EFTA01291178.pdf

Deutsche Bank OtutWhe Nisi... Nal 1. kt.nottaorr4
Markt. /pent< C4Goi
[meta, UM Se:Le It,, vs(
P.O. Box 1776, Baltimore, MD 212O3 'kW Yeti eace
34$ Pot Awnse. )40 Frew
Nero 'kik IMY 10154
Tell give sec t it t.10:
0vect 130 835 5843
December 1, 2017 - December 31, 2017
Account Number: N4G-024950
JEPSTBN VIRGIN ISLANDS
FOUNDATION INC
6130 RED HOOK QUARTER B3
ST THOM ASVI00 802
Portfolio at a Glance
ThisPerlad Tear4o-Date
Your Investment Specialist. BEGINNINGACCOUNT VALUE 5588,451.87 81,128,490.91
SH A SHOSHAN Nei Cash Deposits and Withdrawals 0.40 695,030.00
Adjusted Previous Account Value 588,451.87 533,460.91
Dividends. Interest and Other Income 9.98 17,340.28
Net Change in Portfolio' .2.825.00 34135.66
ENDINGACCOUNT VALUn85,1338.8a$585,638.lq
Estimated Annual Income 512.422 28
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Arne Type Prior Yeet-End Last Period ThIsPerled
2% Cash, Money Funds, and Bank Deposits 56,026.91 10,451.87 10,481.85
98% Equities 1.077.484.00 578.000.00 575,175.00
100% Account Total $1,128,490.91 5588 451.87 $585,838.85
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Rearmed
TbIsPedod Year4o•Date Unrealized
Long-Term Gain! Loss 0.00 .0.825.81 44,57310
Net Gain/ Loss 0.00 0.825.81 -44,573.30
This summary excludes transactions where cost basis information is not available.
Paget of 9
ke n it Owing tlwonsh Amiens Ilt. a Sally owned
A0130272CSF30025 Every Yaw Siva 2007 subsidiary aim Sari of New York Mellon
CON F ID KITIFAL--- DAWN ItAl ED C0MMISCA110.15 Carpontim (SW Mellon)
EXCII WC( Penne. MC. nver-ter EiliRnAcW4Y4S.M_00048925
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO11749
EFTA_OO I 59534
EFTA01291178

For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Dedellion Ardent Bin
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 1.20% Activity Ending: 12/ 29/ 17
12/01/17 Opening Balance 10,45117 10,451.87
12/29/17 Deposit INCOM EREINV EST 9.98 10,461.85
12129/17 Closing Balance 610,461.85
Total All Money Market Funds 610,461.85
Income and Exoeise Sj lens, y
Went Period Yeat-te-Dde
Trade Non Tattle Troth Non Tattle
Dividend Income
Equities 0.00 0.00 17,118.00 0.00
Money Market 9.98 0.00 222.28 0.00
Total Dividends, Interest, Income and Expenses 19.98 80.00 617,340.28 80.00
Portfolio Holdings
Accusal Activity Opening doing Maud Marne 30-Dry Current
Opening Dale Ottantily Number Ending Beim Balance Income ThisTed Yield 'Odd
CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
12101/17 10,461.850 WA 12129117 10,451.87 10,461.85 0.00 22228 1.10% 120%
Total Money Market 110,451.87 110,461.85 60.00 1222.28
TOTAL CASH. MONEY FUNDS, AND BANK DEPOSITS $10,451.87 $10,461.85 60.00 6222.28
Page 2 of 9
NIG-024950
RAW Emarnt Owing tinge.P enton.I lt. a Sally owned
AO 130272CSF30 025 Every Vex S.Ke 2007 subsidiary el The &onkel New York Melon
CONFIDO. AL- DALIIAR RATED CONVOCATIONS Ccneatim (MY Melon)
EXCIA CNC t Penhe. LK...tertee fllactreaGM_ 000443926
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011750
EFTA_00159535
EFTA01291179

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
December 1,2017 - December 31,2017
I EPSTBN VIRGIN ISLANDS
Portfolio Holdings (continued)
Unrealized &nailed Estimated
Date Aonsiled Quantity Unit Cost Col Bads Merkel Price Market Vake W6 Loss AnnualIncome Yield
EQUITIES 9 8.0 0% of Portfolio
Common Stocks
BRISTOL M YERS SQUIBB CO COM Security Identifier:BM Y
Dividend Option: Cash CUSIP.19122138
10/30/15 5.000.000 66.9420 334.712.00 61.2800 306.400 00 -28.312.00 8,000 00 281%
DISNEY WALT CO DISNEY COM Security Identdiet CIS
Dividend Option: Cash CUS1P: 25468796
10130/15 2.500.000 114.0150 285,036.30 107.5100 268.775.00 -16.261.30 4,200.00 1.56%
Total Common Stocks $619,748.30 5575,175.00 -$44,573.30 $12,200.00
TOTAL EQUITIES $619,748.30 $575,175.00 -$44,573.30 $12,200.00
Wreaked Awned Estimated
Col Basis Market Value Gain, toss Interest Annual Income
TOTAL PORTFOLIO HOLDINGS $630,210.15 $585,636.85 444,573.30 $0.00 $12,422.28
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986. as amended by the Emergency Economic Stabilization Act of 20 0 8. and are marked as "noncovered" Securities marked as "covered". were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form 1399-8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost
basis will not be reported to the IRS.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
Page 3 of 9
N4G-024950 ID
Rated Caceilent ClearingI MO. hatingI SC. • %Sony owned
AO 10 OEC630(15F L Every Vex Since2007 subsidiarni The Sordid New York Mellon
DAIJAR ltAlE D COMMUNICATIONS CerPontim (MY melon)
EXCLUDa Pen...tux. munta motrak it aGM_00048927
CONFIDENTIAL — PURSUANT TO FED. R. CRIM, P. 6(e) DB-SDNY-00 11751
EFTA_00 159536
EFTA01291180

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures (continued)
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them Refer to www pershing corn/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Please note the following information for Pershing's 2017 Form 1099 tax statement (1099)' The 1099 includes IRS1099 Form B, DIV, INT, OID and M ISC. Your 1099 will be delivered
as early as possible, beginning January 31 2018. By February 15. you will be mailed either your 1399 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have
not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1/./99 mailing. You will also be sent the notice if your
information is still being reviewed and finalized. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099. Your 1099
will be mailed no later than M arch 15.2018. For more information please visit mytaxhandbook.com
M UNICIPAL SECURITIES RULEM AKINS BOA RDS(M SRB®)
INVESTOR EDUCATION AND PROTECTION
An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on
the M SRBwebsite, msrb.org.
Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB. F1NRA, and NYSE
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
Page 4 of 9
N4G-024950
Raleamant Clang iThelPtabeg LLC, a ally armed
A0100272CSF30025 Every Vex Sate2007 mbar/ a The Ilardi of Na, York Mellon
CONFID L- DAISMI WED COMMUMCATICMS Comonthm (MY Man)
EXCMENC( Penne. LLC. meter EIHRIAINALGM_00048928
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11752
EFTA_(()1 59537
EFTA01291181

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
December 1, 2017 - December 31, 2017
I EPSTBN VIRGIN ISLANDS
Messages (continued)
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please seethe money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
The U.S. adopted a shortened settlement timeframe beginning with trade date September 5,2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving
from a T+3 to a T+2 settlement cycle provides faster access to sale proceeds, but it also means that funds are due on purchase transactions earlier. This may be a good time to
consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial institution about how you can set up
e-delivery.
DISCLOSURE
By completing a physical or electronic contact form or providing Trusted Party information to my broker or advisor for electronic capture, If we authorize the named Financial
Institution and Pershing LLC (-Pershing") and their affiliates to share my nonpublic personal information* held at Financial Institution and Pershing with the named trusted contact
person(s) (the "Trusted Contact Person(s)") identified as such. Additionally, II we authorize this information to be shared with the Trusted Contact Person(s) at the discretion of
Financial Institution and Pershing. This authorization includes, but is not limited to, sharing or disclosing any information regarding securities, insurance, bank related, financial
planning or other financial products or services offered by or through Financial Institution and/ or Pershing or any financial information I! we may have provided to Financial Institution
and Pershing. If we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about my whereabouts
or health status (i.e., if Financial Institution and Pershing becomes concerned that I may no longer be able to handle my financial affairs) or in the event that Financial Institution and
Pershing becomes concerned that I may be a victim of fraud or exploitation. Financial Institution and Pershing suggests that the named Trusted Contact Person(s) not be someone
authorized to transact business on the account, or who is already otherwise able to receive the information described above.
Account owners should contact their Financial Institution or financial representative with additional questions.
Account owners may also contact FINRA at its toll-free number for senior investors to get assistance or raise concerns about issues with brokerage accounts and investments.
CALL 844-57-HELPS(844.574.3577)
MONDAY - FRIDAY;9 - 5 P.M. ET
• "Nonpublic personal information' includes, but is not limited to: financial account information and balances, information regarding the purchase of a security or insurance product,
and any other personally identifiable financial information: (I) provided by a me/ us to my/ our Financial Institution: (ii) resulting from any transaction in my/ our account or any service
performed on behalf of me/ us by the Financial Institution: or (iii) otherwise obtained from me/ us by the Financial Institution.
Activity Summary (All amounts shown are in base currency)
()edits This Period Debits ThisPerlod Net ThisPetiod Meats Year-go-Date Debits Yeatio-Date Net Yes-to-Date
Securities
Securities Sold 0.00 0.00 0.00 532,124.68 0.00 532,124.86
Total Securities $0.00 $0.00 $0.00 $532,124.66 $0.00 $532,124.66
Dividends and Interest $9.98 $0.00 $9.98 $17,340.28 $0.00 $17,340.28
Cash
Withdrawals 0 00 0.00 0.00 0.00 420,000 00 420,000.00
Deposes 0.00 0.00 0.00 24,970.00 0.00 24,970.00
Page 5 of 9
NIG-024950
Rated (Keirnt Owing tiwonsh ',enlists PIC a Si* owned
A0130272CSF30025 Every Vex Since 2007 subsidiary a tae New York Mellon
CONFIDO. L- OMAR PAIEDCOMMUNICATIONS Cannatim (MY MONO
EXCIAL WC( Parma* MC. merran FilialWaat 00048929
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011753
EFTA_00159538
EFTA01291182

Activity Summary (continued)
Credits This Period Debits ThisPerlod Net TM:Period CredanYorio-Dale DebtleYeauto-Cate Net Year-to-Dale
Total Cash $0.00 $0.00 $0.00 $24,970.00 4620,000.00 4595.030.00
Totals $9.98 $0.00 $9.98 $574,434.94 4620,000.90 445,565.06
Transactions by Type of Activity
Process
Sett kment
Date Adivily Type Description Quantity Price named Intued Amount Currency
Dividends and Interest
12/29/17 MONEY MARKET FUND DEUTSCHE GOVT CASH 9.98 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 9.98
Total Value of Transactions 0.00 9.98 USD
The price and quantity displayed may have been rounded.
Cash Not Yet Received
Security Record Dire Payabk Cute Cluentily Held Rite Waked Option Amount of Fragment
Dividends
DISNEY WALT CO DISNEY COM 12111117 01111118 2,500.000 0.840000 Cash 2,100 00
Total Cash Not Yet Received $2,100.00
Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable Pershing does not guarantee the accuracy of the
information.
Client Service Information
Your !madman Specials: Conted Information
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3R0 FL
NEW YORK NY 13017
Page 6 of 9
NC40C-02S49F503 O00
Med hr llent Owing through ewes PIC. • Sally owned
A 130272 25 Every Yew Shwa 2007 subsidiary SIM brat a New York Mellon
NFIDO. AL- D EX A C Y L A UE R N R C A IE I I D COMMLNICATIONS C Pe i n g n e a . LI , .C (O .in W er M fte e r F ta Il ) l tatiAtiterai 00048930
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011754
EFTA_00159539
EFTA01291183

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
December 1, 2017 - December 31, 2017
I EPSTEIN VIRGIN ISLANDS
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Met hod for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Met hod for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account corn mu nications for electronic delivery. To register and turn off paper corn m unicat Ions, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disci sures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders: the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC19). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed In writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Page 7 of 9
1MG-024950
Rated ballet Owing tlwonsh ',enlists PIC • wholly owned
A010272CSF30025 Every Yew Shwa 2007 subsidiary e4 The Banta New York Mellon
CONFID O. I D EX A C Y L A U l D t R IC A E 1 I D COMMUNICATIONS Colneati u m .c i ( . M ne Y w M t. e , n ta i ) t akftWiatat000443931
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011755
EFTA_00159540
EFTA01291184

Important Information and Disclosures (continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the classcertification is denied; (II) the class is decertified, or
( Ill) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Paged of 9
N4G•024950
Med baked OaringI MO. hakes LLC, a wholly owned
AO 100272CSF30025 V. Every Year Age 1007 subsidiary elI lie Sank.. New York Mellon
CONFID • U L- DAU MR AII D COMMLINCATICOS Carponthan (SW Mellon)
EXCWENCIE Penn. irerenterFiliRnA14 1Y2PIO_00048932
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11756
EFTA_00 159541
EFTA01291185

TERMS AND CONDITIONS
TRANSACTIONS PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSRIONER ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PRIMING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED COPFRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WITYV.PERSHING.COM.
STATEMENT. F 50. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COANDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 007(A)(1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED N MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A OOMBNED STATEMENT OF TO CERTAN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SCE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTNN LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ASLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AFAnrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ME INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. W ITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHNG, BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
FANNIN TM ABOVE TERMS AND CO IDMONSARE UNACCEPTABLE TO YOU. PEASE NOTIFY REMIND IMMEDIATELY III WRITING BY CERTIFED NAIL TO ONE PERSHING PLA.U. JERSEY CITY. NJ 07M.ATTN LEGAL DEPT
Page 9 of 9
N46-024950 RANI hallent Clewing Dime. Ambles LLC • Say mewl
A0130272CSF30025 Sven Yew Shwa 2007 Nadir/ time Sank of New York Make
CONFIDO. DALMS RAUE D COMMUNICATIONS ONINNTIN (NY Melee)
EXCLUENC( Pentw'A US. 'metre., FINEADNYIEPIt00048933
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEI-SDNY-0011757
EFTA_00159542
EFTA01291186

15I
Deutsche Bank Ottnyhe Sant Private Neagh lasnigtmact
Markt scatpraae &owe
Ontult• Gant Statestiot M.
P.O. Box 1776, Baltimore, MD 212O3 Mew Von Once
HS Pot Awn*. MO Mot
Maw Icilt WV 10134
To. Free •64411-SSOS
Waal 110 ass Slat
November 1,2017 - November 30,2017
Account Number: N4G-024950
JEPSTEIN VIRGIN ISLANDS
FOUNDATION INC
6130 RED HOOK QUA RTEFt 63
ST THOM ASVI00 802
Portfolio at a Glance
ThisPerlod Vear4o-Date
Your Investment Specialist. BEGINNINGACCOUNT VALUE $561,318.54 $1,128,490.91
J1 S.S.OSHA N Nei Cash Deposits and Withdrawals 0.00 495,030.00
Adjusted Previous Account Value 561,318.54 533,460.91
Dividends, Merest and Other Income 1,958.33 17,330.30
Net Chan e in Portfolio' 25.175.00 37.660.66
-' 'l fair _L $588,451.8TIAW1588,451.0
Estimated Anneal Income 512.212 30
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Asses Type Prior Yew-End Lad Period This Period
2% Cash, M oney Funds, and Bank Deposits 56,026.91 8,493.54 10,451.87
98% Equities 1,072,464.00 552,825.00 578,000.00
100% Account Total $1,128,490.91 8561,318.54 8588,451.87
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Rented
This Period Yeir4citiale Unrealized
Long-Term Gain! Loss 0.00 4,825.81 -11 748 30
Net Gain/ Loss 0.00 4,825.81 41.148 30
This summary excludes transactions where cost basis information is not available.
Page ' of -
Rated taceNnt On engemP atti IIC. a %bony (peened
A00994 14 C SF30018 Every Yaw Since 2007 subsidiary or The Bonk of New York Mellon
CONFID O. I 46 DALIIM WED commumcmithsts CA•Watim (MY Mellon) a a. aaa.
EXCClLEnxC Penme• MC. nwran anllv1 1.-20.4—UOUgo"4
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-OO11758
EFTA_OO I 59543
EFTA01291187

For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Desaiption Amount Bin
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.99% Activity Ending:1V 30/ 17
11101/11 Opening Balance 8,493.54 8,493.54
11102/17 Deposit MONEY FUND PURCHASE 1,950.00 10,443.54
11/30/17 Deposit INCOM EREINVEST 8.33 10,451.81
11130117 Closing Balance 810,451.81
Total All Money Market Funds 810,451.81
Income and Expense Summary
Outient Period Vetto•Date
Tattle Non Taxable Tootle Non Taxable
Dividend Income
Equities 1,950.00 0.00 17,118.00 0.00
Money Market 8.33 0.00 212.30 0.00
Total Dividends, Interest, Income and Expenses $1,958.33 $0.00 $17,330.30 $0.00
Portfolio Holdings
Attemint Adivily Opening Closing Awned become 10-Day Cutient
Opening Dale Qom* Number Biding Balance Balance Mame IbIsYeat Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INTL
11/01117 10.451.870 NIA 11/30117 8.493.54 10,451.87 0.00 212.30 0.97% 099%
Total Money Market $8,493.54 $10,451.87 $0.00 $212.30
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 18,493.54 $10,451.87 $0.00 $212.30
Page 2 of 7
NIG-024950 Mad fa:4W Owing tlwonsh holingI lt. a Sally owned
A00994 14CSF30 018 hay Yea Ance2007 subsidiary a The MK of New York Melba
CONFIDO. AL- DAMP RATED COMM/CATIONS CoWatimi (MY Meta)
EXCUISCIE Penn.'s LIX arta FiliatiAta 00048935
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011759
EFTA_OO159544
EFTA01291188

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
November 1,2017 - November 30,2017
JEPSTBN VIRGIN ISLANDS
Portfolio Holdings (continued)
Unrealized Blksaled Estimated
Date Aquila Quantity Unit Cost Cod Beth Market Price Market Valet Gainiloss Annul Income Yield
EQUITIES 9 8.0 0% of Portfolio
Common Stocks
BRISTOL MYERS SQUIBB CO COM Security Identifier BM Y
Dividend Option: Cash CUSIP 0122138
10130/15 5.000.000 66.9420 334.712.00 63.1900 315.950 00 •18.762.00 7.800 00 2.46%
DISNEY WALT CO DISNEY COM Security Identifier 015
Dividend Option: Cash CUSP: 254687136
10130115 2.500.000 114.0150 285,036.30 104.8200 262.050 00 22.986.30 4,200.00 1.60%
Total Common Stocks 5619,748.30 3578,000 00 441,748.30 $12.000.00
TOTAL EQUITIES 5619,748.30 5578,000 00 441,748.30 $12,000.00
Unrealized Awued Estimated
Cost Basis Market Value Gain; toss Want Annual Income
TOTAL PORTFOLIO HOLDINGS 5630,200 17 5588,451 87 441,748 30 $0.00 512,212.30
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986. as amended by the Emergency Economic Stabilization Act of 20 0 8. and are marked as "noncovered" Securities marked as "covered". were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form ID 99-8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost
basis will not be reported to the IRS.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
Page 3 of 7
N4G4124950
bled heterm Clearing SalemP ottingI lt. • Sally mooed
AO 0 9 9614C(50K( FID L Every Year Sae 2007 Smear/ of The bake. New York Mellon
DAUM, fenE D COMMUMCATIPM CPaannnen.el (MY Mellon)
tics lENC LIX. iMmter FIIIRAAVYY12PM_00048936
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11760
EFTA_00159545
EFTA01291189

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures (continued)
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Please note the following information for Pershing's 2017 Form 1099 tax statement (1099)- The 1099 includes IRS1099 Form B, DIV, INT, OID and M ISC. Your 1099 will be delivered
as early as possible, beginning January 312018. By February 15, you will be mailed either your 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have
not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your
information is still being reviewed and finalized. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099. Your 1099
will be mailed no later than M arch 15, 2018. For more information please visit mytaxhandbook.com.
M UNICIPAL SECURITIES RULEM AKING BOA RDO(M SRB®)
INVESTOR EDUCATION AND PROTECTION
Page 4 of 7
N40-024950
Rated taceilent OwingI MO. Paging LI.C, a wholly owned
A0099414CSF30018 sa.:Apt. Every Vex Since 2007 subsidiary or The &onkel New Yak Mellon
CONFID • L- DAIL& Rolm ca....m ower* Cannatim (MY Mellon) n a a .aa.,
EXCIMENC( Pemba* MC. mete. filiRn3411I )u PM_
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11761
EFTA_00159546
EFTA01291190

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
ovem ber 1,2017 - November 30,2017
'EPSTEIN VIRGIN ISLANDS
Messages (continued)
An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on
the M SKS website, msrb.org.
Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB. F1NRA. and NYSE
Activity Summary (mu amoun,s own are e. case „,urr,n,y)
Credits ThisPeriod Debits TbisPeriod Net ThisPeriod Credits Year4o•Dele Debits Year4o•Dete Net Yeer•to•Date
Securities
Securities Soli 0.00 9.00 0.00 532.124.66 0.00 532,124.66
Total Securities $0.00 $0.00 $0.00 5532.124.66 S0.00 $532,124.66
Dividends and Interest 51,958.33 $0.00 51,958.33 $17,330.30 $0.00 $17,330.30
Cash
Withdrawals 0.00 0.00 0.00 0.00 420,000.00 -620000.00
Deposits 0.00 0.00 000 24.970 00 0.00 24.970.00
Total Cash $0 .00 50. 00 $0.00 $24.970.00 4620.000.00 4595.030.00
Totals 51,958.33 $0.00 $1,958.33 $574.424.96 4620,000.00 445,575.04
Transactions by Type of Activity
Process'
Settlement
Cite Adivily Type Description Duality Price Accrued Interet Amount (oirency
Dividends and Interest
11/01117 CASH DIVIDEND RECEIVED 5000 SHRS BRISTOL M YERS SQUIBB CO CAM RD 13106 PD 1,950.00 USD
BM Y 1/0 117
11/30117 MONEY MARKET FUND DEUTSCHE GOVT CASH 8.33 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 1.958.33
Total Value of Transactions 0.00 1.958.33 USD
The price and quantity displayed may have been rounded.
Page 5 of 7
N4G424950
Med hernent Clewing SmithP atens LLC, a wholly armed
AO 099614 C(50A,InFID 0 L Every Vex Saxe 2007 fulmar/ ol The bake. New Yeti; Mellon
DAUM RAIE D COMMUICATICMS Cemenbee (MY Mellon)
EXCIMENC( Paribas4C 'motor ilienA(41 '&CA1_00048938
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011762
EFTA_00159547
EFTA01291191

Olent Service Information
You Investment Spejalid D1J Coma illormation
JOSH JA SHOS-IAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC D EUVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
Page 6 of 7
N1G-024950
Rated hceilent Owing prop,P enton. EEC. • Slay owned
A0099414CSF30018 Every Yaw Since 2007 subsidiary or m. &onkel New York Mello,
CONFIDP AL- DALIIM WED commueaciincres Cerronthal (ila ration)
ExCULENCt Penhe.11.C.rnerrter fIl ilAAWYALC4-.4-°°° 48939
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011763
EFTA_OO159548
EFTA01291192

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
I oven', ber t 2017 - November 30,2017
I EPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page - of 7
N40-024950
Rated Emil Owing dash hang LLC, a wholly armed
A009961460018 L Every Yew Saa 2007 m aaaya The km of New Yak Mellon
NFID DAISMI MaI D COMMUMCATICMS Comanthm (MY Man)
EXCELLENCE Pentmg MC. rren-ter HuRnAcqilYePM_00048940
CONFIDENTIAL - PURSUANT TO FED. R. CRIM, P. 6(e) DB-SDNY-0011764
EFTA_00 I 59549
EFTA01291193

15I
Deutsche Bank Otutwhe 441 'visite *teeth Mon./town
Marton Coverage 6+0a;
Oretche US. Set-W.10PS vhc
P.O.Box 1776, Baltimore, MD 212O3 POw net Pit.)
14S Pot Ammo. nth Fbar
New Yo.l. NY 10114
fell inn. IVA .121SO:
Direct 8.5 Stil
October 1.2017 - October 31.2017
Account Number: N4G-O2495O
JEPSTEIN VIRGIN ISLANDS
FOUNDATION INC
6100 RED HOOK QUARTER B3
ST THOM AS VI 00802
Portfolio at a Glance
ThisPerled Yewdo-Date
Your Investment Specialist BEGINNING ACCOUNT VALUE $57311132 $1,128,190.91
JOSHUA SHOSHAN Nei Cash Deposits and Withdrawals 010 495,030.00
Adjusted Previous Account Value 573,61132 533,460.91
Dividends. Inlets and Other Income 6.82 15,311.97
Net Change in Portfolio' -12.300.00 12.48516
END INGACCOUNT VALUn $561,318.54 1581,3180
Estimated Annual Income 511.90391
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Asset Type Prior That-End Lad Period ThisPeriod
2% Cash, Money Funds, and Bank Deposits 56,026.91 8,488.72 8,493.54
98% Equities 1,072,464.00 585,125.00 552,825.00
100% Account Total $1,128,490.91 $573,611.72 $561,31814
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Resided
ThisPedod Yeardo•Date Unresized
Long-Term Gain/ Loss 0.00 -9.82511 46,923.30
Net Gain/ Loss 0.00 4,825.81 46.923.30
This summary excludes transactions where cost basis information is not available.
Page 1 of 7
Ratecamilerd Owing tlwonsh holingP IC a Sally owned
AO 11345CSF30020 Every Yea Since 2007 subsidiary a The brat W New York Melba
CON F I D AL- DAIJAR WED C0MMUNCA110.15 CASs (MY Mellon)
EX( CILI NC C PenhaV LI.C.inIrrter FlIlltanelat 000443941
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011765
EFTA_OO15955O
EFTA01291194

For Your Informati n
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1342S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Desolation Amount Biwa
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.95% Activity Ending: 10/ 31, 77
09130/17 Opening Balance 8,486.72 8,488.72
10131/17 Deposit INCOM EREINVEST 6.82 8,493.54
10/31117 Closing Balance $8,493.54
Total All Money Market Funds 88,493.54
Income arid Exoeise Sjmma y
Went Period Yess-to-Dete
Ingle Non Made Tenable Non Tattle
Dividend Income
Equities 0.00 0.00 15,168.00 0.00
Money Market 6.82 0.00 20397 0.00
Total Dividends, Interest, Income and Expenses 68.82 $0.00 515,371.97 90.00
Portfolio Holdings
Acooul Activity Opening Ching Awned Income 30 -Day anent
Opening Ode Quality Number Ending Bohm Una IMMO This Yew Weld Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
09130/17 8,193.540 NM 10131117 8.486.72 8.193.54 0.00 203.97 0.94% 0.95%
Total Money Market $8,486.72 $8,493.54 $0.00 $203.97
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS $8,486.72 68,193.54 90.00 9203.97
Page 2 of 7
N46-024950
Rated Cazant Owing thronsh holingP IC a Ida/ MVOS
AO 15136630_0 2_0 L Every Yea Sage 2007 subsidiary a The brat d New York Mika
NFIDOs DAISAR MUD COMMUNICA11015 Calwatim (MY Mellon)
EXCELLENCE pent; 4C. ,mitten, matAttAtymptt000a3942
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011766
EFTA_OO15955I
EFTA01291195

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
October 1,2017 - October 31,2017
J EPSTEIN VIRGIN ISLANDS
Portfolio Holdings (continued)
Unrealized Serrated Signaled
Date Admiled Quantify Unit Cost Coat Bois Merkel Price Make Value Gallon AnnualIncome Yield
EQUITIES 98.00% of Portfolio
Common Stocks
BRISTOL MYERS SQUIBB CO COM Security Identifier:8MT
Dividend Option: Cash CUSIP.19122138
10130/15 5.000.000 68.9420 334.712.00 61.6600 308.300.00 .26.412.00 7,800.00 2.53%
DISNEY WALT CO DISNEY COM Security I/inkier:01S
Dividend Option: Cash GUMP: 25468796
10130115 2.500.000 114.0150 285,036.30 97.8100 244.525.00 40.511.30 3,900.00 1.59%
Total Common Stocks $619,748.30 $552,825.00 -$66,923.30 $11,700.00
TOTAL EQUITIES $619,748.30 $552,825.00 466,923.30 $11,700.00
Unrealized Awned Estimated
Coal Basis Market Value Gain; Loss Interest Annual Income
TOTAL PORTFOLIO HOLDINGS $628,24184 $561,318.54 466,923.30 $0.00 $11,903.97
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986. as amended by the Emergency Economic Stabilization Act of 2008. and are marked as "noncovered" Securities marked as "covered". were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost
basis will not be reported to the IRS.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICE DATE DOES NOT EQUAL THE STA TEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
Page 3 of 7
N40.024950
Rateameamt Oaring SmithP ates Lit., .lolly mooed
AO 101345CSF300 20 cip Every Yew Sect 2007 subsidiary sun seek of New York Mellon
CONFIDff L- DALY& WED commumcAncres Comonbm awn' Melon)
EXCIMENC( Penne. MC. rren-ter EitiRnAl442PM_00048943
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011767
EFTA_00 159552
EFTA01291196

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures (continued)
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them Refer to www pershing corn/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
M UNICIPAL SECURITIES RULEM AKING BOA RDS(M SRB®)
INVESTOR EDUCATION AND PROTECTION
An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on
the M SRBwebsite, msrborg.
Pershing LLC is registered with the Securities and Exchange Commission (SEC). M SRB. F1NRA. and NYSE
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 4 of
N4G•024950
Rated hernent Owing Sae. Patens 1.1.C, a ebony owned
A010136,60020 L Every Vex Sine 2007 subekharft or The kM el New V04 Mellon
NFIDO. DAUMMaED C0MMUMCATI0NS Corporation (MY Mellon)
EXC0AENCC Pentets ut.iner fiketakklYuLGM_00048944
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011768
EFTA_00 159553
EFTA01291197

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
October 1,2017 - October 31,2017
I EPSTEIN VIRGIN ISLANDS
Activity Summary (All amounts shown are in base currency)
Credits This Period Debits ThisPerlod Net iNsPetied Credits Yea-to-Date Debits Yeas-Nate Net Yer4o-Date
Securities
Securities Sold 0.00 0.00 0.00 532,124.88 0.00 532,124.68
Total Securities 50.00 $0.00 $0.00 $532,124.66 $0.00 $532.124.66
Dividends and Interest $6.82 80.00 86.82 815,371.97 $0.00 815,371.97
Cash
Wirldrreals 0.00 0.00 0.00 0.00 420,000.00 420,000.00
Deposits 0.00 0.00 0.00 24,970.00 0.00 24,970.00
Total Cash $0.00 $0.00 80.00 $24,970.00 4820,000.00 4595,030.00
Totals $6.82 $0.00 $6.82 $572,466.63 4620,000.00 447,533.37
Transactions by Typeof Activity
Process
Uttlernert
Date Activity Type Clesalption Quality Prke Amami !INNS Amount Comm
Dividends and interest
10/31117 MONEY MARKET FUND DEUTSCHE GOVT CASH 8.82 USD
INCOME DECOYED
PES232045
Total Dividends and Interest - U.S. DOLLARS 0.00 6.82
Total Value of Transactions 0.00 6.82 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your investment Spedilitt: ENJ Contad Intonation
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Page 5 of 7
N40-024950
MedL aird OwingI MO. PagingI lt. a Sally craned
AO 1)134 5CSF30 0 20 Every Yam Since 2007 subsidiary time &onkel New York Mellon
CONFIDO. L4 OALIIM RATED COMMUNICATIONS Cannatim (MY macro
EXCUUNCIE ritretatkriterPM_00048945
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0011769
EFTA_00159554
EFTA01291198

Your Account Informati n
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account tom munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and ( ii) any other instructions concerning your account Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (UPC.). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about( strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Reza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
Page 6 of 7
ING-024950 Rated (warm caw through PastingI lt. a say owned
A011345CSF30020 Every vex Since 2007 subsidiary a The Bonita New York Makin
CONFIDO. I 4 DAIJAR ItAlE D COMMUNICATIONS Cannatim (1111Y MONO
EXCCIIENCC Penhat LIX. mnMe, ntitalctlYiegt 000489443
L-
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011770
EFTA_00159555
EFTA01291199

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
Dctober t 2017 - October 31,2017
JEPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the Slate of New York govern.
Pershing's contact information is as follows: Pershing Lie, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399: (201) 413-3330.
Page 7 of
N40.024950
RateamearM Owing iThel habeg 1.1.C, a wholly owned
A010134SCSF30020 Every Yost Sam 2007 albSEWyorTie Snake. Neve Yeti; Mellon
CONFIDE L- DAUM,! MUD COMMUMCATICMS Cementhal (MY Mellon)
EXCIMENC( Penh.** WC. 'newts. 'ROZA gkInue-40-0004894
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011771
EFTA_DO 159556
EFTA01291200

15I
Deutsche Bank 00.444M Sank Privin* oVeS4h lisnmem4444
144410/)(44444444* &ow e
Ore.( he samit 10440411ei 40-
P.O. Box 1776, Baltimore, MD 21203 IOW Yen C4ke
345 44.1A40,44e. Fr4or
Nay Ycek NI 10114
1041 r4e W-0115505
00ttl 410 045 5.41
September 1, 2017 - Septem ber 30, 2017
Account Number: N4G-024950
JEPSTEIN VIRGIN ISLANDS
FOUNDATION INC
6130 RED HOOK QUARTER B3
ST THOM ASVI008 0 2
Portfolio at a Glance
ThisPerisd Year-lo-Date
Your Investment Specialist BEGINNING ACCOUNT VALUE 5583.880.23 $1,128,490.91
JOSHUA SHOSHAN Net Cash Deposits and Withdrawals 0.00 495,030.00
Adjusted Previous Account Value 583,880.23 533.460.91
Driklent.lnieres! and Met Income 6.49 15.365.15
Net Change in Portfolio' 9,72500 24,785.66
END INGACCOUNT VALUE $573,811.7M573,011.72
Estimated Annual Income 511,897.15
'Net Change in Portfolio is the difference between the ending account value and
beginning account value offer activity.
Asset Summary
Percent Awl Type Prior Year•End Lai Period This Period
1% Cash, Money Funds, and Bank Deposits 56.026.91 8,480.23 8,486.72
99% Equities 1,072,464.00 555,400.00 565,125.00
100% Account Total 51,128,490.91 $563,880.23 $573,611.72
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
ReSized
This Period Yeas-to-Dale Unrealized
Long-Term Gain! Loss 0.00 4.825 81 44.623.30.
Net Gain/ Loss 0.00 -9,825.81 -54,623.30
This summary excludes transactions where cost basis information is not available.
Page 1 of 8
CONFIDOIWAL Rated bullem CI,.W imp. Periling Ma ult.)* tweed
(wry YON Solve 2O07 subsoilary of the Sank of New York Mellon
['ALMA MILD COMMUNICATIONS Commit'', (MY Melee)
EXCELLENCE PerstivallX narks filiRkgWYleM_00048948
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011772
EFTA_00 159557
EFTA01291201

For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Detagylion Amount Bin
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.93% Activity Ending:0 9/ 29/ 17
09101/17 Opening Balance 8,480.23 8,480.23
09129/17 Deposit INCOM EREINV EST 8.49 8,488.72
09/29117 Closing Balance $8,488.72
Total All Money Market Funds $8,488.72
Income and Exoense Sjmma, y
Went Period Yeato-Date
Tauten Non Tattle Matte Nom Taxable
Dividend Income
Equities 0.00 0.00 15,188.00 0.00
Money Market 8.49 0.00 197.15 0.00
Total Dividends, Interest, Income and Expenses $6.49 $0.00 915,385.15 $0.00
Portfolio Holdings
Account Activity Opening Ming Accrued home 3O-Day DJrrent
Opening Dale Daintily Number Ending Baena Ulna Income ThIsTeet Mid Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 1.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
09101/17 8.488.720 WA 09/29/17 8.480.23 8.488.72 0.22 197.15 0.93% 0.93%
Total Money Market $8,480.23 $8,486.72 $0.22 $197.15
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS $8,480.23 $8,488.72 $0.22 $197.15
Page 2 of 8
N40-024950
Rated Owing Veatch ti me MC • slier sad
bent Yew Since 200' }Libel:Wry Ogle emit d New Vert Mellen
CONFIDP AL- DAIWA/JED COINAUNICATIONS Corea-Ann (MY Mellon)
IDIOILDOCE Pennine11C. more.. FINRAtipitiTegatOOa443949
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011773
EFTA_00159558
EFTA01291202

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
September 1, 2017 - September 30,2017
JEPSTEIN VIRGIN ISLANDS
Portfolio Holdings (continued)
Unrealized &rated Sainted
Clete Acquired Quantity Unit Cost Coq Elatis Market Price Market Valet Onn toss AnnualIncome Yield
EQUITIES 9 9.0 0% of Portfolio
Common Stocks
BRISTOL M YERS SQUIBB CO COM Security Identifier BM Y
Dividend Option: Cash CUSIP.19122138
10/30/15 5.000.000 68.9420 334.712.00 63.7400 318.700.00 •18.012.00 7,800.00 2.44%
DISNEY WALT CO DISNEY COM Security Identifier:01S
Dividend Option: Cash CUSP: 254687106
10/30/15 2,500.000 114.0150 285,036.30 98.5700 246.425.00 -38.611.30 3.900.00 1.58%
Total Common Stocks $619,748.30 3565,125.00 454,623.30 311,700.00
TOTAL EQUITIES $619.748.30 3565,125.00 454,623.30 $11,700.00
Unrealized Armed Estimated
Coq Bnis Market Value Wien Loss interest Annual income
TOTAL PORTFOLIO HOLDINGS 3628 235 02 $573,611.72 454.623 30 $0.00 $11,897.15
Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended
("IRO-) (incorporating amendments enacted by P L 110-343. the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered nnoncovered." under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
'covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 20 11
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 20 T2
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions.at the close of the statement period. The market
prices. unless otherwise noted. have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Page 3 of 8
N4G-024950
Rated Ended OwingI lvaigh PerslinglICa slay waned
Envy Y•N Saxe 200/ subsidiary Net Sank of New York Mellon
CONFIDOI DALIAN MILD COPNAUNICATIO16 Corpora,. (MY Meta)
Ans. EXCILIDKE perstina LAC rn•e• FildRAggelYIPM_00048950
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011774
EFTA_00 159559
EFTA01291203

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EMI) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts. please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge. or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing). a BNY Mellon company, provides individual investors with certain financial information on a semiannual
basis.
Pershing's June Statement of Financial Condition is now available. On Joie 30,2017, Pershing's net capital of $2 28 billion was 1379% of aggregate debit balances and exceeded the
minimum requirements by 51.95 billion.
Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance w ith this requirement, note that on July 31, 2017, Pershing's net
capital of 52.47 billion was 15.12% of aggregate debit balances and exceeded the minimum requirement by S2.14 billion.
A copy of the June 30, 2017, Statement of Financial Condition is available at pershing.com/ statement_of_financial_condition.html. You may also request a free, printed copy by calling
Page 4 of 8
N46-024950
Rated Ended Owing Own I.Wne EEca Stay owned
Every Yore Saxe 200' sutnidlay of the ears of New York Mellon
CONFIDOI DALIAN MILD COMMUNICATIONS Commit'', (MY Mace)
•••••• EXCILID K Pensna LLC nwmte M_
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11775
EFTA_OOI 59560
EFTA01291204

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
September 1, 2017 - September 30, 2017 NS
JEPSTEIN VIRGIN ISLANDS
Messages (continued)
(888) 860-8513 or (201) 413.4200, option 5.
The U.S. adopted a shortened settlement timefram e beginning with trade date September 5,2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving
from a T+3 to 814.2 settlement cycle provides faster access to sale proceeds. but it also means that funds are due on purchase transactions earlier. This may be a good time to
consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial institution about how you can set up
e-delivery.
Although a money market mutual fund seeks to preserve the value of your investment at $1p er share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (All amounts shown are in base currency)
°edits This Pedal DebIleThisPerlod Net Ibithried CredilnYeer-ta-Date Dents Year-lo.Oale Net Year-to-We
Securities
Securities Sold 0.00 0.00 0.00 532,124.66 0.00 532,124.66
Total Securities $0.00 $0.00 $0.00 4532,124.66 $0.00 $532,124.68
Dividends and Interest $6.49 $0.00 $6.49 $15,365.15 $0.00 $15,365.15
Cash
Withdrawals 0.00 0.00 0.00 0.00 420,000.00 420,000.00
Deposits 000 0.00 0.00 24,970.00 0.00 24,970.00
Total Cash $0 .00 $0.00 $0.00 $24,970.00 -$620,000.00 4595,030.00
Totals $6 .49 $0.00 $6.49 $572,459.81 4620,000.00 447,540.19
Transactions by Type of Activity
Process
Settlement
Date AdIvey Type Cesalphon Quantity Pele. Am:medallic« Amount Currency
Dividends and Interest
09129117 MONEY MARKET FUND DEUTSCHE GOVT CASH 6.49 USD
INCOME RECEIVI9)
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 6.49
Page 5 of 8
N4G<Q4950 4 Rated OnvindignughhnidnillCulanweed
berg Yea Sam 2001 subsedimcddwearturf~~~km
CONFID L- DAIMARMEDCOMMUNICA11016 CorponAnnaltadlon)
DICIILDKE Pentina menbe. fia•SagYeELGM_000413952
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011776
EFTA_0015956 I
EFTA01291205

Transactions by Type of Activity (continued)
Process
Settlement
Dote Adivily Type Description Quantity Peke Maud littered Annual Curing
Total Value of Transactions 0.00 8.49 UM
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment olist:DIJ tented tolimmetion
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 13017
Your Account Informati n
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 6 of 8
N40424950
Rated( ittllent ClewingI va. Penal% MC a Slay owned
L- Envy VW Since 2001 subsidiary of the Sant of New York Mellon
CONFID DAUMR AIID COMMUNCAT 1016 Capon ton CONY Mellen)
OCCIUDOCE PershAutlIC nNRACtilyteplk000tsssa
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011777
EFTA_OO159562
EFTA01291206

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
September 1, 2017 - September 30, 2017
JEPSTEIN VIRGIN ISLANDS
Imp°, tant Informaiol and Disci sures (continued)
The Role of Pershing (continued)
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing 11C shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreem ent to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330.
Page 7 of 8
NIG-024950
rated Carat Clewing *Me Fenian MC • Sally sad
L4 bay Yew Since 2007 subsidiary a the MK of New York Ma.,.
CONFID DAMMAM COMMUNICATIO.6 Corporatne (MY Mellon)
Diallitia Perstint nwrba FINOiDiest-Ak000443954
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011778
EFTA_00159563
EFTA01291207

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHNO MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLRY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATOR NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(A)(1NTH
BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A OOMBNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST OCECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NRERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. (DUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR NARY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTORS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AF-XnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. VVITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ME OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANTOS 111E ABOVE TERMS AND CCNDITIONSARE UNACCEPTABLE TO YOU, PLEASE NOWT PERSW10 IMMEDIATELY IN WRITING 8Y MIMED WM. TOONE PERSHING PULL JERSEY CITY. NJ 0/1,30. ATM LEGAL DEPT
Page 8 of 8
N46-024950
Paled (,Neel Owlet Sonaing Lice shay owned
Ewa Teat Since 200' subsidloy al the tank el Now York Mellon
CONFIDOI L4 DAWN RATED COMMUNICA11016 Corporabos (e10 Metes)
OCCOADKE Penh.* LL C swabs FiliRAUWYMPM-00048955
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011779
EFTA 00159564
EFTA01291208

15I
Deutsche Bank Otuttthe Prisair Na, In kt.nrgemr.4
Market Cenral< C.ovi
Oretche Oa,* Se.eitiet
P.O. Box 1776, Baltimore, MD 21203 'kW Yeta eace
ItS Pot Awww. nth Frear
Mw VCA. Mt 101“
Tell give SC E17-t.105
Direct 110 855 5841
August 1, 2017 - August 31, 2017
Account Number: N4G-024950
J EPST EN VIRGIN ISLANDS
FOUNDATION INC
6 10 0 RED HOOK QUARTER 63
ST THOM A S VI 0 0 0 2
Portfolio at a Glance
This Period Veordo-Dsto
Your Investment Specialist BEGINNINGACCOUNT VALUE 3645,837.41 31,128,490.91
H A SHOSHAN Net Cash Deposits and Withdrawals 80,030.00 -695,030.00
Adjusted Previous Account Value 565,807.41 533,460.91
Dividends. Interest and Other Income 1,997.62 15,358.66
Net Change in Portfolio' -3,925.00 15,060.66
END INGACCOUNT VALUE $563,880.23 $583,880.23
Estimated Annual Income 311.890 66
I Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Asset Type Pax Varad LS Period This Pedod
2% Cash, Money Funds, and Bank Deposits 56,026.91 86,512.41 8,480.23
98% Equities 1,072,464.00 559,325.00 555,400.00
100% Account Total $1,128,490.91 $645,837.41 3583,880.23
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Rented
ibis Peeled Yen-Reba Untealized
Long-Term Gain! Loss 0.00 4,825.81 84,348.30
Net Gain! Loss 0.00 4,825.81 44,348.30
Thissummary excludes transactions where cost basis information is not available
Paget of 7
• in
PAS birsfini Cbewc Inain Peening LLC. • nay weed
(wry Yea Since 200/ sunklin, of See Son of Now York MeNon
CONFID L- DAUM/AIM COINALINICAT IONS Corporate. (MY Man)
DIOILIDKE Perstnt mnbc. FINOSONYAPM_00048956
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-00117130
EFTA_00159565
EFTA01291209

For Your Information
The European Central Bank (the ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Demiption Amount Bin
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.93% Activity Ending:0 8/ 3V 17
08101/17 Opening Balance 86,512.41 88,512.41
08102/17 Deposit MONEY FUND PURCHASE 26,920.00 113,432.41
08104/17 Withdrawal MONEY FUND REDEM PTION 45,000.00 88,432.41
08/21/17 Withdrawal M ONEY FUND REDEM PTION .80,000.00 8,432.41
08131117 Deposit IN COM E REINVEST 47.82 8,480.23
08/31/17 Closing Balance 88,480.23
Total All Money Market Funds $8,480.23
Income and Expense Summary
Current Period Yor4o.Dale
Taxable Non Taxable Tuft Non Taxable
Dividend Income
Equities 1,950.00 0.00 15,168.00 0.00
Money Market 47.82 0.00 190.66 0.00
Total Dividends, Interest. Income and Expenses 91,997.82 80.00 815,358.68 $0.00
Portfolio Holdings
Account Activity 0 aotg Awed Income 30 Day COJIMIR
Opening Dale Dustily Aimbo' Ending Balsa else WOO* ThleTher Mid VIM
CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio
Money M arket
DEUTSCHE GOVT CASH INSTL
08101/17 8,480.230 NIA 08/31/17 86,512.41 8,480.23 0.00 190.86 0.92% 0.93%
Total Money Market 886,512.41 28,480.23 $0.00 $190.66
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 886,512.41 98,480.23 $0.00 $190.66
Page 2 of 7
NIG-024950 RAS Endem Owing Ilwaigh Per Llt. Sway owned
CONFIDP L- ( L w IA r L y B A Y R O M U S U a D te C 2 O 0 M 0 M i UNICATIONS s C u o b r e p n o n r e a r te y m M C t O h N e Y M M a* el o o f n N ) ew Vett MeNon
EXC (LIME Perstwet 11C meat. FINRAtipitiTioCat000443957
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011781
EFTA_00159566
EFTA01291210

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
August 1,2017 - August 31,2017
JEPSTEIN VIRGIN ISLANDS
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Otiantily Unit Cost Coif Bats Market Price Market Value 031,vtoss Annual Income Yield
EQUITIES 9 8.0 0% of Portfolio
Common Stocks
BRISTOL M YERS SQUIBB CO COM Security Identifier: BM Y
Dividend Option: Cash CUSIP.19122138
10130/15 5.000 000 66.9120 334.712.00 60.4800 302.100 00 -32.312 00 7.800 00 2.57%
DISNEY WALT CO DISNEY CON Security Identifier 015
Dividend Option: Cash CUSIP: 25468796
10/30MS 2.500 000 114 0150 285,036.30 101.2000 253.000.00 32.036.30 3.900.00 1.54%
Total Common Stocks 1619,748 30 3555,100 00 464,348.30 $11,700.00
TOTAL EQUITIES $619.748.30 3555,100 00 464,348.30 $11,700.00
iMrealized Awued Estimated
Coal Basis Market Value Gaim Loss Interest Annual Income
TOTAL PORTFOLIO HOLDINGS 5628,228 53 $563,880.23 464,348 30 50.00 $11,890.66
Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended
("IRO") (incorporating amendments enacted by EL 110-343. the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered nnoncovered." under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
'covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 20 11
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 20 12
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1 2014.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions.at the close of the statement period. The market
prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Page 3 of 7
N10421950
RAS builem Owingivaigh PersAdng lit a wholly owned
Envy Yew Saw 2007 subsidiary ol the an of New York Mellon
CONFIDOI ['ALMA MILD COMMUNICATIONS Commit'', CONY MOW
••••• ECD ANCE Pensna LLC nwmte UP I-00048958
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11782
EFTA_00 159567
EFTA01291211

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAT) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 4 of 7
N46.024950
PAS balled OwingI lveugh Periling 11C. a Stay owned
Emory Yew Saxe 200' sulnidlay Oft Sank of New York Mellon
CONFIDOI L-- DAMAN WED COINAUNICATIONS Commit'', (MY Melee)
OCCOADKE Penh* Li C nwmte filiRAUWYMPM_00048959
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011783
EFTA_00 159568
EFTA01291212

ri
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
August 1, 2017 - August 31, 2017
lEPSTEIN VIRGIN ISLANDS
Activity Summary (Au amounts snoran arear oase —rree_y)
Credits This Period Debits ThisPerled Net IbisPeriod Qedlts Year-In-Date Debits Yeareetete Net Yeas-to-Date
Securities
Securities Sold 0.00 0.00 0.00 532,124.66 0.00 532,124.66
Total Securities $0.00 $0.00 $0.00 $532,124.66 $0.00 $532,124.66
Dividends and Interest $1197.82 $0.00 $1,997.82 $15.358.66 $0.00 $15.358.66
Cash
Withdrawals 0.00 -105,000.00 -105,000.00 0.00 420,000.00 120,000.00
Deposes 24.970 00 0.00 24,970 00 24,970 00 0.00 24,970.00
Total Cash $24,970.00 4105,000.00 480,030.00 $24,970.00 4620,000.00 4595,030.00
Totals $26,967.82 4105.000.00 478.032.18 $572.453.32 4620,000.00 447,546.68
Transactions by Type of Activity
Pincers,
Settlement
Dete Activity Type Clesulption Quantity Price Awned Intete« Amount Currency
Dividends and Interest
08101/17 CASH DIVIDEND RECEIVED 5000 SHRS BRISTOL MYERS SQUIBB CO COM RD 07107 PO 1,950.00 USD
BMY 08/0117
08/31/17 MONEY MARKET FUND DEUTSCHE GOVT CASH 47.82 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S DOLLARS 0.00 1,997.82
Cash Withdrawals and Deposits
08101117 FED WIRE RETURNED WIRE FUNDSRETURNEO A/07/28/2017 INVALID ACCOUNT 24,970.00 USD
US0999997
08104117 FEDERAL FUNDSWIT THE BANK OF NEW YORK -25,000.00 USD
US0999997
08/21117 FEDERAL FUNDSSSW FIRSTBANK PUERTO RIC -80,000.00 USD
USD999997
Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 -80.030.00
Tot al Value of Transactions 0.00 -78.032.18 USD
The price and quantity displayed may have been rounded.
Page 5 of 7
N4G-024950
Rated bulled Owing Waugh PerslidniaC a wholly ownef
Every Vow Saxe 200/ subardlarn1t he Sr* of New York Mellon
CONFID L DAIIIAR ItUIDCOMMUNICATIOMS Corpontkis (MY Meta)
am! EXCELLENCE Penny« uc groatetnnewg*IYALGM—00048960
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011784
EFTA_00 I 59569
EFTA01291213

C lent Service Information
Your Invadmeed Spedaid:ENJ Canted leloemation
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC D EUVERY
You have not selected any account corn mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important I nf rmat ion and Disci sures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
Page 6 of 7
. •
N40424950
Rated Eacellent Cle.ving evwd, Sails MC • Sway sad
(wry Yea Saxe 2007 subsdlary ol the Ser* of New York Mete
CONFID L- DALIN,M ILD COMMUNICATIONS Comma's (MY Mellon)
00:01DOCE
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Penh.* nilRe B-tSiWDN-IA0 °;81541 87961
EFTA_00159570
EFTA01291214

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
August 1,2017 - August 31,2017
J EPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied; (II) the class is decertified. or
(Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 7 of 7
N46024950
Rated Earellent Cleats Ilveugh Periling 1.1.C. a Stay owned
L- Envy YON Sax 2007 sutnidlay Oft e.r• of New York Mellon
CONFID DAUM RAM COMPAINICATIO.6 Corporate,. (MY MOM)
LXCfIDKE Perstina LAC num**. il)IRAgWYMPSA_00048962
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0011786
EFTA_D0I59571
EFTA01291215

15I
Deutsche Bank Desittthe Misain NeaTh MMOMmert
Mantis (went< 6,ov;
Drenthe Inn% Snmstes
P.O. Box 1776, Baltimore, MD 212O3 POw Yen Dem.
MS IMel. Aoenue. nth /Moe
Nw Ymk. NS 10114
Toll Mee MA .114MS
avec 410 845 Su(
July 1,2017 - July 31,2017
Account Number: N4G-024950
JEPSTBN VIRGIN ISLANDS
FOUNDATION INC
6130 RED HOOK QUA RTEFt 83
ST THOM ASVI00 802
Portfolio at a Glance
ThisPeriod Teer4o-Date
Your Investment Specialist BEGINNINGACCOUNT VALUE $742,563.68 81,128,490.91
JOSHUA SHOSHA N Net Lash Deposits and Withdrawals 415,000.00 415,000.00
Adjusted Previous Account Value 627,563.68 613,490.91
Dividends, Interest and Other Income 2,744.52 13,360.84
Net Change in Portfolio' 15.529.21 18.985.66
11W'tc 5,837.41 $645,837.41,
Estimated Anneal Income 511.842 84
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Pewit Asset Type PrIceserad UM Period IdsPeriod
13% Cash, Money Funds, and Bank Deposits 56,026.91 38,963.68 86,512.41
87% Equities 1,072,484.00 703,600.00 559,325.00
100% Account Total (Pie Chart) 81,128,490.91 $742,563.68 $645.837.41
Please review your allocation periodically with your Investment Specialist.
Page 1 of 9
Rate swine Cle.ving eN.MN Saint MC • wholly owned
bay Yews Sena 2007 subsidiary Oft emit of New York Mellon
CONFIDWAL4 D oi A w LI a M m IR c M e ID COMMUNICATIO.6 Coma-Ann CONY Melnleine) ek$49Iyalpm_o0048963
PershntlIC rnembei
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO11787
EFTA_OO 159572
EFTA01291216

Summary of Gains and Losses
Reeked
Thin Period Yeti Dale Unrealized
Long-Term Gain! Loss .7,260 58 4,825 81 40423 30
Net Gain! Loss -7,260.58 4,825.81 40,423.30
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Description Amount Bin
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.91% Activity Ending: 071 3V 17
07101/17 Opening Balance 38.963.68 38,963.68
07106/17 Withdrawal MONEY FUND REDEM PTION 46.94913 2,013.95
07/28117 Deposit MONEY FUND PURCHASE 84483.94 88497.80
07131117 Deposit INCOM ERBNVEST 14.52 86,512.41
07131/17 Closing Balance 888,512.41
Total All Money Market Funds 888,512.41
Income and Expense Summary
Current Period Yeat.to.Date
Tattle Non Taxable Taxable Hon Tavabk
Dividend Income
Equities 2,730.00 0.00 13,218.00 0.00
Money Market 14.52 0.00 142.84 0.00
Total Dividends, Interest, Income and Expenses $2,744.52 $0.00 413,380.84 $0.00
Page 2 of 9
NIG-024950
PAS bailed Cleats Ilveugh holing MC • S.Sy sad
Envy Yea Since 2001 subsidiary Net ft* of New York !Melon
CONFIDE L- DAUMM ILD COINALINICATIONS Comma's (MY Mellon)
Dolma
Pensna membe. ilNallgeat000413964
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011788
EFTA_OO159573
EFTA01291217

I5 I
Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
July 1,2017 - July 31,2017
J EPSTEIN VIRGIN ISLANDS
Portfolio Holdings
Amnon Adkily 0 Going Accrued Income 30-Day Darrel
opening Die Quantity Number thing Bience Balance Moine This Yen Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 13.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSP.
07101/11 86,512.410 NM 01/31117 38,963.68 88,512.41 0.00 142.84 0.90% 091%
Total Money Market $38,963.68 $86,512.41 $0.00 $142 84
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $38,963.68 $86,512.41 $0.00 $142 84
Unrealized Estimated Estimated
Date Aapired geentily Vail Cad Cost Bain Mike) shire Modal Value Gan loss Annual Income Yield
EQUITIES 87.00% of Portfolio
Common Stocks
BRISTOL M YERS SQUIBB CO 0011 Security Identifier NY
Dividend Option: Cab CUSP. 10122118
10130/95 5,000.000 66.9420 334,712.00 56.9000 284.500 00 .50,212.00 7,800.00 2.74%
DISNEY WALT CO IMF/ COM Security Identifier: 01$
Dividend Option: Cab CUSP: 25468796
10130/15 2,500.000 114.0150 285,036.30 109.9300 274,825.00 -10,211.30 3,900.00 1.41%
Total Common Socks $619,748.30 $559,325.00 460,423.30 $11 ,700.00
TOTAL EQUITIES $619,748.30 $559,325.00 460,423.30 $11,700.00
tMretd Awned Stied
One WM Mattel Valise GeMnale Masi MauiI som
TOTAL PORTFOLIO HOLDINGS $708,260.71 U45,837.41 460,423.30 $0.00 $11,842.84
Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of SW as amended
("IRC") (incorporating amendments enacted by P.L.110 -34 3, the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered 'noncovered," under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable (We(s)* at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January I, 2011
• Mutual funds and dividend reinvestment plan (0 RP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1,2014.
N4G.024950 Page 3 of 9
Ratat (=Mont Cleats Ilmighh alts MC • Sally sad
(wry Yea Sax 2007 subsdlary ol the ewe of New York Maw
CONFID AL-- DAUM RATED COIMAUNICATIO.6 Ceepotemm (AMY Mellen)
EXCIL DK enter* cuC mamba cionceSaggegM_000443965
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-00117139
EFTA_00159574
EFTA01291218

Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities. thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to CalCulate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Page 4 of 9
N4G-024950
PAS Ended OwingI lvaugh PersadnglIC Say owned
Every Veer Saxe 200/ subsdlary of the ears of New York Mellon
CONFIDOI DALI AN MILD COPNAUNICATIONS Corpotatim (MY Mace)
'MEW EXCILIIINCE perista LAC imsnbc. FINRAWkilleM_ 0 0048966
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011790
EFTA_00 159575
EFTA01291219

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
July 1,2017 - July 31,2017
J EPSTEIN VIRGIN ISLANDS
Schedule of Realized Gains and Losses Current Period
Date Date Realized
Desaiµior Disposed Acquired Designation Disposition Method Tiansadion Quality Proceeds Cod Bads GeW Loss
Long Term
DISNEY WALT CO OWE 07/25/17 10/30115 Covered Fast In First Out! SELL 1,000.000 106,753.94 114,014.52 -7,260.58
SecarIty Ideritifiet 25488716
Total Long Term 106,753.94 114,014.52 -7,260.58
Total Short and Long Term 106.753 94 114.014 52 -7,260.58
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (-IRV)
(incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered? under the new cost basis reporting
rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are 'covered" under the
new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they are subject to the cost basis
reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1,2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior
income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital
information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be
differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 10 99•Ei or online displays you may have available to
you.
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not
required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be
responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims
any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting.
Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which
you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your
account's selected tax lot method will be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this
may be reported on the IRS Form 1099-B.
Page 5 of 9
NIG-024950
Rated Earellant Owing Omagh Sal% MC a taw sad
Envy Yon Sax 2007 subs:hay of the OanIt of Now York Melon
CONFID L- EMMA RAID COMMUNCATIONS Corporation CONY Mellon)
OCCO. Pennon 11C rnernbe FINRAtipitilioLGM_00a443967
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011791
EFTA_00159576
EFTA01291220

Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possibte to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Ftirsuant to SEC Rule 10b-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (All amounts shown are in base currency)
Credits This Pedal Debits This Period Net This Period Cre4 it s Year-to-Date Debits Year-to.Dale Net Yer-toDele
Securities
Securities Sold 159,804.21 0.00 159,804.21 532,124 66 0.00 532,124.66
Total Securities $159.804.21 $0.00 $159,804.21 $532,124.66 $0.00 5532.124.86
Dividends and Interest 12.744.52 $0.00 $2,744.52 $13,380.84 $0.00 $13,360.84
Cash
Withdrawals 0.00 -115.000.00 -115.000.00 0.00 415,000.00 415.000.00
Total Cash $0.00 4115,000.00 4115.000.00 $0.00 4515,000.00 4515,000.00
Totals $182,548.73 4115,000.00 $47,548.73 $545,485.50 4515,000.00 $30,485.50
Transactions by Type of Activity
Process Tiede
Settlement Transettaan
Doe Date Aelleily Type Description Qminthy Price Acaud Intend Mont Censor
Securities Bought and Sold
07106117 08130117 SOLD DISNEY WALT CO DISNEY COM BKCM APERSHINGAERATE -500.000 106.2150 53,050.27 USD
DIS MAKESA MKT IN THISSECURITY 8 ACTED AS PRINCIPAL
UNSOLICITEDORDER
07/28117 07/25117 SOLD DISNEY WALT CO DISNEY COM BKCM A PERSHING AFRLIATE -1 000.000 106 8224 106,753.94 USD
DIS MAKESA M KT IN THIS SECURITY 9 ACTED AS PRINCIPAL
UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION
YOUR BROKER ACTED ASAGENT
Total Securities Bought and Sold -U.S. DOLLARS 0.00 159,804.21
Dividends and Interest
07/27117 CASH DIVIDEND REBVED 3500 SHRSDISNEY WALT CO DISNEY COM RD 07/9 PD 2,730.00 USD
DIS 07127!9
07131117 MONEY MARKET FUND DEUTSCHE GOVT CASH 14.52 USD
INCOME RECEIVED
PEFQ32045
Total Dividends and Interest -U.S DOLLARS 0.00 2,744.52
Page 6 of 9
NIG-0249SO
Pad builom ClewingI vay, Sag MC • Sally sad
L4 Envy Yea Since 200/ sulshary cue the Sot of Now York Melon
CONFID DALIARMIEDCOINALINCATIONS Ccepotama Melon)
DeTtUDKE Perstinet 11C ...onto FINRISOMY.C.4.4_000443968
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011792
EFTA_00159577
EFTA01291221

I5 I
Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
My 1,2017 - July 31,2017
I EPSTEIN VIRGIN ISLANDS
Transactions by Type of Activity (continued)
Process Trade/
Settlement Dionotion
Date Die nctivey Type Description WNW Price Awned lotion Amount Currency
Cash Withdrawals and Deposits
07106/17 FEDERAL FUNDS SENT FIRSTRANK PUERTO RIC .90,000.00 USD
USD999997
07128117 FEDERAL FUNDS SENT THE BANK Of NEW YORK -26,000.00 USD
USD999997
Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 -115,000.00
Total Value of Transactions 0.00 47,548.73 USD
The price and quantity displayed may have been rounded.
Cash Not Yet Received
Semite Refire Date Pro& Die Quentilly Held Rate Dividend Option Amount of Payment
Dividends
BRISTOL II YRS SOUI98 CO CON 07/07117 08/01/17 5,000.000 0.390000 Cash 1,950.00
Total Cash Not Yet Received 91,950.00
Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the
information.
Oient Service Information
Your investment Spew/Mt:91J Conlad Information
JOSHUA SHOSHAN Telephone Number
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Page 7 of 9
NIG-024950
Rated brsilem OwingI nto Periling LI.C. • Sallyeamd
L4 Entry YON Spate 2O07 subsedlay of tlw Sank or New York Maw.
CONFID ['ALMA VOLD COPNAUMICAT IONS torpor-Ann My /Mike)
ECDANCE Perstra 11C namtici/gYagatoocicsses
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011793
EFTA_00159578
EFTA01291222

Your Account Informatt n
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account corn munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts es the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation ( swct . Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comr about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department,
One Pershing Raze, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
Page 8 of 9
NIG-024950
Rated Eacollant Cleating Omagh ti ling MC a Sally paned
bay Yea Since 2007 subsidiary of the OanIt of Now York Melon
CONFID L- DAMMAM COMIALINICATIO06 Corporation CONY MOFWIN PAcwv
ID(COUNCE
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Penti"t I1C DIMB-iStiYDIENLGYA:0°; .14187979°4
EFTA_00159579
EFTA01291223

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
July 1 2017 - July 31,2017
J EPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified: or
(III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 9 of 9
N46.024950
Rated Eactliont Owing Own Periling Ma wholly owned
Envy YON Saxe 2007 sublidlary of the Sank of New York Mellon
CONFIDO L-- DALBAR PATI D COMMUNICATIONS Commit'', (MY Melee)
°CCDANCE Perstint uc. wants niiRkgWYlegIM_00048971
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011795
EFTA_00 159580
EFTA01291224

15
Deutsche Bank Otulache Sank Private Nee°, Mina/eaten
Market Comore 6,0a;
fleettche twit Semeittet
P.O.Box 1776, Baltimore, MD 21203 Mew Yen MCP
HS Park Aunts. MO, Iber
Novo 114/4. NY 10154
Totl 'tie NA I-124505
Okic., 110 SS Stkl
June 1, 2017- June 30, 2017
Account Number: N4G-024950
JEPSTBN VIRGIN ISLANDS
FOUNDATION INC
6100 RED HOOK QUARTER 83
ST THOM AS VI 00802
Portfolio at a Glance
ThisPorbd Vom4o-Date
Your Investment Specialist: BEGIN NINGACCOUNT VALUE $863,818.59 $1,128,490.91
JOSHUA SHOSHAN NM Cub Deposits and W 425,000.00 400,000.00
Adjusted Previous Account Value 738,678.59 728,490.91
Dividends, Merest and Other Income 1,371.50 10,616.32
Net Change in Portfolio 2,513.59 3,456.15
Estimated Annul Income 514,168 32
Asset Summary
Punt Met Type Prior Yomad lad Period aft Mod
5% Cash, Money Funds, and Bank Deposits 56,026.91 25,038.59 38,963.68
95% Equities 1,072,464.00 838,640.00 703,600.00
100% Account Total (Pie Chart) $1,128,490.91 $863,678.59 $742,563.68
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Retied
This Period Yew-to-Die threelized
Long-Term Gain/ Loss -11,431.12 -2,565.23 47,170.08
Net Gain/ Loss -11,431.12 -2,565.23 47,170.08
This summary excludes transactions where cost basis information is not available.
Pagelof 10
PAS bailed OwingI lveugh holing LI.C.• May sad
Eery Yea Sate 200' subsidiary elfin Sank of New York Mellon
CONFID L- DAUMM ILD COINAUNICATIO16 Corporatba CONY Mellon)
ocannia 000443972
Pensna 11C. rnembe FINRAtiaklie-at
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0011796
EFTA_00159581
EFTA01291225

For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Dale Adivily Type Decoction Amount Balance
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.86% Activity Ending: 06/ 30/17
06101117 Opening Balance 25,038.59 25,038.59
06/02117 Deposit MONEY FUND PURCHASE 1,344.00 26.382.59
06116/17 Withdrawal MONEY FUND REDEM PTION -10,000.00 16,382.59
06/20/17 Deposit MONEY FUND PURCHASE 137,553.59 153,936.16
06/23/17 Withdrawal MONEY FUND REDEM PTION ,115,000.00 38,936.16
06/30/17 Deposit INCOM ERBNV EST 27.50 38,963.68
06/30/17 Closing Balance $38,963.68
Total All Money Market Funds $38,963.68
Income and Expense Summary
Current Period Tema o.Date
Tmetle Non Taxable Tuft Non Taxable
Dividend Income
Equities 1,344.00 0.00 10,488 00 0.00
Money Market 27.50 0.00 128.32 0.00
Total Dividends, Interest, Income and Expenses 51,371.50 $0.00 $10,616.32 $0.00
Portfolio Holdings
Armour Activity Opening Dicing Awned Income 304)q Cans
Opening Dale Ouanlily Number Ending Balance Ulna Income This Yet Yleid Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 5.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
06101117 38.963.680 NIA 06130117 25.038.59 38,963.68 1.92 128 32 0.80% 0.86%
Total Money Market $25,038.59 $38,963.68 $1.92 $128 32
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 325,038.59 $38,983.68 $1.92 $128 32
Page 2 of 10
NIG-024950
Rated [.wren ClnvinglIvoughNwskiligUt.amboftweled
L- Envy Yea Since 200, stiblidimoltheiwitolftwYerth4Mm
CONFID DALIARRAIIDC0MMUNCATI0NS Corponamn(OWIMekm)
DIOILIDICE Perstina LI.C.rnembe FINRISPAITELGASIOC443973
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011797
EFTA_00159582
EFTA01291226

I5 I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
June 1,2017- June 30,2017
1E PSTEIN VIRGIN ISLANDS
Portfolio Holdings (continued)
Unrealized Whaled Estimated
Date Acquired Quantity Unit Cost Coat Bus Market Price Market Value Oily Loss Annuallncome Yield
EQUITIES 9 5.0 0% of Portfolio
Common Stocks
BRISTOL M YERS SQUIBB CO COM Security Identifier: BM Y
Dividend Option: Cash CUSIP.1912218
10130/15 5.000.000 88.9420 334.712.00 55.7200 278 600 00 46.112 00 7.800 00 2.19%
DISNEY WALT CO DISNEY COM Security !dent',i er:DIS
Dividend Option: Cash CUSP: 25468796
10/30/15 4.000.000 114.0150 456,058.08 106.2500 425.000.00 31.058.08 6,240.00 1.46%
Total Common Stocks 5790,770 08 8703,600 00 -887,170.08 $14,040.00
TOTAL EQUITIES $790,770.09 3703,600 00 487,170.08 $14,040.00
tantalized Acaued Estimated
Cosi Basis Market Value Gain; Loss interest Annual Income
TOTAL PORTFOLIO HOLDINGS $829,733.76 $742,563.68 487,170.08 50.00 514,168.32
Securities acquired before 2011or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended
("IRO-) (incorporating amendments enacted by P.L 110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
"covered" under the new cost basis reporting rules are defined as non-retirement. UStaxpayers securities which have been acquired on or after their "applicable date(s)" at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 20 11
• Mutual funds and dividend reinvestment plan (ORP) shares acqu ired on or alter January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1,2014.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions.at the close of the statement period. The market
prices. unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Page 3 of 10
N4G-024950
Rated bailed Owing Ilveugh Pie LLC. a ray owned
Enry Yore Saxe 200/ subsidiary Olin eat of New York Mellon
CONFIDOI DALIAN MUD COMMUNICAII016 Corpora,. (MY Mace)
•••••• EXCILIDKI Perth, Liu ablate PIMA 00048974
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011798
EFTA_00159583
EFTA01291227

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.comi business_contInuity.html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to A6, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Page 4 of 10
NIG-024950
aced builem CleatsI nto Pettily LI.C.• Sally sad
1.11.1 Envy Yea Since 200, subsidiary of theI fl of New York Melon
CONFIDP L' DALIARMIED C0MMLINICAT 1066 Coma-Ann CONY MelrleiNn)m aCiklYagetoocuraszs
DIOILIDKE Pershnit 11C rnembe
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011799
EFTA_00159584
EFTA01291228

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
June 1,2017- June 30, 2017
1E PSTEIN VIRGIN ISLANDS
Schedule of Realized Gains and Losses Current Period
Cote Date Realized
Desaiption Disposed Acquired Deskjnation Disporition ettiod Transaction Quantity Proceeds Col Basis Carouse
Long Term
DISNEY WALT CO DISK 06/30117° 10/30/15 Covered First In First OW I SELL 500 000 53950.27 57.007.26 -3.956.99
Security Identifier: 254687136
PFIZER INC CON 06/15/17 10/30/15 Covered Fust In First Our / SELL 4.200 000 137.553.59 145,027.72 .7,474.13
Security Identifier: 717081113
Total Long Term 190903.86 202,034.98 .11,431.12
Total Short and Long Term 190.603.86 202934.98 -11.431.12
Securities acquired before 20 Ilor in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended ("IRV)
( incorporating amendments enacted by P.L.110-34 3, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered,' under the new cost basis reporting rules,
and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securitieswhich are-covered" under the new
cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date( s)' at which they are subject to the cost basis
reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period. as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (0 RP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior
income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital
information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments. but may also include adjustments for corporate action events. Therefore there may be
differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1399-B or online displays you may have available to
you.
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not
required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be
responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims
any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting.
Page 5 of 10
N46424950
RAS (KOMI OwingI lmighP .A.' Ma Ste*/ owned
Emory You Space 2O07 sublediary Oft MAN New York Mellon
CONFID PUMA MOLD COMM UNICA11066 Commit'', (OM Mellen)
°CCDANCE Perstint 11C wants filiRkg*SYleM_00048976
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011800
EFTA_00159585
EFTA01291229

Schedule of Realized Gains and Losses Current Period (continued)
These shares are unsettled end have been recently disposed. You will also see these shares on the Portfolio Holdings section until this transaction has been settled.
Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which
you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your
account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may
be reported on the IRS Form 1099-B.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
The U.S. will adopt a shortened settlement timeframe beginning with trade date September 5,2017, for equities, corporate and municipal bonds. and unit investment trusts. Moving
from a 2+3 to a 7+2 settlement cycle will provide faster access to sale proceeds, but it also means that funds will be due on purchase transactions earlier. This may be a good time to
consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial insititution about how you can set up
e-delivery.
Activity Summary ;An amounts shown Nein base currency)
GEM' This Period Debits This Period Net ThisPesiod Credits Yeas-lo-Dale Debits Year-to.Dale Net Yer4o-ode
Securities
Securities Sod 137,553.59 0 00 137,553.59 372,320.45 0.00 372,320.45
Total Securities $137,553.59 $0 00 $137,553.59 $372,320.45 $0.00 $372,320.45
Dividends and interest $1,321.50 $0.00 $1,371.50 $10,616.32 $0.00 $10,616.32
Cash
Withdrawals 0.00 -125,000.00 -125,000.00 0.00 ,400,000.00 400,000.00
Total Cash $0.00 4125,000.00 4125.000.00 $0.00 4400,000.00 4400,000.00
Totals $138,925.09 4125,000.00 $13,925.09 $302,036.77 4400,000.00 417,063.23
Page 6 of 10
NIG-024950
Rated Cleats gm. Sad% MC • Sally waned
L- Envy Yea Since 200' sulradlary Oft Ser* of New York MeNon
CONFID DALIARRAIEDC0INALINCATI0NS Coma-Ann CONY Mellon)
DIOILLIIKE Perstina 11C ...onto FINRISPAITLGAS100443977
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011801
EFTA_00159586
EFTA01291230

Deutsche Bank
P.0 Box 1776, Baltimore, MD 21203
June 1, 2017 - June 30, 2017
I EPSTBN VIRGIN ISLANDS
Transactions by Type of Activity
Process Trader
Settlemeni °inaction
Date Delo Aces*/ Type Description OueMity Moe Accrued ileum( Amount Currency
Securities Bought and Sold
06nOit 7 06115/17 SOLD PFIZER INC C011 EIKCIA A PERSHINGAFFILIATE AKES A MKT 4,200.000 32.8130 131,553.59 USD
PEE IN THIS SECURITY 8 ACTED ASPRINCIPAL UNSOUCITED ORDER
Total Securities Bought and Sold -U.S. DOLLARS 0.00 137,553.59
Dividends and Interest
06/01/17 CASH DIVIDEND RECBVED 4200 SHRSPRZER INC COM RD 05/12PD 06/01f 17 1,344.00 USD
PFE
06/30117 MONEY MARKET FUND DEUTSCHE GOUT CASH 27.50 USD
INCOME RECBVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 1,371.50
Cash Withdrawals and Deposits
06116117 FEDERAL FUNDS SENT EASTERN CORP FCU -10,000.00 USD
US0999997
06123117 FEDERAL FUNDSSENT WELLSFARGO BANK, NA -115,000.00 USD
US0999897
Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 -125,000.00
Total Value of Transactions 0.00 13,925.09 USD
The price and quantity displayed may have been rounded.
Trades Not Settled
Settlement Trade Activity *caved Settlement
Date Dale Type Osecestion Ovally Mice 1nlered Anent
07106/17 06130117 Sti DISNEY WALT CO DISNEY COM 100.000 106 VISO 0.00 53,050.27
BKCM A PERSHING AFRUATEMAKES A
MKT IN THIS SECURITY et ACTED AS PRINCIPAL
UNSOLICITED ORD
Total Amount of Trades Not Settled 853,050.27
Page 7 of 10
N4G424950
Rated (Kellam OwingI lveugh had,' Ma slay owned
Clay YON Spa« 200/ subsidiary ol the Sank of New York Mai
CONFID L- DALOAR MILO COMMuNICATIONS Corporation CONY Mace)
EXCOACNCE PerginalIC. rnembe enotallaiTter-M-00048978
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011802
EFTA_00159587
EFTA01291231

Client Service Information
Youi 'meal SpadaNg: ENJ Contact lolomilion
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC D EUVERY
You have not selected any account corn mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about( strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
Page 8 of 10
NIG-024950
Rated Eacellent Owing Ilveugh SOAK MC • Sr" sad
Envy YON Saxe 2007 subsdlary ol the Sant of New York Mete
CONFID L4 DAUM MILD COMPARICAT 1006 Corm-Ann CONY Mellen)
EXCIL DK Perstwat 11C ...onto FINRAVAIYALGM_000443979
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011803
EFTA_00159588
EFTA01291232

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
June 1,2017- June 30, 2017
J EPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 9 of '0
N4G424950
Rated Eacellent OwingI lveugh Periling M.. Stay owned
Envy YON Saxe 2007 subsidiary tithe Sank of New York Mellon
CONFIDO L-- DAUM WTI) COMMUNICATIONS Corporate,. (MY Melee)
°CCDADK( Penh.* nwnte FiliPAgW)IPM_00048980
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00118O4
EFTA_00 159589
EFTA01291233

TERMS AND CONDITIONS
TRANSACTIONS PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT INL L BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED COPWPMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WVVW.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING.C OM(DISCLOSURES.
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD 8E RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(A)(1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDNG THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES, AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO NCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THER NOISY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THER BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ME INDEBTED TO PERSHNG LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHNG. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER,
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINNG DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F AMOR THE ABDW TERMS MD CCHOITIONSARE UNACCEPTABLE TO YOU. PLEASE NOTFYPERS4ING IMMEDIATELY IN WRITING SY CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ Or/99AM LEGAL DEPT
Page 10 of 10
NIG-024950 Rawl Eicellent Owing INeugh P.n MC • Sally salted
fiery Ye). Saxe 200, subs:Nova the Smite New York Man
CONFID DALSAR RATIO COMMuNICATIONS Comma's OINY Melon)
EXCILOTICE
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Pent** I1C nenbe "HReB-gSYIDELNGMI-071418690815
EFTA_00159590
EFTA01291234

15I
Deutsche Bank OtIANtie .441 Private Meet", Minutemen
Mullets (prig< Cow;
Orel( he Us. Set-Witiel
P.O. Box 1776, Baltimore, MD 21203 Mew left Oekt
MS Park Aunts. PHI, Moe
New 114/•1". NY 10114
nit 10.4.12,SSOS
Dirt(' 110 OS Salt
May 1,2017-May 31,2017
Account Number: N4G-024950
JEPSTBN VIRGIN ISLANDS
FOUNDATION INC
6/30 RED HOOK QUARTER B3
ST THOM ASVIO0 802
Portfolio at a Glance
ThbPrlod Yed-toate
Your Investment Specialist. BEGIN NINGACCOUNT VALUE $908,188.01 $1,128,490.91
JOSHUA SHOSHAN Net Cash Deposits and Withdtawals 0.00 415,000.00
Adjusted Previous Account Value 908,188.01 853,490.91
°Wends. Merest and Other Income 1,964.58 9,244.82
Net Change in Portfolio -16,471.00 942.86
Estimated Annul Income 519,516.82
Asset Summary
Persist Asset Type PrlorYurad Lad Period Ms Period
3% Cash, Money Funds, and Bank Deposits 56,026.91 23,074.01 25,038.59
97% Equities 1,072,464.00 885,114.00 838,640.00
100% Account Total (Pie Chart) 81,128,490.91 $908,188.01 8863,678.59
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Sized
This Period Yet-to-We thudded
Long-Term Gain/ Loss 0.00 8,865.89 -97,157.80
Net Gain/ Loss 0.00 8,865.89 47,157.80
This summary excludes transactions where cost basis information is not available.
Page lofB
Rated Ended Carol% Omagh Sad% MC a Sally sad
Envy Year Since 200i subsidiary N the Ofl of New York Mann
CONFIDWFAL4 DAUMMUD COMMLINICAT IONS Corporation CONY Mellon)
Mamma Perth,* DC.merit."' FIHRARVY MPM0_0 048982
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0011806
EFTA_00159591
EFTA01291235

Money Market Fund Detail
Dale SdNNy Type Desaption Amount Ulna
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.74% Activity Ending: 05/ 31117
04/29/17 Opening Balance 23874.01 23,014.01
05102/17 Deposit MONEY FUND PURCHASE 1,950.00 25,024.01
05/31117 Deposit INCOM E REINVEST 14.58 25 030.50
05/31/17 Closing Balance $25,038.59
Total All Money Market Funds $25,038.59
Income and Expense Summary
await Period Yeu4o-Date
Troth Non Timbal Ttable Noe Taable
Dividend Income
Equities 1,950.00 0.00 9,144.00 0.00
Money Market 14.58 0.00 100.82 0.00
Total Dividends, Interest, Income and Expenses 51,984.58 $0.00 $9,244.82 $0.00
Portfolio Holdings
Amain Mikity OF4169 OOS9 Aimee income 30-Day arrest
Opening Dale Quantity Number Ending Balance Bain Income This Yea Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 3.0 0% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
04/29117 25,038.590 N/A 05/31117 23,074.01 25,038.59 0.00 100.82 0.69% 0.74%
Total Money Market $23,074.01 $25,038.69 $0.00 $100.82
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS $23,074.01 $25,038.59 $0.00 $100.82
Unrealized Estimated Estimated
Dele Acquired Quantity LAM Cost Cod Bit Man Pike Market Valve Oein/Loss Annual Income Yield
EQUITIES 97.00% of Portfolio
Common Stocks
BRISTOL MYERSSQUIBSCO COM Security Identifier: BM Y
Dividend Option: Cask CUSP 10122138
10130/15 5,000.000 66.9420 334,712.00 53.9500 269,150.00 44,962 00 7,800.00 2.89%
Page 2 of 8
NIG-024950
Rated (Kellett CleatsI nto MIS. LI.C.• Sally sad
Clay Y.)), Soma 200, subwhary of the Sank of New York Mellon
CONFID DALBAR RATED COMMUNICATIONS Corporatim (MY Mellen)
ExCUAINCE Pent.* tic samba, numiagmenk4-00048983
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011807
EFTA_00159592
EFTA01291236

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
May1,2017- May31,2017
J EPSTEIN VIRGIN ISLANDS
Portfolio Holdings (continued)
Unrealized Estimated Ealimaled
Date Awned Quantity Unit Cod Cod Bats Market Price Market valve Oar; Loss AnnualIncome Yield
EQUITIES (continued)
Common Stocks {continued)
DISNEY WALT CO DISNEY COM Security Identifier:01S
Dividend Option: Cash CUSP: 25468796
10/30/15 4.000.000 114.0150 456.058.08 107.9400 431160 00 •24.298.08 6240 00 1.44%
PFIZER INC COM Security Weidner PFE
Dividend Option: Cash CUSP. 7408193
10/30It 5 4.200.000 34.5300 145.027.72 32.6500 137.130.00 -7,69112 5,376.00 392%
Total Common Stocks $935,797.80 3838,640.00 497,157.80 $19,416.00
TOTAL EQUITIES $935.797.80 $838,640.00 497,157.80 $19,416.00
Unrealized Amsted Estimated
Con Basis Market Value Wind Loo Interest Annual Income
TOTAL PORTFOLIO HOLDINGS 5960,836.39 $883,678.59 497,157 80 50.00 519,516.82
Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1386, as amended
("IRO") (incorporating amendments enacted by EL 110-343. the Emergency Economic Stabilization Act of 20 0 8) and are. therefore, considered "noncovered." under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
"covered" under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their "applicable dat els)" at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 20 11
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 20 14.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions.at the close of the statement period. The market
prices. unless otherwise noted. have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Page 3 of 8
N4G-024950
kited Ended Otiting Ilveugh Periling U.C. a wholly owned
Every You Sect 2O07 subsidiary New Sank of New York Mellon
CONFIDOI DALIAN MUD COMMUNICATIONS Corporate. (MY Meta)
•••••• ECD ANCE Penhat ire nwnts FildRAgkigYUIPM—00048984
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011808
EFTA_00159593
EFTA01291237

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ business_continuity.html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge. or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share. it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 4 of 8
Rats Cicelent Graft IlvoughSerging 1.1.0 a shay owned
C•try Year Sac< 2O0/ subsidiary al the ON of New York Mellon
[WEAR RATED COMMunICATI0NS Corporates (MY Mellen)
ECD A MC Perstisa LLC nymbe. filiaAgMggI leM_ 00048985
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011809
EFTA_(()1 59594
EFTA01291238

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
May1,2017 - May31,2017
J EPSTEIN VIRGIN ISLANDS
Open a de s
Dote
bleed Bur Sel Type of Cider Security Quantity Unit Rice Current Nice
04105/17 Sell Limit PFIZER INC COM 4,200.000 34.6000 32 6500
%curdy Idenlifier PIE
Not all open orders may be reflected above. Please verity the current status of these and other open orders with your financial organization or your Investment Specialist.
Good 'Til Cancel (GTC) and Good 'Til Date (GTD) equity orders are valid for a maximum of 365 calendar days. Orders may be valid for shorter time periods, based on your financial
organization's policy. Please contact your Investment Specialist for more information.
Activity Summary (All amounts shown are in base currency)
Credits MePeriod DebkelliisPerlod Net Ibblietiod Credits Yearc o.Date Debits Yearco.Dale Net Yeabloale
Securities
Securities Sold 0.00 0.00 0.00 234 766 86 0 00 234366.86
Total Securities $0.00 $0.00 $0.00 $234 766 86 30 .00 $234,766.86
Dividends and Interest $1,964.58 $0.00 $1,984.58 $9.244.82 $0.00 $9,244.82
Cash
Withdrawals 0.00 0.00 0.00 0.00 -275,000.00 -275,000.00
Total Cash $0.00 $0.00 30.00 30.00 4275,000.00 4275,000.00
Totals $1,964.58 30.00 31,984.58 3244,011.88 4275,000.00 430,988.32
Transactions by Type of Activity
PrOCtiV
Settlement
Date Activily Type DestalpINn Queenly Price Accrued Interne Amen Currenq
Dividends and Interest
05101/17 CASH DIVIDEND RECEIVED 5000 SHRSEIRISTOL MYERSSOUI88 CO COM RD 04/07PD 1,950,00 USD
MAY 05/00
05/31117 MONEY MARKET FUND DEUTSCHEGOV.CASH 14.58 USD
INCOME RECBVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 1,984.58
Page 5 of 8
N40424950
Lilo; I...cement Clewing gnu*. Sag MC • Sally weed
Cron Yon Space 2O0/ subsidiary Oft Sant d New York Mellon
CONFID L- ['MAAR RATI D COMMuNICAlI ONS Coma-Ann CONY Mellon)
occemara
Perstina 11Crnembe FINRAtipkilaGM_000443986
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011810
EFTA_00159595
EFTA01291239

Transactions by Type of Activity (continued)
Process
Settlement
Date naive). Type Description Quantity Price named tutored Amount Currency
Tot al Value of Transactions 0.00 1,964.58 UED
The price and quantity displayed may have been rounded.
Cash Not Yet Received
Security Record Data Payable Data Quantity Nell Rate Dividend Option Amount of Payment
Dividends
PFIZER INCCOM 0511211? 06101117 4.200.000 0.320000 Cash 1,344.00
Total Cash Not Yet Received $1,344.00
Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the
information.
Client Service Information
You Investment Specialid . ENJ Canted Information
JOSHUA SHOSHAN Telephone Number (
280 PARK AVE- 3RD FL
NEW YORK NY JD 017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC D ELIV ERY
You have not selected any account cam munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Page 6 of 8
N4G-024950
Rated bullom OwingI lveugh halm LI.0 • Sally weed
I • ta. Eng Yew Space 200/ we ol the he of New York Man
CONFID L- ['ALMA VOLD COMMUNICAT 1066 Coma-Ann CONY Mellen)
°CCDANC( Perstret 11C rnembe• FINRAipiiTsgatOOC48987
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011811
EFTA_00159596
EFTA01291240

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
Aay1,2017-May31,2017
I EPSTEIN VIRGIN ISLANDS
Imp 'tar-It I nforma; on and Disclosures
The Role of Pershing
• Pershing carries your account es clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
Page 7 of 8
N40424950
Rated Eacellent Cle.ving Ilveugh Periling U.C. a whoa/ sad
L- berg Yea Since 2007 subsidiary oldie Sank of New York Man
CONFID DAL/IAAMUD COMPARICATIO16 Coma-Ann CONY Mace)
occtuma Perstina 11C nente. fiNRAPARCIM_00a489813
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011812
EFTA_00159597
EFTA01291241

Important Information and Disclosures (continued)
Important Arbitration Agreement (continued)
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 8
N4G424950
Rated builem Clewing bars. PersainsaC. a Stotts/Q.~1
Emory Yew Sate 2O0/ sulnkhaoy el theirs of New York Mellon
CONFID DAMP MILD COMMAinICATIONS Cerpotatlye (MY Mace)
EXCILI DICE Penhow LLC filigrAgIglieM- 00048989
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11813
EFTA_00 159598
EFTA01291242

15I
Deutsche Bank Ottetune Sank Rival[ MOM Minutemen
Markets Gwen. Caus
Ont.( hp Sank Seneibes
P.O.Box 1776, Baltimore, MD 212O3 MVO York Office
SN Npel Menai. Ma tree
sler1WO, NY 10114
Tell Free NA417.SS45
DOM 410 OS Silt
April 1,2017 - April 30,2017
Account Number: N4G-024950
J EPSTEIN VIRGIN ISLANDS
FOUNDATION INC
6 10 0 RED HOOK QUARTER B3
ST THOM ASVI 00802
Portfolio at a Glance
Thbfterbil Vem4o-Dste
Your Investment Soecialist BEGIN NINGACCOUNT VALUE $991,544.86 $1,128,490.91
JOSHUA SHOSHAN NM Cash Deposits and Withdiawab -100,000.00 ,275,000.00
Adjusted Previous Account Value 891,544.86 853,490.91
Dividends.Intered and Other Income 9.84 7,280.24
Net Change in Portfolio 16,633.51 47,416.86
Estimated Annul Income 319.50224
cn
Asset Summary
Persist Mut Type Fish' Yurad Last hided Thb herks5
In 3% Cash, Money Funds, and Bank Deposits 56,026.91 9912.86 23,074.01
In 97% Equities 1,072,464.00 982,532.00 885,114.00
100% Account Total (Pie Chart) $1,128,490.91 $991,544.86 $908,188.01
Reese review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Meted
Thisherlod Vem-to-Die Umesized
Long-Term Gain/ Loss 36.99 8,865.89 40,883.00
Net Gain/ Loss 36.99 8,865.89 40,683.80
This summary excludes transactions where cost basis information is not available.
Pagel of 9
kited bmileni Clewing Ilvough Pershing MC • Maly sowed
here Yea &nee 200/ subsidiary tithe in d New Vert Melon
CONFIDMMAL4 DALIARRAIED COMIAMICAT 1006 Comentem (MY Melon)
DIOILIDOCE Pentine 11C. rnembe INR eSialleePlit00048990
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011814
EFTA_OO159599
EFTA01291243

Money Market Fund Detail
Dale AdIvi6 Type Desuiption Amount Same
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.65% Activity Ending: 04! 281 17
04101117 Opening Balance 9012.86 9,012.86
04/19/17 Deposit MONEY FUND PURCHASE 114,051.51 123,064.37
04/20/17 Withdrawal MONEY FUND REDEMPTION ,100,000.00 23,064.31
04128111 Deposit INCOM E RI3NV EST 9.64 23,014.01
04/28117 Closing Balance $23,074.01
Total All Money Market Funds $23,074.01
Income and Expense Summary
Oared Period Year4o•Date
7matee Non Tends Trans Non Taxable
Dividend Income
Equities 0.00 0.00 7,194.00 0.00
Money Market 9.64 0.00 86.24 0.00
Total Dividends. Interest, Income and Expenses $9.64 $0.00 $7,280.24 $0.00
Portfolio Holdings
Account Addity Opening Mang Lovell IDIOM, 30-Day Comet
Opening Coe Mantle Number Biding &dance Blom Income ThIsYns Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 3.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH IN$R
04/01/17 23,074.010 N/A 0028117 9012 86 23,074.01 0.00 86.24 0.65% 015%
Total Money Market $9,012.86 $23,074.01 $0.00 $66.24
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $9,012.86 $23,074.01 $0.00 $86.24
Wedded Edknsite Estimated
Date Ampitect Wally Unit Cod Cod Bads Market Rice Market Poke Cainoes AnnualIncome Yield
EQUITIES 97.00% of Portfolio
Common Stocks
BRISTOL LITERSSOUIBB CO ON Security Wealthy: [WV
Dividend Option: Cash CUSP:11312298
10130/15 5.000 000 66 9420 334,712.00 56.0500 280 250 00 .54 462.00 1,800.00 218%
Page 2 of 9
NIG-024950 PAS (Kellen, CleatsI ntoS . MC • ter waned
6try Yaw Space 200, subwhary of the Sank of Maw York Mellon
CONFID L4 OALIAR RATLO COMMunICAII ONS Comm.'s CONY Mellen)
EXCELLENCE Penh.* LL C rnembe. fiNR• SagegM_00048991
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011815
EFTA_00159600
EFTA01291244

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
April 1,2017 - April 30,2017
JEPSTEIN VIRGIN ISLANDS
Portfolio Holdings (continued)
Unrealized Estimated Ealimaled
Date Acquired Quantity Unit Cost Cot Begs Market Price Market Value Gait:Loss Annualincome Yield
EQUITIES (continued)
Common Stocks {continued)
DISNEY WALT CO DISNEY C0M Security Identifier:01S
Dividend 0ption:Cash CUSP: 25468796
10/30/15 4800.000 114.0150 456.058.08 115.6000 462.400.00 6.341 92 6,240 00 134%
PFIZER INC C0M Security Identimr:PFE
Dividend Option: Cash CUSP:7108193
10/30115 4.200.000 34.5300 145,027.72 33.9200 142.464.00 4.563.72 5.376.00 3.77%
Total Common Stocks $935,797.80 3885,114.00 -$50,683.80 $19,416.00
TOTAL EQUITIES $935,797.80 3885,114.00 -$50,683.80 319,416.00
Unrealized Accrued Btimated
Cosi Basis Market Value GainIlose Mimed Annual Income
TOTAL PORTFOLIO HOLDINGS $958,871.81 $908,188.01 450,683.80 50.00 519,502 24
Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended
("IRO-) (incorporating amendments enacted by P.L 110-343. the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered nnoncovered." under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
'covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 20 11
• Mutual funds and dividend reinvestment plan (0RP) shares acquired on or alter January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1 20 14.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions.at the close of the statement period. The market
prices. unless otherwise noted. have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Page 3 of 9
N4G-024950
CONFIDOIWAL RAS builem Owing Ilww.gh Pertains 1.1.c a •homy owned
Emory You Snot 2007 subszhary of the aare of New York Mellon
['ALMA MUD COMMUNCATIONS Capon ton MU Mellon)
•••••• OCCILUNCE Perstint 6c nye*. illiRkgkitilleM—00048992
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011816
EFTA_0015%01
EFTA01291245

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ business_continuitytitml for specific details as to formulas used to
calculate the figures Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts. please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge. or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Page 4 of 9
N4G424950
RAS builem Cleats Ilveugh PerginglAC a Ste*/ owned
(try Yew Smut 2O0/ sublidlay Oft ears of New York Mellon
CONFIDOI DAMP MILD COMMUNICATIONS Commit'', (MY Mace)
ECD ANCE Pena* LLC numb*. filiRAUW(4¢PM_00048993
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011817
EFTA_00 159602
EFTA01291246

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
April 1 2017 - April 30,2017
J EPSTBN VIRGIN ISLANDS
Schedule of Realized Gains and Losses Current Period
Date Dale Wind
Desaiµior Disposed Acquired Designation Digodlloa Method r Transaction Queolky Proceeds Cod Bois Golft/ loss
Long Term
DISNEY WALT CO DISK 04/13/17 10/30/15 Covered First In First OW / SELL 1.000.000 114,051.51 114,014.52 36.99
Security Ideutifier:254887116
Total Long Term 114,051.51 114,014.52 36.99
Total Short and Long Term 114,051.51 114,014.52 38.99
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of SW as amended (-IRV)
(incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered; under the new cost basis reporting rules,
and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are 'covered' under the new
cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date( sr at which they are subject to the cost basis
reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 20 12
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes. especially for noncovered securities. Adjustments to cost basis may have been made for prior
income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital
information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be
differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to
you.
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not
required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be
responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims
any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting.
Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which
you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your
account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may
be reported on the IRSForm 1099-B.
Page 5 of 9
N4G424950
Rated Eselient ClewingI vad, Pena l% MC • Sway waned
bey Yew Since 2007 subsidiary ol the Sant of New York Mete
CONFID L4 DAMMAM COOMAUNICATIO.6 C.:vanities CONY Mellon)
ID(COUNCE Pen:we11C FINRAVAIYALGM_000443994
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011818
EFTA_00159603
EFTA01291247

Messages
Although a money market mutual fund seeks to preserve the value of your investment at 41p er share, it is possibte to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please seethe money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Open Orders
Date
Welled Buy] Sel Type al Order Staidly Owelly List RS Current Mb
04(05/17 Sell Limit PFIZER INC COM 4,200.000 34.8000 33.9200
Wordy Identifier: PEE
Not all open orders may be reflects above. Please verify the current status of these and other open orders with your financial organization or your Investment Specialist.
Good 'Til Cancel (GTC) and Good 'Til Date (GTD) equity orders are valid for a maximum of 365 calendar days. Orders may be valid for shorter time periods, based on your financial
organization's policy. Please contact your Investment Specialist for more information.
Activity Summary (All amounts shown are m base currency)
owe This Pelee Debits TbisPerlod Net IblsPeriod Credits Yamdo-Dale Debits Yeas-to-Cote Net Year-to-Date
Securities
Securities Sold 114,051.51 0.00 114,051.51 234,788.88 0.00 234,766.86
Total Securities 5114,051.51 $0.00 $114,051.51 $234,7811.88 $0.00 5234,788.88
Dividends and Interest $9.64 $0.00 $9.84 $7,280.24 $0.00 $7,280.24
Cash
Wiledrreals 0.00 -100,000.00 -100,000.00 0.00 -275,000.00 -275,000.00
Total Cash $0.00 4100,000.00 4100,000.00 $0.00 4275,000.00 4275,000.00
Totals $114,061.15 4100,000.00 $14,061.15 $242,047.10 4275,000.00 432,952.90
Transactions by Typeof Activity
Process Trade.
Settlement Transaction
au ate AdIvIly Typo Description Cmantfty Pelee Awned litters Amount Curing
Securities Bought and Sold
04119117 04113/17 SOLD DISNEY W ALT CO DISNEY COSI UNSOLICITED ORDER -1,000.000 114.1200 114,051.51 USD
DIS ALLOCATED ORDER YOUR BROKER ACTED MAGRI
Total Securities Bought and Sold -U.S. DOLLARS 0.00 114,051.51
Page 6 of 9
N4G424950
Rated Eactllent Owing Ilveugh Penahig MC • Say sad
I • In ta. herr Yea Since 2007 subsdlary Oft Sant of New York Ma...
CONFID L- DALIMMUD COMMUNICAT 1016 Coma-Ann CONY Mellen)
DialloKt Perth/WI11C FINRAVICIYeroMS10048995
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011819
EFTA_00159604
EFTA01291248

Deutsche Bank
P.O Box 1 7 76, Baltimore, MD 21203
April 1,2017 - April 30,2017
J EPSTEIN VIRGIN ISLANDS
Transactions by Type of Activity (continued)
Process Trades
Settlerneri Transaction
Date Date Activity Type Description Quantity Once Accrued !stunt Amount Currenq
Dividends and Interest
men) MONEY ISARKET FUND DEUTSCHE GOVT CASH 9.64 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 9.04
Cash Withdrawals and Deposits
04120117 FEDERAL FUNDS SENT FIRST8ANK PUERTO RIC -100,000.00 USD
OS0990997
Total Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 -100900.00
Total Value of Transactions 0.00 14,081.15 USD
The price and quantity displayed may have been rounded.
Cash Not Yet Received
Security Record Dale Payable Date Quantity Held Rate Dividend Option Amount of Payment
Dividends
BRISTOL MYERSSOWN CO COM 04107117 05/01117 5,000.000 0.390000 Cash 1,950.00
Total Cash Not Yet Received 91,950.00
Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the
information.
Gent Service Information
Your Invedmeet Spedaid:ENJ Contact Illoimation
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 10 0 17
Page 7 of 9
N1G-024950
Rated Catkin cbfl Veatch holing LLC. a rah eked
L4 boy Yea Since 2007 subs:hay tithe kraal New York Mellen
CONFID OALIMIRAT ID COMMUNICATIONS Corporation CONY Mellon)
MUM( eosin Li C rnonbe FINRAtipigaGM_000413996
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1820
EFTA_00159605
EFTA01291249

Your Account Informati n
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account tom munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (0 orders for the purchase and sale of securities and other property and ( ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC41). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
Page 8 of 9
NIG-021950
Rate:Student Clewing Ilveugh halm LI.C.• Sally sad
I • LA ta. Envy Yea• Sax 2007 subsidiary ol the Sank of New York Mellon
CONFID L- DALIARRAIID COMMUNICAT 1016 Coma-Ann CONY Mellen)
OCCIUDOCE Pen/int11C rnembefINRAPAIYALGM_000443997
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011821
EFTA_00159606
EFTA01291250

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
April 1,2017- April 30, 2017
JEPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 9 of 9
N46-024950
Rated Eactliont Owing Own Pertains 11C. a Stay owned
L- Ewa Yea Sax 2007 subsidiary Oft Sank of New York Mellon
CONFID DALIN,M ILD COMMUNICATIONS Corponitio. (MY Mace)
OCCOADICE Pentint LLC nwitte nriRkgWYtePM_00048998
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011822
EFTA_00 159607
EFTA01291251

15I
Deutsche Bank OtuttChe NM ;Visa. Neall. iht.notese.4
MartenCenral< OW,
Oreiche San% Se.eities vsc
P.O. Box 1776, Baltimore, MD 21203 latvd net eke
143.14,1 Avow:. Mb Frew
Nero 'kik NI 10154
Tell grit Si Eli MOS
Ovect 110 8.15 Seal
M arch 1,2017 - March 31,2017
Account Number: N4G-024950
J EPSTEIN VIRGIN ISLANDS
FOUNDATION INC
6130 RED HOOK OUARTEFt B3
ST THOM ASVI 0 0 802
Portfolio at a Glance
ThisParbd Yem4o-Die
Your Investment Specialist. BEGINNINGACCOUNT VALUE 61,084,965.82 61,128,490.91
JOSHUA SHOSHAN NM Cash Deposits and Withdiawals -100,000.00 -175,000.00
Adjusted Previous Account Value 984,965.82 953,490.91
Dividends,leterest and Other Income 1,351.04 7,270.00
Net Change in Portfolio 5,228.00 30,783.35
-
Estimated Annul Income 321,05260
Asset Summary
Petard Asset Type Heiner-Ted Ust Period MbPeriod
1% Cash, Money Funds, and Bank Deposits 56,026.91 107,661.82 9,012.86
99% Equities 1,072,464.00 977,304.00 982,532.00
100% Account Total $1,128,490.91 $1,084,965.82 $991,544.86
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Reared
ThisPeriod Vter-to-Dme Unsuited
Long-Term Gain/ Loss 0.00 8,828.90 47,280.32
Net Gain! Loss 0.00 8.828.90 47,280.32
This summary excludes transactions where cost basis information is not available.
Page 1 of 8
Rated Eacellent Cle.ving Ilveugh Pet 1.1.0 • tly sad
buy YON Saxe 2007 subsidiary of the Sank of Hew York Mao,.
CONFIDWAL-4 ['MBAR PTO) COMMUNICATIONS Coma-Ann CONY Mellen)
EXCIL Perstint 11C. mend.. min,Sckey,,Lem_000esens
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0011823
EFTA_00 159608
EFTA01291252

Money Market Fund Detail
Dale *Wally Type Desaiption Anoint Balance
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.63% Activity Ending:0 3/ 31117
03101117 Opening Balance 107,661.82 107,661.82
03102117 Deposit MONEY FUND PURCHASE 1,344.00 109,005.82
03103117 Withdrawal MONEY FUND REDEM PTION 400,000.00 9,005.82
03131/17 Deposit INCOM E REINV EST 1.04 9 012 86
03/31117 Closing Balance 39,012.86
Total All Money Market Funds $9,012.86
Income and Expense Summary
anent Period YeeramDele
'Bone Non Tonne Enable Non Taxable
Dividend Income
Equities 1,344.00 0.00 7,194.00 0.00
Money Market 7.04 0.00 16.80 0.00
Total Dividends. Interest, Income and Expenses 31.351.04 S0.00 $7270.60 S0.00
Portfolio Holdings
Anoint Activity Oflakai Wog Accrued Income 30-Day Cement
Coning Dole Quantity Number Ending Balance Whin Income ThleYem Yield IBM
CASH, MONEY FUNDS, AND BANK DEPOSITS 1 00% of Portfolio
Money Market
DEUTSCHE GOVT CASH ISM
03101117 9.012.860 NIA 03131/17 107861.82 8012.86 0.31 76.60 0.57% 0S3%
Total Money Market $107,661.62 $9,012.86 $0.31 376.60
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 3107,661.82 $9,012.86 30.31 376.60
Unrealized Blinded Edimeled
Dale Acapired Oundily Unit Cod Cad Bads Markel Nka Markel Valve Canine Annual Mame Yield
EQUITIES 99.00% of Portfolio
Common Stocks
BRISTOL LIVERS SQUIBB CO COM Seculity Identifier. BM Y
Dividend Option: Cash CUSP 110122738
10130/15 5.000 000 66 9420 334.712.00 54 3800 271,900.00 .62 812 00 7,800.00 2.86%
Page 2 of 8
NIG-024950
Rated tocelent Clewing Ilveugh Penal% LIC • ~novel
Clay Yea Space 2007 subsidiary Oft MK d New York Mellon
CONFID L4 DAIJAR RATED COMMuNECATIONS (IINY Wien)
EXC DANCE Pensna nwribs FINR/SalleroM_00049000
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1 824
EFTA_00159609
EFTA01291253

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
11 arch 1,2017 - M arch 31,2017
JEPSTBN VIRGIN ISLANDS
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Coif Bats Merkel Prize Market Vette Osiirloss Annul Income Yield
EQUITIES (continued)
Common Stocks {continued)
DISNEY WALT CO DISNEY COM Security Identifier: WS
Dividend Option: Cash CUSP: 25468796
10/30/15 5.000.000 114.0150 570.072.60 113.3900 566.950 00 -3.122 60 7.800 00 1.37%
PFIZER INC COM Security Identier:PFE
DMdend Option: Cash CUSP:7108193
10130/15 4.200.000 34.5300 145,027.72 34.2100 143.682.00 -1.345.72 5,37610 3.74%
Total Common Stocks $1,049,812.32 $982,532.00 -$67,280.32 $20,976.00
TOTAL EQUITIES $1,049.812.32 $982,532.00 -$67,280.32 $20,976.00
Unrealized Awned Estimated
Cosi Buis Market Value Geier Lose interest Annual Income
TOTAL PORTFOLIO HOLDINGS $1,058,825.18 5991,544 86 467,28132 S0.00 $21,052.60
Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended
("IRO-) (incorporating amendments enacted by P L 110-343. the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered • noncovered." under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
'covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 20 11
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 20 T2
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1 2014.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions.at the close of the statement period. The market
prices. unless otherwise noted. have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Page 3 of 8
N4G-024950
Rats builem Cleats Ilveugh PerginglAC. Stay owned
Enty Von Smut 2O0/ subsidiary Oft Sank of New York Mellon
CONFIDOI DAL AR MILD COMMUNCATIONS Corponitim (MY Meta)
•••••• ECD ANCE Pentint 6C mate. filiRAUWYMPM-00049001
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011825
EFTA_00I5%I0
EFTA01291254

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ business_continuity.html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts. please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge. or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
The U S will adopt a shortened settlement timeframe beginning with trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving
from a T+3 to a T+2 settlement cycle will provide faster access to sale proceeds. but it also means that funds will be due on purchase transactions earlier. This may be a good time to
consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial insititution about how you can set up
e-delivery.
Page 4 of 8
N46-024950
PAS Egelleni Owing if 0.101Persadni LLC a wholly owned
Even Vem Snot 200/ subsdlary ol the Sank of New York Mellon
CONFIDOI OALBAR VOLD COMMunICATIONS Comma's (MY Mellen)
•••••• ECDANCE Pent.* at- ram**. illiRkg*IYIIIPM—00O49002
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0011826
EFTA_00I5%l I
EFTA01291255

Deutsche Bank
P.0 Box 1776, Baltimore, MD 21203
M arch 1,2017 - M arch 31,2017
J EPSTEIN VIRGIN ISLANDS
Activity Summary (Alf amounts shown are in base currency)
Cudils This Paled DebitsThisPetkod Net IbtsPetiod ereditsTexio•Dele DebitsTeareo-Dete Net Year-to-Dale
Securities
SecerNiesSokl 0.00 0.00 0.00 120,715.35 0.00 120,715.35
Total Securities $0.00 $0.00 $0.00 $120.715.35 $0.00 $120,715.35
Dividends and Interest $1,351.04 $0.00 $1,351.04 $7,270.60 $0.00 $7,270.60
Cash
Witbdrwrals 0.00 -100,000.00 -100,000.00 0.00 -175,000.00 -175,000.00
Total Cash $0.00 4100,000.00 4100,000.00 $0.00 4175,000.00 4175,000.00
Totals $1,351.04 4100,000.00 498,648.96 $127,985.95 4175,000.00 447,014.05
Transactions by Type of Activity
Proem/
Wawa(
Date Adivily Type Desolation Quantity Price Apace Merv, Amount Currency
Dividends and Interest
03!01117 CASH DIVIDEND RECEIVED 4200 SHRS PFIZER INC COM RD 02103F9 03/0417 1,344.00 USD
PFE
03/31117 MONEY MARKET FUND DEUTSCHE GOVT CASH 7.04 USD
INCOME RECBVEID
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 1,357.04
Cash Withdrawals and Deposits
03/03177 FEDERAL FUNDS WIT FIRSTBANK PUERTO RIC -700,000.00 USD
US0999097
Total Cash Withdrawals and Deposits - U.S. DOUARS 0.00 -100,000.00
Total Value of Transactions 0.00 48,648.96 USD
The price and quantity displayed may have been rounded.
Page 5 of 8
NIG-024950
Raid booneni Clr.ving Omagh Sang MC a Sally sad
L- Envy Year Since 200, subs:hay of the MK d Now York Melon
CONFID DALIARPAIIDCOIAMUNICATIONS Corporation CONY Mellon)
DICtlICIKE PersnenlIC rnembe FINRAINgtoroM_00049003
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011827
EFTA_001596 I
EFTA01291256

Client Service Information
Vow Investment Spedalid:ENJ Contact Inlgmalion
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Y ur Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC D EUVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
Page 6 of 8
NIG-024950
Rated Eacellent OwingI va. Sad% MC • SW/ sad
• hay Vow Sax 2007 submIlary ol the Sant of New York Melon
CONFID L- DALIN,M ILD COMMUNICA110.6 Comm.'s CONY Mellon)
OCCIUDICE Penhait 11C ...onto fiNRIAger-a 4_00049004
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1828
EFTA_0015961 3
EFTA01291257

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
A arch 1,2017 - M arch 31,2017
I EPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitratorswho were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 7 of 8
N46-024950
Rated Eacellent Owing +•vin Periling U.C. a Stay owned
L- Envy YON Sax 2007 sublidlay Oft Sank of New York Mellon
CONFID DALIN' RATED COMMUNICATIONS Corinna'', (MY Mace)
EXCILID K( Pera.Not LLC mawroew illiRkg*MIPM—00049005
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011829
EFTA_00115%14.
EFTA01291258

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHNG MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.P ERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(A)(1){211
BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: bNTEREST CHARGED ON (DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. SNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST MC/MON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. (DUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AF-XnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (-PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAC BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY
PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F NNW THE ABOVE TERMS AND CCHDITIONSARE UNACCEPTABLE TO YOU, PLEASE NOWT PERSHNO NANKRATELY Bi WRITING BY CERTIFIEDPAUL TOONE PERSHING PULL JERSEY CITY. NJ 0)366. ATV. LEGAL DEPT
Page 8 of 8
N46-024950
Paled EvAllenl Clewing 'Sough Persidn, LI.C. a Stony owned
Envy Yew Since 200/ subs:hay ol the Sank of New York Mellon
CONFIDOI L4 DAME RATED COMMUNIGUI016 Corpotatke (MY Mellen)
OCCOADKE Pent... at- ram**. fIldRkg4IYIELGM-00049006
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011830
EFTA_00115%15
EFTA01291259

15I
Deutsche Bank Deutsche Bank Securities Inc.
Boston Office
P.O. Box 1776, Baltimore, MD 21203 1 International Place, 12th Floor
Boston, MA 02110
Toll Free: 866-612-5505
Direct: 410.895.5841
February 1,2017 - February 28,2017
Account Number: N4G-024950
JEPSTBN VIRGIN ISLANDS
FOUNDATION INC
6130 RED HOOK OUARTEFt 83
ST THOM ASVIO0 8 0 2
Portfolio at a Glance
ThIsParlid YeaNciati
Your Client Advisor. BEGINNING ACCOUNT VALUE 81,037,987.87 31,128,490.91
iS.S.OSHA N Net Cash Deposits and Wilhdunrals 0.00 -75,000.00
Adjusted Previous Account Value 1,037,98717 1,053,490.91
Dividends, Interest and Other Income 1,990.15 5,919.56
Net Change in Portfolio 44,988.00 25,555.35
Estimated Annul Income 321,045.56
Asset Summary
Persist Meet Type Prior Yeand Lad Mod Me Wad
in 19% Cash, Money Funds, and Bank Deposits 68,026.91 105,671.87 107,861.82
In 90% Equities 1,072,484.00 932,316.00 977,304.00
100% Account Total (Pie Chart) 31,128,490.91 31,037,987.87 31,084,985.82
Please review your allocation periodically with your Client Advisor.
Summary of Gains and Losses
feted
ThisPeriod Yeer4o•Dale Uerealized
Long-Term Gain/ Loss 0.00 8,828.90 -72,508.32
Net Gain/ Loss 0.00 8,828.90 -72,508.32
This summary excludes transactions where cost basis information is not available.
Pagel of 7
RAW Ended Cle.ving tArauy, Sad% MC a tay said
Berg Yea Since 200' subegliary ol the Sante New York Melon
CONFIDWF AL 4 DALIARMIED COMMUNICAT 1066 Corpotatbn (MY Mellen)
DICILIDKE Penhest 1.1X metre.. FUTAngk@IYegAi_0004900 7
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011831
EFTA_0015% I 6
EFTA01291260

Money Market Fund Detail
Date Adivay Type DesaiVion Amount Balance
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.48% Activity Ending: 02! 281 17
02101/17 Opening Balance 105,671 67 105,671.67
02102/17 Deposit MONEY FUND PURCHASE 1,950 00 107,621.67
02128/17 Deposit INCOM E REINVEST 40.15 107 661.82
02128/17 Closing Balance 6107,661.82
Total All Money Market Funds $107,661.132
Income and Expense Summary
Oment Period Year4o-Dile
Troth Non Taxable Trani Non Taxable
Dividend Income
Equities 1,950.00 0.00 5,85000 0.00
Money Market 40.15 0.00 69.56 0.00
Total Dividends, Interest, Income and Expenses $1,990.15 $0.00 $5,919.56 $0.00
Portfolio Holdings
Account Adlvity glob, Closing Acaued 11101016 30-Day dual
Opening Dale Casella Number Ending Balance Balance Income This Yew Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 10.00% of Portfolio
Money Market
DEUTSCHE GOVT CAM INSTI.
02101/17 107,661.820 N/A 02/28/17 105 671 67 107.66112 0.00 69 56 0.49% 0.48%
Total Money Market 1105,671 67 3107,661 82 $0.00 $69 56
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 1105 671.67 3107,661.82 10.00 $69.56
Utwealtzed Estimated Estimated
Date Acquired Ottantily Unit Cat Cosi Baas Market Price Made' Value Olki/LON Annual Income Yield
EQUITIES 90.00% of Portfolio
Common Stocks
BRISTOL IA YENS SOUK% CO 0011 Security Identifier:8SY
Dividend Option: Cab CUSP. 10122/38
10/30/15 5,000000 66.9420 334,712.00 56.7100 283,550.00 $1,162.00 7,800.00 2.75%
Page 2 of 7
N 4G-0249 50
Raid Ewtlknl Cleats Iva. Peal% MC • Sally waned
Ent, You brace 200/ subsidiary Oft SwIt of Now York Mellon
CONFID LA- ['ALMA MOLD COINARICATIONS C.:wpm-Ann CONY Mellon)
°CCDANCE Peron* nenbe FINR.Saigie4r.4_00049008
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011832
EFTA_00159617
EFTA01291261

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1,2017 - February 28,2017
1E PSTEIN VIRGIN ISLANDS
Portfolio Holdings (continued)
UniesOzed Estimated Estimated
Date Aontiled Gamily Unit Cost Coif Bats Market Price Market Value GeinrLoss Annual Income Yield
EQUITIES (continued)
Common Stocks {continued)
DISNEY WALT CO DISNEY COM Security Identifier: WS
Dividend Option: Cash CUSP: 254687106
10/30/15 5.000.000 114.0150 570.072.60 110.0900 550.450.00 -19.622.60 7.800.00 1.41%
PFIZER INC COM Security IdentierPFE
Dividend Option: Cash CUSP 71708tD3
10130/15 4.200.000 34.5300 145,027.72 34.1200 143.304.00 -1,723.72 5.376.00 3.75%
Total Common Stocks $1,049,812.32 $977,304.00 472,508.32 $20,976.00
TOTAL EQUITIES $1,049,812.32 5977,304.00 472,508.32 $20,976.00
Unrealized Accrued Estimated
C451 Baas Market Value Gael Loss Interest Annual Income
TOTAL PORTFOLIO HOLDINGS $1,157,474.14 $1,084,965.82 472,508.32 30 .00 321,045.56
Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of SW as amended
("IRC") (incorporating amendments enacted by P.L 110-343. the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered "noncovered." under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securitieswhich are "covered" under the new cost basis reporting rules. Securities which are
"covered" under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their "applicable slatels)" at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or alter January 1, 20 12
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1 2014.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions.at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Page 3 of 7
NAG-024950
RAS builem Cititifirg OfC OO Persadng uc a wholly owned
Envy Yew Snot 200' subsdlary ol the MA of New York Mellon
CONFID DALBAR MILD COMMUNICATIONS Corpotabm (MY MOW
EXCILID ICE Penh.* 11C- ram**. fildRkg*IlleM—00049009
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011833
EFTA_00159618
EFTA01291262

Portfolio Holdings Disclosures (continued)
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.coml business_continuity.html for specific details as to formulas used to
calculate the figures Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts. please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 4 of 1
N46-024950
RAS (*Mem Owing IlveughPergdng IAC. a .telly owned
C.try Yaw Sect 200, sublidlay Oft Sank of New York Mellon
CONFIDOI ['MBAR RATED C0MM unICATI0NS Commit'', (MY Melee)
•••••• EPICDANCE Pen ink LLC nwmbe. fillRAUWYMPM_00049010
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11834
EFTA_00I5%I9
EFTA01291263

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1, 2017 - February 28, 2017
J EPSTEIN VIRGIN ISLANDS
Activity Summary (All amounts shown are m base currency)
Godes This Period Debits IbloPetiod Net ThisPetiod QeditsTeuncoDele DebileTeatioaste Net Yew-to-Date
Securities
SecerNies Sold 0.00 0.00 0.00 120,715.35 0.00 120,715.35
Total Securities $0.00 $0.00 $0.00 $120.715.35 $0.00 $120,715.35
Dividends and Interest $1,990.15 $0.00 $1.990.15 $5.919.56 $0.00 $5,919.56
Cash
WiniOrrash 0.00 0.00 0.00 0.00 -75,000.00 45,000.00
Total Cash $0.00 $0.00 $0.00 $0.00 475,000.00 475,000.00
Totals $1.990.15 $0.00 $1.990.15 $126,634.91 475,000.00 $51,634.91
Transactions by Type of Activity
Process
Settlemeni
Odle AdiSy Type Desaiption Quantity Nice Awned lidera Amount Cottenty
Dividends and Interest
02101/17 CASH DIVIDEND RECEIVED 5000 SHRS BRISTOL MYERS SOUI88 CO ODIA RD 0 f06 PD 1,950.00 USD
BM Y 02/01'17
02128117 MONEY MARKET FUND DEUTSCHE GOVT CASH 40.15 USD
INCOME RECBYED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 1,990.15
Total Value of Transactions 0.00 1,990.15 USD
The price and quantity displayed may have been rounded.
Page 5 of 7
N4G424950
Rated [.wren Clewing Ilveugh Fenian MC • Say weed
Envy Yea Since 200' subsidiary Oft eel d New York Mellon
CONFID L4 DALIN,M ILD COIMAIRICAT 1066 Coma-Ann CONY Mellen)
DIOILLDOCE PerstintlIC rnembei FINRAAWALC-4A—°°°49°11
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011835
EFTA_00159620
EFTA01291264

Cash Not Yet Received
Saw.ly Record Date Payable Dote Otimlby Held RAM Dividend Option Amounl of Newt
Dividends
PFIZER INC CON 02103/1? 03101117 4,200.000 0.320000 Cash 1,344.00
Total Cash Not Yet Received $1,344.00
Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the
information.
Client Service Information
Your Client Advisor DU Conrad rolormelon
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Your Account Informati n
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
BON D AM ORTI Z AT ION ELECT IONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Y ield M ethod
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account com mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for
more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
Page 6 of 7
.•.,,
NIG-024950
Rated ballet Clewing 'Sough hails LI.C. • Sway sad
(wry Yea Stitt 2007 subsidiary ol the Sank of New York Mellon
CONFID L- DALIARRAIED COMMUNICATIO16 C.:vanities (VW Menem)
00:01DOCE Pentwo LIX FINRAWORPM—°°°49°12
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011836
EFTA_00159621
EFTA01291265

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1,2017 - February 28, 2017
1EPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
The Role of Pershing (continued)
it any. to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing coml about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 7 of 7
NIG-024950
Rated bullem OwingI lveugh Periling 1.1.C. a Stay owned
Eery Yew Sect 2O07 subwhary a the Sank of New York Mellon
CONFIDOI ['ALBAN MILD COMMUNICATIONS Commit'', (MY Mellen)
°CCDADK( Pensive (Mc. nets filiRkgkkillehi_ 00049013
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011837
EFTA 00159622
EFTA01291266

15I
Deutsche Bank
Draisre Banc Prmaie Wealth Ma.zientra
matins CM.W O 4,Csti
Ceettat Walt SeCtantivg,
P.O. Box 1776, Baltimore, MD 21203 r.rB
345 Par% MY. 1MM/cc!
lieslat. WI 10114
4514114.1,41M-4091.
January 1,2017 - January 312017
Account Number: N4G-024950
J EPSTEIN VIRGIN ISLANDS
FOUNDATION INC
6100 RED HOOK QUARTER B3
ST THOM AS VI 00802
Portfolio at a Glance
ThIsParbd Tem4o-Date
your C ent Advisor BEGIN NI NG ACCOUNT VALUE $1,128,490.91 81,128,490.91
JOSHUA SHOSHAN NM CS Deposits and Witbdtawals -75,000.00 -75,000.00
Adjusted Previous Account Value 1,053,490.91 1,053,490.91
Dividends. Interest and Other Income 3,929.41 3,929.41
Net Change in Portfolio -19,432.65 -19,432.65
END INGACCOUNT VA
Estimated Annul [Roane 321,005.41
Asset Summary
Pseud Meet Type Prier Temad Let Period IldsPerlod
NI 19% Cash, Money Funds, and Bank Deposits 58,026.91 56,028.91 105,671.67
al 90% Equities 1,072,464.00 1,072,464.00 932,318.00
100% Account Total (Pie Chart) $1,128,490.91 $1,128,490.91 $1,037,987.67
Please review your allocation periodically with your Client Advisor.
Summary of Gains and Losses
Reallzect
This Period YeakceDde Wed
Long-Term Gain/ Loss 8,828.90 8,828.90 -117,498.32
Net Gain/ Loss 8,828.90 8,828.90 -117,498.32
This summary excludes transactions where cost basis information is not available.
Pap 1 of 9
to papering t *am usw. Osiellho. Pally Iltimia/
tag un xcv owl viliNkor deo SW liar vs
CONFIDENTIAL 4:.5 I '14/.y..„....";" Dalai ao cmaisw-ope lidaCsessiornier se.
kr "1t l _9ooseota
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011838
EFTA_00159623
EFTA01291267

Money Market Fund Detail
DaU Activity Type Demtiption Amount Balance
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.50% Activity Biding: 0 V 311 7
12131/16 Opening Balance 56,026.91 56,026 91
01112/17 Deposit MONEY FUND PURCHASE 3,900.00 59,926 91
01/20/17 Deposit MONEY FUND PURCHASE 13,922.05 73.848 96
01/23/17 Deposit MONEY FUND PURCHASE 31,793.30 105.642.26
01131/17 Deposit INCOM EREINVEST 29.41 105.671.67
01131/17 Closing Balance $106,671.67
Total All Money Market Funds $105,671.67
Income and Expense Summary
Current Period Yeer4o•Die
Talkie Non Tamale Tootle Non Tootle
Dividend Income
Equities 3,900 00 0.00 3,900.00 0.00
Money Market 29.41 0.00 29.41 0.00
Total Dividends, Interest, Income and Expenses $3,929.41 $0.00 $3,929.41 $0.00
Portfolio Holdings
Account Activity Opening Mang Accused Income 30Sey direct
Opening One Ovally Number Riding Balance alma Imam ThieYear Yield Yield
CASH, MONEY RJNDS, AND BANK DEPOSITS 10.00% of Portfolio
Money Market
OBJTSCHEGOVT CASH INSTL
12131/16 105.871.670 NIA 01/31/17 56.026.91 105.671.67 0.00 29 41 0.46% 50%
Total Money Market $56,026.91 3105,671.67 $0.00 329.41
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $56,026.91 3105,671.67 $0.00 $29.41
Unrealized Estimated Whaled
Date Acute Quantity Unit Cog Cost Bats Merkel Pike Market Value Calences Annual income Yield
EQUITIES 90.00% of Portfolio
Common Stocks
BRISTOL MYERSSOUIBB CO COM Scarily Identifier: NY
Dividend Option: Case CUSP:10122N
Page 2 of 9
N46-024950 , uc_itw t
to papering „it *nat.:saw
e tagun .axa,
CONFIDENTIAL .▪2 4016•MiNinal0
▪ """Stfink00049615
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) D13-SDNY-00 11839
EFTA_00159624
EFTA01291268

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1,2017 - January 31,2017
J EPSTEIN VIRGIN ISLANDS
Portfolio Holdings (continued)
unrealized &haled Estimated
Date Acquired Quantify Unit Cost Coq Bois Market Price Market Value Gant:Loss Annual Income Yield
EQUITIES (continued)
Common Stocks (continued)
BRISTOL M YERS SQUIBB CO COM {continued)
10/30115 5.000.000 669420 334,712.00 49.1600 245.800.00 46.912 00 7,800.00 3.17%
DISNEY WALT CO DISNEY GOBI Security Identifier:01S
Dividend Option: Cash CUSP: 25468796
10/30/15 5.000.000 I 14 0150 570,072.60 110 6500 553,250.00 -16.822.60 7.800.00 1.40%
PFIZER INC COM Security Identifier PFE
Dividend Option: Cash CUSP 71708193
10/30/15 4.200.000 34.5300 14$.027.72 31.7300 133.266.00 -11261.72 5,376.00 4 03%
Total Common Stocks $1,049,812.32 $932,316.00 4117,496.32 $20,976.00
TOTAL EQUITIES $1,049,812.32 $932,316.00 4117,496.32 $20,976.00
Unrealized Accrued Estimated
Cost Bans Market Value Cale Loss interest Annual Income
TOTAL PORTFOLIO HOLDINGS $1,155,483.99 $1,037,987.67 4117,496.32 80.00 821,005.41
Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended
("IRC") (incorporating amendments enacted by P.L 110.343, the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered 'noncovered," under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
"covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securitieswhich have been acquired on or after their "applicable date(s)' at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRSon form 1099.8 for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1 20 11
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 20 12
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 12014.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
Page 3 of 9
N40-021950 <6.4......•••••••“••••••
Re Polingus (it tp e:ttray
CONFIDENTIAL ist mos( OMRI IMICOOIMMICIC ISM%
MS*
•' °`nta rrma_OOD49o16
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DES-SDNY-0011840
EFTA_00 159625
EFTA01291269

Portfolio Holdings Disclosures (continued)
Pricing (continued)
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICEDATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic. political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ business_continuity html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Page 4 of 9
N46-024950
MI pandas ilestamiare OslitillisqlhlWeles MC • OA
tag Irw2r.LO M) wt sbi•vi llooteidrselr.
CONFIDENTIAL bt 40.11tehen * “1.1a arn ashwAvAc libk•Cavea la.1 NS.)
Mae """""tbiltrigiti_00049017
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011841
EFTA 00159626
EFTA01291270

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1,2017 - January 31,2017
I EPSTEIN VIRGIN ISLANDS
H
Schedule of Realized Gains and Losses Current Period
Oat. Cote Realized
Desorption Disposed Acquired Designation Disposition Method Transaction Quotas Proceeds Coal Dais Calitutis
Long Term
BOBNG CO OOM 01/17117 10130115 Covered First In First OW / SELL 500 000 78.770.28 74883.75 4.706.53
Security Identifier: 09702305
TENCENT HLOGSLTO AD 011 17/17 10/30/15 Covered First In First OW SELL 400 000 10,151 77 7807 00 2,544 77
80320094
Security Identifier 88032009
UB1SOFT SHUT SA ADR 01118/17 10/30/15 Covered First In First OW I SELL 5,000.000 31,793 30 30,215 70 1,577.60
345021023
Security Identifier: 00348R1/2
Total Long Term 120,715.35 111,886.45 8.828.90
Total Short and Long Term 120.715.35 111.888.45 8.828.90
Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended ("IRC)
( incorporating amendments enacted by P L.110-34 3, the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered "noncovered' under the new cost basis reporting rules,
and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are 'covered' under the new
cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date( sr at which they are subject to the cost basis
reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 20 11
• Mutual funds and dividend reinvestment plan (0 RP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1 20 14
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes. especially for noncovered securities. Adjustments to cost basis may have been made for prior
income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital
information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable.
Page 5 of 9
N46-024950 pa . r•tre OM. fa* now. lice via
taros tip XteD ••••••••Mier *assst ow vr.
CONFIDENTIAL 1St iKist Myles 04./MOVICCOMWAXIC lia•sCapindellIMIS•11
LECE-INCI """""g1511Ylgiti_ 00049018
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011842
EFTA_00 159627
EFTA01291271

Schedule of Realized Gains and Losses Current Period (continued)
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be
differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports. including your 1099-8 or online displays you may have available to
you.
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make. but are not
required to be made by Pershing as it relates to H.R 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be
responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and. accordingly. disclaims
any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting.
Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method The disposition method is the method which
you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your
account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss. unless another method was selected at the time of the security disposal, and this may
be reported on the IRS Form 1099.8.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospect us or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (Ail amounts shon n are in case ...urren4)
Credits This Period Dens ThisPelial Net ThisPeriod treditsYear4o•Oste DebitsYeerio•Dete Net Year•to•Dete
Securities
Securities Sold 120,715.35 0.00 120.715.35 120.715.35 0.00 120.715.35
Total Securities $120.71535 $0.00 $120.715.35 $120.715.35 $0.00 $120.715.35
Dividends and Interest $3.929.41 $0.00 $3,929.41 $3,929.41 $0.00 $3,929.41
Cash
Withdrawals 0.00 45.000.00 -75.000.00 0.00 -75.000.00 45.000.00
Total Cash $0.00 475.000 00 475.000 00 $0.00 475.000 00 475.000 00
Totals $124,644.76 475,000.00 $44644.76 5124,644.76 475,000.00 $49.644.76
Page 6 of 9
N46-024950 ft papering tit ) Irtmagar. o .fi n ri e vo n m eg is i w tt i i e n e ti s t m c• a m do o b iy n t
CONFIDENTIAL 1st kat( teie acmcowaiwamm Nornatawnasniver.o
""""""ttiT4V"_V iti_00049019
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DEt-SDNY-0011843
EFTA_00 159628
EFTA01291272

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1, 2017 - January 31, 2017
I EPSTBN VIRGIN ISLANDS
Transactions by Type of Activity
Process Trader
Settlement naosaction
DM* Delo AOb y Type Description Quantity Pace Accrued Want Amount Currenq
Securities Bought and Sold
01120117 01/17117 SOLD BOEING CO COM UNSOL AVERAGE UNIT PRICE TRANSACTION 400.000 157.6560 78,770.28 USD
BA YOUR BROKER ACTED ASAGENT
01120117 01117117 SOLD TENDERT HISGSLTD ALM ISNS U88803201194 UNSOL -400100 25.5200 10,151.77 USD
TCEHY AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS
AGENT
01123/17 01/18/17 SOLD UBISOFT ERIN T SA AEA ISNIUS90348R923 AVERAGE UNIT 4.000 000 6.4000 31,793.30 USD
UBSFY PRICE TRANSACTION YOUR BROKER ACTED ASAGENT
Total Securities Bought and Sold -U.S. DOLLARS 0.00 120,715.35
Dividends and Interest
01111/17 CASH DIVIDEND RECEIVED 5000 SHRS DISNEY WALT CO DISNEY CON RD 212 PO Mg 3.000.00 USD
CIS
01/31117 MONEY MARKET RIND DEUTSCHE GOUT CASH 29.41 USO
INCOME RC-COVED
233993682
Total Dividends and Interest - U.S. DOLLARS 0.00 3,929.41
Cash Withdrawals and Deposits
01120117 FEDERAL FUNDS SENT THE BANK Of NEW YORK -75,000.00 USD
USD999997
Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 -75,000.00
Total Value of Transactions 0.00 49,644.76 USD
The price and quantity displayed may have been rounded.
Cash Not Yet Received
Sootily Remus Dale Payable Date Quality Keld Rio Dlitkid Opllon Amount of Payment
Dividends
BRISTOL MYERSSOW88 CO COM 01/06117 02/01/17 5,000.000 0.390000 Cash 1,950.00
Total Cash Not Yet Received $1,950.00
Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the
information.
Page 7 of 9
N46-024950
Go papartion italbein 0.6.0~11012111L•414
evorsua yea unelsotoldliorslaillOa•ainat
CONFIDENTIAL YA WWI Lau antocOMMOCalra iseanomueSSUO
ifillYmblA 00049020
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DS-SDNY-001 1844
EFTA_00159629
EFTA01291273

&lent Service Information
Your Client Advisor:ENJ Contact Istsxmolion
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 13017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annua : No
ELECTRONIC DELIVERY
You have not selected any account com mu nicafions for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for
more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
Page 8 of 9
N46-024950
So paperlass Pmdtratee
!went fie NW sons100001.0001100•11•••
CONFIDENTIAL MOS( UM., OtIMOVICOMOOKMIC SIII•69.4.101111.11190)
t151WW00049021
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011845
EFTA_00159630
EFTA01291274

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1,2017 - January 31,2017
;EPSTEIN VIRGIN ISLANDS
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied; (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 9 of 9
N49-024950 omkplegittainotc•stat
N pandas It i=iritt."s"itis ...•• ••••••"deesmidobnuo
moniNasYo wamm Nornatawnasiteros.)
CONFIDENTIAL 15114/W kr." -'11514_rt S1_Ooon9o22
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011846
EFTA_00 I 5%3 I
EFTA01291275