EFTA01291114.pdf

Deutsche Asset
& Wealth Management
DIANN Rana TRAIT weaM Mmuenme
Mann Congo OAP
WARN earit Stamm W.
Baltimore. MD 21203
Account Number:
Statement Period: 12/0112015 - 12/3112015
Portfolio at a Glance
J EPSTEIN VIRGIN ISLANDS This Period Year.to.Date
FOUNDATION INC Beginning Account Value 81,873,002.01 81,837,593.06
Net Cash Deposits and Withdrawals ,200,000.00 ,308,895.00
Adjusted Previous Account Value 1,473,002.01 1,530,198.06
ST THOMAS VI 00802
Dividends, Interest and Other Income 3,274.77 3,829.37
Net Other Activity 0.00 -35.190.14
Net Chu Panlalio 37 491.20
Your Client Advisor: Estimated Annual Income 529,470 71
DANIEL SABBA
Asset Allocation
Prior Year•End Last Period This Period %Ancona
L SO Cash Money Funds and Bank Deposits 1.837.593 06 334.225 01 137.49978 9.56% Please review your allocation
LSD Equities 0 00 1 338 777 00 1 301.285 80 9044% perlodicalk Mgt your Cier4 Advisor.
Account Total (Pie Chart) $1,637.593.06 11,673,002.01 $1,438,785.58 100.00%
Page 1 o18
Rated Excellent
A0097081CSF30024 Go paperless bser 'Am° skw. 2007 Mrla. etantrbr lsirOwiteem NAV IMME
OALBAR RATED COMMUNICATIONS
CONFIDENTIAL f RCN I ENCT
SDNY_GA4 000487130
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DS-SDNY-001 1584
EF1'A_00159369
EFTA01291114

Summary of Gains and Losses
Realized
This Period Year-to-Date Unrealized
Short-Term Gain/Loss 0.00 0.00 -60.689.35
Net Galn/Loss 0.00 0.00 -60,689.35
This summary excludes transactions where cost basis information is not available.
Money Market Fund Detail
Date Activity Type Desuiption Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Num ber: Current Yield: 0.13% Activity Ending: 12/31/15
12/01115 Opening Balance 334,225.01 334,225.01
12/02115 Deposit MONEY FUND PURCHASE 2,800.00 337,025.01
12/07115 Deposit MONEY FUND PURCHASE 455.00 337,480.01
12128115 Withdrawal MONEY FUND REDEMPTION -200.000.00 137,480.01
12/31115 Deposit INCOME Rah VEST 19.77 137,499.78
12131/15 Closing Balance $137,499.71
Total All Money Market Funds $137,499.78
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 3,255.00 0.00 3,255.00 0.00
Money Market 19.77 0.00 574.37 0.00
Total Dividends, Interest, Income and Expenses 33,274.77 $0.00 $3,829.37 $0.00
Portfolio Holdings
Account Activity Opening Closing Accrued Income 30-Day Current
Opening Date Quantity Member Ending Balance Balance Home This Year Yield Yield
Cash, Money Funds, and Bank Deposits 10.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
12/01115 137 499.780 12131115 334.225.01 137.499 78 0.00 574.37 0.08% 0.13%
Total Money Market $334,225.01 $137,499.78 $0.00 $574.37
Total Cash, Money Funds, and Bank Deposits $334,225.01 $137,499.78 $0.00 5574.37
Page 2 018
Account A um her:
ODAla ROIL J EPSTEIN VICCDS. Go paperless M O.41 t 1 / 3 % Aft R r A t U .: L * , C 2 O 0 M 07 M UNICATIONS
F I DAENTIAL
SDNY_GM_00048761
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11585
EFTA_00 159370
EFTA01291115

Deutsche Asset
& Wealth Management
DrdisOe gam, Pootle wean Ma.zigental
Matt COonget,C,P
Dtsisthe Sant Sewn. MC.
Baltimore, MD 21203
cure Wyk. nY 10,t4
Statement Period: 12/0112015 -1213112015
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Ode Loss Annual Income Yield
Equities 90.00% of Portfolio
Corn mon Stocks
BOEING CO COM Security Identifier: BA
Dividend Option- Cash CUSP: 091023105
10130115 500.000 148 1280 71,063.75 144.5900 72,295.00 .1.768.75 2180 00 3.01%
BRISTOL MYERS SQUIBB CO COM Suavity Identifier: BM Y
Dividend Option' Cash CUSP: 110122108
10130115 5.000.000 66.9420 334.712.00 68.7900 343,950.00 9.238.00 7.60000 2.20%
DISNEY WALT CO DISNEY CON Security Identifier: DIS
Dividend Option. Cash CUSP: 254687106
10130115 5,000000 114 0150 570,072.60 105.0800 525,400.00 44.672.60 7.100 00 1.35%
PFIZER INC COM Security Identifier: PFE
Dividend Option: Cash CUSP: 717081103
10/30115 10.000.000 31.5300 315.304.10 322800 322.800.00 -22.504.10 12.000 00 3.71%
TDICENT HLDOS LTD ADR Security Identifier: TCENY
ISMS US880320 1091 CUSP: 880320109
Dividend Option: Cash
10130115 400.000 19.0180 7.607 00 19.6770 7,870.80 263.80 16.34 0.20%
UBISOFT EN TM T SA ADR Security Identifier: UBSFY
Mid LiS90348R1023 CUSP. 90318R102
Dividend Option: Cash
10/30115 5.000.000 6.0430 30.215.70 5.7940 28.970.00 •1.24570
Total Common Socks $1,361,975.15 $1.301,285.80 460.689.35 $21,191.34
Total Equities $1,361,975.15 51,301,285.80 -$60,689.35 $28,896.34
Unrealized Accrued Estimated
Cod Basis Markel Value Gail Loss lalered Income
AllUill
Total Portfolio Holdings *1,499,474.93 $1,138,785.56 -$60,689.35 $0.00 129,170.71
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("RC') (incorporating
amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such.
Page 3 of 8
Account h umber: F D G AE o p N ape T rles I s R tv a o te ry d y E e xc w e l S le in n c t e 2007 eatrianeerreareassaCttame"e nMet MrW
JEPSTEllk VIC °NAAR RATED COMMUNICATIOhtS •••••••.~.... N... 000
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SDNY_GM_00048762
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011586
EF1'A_0015937t
EFTA01291116

Portfolio Holdings (continued)
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their -applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099.8
for the applicable tax year in which the security is disposed.
Reporting requirements generally v.11 be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January", 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual hind. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Please note the blowing information for Pershing's 2015 IRS Forms 1099 (8, DIV, INT, OIL) and MISC ): Your form 1099 will be deldered as early as possible, beginning January 31, 2016. By February 16, you
will be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice veil be sent if issuers of securities you hold have not yet provided their foal tax information. t wit inform you of the
securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 MI be mailed no later than Mardi 17, 2016.
Activity Sum m a ry (All amounts shoat, are in base currency)
kedits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-t-oDate
Securities
Secunbes Bought 000 0.00 0.00 0.00 -1.397.02765 .1.397.027 65
Total Securities $0.00 $0.00 10.00 10.00 -$1,397,021.65 -$1,391,027.65
Dividends and Interest 13,274.77 $0.00 $3,274.77 $3,829.37 $0.00 13,829.37
Other $0.00 $0.00 $0.00 $0.00 -$35,190.14 -$35,190.14
Cash
Withdrawals 000 -200 000 03 -200.000.00 0.00 -306.89500 -306.69500
Total Cash $0.00 -$200,000.00 -$200,000.00 $0.00 -$306,895.00 -9306,995.00
Money Market Funds $0.00 $0.00 $0.00 673,227.50 4188.16 173,039.36
Totals 93,27437 -$200,000.00 -1196,725.23 977,058.117 41,739,300.94 41,852,244.07
Page 4 of 8
Account Kum her Road Enceisent
011AIL W. I J EPSTEIN VI FID G A o E pap N efl T eS I S A L E E °M v X e B t r 7 y A I V R M a R t a A S T i C nc D e C 2 O 0 M 07 M UNICATIONS :ran erroal; C' Z'"s
SDNY_GM_00048763
U V
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0011 587
EFTA_00159372
EFTA01291117

Deutsche Asset
& Wealth Management
0...awe gam, Pootie wean Ma.zigenan
Mats I err/4e 4,C,P
Dtsischt Sant Sewn. mc
Baltimore. MD 21203
Statement Period: 12/0112015 -1213112015
Transactions by Type of Activity
Process/
Settlement
Date Activity Type Description Quantity Price Accrued Interest Mount Como/
Dividends and Interest
12101/15 CASH DIVIDEND RECEIVED 10000 SI- RS PFIZER INC COM RD 11106 PD 12101715 2,800.00 USD
FfE
12/04115 CASH DIVIDEND RECEIVED 500 Sh RS BOEING CO COM RD 11106 PD 12104115 455.00 USD
BA
12/31115 MONEY MARKET FUND DEUTSCHE GOVT CASH 19.77 USD
1StCBVE0
Total Dividends and interest • UNITED STATES DOLLAR 0.00 3,274.77
Cash Withdrawals and Deposits
12128/15 FEDERAL FUNDS SENT FIRETEAK PUERTO 76C -200.000 00 1.,S0
USD999997
Total Cash Withdrawals and Deposits - UNITED STATES DOLLAR 0.00 -200,000.00
Total Value of Transactions 0.00 -115,725.23 USD
The price and quantity displayed may have been rounded.
Cash Not Yet Received
&amity Record Date Payable Oats Quantity Held Rate Dividend Option Amount of Payment
Dividends
DISNEY WALT CO DISNEY COM 12/14/15 01/11116 5.000 000 0 710000 Cash 3.550.00
Total Cash Not Yet Received $3,550.00
Client Service Information
Your Client Advisor: DAN
rANIEL SABEM
NEW YORK NY 101544003
Page 5 of 8
DBA0 R011 Account Num ber F I D G A O p E ap N erl T es I s A L I R 0 X A i t l l e 7 O d 1 A v I R I a N R t C A S I T e E n D c . C 2 O 0 M 07 M UNICATIONS M • a •• a •• s • ••Lc s , m hw e a re v a n n a 1 y 1 :1 x : i . - O 'm" . e P g"e c s •nSW Ida*
SDW_GIA 00048764
6.; ")"El"CURI
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. e DB-SDNY-0011588
EFTA_00159373
EFTA01291118

Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IA FIRST OUT
Default Method for socks in a Dividend Reinvestm enl Plan: FIRST lk FIRST OUT
Default Method for all Other Securities FIRST Ik FIRST OUT
Bond Amortization Sections:
Am mime premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corn rnunications for electronic delivery To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services. which we believe to be reliable. Maiket prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a pnce is
not available are marked "N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EA') and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resugs.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Silos interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
v•vm.pershing.conVbusiness_confinuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing Sm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not luny paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may relied a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, Maimed a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Cash Not Yet Received
Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information.
Page 6 of li
Account hum ber Rated wc•Ilent
It: IL I !EPSTEIN D F I D G A o p E zp N erl T es I s A L O tr A a l y 0 A Y R o R n A U T n M to C 2 O 0 M 07 M UNICATIONS ea v t s ti . w itie a n e m t w . e o e . V n a o n w = m r a e t te =P s c n ma roe*
SDW_GM_00048765
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) rxeriliNa DB-SONY-0011589
EFTA_00159374
EFTA01291119

Deutsche Asset
& Wealth Management
DrdisOe gam, Ponle wean Ma.ziental
Mateett COnfirpCoMP
DtanOlt Ma Settonet
Balbmora, MD 21203
Ms.& NY IMO
Statement Period:12/0112015 - 12/31/2015
Important Information and Disclosures (continued)
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses round by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it drectly or through your financial institution or that it
receives as the result of securities transactions 4 processes
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities
ciders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in eneral for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: winv.pershing.com/aboultstrengthand-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
Jersey City, New Jersey 07399; la Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's abibty to have a court reverse or modify an arbitration award is very
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do nor have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399;
Page7of8
cm
OIIAIl RCM A J c E c P o S u T n E t I N A u V m I b C er: F I D G A o p E ap N er T les I s A L R F U O X n A il s C e L a I 0 d y II A Y Ib R O e t o N R a o C , A l l S i 7 k T i i n ( n D c t e C 2 O 0 M 07 M UNICATIONS •••••••••u0. avow ~IA Mae I 0 P 0 S . " 0 MOM.
SDW_GM 00048766
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-OO1159O
EF'FA_OO159375
EFTA01291120

TERMS AND CONDITIONS
TRANSACTORS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL SE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS. USAGES, RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY, WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS VVLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWWIPERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION HMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(A)(0-(2))
BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIAE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST RS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBWED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST ECEMMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. (DUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROME
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AF-CnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC CPERSHING1 FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. VVITHOLIT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F /NNW THE .TITTNE TONS Mt CCNOITIONSORE UNACCEPTABLE TO YOU. PEASE NOWT PERST•4O IINEDIATELY N WRONG BY MINED AWL TO JERSEY CRY, NJ once, ANN LEGAL DEPT
Page l of 8
AccounINumber tic Riteml 27collont
.7,A105F2')0..4 VINO 100.I. ON Go paperless U Lv N o B ry A v R n R e A S T i E nc D e C 2 O 0 M 0 M 7 UTHCAT IONS
FIDtgriAL f YONI NC:
SDNY_GM_00048767
VC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 11591
EFTA_00159376
EFTA01291121

Deutsche Asset
& Wealth Management
Divisre Banc Prmaie Wok', Magatentm
Manrels Goer age Comp
Cestuht Sot SeOonei
Baltimore. MD 21203
Account Number:
Statement Period: 11/0112015 - 11/30/2015
Portfolio at a Glance
J EPSTEIN VIRGIN ISLANDS This Period Year-to-Dale
FOUNDATION INC Beginning Account Value 11,696,184.69 $1,837,593.06
et Cash Deposits and Withdrawals 000 •106,695.00
Adjusted Previous Account Value 1,696,164.69 1,730,698.06
ST THOMAS VI 00802
Dividends, Interest and Other Income 15 47 554.60
Net Other Activity 000 .35.190.14
Net Chance in Portfolio .23 198 15 .23 060 51
nding Account Value $1,673,002.01 $1,673,002.01
Your Client Advisor: Estim ated Annual Income 627 590 94
DANIEL SABBA
Asset Allocation
Prior Year.End Last Period This Period % Allocation
LSD Cash. Money Funds and Bank Deposits 1.837.593 06 1 696.184 69 334.225 01 19.98% Please review your allocation
L SD Equities 000 0 00 1.338.777 00 8002% penoctcarN with your Giant Advisor.
Account Total (Pie Chart) 11,837,593.06 11,696,184.69 11,673,002.01 100.00%
Page 1 of 8
Rated excallent
USA° ROIL A0099021CSF10017 Go paperless O tr A a L y S A T l h t a R r A W TC K D . C 2 O 0 M 07 M UNICATIONS M O ar n ia ." n 'LC e t wararallit ••O'r"oo .. s. 0 t.m einSte Oilaiwat
CONFIDENTIAL
SDW_GA4_00048768
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011592
EFTA_00159377
EFTA01291122

Summary of Gains and Losses
Realized
This Period Year-to-Date Unrealized
Short-Term Gainlloss 0.00 0.00 -23,198.15
Net Galn/loss 0.00 0.00 -23.198.15
This summary excludes transactions where cost basis information is not available.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVTs palla Tt.
Account N urn ber: IMM Current Yield: 0.04% Activity Ending: 11130115
10131115 Opening Balance 1.696.184.69 1.696.184.69
11104115 Withdrawal MONEY FUND REDEMPTION -1,361,975.15 334,209.54
11130115 Deposit INCOME REINVEST 15.47 334,225.01
11130115 Closing Balance $334,225.01
Total All Money Market Funds $334,225.01
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 15.47 000 554.60 000
Total Dividends, Interest, Income and Expenses $15.47 $0.00 $554.60 $0.00
Portfolio Holdings
Account Activity Opening Oodag Accrued Income 30-Day Current
Opening Date Quantity Number Biding Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 2 0.0 0% of Portfolio
Money Market
DEUTSCHE GOVT CASH IN STI.
10131115 334.225.010 11/30115 1.698.184.89 334.225.01 0.00 554.60 004% 004%
Total Moray Market $1,696,114.69 $334,225.01 $0.01 $554.60
Total Cash, Money Funds, and Bank Deposits $t,596,1$4.60 6334,225.01 60.01 $654.60
Page 2 of 8
00.4011OLL A J E cc P o S u T n E t I N N u V m I b C er O : ND N S F I D G A o p E ap N erl T es I s A L R E L O v X a A e t S C e r O y d II A I Y E I R N e x a R c N e * e A l S l f e M l n a t ) t . C 2 O 0 M 07 M UNICATIONS Manama "7". Ifisifte•
SDNY_GM_00048769
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11593
EFTA_00 I 59378
EFTA01291123

Deutsche Asset
& Wealth Management
0...awe gam, Ponie vftsen Ma.zienan
Mleatt COnf age Cola p
Dtotsche Ma Settostikic.
mita.
Baltimore. MD 21203
Statement Period: 11/0112015 - 11/3012015
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Quantity Unit Oast Cost Basis Market Nice Markel Value Gain( Loss Annual Income Yield
Equities 80.00% of Portfolio
Corn mon Stocks
60EING CO COM Security Identifier: BA
Dividend Option: Cash CUSP. 091023105
10130115 500.000 1481280 74,06175 145.4500 72.725.00 .1,338.75 1.820.00 2.50%
BRISTOL MYERS SQUIBB CO COM Security Identifier: BM Y
Dividend Option- Cash CUSP. 110122108
10130115 5.000.000 669420 334.712.00 67.0100 335.050.00 338.00 7.400 00 2.20%
DISNEY WALT CO DISNEY CON Security !deadlier DIS
Dividend Option. Cash CUSP. 254667506
10130115 5.000 000 114 0150 570,072.60 113.4700 567.35000 -2.722 60 6.60000 1.16%
PRZER INC COM Security Identifier: PFE
Dividend Option: Cash CUSP: 717081103
10/30115 10 000 000 345300 345104.10 32.7700 327.70000 -17,604.10 11.200.00 3.41%
TDICENT BLOCS LTD ADR Security Identifier EERY
ISKIUS9.8032Q 1094 CUSP. 880320109
Dividend Option: Cash
10(30/15 400.000 19.0180 7,607.00 19.9050 7.952 00 355.00 16.34 0.20%
UBISOFT EN TM T SA ADR Security Identifier UBSFY
ISMS US90348R1023 CUSP: 90348R102
Dividend Option: Cash
10130(15 5.000.000 6.0430 30,215.70 5.5980 27,990.00 -2.225.10
Total Common Socks 31,361,975.15 31,338,777.00 -323,198.15 327,035.34
Total Equities 31,361,976.15 31,338,777.00 -$23,198.16 327,036.34
Unrealized /Cued Stimated
Cod Basis Market Valle Gail Loss Imbued Anneal Income
Total Portfolio Holdings 31,696,200.16 31,673,002.01 -$23,198.16 30.00 $27,590.94
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC1(incorporating
amendments enacted by P.1.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting noes. and marked or denoted as such.
co
,:0itryiLFlNICO Page 3 of 8
Account N umber: RL—ilv ClIC•iiat
DGao prapyernlesAs L 2007
J EPSTEIN 'CUR] COMMUNICATIONS orear....u4 memo. Peat.. Wilt 04.0
F I
SDW_C4.4_00048770
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011594
EF1'A_00159379
EFTA01291124

Portfolio Holdings
(continued)
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their "applicable date(s) at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099.8
for the applicable tax year in which the security is disposed.
Reporting requirements generally wit be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Messages
Please note the following information for Pershing's 2015 IRS Forms 1099 (8. DIV, INT, OID and MISC ): Your form 1099 will be delivered as early as possible, beginning January 31, 2016. By February 16. you
will be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice wit be sent if issuers of securities you hold have not yet provided their final tax information It vAl inform you of the
securities that are pending final reporting. and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 17, 2016.
Although a money market mutual fund seeks to preserve the value of your investment at ft per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Summary
Mil amounts show) are in base currency)
Credits This Period Debits This Period Met This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Secunbes Bought 000 -1 361 975 15 -1 361.975 15 0.00 -1.397.02765 -1.397.027 65
Total Securities $0.00 -31,351,975.15 .31,351,975.15 90.00 .31,397,027.65 -31,397,027.65
Dividends and Interest 315.47 30.00 315.47 3554.60 30.00 $554.60
Other $0.00 WOO 30.00 90.00 -335,190.14 -335,190.14
Cash
Withdrawals 000 0.00 0.00 0.00 •106.89500 -106.69500
Total Cash 30.00 $0.00 10.00 30.00 -$106,895.00 -$106,095.00
Money Market Funds $0.00 0.00 30.00 373,227.50 -3188.15 373,039.35
Totals 315.47 -31,361,975.15 -31,381,959.58 373,787.10 -11,539,300.94 -$1,465,510.04
Page 4 dB
ONAli .1 IL i Account Number F I D G A o p E ap N erl T es I s A L R [ O t M v A i e l L e a r B y d l A M e R ( x a N c r o C l 1 lm I i n n t t • C 2 O 0 M 07 M UNICATIOhtS •ar="7"....r.'TElt.'cre..'7ZT=1
SONY_GM_00048771
p.67 )"8" CURI
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. e DB-SDNY-00 11595
EFTA_00 159380
EFTA01291125

Mvl,ne gam PonieWeaeh Ma.ptentill
Mitatt% COottIVO,C,P
Dtsitthe Witold%
Am Rh RY 1014
Statement Period: 11/0112015 - 11/30/2015
Transactions by Type of Activity
Process' Trader
Settlement Transaction
Date Date Activity Type Deo,' on Q03 Price Accrued bluest Amount Oates
Securities Bought and Sold
11104115 10130/15 FL RCFASEC BOEING CO COM UNSOLICITED ORDER 500.000 148.0155 .74D63.15 USD
BA
11104115 10130115 PURCHASED BRISTOL MYERS SOL IBB CO COM BKCM A PERSFING 5,000.000 66.8812 -334.712.00 USD
BM Y AFFILIATE MAKES A MKT IN TF IS SECLRITY & ACTED AS
PRINCIPAL UNSOLICITED ORDER AVERAGE L AIT PRICE
TRANSACTION YOUR BROKER ACTED AS AGENT
11104115 10130115 PURCHASED DISNEY WALT CO DISNEY COM UNSOLICITED ORDER 5.000.000 1139533 .570.072.60 USD
DIS AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED
AS AGENT
11/04(15 10/30115 PURCHASED PFIZER INC COM BKCM A PERSHING AFFILIATE MAKES A MKT 10.000.000 34.4698 145,304.10 USO
FfE IN THIS SECURITY 8 ACTED AS PRINCIPAL UNSOLICITED
ORDER AVERAGE ',NIT PRICE TRANSACTION YOUR BROKER
ACTED AS AGEN T
MONIS 10130115 PURCHASED TENCEK T H LOGS LTD AD R IDA US9803201094 400.000 18.8775 -7.607.00 USO
TCEHY UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION
YOUR BROKER ACTED AS AGENT
11/04/15 10/30115 PURCHASED LBISOFT EN TM T SA WA ISMS US90348R1023 UNSOLICITED 5.000.000 5.9700 .30.215.70 USD
UBSFY ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT
Total Securities Bought and Sold • UNITED STATES DOLLAR DAD -1,301,976.16
Dividends and Interest
11130(15 MONEY MARKET RAND DEUTSCHE GOUT CASY 15.47 USD
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 16.47
Total Value of Transactions 0.00 -1,361,959.68 USD
The price and quantity displayed may have been rounded.
Page 5 of 8
Account Number: Rated incollent
Dann J EPSTEIN Go paperless L 0 e .4 e 6 ry A Y R e R a, A S T i E nc D e C 2 O 0 M 07 M UNICATIONS Mat tree.s.e nNote Saw
F)1471017.07
SDNY_GM_00048772
VICEINFIDEScriAL
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DIEl-SONY-0011586
EF1'A_00159381
EFTA01291126

Cash Not Yet Received
Security Record Dale Payable Date Quantity Held Rate Dividend Option Amount of Payment
Dividends
BOEING CO CON 11106115 12104115 500.000 0.910000 Cash 455.00
PFIZER INC COM 11108/15 12/01115 10.000.000 0.280000 Cash 2.800.00
Total Cash Not Yet Received $3,265.00
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
NEW YORK NY 10154.0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reims/re enl Plan: FIRST IN FIRST OUT
Default Method for all Othet Securities FIRST lk FIRST OUT
Bond Armin/Alton Sections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types. Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account mmmunications lot electronic delivery. To register and turn off paper corn m unicafions. log in to your account or contact your Olen' Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "N/A* and are omitted From the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of Mute results.
These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wmvidershingconVbusiness_confinuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wi
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the tine of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment fa order flow.
Options
Information with respect to cornrnissions and other charges 'muffed in connection with the execution of option transactions has been included in confimiations previously furnished to you. A summary of this
Page6 of 8
in
DIMS ROLL A /E c P c S o T un E t I N A u V m I b C er F I D G . r O o pap r e \ rle r s n s A ....k i . . t ., D K i v A it e e l r 0 y d A Y t R w e a R o r l A l S e U i n n L c t , e C 2 O 0 M 07 M UNICATIONS r S " S .. W :.1 .. . 3 . 1 . 0 . . . •1 . 1 . • . • " •• - • t •I a A . N . E . W .“ 9 N . V 1 = : — S " IC .. ..mt..*
SDNY_GM_000M3TT3
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) "Cie "NCI DB-SDNY-0011597
EFTA_00159382
EFTA01291127

Deutsche Asset
& Wealth Management
OnillsOe Mn, Prmaie TNe1O Ma.ziennue
MYfbt ere tee C0WP
Dtsis0. Salk Seller me
Balbmoro, MD 21203
I•+ <n nT IOVA
Statement Period: 11/0112015 - 11/3012015
Important Information and Disclosures
(continued)
Options (continued)
ifformation is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automaticaly pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the leans outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Cash Not Yet Received
Assets shown here are not reflected in your account This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information.
The Rote of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you nd in n for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account a activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit winv.pershing.congabout/strength-and-stabikly.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor
Protection Act.
• Your financial organization's contac l Infomwjon Can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Fags 7 all
Account hum leer Rated ILeconent
OKA° ROLL JE F I D G A o E pa N per T le T ss AL L L p M e µ e O t r l1 y A 1 Y R L e N a R C r A S J M inc . e C 2 O 0 M 07 M UNICATI01.6 e o at s t e t: r I w n e e t f u iZ a t a a v le o e w e•ala it . t N te e e a M t * l P e" O n NNW lealm.
SDNY_GM_00048774
VC DS.
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011588
EF1'A_OO159383
EFTA01291128

Important Information and Disclosures (continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a pangs atilt)* to have a coon reverse or modify an arbitration award is very tinted.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hewing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied: (II) the class is decertified or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399;
Pagan! 8
Account A um ber: Rated Excellent
DIVER ROE I D G A ra E pa N per T le T ss AL E O v A e 1 r B y A Y R ar R a• A 1 T b E f.C D O C 2 O 0 M 07 M UNICATIONS Maras r. Casiet• Ota•En MEW EEEIME
SDNY_GM_00048775
j""El"CCRIF
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011599
EFTA_00159384
EFTA01291129

Deutsche Asset
& Wealth Management
0,,.'s' Pam Pinwalewean Ma.agental
Miran. ferry, C,C•P
D.atthe Sank Setter. m(
Baltimore. MD 21203
"Int Wet. PA' 101%4
Account Number:
Statement Period: 10/01/2015 - 10/3112015
Portfolio at a Glance
J EPSTEIN VIRGIN ISLANDS This Period Year-to-Date
FOUNDATION INC Beginning Account Value 11,708,128.84 11,837,593.08
Net Cash Deposits and Withdrawals -10300.00 -106,895.00
ST THOMAS VI 00802 Adjusted Previous Account Value 1,896,128.84 1,730,898.06
Dividends, Interest and Other Income 57.85 539.13
Net Other Activity 0.00 -35.190.14
Net Chan /e in Portfolio 0.00 137.64
zndirg Account Value $1 696.184 69 $1 696 134 69
Your Client Advisor: Estim ated Annual Income 553913
DANIEL SAM
Asset Allocation
Prior Year-End Lad Period This Period % Allocadoe
USD Cash, Money Funds. and Bank Deposits 1.637.593.06 1.706.126.84 1.696.184.69 100.00% Please review your alicartion pen/adj.:any vim your Client Amrsor.
Account Total 11,837,593.06 11,106,126.84 11.696 84.69 100 Al 0% You Accoot is MO% meted in USD Casty Money Funds. and Bank Deposits.
Pagel of 6
A01103 16CSF10010 paperless Rated lExco % llo . n " t 2007 =Cr.
0A113AR MILD COMMUNICATIOhtS
CONFIDENTIAL EXCJI
SDNV_GM_00048776
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DEt-SONY-001 1600
EFTA_00159385
EFTA01291130

For Your Information
Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Pottfaio at a Gana beginning with the October 2015 statement. This change does not
apply to accounts which display only opening and closing balances on page one.
M oney Market Fund Detail
Date Activity Type Desaiption Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account k umber. Current Yield: 0.04% Activity Ending: 10130115
10101115 Opening Balance 1,706,126.84 1306,126.84
10121/15 Withdrawal MONEY FUND REDEMPTION -10,000.00 1,696,126.84
10130115 Deposit INCOME REINVEST 51.85 1.696.181 69
10130115 Closing Balance 91,691181.69
Total All Money Market Funds $1,696,184.69
Income and Expense Summary
Current Period Year-to-Date
Taxable Noe Taxable Taxable Non Taxable
Dividend Income
Money Market 51.85 0.00 539.13 000
Total Dividends, Interest, Income and Expenses $57.85 10.00 $539.13 $0.00
Portfolio Holdings
Opening Closing Awued Income 30-Day
Oesaiption Quantify Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits loom% of Portfolio
oney Market
DEUTSCHE GOVT CASH INSTL 1,896,181.890 1,706,12614 1,696,184.69 1.86 539.13 0.04%
Total M oney Market 91,706,126.84 91,696,184.69 $1.86 $539.13
Total Cash, M oney Funds, and Bank Deposits 11,706,126.84 $1,696,184.69 $1.86 $539.13
Awued Estimated
Markel Value Interest Annual Income
Total Portfolio Holdings $1,696,184.69 90.00 $539.13
Page 2 di
Account k um ber Rated Excellent
1,11A it 110.1.1, J EPSTEIN VICCDS. Go paperless L 0A yo lO n A Y R e a R r A S 'L in C c D e C 2 O 0 M 07 M UNICATIONS ;tan shwa vas •aLielO' rgt"e •n 111•••••
NFIDanTIAL IXCII (NCI
SDNY_GM_00048737
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011601
EFTA_00159386
EFTA01291131

Deutsche Asset
& Wealth Management
Dnaisre e,ne Prnaie wean magatentrn
Penn Comae CoMP
Ctstuhe M Sewn.% we.
Balbmoro. MD 21203
lisle* Pet 10114
Statement Period: 10/01/2015 - 10/3112015
M essages
Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Portfolio at a Glance beginning vii, the October 2015 statement. This change does rot
apply to accounts which display only opening and closing balances on page one.
Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by Investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information.
Activity Summary (NI amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Securities Bought 0.00 0.00 000 333 -35.052.50 -35.052.50
Total Securities $0.00 $0.00 $0.00 $0.00 -$35,052.50 -135,052.50
Dividends and Interest $57.85 $0.00 $57.85 $539.13 $0.00 $539.13
Other $0.00 $0.00 $0.00 $0.00 -$35,190.14 -$35,190.14
Cash
Withdrawals 0.00 -10,00000 -10.00000 000 -106.895.00 -106.89500
Total Cash $0.00 -$10,000.00 -010,000.00 $0.00 -$106,895.00 -$105,895.00
Money Market Funds $0.00 $0.00 $0.00 $73,227.50 -$188.15 $73,039.35
Totals $57.85 -$10,000.00 -$9,942.15 $73,766.63 -$117,325.79 -0103,559M
Transactions by Type of Activity
Process'
Settlement
Date Am.[1.1 type Description Quantity Price Accrued Interest Amount Currency
Dividends and Interest
10130115 t/. ONE( MARKET FUND DEUTSCH GOVT CASK 51.85 USD
[NCO s1E RECEIVED
Total Dividends and Interest - UNITED STATES DOLLAR 0.00 67.86
Page 3 of 6
vc
Account umber: Riled ILuolkint
DKA0 ROLL I EPSTEIN FID G n o pape e r an les A s L o l E iv X n e n C r a y II V IE a N R t C A I S I M i nc :. e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048778
CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e) DEt-SDNY-0011602
EFTA_00159387
EFTA01291132

Transactions by Type of Activity
(continued)
Process/
Settlement
Date Activity Type Destriptioa *entity Price Accrued Interest Amaral Carrency
Cash Withdrawals and Deposits
10/21/15 FEDERAL FUNDS SEAT US BANK. NA •10.00000 6S0
US0999997
Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -10,000.00
Total Value of Transactions 0.00 -9,942.15 USD
The price and quantity displayed may have been rounded.
Trades Not Settled
Settlement Trade Activity Accrued Settlement
Date Date Type Description Quantity Price Interest Amount
1 I ti r 1
11/04115 10/30115 Buy BRISTOL LITERS SQUIBB CO COM 5.000.000 66.8812 0.00 -334.712.00
BKCM A PERSFING AFFILIATE MAKES A
MKT IN Th IS SECURITY 8 ACTED AS PRINCIPAL
UNSOLICITED ORDER AVERAGE UNIT PRICE
TRANSACTION
11104115 10130115 Buy DISNEY WALT CO DISNEY COM 5,000.000 113.9533 ODD -570,07210
UNSOLICITED ORDER AVERAGE UNIT PRICE
TRANSACTION YOUR BROKER
ACTED AS AGENT
11104115 10/30115 Buy PFIZER INC COM BKCM A PERSF1AG 10.000.000 34.4698 0.00 .345.304.10
AFFILIATE MAKES A MKT IN Th IS SECURITY
8 ACTED AS PRINCIPAL UNSOLICITED ORDER
AVERAGE UNIT PRICE TRANSACTION
YOUR BROKER
11104115 10130115 Buy TEN CENT HLDGS LTD AD R 400.000 18.8715 0.00 .7.601.00
ISINOL 58803201094 UNSOLICITED ORDER
AVERAGE UNIT PRICE TRANSACTION
YOUR BROKER ACTED AS AGENT
11104115 10130115 Buy UBISOFT EN TM T SA ADR 5.000.000 5.9700 0.00 40.215.70
ISINOU S90348R1023 UNSOLICITED ORDER
ALLOCATED ORDER YOUR BROKER
ACTED AS AGENT
Total Amount of Trades Not Settled -81,361,975.15
Client Service Information
Your Client Advisor: DAN
ANTE. SABRA
NEW YORK NY 10154.0003
Page 4 of 6
Account Number Rated Excellent
ONAll ..( IL I .1EPSTEIN VI Go paperless OALOAR WILD C 2 O 0 M 07 M UNICATIONS
FIDEsismAL
SONY_GM_00048779
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11603
EFTA_00159388
EFTA01291133

Deutsche Asset
& Wealth Management
0...awe gam, Poo/lewean Ma.zienan
Myatt Corry', t0O.P
Dtsischt Sant Sewn. me
Baltimore. MD 21203
tine itn, BY 101t4
Statement Period:H/0112116 - 11/31/2116
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST Ih FIRST OUT
Default Method for Stocks in a Dividend Reinvestm ent Ran: FIRST lk FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: ho
Electronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not avagable are marked ¶NIA" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time.
aid may be affected by current and future economic, political, and business conditions, they should not be reied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
mom. pershing.conVbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased. may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Page 5 of 6
Account hum ber
Go paperless
RBwileeYd
Y
E
e
xc
a
o
.
l
W
lon
K
t
. 2007 etrlassetarCalsiVeOrreesin MEV Si*
F I D^ENTIAL E 0A X l C O I A I I R O W RA A T ' CD COMMUNICATIOhtS
SDNY_GA4 00048780
.""El"CCR1
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1604
EF1'A_00159389
EFTA01291134

Important Information and Disclosures
(continued)
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institttion without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabdity of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit vmw.pershing.corrifaboutistrengthenthstability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your fnancial organization and Pershing. Please be advised that any oral communication should be re-confsmed in writing to further protect your rights, inckding your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as blows: Pershing LLC, Legal Department,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, inckding the nght to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled.
• Arbitration awards are generally final and Siding; a party's abilly to have a court reverse or modify an arbitration award is very linked.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a clam in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decedified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399;
Page 6 of 6
Account umber: Rated (vc•Ilent
Go paperless trvey Mar 'Since 2007 eattiwt. Owe •Olt eat -s e"asn
F I DAENTIAL 0 % .41 a A l R C R N A C W ) COMMUNICATIONS onowtaa summons. on= =Pc
SDNY_GM_00048781
'""El"CURI
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011605
EFTA_00159390
EFTA01291135

Deutsche Asset
& Wealth Management
dein emfil Previa wean Paseatentni
Macon EOM.f t* COMP
Ws-WMSee Sectones
Balbmora. MD 21203
iliewlea. 1W 10114
Account Number:
Statement Period: 07 01,2015 - 09130(2015
Valuation at a Glance
J EPSTEIN VIRGIN ISLANDS This Period Year-to-Date
FOUNDATION INC Beginning Account Value $1,739,671.64 61,837,593.06
et Cash Deposits and Withdrawals 000 .96.895.00
Adjusted Previous Account Value 1,739,671.84 1,740,898.06
ST THOMAS VI 00802
Dividends, Interest and Other Income 175 20 481.28
Net Other Activity -3386100 -35.190,14
Net Charlie in Portfolio 141 00 137.84
nchng Account Value 51 706,126 84 51,706,126 84
Your Client Advisor: Estim ated Annual Income 5481 28
DANIEL SABBA
Asset Allocation
Prior Year-Fad Last Period This Period % Allocation
USD Cash, Money Funds, and Bank Deposits 1.837.593.06 1.739.671.64 1,706,126.84 100.00% Please reviewyour allccatian penodicairy win your Client Aoysor.
Account Total 11,837,593.06 11,739,671.64 1130102614 100.00% You Accoimt is 100% itIVOStted in USD Casn. Money Furds. and Bank Deposits.
Page iota
coNFIDENTTAL
Rated Excellent
DBA0 ItOll A0097281CSF10024 GO paperless E DA n X " C , I A Y R •• R • A S T R E ." D C 2 O O M r MUNICaTiOn6 ea /S tti W et .... M in e • e •• * • e • w IM e 1 IA 1 . . M = V O O e r = e P "e C e enfin' IldWat
fxell Mitt
SDNY_GM_00048782
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEI-SDNY-001 1606
EFTA_00159391
EFTA01291136

For Your Information
Please note that the Valuation at a fiance section on page one of your account statement will be updated and renamed Pontdio at a Genoa beginning with the October 2015 statement. This change does not
apply to accounts which display only opening and closing balances on page one.
Exchange Rate Table
Currency
Currency USD Equivalent per USD
Eli RO 1.1161 0.8959
Exchange rates are based on interbank exchange rates as of 09/3012015. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH IN 'IL
Account hum bei Current Yield: 0.04% Activity Ending: 09/30/15
07/01115 Opening Balance 1,739,871.64 1.739.871.84
07131115 Deposit INCOME REM VEST 59.11 1.739.730.75
06131/15 Deposit INCOME REINVEST 59.11 1,739,789.88
09125115 Withdrawal MONEY FUND REDEMPTION -33.720.00 1,706369.86
09130115 Deposit INCOME REIN VEST 56.98 1206.126.64
09130115 Closing Balance $1,708,126.84
Total All Money Market Funds $1,706,125.54
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 175 20 0.00 181.28 000
Total Dividends, Interest, Income and Expenses $115.20 $0.00 9481.28 $0.00
Page 2 of 8
DRAW NUL I Account Number F I D W A p E ap N erl T es I s A L I rR 0 X . . ar 4 C gr 1 Ye T 0 d / I M [ 0 I . I 1 . N a . R l C r e A U 1 n T n E t t D o C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048763
6(jEP: TEI"CCRI
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. e DB-SDNY-00 11607
EFTA_OOI 59392
EFTA01291137

Deutsche Asset
& Wealth Management
0...awe Ilan. Ponie wean Ma.zienan
Myatt Cornet G,C,P
Dtsisthe Sant Setteri,x,
Balbmoro, MD 21203
R. 'kn. SY 101:4
Statement Period: 07/01/2015 - 0913012015
Portfolio Holdings
Opening Posing Accrued Income 30-Day
Description Quarto 83Ince Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL 1,706,126.840 1,738,671.64 1,706,126.81 0.00 481.28 0.04%
Total Money Market 61,730,671.84 $1,706,1243.84 $0.00 $481.20
Total Cash, Money Funds, and Bank Deposits $1,738,671.84 11,706,121.84 $0.00 $481.28
Accrued Estimated
Market Value Intern' Annual Income
Total Portfolio Holdings $1,705,128.84 $0.00 $481.28
Messages
Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Pottfoko al a Glance beginning with the October 2015 statement. This change does not
apply to accounts which display only opening and dosing balances on page one.
Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing). a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis.
Pershing's June Statement of Financial Condition is now available. On June 30, 2015, Pershing's net capital of 52.179 billion was 10.78% of aggregate debit balances and exceeded the minimum requirements by
$1.77 billion.
Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31, 2015, Pershing's net capital of $2.163 billion was
11.55% of aggregate debit balances and exceeded the minimum requirement by $1.79 boon.
A copy of the June 30, 2015, Statement of Financial Condition is evadable at www.pershing.com/statementelAnancialecadition. You may also request a free, printed copy by calling (888)860-8510 or (201)
413-4200, option #5.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Page 3 de
Account A umber: Rated Cncellent
DGAo pnacpeurlreTssA L tray Yeas since 2007
J EPSTEIN 'CCM CIALOAA RATED COMMUNICATIOhtS
F I F)14711/Nef
SDNY_Ca4_0004878.4
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEt-SONY-001 1608
EFTA_00159393
EFTA01291138

Activity Sum m ary amounts shown are in base currency)
Credits This Period Debits This Period Net Ibis Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Secunbes Bought 0 00 -33.720.00 -33 720 00 000 -35.052 50 -35.052.50
Total Securities $0.00 -$33,720.00 -$33,72O0 WOO .$35,052.50 -$35,052.50
Dividends and Interest $175.20 $0.00 $175.20 $481.28 $0.00 $481.26
Other $0.00 -$33,861.00 -$33,561.00 $0.00 -$35,190.14 -$35,190.14
Cash
Withdrawals 0 00 0 00 0 00 0.00 -96.895 00 -96.895 00
Total Cash $0.00 $0.00 $0.00 $0.00 .$96,895.00 -$98,895.00
N oney Market Funds $0.00 $0.00 $0.00 $73,227.50 -$186.15 $73,039.35
Totals $175.20 -$67,581.00 -$67,405.80 $73,708.78 -$187,325.79 -$93,617.01
Transactions by Type of Activity
Process! Trade/
Settlement Transaction
Date Date Activity Type Description Quantity Price hatred littered Amoes1 CO rrency
Securities Bought and Sold
09125115 09(24/15 PURCHASED EURO 30.000 000 1.1240 -33,72000 LT
Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -33,720.00
Dividends and Interest
07/31/15 MONEY MARKET FUND DEUTSCHE GOVT CASH 59 11 LSO
SI ICEIVED
08131/15 MONEY MARKET FUND DEUTSCHE GOVT CASI- 59 11 LSO
INCOME RECFJVED
09130/0 MONEY MARKET FUND DEUTSCHE GO VT CASI- 56.98 LSD
iD fi liCEIVED
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 176.20
Other Transactions
09125115 OUTGOING NON USD CL RREN CY OUTGOING MTh USD CbfbiENCY WIRE EURO CARENCY -30,000.00 EUR
WIRE -33,881.00 U93
EURS99995
Total Other Transactions • EURO 0.00 .30,000.0O
Total USD Equivalent 0.00 -33,861.00
Fag. 4 of
Ki
Account Number F I DAERTTAL lusde..wm
A2.09.72eICSFlei:LC VPABIttAl JEPSTEIN VC Go paper less t t—yvitrc71OO7 icanows
FMXIIONC
SONY_GM_00048785
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO 11609
EFTA_OO 159394
EFTA01291139

Deutsche Asset
& Wealth Management
Draisee Sam Prmale Wealth Magagenmil
Mleatt CO•erIVG.MP
Dt•ISIM Sank Sewer nt.
Ilra bet lint.
Balbmoro, MD 21203
Statement Period: 0710112015 - 09/3012015
Transactions by Type of Activity (continued)
Total Accrued Interest Total Amount
Transactions Summary Total Accrued Interest Total Mount Currency USD Equivalent USD Equivalent
EURO 0.00 -30.000.00 EU R 000 -33.861.00
UNITED STATES DOLLAR 0.00 -33.544.80 LSD 000 -33.544 80
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: OP,
f) ANIL SABBA
AE'N YORK l.Y 10154.0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method lot Stocks in a Dividend Remvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond AmortlutIon Elections:
Treat all interest as original issue discount MID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual m arkel discount method for all other bond types: Constant Yield Method
Include market discount in income annually: ho
Eledronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper communications, login to your account contact your Client Advisor for more information.
or
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short posrbons, at the close of the statement period. The market pnces. unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available ace marked "MK and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
Page 5 of 8
Account hum her GO paperless R-a-teyedz evzoAilslenzt iga.uNicAnoNs Mahan e *ea II= =taw" SW WS.
()MO kelt JE iftsvi.C. novae. roma ram wr
F ID r:NTTP 14/1s:-iA-g-
SONY_GM_00048786
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67 e 7 TEIN VCi tifi fleil INCI DB-SDNY-0011610
EFTA_OOI 59395
EFTA01291140

Important Information and Disclosures (continued)
Estimated Annual Figures (continued)
These figures are computed using information from providers believed to be rekable; however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of pnncipal may be included in the figures for certain securities, thereby overstating them. Refer to
www.pershing.corrilbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wit
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the tine of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation 0) orders
for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. ft acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable: the rendering of investment advice, if any. to you n in n r I for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC lends. For more detailed information please visit vmw.pershing.corniabout/strength-andstabiMy.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-contained in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as Mom: Pershing LLC, Legal Department,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Med.
• Arbitration awards are generally final and binding; a partys atifty to have a court reverse or modify an arbitration award is very herded.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
Page 6 of 8
Account A um ber: Rated ex...lent
Go paperless Yaw Sint* 2007
J F I DAENTIAL P [M A a LM l 1 A 1 R N A a T CO COMMUNICATIONS
SDNY_GM 00048787
6.;","El"CR1
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. e DEt-SONY-0011611
EF1'A_00159396
EFTA01291141

Deutsche Asset
& Wealth Management
Draisoe Nara Footle wean Mamtenan
leseetts Comfy* COMP
Ceetscht NM Settanei MC.
Balbmoro, MD 21203
New In Nv 10114
Statement Period: 07/0112015 • 09/3012015
Important Information and Disclosures
(continued)
Important Arbitration Disclosures (continued)
• The panel of arbitrators veil typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums nay impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any pedispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class weir respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court_ Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Depattment, Jersey City, New Jersey 07399;
Paget ot8
Account umber: Rated Excellent
Gno peapTerlTessA L tray Year Since 2007 eatriwtie shwa van elleta" Oete'e"me enliNeV See*
°NANA RATED COMMUNICATIONS aweepac, now woe eve
F ID fMt711/NO1
SDNY_GM_00048788
6'(")"El"CeiR1
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. e DB-SDNY-0011612
EFTA_00159397
EFTA01291142

TERMS AND CONDITIONS
TRANSACTIONS PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS, CUSTOMS. USAGES, RULINGS AND TRANSACTION YOU MAY MAKE, PERSHNG MAY HAVE A POSITION IN SUCH SECURITIES, WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PRI/CHING UNTIL THE ENTIRE PURCHASE PRICE IS RECENED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WEL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWVY.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WEL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING.C OMfDISCLOSURES.
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 007(A/L1)-(2))
BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF TO CERTAAN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW. PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACC UMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ASLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHNG LLC (PERSHNG') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER,
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF THE ABOVE TERMS AND CCM:XMAS ARE UNACCEPTABLE TO YOU. PLEASE NOTFYPERS-ITIG IMMEDIATELY IN WRITING BY CERTIFED MAIL TO JERSEY CITY. AU 07399, ATTN LEGAL DEPT
Page 8 of 8
A009,2131CSF30021 Account Humber: DCAfOEpaNpeTrie/sAs cz...,. Rated Y tw ea o • l l U e n n t t o 2007 :Tan et mrotalo"s.ia"Orst"ae in'Mt
J EPSTEIN VuIW e IN F I OA w SS n A W R R W A 1 TE D COMMUNICATIONS
SDNY_Ge.4 00048789
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) F DB-SDNY-0011613
EF1'A_00159398
EFTA01291143

Deutsche Asset
& Wealth Management
Drosoe gam Footlewean Mamtenme
Mitatts !Lorna' 4,C•P
Dtsis04 Sant Sewn. mc
Balbmoro. MD 21203
VW*. 'krt. SY IC VA
Account Number:
Statement Period: 05/0112015 -16/30/2615
Valuation at a Glance
J EPSTEIN VIRGIN ISLANDS This Period Year-to-Date
FOUNDATION INC Beginning Account Value 11,764,553.71 51,837,593.06
Net Cash Deposits and Withdrawals .25,000.00 -96,895.00
Adjusted Previous Account Value 1,739,553.71 1,740,696.06
ST THOMAS VI 00802
Dividends, Interest and Other Income 117.93 306.08
A et Other Activity 0.00 •1.329.14
Net Chdan e in Por 6
Your Client Advisor: Estimated Annual Income 630608
DANIEL SABBA
Asset Allocation
Prior Year-Fed Last Period This Period % Allocation
USD Cash, Money Funds. and Bank Deposits 1.831.593.06 1.764.553.71 1,739,671.64 100.00% Please review your al rocaton penodicairy win your Client Acaysor.
Account Total 11,837,593.06 51,764,553.71 11,139,611.64 100.00% YouAi:coma is 100% invested m USD Cash. Money Furds. art Bank Deposits.
Page 1 oil
Lob
ODA° ROIL A0 097177CSF30023 GGo 0 tr . s a 4 t y 1 e 0 d A V E ft x a c R t o A l U l T e n nt a , C 2 O 0 M 07 M UNICATIOhtS . • 9 • 1 •• ` • Z •• i • e •L e A tw • e • e •• t • r • a • 7 •• , • . • .. • “ • : , C aree •• m. •C .e in /IV MS*
CO F I DArmaTAL li `"`"C D
SDW_GA4 000443790
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011614
EFTA_00159399
EFTA01291144

For Your Information
On June 5. 2014, the European Central Bank (the 'ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions.
Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge nil' be -.20% (20 basis points). and will reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
Ws GOVERN l rl.
Account N um ber Current Yield 0.04% Activity Ending: 06/30/15
05101115 Opening Balance 1,784,553.71 1,764,553.71
05129/15 Deposit INCOME REIN VEST 59.98 1,764,813.67
06129/15 Withdrawal MONEY FUND REDEMPTION -25,000.00 1,739,813.67
06130115 Deposit INCOME REIN VEST 57.97 1.739.871.64
06130115 Closing Balance $1,739,671.64
Total All Money Market Funds $1,739,671.64
Income and Expense Summary
Current Period Year-t-oDate
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Martel 111.93 0.00 306.08 0.00
Total Dividends, Interest, Income and Expenses S117.03 $0.00 $306.08 $0.00
Portfolio Holdings
Opening doing Awned Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
Money Market
DWSGOVERNMENT CASH INSTL 1,739,671.640 1,764,663.71 1,739,671.64 0.00 306.08 0.04%
Total M oney M arket $1.764.$53.71 $1,739,671.64 $0.00 $306.0$
Total Cash, M oney Funds, and Bank Deposits $1,764,853.11 $1,739,611.64 $0.00 $306.08
Page2of7
on
Account Number: Rated ILKvalent
00A0 it. II J EPSTEIN VIC DGor piacpenrlesAs L °2 tr N2 w A( y /AI I V R a P n A S T I O M ) * C 2 O 0 M 07 M UNICATIONS . ea . t . t . i . a .t n o e r u r m aw' em e o v . o n n o S m h . is w tO o r e s te = m P " e e e n MOD.
F I INCJI
SDNY_GM_00048791
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011615
EFTA_00159400
EFTA01291145

Deutsche Asset
& Wealth Management
Onaisrellant Prmaie wean ma.agentra
manteis Confer Coo.P
Cestuhe Solt Smoses MC.
Balbmoro, MD 21203
Oise* NY 10114
Statement Period: 05/0112015 - 0613012015
Portfolio Holdings
(continued)
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings lt,739,671.64 $0.00 $306.08
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Please be advised that Reich & Tang Asset Management, LLC wit be liquidating its funds (the 'R&T Funds') by the end of July 2015 and as such the R&T Funds will no longer be available as money market
funds in the 0BSI cash sweep program (the 'Sweep Program').
What this means for you:
If you are currently invested in an R&T Fund, please refer to our earlier letter for more information about your available cash sweep options, or contact your client advisor.
If you we not currently invested in the R&T Funds, this change will not affect the existing sweep for your uninvested cash balances and no action is required on your part.
For information on al cash sweep options available in the Sweep Program, please visit our website at: http:/hveakh.deutscheawmcornlamericasten/CashSweep0ptions.html and click on 'Cash Sweep
Options-Rates'.
Page) MT
Acco u nt A umber: Rated [wawa
OKA° R011 J RIF I D^E pa N per T les I s A L I 0 v A o l r O y A Y R e ; w A T Si M nc e C 2 O 0 M 07 M UNICATIONS ; • I • n •• n •• •••La s • t • ir • •••t a r n e t a a. m O ut r r = e. l e. c e inNNW Ma*
CI
SDNY_GM_00048792
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6.; e " ,"El" CC !WM M DB-SDNY-0011616
EFTA_00159401
EFTA01291146

Activity Sum m a ry(A11a mounts shear are in base currency)
Credits This Period Year•to-Date Debits This Period Year-to-Date
Securities Securities
Secunties Bought 000 0.00 Securities Bought 000 -1.332 50
Total Securities S0.00 $0.00 Total Securities $0.00 .$1,332.50
Dividends and Interest $117.93 $306.08 Dividends and Interest $0.00 $0.00
Other $0.00 $0.00 Other 10.00 -$1,329.14
Cash Cash
Withdrawals 000 000 Withdrawals .25.000 00 96.895 00
Total Cash $0.00 $0.00 Total Cash .$25,000.00 .$96,895.00
Money Market Funds $0.00 $73,227.50 Money Market Funds $0.00 -$188.15
Total Credits $117.93 $73,533.58 Total Debits .$25,000.00 -$99,744.79
Transactions by Type of Activity
Process'
Settlement
Date Activity Type Description (hastily Price Accrued interest Amaral Currency
Dividends and Interest
05129115 AIONEY M ARXET FUND DWS GOVT CASH INSTL 59.96 LSO
11.1.1 1R.ECEIVED
08130115 MONEY MARKET FUND DWS GOVT CASH INSTL 57.97 USD
INCOME RECEIVED
Total Dividends and interest • UNITED STATES DOLLAR 0.00 117.93
Cash Withdrawals and Deposits
06129115 FEDERAL FUNDS SEAT EASTERN CORP FCL .25,000.00 USD
USD999997
Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 .25,000.00
Total Value of Transactions 0.00 -24,882.07 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAr,
DANIEL SABBA
NEW YORK NY 10154
Pagel ot
nu% it A eE cc P) o S u T n E t I N N u V m IR b G e IN r C Ki F I D G ^ o E pa N per T les I s A L R r ot x rno i e le r n ye d t A r t E w x i c R r n o A l a l T e s n ce t oe ciooNt hicAnohes i = rs la to s ,aa e w h: en 7 s r ro li m t a wa r v o y e v :S e . IOW SOWS
SDNY_GM_00048793
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(j DB-SDNY-0011617
EFTA_0015 9402
EFTA01291147

Deutsche Asset
& Wealth Management wean. maagenan
DAR,. flint ...ale
Mantels Como. Coop
WARM SR* Sou, nei Ac.
Balbmoro, MD 21203
Ova RA NY 10174
Statement Period: 05/0112015 • 0613012015
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Ran: FIRST IN RRST OUT
Default Method for all Other Securities FIRST lk FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount MID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual m arket discount method for all other bond types: Ratable Method
Include market discount in income annually: NO
Electronic Delivery
You have not selected any account coin m unications for electronic delivery. To register and turn off paper comm unicalions. log in to your account or contact your Client Advisor for m ore information
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be ;Sable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, poitical, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnwr.pershinecom/business_continuityhtml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Proxy Vote
Securities not fully paid for m your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or horn U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) win be biled at the rates such agents
use.
Page5 off
‘.
Account hum her Rated Cncellent
19IAlt 11:)1.1 J EPSTEIN VC Go paperless 7CD C20017/AUNICATIORIS e ei t n ta it s h.H v: . 7 0 : •• • • •• •• • • • • • • • • = ••••• WO Av W v. M . S . C IVA MOR A
SDW_GM_000M3794
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) r5RIFI DB-SDNY-0011618
EF'FA_OO1594O3
EFTA01291148

Important Information and Disclosures
(continued)
The Role of Pershing
• Pershing carries your account as cleaning broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its onn operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit vnim.pershing.corn/strength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement. to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Secunties Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is lied.
• Arbitration awards are generaly final and binding; a party's abilty to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action unlit (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City. New Jersey 07399;
Page 6 of?
OBA0 ROIL Account Num tier F I DA p E ap N erl T es I s A L R E O f M v a A e t l e a r e y d l A Y I C R I a N lo r R a C c • A o J W i T I l la ( K O t . C 2 O 0 M 07 M UNICATIONS M ' a Pe = na..• L a a a i y r . . .. . Mu Mae sIC NNW
SDW_Gls4_00048795
6'("E" l" CCIN
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. e) DB-SDNY-0011619
EFTA_00159404
EFTA01291149

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED COPWIRMATIONS FOR TRANSACTIONS WHICH CO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWVY.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING TIE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION PINS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 1307(AX1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TINE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIO‘SLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SEE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTNN LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST N ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THER ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THER BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ME INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF THE ABOVE TERMS AND CCM/ITIONS ME UNACCEPTABLE TO YOU. PLEASE NOTFYPERS-ING IMMEDIATELY IN WRITING BY CERTIFED MAIL TO JERSEY an, NJ Mit ATITt LEGAL DEPT
Page? of?
Accounl Mum bar: Rescue...Hem
DGor pvaprerlieAss L No Y••• 11f.C• 2007 MA et
6j(eEP)STEIN VC UR]
F I O
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ED COMMUNICATIONS AMOY. a ea.*. PIMA WOO 010
SDNY_GM_00048796
CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. DB-SDNY-0011620
EFTA_00159405
EFTA01291150

Deutsche Asset
& Wealth Management
Gnaw[ liana Pr.ie Wog" 14a4atenmi
Weals CoretweG.MP
Devischt Sank Saloon au.
Baltimore. MD 21203
aa+ven. nr 10154
Account Number:
Statement Period: 04 01'2015 -1413012115
Valuation at a Glance
J EPSTEIN VIRGIN ISLANDS This Period Year-to-Date
FOUNDATION INC Beginning Account Value $1,764.499.56 11,837,593.00
et Cash Deposits and Withdrawals C00 .71,895.00
ST THOMAS VI 00802 Adjusted Previous Account Value 1,764,499.56 1,765,698.06
Dividends, Interest and Other Income 54 15 188.15
het Other Activity 000 .1,329.14
A et Chan .e in Portfolio 0.00 436
nding Account Value $1,764,553.71 51,764.553 71
Your Client Advisor: Estimated Annual Income 5188 15
DANIEL SABBA
Asset Allocation
Prior Year•Ead Last Period This Period %Alloration
ISO Cash, Money Funds, and Bank Deposits 1.837.593.08 1.764.199.56 1,764,553.71 100.00% Please revenv your aliocatoi penothcally win your Client Aossor
Account Total 11,131,513.06 11,764,491.50 11,764,553.71 100.00% youAmen is 100% invested in USD Cash. Money Funds. and Bank Deposits
Page 1 of 6
Rated excollal
ODA° ROI.. cAo012$N180CSFF100I18 DGEo rpawperrleIsAs L OA1.1O 'e k a a r l iA 1 T i C n D c• C 2 O 0 M 07 M UNICAT1O116
EXCTI
SDNY_GM 000/8797
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011621
EFTA_00159406
EFTA01291151

For Your Information
On June 5. 2014, the European Central Bank (the 'ECE1') introduced 'negative interest rates'. This negative interest rate applied to an deposits held at the ECB and other credit institutions.
Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and MI reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 andfu 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
M oney Market Fund Detail
Date Activity Type Desorption Amount Balance
Sweep Money Market Fund
DWS GOVERN M ELTSARIINSTI.
Account number Current Yield. 0.04% Activity Endings 04/30/15
04101115 Opening Balance 1.764.49956 1.764.499 56
04130115 Deposit INCOMERBAVEST 54.15 1.764.553 71
04130/15 Closing Balance 91,764,553.71
Total All M oney Market Funds $1,764,553.71
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 54.15 000 188 15 000
Total Dividends, Interest, Income and Expenses 154.15 $0.00 1188.15 10.00
Portfolio Holdings
Opening Closing Awned Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
Money Market
DWS GOVERNMENT CASH INSTL 1,764,553.710 1,764,499.56 1,764,553.71 0.00 138.15 0.04%
Total M oney Market St J64,499.56 $1,764,553.71 $0.00 $188.15
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 NIA
Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00
Total Cash, M oney Funds, and Bank Deposits 91,764,499.56 91,764,553.71 $0.00 $111.15
Page 2 o16
Account IN urn ber Rated Excellent
WIAlt ROL! J EPSTEIN VC DGro ipsapmerlesAs L I 0 v A o t r 6 y A Y R e R s A S T i E nc D e C 2 O 0 M 07 M UNICATIOhtS Mal Vsi= l. "a reer ,.. owl •
RQ
SDNY_GM_00048798
CND'. F I
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11622
EFTA_00 159407
EFTA01291152

Drosoe gam, Pon* wean Ma.zienan
Mweets Corea ge CoWP
0[44%04 Mee Settones
11••• es( Pet 10114
Statement Period: 04/0112015 - 04/3012015
Portfolio Holdings icontinued)
Accrued Estimated
Markel Vain Interest Annual Income
Total Portfolio Holdings $1,764,553.71 $0.00 $188.15
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection CorporaDon.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:thwnv.dws-investments.conVEN/productshuoney-market-funds-yieldsjsp. Please note that au money
market funds listed on the website may not be offered through us.
Activity Sum m ary (All amounts shown are in base tummy)
Cre das lids Period Year.to.Date Debits This Period Year-to-Date
Securities Securities
Securities Sought 0.00 0.00 Securities Bought 0.00 •1.332 50
Total Securities $0.00 $0.00 Total Securities $0.00 -$1,332.50
Dividends and Interest $54.15 $188.15 Dividends and Interest $0.00 $0.00
Other $0.00 10.00 Other $0.00 •T1,329.14
Cash Cash
Withdrawals 0.00 0.00 Withdrawals 0.00 •11,89500
Total Cash $0.00 $0.00 Total Cash $0.00 -$71,895.00
Money Market Funds $0.00 $73,227.50 Money Market Funds -354.15 -$188.16
Total Credits $54.15 $73,415.85 Total Debits -$54.15 -$74,744.71
Page) of 6
Account k um ber: DGroN papIeTrleIsAs L R tv a o te ry d V In a ic s e t 0 S e in n c t e 2007 eatrnelerrarrbrass it trael.e. . Ste MS*
J EPSTEIN VC CNDs .FI "OAaX0AR" R"ATE D COMMUNICATIONS
SDNY_GM_00048799
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DIEt-SDNY-001 1623
EFTA_00159408
EFTA01291153

Transactions by Type of Activity
Process'
Settlement
Date Activity Type Detainnos Dentin Price Maned Interest Mont Cerrenq
Dividends and Interest
0x130,-5 MONEY MARKET FUND CMS GOVT CASH INSTL 54.15 DSO
INCOME RECEIVED
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 54.16
Money Market Funds
04130u5 MONEY MARKET FUND CMS GOVT CASH INSTL INCOME REINVESTED -54.15 USD
REINVESTMENT
Total M oney M aiket Funds • UNITED STATES DOLLAR 0.00 .54.15
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
NEW YORK KY 10154
Your Account Information
Tax Lot Default Disposition M ethod
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Mocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (DID). No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have nol selected any account aim m unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for Midi a price is
not available are marked "NM' and are omitted from the Total.
Page 4 of 6
Account Num ber Rated excellent
MOAB ROLL J EPSTEIN VIC N DS. F I DA p E ap N erl T es I s A L L 0 fa e A e t 1 f r 0 l y i a t Y e e e t N a R C r A S I U i n D ce C 2 O 0 M 07 M UNICATIONS Mar :Pelee et weereraielet; ree.Z."ne en Mae
SDNY_GM_00048800
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0 DB-SDNY-0011624
EFTA_OOI 594O9
EFTA01291154

Deutsche Asset
& Wealth Management
Onisre Banc Prmaie wean maegentra
Myatt Confer COMP
Ceetuhe Gore Smones at.
BalbmorajAD 21203
lisle. PM 101W
Statement Period: 04/01/2015 - 04/3012015
Important Information and Disclosures (continued)
Pricing (conimue0)
THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be retied on for making bwestment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to
VMSI pershing.cornfixisiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Proxy Vote
Semites not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The light to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral to the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC.). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: wenv.pershing.cornistrength_stabifity.html.
Pages of 6
Account A uItmu bet: f<1 F I Rated euelhont
DIIAlt /II/II J EPSTEIN DGon poapTerlIesAs L D ',v A e L r O y A Y R e R ar A Si M nc ) e C 2 O 0 M 07 M UNICATIONS P aMr . i . a .. . sun e . t . w .. e . r .. e . r P al es"e" . • .. O . et s .. o ".. n . . . •ImileSiam.
f Pau VN C
SDW_GM_00048801
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011625
EFTA_00159410
EFTA01291155

Important Information and Disclosures (continued)
The Role of Pershing (continued)
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promplty. but no later than ten days alter receipt of this statement. to
your financial organization and Pershing. Please be advised that any oral communication should be re-conkrned in writing to further protect your rights. including your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very hinted.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award. unless, n an eligible case. a joint request for an explained decision has been submitted by an parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible fa arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399;
Page 6 of 8
vc
Account A umber: Rated Excellent
Go paperless Every Yee, Sem* 2007 MM n ea NeareltVermie"w l MN SAM
J EPSTEIN F I DAENTTAL E 0A X 1 C B T A II R R 4 R C A T T ED COMMUNICATIONS ores, on genre nay Mule =PC
SDNY_GM_00048802
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEI-SDNY-001 1626
EFTA_0015941I
EFTA01291156

Deutsche Asset
& Wealth Management
Gnaw e Banc Prrosie WNW/ Maatentm
Nieetts Covent Cto•P
CetIscht S&P Smoms Mc.
Baltimore. MD 21203
Account Number:
Statement Period: 03/0112015 - 03/31/2015
Valuation at a Glance
J EPSTEIN VIRGIN ISLANDS This Period Year-to-Date
FOUNDATION INC Beginning Account Value 11,109,348.51 11,837,593.06
Net Cash Deposits and Withdrawals -44.895.00 .71.895.00
ST THOMAS VI 00802 Adjusts Previous Amount Value 1,784,453.51 1,765,098.06
Dividends, Interest and Other Income 46 02 131.00
Net Other Activity 000 •1.329.11
het Chan e in Portfolio 0.00 1.38
nchng Account Value 51.764,499 56 51,764,499.5E
Your Client Advisor: Estim ated Annual Income 5134 00
DANIEL SABBA
Asset Allocation
Prim Yearad Last Period This Period % Allocation
1..SI) Cash. Money Funds. and Bank Deposits 1.831.593.08 1.809.348.54 1.784.499.58 100.00% Please review your allocatol
Account Total 11,831,513.06 11,009,340.51 11,161,199.50 100.00% YouAG:omit is 100% invested in USD Cash. Money Funds. and Bank Deposits.
Pagel oil
0
Go paperless . t Rated Cm.ollont
()pan ROLL A0098929CSF10023 e t ` r n ay Y ea P r A u M m / . C 2 O 0 M 07 M UNICATIONS oattUalharsneta wa a t Ceets.=
CONFIDAENTIAL I feel
SDNY_GM_00048803
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0011627
EFTA_00159412
EFTA01291157

Money Market Fund Detail
Date Activity Type Description Amount Solana
Sweep Money Market Fund
DWS GOVERNMENT CASH INSTI.
Account Number Current Yield: 0.03% Activity Ending: 03131115
02/28116 Opening Balance 1209,348.54 1,809,318.54
03124115 Withdrawal MONEY FUND REDEMPTION .2.000.00 1,801,348/4
03127115 Withdrawal MCA EY FUND REDEMPTION .2,89510 1,804,45334
03130115 Withdrawal MONEY FUND REDEMPTION -30,000.00 1,774,453.54
03131115 Withdrawal MONEY FUND REDEMPTION -10,000.00 1,764.453.54
03131115 Deposit INCOME REINVEST 46.02 1.764.499.56
03131115 Closing Balance 91,761,199.50
Total All Money Market Funds 11,764,499.56
Income and Expense Summary
Uncut Period Year-to-Date
Taxable Noe Taxable Taxable Non Taxable
Dividend Income
Money Market 46.02 0.00 134 00 0 00
Total Dividends, Interest, Income and Expenses 346.02 10.00 $134.00 $0.00
Portfolio Holdings
Opening down Accrued Income 30-Day
Oesaiption Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
Money Market
OW S GOVERNMENT CASH INSP. 1,761,199.560 1,809,318.54 1,764,499.56 0.00 131.00 0.03%
Total Money Market 11,809,318.51 $1,764,499.56 $0.00 $131.00
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 NIA
Total FDIC Insured Bank Deposits $0.00 $0.00 90.00
Total Cash, Money Funds, and Bank Deposits 11,809,348.51 $1,764,499.56 90.00 9134.00
Accrued Estimated
Market Value Interest Anent Income
Total Portfolio Holdings 91,764,499.56 $0.00 9131.00
Page 2 on
OFIAll I 6 A J(eE cc :S o T u E n I l N N u v m i ber Go paperless R L O — A o S t y O h A Y E R e x c R a e , A l S l T e i E n n c D t e C 2 O 0 M 07 M UNICATIONS
F I DraTTAL [)tall/NQ
SONY_GM_00018804
0 1\
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 11628
EFTA_00159413
EFTA01291158

Deutsche Asset
& Wealth Management
0...awe gam, Pootie vftsen Ma.zienan
Mweets Lonna COMP
Dtoisthe Mit Smoak, Mt.
Balbmoro. MD 21203
IYaen tet 101W
Statement Period: 03/0112015 - 03/31/2015
M essages
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporabon.(SIPC).
disclosure of rates for DWS money market funds, please visit the DWS Investments website at https/Awnv.dws•investrients.conVEN/products/money-madret-hmdslields.pp. Please note that all money
For
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, It is possible to lose money by investing In a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Summary (All amounts sham are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Securities Securities
Secunbes 000 0.00 Secunties Bought 0 00 -1.332.50
Total Securities 90.00 $0.00 Total Securities $0.00 -$1,332.50
Dividends and Interest 946.02 $134.00 Dividends and Interest $0.00 $0.00
Other $0.00 Woo Other Woo -$1,329.14
Cash Cash
Withdrawals 000 Withdrawals .44.895 00 -71.895.00
0.00
Cash $0.00 Woo Total Cash ,114,695.00 -$71,895.00
Total
Money Market Funds $44,895.00 $73,227.50 Money Market Funds -$46.02 -$134.00
Total Credits $44,941.02 $73,361.50 Total Debits -$44,941.02 -$74,690.64
Transactions by Type of Activity
Process!
fflemenl
Date Actiot) Type Desalplioe OvenUty Price Mused Interest Mont Wrrency
Dividends and Interest
03131115 MOhEYN AFOtEr FUND DWS GOUT CASH INSTL 46.02 USD
INCONE RECEIVED
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 46.02
Page 3 of I
Account h um ber: tray
IniAlt ROLL F I Dn Pa T Pe I rle A ss L 0 tr 0 a . y 1 0M Y / t o W P n A I S M en ) t o C 2 O 0 M 07 M UNICATIONS • ea • t • ti • o •• s • a •• L A e m t s o e s r s e o a n s o s w it W t il r e o lr • e O "o C w nINSnrn
SDNY_GM_00048805
6'(")"El"COICI
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. e DIEt-SDNY-001 1629
EFFA_00159414
EFTA01291159

Transactions by Type of Activity
(continued)
Process?
Settlement
Date Adivit T pe Deni roe Gan Price Actrued 'atonal Amount Curren
Cash Withdrawals and Deposits
03124115 FEDERAL FUNDS SENT DANK OF ANEW& NA -2,000.00 USO
US0999997
03127115 FEDERAL FUNDS SENT FAIRWINDS CREDIT UNI 4,895,00 USD
US0999997
03130115 FEDERAL FUNDSSENT BANK OF AM ERICA, NA -30,00000 USO
LS0999997
03131115 FEDERAL FUNDS SENT TO BANK. NA 4000000 USD
US0999997
Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -44,895.00
Money Market Funds
03124115 MONEY FUND REDEMPTION CMS GOVT CASH INSTL 2.000 00 USO
USD999997
03127115 MONEY FUND REDEMPTION OWSGOVT CASH INSTL 2 895 00 USD
US0999997
03130115 MONEY FUND REDEMPTION OWSGOVT CASH INSTL 30.000 00 USO
US0999997
03131115 MONEY FUND REDEMPTION OWSGOVT CASH INSTL 10,000 .00 USO
US0999997
03131115 MONEY MARKET FUND DWSGOVTCASH INSTL INCOME REINVESTED -46.02 USO
REINVESTMENT
Total Money M arket Funds • UNITED STATES DOLLAR 0.00 44,848.98
Total Value of Transactions 0.00 0.00 USO
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DA IEL SABBA
L
EW YORK AY 10154
Page 4 of 7
LMAB ROLL A eE cc P) o S u T n E t I A N u V m IM be » r . Go paperless R O tw A aa S t«e y. ekxmtl N l n e Ao n c t o c2 O O M O M 7 UNICATIONS aditrmi..• ....rtnt ~is.
SONY GM 00048806
CK/ F D AENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. CRIM. P. 6(j DB-S6NY:0011630
EFTA_00159415
EFTA01291160

Deutsche Asset
& Wealth Management
bawl. Ikon Podia Vwele manenim
matins Cowen, Comp
Ceduht Mot Se„ race Mt.
Balbmoro, MD 21203
illre week NV 10114
Statement Period: 03/0112015 - 03131(2015
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IA FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (OID): No
Am ortue premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account rem • unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "WA' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant. A capital gain or return of pmicipal may be included in the figures for certain securities, thereby overstating them. Refer to
iwnv.pershing.cornfbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distnbutions. Money Market Fund dividend income, Bank Deposit interest income, dividends for other securities shown on your statement may have been reinvested. You via
or
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your amount. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, rained a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Pages of?
()RAH Kali A J E cc P o S u T n E t I N h u V m I b C ier IC S, paperless R I p v e a e t e e r n y d v E e u e P * r A 4 1 V n 1 E t u D e C 2 O 0 M 07 M UNICATIONS * ea s tr w la a s p e s • h • w •• a •• 4 w • e 4 t 4 1 4 1 ‘. 1 w = o 0 e : a o m" n e e.111•NVI•014.0
N F I DAEISITIAL. f MCIIIINCS
SDNY_GM_00048807
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0011631
EFTA_00159416
EFTA01291161

Important Information and Disclosures
(continued)
The Role of Pershing
• Pershing carries your account as cleaning broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial urstrtttron without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit WAW.pershing.ccintstrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confoned in writing to further protect your rights, including your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled.
• Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very kilted.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim, in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until (lithe class certification is denied; (II) the class is decedified; or (III) the client is excluded horn the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City. New Jersey 07399:
Page 6 et?
Account Humber: Rated Excellent
DINO ROU. J EPSTEIN vCI O'nD . F I D G ^ o E pa N per T les I s A L r L °M v x e A c ry M r Y A i e l a M i r N U Si D m a * C 2 O 0 M 07 M UNICATIONS ; A rn n onu0. e e l u A e m me v , e •• r • M IA e o = n e ee t em"e nAMV Mee.
SDNY_GM_00048808
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011632
EFTA_00159417
EFTA01291162

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT MID RISK SHALL BE BLOCK POSITONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS, CUSTOMS, USAGES. RULINGS AND TRANSACTION YOU MAY MAKE, PERSHNG MAY HAVE A POSITION IN SUCH SECURITIES, WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FNANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DUALS
• TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHNO.COM.
STATEMENT. F SO. TIE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES:
TRANSACTIONS KIST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. WY/W.PERSHING.COMMUSINESS_CONTINURY.HTML
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATOR RISS-
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. RULE 1O7(A)(1)-(2))
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
FROM TIME TO TIRE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBNED STATEMENT OF WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR CONVERSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
INSPECTION UPON REQUEST. BEST ECCUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
TAX INFORMATION FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE.
COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE, AND TO EXECUTE THEM AT OR BETTER THAN
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTORS SHOWN ON THIS STATEMENT WERE CLASSIFIED QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVOE
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
GENERAL INFORMATION.
• PERSHING DOES NOT PROVOE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ME INDEBTED TO PERSHING LLC ('PERSHNG') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU 04 ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHNG. AND PERSHNG MAY IN ITS DISCRETION AT MY TIME. VY IT MOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF, WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER TIM YOUR LIABILITIES TO PERSHNG. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF DIE ABOVE TERMS AND CCM:HO0KS ARE UNACCEPTABLE TO YOU. PLEASE NOTFY PERS-LNG IMMEDIATELY IN WRITING BY CERTIFIED LOS TO JERSEY CITY NJ 07399. ATTN LEGAL DEPT
Page 7 of 7
Accounl M umber:- Kited Excellent
paperless
Go V...191^4. 2007
J EPSTEIN DAENTIAC-- FIAtlhlr epriCO COMMUNICATIONS
F I
SDNY_GM_OOO488O9
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Vitra Ci l4R1 DB-SDNY-0011633
EFTA_00159418
EFTA01291163

Deutsche Asset
& Wealth Management
[dais.[ San. Pewee death Mauteum
Weals teredde Cut
Deana. Sn 141- *el Mt
Balbmoro, MD 21203
w"*. SY 101%4
Account Number:
Statement Period: 02/0112015 - 02/28/2015
Valuation at a Glance
J EPSTEIN VIRGIN ISLANDS This Period Year-to-Date
FOUNDATION INC Beginning Account Value $1,812,636.01 $1,837,593.06
et Cash Deposits and Withdrawals •2.000 00 .27,000.00
ST THOMAS VI 00802 Adjusted Previous Account Value 1,810,638.01 1,810,593.06
Dividends, Interest and Other Income 41 67 87.98
Net Other Activity .1.329 14 •1.329.14
het Chan e in Portfolio 0.00 -3.36
nding Account Value 51,809,348.54 51.809.348 54
Your Client Advisor: Estim ated Annual Income 587 98
DANIEL UNA
Asset Allocation
Prior Year-End last Period This Period % Allocation
LW Cash, Money Funds and Bank Deposits 1,837,593.06 1,811,306.87 1.809.348.54 100 00% Please review your allocation
hon.I., SD Cash. Money Funds. and Bank Deposits 0.00 1.329.14 0.00 0.00% Your Account is 100% invested in USD Cash. Money Fur4s. and Bank Deposits.
Account Total 81,837,593.06 51,812,636.01 $1,809,348.54 100.00%
See the Asset Aitocation Disclosure and Footnotes section for important information regarding your Asset Asocahon.
Page lot?
00A0 ROIL cAo00077 N69CSFI0F016 oGro apapnerleAss L R L O o a A w t S e O y d A e E R a u R u e A u S T n l E u t D e C 2 O 0 M 07 M UNICATIONS Mon
!dal IENCIE
SDW_GM_OOO4881O
CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0011634
EF1'A_00159419
EFTA01291164

Asset Allocation Disclosure and Footnotes
Al values are displayed in U.S. dollars based on interbank exchange rates as of 02/28,2015. Exchange rates can vary.
For Your Information
On June 5, 2014, the European Central Bank (the ICS') introduced 'negative interest rates'. This negative interest rate applied to a deposits held at the ECB and other credit institutions.
Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge All be -.20% (20 basis points). and wid reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest will be repotted on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table
Currency
Currency USD Equivalent per USD
BRITIS- 1 5452 0.6471
Exchange rates are based on interbank exchange rates as of 02/28/2015. Exchange rates can vary.
Money Market Fund Detail
Date AzA.[Ii Type Description Amount Balance
Sweep Money Market Fund
DV/ 5 GOVERNM STL
Account ti um ber.1.1 1 Current Yield 0.03% Activity Ending: 02127115
01/31/15 Opening Balance 1.811.306.87 1,811,306.81
02/19115 Withdrawal MONEY FUND REDEMPTION -2,004 01..0607 1,809,306.87
02/27115 Deposit INCOME Rai/EST 1,809,348.54
02127115 Closing Balance 91,809,348.54
Total All Money Market Funds 11,809,348.54
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 41.67 0.00 87.98 0.00
Total Dividends, Interest, Income and Expenses 941.67 $0.00 987.98 90.00
Page 2 °IT
Account Number: r R OV ate le d it [ ir . t . r . l l lau e An nt D COMMUNICATIOhtS
Minn Go piperless t rosy 'fan W.C• 2007
J EPSTEIN VICONN
F I DAENTIAL
SDNn'_GM_00048811
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011635
EFTA_00159420
EFTA01291165

Deutsche Asset
& Wealth Management
0...awe gam, Ponie wean Ma.zienan
hOtatts Cornet G,C,P
Dtsischt Sant Seurneimc
Baltimore. MD 21203
Statement Period: 02/01/2015 • 02/28/2015
Portfolio Holdings
BRITISH POUND
Opening Closing Accrued 30.Day
Description Quantity Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 885.09 0.00 GBP
0.00 USD
Total Cash, Money Funds, and Bank Deposits 885.09 0.00 GBP 0.00
0.00 USD 000
Accrued
Markel Vale Currency Interest
Total BRITISH POUND 0.00 GBP 0.00
0.00 LSD 030
U.S. DOLLARS
Opening Closing Accrued Income 3I•Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits
Money Market
DWS GOVERN M BIT CASH INSTL 1,809,318.610 1,811,308.87 1,809,318.61 1.49 87.98 0.03%
Total Money Market 31,811,306.87 $1,809,318.61 $1.49 $87.98
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 NM
Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00
Total Cash, Money Funds, and Bank Deposits $1,111,306.87 $1,809,348.51 $1.49 587.98
Accrued Estimated
Market Value Interest Pawl Nome
Total U.S. DOLLARS 51.809.348.54 $0.00 $87.98
Imaged Molted
Market Value Inbred Penal lawn
Total Portfolio Holdings - U.S. 51,809.348 54 $9.10 $87.98
DOLLARS
Page 3 on
Account hum ber
Go paperless levy Yea. Since 2007
0140Aft RATCD COMMUNICATIONS
F IDncTIAL IONCl
SDW_GM_OOO48812
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6.; e " )"El"CON [Mal DB-SDNY-0011636
EF1'A_00159421
EFTA01291166

Holdings Summary by Currency
Currency Cash Total by Currency
BRITISh POUND 0 0 GBP
U.S. DOLLARS 1 809,348 1.809.348 LSO
Total USD Equivalent 1,809,348 1,809,348 USD
% of Allocation 100.00% 100.00%
Messages
Federal Deposit Insurance Corporation IFDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at htlps://vAvw.dws-investrnents.conVEN/products/money-rnarket-funds-yieldsjsp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Sum mary (AI! amounts shown are In base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Dale
Securities Securities
Securities Bought 000 0.00 Securities Bought 0.00 -1,332.50
Total Securities $0.00 $0.00 Total Securities $0.00 .$1,332.60
Dividends and Interest $41.87 $87.98 Dividends and Interest $0.00 $0.00
Other $0.00 $0.00 Other -$1,329.14 -$1,329.14
Cash Cash
Withdrawals 000 0.00 Withdrawals -2.000.00 -27,000.00
Total Cash $0.00 $0.00 Total Cash -$2,000.00 ,127,000.00
Money Market Funds $2,000.00 $28,332.60 M oney M arltet Funds -141.67 .187.98
Total Credits 12,041.67 $28,420.48 Total Debits -$3,370.81 ,129,749.62
Transactions by Type of Activity
Process/
Settlement
Date Actmly Type Description Ouantfty Price Accrued Interest Amovel Currency
Dividends and Interest
02/27/15 MOINEY M NMI RIND OWS GO VT CASK MST'. 41.67 USD
INCOME CEIVED
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 41.17
Page 4 °IT
Account hum ber Rated Excellent
MOAB ROIL J EPSTEIN VCCK D I . F I D G A O p E ape N rles T s IAL, E 0. v 0 e 4 s 0 , A Y R e a R s A S T l E e 0 w. C 2 O 0 M 07 M UNICATIO116
SDNY_GM_00048813
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) "crligNa DB-SDNY-00 11637
EFTA (117 159422
EFTA01291167

Deutsche Asset
& Wealth Management
Draw ie Sam Pr.* W,.10 Magagentm
Matt I oreFIV
IX...Wig Sank Saloon Mt.
"SOS
Baltimore. MD 21203
Statement Period: 02/01/2015 -0212812015
Transactions by Type of Activity (continued)
Proassi
Settlement
Date Activity Type Desaiption Chantal/ Price Accrued Interne' Amami Currency
Other Transactions
02102115 OUTGOING NON USD CURRENCY OUTGOING NON LSD CURRENCY WIRE BRITISI- POUND •885.09 GBP
WIRE STERLING 4,329.14 USD
GBP999997 Exchange Rate 1 5017
Total Other Transactions • BRITISH POUND 0.00 485.09
Total USD Equivalent 0.00 .1,329.14
Cash Withdrawals and Deposits
02119115 FEDERAL FUNDS SENT BANK OF AMERICA. NA -2.000.00 USD
USC1999997
Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -2,000.00
Money M arket Funds
02119115 MONEY FUND REDEMPTION 'MSGOUTCASH INSTL 2.000.00 USD
050999997
02/27/15 MONEY MARKET FLND °WSGOUTCASH INSTIL INCOME REINVESTED -41.67 USD
R IN STMEAT
Total Money Market Funds- UNITED STATES DOLLAR 0.00 1,951.33
Total Accrued Interest Total Anent
Transaction Summary Total Accrued Interest Total Amount Currency USD Equivalent USD Equivaleel
BRITISI• POUND 000 .695.09 GBP 0.00 •1,329.14
UNITED STATES DOLLAR 000 000 USD 0.00 0.00
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
IMNIEL SABBA
NEW YORK NY 10154
Page 5 a I
MIAS ,ROLL A JE c P co S u T n E t I N N u V m I b C er: CnS D6 E- ° PNareTrleIssA R l O iv a N e t L e l B y d A Y If R . e . R . a I , A S S T M i C n c O e C 2 O 0 M 07 M UNICATIONS ...,- Yi
N F I )14711M CI
SDNY_GM_00048814
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DES-SDNY-00 11638
EFTA_00 159423
EFTA01291168

Your Account Information
Tax Lot Default Disposition Method
Default Method for kl utual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST lk FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (OM: No
Am odic premium on taxable bonds based on Constant Yield Method: Yes
Accrue market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have nal selected any account *pin m unit:Won, for electronic delivery. To register and turn off paper communications. log in to your account or contact your Oren' Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for winch a price is
not available are marked "NIK and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers beheved to be rehable, however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future econonic, political, and busness conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for ceitain securities, thereby overstating them. Refer to
vnwv.pershing.corrybusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wi
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Proxy Vote
Securities not tut), paid for in your margin account may be lent by Pershing to itself or others in accordance we the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or ornissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. tt acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
Page 6 off
Account Number: Rated excellent
DOA° It011 F I D G A o p E ap N erl T es I s A L [ M ', M ve T T ry h h Y I I e N N a • C C W .C• C 2 O 0 M 07 M UNICATIONS •••••••••AC avaernS. Mae •00 MS*
SDNY_GM_00048815
R. R. 67 8" CO I4R1
CONFIDENTIAL — PURSUANT TO FED. CRIM. ( DB-SDNY-001 1639
EFTA_00159424
EFTA01291169

Deutsche Asset
& Wealth Management
0...awe gam, Pootievftsin Ma.zigenan
Mweets ConfateComP
DtaistheSarli Sefton, hic.
Balbmoro, MD 21203
*west IW 101W
Statement Period: 02/01/2015 • 02/2812015
Important Information and Disclosures (continued)
The Role of Pershing (corninued)
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at Ali other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
a description of other functions performed by Pershing please consul the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
• For
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCt). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vmw.pershing.com/strength_stability.Mml.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershlig. Please be advised that any oral communication should be reconfirmed in writing to further prated your rights, including your rights under the Securities Investor
Protection Act
• Your financial organization's coot n an be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbittation Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed
• Arbitration awards are generaly final and Wiling; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action unfit; (lithe class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399;
Page? of?
MIA° R011 Account Aumbec Gno pcapTerleIsAs L R 0 t— A at lO e y d A Y [ R .. o . R l n e A n W M t K ) . . C 2 O 0 M 07 M UNICATIONS e -"t rn r e . w I oa • c e , • tr • e • e • e •• w ta e v t o & n VI . Z t am O e r s m te ic e in MEV 1•04•11
F I D EXt7IIIINer
SDNY_GIN 00048816
6.;","El"COn
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. e DB-SDNY-001 1640
EFTA_OO159425
EFTA01291170

Deutsche Asset
& Wealth Management
Draisee San, le Wealth maagentm
resewPr.mCaovent Coop
Ce.tsc he Ma Settones
Balbrnore, MD 21203
lisle* NY 101W
Account Number:
Statement Period: 01/01/2015 - 01/31/2015
Valuation at a Glance
J EPSTEIN VIRGIN ISLANDS This Period Year-to-Dale
FOUNDATION INC Beginning Account Value 11,837,593.08 $1,837,593.08
el Cash Deposits and Withdrawals •25.000.00 .25.00000
ST THOMAS VI 00802 Adjusted Previous Account Value 1,812,593.08 1,812,583.05
Dividends, Interest and Other Income 46 31 46 31
hi et_ Change in Portfolio •3.36 -335
nding Account Value 51 812.636 01 $1,812,636.01
Estim ated Annual Income 546 31
Your Client Advisor:
DAMEL SABBA
Asset Allocation
Pilot Year•End Last Period This Period % Allocation
USD Cash, Money Funds and Bank Oeposie 1,837,593.06 1.837.593 06 1.811.306.87 99 93% Please review your allocation
hon4JSD Cash. Money Funds. and Bank Deposits 0.00 000 1,329 14 0.07%
Account Total 01,837,593.06 81,6 37,593.06 11,812,636.01 100.00%
See the Asset Allocation asclostire and Footnotes section for important information regarding your Asset Allocation.
Paget of 7
,JINN n<>li A0118684CSF3001, Go paperless
R
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. C 2 O 0 M 07 M UNICATIONS
CONFIDAE1SITIAL "a"`"a
SDNY_GM_000418812
CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0011641
EFTA_00159426
EFTA01291171

Asset Allocation Disclosure and Footnotes
Al values are displayed in U.S. dollars based on interbank exchange rates as of 01/31/2015. Exchange rates can vary.
For Your Information
On June 5, 2014, the European Central Bank (the Tail introduced 'negative interest rates'. This negative interest rate applied to al deposits held at the ECB and other credit institutions.
Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and val relied on your account
statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
Currency Posing Mount in
Currency USD Equivalent per USD grreeq Balance Base Currency USD
BRIM- POO,: 1.5017 0.6659 BRITISH POUND 885.09 1.329.11
Total Global Cash Balance 31421.11
Exchange rates are based on interbank exchange rates as of 01/31/2015. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Desaiption Mount Balance
Sweep Money Market Fund
DM G0VERNM NSTI
Account h um ber Current Yield: 0.03% Activity Ending: 01/30115
01101/15 Opening Balance 1,837,593.06 1,837,593.06
01107/15 'Withdrawal MONEY RIND REDEMPTION -25,000.00 1,812,593.06
01130/15 Withdrawal MONEY FUND REDEMPTION -1.332 50 1,811,250.56
01/30/15 Deposit INCOMERBNYEST 46.31 1 811 306.8T
01(30115 Closing Balance $1,111,308.87
Total All Money Market Funds S1A11,300.87
Income and Expense Summary
Current Period Year-to-Date
Taxable Noe Taxable Taxable Non Taxable
Dividend Income
Money Market 46.31 0.00 46.31 0.00
Total Dividends, Interest, Income and Expenses 348.21 50.00 548.31 50.00
Page 2 of I
Account h umber: ate 141
Go paperless R d (11001'12•^°' 2°°7 •a ttin ertarbralloVersek .' e aI .v • m.
J EPSTEIN VC Sr OA113Aft PAUL, COMMUNICATIOhtS
SDNY_GM_00048818
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011642
EF1'A_00159427
EFTA01291172

Deutsche Asset
& Wealth Management
(*.awe Mn, PootieWealh Mamtentne
Mvatts I (Newt G,C,P
DtsisO4 Sant Seiterimc
Baltimore. MD 21203
VW*. 'Set itY 101:4
Statement Period: 01/0112015 - 01131/2015
Portfolio Holdings
BRITISH POUND
emelt% Closing Accrued 30•Day
Description Quantity Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 0.00 886.09 GBP
1,329.14 USD
Total Cash, Money Funds, and Bank Deposits 0.00 886.09 GBP 0.00
1,329.14 USD 0 00
Accrued
Market Valve Curreacy Interest
Total BRITISH POUND 885.09 GBP 0.00
1.32914 USD 003
U.S. DOLLARS
Opening Closing Accrued Income 36.Day
Description Quality Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits
Money Market
DW S GOVERN M ENT CASH INSTL 1,811,306.870 1,837,593.06 1,811,306.87 1.49 46.31 0.03%
Total Money Market $1,837,593.06 $1,811,308.87 $1.49 646.31
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 N/A
Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00
Total Cash, Money Funds, and Bank Deposits $1,837,593.06 $1,811,308.87 $1.49 $46.31
Accrued Estimated
Markel Valve Interest Mnual Income
Total U.S. DOLLARS $1,811,308.87 $0.00 646.31
Accrued Estimated
Markel Valve Interest Mnual Income
Total Portfolio Holdings - U.S. 11,817,536.01 $0.00 $48.31
DOLLARS
Page) *IT
00Ati ROn. Account Num ber F I D G ^ o E pa N per T les I s A L [ ' e O , M v v A e e a l r r 0 l y y A Y I e R O x e N c R n o C A l S l I T o I i C n n c D t e C 2 O 0 M 07 M UNICATIONS
SDNY_GM 00048819
j""I" CON
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1643
EF1'A_00159428
EFTA01291173

Holdings Summary by Currency
Currency Cash Total byarres,
BRITISh POW, 0 885 885 Ger
U.S. DOLLARS 1.811,308 1,811,306 USD
Total USD Equivalent 1,012,038 1,812,036 USD
% of Allocation 100.00% 100.00%
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds. please visit the OWS Investments website at httpsfiw+wrdws-iwestments.coriVEN/products/money-market-funds-yields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Important Reminder for Pershing's 2014 IRS Forms 1099 (8, DIV, INT, OID and MISC): As a reminder, by February 17, you will receive either your 1099 form or a special Pending 1099 Notice. The Pending 1099
Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of
your 1099 form Your 1099 MI be mailed no later than March 16, 2015.
Activity Summary (M amounts shown are In base tenancy)
Credits This Period Year-to-Date Debits This Period Year-t-oDate
Securities Securities
SecJr ties .1:Lot 000 0.00 Securities Bought -1,332.50 -1,332.50
Total Securities $0.00 $0.00 Total Securities -$1,332.50 -$1,332.50
Dividends and Interest $46.31 $40.31 Dividends and Interest $0.00 $0.00
Cash Cash
Withdrawals 000 0.00 Withdrawals -25,000.00 -25,000.00
Total Cash $0.00 $0.00 Total Cash -$21,000.00 -$25,000.00
Money Market Rinds 026,332.50 $20,332.50 Money Market Funds -140.31 -048.31
Total Credits $26,378.81 $20,378.81 Total Debits -$21,378.81 .$28,378.81
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A: :100 SICSF3C I 00A0 ROLL Account Number: GO paperlese R E 0 v a 134/ e t 1 e r 0 y d A Y t R w e a R o • A l l S e T i n E nc D t e C 2 O 0 M 07 M UNICATIONS weftt.-..3r
FI D rISITIAL [Mal Ift.<1
SONY_GM_00048820
6i:7 "1" Ce%
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. e DB-SONY-0011644
EFTA_00 I 59429
EFTA01291174

Deutsche Asset
& Wealth Management
0nalscle Banc Conniewean maagenan
M•16 COMM* CoMP
Ceell0ve BM Sectont,
Baltimore. MD 21203
Statement Period: 01/01/2015 • 01/31/2015
Transactions by Type of Activity
Proceed Trade/
Settlement Trassadion
Date Date Adi v T Demi ion COantit Price Accrued Interest Amount Current
Sear rides Bought and Sold
01130115 0109115 PURCF ASO BRITISH POUND 885.090 1 5355 -1 332 5: LSD
Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 4.332.50
Dividends and Interest
01130/15 MONEY MARKET FUND DWS GO VT CASF INSTL 46.31 DSO
INCOME RECEIVED
Total Dividends and interest • UNITED STATES DOLLAR 0.00 46.31
Cash Withdrawals and Deposits
01107115 FEDERAL FUNDS SENT WELLS FARGO BANK, NA -25.000.00 LSD
LIS0999992
Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -25,000.00
Money Market Funds
01107115 MONEY FUND REDEMPTION CMSGOVT.CASH INSTL 25.000.00 USD
USCI999997
01130115 MONEY FUND REDEMPTION OWS GOVT. CASH INSTL 1.332.50 USD
US0999997
01130115 MONEY MARKET FUND CMSGOVT.CASH INSTL INCOME REINVESTED -46.31 USO
REINVESTMENT
Total Money Market Funds • UNITED STATES DOLLAR 0.00 26,116.19
Total Value of Transactions o.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
pARIEL SABBA
NEW YORK NY 10154
Page 5 ol T
.18O4CSF:' DOA° ROll Account Nu t mb u er: n F I D G A o p E ap N erl T es I s A L R E E 0 M v A a e C t l e r e 7 y d 1 a Y e l x t e c R R n o A A l 1 ia T e . C n n t 0 t • C 2 O 0 M 07 M UNICATIONS 1A tuc. save• •••00, Wile SOO
SDNY_GM_00048821
6: El:STEIN
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011645
EFTA_00159430
EFTA01291175

Your Account Inform ation
Tax Lot Default Disposition ,Method
Default Method for Mutual Funds FIRST Ik FIRST OUT
Default Method for Stocks in a Dividend Reinvestm enl Plan: FIRST lk FIRST OUT
Default Method for all Other Securities FIRST lk FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (OID): ko
Amortize premium on taxable bonds based on Constant Yield Method: Yes
AccruS market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have nal selected any account cam. unications for electronic delivery. To register and turn off paper corn m unications. log in to your account or contact your Oienl Advisor for m ore information.
Important Inform ation and Disclosures
Pricing
This section includes the net market value of the secuntles in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for winch a price is
not available are marked "NIA' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable, however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for cedain securities, thereby overstating them. Refer to
vonv.pershing.correusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wit
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order now.
Proxy Vote
Securities not fully paid for in your margin account may be tent by Pershing to itself or others in accordance we the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Rote of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. ft acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the resul of securities transactions it processes.
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Account Number: Rated excellent
• DOA° R011 Go paperiess L 0 v A e lO ry A Y R e R a, A S T i C nc D e C 2 O 0 M 07 M UNICATIOld *atnnin etiaZZ:a.os"s:0 •'1•:0•1•0 •••MEV MIS*
F I DAENTIAL )101I ONCI
SDNY_GM_00048822
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1646
EF'FA_00159431
EFTA01291176

Deutsche Asset
& Wealth Management
Dreisoe gam Pewee vftsen Maelgenne
Mieetts Corral* COMP
Dtasc he Mt Stories kit.
Balbmoro, MD 21203
Newest WI 10114
Statement Period:01/01/2015 • 01/31/2015
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other nquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• Fa a description of other functions performed by Pershing please consul the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC6). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC lames. For more detailed information please visit: vmve.pershing.com/strength_stability.Mml.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includng unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your fniancial organization and Pershng. Please be advised that any oral communication should be re•confamed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act
• Your financial organization's coot n an be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled.
• Arbitration awards are generally final and binding; a party's abibly to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LAC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class veto has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing US, Legal Department, Jersey City, New Jersey 07399;
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Account h umber: Go paperless Rated excellent
ellAlt P. `I F I DAENTIAL , L Ox r Aa ee e1 y O Y 'e, e tN a Ra r A la W nc ) e C 2 O 0 M 07 M UNICATIONS N e e n w e t e w e e n a s e m w ar e ro r w va n n a e te a s re t v • u C e e: e. s we in en C " pip
SDNY_GM 00048823
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CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1647
EFTA_00159432
EFTA01291177