.hthfloot
New*401110154
Toll;meS644424145
DOw: mO.M5-5141
October 1,2018 - October 31 2018
Account Number
JEPSTEIN VIRGIN ISLANDS
FOUNDATION INC
6/30 RED HOOK QUARTER B3
ST THOM ASVI00802
Portfolio at a Glance
ThisPerlod Year4o-Date
Your Investment Specialist. BEGINNINGACCOUNT VALUE 8303,383.66 $585,636.85
MARTIN ZEMAN Nei Cash Deposits and Withdrawah 0.00 -295,000.00
(212) 250-0432 Adjusted Previous Account Value 303,383.66 290,636.85
Dividends. Interest and Other Income 21.09 7,593.22
Net Change in Portfolio1 -40.681.35 -35.506.67
$262,723.40 $262,723.40
Estimated Annul Income 56.788 62
'NO Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Tai
Perceet Asset Type Prior Year-End Last Period This Period
IN 5% Cash, Money Funds, and Bank Deposits 10,461.85 12,207.76 12,228.85
95% Equities 575,175.00 291,175.90 250,494.55
100% Account Total (Pie Chart) $585,636.85 $303,383.66 $262,723.40
Please review your allocation periodically with your Investment Specialist.
Page ' of
At4 SS x
RAS brine cols thromliPenbem LL(, a MmIly owned
Every Yea 9stee 2007 solmidiady or m. So* of New Yoh Mellon
so3 3N F I D PITIFAL4- DALIARPATIDCOMMUMCATIM Growth:a (SHY Melon)
EX(QIENCC Penne. LI.C.nyterter manAckkila:PM_00049038
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011862
EFTA_00159647
EFTA01291291

Summary of Gains and Losses
fteaked
This Period Yetto•Date Usresized
Long-Term Gain! Loss 0.00 -24,870.41 -55,209.56
Net Gain/ Loss 0.00 -24,870.41 -55,209.56
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may. in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Desaiption Amount Bane
Sweep Money Market Fund
CASH AC TR DWSGOVT & AG INSTL
Current Yield: 2.08% Activity Ending:10/ 31/46
09/29118 Opening Balance 12,207.76 12,207.76
10/31118 Deposit INCOM EREINV EST 21.09 12,228.85
10131/18 Closing Balance $12,228.85
Total All Money Market Funds $12,228.85
Income and Expense Summary
Quint Period YsiNo•Dote
Taxatle Non Tao* Turbo NosTeat*
Dividend Income
Equities 0.00 0.00 7,395.40 0.00
Money Market 21.09 0.00 197.82 0.00
Total Dividends, Interest, Income and Expenses $21.09 $0.00 $7,593.22 $0.00
Page 2 of 7
Accout Numbe
RalwAssalint Owens Minch Antic PIC a wally mind
Ere, Vex Siao 2007 way ann amt of New von Make
CONFIDO. AL- DAIJAR GTm CONVOCATIONS ONNeatIN (MY meta)
MUINC( Penn... LAC. riverter flIallkIXELGMSICI049039
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DE{-SDNY-0011863
EFTA_00159648
EFTA01291292

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
October 1,2018 - October 31,20 13
J EPSTBN VIRGIN ISLANDS
Portfolio Holdings
Amen' Adhily 0904 ass, Accrued lucerne 30-Dry duet
Opening Dale Otsail0y Watt Siding Nuke edema Income TbleYeat Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 5.00% of Portfolio
Money Market
CASH AC TR DWSGOVT 5 AG INSTL
09129/18 12,228.850 WA 10731/18 12,20716 12,228.85 0.00 197.82 2.03% 2.08%
Total Money Market $12,207.76 $12,228.85 $0.00 6197.82
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $12,207.76 $12,228.85 $0.00 $197.82
Vereellted Estimated Estimated
Date Acquired CIsanlily UM Cut Cod Bads Merkel Price Merlin Velee Gefmnoie Annual Income Yield
EQUITIES 95.00% of Portfolio
Common Stocks
BRISTOL MYERSSOUIRI CO COM Security Identifier NY
Dividend Option: Cab CUSP. 1012298
10730/15 3400.000 66.9420 227,604.16 50.5400 171,836.00 -55,768.16 5.440 00 3 16%
DISNEY WALT COMET COM Security IdentdietDIS
Dividend Option: Cab CUSIP.25468796
10730/15 685.000 114.0150 78,09995 114.8300 78,658.55 558.60 1.150 80 1 46%
Total Common Socks 6305,704.11 $250,494.55 -$55,209.56 $6,590.80
TOTAL EQUITIES $305,704.11 $250,494.55 455,209.56 $6,590.80
Dereallzed Amed Shelled
Coal Bads Markel Value OS/Los Meted Annud looms
TOTAL PORTFOLIO HOLDINGS $317,932.96 $262,723.40 455,209.56 $0.00 $6,788.62
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered'. Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form 13 99-8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive 810 99 B, the cost
basis will not be reported to the IRS.
Page 3 of 7
Account Numberi ll=
bled brawl Owing throng% Pmbing PIC. oplally owned
Every Yew Since 2007 subsidiary a The Bordtel New York Meta
CONFIDO. DAYAR RAII D COMMUNCATICNS CciPontim (OW Meta)
EX.:MD1.0E Penton MC. ',tenter FititalklYEEPM_00049040
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0011864
EFTA_00159649
EFTA01291293

Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STAIN ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account, Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at 51per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 4 of
Account Hornbill'''.
Rated taceilent Owing iThel Penbeg LIC, a wbolly owned
AMC? L-- Every Yew Sac 2007 subsidiary elI lie Sank of New York Mellon
CONFID DAU M ltAlE D COMMUNICATICOS Cannatim (MY Mellon) ran a a
EXC0AENC( Penne. MC. nowt.. filiRnAinti itV- ^I—u004,041
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO11865
EFTA_00I59650
EFTA01291294

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
October 1, 2018 - October 31, 2018 _l a
J EPSTEIN VIRGIN ISLANDS
Messagcs (continued)
Please note that as of November 1, 2018, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG New York Branch. Your Deutsche
Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates.
Activity Summa y :Ali amounts shown are in base currency)
°edits This Penod Debits This Pen° cl Net thisPeriod Credits Tear-I A•Dale Dents Yearn o•Date Net TeantcnDate
Securities
Securities Sold 0.00 0 00 0.00 289,173.78 0.00 289,173.76
Total Securities $0.00 $0 00 $0.00 $289.173.78 $0.00 $289,173.78
Dividends and Interest $21.09 $0 00 $21.09 $1,593.22 $0.00 $7,593.22
Cash
Withdrawals 0.00 0.00 0.00 0.00 -295.000.00 -295,000.00
Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00
Totals $21.09 $0.00 $21.09 $206,767.00 4295,000.00 $1,767.00
Transactions by Type of Activity
Process
Settlement
OMe At:linty Type Clesaiption Otanfity Peke Awned meted Amount Centeno/
Dividends and Interest
1013108 MONEY MARKET FUND CASH AC TR MS GOVT 21.09 USD
INCOME RECBYED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 21.09
Total Value of Transactions 0.00 21.09 USD
The price arid quantity displayed may have been rounded.
Page 5 of 7
Account Numbelin
Rated bale. Owing throng% tenting PIC a Sally owned
Every Yew Shwa 2007 subsidiary a The Bonita New York Mellon
CONFIDO. DRUMM l ID COMMUNCATIMIS CoWatimi (MY Mellott)
EXCLUENC( Penne. Lit immte MilatiAtra 00049042
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011866
EFTA_0015965 I
EFTA01291295

C rent Service Information
Your Invedment Specialist: ZBi Contad Inramyion
MARTIN ZEMAN Telephone Number: (212) 250-0432
345 PARK AVENUE
NEW YORK NY 10154
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC D ELIV ERY
You have not selected any account corn mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comr about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
Page 6 of 7
Account Numbe
Rated (wdent Owing throughP iningP IC • slioanweed
Att4:7Z,NC2C Every Vex Since 2007 subsidiary a The Bonita New York Mellon
CONFID AL DAUM, RATED COMMUNICATIONS Cartaatim (MY Mellon)
EXCIAL INC( Penile.; MC. 'avian FilillAttlAtia 00049043
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011867
EFTA_00159652
EFTA01291296

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
Dctober t 2018 - October 31, 2018
I EPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied; (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page' of
Account Numbe
RAW Ea llerd OaringI MO. Pining LLC, a wholly owned
L Every Yew Shwa 2007 subsidiary as &onkel New York Mellon
CONFID DAUM MUD COMMACATICOS Crponthal (MY Mellon) nm.
EXCEUENCC Penhas KC mente F iliRivilleT Yal_ 00049044
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011868
EFTA_00159653
EFTA01291297

Deutsche Bank O41.44elve Fmk Private ankh Minflemet4
Mulct Ctrea4g* 6+w{
°e.t.a. tank Setwiltri
P.O. Box 1776, Baltimore, MD 21203 Now Yerlt O4‘ce
P•ilk Arsons. MO Moe
110* Yak N110114
UV ;nee 0“1.12.5935
Direct. .114) (155 504t
September 1, 20 - 2010
Account Number:
JEPSTBN VIRGIN ISLANDS
FOUNDATION INC
6/30 RED HOOK QUARTER 63
ST THOM ASVI00802
Portfolio at a Glance
ThisPerbd Year4o-Date
Your Investment Specialist. BEGINNINGACCOUNT VALUE $294,192.60 $585,636.85
MARTIN ZEMAN Nal Cash Deposits and Withdrawals 0.00 495,000.00
(2 t2) 250-0432 Adjusted Previous Account Value 294,792.60 290,636.85
Dividends, stares' and Other Income 18.86 7,572.13
Net Change in Portfolio) 8.572 20 5.17418
ilrn - $303,383.661M1 303.383.66
Estimated Annul Income 56.767 53
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Asset Type Pilot Year-End Last Period This Period
IN 4% Cash, Money Funds. and Bank Deposits 10,461.85 12,188.90 12,207.76
ill 96% Equities 575,175.00 282,603.10 291,115.90
100% Account Total (Pie Chart) $585,636.85 5294,792.60 5303,383.66
Please review your allocation periodically with your Investment Specialist.
Page 1 of 8
IIMeamdent Omen Sow* holingI lt.•what mooed
eiNF Every Vex SMce 2007 solmielMy albs Osaka New York Mellon
IDOIVFAL4- DMSAR WED COMMUMCATICMS CoMombm (SW Melon)
MIMI:NC( PentriV1.1.C.Interter FIIIRAANIYIPPM_00049045
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00111369
EFTA_00159654
EFTA01291298

Summary of Gains and Losses
Realized
nit Period VetteDale Wreaked
Long-Term Gain! Loss 0.00 -24,879.41 -14,528.21
Net Gain/ Loss 0.00 -24,870.41 -14,528.21
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
M oney Market Fund Detail
Date Activity Type Desaiplion Amount Ban
Sweep Money Market Fund
CASH AC TR DWSGOVT & AG INSTL
Current Yield: 1.87% Activity Ending:09/ 28/ 18
09101/18 Opening Balance 12,188.90 12,188.90
09/28118 Deposit INCOM EREINVEST 18.86 12,207.76
09/28118 Closing Balance $12,207.76
Total All Money Market Funds $12,207.76
Income and Expense Summary
Quint Period YeiNeDele
Taxable Non Tattle Tinkle Non Tenable
Dividend Income
Equities 0.00 0.00 7,395.40 0.00
Money Market 18.86 0.00 178.73 0.00
Total Dividends, Interest, Income and Expenses $18.86 $0.00 $7,572.13 $0.00
Page 2 of 8
Amen t Number
RAS Easell4m1 Oaring nary, holingL G. a slay armed
Every Year Age 2007 subs: Weft el The Santa New York Mellor.
CONFIDO. AL- D EX A C U I M SI R N A G II D COMMUNICATIG6 C Pe I n S h ... (MY Me F ta t ) h eatclkitmeat00049046
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011870
EFTA_00 I 59655
EFTA01291299

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
September 1, 2018 - Septem ber 30, 2018
JEPSTEIN VIRGIN ISLANDS
Portfolio Holdings
Amen' Adkily Opening Oosing Awned 30-Day Cana
Opening Dale Wally Number Bang Balm Bain ham IbisYear Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 4.00% of Portfolio
Money Market
CAM AC TR OWSGOVT 8 AG INSTL
09101/18 11207.760 WA 09/18/16 12,188.90 12,207.76 0.00 178.73 1.87% 187%
Total Money Market 112,188.90 $12,207.76 10.00 1176.73
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $12,188.90 $11,207.76 $0.00 $176.73
Uniealized Estimated Estimated
Date Acquired Ovally lad Cod Cost Basis Markel Prix Maud Woe Gain Loss Annual Income Yield
EQUITIES 96.00% of Portfolio
Common Stocks
BRISTOL IIM RS SQUIBB CO COM Security Identifier: BM Y
Dividend Option: Cosh CUSP. 10121118
10/30/15 3.400.000 66.9420 227,604.16 62.0800 211.07200 -16.532 16 5440.00 257%
DISNEY WALT CO DISNEY COM Semi)! Identthei: DIS
Dividend Option: Cosh CUSP: 25468796
10/30/15 685.000 114.0150 78,099.95 116.9400 80,103.90 2,003.95 1,150 89 1 43%
Total Common Socks $305,704.11 $291,175.90 414,528.21 16,590.80
TOTAL EQUITIES 1305,704.11 $291,175.90 414,528.21 $6,590.80
Mutated Awned Sailed
Cod Buie Markel Wee Gainnom Nand Annud lona
TOTAL PORTFOLIO HOLDINGS 6317,911.67 1303,383.86 414,528.21 10.00 $8,787.53
Generally, securities acquired before 2011 in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered". Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form V 99.8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost
basis will not be reported to the IRS.
Page 3 of 8
Account %min=
Rated (learnt cow Swab hobos PIC • Wile/ MVOS
A: c: Every YON Since 2007 subsidiary elI lle end New York Melba
CONFIDO. DAUM* ItAlE D commumcmions Cannatim Ma Mahn)
EXCIMENCt Penn. LK...terra, mittatiklYteLGM_000490,17
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011871
EFTA_00159656
EFTA01291300

Portfolio Holdings Disclosures
Pricing
This section includesthe net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities. thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Pursuant to the Securities Exchange Act of 1934. Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual
basis. Pershing's June Statement of Financial Condition is now available. On June 30.20 IS Pershing's net capital of $2.68 billion was 15.25% of aggregate debit balances and exceeded
the minimum requirements by 52.33 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this
requirement, note that on July 31, 2016, Pershing's net capital of $2.77 billion was 16.37% of aggregate debit balances and exceeded the minimum requirement by $2.43 billion. A copy
Page 4 of 8
Account Numbe.
Reed motif Oaring Sae. hakes LI.C, a wildly armed
At El!: &ay Vox Since 1007 fulmar/ 011ie bake. Nevi Yeti; Mellon
CONFIDO 4 DAU M PalI D COMMUNICATIONS Coombe,' (SHY Mellon)
EXCOAENCC Penh.** LIX. ',tenter FINRIAWAS.M—00049048
L
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011872
EFTA_00 159657
EFTA01291301

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
September 1, 2018 - Septem ber 30, 2018
J EPSTEIN VIRGIN ISLANDS
Messages (continued)
of the June 30, 2018, Statement of Financial Condition is available at www.pershing.com/ statement-of-financial-condition. You may also request a free, printed copy by calling (888)
860-8510 or (201) 413-4200 option 5.
Although a money market mutual fund seeks to preserve the value of your investment at Viper share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule le Ewe ( b)( I) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Please note that as of November 1,2018, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG New York Branch. Your Deutsche
Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates.
A Ct rvIty Summary (Ail amounts shown are m base currency)
Oedits This Period Debits ThisPerled Net ThisPerled CrectitsYeatio-Dele DebitsYeatemDate Net Yer-to-Dele
Securities
Sec !Kies Sold 0.00 000 0.00 289,173.78 0.00 289.173.78
Total Securities $0.00 $0 00 $0.00 $289,173.78 $0.00 $289,173.78
Dividends and Interest $18.86 $0 00 818.88 $7,572.13 $0.00 $7.672.13
Cash
Withdrawals 0.00 0.00 0.00 0.00 495,000.00 -295,000.00
Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00
Totals $18.86 $0.00 $18.86 9296,745.91 4295,000.00 $1,745.91
Transactions by Type of Activity
Process
Settlement
Out Actively Type Disation Quality Price Amite edited Amount Currency
Dividends and Interest
09/28118 MONEY MARKET FUND CASH AC TR CMS GOVT 18.86 USD
INCOMERECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 18.86
Page 5 of 8
Account Number
RalwAnt.rnt Clewing tlwonch ',enlists PIC a Sally owned
Every Yaw Sine 2007 Naboldiady a The brat a New York Mellon
CONFIDO. AL DAUM WED commumcAnctes CoWatim CONY Melon)
EACDECNCC Penn.'s MC.~ ten FiNitatAnetak00049049
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DE!-SDNY-0011873
EFTA_00159658
EFTA01291302

Transactions by Type of Activity (continued)
Process(
Settlement
Date Adivily Type Description Quantity Price nodule littered Amount Currency
Total Value of Transactions 0.00 18.86 USD
The price and quantity displayed may have been rounded.
Client Service Information
You Invettment Speciahn ZEN Coded tolumetion
MARTIN ZEMAN Telephone Number: (212 ) 250-0432
345 PARK AVENUE
NEW YORK NY 13154
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account corn municafions for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 6 of 8
Account Number.
Raltassaird Owens tIncli LI.C.• wholly owned
Levy Vex Solo 2007 subsidiary a IN Sank of New York Mellon
CO m DA a IJ t A u R r M e( I m CONVOCATIONS C Pe er n P h o n n t t I I L N C ( . M ritt Y er M te e r l f o I l n a ) ctlYaGMSICI 049050
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011874
EFTA_00159659
EFTA01291303

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
September 1,2018 - September 30,2018
1EPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
The Role of Pershing (continued)
it any. to you and in general. for the ongoing relationship that it has with you.
• Inquiries concern ingthe positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing cam/ about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitratorswho were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 7 of 2,
Mount Num
Rated hernent Owing Sae. Penbni LIC, a wttolly owned
P L Every Yost Sime 2007 waver/of The bake. New Yotk Mellon
CONFIDO DALMR MUD COMMUMCATICMS Cerponthee (MY Mlloinn))
EXCUIENCC Penterg µCinema,. f $(J
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011875
EFTA_00 159660
EFTA01291304

TERMS AND CONDITIONS
TRANSACTORS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THE STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATOR NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(A)(1)42))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST DIECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS,
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AF-AnrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITES
HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. VVITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F /MOP THE ABOVE TERNS AND CCHDITKINSAFtE UNACCEPTABLE TO YOU. PLEASE NOWT PERENNO IMMEDIATELY IN WRITINGSY CERTIFIED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ MO. ATM LEGAL DEPT
Page 8 of 8
Attain Rated tangent Om*.S ae.P enbni LLC, a wholly owned
NAXuONm` ber L Every Yew Slate 2007 subsidiary el The Simko. New York Mellen
CONFID DAUMEATED COMMUNICATICOS CoPonTINI (IINY Mellon) t, a a a
EXCELLENCE Penhat LLC. nowt.. FNMA:RIOT ailSe- l—v004,054
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11876
EFTA_00159661
EFTA01291305

I5 I
Deutsche Bank Danube Sank Private Meth Minutemen
motets Co..... bout
Ontsd. sank Swar.bei at.
P.O. Box 1776, Baltimore, MD 21203 WIN VA Me
HR Npel Mem+. nth F.,.
NeseNal, NY 10114
To* tree li“.412.SSOS
0irett. 410 OSS Sail
August 1, 2018 - August 31,20'18
Account Numbed
JEPSTEIN VIRGIN ISLANDS
FOUNDATION INC
6130 RED HOOK QUARTER B3
ST THOM ASVIO 0 8 0 2
Portfolio at a Glance
ThisPerIod Year4o-Date
Your Investment Specialist BEGINNINGACCOUNT VALUE $288,348.62 $585,636.85
MARTIN ZEMAN Net Cash Deposits and Withdrawah 0.00 495,000.00
(212) 250-0432 Adjusted Previous Account Value 288,348.62 290,636.85
Dividends, later's' and Other Income 1,378 88 7,553.27
Net Change in Portfolios 5.065 10 -3.397.52
lc, 294,792.60 1294,792.0
Estimated Annual Income $6.7413 67
1 Net Change in Portfolio lathe difference between the ending account value and
beginning account value after activity.
c
Asset Summary
Steel Asset Type rifled Year-End Last Period This Period
4% Cash, Money Funds, and Bank Deposits 10,461.85 10,810.02 12,188.90
96% Equities 575,175.00 277,538.60 282,603.70
100% Account Total (Pie Chart) $585,636.85 $288,348.62 $294,792.60
Please review your allocation periodically with your Investment Specialist.
Page 1 of 7
Rated twdent Owing Smithh olingI lt. a wholly awned
FA L tier/Vex Sme2007 solmieliady of The &onkelNew York Mellon
ordklF ID gi OMBAR RATED COMMUMCATIONS Capoenbm (MY Melon)
EXCIAL LW( Penne. C, name, FilietAAlKeLGM_00049053
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011877
EFTA_00 I 59669
EFTA01291306

Summary of Gains and Losses
Rested
This Period Yes to•Date Waked
Long-Term Gain! Loss 0.00 -24,870.41 43,100.41
Net Gain/ Loss 0.00 -24,870.41 -23,100.41
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Desaiptlon Amount Balance
Sweep Money Market Fund
CASH AC TR DWSGOVT & AG INSTL
Current Yield: 1.84% Activity Ending: 08/31118
08/01/18 Opening Balance 10.810.02 10,810.02
08102118 Deposit MONEY FUND PURCHASE 1.360.09 12,170.02
08131/18 Deposit IN COM E REINVEST 18.88 12,188.90
08/31/18 Closing Balance $12,188.90
Total All Money Market Funds 912,188.90
Income and Expense Summary
osrent Period Yetto•Date
Taxable Non Tumble Ttable Non Taxable
Dividend Income
Equities 1,360.00 0.00 7,395.40 0.00
M oney M arket 18.88 0.00 157.87 0.00
Total Dividends, Interest. Income and Expenses $1,378.88 80.00 $7,553.27 $0.00
Page 2 of 7
Accout Nente
Rated (Kant Owing throughP ete PIC 'Sally mend
In
Every Vex Since 2007 subsidiary SIM Bonita New York Mellon
DALIAN WED COMMUNCATICNS Colnatkol (MY Mellon)
MULE/4C( Pershe. 4C.nwrtec FIIIRAVAnat 0004905.1
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011878
EFTA_00159663
EFTA01291307

ri
Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203 I
August 1,2018 - August 31,2018
JEPSTEIN VIRGIN ISLANDS
Portfolio Holdings
Masai Mikity Opening amino Awned Intoela 30-Day Current
Opening Date Otianley Number Ending Balance Balance locoing ThisYeat Yield Yield
CASH, MONEY RINDS, AND BANK DEPOSITS 4.00% of Portfolio
Money Market
CASH AC TR OWS GOYT 8 AG 'NUL
08101/18 12,188.900 WA 08/31/18 10,810.02 12,188.90 1.89 157.87 1.83% 184%
Total Money Market $10,810.02 $12,188.90 $1.89 8157 87
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 610,810.02 $12,188.90 81.89 $157 87
Unrealized allmaled Estimated
Crete neutered Cleantily t1M1Catt Cost Basis Market Prix Market Value Gan Loss AnnualIncome Yield
EQUITIES 96.00% of Portfolio
Common Stocks
BRISTOL LITIRSSOUI88C0 COM Security Identifier: BM Y
Dividend Option:Cosh CUSP. 10122118
10130/15 3.100.000 66.9420 227604.16 60.5500 205.870 00 -21,734.16 544000 264%
DISNEY WALT CO DISNEY COM Security Identifier: DIS
Dividend Option: Cash CORP. 25466766
10130/15 685.000 114.0150 78,09995 112.0200 76.733.10 -1,366.25 1.150 80 1 49%
Total Common Socks $305,704.11 $282.603.70 423,100.41 $6,590.80
TOTAL EQUITIES $305,704.11 $282,603.70 423,100.41 $5,590.80
Wreaked Amen Striated
Cote Buis Market Value OSMAN Meted Annud Iacono
TOTAL POFtTFOLIO HOLDINGS $317,893.01 $294.792.60 423,100.41 $0.00 $6,748.67
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered". Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form V 99-6 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost
basis will not be reported to the IRS.
Page 3 of 7
Account !Venter Rated (Kant Owing Dwach Penton.P IC a Slay craned
Every Yaw Since 2007 subsfeliarft time Unita New York Wiwi
CONFIDO. DAUM WED C0MMUMCATICM ORMatimi (1111Y MAO
EX(M D< t Pentw, MC. mutt« FilitatikkaGM_ 00049055
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011879
EFTA_00159664
EFTA01291308

Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EM) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities. thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 4 of 7
ACC°141t N At u 0 m 0M b er f tp L R Ev a e te ry d V hc e e x i l S e i n nc t e 2007 C su M bsi S di . a I r M y*. O I lw . a P io eg n g k i o n l g N L e a w . Y n o t r h k o M ll e y l l o o w n n ed
CONFIDE DAIL& ItAlE D COMMUNICATIONS CAgnatim (MY Mellon) am a .... a a
(MUM( Perhe. LIX. 'neat,. filiRnAinti 11t-eN-"—u00400
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO 1188O
EFTA_00 159665
EFTA01291309

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
August 1, 20 18 - August 312018
JEPSTEIN VIRGIN ISLANDS
Activity Summary (All amounts sho wn are in base currency)
Ciedils This Period DebitsIbisPeflod Net ThisPetiod QeditsYealo-Date DeNtsYeauto-Date Net Yew-to-Dale
Securities
Securities Sold 0.00 0.00 0.00 289,173.78 0.00 289,113.78
Total Securities $0.00 $0.00 $0 .00 5289.173.78 $0.00 $289,173.78
Dividends and Interest $1,378.88 $0.00 $1.378.88 $7.553.27 $0.00 $7,553.27
Cash
WOdrawals 0.00 0.00 0.00 0.00 -295,000.00 -295,000.00
Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00
Totals $1,378.88 $0.00 $1.378 .88 $296,727.05 4295,000.00 $1,727.05
Transactions by Type of Activity
Praise
sense"
Dote Adivay Type Dactiption Quantity Prim Mated !alma Amount Swaney
Dividends and Interest
08101118 CASH DIVIDEND RECEIVED 3400 SHRS BRISTOL M YERS SQUIBB CO COM RD 07/06 PO 1,380.00 USD
BM Y 0810115
08/31118 MONEY MARKET FUND CASH AC TR DW SCOUT 18.88 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 1,378.88
Total Value of Transactions 0.00 1,378.88 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your !anemia Spectate:ZEN Contad Information
MARTIN ZEMAN Telephone Number: (212) 250-0432
345 PARK AVENUE
NEW YORK NY 10154
Page 5 of 7
Acc out NumberI n RAW Etearnt Owing engem holingP IC a Slay craned
AtinX5' L4 Every Vex Since 2007 subsidiary aT e Bonita New York Melba
CONFIDO. DALBAR RATED COMMUNCATIONS Calwatim (MY Mellon)
FACIAL CNC( Penn.'s MC. 'sent. FilillAtIctiteLak 00049057
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011881
EFTA_00159666
EFTA01291310

Your Account Informal n
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield M ethod: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account corn munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and ( ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other Inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC49). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
Page 6 of 7
Accout Number Rated tacellent OaringI MO holingP IC • Sally owned
Every Vox Shwa 1007 subsidiary as &onkelNew York Mellon
CONFID L4 DAIJAR MUD COMMUNCATIONS CAgnatim (MY Meta)
EXC MENU Penting ,,.carter FitiRAWYEEPM_00049058
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011882
EFTA_00159667
EFTA01291311

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
August 1,2018 - August 31,2018
1E PSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified, or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330.
Page T of
Account Nurna
Rated tacedlent Owing Sae. Penbing LLC, a wholly owned
AtOOXV Every Vex Since 1007 subsidiary or Ilte Sank of New York Mellon
C ONFID L4- DAL/JaeWED COMMUNICATIONS CPoernptoration (MY Mellon)
Mall:NC( u.C.inerree on)
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011883
EFTA_00I5%68
EFTA01291312

Deutsche Bank Otulache Sank Private *teeth Monapernen
Kaden Unarm.< Grour
Opera/he tank Semeraek
P.O. Box 1776, Baltimore, MD 212O3 New Yen Oftcy
HS Park Awns. nth raeor
Paw hr.*, NY 10114
Yak Ora SSP t124S05
mete. awa55 Star
July 1, 2018 - July 31, 2018
Account Number
JEPSTEIN VIRGIN ISLANDS
FOUNDATION INC
6130 RED HOOK QUA RTEFt B3
ST THOM ASVI0 0 802
Portfolio at a Glance
ThisPerbd Year4o-Date
Your Investment Specialist BEGINNINGACCOUNT VALUE 5270,169.59 $585,636.85
MARTIN ZEMAN Net Cash Deposits and Withdrawah 9.00 495,000.00
(212) 250-0432 Adjusted Previous Account Value 270,169.59 290,636.85
Dividends, lateral and Other Income 591.28 6,174.39
Net Change in Portfolios 17.587.75 4.462.62
En1288,348.a$288,348.81
Estimated Annul Income 56.729 79
1 Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Steel Asset Type Pau Year-End Last Period This Period
I. 4% Cash, Money Funds, and Bank Deposits 10.481.85 10,218.74 10,810.02
im 96% Equities 575,175.00 259,950.85 277,53860
100% Account Total (Pie Chad) $585,836.85 $270,169.59 $288,348.82
Please review your allocation periodically with your Investment Specialist.
Page ' of
Rated (Kant Owing tlitachh ang LiC, a ally armed
(my Yaw Since 2007 subsiay M The lock of New York Mellon
doNIFIDWAL- IMUMR RATED COMMUMCATICNS Cameathm (MY Man)
(XCII CNC t Perktre. rrerrter IIIRIAIWCIS /M_00°49Der0
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO11884
EFTA_OO 159669
EFTA01291313

Summary of Gains and Losses
Realized
ThisPeriod Yetto•Date Uncooked
Long-Term Gain! Loss 0.00 -24,819.41 -28,165.51
Net Gain/ Loss 0.90 -24,870.41 -28,165.51
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adnity Type Description known Lace
Sweep Money Market Fund
CASH AC TR DWSGOVT & AG INSTL
Current Yield: 1.81% Activity Ending:071 31/ 18
06/30/18 Opening Balance 10,218.74 10,218.74
07/27/18 Deposit MONEY FUND PURCHASE 575.40 10,794.14
01/31/18 Deposit IN COM E REINVEST 15.88 10,810.02
01131/18 Closing Balance $10,610.02
Total All Money Market Funds $10,810.02
Income and Expense Summary
Current Period Yetto•Dde
Taste, Non Taxable Taxable Non Taxable
Dividend Income
Equities 515.40 0.00 6,035.40 0.00
M oney M arket 15.88 0.00 138.99 0.00
Total Dividends, Interest. Income and Expenses $591.28 $0.00 56,174.38 $0.00
Page 2 of 7
Account Nurnbe
Rated (Kant Owing Swab ',entity PIC a Sally CMOS
Every Vex Since 2007 subsidiary a The Bonita New York Melba
CONFIDO. DAWN WED COMMUNCATIM CAS (MY Mellott)
EXCncfNCt Penne. MC. 'newt*, FilitAkfteicat0000081
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011885
EFTA_00159670
EFTA01291314

I5 I
Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
July 1,2018 - July 31,2018
J EPSTEIN VIRGIN ISLANDS
Portfolio Holdings
Account Mikity Opening Dosing Accrued Income 30-Day Omani
Opening Dale Otianlily Number Biding Balance Balance Income ThIsYeat Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 4.00% of Portfolio
Money Market
CAM AC TR DWSGOTT 8 AG INSTL
06130/18 10,810.020 WA 07131118 10,218.74 10,810.02 0.00 13819 1.81% 181%
Total Money Market 110,218.71 $10,810.02 $0.00 $138.99
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 610,218.71 $10,810.02 $0.00 $138.99
UnrealInd Wheeled Eslimmed
Dole Acquired Ovally UMI Out Cod Bags Merkel Pik! Merkel Vein Gen, loss Annual Income Yield
EQUITIES 96.00% of Portfolio
Common Stocks
BRISTOL M YEFtS SQUIBB CO COM Security Identifier:WY
Dividend Option: Crib CUSP:1912298
10/30/15 3,400.000 66.9120 227104.16 58 7500 199.750 00 -27,851.16 5,140.00 2.72%
DISNEY WALT CO DISNEY COM Security Identifier DIS
Dividend Option: Cab GIMP, 25468796
10130/15 685.000 114.0150 78,09915 113.5600 77,788.60 -311.35 1,150.80 1.47%
Total Common Socks $305,704.11 $277,538.60 -$28,165.51 $6,590.80
TOTAL EQUITIES $305,704.11 $277,538.60 -$28,165.51 $6,590.80
Modred Awned Skated
Cot Bals Markel Value Getame Mewed Annual Income
TOTAL PORTFOLIO HOLDINGS $316,514.13 $288,348.62 428,165.51 $0.00 $6,729.79
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncoyerecr. Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form V 99-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99 B. the cost
basis will not be reported to the IRS.
Page 3 of 7
A...
Account Number lialwAsselint Owing Swish holingP IC a Sally craned
Every Yaw Since 2007 subsidiary e4 The Banta New York Melba
CONFIDO. AL- DALIAN WED COMMUNICATIONS Calwatim (MY Mellon)
EX(( UDC Penne. MC. immter AtiRAMAtilia 00049062
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011886
EFTA_00159671
EFTA01291315

Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAl) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comt disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 4 of 7
Account Number
Itsted talent Clang dart hang LIC, a ially armed
A1:1973? Every Year Age 2007 subschary S The ear of New York Mellon
C ONFIDO La--- DALIMA RATED COMMLIMCATICOS Corponbm (111a Man)
EXCIIIENCE Pentre.U.C.Illet,tel ElliRAckklYLELGMJ)0049063
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011887
EFTA 0015967?
EFTA01291316

Deutsche Bank
P.0 Box 1776, Baltimore, MD 21203
July 1,2018- July 31, 2018
J EPSTEIN VIRGIN ISLANDS
Activity Summary (NI amounts shown are in base currency)
Gedits This Period Debits RisPetiod Net misPeriod QeditsYettlo-Dele DebitsYeaultialte Net Year-to-Dale
Securities
Securities Sold 0.00 0.00 0.00 289,173.78 0.00 289,113.78
Total Securities $0.00 $0.00 $0.00 $289.173.78 $0.00 5289,173.78
Dividends and Interest $591.28 $0.00 $591.28 $8,174.39 $0.00 $8,174.39
Cash
Withdrrtals 0.00 0.00 0.00 0.00 -295,000.00 -295,000.00
Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00
Totals $591.28 $0.00 $591.28 $295,348.17 4295,000.00 $348.11
Transactions by Type of Activity
Promo;
Wham(
Ode Adivily Type Destriphon Quantity Price Mailed lidera Amount Canna/
Dividends and Interest
07/28/18 CASH DIVIDEND RECEIVED 685 $HRS DISNEY WALT CO DISNEY 0311 RD 07/09PD 575.40 USD
DIS 07/2611
07/31118 MONEY MARKET FUND CASH AC TR DWSGOVT 15.88 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S, DOLLARS 0.00 591.28
Total Value of Transactions 0.00 591.28 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Invedmeat Spectate:ZEN Contact Illormilion
MARTIN ZEMAN Telephone Number: (212) 250-0432
345 PARK AVENUE
NEW YORK NY 10154
Page 5 of 7
Accovnt Numb.'
Rated (Kellam Owing tinge.h olingP IC a Sally owned
At:49T, Every Yaw Soct 2007 subsidiary ahe Bonita New York Melee
CONFIDO. AL- DALBAR RA TED COMMUNCATICNS CoWatim (MY Melon)
EXCIAL CNC( Penme. nutrnian FiliFtA.0~ 10_00049064
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011888
EFTA_00159673
EFTA01291317

Your Account Informati n
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account corn munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other Inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
Page 6 of 7
Account Numbe PaltaKelint Owing Snit Penang cue • Sly weed
At:4971 L Evert Vex Since 2007 subsidiary el Ilwa Sank of New York Makin
Cc E DA x I c J a A L R o M ra I ED COMMUNCATIONS C Pe A n S to n LI.C a .r r n n te , m rte e r F tr e o a taa 00049065
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DI3-SDNY-0011889
EFTA_00159674
EFTA01291318

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
July 1, 2018 - July 31,2018
JEPSTEIN VIRGIN ISLANDS
Important I nf or mat ion and Disclosures (continued)
Important Arbitration Disclosures (continued)
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330.
Page ' of .*
Acinuel Numbe MeameleM Oaring Sae. Paten. LLC, a wholly owned
n:wn, . L EverrearSime2007 subsidiary or The bake. New York Mellon
CONFIC/ DMJARLUEDC0MMUNCATI0M Cemonthee (MY Mellon)
ExauDa Oenhas nurter filiRIAWASIM_00049066
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011890
EFTA_0015%75
EFTA01291319

15I
Deutsche Bank 04/44044, Sank Pritated444141Msnmem404
14441eb CoNnage (+w{
04.40154.44111:09011 441,
P.O. Box 1776, Baltimore, MD 21203 Mew York pet
HS tel Annul. nth flan
11•01141 NY 10154
Tog trot Mt 112.5935
Direcl 410 ;SS 5141
June 1,2018 - Jun
Account Number
JEPSTBN VIRGIN ISLANDS
FOUNDATION INC
6/30 RED HOOK QUARTER B3
ST THOM ASVIO0 802
Portfolio at a Glance
ThisPeded Yew-Is-Date
Your Investment Specialist: BEGINNING ACCOUNT VALUE $257,249.09 $585,636.85
JOSHUA SHOSHAN Nei Cash Deposits and Withdrawals 0.00 295,000.00
(212) 454-4433 Adjusted Previous Account Value 257,249.09 290,636.85
Dividends, Merest and Other Income 14.60 5,583.11
Net Change in Portfolio' 12.905.90 -26.050.37
ENDINGACCOUNT VALUE n70,169.5lat270,169.5i
Estimated Annual Income 56.713 91
1 Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Asset Type Prier Year-End Lad Period This Period
IN 4% Cash, Money Funds, and Bank Deposits 10,461.85 70,204.14 10,218.74
O 96% Equities 575,175.00 247,044.95 259,950.85
100% Account Total (Pie Chart) $585,638.85 $257,249.09 5270,169.59
Please review your allocation periodically with your Investment Specialist.
Page 1 of 9
non,:m1cn
Rated (learnt ca& ening% P•Sing PIC • %Soft owned
(wry Yaw Sem 2007 subsidiarfte4 The arts New York Mellon
CONFID -IFAL— 0111AR RATEDCOMMUNCATIC145 Corponthal Ma Mellon)
EXCIAL CNC( Penne. MC. rrerrter Eilifing*PCSIM_00049067
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0011891
EFTA_00159676
EFTA01291320

Summary of Gains and Losses
&AS
ThisPeried Yeer40•Dale Ulnaawl
Long-Term Gain! Loss 0.00 -24,870.41 45,753.26
Net Gain/ Loss 0.00 -24,870.41 .45,753.26
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Desolation Amount Ben
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 1.79% Activity Ending:08/ 29/18
06/01/18 Opening Balance 10,204.14 10,204.14
°Mona Deposit INCOM EBONYEST 14.60 10,218.74
06/29/18 Closing Balance $10,218.74
Total All Money Market Funds $10,218.74
Income and Expense Summary
0.dient Pound Yem4eDate
Tamable Non Tootle Toot% Non Tuttle
Dividend Income
Equities 0.00 0.00 5,460.00 0.00
Money Market 14.60 0.00 123.11 0.00
Total Dividends, Interest, Income and Expenses $14.60 $0.00 $5,583.11 0.00
Page 2 of 9
Account !lumber lila
Rated (Kant Owing tlwonsh ',enlists PIC • Slay owned
A:cci:: Every Yw Since 2007 subsidiary a The Bonita New York Melba
CONFIDO. DAIJAR MILD COMMUNCATIONS Certaatim (MY Meta)
I/CCWUXI Parma* LIX. nowt.. FiliFLAIWayak 00049068
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011892
EFTA_00159677
EFTA01291321

Deutsche Bank
P.O. Box 1 7 76, Baltimore, MD 21203
June 1,2018 - June 30,2018
JEPSTEIN VIRGIN ISLANDS
Portfolio Holdings
Motel Mikity OPosb0 Closing haat Income 30-Day Went
Opening Dale Omit Number Biding Balm Balance Income TbleYeat Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 4.00% of Portfolio
Money M arket
DEUTSCHE GOVT CASH INSTL
06101/18 10,218140 NM 06/29118 10,204.14 10,21814 0.50 123.11 1.73% 1.79%
Total M onev Market $10,204.14 $10,218.74 50.50 $123.11
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $10,204.14 $10,218.74 50.50 $123.11
Umealized Estimated Estimated
Date /Modred Onantly Vall Cad Col Bet Motel kite fl eet Value Glary' Loss Annual income Yield
EQUITIES 9 6.0 0% of Portfolio
Common Stocks
BRISTOL MYERSSOUIB8 CO 009 Security Muddier:RAY
Dividend Option: Cash CUSP. 102288
10130/15 3,400.000 66.9420 227604.16 55.3400 188 156 00 49.448.16 5.440 00 2 89%
DISNEY WALT CO DISNEY COM Security Identifier. DM
Dividend Option: Cash CUSIP: 25466796
10130/15 685.000 114.0150 78,09995 104.8100 71,794.85 4,305.10 1,150.80 160%
Total Common Socks $305,704.11 $259,950.85 445,753.26 $6,590.80
TOTAL EQUITIES $305,704.11 $259,950.85 445,753.26 $6,590.80
Wreaked Aimed SWIM
Cod WM Markel Vabe Gelation Meted Maud Income
TOTAL PORTFOLIO HOLDINGS $315,922.85 $270,169.59 445,753.26 $0.00 $6,713.91
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered'. Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form V 99-8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost
basis will not be reported to the IRS.
Page 3 of 9
Atom,' Note Rated hearnt cow Swab Penton.I lt. • Sally owned
A:st:c.g Every Vex Since 2007 subsidiary ameawia New York Melba
CONFIDO. AL- D (S A c U UL M D W C E I D commumconotes C Pe o n ln n a e t . k 4 o C l ( . M m Y an M ta A M O iR alklYEEPM_00049069
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DES-SDNY-001 1893
EFTA_00159678
EFTA01291322

Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Your statement reflects a substitute payment reimbursement because you received one or more substitute paymentslast year in lieu of a qualified dividend. This reimbursement is being made
because substitute payments do not receive the same preferential tar rate as qualified dividends.
Page 4 of 9
Account Number=
RAS Exedlent Owing Smelt exebng LI.C, a ebony ...fled
ACC Lit L Every Vex sac 2007 subodixy et Tie Sank of New York Mellon
CONFIDO. DAIJAR RMED COMMUNICATIONS CeeloomMel Me Melfoinn))
EXCELLENCE Pent-rag µ C. inerrea
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011894
EFTA_(() 159679
EFTA01291323

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
June 1,2018 - June 2018
J EPSTEIN VIRGIN ISLANDS
Messages (continued)
We credited your account with an amount equal fo 13.33% of each eligible substitute payment. based on the difference between an assumed rate on ordinary income of 25% and the rate for
qualified dividends of 15% (10% difference). We amended your reimbursement from 10% up to 13.33% to adjust for taxes paid on the reimbursement.
This income will be reported on your Tax Information Statement as 'Other Income' on Form 1099-M ISC, Box 3.
If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you may have received fess than 13.33% of the
corresponding substitute payment. Since income from investment companies may consist partly of nonq ualified dividend income, your reimbursement was calculated only on the percentage of
income that qualifies for the preferential fax rate.
If you have any questions regarding your reimbursement, please contact your advisor.
Although a money market mutual fund seeks to preserve the value of your investment at S1per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary H.. Gm Aims snoit n area, case ....nrency)
°edits TNs Period Debits Tel:Period Net ThisPefled Credits Yes4e.Date Debits Yearao.Date Net Year-to-Date
Securities
Securities Sold 0.00 0.00 0.00 289.17378 0.00 289.173.78
Total Securities $0.00 $0.00 $0.00 $289,173.78 90.06 $289,173.78
Dividends and Interest $14.60 $0.00 $14.60 $5.583.11 $0.00 $5.583.11
Cash
Withdrawals 0.00 0.00 0.00 0.00 495,000.00 -295.000.00
Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00
Totals $14.60 $0.00 $14.60 $294,756.89 4295.000.00 4243.11
Page 5 of 9
Account Numbe
Rated (want CIang dashM ang LIC, a ally armed
ACCL AI M L Every Vex Saes2007 wbaOaya The Ilardi of New York Mellon
CONFID DALIAR RAlE D COMMUNICATICOS Comonthm (MY Man)
EXCELLENCE Perihe. EmenAckinuf-Al_00049071
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0011895
EFTA_00 159680
EFTA01291324

Transactions by Type of Activity
Process
Settlement
Dote Adivily Type Description Quantity Price Acaved literal Amount Currency
Dividends and Interest
06/29118 MONEY MARKET FUND DEUTSCHE GNI CASH 14.60 USO
INCOME RE0BYED
PE6232045
Total Dividends and Interest - U.S. DOLLARS 0.00 14.60
Total Value of Transactions 0.00 14.60 U93
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Spedatid: ENJ Contact totormillon
JOSHUA SHOSHAN Telephone Number: (212) 454.4433
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DEUVERY
You have not selected any account communications for electronic delivery. To register and turn olf paper communications, log in to your account or contact your Investment
Specialist for more information.
Page 6 of 9
Account NAum:c -- Alp. Rated (warm Owing throughP ining PIC. • .Yon/ owned
uy vox Since 2007 subsidiary a The Unit of New York140km
C O MBAR WED COMMUNCATICtt5 CarPwatimi (MY Melon)
Exalt (NC t Penne. MC. immter FititaliklYEEPM_00049072
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011896
EFTA_00159681
EFTA01291325

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
June 1,2018 - June 30,2018
J EPSTEIN VIRGIN ISLANDS
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (I) orders for the purchase and sale of securities and other property and (u) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit. www pershing corn/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing U_C. Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified: or
Page 7 of 9
Account
bled Excellent Oaring Swett Penbew LIC. a wttoNy owned
NumberAtecil: L Ewry Yew Since 2007 'Medic/ el The &onkel New York Mellon
CONFID DAU M IM7I D COMMUNICATIONS Cementite (MY Melon)
()Canna Perynng newt.. !mu, Wtoyua6m_000coo7s
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011897
EFTA_0CII5%82
EFTA01291326

Important Information and Disclosures (continued)
Important Arbitration Agreement (continued)
(Iii) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 9
Aco3unt Number=
bled (Kant Clares dash Mani LiC, a M.olly owned
M0421: I. I te. Every Yew Shwa 2007 subothanft of The bonli of New Yak Mellon
CONFID AL- DAUMM I ID COMMUMCATICMS Camonthm (MY Man)
fxCaLD4CE Pena.; MC...yen-ter EIIIRAANIYIS,M_00049074
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011898
EFTA_00159683
EFTA01291327

TERMS AND CONDITIONS
TRANSACTIONS PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSRIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND TRANSACTION YOU MAY MAKE, PERSHNG MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PFPRHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WLL BE HALED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH CO NOT APPEAR ON YOUR VIEW IT ONLINE AT WVVVV.PERSHNG.COM.
STATEMENT. F SO. THE TRANSACTIONS WILL AF•PEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WHAM PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NHS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 007(A)(1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TINE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED N MATERIAL PREVKK4SLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF TO CERTAAN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO NCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AcAnrIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ME INDEBTED TO PERSHING LLC ('PERSHNG') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. INI THOUT TENDER,
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAD BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF THE ABOVE TERMS AND CCAIRT IONS ARE UNACCEPTABLE TO YOU. PLEASE NOTE,/ PERS-It4G IMMEDIATELY IN WRMNGBY CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY.NJ 07399. ATTN LEGAL DEPT
Page 9 of 9
Acatunt Monte Rated EicaNnt Charing MeongliPenting PIC. oplally camel
(ivy Yaw Since2007 sobskliani e4 The Bonita New York Melee
CONFIDO. AL- DAMN, WED commumcAnctes CeePeabm (MY Mellon)
EXCELLENCE Penn.'s LI.C.nwrte. FnitAtIctlYteroM_00049075
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011899
EFTA_00159684
EFTA01291328

I5 I
Deutsche Bank MeutHhe cont MINIM /teeth monneawn
Mulcts tete..< 6too;
o.e.the Ilan% Semosimi we.
P.O. Box 1776, Baltimore, MD 212O3 New MIS Dike
MS het Anemic SUS /Ms.
New Ymk. NY MIN
MN ;tn. Mt .12,40S
(Mee 110%55 SUS
May 1,2018 - May31,2018
Account Number:
JEPSTBN VIRGIN ISLANDS
FOUNDATION INC
6/30 RED HOOK QUARTER B3
ST THOM ASVI00802
Portfolio at a Glance
ThisPeried Teereo-Dide
Your Investment Specialist. BEGINNINGACCOUNT VALUE $254,191.93 $585,636.85
JOSHUA SHOSHAN Net Dash Deposits and Withdravrah 0.00 495,000.00
(212) 454-4433 Adjusted Previous Account Value 254,797.93 290,636.85
Dividends.Interest and Other Income 1674.26 5,568.51
Net Change in Portfolio' 1.076 90 -38.956.27
ENDINGACCOUNT VALUe57,249.0W -S257,249.04
Estimated Annual Income 56.699 31
1 Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
percent Asset Type Prim Year-End Last Period This Period
. 4% Cash, Money Funds, and Bank Deposits 10.461.85 8.829.88 10,204.14
ill 96% Equities 575,175.00 245,968.05 247,044.95
100% Account Total (Pie Chart) 6585,636.85 $254,797.93 $257,249.09
Please review your allocation periodically with your Investment Specialist.
Page ' of
Rated (Kant Owing Orme.h abits 1.1.C, a Molly...fled
roc" NFID FA L4- Every Vow Since 2007 sobsidiady ol Twee* of New Vo4 Mellon
DAUM WED COMMUMCATIOM5 Corponthm Ma Mellon)
EXCIALEWI Penne. LI.C. rntertee RAAPV‘PM_00049076
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO119OO
EFTA_OO15%85
EFTA01291329

Summary of Gains and Losses
Realized
This Period Year•to•Date Unrealized
Long-Term Gain! Loss 0.00 -24,870.41 -58859.16
Net Gain/ Loss 0.00 -24,870.41 -58,659.16
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Description Amount Wino
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 1.68% Activity Ending: 05f 3V 18
05101/18 Opening Balance 8,829.88 8,829.88
05102118 Deposit MONEY FUND PURCHASE 1.360.00 10,189.88
05131/18 Deposit IN COM E REINVEST 14.26 10,204.14
05/31/18 Closing Balance $10,204.14
Total All Money Market Funds $10,204.14
Income and Expense Summary
Current Period Yeer•to•Dde
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 1,360.00 0.00 5,460.00 0.00
M oney M arket 14.26 0.00 108.51 0.00
Total Dividends, Interest. Income and Expenses $1.374.26 $0.00 $5,568.51 $0.00
Page 2 of 7
Await( Number
Med Cacellent Owing engem ',enlists PIC • Wile/ CMOS
A:Cit:n CI Every Year Shwa 2007 subsidiary a The Bonita New York Mellon
CONFIDO. L-- DAYAR RAII D COMMLINICATIM CA•Watim (MY Melon)
EXCLUDICIE Penn.'s LIX. 'sent. FiliFLAAWYMICat00049077
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011901
EFTA_00159686
EFTA01291330

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
May 1,2018 -May31,2018
1E PSTEIN VIRGIN ISLANDS
Portfolio Holdings
Account Aclkity 0 Gale Acaued loom, 30-Day Current
Opening Dale Quantity Number &Oleg Balance Balance Income ThisYeas Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 4.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
05101/18 10,204.140 NIA 05131118 8,829.88 10,204.14 0.00 108.51 1.65% 168%
Total Money Market $8,829.88 $10,204.14 10.00 $108.51
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $8,829.88 $10,204.14 10.00 $108.51
Unrealized Estimated Estimated
Dale Acquired Quantity Uail ad Cod Bat Market Price Market value Gan loss Annual Income Yield
EQUITIES 96.00% of Portfolio
Common Stocks
BRISTOL MYERSSOUI98 CO COM Security Identifier: NY
Dividend Option: Crib CUSP. 1012208
10130/15 3.400 000 66.9420 227,604.16 52.6200 178 908 00 48,696.16 5440.00 304%
Dee WALT CO 0194ET COM Security Identifier DIS
Dividend Option: Cab CUSP: 254687.06
10130/15 685.000 114.0150 78,09915 99.4700 68.136.95 1,963.00 1,150 80 t 68%
Total Common Socks 3305,704.11 3247,044.95 458,659.16 $6,590.80
TOTAL EQUITIES $305,704.11 $247,044.95 458,659.16 96,590.80
Iterated Amuse Estimated
Cost Buis Markel Value Ger/ Lou Meted Annuallocos
TOTAL PORTFOLIO HOLDINGS $315,008.25 3257,249.09 458,659.16 $0.00 $6,699.31
Generally, securities acquired before 20 11, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered'. Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form V 99-8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost
basis will not be reported to the IRS.
Page 3 of 7
Account Numbe
RatedhcaNnt OtwingewoughpenfringaCeeliollyowned
EmmyyweSinceiNg subsidiary a The Unit of New York Melba
CONFIDO. AL- DALURRATEDCOIVAUNCATIC06 CoWatimi (MY Meta)
EXCUUNCt LI.C. 'MINX! Fititatka00049078
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SONY-0011902
EFTA_00159687
EFTA01291331

Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities. thereby overstating them. Refer to www perching corn/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share. it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEaC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 4 of
Rated Emant [fad mtastaang LL[, a ally owned
Att"nt NAUMMObKel l ilM Every Ygmr Sime 2007 absa ya The ear of New Yak Mellon
CONFIDt AL- DAUM, fenE D COMMUNICATIM Canmea. (111a Man)
EXCIILD4a PenhasLIX.rnerrter miRIAINIIYASIM_00049079
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011903
EFTA_00I5%88
EFTA01291332

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
May1,2018- May31,2018
J EPSTEIN VIRGIN ISLANDS
Activity Summary (All amounts shown ate in base currency)
Godes This Period Debits ThisPeand Net IntsPeriod Otani Yeat4o-Dale DebReYeauto-Date Net Yesto-Date
Securities
Searnies Sold 0.00 0.00 0.00 289,173.78 0.00 289,173.78
Total Securities $0.00 $0.00 $0.00 $289.173.78 $0.00 $289,173.78
Dividends and Interest $1,374.26 $0.00 $1,374.26 $5.568.51 $0.00 $5,568.51
Cash
Wittidrraah 0.00 0.00 0.00 0.00 -295,000.00 -295,000.00
Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00
Totals $1,374.26 $0.00 $1,374.26 $294,742.29 4295,000.00 4257.71
Transactions by Type of Activity
Process
Settlemerd
bele Adivily Type Delectation Quantity Price Acaued Interest Amount Cattenty
Dividends and Interest
05/01118 CASH DIVIDEND RECEIVED 3400 SIMS BRISTOL M YRS SQUIBB CO COM R004106 PD 1,360.00 USD
BM Y 05/011
05/31118 MONEY MARKET FUND DEUTSCHE GOVT CASH 14.26 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 1,374.26
Total Value of Transactions 0.00 1,374.26 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your invetiment Spedalitt:ENJ Canted Infeemetion
JOSHUA SHOSHAN Telephone Number: (212) 454-4433
280 PARK AVE- 3RD FL
NEW YORK NY 13017
Page 5 of 7
Account WS
Rated (want CheringewochhmaingUX.nWlyamod
A:0 0 L Every Vex Since 2007 subsidiadvannewdogNewYwk440m
DAIJAR MID) CONVOCATIONS Owpwatim(OMYWOm)
EXCULD CI Perovt4CmwmtwfMRATOWYMPIA_00049080
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) C ONFID DB-SDNY-0011904
EFTA_00159689
EFTA01291333

Your Account Informati n
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (UPC.). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.coml about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
Page 6 of 7
Accout NA=
Paled taceNnt OwingI wo.W Pegging LLC a wally owned
A:c:it Every Yaw Since 2007 Smear/ el The &onkelNew York Melba
CONFID O. DALIIM WED cm...mom,* CAgnatim (MY Meta)
I 41
EXC[lLENCC Penne. LI.C.intrrte FiliRAI NSUGM_0 0049081
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011905
EFTA_00159690
EFTA01291334

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
May 1,2018 -May 31,2018
JEPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330.
Page 7 of
COAt
Account Number
Perim Sae. habmi LLC, a wholly armed
Oat L Every Vex Siva 1007 subsidiary a The Ilardi of New Yo4 Mellon
NFID DAIJAR WED COMMUMCATIONS Corponthm (IIIa Melon)
EXCOAD.Ct Penne. KC nverrter EitiRtActit'lligPM_00049082
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011906
EFTA_00 I 5%9 I
EFTA01291335

I5 I
Deutsche Bank Matta* Sank Private eleSth Ittanststment
Yarn Coarape &Ow*
tlystulk• !Sank Sechrotiot M.
P.O. Box 1776, Baltimore, MD 212O3 Nee Sort Me
345 Pan Awn.. 14th Mot
New l‘tlk n10154
Ta tree •66-611-5105
Dow: 410 415 fat
April 1,2018 - April 30,2018
Account Number
JEPSTEIN VIRGIN ISLANDS
FOUNDATION INC
6/30 RED HOOK QUARTEFt B3
ST THOM ASVI00802
Portfolio at a Glance
MisPertod Year4o-Date
Your Investment Specialist: BEGINNINGACCOUNT VALUE 3392,629.18 $585,636.85
JOSHUA SHOSHAN
Nei Cash Deposits and Withdravrah 400,000.00 495,000.00
(212) 454-4433 Adjusted Previous Account Value 292,629.18 290,636.85
Dividends, Interest and Other Income 20.23 4,194.25
Net Change in Portfolio( -37.861.48 40,033.17
Ell $254,797.93
Estimated Annul Income 56.685 05
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Asset Type Prior Year-End Last Period This Period
. 3% Cash, Money Funds, and Bank Deposits 10,461.85 8.337.78 8.829.88
(ffil 97% Equities 575,175.00 384,291.40 245,968.05
100% Account Total (Pie Chart) 3585,636.85 $392,629.18 3254,797.93
Please review your allocation periodically with your Investment Specialist.
Page 1 of 8
Rated CicaNnt Owing Mwough Mtn 11C.• wholly owned
I AL-- (uy Yaw Sac. 2007 subsidiary of TM Snot New York Mellon
CONFID DALIIAR RATED CONVOCATIONS C44143•43160 (MY /141134) n a
EXCIAL CNC( Penaha LI.C.4uttreet SIIIR4304ti itIl-te-Thi-0°°4 908* 3
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO119O7
EFTA_OO159692
EFTA01291336

Summary of Gains and Losses
RN'S
This Period Yetto•Date Welland
Long-Term Gain! Loss -13542.65 -24,870.41 .59,736.06
Net Gain! Loss -13,542.65 -24,870.41 -59,736.06
This summary excludes transactions where cost basis information is not available.
For Your Informati n
The European Central Bank (the ' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
F-
M oney Market Fund Detail
Date Activity Type Desaiption Anoint Barn
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 184% Activity Ending: 04/ 30/18
03130/18 Opening Balance 8,33718 8,337.78
04124118 Deposit MONEY FUND PURCHASE 100,471.87 108,809.65
04126118 Withdrawal MONEY FUND REDEMPTION -100.000.00 8,809.65
04/30/18 Deposit INCOM ERBNVEST 2023 8,829.88
04/30/18 Closing Balance $8,829.88
Total All Money Market Funds $8,829.88
Income and Expense Summary
Cuttenl Puled Yeauto.Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 0.00 0.00 4,100.00 0.00
Money Market 20.23 0.00 9425 0.00
Total Dividends, Interest, Income and Expenses $20.23 $0.00 $4,194.25 $0.00
Page 2 of 8
Accoui Numb' .
Rated EtcaNnt Owing tlwonsh holingP IC a Sally owned
N. M Every Vex S.Ke 2007 subsidiary a lle ear of New York Melba
CONFID AL- DAtUR RATED COMMACATIONS Calwatkie (SW Meta)
EXCEL WC( Pentint LAC...ter-ear filiatiAteaM_ 00049084
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011908
EFTA_00159693
EFTA01291337

Deutsche Bank ■
P.0 Box 1776, Baltimore, MD 21203
April 1, 20 18 - April 30, 2018
J EPSTBN VIRGIN ISLANDS
Portfolio Holdings
Actor Activity 0 Dosing Acaued income 30-Dey Current
opening Cele Weedily Number &Oleg Mena Ulna Income This Yew Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 3.00% of Portfolio
Money M arket
OEUTSCHE GOVT CASH111811
03130/18 8,829.880 WA 04/30/18 8.337 78 8,829.88 0.00 94 25 1.63% 164%
Total Money Market 58.337 78 $8,829.88 $0.00 594 25
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 58.337 78 88,829.88 80.00 594 25
Unrealized Estimated Estimated
Dole Acquired Onanlily Wit Out Cost Basis Market Prix Market VSe Grafton Annual income Yield
EQUITIES 9 7.0 0% of Portfolio
Common Stocks
BRISTOL M YERS SQUIBB CO COM Security Identifier: BM Y
Dividend Option: Cab CUSP. 1012298
10130/15 3,400.000 66.9420 227,604.16 52.1300 177 242 00 40 362 16 544000 306%
DISNEY WALT CO DISNEY COM Security Identifier:GIS
Dividend Option: Cub GIMP: 25468796
10130/15 685.000 114.0150 78,09995 100.3300 68.726.05 4,373.90 1.150 80 167%
Total Common Socks 3305,704.11 3245,968.05 459,736.06 $6,590.80
TOTAL EQUITIES 3305,704.11 3245,968.05 459,736.06 36,590.80
lAirealized Acaued Eillteated
Coat Bald Market Value 051L em intern Annud Income
TOTAL PORTFOLIO HOLDINGS 3314,533.99 $254.797.93 459,736.06 $0.00 $6,685.05
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered'. Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form V 99-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost
basis will not be reported to the IRS.
Page 3 of 8
Account Numbeilla
Rated (Kant Owing Omit. Ambit. PIC. oplally owned
Every Vex Since 2007 subsidiary e4 nee brat of New York Mete
CONFIDO. DAIJAR MI ED C0MMUNCATI0NS &So (MY Meta)
EX( CIL NC( Pentww MC. merree. FiliFtAnWALGA_00049085
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011909
EFTA_00159694
EFTA01291338

Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STAIN ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www Pershing corn/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Page 4 of 8.
Account Number
Med ballent OwingI MO. Mikan. LIC, a wholly owned
At 02L4 , L Every Yea Since 2007 subsidiary orT a Sank of New Yak Mellon
CONFID DAUM RATED COMMUNICATIONS CoMontim (MY Mellon) am „ a a a
EXCLUDICIE Penne. LLC. forte. Ii lRA.44? i40-MVI—U°°4°°°
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11910
EFTA_00I59695
EFTA01291339

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
April 1,2019 - April 30,2018
JEPSTBN VIRGIN ISLANDS
411111111111111111111111111111111
Schedule of Realized Gains arid Losses Current Period
Date Date Regina
Description Disposed Acquired Designation Disposition bassedion Quantity Preceecie Cut Bads Gannon
Long Term
DISNEY WALT CO OWE 04120/18 10130/15 Covered first In first Out! SELL 1,000.000 100,471.87 114,014.52 -13,542.65
Security Identiliet:254687116
Total Long Term 100,471.87 114,014.52 -13,542.65
Total Short and Long Term 100,471.87 114,014.52 -13,542.85
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as
amended by the Emergency Economic Stabilization Act of 2008, and ere marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the
cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099 B, the cost basis
will not be reported to the IRS.
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior
income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital
information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be
differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to
you.
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not
required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be
responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims
any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting.
Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which
you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your
account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this
may be reported on the IRS Form 1099-B.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at SI per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule I0b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 5 of B
Account Number
Rated (Kant On& IMO Penton LLC a Sally craned
At CNA! , Levy Yaw Since 2007 subsidiary time &onkel New York Mellon
CONFIDO. AL- DAIJAR WED C0MMUNCATI0NS Cennatim (MY Meta)
I/CCMEWI Penalalt 1.1c.iwte FIIIRAVkla 00049087
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011911
EFTA_00159696
EFTA01291340

Activity Summary (All amounts shown are in base currency)
PealsDes Period Debits ThisPeiled Net ThisPeriod CredReYtahletele DeNtsYememnite Net Year-to-We
Securities
Securities Sold 140,471.87 0.00 100,471.87 289,173.78 0.00 289,173.78
Total Securities $100,471.87 $0.00 $100,471.87 $289,17378 $0.00 $289,173.78
Dividends and Interest $20.23 $0.00 $20.23 $4,194.25 $0.00 $4,194.25
Cash
Withdrawals 0.00 -100,000.00 -100,000.00 0.00 495,000.00 -295,000.00
Total Cash $0.00 4100,000.00 4100,000.00 $0.00 4295,000.00 4295,000.00
Totals $100,492.10 4100,000.00 $492.10 $293,368.03 4295,000.00 -41,631.97
Transactions by Type of Activity
Process Trade
Settlernenl Transaction
Date Dele Adlvay Type DesalptIon Quantity Peke Accrued literal Amount Currency
Securities Bought and Sold
04124/18 04/20/18 SOLD DISNEY WALT CO DISNEY COAL UNSOLICITED ORDER -1.000.000 100 5302 100,471.87 USD
DIS
Total Securities Bought and Sold -U.S. DOLLARS 0.00 100,471.87
Dividends and Interest
04/30/18 MONEYMARKETFUND DEUTSCHE GOUT CASH 20.23 USD
INOUYE RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 20.23
Cash Withdrawals and Deposits
04/28/18 FEDERAL FUNDS SW FIRSTEIANK PUERTO RIC -100,000.00 USD
USD949997
Tot at Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 -100,000.00
Total Value of Transactions 0.00 492.10 UM
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Specialid: SU Contad leroemetlen
JOSHUA SHOSHAN Telephone Number: (212) 454.4433
280 PARKAVE- 3RD FL
NEW YORK NY 100 17
Page 6 of 8
Atom,' Numbe Rated (want ~IC SA'S..h abit( Lic.• tdar
A;C:22! (my vex Since 2007 Mwdwvalkee.ror New York Melba
CONFID DALIR ?<MED COMMUNCATICNS ~nth»( MY Melba)
EX(I llE MU LI.C. tricot,/ FIHRA%rJCS,C-^••-00049098
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011912
EFTA_00159697
EFTA01291341

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
A pril 1, 20 18 - A prif 30, 20 18
J EPSTBN VIRGIN ISLANDS
Your Account Informati n
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC D EUVERY
You have not selected any account corn mu nications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Investment
Specialist for more information.
Important Inf rmat ion and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
Inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing Is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCID). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.comf about strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed In writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LW, Legal Department,
One Pershing Raze, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Page of
Account NumbeAr M
Rated Eact4rnt Owing through ',enlist.P IC s wholly owned
A;C:J!' , Every Vex Sac. 2007 subsidiary at The Bonita New York Mellon
CONFID AL- DALIAR RATED COMMUNICATIONS Cannatim (MY Meta)
EXCII CNC t Forme. MC. nwrax FiliRAIWALGOA_00049089
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011913
EFTA_00159698
EFTA01291342

Important Information and Disclosures (continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is tiled, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the classcertification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Paged of a
Account Numbeta
Rated hernent Owing iThel Penbeg LLC, a wildly armed
MEW L Every Yow Sae 2007 subeelMy ol The bake. New York Mellon
CONFID DAIL& MilE D C0MMUMCATICMS Coombe,' (MY Mellon)
EXCOAD4CC Pefshog µtrams*. inetAWSY4ELGM_0004909.3
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11914
EFTA_001 59699
EFTA01291343

15I
Deutsche Bank Matta* Sank Potty* Oltatth taanktgesest
Motets CetotNe &Ow*
tlyststlmt Sank Senentot M.
P.O. Box 1776, Baltimore, MD 212O3 Nat Sort Once
HS Sol Anent*. 14th Mot
ilettattlk FIT 10154
Tat tree /16‘411-5145
West 410 ttf5 Seat
M arch 1,2018 - M
Account Number:
JEPSTEIN VIRGIN ISLANDS
FOUNDATION INC
6/30 RED HOOK QUARTER B3
ST THOM ASVI00802
Portfolio at a Glance
ThisPerlod Year4o-Date
Your Investment Specialist: BEGINNINGACCOUNT VALUE $407,232.20 $585,636.85
JOSHUA SHOSHAN Net Cash Deposits and Withdrawals 0.00 ,195,000.00
(212) 454-4433 Adjusted Previous Account Value 407,232.20 390,636.85
Dividends. Interest and Other Income 10.18 4,114.02
Net Change in Portfolio' .14,613.20 .2,181.69
END INGACCOUNT VALUE
Estimated Annual Income $8,344.82
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Ass Type Prior Yen-End Last Perlod TelePeriod
2% Cash, Money Funds, and Bank Deposits 10,481.85 8,327.60 8,337.78
98% Equities 575,175.00 398,904.60 384,201.40
100% Account Total 8585,838.85 8407,232.20 $392,629.18
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Realized
ThisPerlod Year4o.Dala Umenized
Long-Term Gain/ Loss 0.00 -11.327.76 45.427.23
Net Gain! Loss 0.00 -11,327.78 45,427.23
This summary excludes transactions where cost basis information is not available.
St
Page l of B
artuNFIDPorAL*-
Rated tacaNnt Owing tinge. Pasting Ilt. a wally owned
Every Yaw Shice 2007 subsidiary SIM Wolof New York Mellon
DAISAR MI ED COMMUNCATIONS Con,ontim (UIY Melba) a a a
EX( (UDC Pen et MC. nwrte. FitiRnAloWi W -11"—u004'041
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO11915
EFTA_OO1597OO
EFTA01291344

For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1342 S. These rates are subject to change in response to market changes. and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances
Money Market Fund Detail
Date Activity Type Donation Amount
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 1.53% Activity Ending: 03! 29! 18
03101/18 Opening Balance 8,327.80 8,327.80
03729118 Deposit INCOM E RENY EST 10.18 8,337.78
03/29118 Closing Balance $8,337.78
Total All Money Market Funds $8,337.78
Income aid Exoeise SJ nma y
Onient Period Yerao-Date
Tactic Non Toth,. Taxable Non Tattle
Dividend Income
Equities 0.00 0.00 4,100.00 0.00
Money Market 10.18 0.00 74.02 0.00
Total Dividends, Interest, Income and Expenses $10.18 $0.00 $4,174.02 $0.00
Portfolio Holdings
Accost Activity Opening Ching Aimed biome 30-Day DJt rent
Opening Dale Outgo Maribor Ending Be1w Bahia Items This Yea Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
03101/18 8.337.780 WA 03129118 8,327.60 8,337.78 0.39 74.02 1.40% 1.53%
Total Money Market $8,327.60 $8,337.78 $0.39 $74.02
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $8,327.80 $8,337.78 $0.39 $14.02
Page 2 of 8
Atom% Numbe
Med Ca-04M Ceringewm0OhntingUCombollyommil
Every Yew Shoe 2007 subsOmyanwewiteINewYwkileim
CONFIDO. AL- DAU M RAlI D COMMUNCATIONS Cspowdbo(OMYWIWO
EXClitlDa Peroww4CmwftwfMKAINARLC4A _00049092
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011916
EFTA_00159701
EFTA01291345

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
utarch 12018 - M arch 31,2018
I EPSTEIN VIRGIN ISLANDS
Portfolio Holdings (continued)
Unrealized Estimated &limited
Date Acquired Quantity Unit Cost Cost Bois Merkel Price Market Value Got Loss AnnualIncome Yield
EQUITIES 9 8.0 0% of Portfolio
Common Stocks
BRISTOL MYERS SQUIBB CO COM Security Identifier:8MT
Dividend Option: Cash CUSIP.19122138
10/30115 3.400.000 66.9120 227.601.16 83.2500 215.050 00 •12.554.16 5.410.00 2 52%
DISNEY WALT CO DISNEY COM Security Identifier 015
Dividend Option: Cash CUSIP: 25168796
10/30115 1.685.000 114.0150 192,111.17 100.4100 169.211.10 •22.873.07 2.830.80 1 67%
Total Common Stocks $419,718.63 $384,291.40 435,427 23 $8,270.80
TOTAL EQUITIES $419,718.63 $381291.40 435,427 23 $8,270.80
Unrealized Acaued Estimated
Cell Bails Market Value Gain; toss interest Annual Income
TOTAL PORTFOLIO HOLDINGS $428,058 41 $392,629.18 435,427 23 $0.00 $8.344.82
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986. as amended by the Emergency Economic Stabilization Act of 20 0 8. and are marked as "noncovered" Securities marked as "covered". were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form 1399-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost
basis will not be reported to the IRS.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
Page 3 of 8
Account Number
Rated Eaceilent Owing Sae. Penang ISC.• wholly owned
At 07t6.91t :75 L Every Yew Since 2007 subnehanft or km of New York Mellon
CONFIDO. DAUMMUD C0MMUNCATIMS Corporatism awn' Moto)
EXCIMENCE P r. MC. rner-ter manANIKer-IM_00049093
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011917
EFTA_00 159702
EFTA01291346

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures (continued)
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to MC Rule lob-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (AO amounts shorn are in base -urrency)
Peeks This Period Debits ThisPeriod Net ThisPeried OatesYea-to-Date Debits Year-to-Dale Net Year-to-Date
Securities
Securities Sold 0.00 0.00 0.00 188,701 91 0.00 188,701 91
Page 4 of
Account Num
,AS Pateamant Owing dash hang LIC, a wholly armed
C flea O NFID • IA 10. D Ev A e I r J y A V R e M x S U in D ce C 2 0 0 M 0 M 7 UMCATICNS C su om bp ed a i r a / n 0 ( T M he Y I l M ard a i o n f ) N ew Yeti; Mellon
EXC0AENCt Peritre. miRA.6ceilYuL0M_000luom
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO11918
EFTA_00 1597O3
EFTA01291347

I5 I
Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
M arch 1, 2018 - M arch 31, 2018
J EPSTEIN VIRGIN ISLANDS
Activity Summary (continued)
Cradlts7WsPerk3d Debits ThisPerlod Net IldePerlod Credits Year4o-Date DebitsYeatioate Net Yeir4o-Dale
Total Securities $0.00 $0.00 $0.00 $188,701.91 $0.00 $188,701.91
Dividends and Interest $10.18 $0. 00 $10.18 $4,174.02 $0.00 $4,174.02
Cash
Withdrawals 0.00 0.00 0.00 0.00 -195,000.00 495,000.00
Total Cash $0.00 $0.00 $0.00 $0.00 4195,000.00 4195,000.00
Totals $10.18 $0.00 $10.18 $192,875.93 4195,000.00 42,124.07
Transactions by Type of Activity
Process'
Seillerneel
Dole Adivily Type Dew:siphon Queasily Price Awned literal Amount Curren,
Dividends and Interest
03/29118 MONEY MARKETFUND DEUTSCHEGOVT CASH 10.18 USD
INCOME RECEIVED
PER232045
Total Dividends end Interest - U.S. DOLLARS 0.00 10.18
Total Value of Transactions 0.00 10.18 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Seeder& DU contact lulormilion
JOSHUA SHOSHAN Telephone Number: (2 t2) 454.4433
280 PARK AVE- 3RD FL
NEW YORK NY 13017
Page 5 of 8
Account Numb,
Rated balked OwingI MO hatingP IC a re
A103 L Every Yew Since 1007 subsidiary as Bonk of New York Mellon
CHUM RAII D COMMLINICATIONS Colnatim (MY Mellott)
EXCIILENC( Penne.U.C.rntrrte FiliRktiNguyak 00049095
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011919
EFTA_OOI 59704
EFTA01291348

Your Account Informati
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield M ethod: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper cam munieations, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and ( ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC19). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about( strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LIJC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
Page 6 of 8
Accout Numbe
Paled taceilent chiti ng through PentiogI IC.• Say weed
A:ct L Every vex Site 2007 subsidiary ameasotti New York Mellon
CONFID DAIJAR WED COMMUNCATIONS Cortaatim (MY MONO
EX( CIl ENC Penne. LIX. 'newts. FilialkkiELGM_00049096
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1920
EFTA_00159705
EFTA01291349

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
M arch 1,2018 - M arch 31,2019
JEPSTBN VIRGIN ISLANDS
Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 7 of d
Account Numbra
Med brolent Owing Sae. Penbni LLC, a wholly owned
At OM L Every Year Since 2007 sobieliary a T,t Sark of New York Mellon
CONFID DALIMA RATED C0MMIJMCATICMS Corpontim (MY Mellon)
EXCLUDICIE Pen...* µLC, mernte filottakinGhl_00049097
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011921
EFTA_00 159706
EFTA01291350

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL SE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING R AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO, THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(A)(1)-all
BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: NTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A OOMBNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. SNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST OCECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE NEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AF-CnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (-PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY
PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F /MOP THE ABOVE TERMS AND COADITKINSARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERSAING RAMEDIAT ELY IN WRITING8Y CERTIFEO MAIL TOONE PERSHING PLAZA JERSEY CITY. NJ MM.ATTN. LEGAL GMT
Page 8 of 8
Account Numb:a Reed Emallont oaring Sae.P enton LLC. a wholly domed
MEE L-- Every Yost Sine 1007 subsidiary SIM Sank of New York Mellon
CONFID DAUM, MUD COMMUNICATIONS Cmpontim (SHY Mellon)
EXCELLENCE Pent...* LL C, nottA141KeLGM_00049098
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011922
EFTA_00 159707
EFTA01291351

Deutsche Bank DesitsChe Ronk Polsain *teeth MinMolims.
Meant (*.map 6tout
Drenthe MSc Semostin Mc.
P.O.Box 1776, Baltimore, MD 212O3 New Met LAOS
MS MA Ate... MO, MM.
New Yolk. NY 10154
Ton ;tn. MA 1424405
avec 110 8.5 58.41.
February 1, 2018 - Februar 28 2018
Account Number:
JEPSTBN VIRGIN ISLANDS
FOUNDATION INC
6100 RED HOOK QUARTER 83
ST THOM AS VI 00802
Portfolio at a Glance
ThisPerled Yew4o-Dale
Your Investment Specialist: BEGINNING ACCOUNT VALUE $402,268.47 $585,636.85
JOSHUA SHOSHAN Net Cash Deposits and Withdrawals 0.00 ,195,000.00
(212) 4 54-4 4 33 Adjusted Previous Account Value 402,268.47 390,636.85
Dividends, Interest and Other Income 2,008 08 4,163.84
Net Change in Portfolio' 2,955.65 12,431.51
/112II"ic lQi..r:s!1.1 .1-
Estimated Anneal Income $8,33414
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent And Type Prior Year-End lad Period BilePeriod
2% Cash, Money Funds, and Bank Deposits 10,461.85 6,319.52 8,327.60
98% Equities 575,175.00 395.948.95 398.904.60
100% Account Total $585,636.85 $402,268.47 $407,232.20
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Rearmed
ThisPerlod Year4o•Dala Ustea6zed
Long-Term Gain! Loss 0.00 -11,327.76 -20,814.03
Net Gain/ Loss 0.00 -11,327.76 -20,814.03
This summary excludes transactions where cost basis information is not available.
Pagel of 7
Rated brim. OwingI MOPining PIC. orliolly mend
Al:161‘15,13t Ewy Vex Since 2007 subsidiary a The Unit of New York Melon
CONFIDO. AL- OMAR MI ED COMMUNCATICNS Carinfatimi (MY Melon)
EXCIALWa pentww LI.C.immter FiliFLAVAISM 00040000
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011923
EFTA_OO1597O8
EFTA01291352

For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Desaiption Amount Balance
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 1.31% Activity Ending:021261 18
02101/18 Opening Balance 6,31152 6,319.52
02102/18 Deposit MONEY FUND PURCHASE 2,000.00 8,319.52
02/28118 Deposit INCOM EREINVEST 8.08 8,327.60
02/28/18 Closing Balance $8,327.60
Total All Money Market Funds $8,327.60
Income and Expense Summary
Current Period Yetto•Date
Taxable Non Tun Tootle Non Taut*
Dividend Income
Equities 2,000.00 0.00 4,100.00 0.00
Money Market 8.08 0.00 63.84 0.00
Total Dividends, Interest, Income and Expenses $2,008.08 $0.00 $4,183.84 $0.00
Portfolio Holdings
Atom! AdkrIty Canso Dosing Moved Imo 10-Day Current
Opening Date Nett Number Bidiag Balance Balance benome MO's, Vide Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH PM
02/01118 8,327.600 NIA 02/28/18 6,319.52 8,327.60 0.00 6314 1.27% 1.31%
Total Money Market $6,319.52 $6,327.60 $0.00 $63.84
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $6,319.52 $8,327.60 $0.00 $63.84
Page 2 of 7
Accocnt `remise
Rated (want Owing through holingP IC a Sally weed
City Yew Since 2007 subsidiary e4 The Bonita New York Melba
CONFIDO AL- DAUM!, WED COMMUNCATICNS CorPontim (MY MONO
EXCII CNC t PenowwlVdsmterfMatcteaC4A_00049100
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011924
EFTA_00159709
EFTA01291353

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1,2018 - February 28,2018
J EPSTEIN VIRGIN ISLANDS
Portfolio Holdings (continued)
Llereated Ealknaled &limited
Date Acquired Quantity Unit Cost Cot Bat Market Price Market Value GMeatia Annuallncoma Yield
EQUITIES 98.00% of Portfolio
Common Stocks
BRISTOL M YERS SQUIBB CO COM Security Identifier:8MT
Dividend Option: Cash CUSIP. 0122138
10/30/15 3.400.000 68.9420 227.604.16 66.2000 225.080 00 •2.52.16 5,440.00 2.41%
DISNEY WALT CO DISNEY COM Security Identifier:01S
Dividend Option: Cash CUSIP: 25468796
10130/15 1.685.000 114.0150 192,114.41 103.1600 173.824.60 •18.289.87 2,830.80 1.62%
Total Common Stocks 5419,718 63 5398,904.60 -$20,814.03 58.270.80
TOTAL EQUITIES $419,718.63 $398,904.60 -620,814.03 $8.270.80
Unrealized Accrued Estimated
0391 Basis Market Value Win Loss interest Annual scenic
TOTAL PORTFOLIO HOLDINGS $428,046 23 $407,232.20 420,814 03 $0.00 $8,334.64
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986. as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered" Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost
basis will not be reported to the IRS.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAT) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
Page 3 of 7
Account Numbe Rated hceilent Clewing SalemP aging LIC. • wholly owned
AI: 6614W3:0 L Every Vex Since 2007 'obsidian/0 Ilwa Simko. New York Mellon
CONFIDO. DAIJAR Ml ED COMMUNCATIONS Colnatim my meson) a... a a a
Mt:UM( Per,he. KC mtrytte f itiRnAinti itlS,-NP"-u004,1 u 1
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DEL-SDNY-0011925
EFTA_00159710
EFTA01291354

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures (continued)
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your Investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (Al) amounts shown are tn base currency)
Credits ThisPeriorl Debits ThisPeriod Net ThisPeriod Credits Year-to-Date Debits Year-to-Dale Net Year-to-Date
Securities
Securities Sold 0.00 0.00 0.00 188301.91 0.00 188,701 91
Page 4 of ..
Account Number.=
Rated heedlent OaringI ltoud.P agans LIC, a wildly owned
AI:169 L Eery Vex Since 1007 subm1My or The Uri of New York Mellon
CONFIDg DAIJAR RATED C0MMUNCATI0NS emporatine MIT Mellon)
EX(D.IENCC Pemba; U.Cdrorr-ter EllouANiy,Lem_000tiato2
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO11926
EFTA_00I597 I I
EFTA01291355

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
February 1,2018 - February 28, 2018
J EPSTBN VIRGIN ISLANDS
Activity Summary (continued)
Cradlts7NsPerlod Debits ThisPerlod Net ThisPeriod Credits Yea-to-Date DebitsTemeotete Net Yeas-to-Date
Total Securities $0.00 $0.00 $0.00 9188 701.91 $0.00 5188.701 91
Dividends and Interest $2,008.08 50.00 $2,008.08 $4.163.84 50.00 54.163 84
Cash
Withdrawals 0.00 0.00 0.00 0.00 -195,000.00 -195,000.00
Total Cash $0.00 $0.00 $0 00 50.00 4195,000.00 4195,000.00
Totals 82,008.08 50.00 52.008 08 5192 865 75 4195,000.00 42,134.25
Transactions by Type of Activity
Process
Sett kmen1
Dole Activity Type Deusiption Quantity Price Awned Intend Amount Currency
Dividends and Interest
02/01/18 CASH DIVIDEND RECEIVED 5000 SHRS BRISTOL MYERS SOLII88 CO COM RD 01105 PO 2,000.00 USD
BM Y 02/0113
02128/18 MONEY MARKET FUND DEUTSCHE GOYT CASH 8.08 USD
HONE RECBYE0
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 2,008.08
Total Value of Transactions 0.00 2,008.08 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Invelment $pecittlit: ENJ Oonted Toloimetion
JOSHUA SHOSHAN Telephone Number: (212) 454-4433
280 PARK AVE- 3RD FL
NEW YORK NY 40 017
Page 5 of 7
;kaput Number
A Rated Caellent owing Swish Pegging ISC.•••fiellyowned
At:661AL Every Vex Since 1007 sublichady a TMe Boatel New Yoh Maim
CONFIDO AL- DAUMRAIID COMMUNICATIONS Colnabm (MY Meta)
EXClit MC( Penh/. ll.C.rnerrter Flattikl a00049103
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-001 1927
EFTA_00159712
EFTA01291356

Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Met hod for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any.to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing com/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City. New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents.witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
Page 6 of 7
Acmuel Nu:Nb ei
MedE walt Oaring Sae. Penbati LIC, a wildly armed
At 4O,11M L Every Vey Age 2007 'Muer/ of me Snake. New York Mellon
CONFID DALIMA RAII D COMMUNICATIONS Corporation (MY Mellon)
EXCWENCI Penne. µC, motAgSkiti,GM_00049104
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011 928
EFTA_00159713
EFTA01291357

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1,2018 - February 28, 2018
J EPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page - of
Account Num_
It•Wd Excellent Owl'. Swett Pining LLC, a wliolly owned
M:169 Every Way Since 2007 subsidiary a The Sank of New York Mellon
CONFID L- DALSAR ItAlE D COMMUNICATICOS Corponthal (MY Mellon) ,,,,..
Cita:LUX( Peer.it LIX. mmte. F iliRkilleteal_ 00049105
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11929
EFTA_00I597I4
EFTA01291358

Deutsche Bank Deutithe NM. Mira., Nearnh MinMemet4
Mullets ()Twat< Cow:
ope lche Unit set-wttmeg
P.O.Box 1776, Baltimore, MD 21203 New York 0,C.,
)41, Park Awns. no Inge
Novo 0(4. NY 101St
705 r.e NA 1.121445
Oirect 110 512/ SUI
January 1.2018 - January 31 2018
Account Number
JEPSTBN VIRGIN ISLANDS
FOUNDATION INC
6100 RED HOOK QUARTER 83
ST THOM AS VI 00802
Portfolio at a Glance
ThisPertod Yeer-to-Date
Your Investment Specialist: BEGINNINGACCOUNT VALUE $585,636.85 $585,636.85
JOSHUA SHOSHAN Net Cash Deposits and Withdrawals 495,000.00 ,195,000.00
(212) 4 54-4 4 33 Adjusted Previous Account Value 390,636.85 390,636.85
Dividends, )Merest and Ober Income 2,155 76 2,155.76
Net Chan e in Portfolio) 9,475.86 9,475.86
Estimated Annual Income $8,328.56
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Permit And Type Prior Yeet-End Lett Period ThisPerk:4
2% Cash, Money Funds, and Bank Deposits 10,461.85 10,461.85 6,319.52
98% Equities 575,175.00 575,175.00 395.948.95
100% Account Total $585,636.85 $585,636.85 $402,268.47
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Reined
ThIsPerled Year•to•Date Orieanzed
Long-Term Gain/ Loss -11,327.78 -11.327.76 -23769 68
Net Gain/ Loss -11,327.76 -11,327.76 -23.769 68
This summary excludes transactions where cost basis information is not available.
Page " of a
Rated Eaglet Owing engemP atti IIC. • %Sony owned
Eon Vey Since 2007 subsidiary o1T e Unita New York Mellon
DALIAlt RA1E D COMMUNICATICNS CAS (SW Meta)
EXCLUDICI Penns. KC nwrte Filitatea 00049106
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 6 5651 \ 1 F ID "`la DB-SDNY-0011930
EFTA_00159715
EFTA01291359

For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced ° negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Dale Activity Type DeaNiption Amount Balance
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 1.24% Activity Ending: 0 V 3V 18
12130(17 Opening Balance 10,461.85 10,461.85
01112/18 Deposit MONEY FUND PURCHASE 2,100.00 12,561.85
01119/18 Withdrawal MONEY FUND REDEMPTION •10.000.00 2,561.85
01/22118 Deposit MONEY FUND PURCHASE 188,701.91 191,263.76
01/29(18 Withdrawal MONEY FUND REDEM PTION -115.000.00 76,263.76
01130/18 Withdrawal MONEY FUND REDEMPTION -70.000.00 6,263.76
01/31118 Deposit INCOM EREINVEST 55.76 6,319.52
01/31118 Closing Balance 56.319.52
Total All Money Market Funds 86,319.52
Income and Expense Summary
Cument Period Yea-to-Dale
Taxege Non Tavabk Troth Non Taxable
Dividend Income
Equities 2,100.00 0.00 2,100.00 0.00
M oney M arket 55.76 0.00 55.76 0.00
Total Dividends, Interest. Income and Expenses 82,155.76 80.00 82,155.76 $0.00
Page 2 ofd
Account Number=
Rated Eaceilent Owing Minch Pagans LI.C, a wholly owned
At 0:SSI L Every Yost Since 2007 subnony of The Uri of New York Mellon
CONFIDO. DAIL& RA7ED COMMUNCATICOS Corpora's. MAY Mellon)
EXCIILENCE Pontine MC. rnerrter HuRnA(41YLISIM—00049107
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011 931
EFTA_001597 16
EFTA01291360

Deutsche Bank
P.0 Box 1776, Baltimore, MD 21203
January 1, 2018 - January 31, 2018 alli l
JEPSTBN VIRGIN ISLANDS
Portfolio Holdings
Amen' Activity OPsohl0 Closing Accrued Immo 30-Day *arrant
Opening Date Quantity Number Ending Bin. Balance Income Mailer Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTI.
12/30/11 6,319.520 WA 01131118 10,461.85 6,319.52 0.00 55 76 1.23% 124%
Total Money Market $10,461.85 $6,319.52 $0.00 $55 76
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $10,461.85 $6,319.52 $0.00 $55 76
Unrealized Estimated Estimated
Date Acqdred Cleantily Uail Cod Cost Bads Merkel Pike Market Verne Cain. Loss Annual Income Yield
EQUITIES 98.00% of Portfolio
Common Stocks
BRISTOL IIM FRS SQUIBB CO COM Security Identifier: BM Y
Dividend Option: Cash CUSIP.1912298
10130/15 3400.000 661420 227,604.16 62.6000 212.840.00 -14364.16 5.440 00 2 55%
DISNEY WALT CO DISNEY COM Security Identifier: DIS
Dividend Option: Cash CUSP: 25468796
10130/15 1,685.000 114.0150 192,114.47 108.6700 183,108.95 4,005.52 2,830 80 1 54%
Total Common Socks $419,718.63 $395,948.95 423,769.68 $8,270.80
TOTAL EQUITIES $419,718.63 $395,948.95 423,769.68 $8,270.80
Unrealized Awned Palmated
Cod Bak Plaid Wee Ode( Lou Need Annual Income
TOTAL PORTFOLIO HOLDINGS 6428,038.15 $402,268.47 423,789.68 $0.00 $8,326.56
Generally, securities acquired before 2011. in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered". Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form V99-8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost
basis will not be reported to the IRS.
Page 3 of 8
Account NumberI ll. RalwAssant Owens Swab Amiens PIC. • slay oiviC
A: C:!'e! Every Vex Since 2007 subsidNy d The UnitW New York Mete
CONFIDO. DAIJAR MUD CONVOCATIONS ONNeatIN MO NAN)
IC Penne. U.C.inurte, iNFLAVAIYITS4A_CIC/04910 8
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-001 1932
EFTA_00159717
EFTA01291361

Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EA!) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comt disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Page 4 of 8
Account
Rated hceilent ClewingI MO. hnbni LI.C, a wholly owned
NAMu mb L Every Vex Since 2007 subothady as Sank of New York Mellon
CONFID DAIJAR ItAlE D COMMUNICATIONS Caponthal (OW Mellon)
EXCOAENC( Penhas µCimmte f iiiRtAlAllySIM_000491 09
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011933
EFTA_001597
EFTA01291362

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1,2018 - January 31,2018
1EPSTEIN VIRGIN ISLANDS
Schedule of Realized Gains and Losses Current Period
Date Date Realized
Desolation Disposed Acquired Detegeation Chposition Method/ Weetaction Quantity Proceeds Cot: Bates Gelato%
Long Term
BRISTOL M YERS SQUIBB 01/18118 10130115 Covered First In First Out! SELL 1.600.000 98,651.07 107.107.84 4.456.77
Security Identifier: 11342118
DISNEY WALT CO DISNE 01/18118 10130/15 Covered First In First Out! SELL 815.000 90,050.84 92.921.83 -2.870.99
Security Identifier: 254687136
Total Long Term 188,701.91 200,029.67 -11,327.76
Total Short and Long Term 188,701 91 200,029 67 -11.327.76
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as
amended by the Emergency Economic Stabilization ACt Of 2008, and are marked as "nOnCOvered". Securities marked as "Covered", were identified as Securities potentially subject to the
cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis
will not be reported to the IRS.
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior
income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital
information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end. in particular, for return of capital adjustments. but may also include adjustments for corporate action events. Therefore there may be
differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-6 or online displays you may have available to
you.
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not
required to be made by Pershing as it relates to H.R 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be
responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and. accordingly, disclaims
any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting.
Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which
you have selected to use in the disposal of each lax lot of the securities held in your account If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your
account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this
may be reported on the IRSForm 1099-B.
Messages
Important Reminder for Pershing's 2017 Form 1099 tax statement (1099) The 1099 includes IRS 1099 Form B, 0 IV, INT, 010 and M ISC. By February 45,2018, you will be mailed either
your 1099 or a special Pending 1399 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you
Page 5 of 8
Account
bled balked Oaring Sae. Penton IA( a wildly armed
NAt0u0 mb L-- Every Yea Since 2007 subekharft et The UM, of New York Mellon
CONFID Da lin RATED COMMUNICATICMS Ceeponthm (IMY Mellon)
EXCQUINCIE PrOtre.U.C.Illtertte HilVAINIIYUS IMJ )0049110
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011934
EFTA_00159719
EFTA01291363

Messages (continued)
hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. It will inform you of the securities that
are pending final reporting, and will provide the anticipated mail date of your 10 99 form. Your 1099 will be mailed no later than M arch 15,20 93. For more information please visit
mytaxhandbookuom.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (All amounts shown mem base currency)
Credits Tats Period Debits ThisPetiod Net This Period Deals Twee-Dale Del:dilater-to-Date Net Year-to-Dale
Securities
Securities Sold 188,701.91 0.00 188,701.91 188,701.91 0.00 188,701.91
Total Securities 9188,701.91 $0.00 $188,701.91 $188,701.91 90.00 $188,701.91
Dividends and Interest $2,155.78 $0.00 $2,155.76 $2,155.78 $0.00 $2,155.78
Cash
Withdrawals 0.00 -195,000.00 -195,000.00 0.00 -195,000.00 -195,000.00
Total Cash $0.00 4195,000.00 4195,000.00 $0.00 4195,000.00 4195,000.00
Totals $190,857.87 4195,000.00 44,142.33 5190857.87 4195,000.00 44,142.33
Transactions by Type of Activity
Process' Trade/
Sell lenient Trunnion
Date Dote Activity Type DisciptIon Ousinny Mee Accrued lateral Amount Currency
Securities Bought and Sold
01/22118 01/18118 SOLD BRISTOL M YERS SQUIBB CO COM UNSOLICITED ORDER -1,600.000 61.7021 98,651.07 USD
WAY
01/22118 01(18118 SOLD DISNEY WALT CO DISNEY COM BKCM A PERS1ING AFRUATE 415.000 110.5631 90.05014 USD
DIS MAKESA lil KT Ill THIS SECURITY 8 ACTED AS PRINCIPAL
UNSOLICITED ORDER
Total Securities Bought and Sold -U.S. DOLLARS 0.00 188,701.91
Dividends and Interest
01111118 CASH DIVIDEND RECEIVED 2500 SIRS DISNEY WALT CO DISNEY COM RD Vitt PO 0111$ 7.100 00 USD
DIS
01/31/18 MONEY MARKET FUND DEUTSCHE GOVT CASH 55.76 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 2 155 76
Page 6 of 8
Acwcnt Numbein ANNAssant Owens tIncli Penling LI.C.• wholly owned
Ec:!” Ern Vox Sine 2007 subsidNy albsUnita New York MAN
CONFIDO. DA C IJ U A L R D M C U I D CONVOCATIONS C P f e lo n c n a . t . h I. m LC (M .rit Y te r M te e r l w on H ) tallki3l~`^•• 00049111
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011935
EFTA_00159720
EFTA01291364

Deutsche Bank
P.O Box 1 7 76, Baltimore, MD 21203
January t 2018 - January 31, 2018
1EPSTEIN VIRGIN ISLANDS
Transactions by Type of Activity (continued)
Procen Trade/
settlement Tisesadlon
Date Dels Adlvity Typo Description Quantity Price Accrued lateral Amount Currency
Cash Withdrawals and Deposits
01119118 FBERAL FUNDSSalt EASTERN CORP ECU -10,000.00 USD
USD999997
01129118 FEDERAL FUNDS SENT EASTERN CORP FCU -115,000.00 USD
USD999997
01130/18 FEDERAL FUNDSSENT RRSTE1ANK PUERTO RIC -70,000.00 USD
USD999097
Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 -195,000.00
Total Value of Transactions 0.00 4,142.33 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investrnett Spenslig: ENJ Ceeletllelerntstlom
JOSHUA SH °SHAN Telephone Number: (212) 454-4433
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield M ethod: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DEUVERY
You have not selected any account communications for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment
Specialist for more information.
Page 7 of 8
Paled hceilent Owing throughP ent*,M ona* maid
Every Yost Since 2007 shbefbwya The Uite, New York MSS
D EX A C M UL E W NC E t D CCIMMUNCATI0NS O Pe m n p n o e n . t 4 im C ( . 1 111Y Mellfoitna) tAtateaLGM_00049112
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011936
EFTA_00159721
EFTA01291365

Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice,
any.to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing corn/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413.3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain docum ants, w itn ess statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified, or
(III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 3 of 3
Account Num
Rated tacellent Owing through Mains LLC, a wbolly owned
AIOC . tee te. Every Vex Since 2007 subsidiary as brat of New York Mellon
CONFID . AL- DALSAR WED COMMANICATIM Camonthal (SW Mellon) nm.
EXCIMENC( venter toemeterFIIIRAAVV YLIPM-00049113
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11937
EFTA_00 159729
EFTA01291366