EFTA01291029.pdf

Deutsche Asset
& Wealth Management
Draisee Sam PoeticW.1M Maatenmil
Mitatt CO•MICIG.MP
Dt•ISIN Sank Setioneint
Mr. *A Once
PO. Boa 1778. Baltimore. MD 21203 La Pet ASS,. Halbet
Fern RAM IP14
)1.14:91,
Account Number:
Statement Period: 12/0112014 - 12/31/2014
Valuation at a Glance
J EPSTEIN VIRGIN ISLANDS This Period Year-to-Dale
FOUNDATION INC Beginning Account Value $1,865,040.12 $0.00
6100 RED HOOK QUARTER 53 el Cash Deposits and Withdrawals 000 1.864.730 29
ST THOMAS VI 00802 Adjusted Previous Account Value 1,865,040.12 1,884,730.29
Dividends, Interest and Other Income 46 82 515.29
Tots Taxes Withheld 0.00 .137.57
het Other Activity .27.615.04 .27.615.04
het Change in Portfolio 121.16 100.09
Your Client Advisor: nding Account Value 51.837,593 06 51,837,593.06
DAhlEt. Mean Estim aled Annual Income 5551 80
Asset Allocation
Prior Year-&d Last Period This Period % Allocation
LSD Cash, Money Funds and Bank Oeposits 0.00 1.837.546 24 1.837.593.06 100 00% Please revrtnv your allocation
kon4.• SD Cash. Money Funds. and Bank Deposits 0.00 27.493 88 0.00 0.00% Your Account is 100% invested in USD Cash. Money Funds, and Bank Deposits.
Account Total $0.00 $1,865,040.12 $1,837,593.06 100.00%
See the Asset Allocation Declasses and Footnotes section for important information regarding your Asset Mocation.
Page 1 of 10
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SDNY_GM_00048675
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011499
EFTA_00159284
EFTA01291029

Asset Allocation Disclosure and Footnotes
Al values are displayed in U.S. dollars based on interbank exchange rates as of 12/31/2014. Exchange rates can vary.
For Your Information
On June 5, 2014, the European Central Bank (the ICS') introduced 'negative interest rates'. This negative interest rate applied to a deposits held at the ECB and other credit institutions.
Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and nil reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change n response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table
Currency
Currency USD Equivalent per USD
BRITIS/- POt,ND 1.5590 0.6414
Exchange rates are based on interbank exchange rates as of 12/31/2014. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Desaiption Amount Balance
Sweep Money Market Fund
DWS GOYERNM ENT CASH INSTL
Account h um bet. 0000001493 Current Yield 003% Activity Ending 12/31114
11129114 Opening Balance 1,837,546.24 1.837.546 24
12/31114 Deposit IkCOME RBAVEST 46.82 1 837.593 06
12131114 Closing Balance 11,537,593.05
Total All Money Market Funds $1,537,593.08
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 46.82 0.00 479.05 0.00
Interest Income
Credit Interest 0.00 0.00 0.00 -36.51
FDIC Insured Bank Deposits 000 000 72.75 0.00
Total Dividends, Interest, Income and Expenses $46.82 $0.00 $561.80 -$36.61
Page 2 of 10
Account Aumber: Go paperless t t r r a a y y Yara•Sv.to 2007 •
F I DAENTTAL PALMA RATED COMMUNICATIONS
SONv_Okt_00048676
. ESTEI"Cb ifi
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011500
EFTA_0015 9285
EFTA01291030

Deutsche Asset
& Wealth Management
DralsOe Ban, Poo/lewean roanenan
reran Coottate4,“P
Dettsche INN Sawn..[.
Mrs bri Oita.
PO Bca 1778, Balumore, MD 21203 Pan Si,..,. I•thlIer
Mew In Ire 10114
0111,12.&4I9S
Statement Period: 12/0112014 - 12/3112014
Portfolio Holdings
BRITISH POUND
Openleg Closing Accrued 30-Day
Description Quantity Balance Balance Curing Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 17,659.00 0.00 GBP
0.00 USD
Total Cash, Money Funds, and Bank Deposits 17,659.00 0.00 GBP 0.00
0.00 USD 007
Ao:rued
Markel Value Currency Interest
I
Total BRITISH POUND 0.00 GBP 0.00
0.00 LSD 003
U.S. DOLLARS
Opening Closing Acaued Income 31-Day
Dew lotion Plaudit), Balana Balms Income This Year Yield
Cash, Money Funds, and Bank Deposits
Money Market
DWS GOVERN M ENT CASH INSTL 1,837,693.060 1,037,546.24 1,537,593.06 0.00 479.06 0.03%
Total Money Markel $1,037.546.24 $1,537,593.06 $0.00 $479.05
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 72.75 N/A
Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 $72.75
Total Cash, Money Funds, and Bank Deposits $1,137,546.24 11,537,593.06 $0.00 1551.10
Ataued Estimated
Markel Valle Interest Maul lame
Total U.S. DOLLARS 61,137,593.06 $0.00 MHO
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings - U.S. $1,937,593.06 $0.00 $551.80
DOLLARS
Page 3 of 10
Account hum ber Rtsayted V... a l
Go paperless WK. 2007 eatriaLWartn.7..1.%7 .11.".....
J EPSTEIN VDTS. ?Vat: PAM, COMMUNICATIONS ••••••••••••••• Wet. IWO
SDW_GM 00048677
N F DEMIAL
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-00115O1
EFTA_00159286
EFTA01291031

Holdings Summary by Currency
Canary Cash Total by Currency
BRITISh POUND 0 0 GBP
U.S. DOLLARS 1 837.593 1.837.593 LSO
Total USD Equivalent 1,837,693 1,837,593 USD
% of Allocation 100.00% 100.00%
M essa es
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DVVS Investments website at httpsiNnwrdws-investrnents.corNENfpioducts/money-market-funds-yieldsjsp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Please note the following information for Pershing's 2014 IRS Forms 1099 (8, DIV, INT, VD and MC): Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17, you
will receive either your 1099 fomi on special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the
securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 16. 2015.
Pershing's Impartial Lottery Process: Partial Calls
Information about Pershing's impartial lottery process can be found on pershing.ccaVbusiness_continuity. You may also request a printed copy of this information by calling (888) 367-2563, option 3 then option 5.
Vvhen a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process.
When an issuer initiates a partial can of securities, the depository holding such securities (typically, the Depository Trust Clearing and Corporation, or DTCC) conducts an impartial, computerized lottery using an
incremental random number technique to determine the allocation of called securities to participants for which it holds securities on deposit (including Pershing). Because DTC's lottery is random and impartial
participants may or may not receive an allocation of securities selected for redemption.
Wien Pershing is notified that it received an allocation of called securities. Pershing conducts a similar. computer-generated random lottery. The lottery determines the accounts that vnll be selected and the
number of securities in the account that will be redeemed. Allocations are based on the number of trading units held in the account The probability of any trading unit held by an account being selected as caled
in a partial cal is proportional to the total number of trading units held through Pershing.
Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registered in the client's name. either in transit or held SI custody, are
excluded from the Pershing lottery process.
Pershing initiates the lottery process by identifying the accounts holding the called security, the total par value of the called securities held, and the trading unit of the security.
Example (unit of trade = $25,000):
Client Account Par Value Number of Trading Units
ABC-123234 5100,000 4
DEF-325465 575.000 3
Page 4 elle
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SDW_Cat00048678
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CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. e DB-SDNY-0011502
EFTA_00159287
EFTA01291032

Deutsche Asset
& Wealth Management
Draisre San. Poo/,[wean roanenan
Mica's CoottleIG,C,P
Cesisthe M Savona.
xw bet Mar
P.O. Box 1776, Baltimore, MD 21203 .115 Pit .1.P Nth I Ice!
Mrs ettk. M WIN
ISIS,7844091.
Statement Period: 12/0112014 - 12/3112014
M essa es
(continued)
EDR-567433 6150,000 6
EGT4376574 $50,000 2
EGT-886345 525,000 1
FRT-435234 525,000 1
FRT-656797 375 0C3 3
In brief, the alocation process involves the following steps:
• The number of trading units held in each account is identified.
• A sequential number is assigned to each trading unit (e.g., account EDR-567433 would be assigned six numbers).
'A random number is generated that will result in one of these trading units being the first unit in the selection process.
• Thereafter, the trading units participating in the alocation are based on an incremental random number technique until the number of trading units allocated to Pershing is exhausted.
Additional Information
' The allocation of called securities is not made on a pro-rata basis. Therefore, 4 is possible that a client may receive a full or partial redemption of shares held. Conversely, it is also possible that a client may not
have any securities selected for redemption at all.
• When a partial call is deemed favorable to the holders of the called security, Pershing veil exclude certain accounts from the lottery. Excluded accounts will include Pershing's proprietary and employee
accounts, as wet as proprietary and employee accounts of introducing broker-dealers (if Pershing carries and clears those accounts/ No allocation will be made to these proprietary and employee accounts until
al other client positions at Pershing in such securities have been called. When a partial call is deemed unfavorable to holders of the called security, Pershing will not exclude any accounts from the lottery.
• If the partial call is made at a price above the current market price as captured in Pershinglis price reporting system, Pershing will generally categorize the partial can as one that is favorable to the holders of
such security. If the partial cal is made at a price that is equal to or below the current market price of the security as captured in Pershing's price reporting system, Pershing me generally categorize that call as
one that is unfavorable to holders of the security.
Clients have the right to withdraw uncalled, fully paid securities from Pershing at any time prior to the cutoff date and time established by the issuer, transfer agent and/or depository with respect to the partial
cal. haieMs also have the right to withdraw excess margin securities, provided that the client account is not subject to restriction under Regulation T or that such withdrawal will not cause an under-margined
condition.
Page 5 of 10
isIN
Account A umber: lllllllllllllllllllllllll Riled Emyllord
DRAG RUtt J EPSTEIN VIC F I D G A o E pa N per T le T ss AL ( O t R r A o a S ll i y 0 A Y IO R m N R • C A W T 1 E m D * C 2 O 0 M 07 M UNICATIONS =Ian NieZtalollUttreeem"
SDNY_GM_00048879
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011503
EF1'A_00159288
EFTA01291033

M essages (continued)
I
Activity Sum m ary (All amounts sham are in base currency)
Credits This Period Year-to-Date Debits This Period Year-t-oDale
Securities Securities
Secunbes Bought 000 0.00 Secunhes Bought 000 .27 514 95
Total Securities $0.00 $0.00 Total Securities 10.00 -127514.95
Dividends and Interest $46.82 $551.80 Dividends and Interest $0.00 -$36.51
Taxes Withheld $0.00 $0.00 Taxes Withheld 10.00 -$137.57
Other $0.00 $0.00 Other -$27,815.04 -127515.04
Cash Cash
Withdrawals 000 0.00 Withdrawals 0.00 -1 152 093 97
Deposits 000 3,016 824 26 Deposits 0.00 000
Total Cash $0.00 $3,016,824.26 Total Cash 10.00 -$1,152,093.97
FDIC Insured Bank Deposits $0.00 $3,016,892.48 FDIC Insured Bank Deposits $0.00 -$3,016,892.18
Money Market Funds $0.00 1925644.14 Money Market Funds -$46.82 .$2,763,237.20
Total Credits $46.82 $6,959,912.88 Total Debits .127,66126 -$5987527.72
Transactions by Type of Activity
Process/
Settlement
Date Activity Type Description Quantity Price Accrued Interest Amoval Currency
Dividends and Interest
12131114 MONEY MARKET FUND DWSGOVT CASh INSTL 46.82 USD
INCOME RECEIVED
233993882
Total Dividends and interest • UNITED STATES DOLLAR 0.00 4622
Other Transactions
12117114 OUTGOING ADA USD CURRENCY OUTGOING KOK USD CURRENCY WIRE BRMSh POUND -1755900 GBP
WIRE STERLING -27.61504 USD
68P999991 Exchange Rate. 1.5727
Total Other Transactions • BRITISH POUND 0.00 .17559.00
Total USD Equivalent 0.00 -27515.04
Page 6 of 10
DrismAL
Account Number LIN F I Go paperless Rated Excellent
oxen ROL 6J(Q STEIN VI L C e IA e L r O y A Y R e a R r A S T i E nc D e C 2 O 0 M 07 M LIPOCATIOhe aetrietia et weiretnt7LAct:: teen" Sae
EXCEIIENCIE
SONY_GM_00048680
'
CONFIDENTIAL - PURSUANT TO FED. R. CRIM, P. ) DB-SDNY-00 11504
EFTA_00 159289
EFTA01291034

Deutsche Asset
& Wealth Management
Onillu'e Rana Prmale Weal. kinagentne
MYftsl Doer ate 4,C,P
DtsiSIM IllarA Setter
Nes WI OR,.
P.O. Box 1776. 8aleinwiro, MD 21203 MINA ASIIIMP. /VIM=
Nerve Wet SY 1014
IIISSI MIMS
Statement Period: 12/0112014 - 121311201/
Transactions by Type of Activity (continued)
Process,
Settlement
Date Activity Type Description Quantity Price Accrued liters Amami Currency
Money Market Funds
12/31/14 MONEY M *WET FUND DWS GO VT CASK INS% INCOME REINVESTED .46 82 LSD
REIN VESTM ENT
133993681
Total Money Market Funds • UNITED STATES DOLLAR 0.00 -16.82
Total Accrued Interest Total Amount
Transaction Semmary Total Accrued liters Total Amount Curren USD Equivalent USD Equivalent
BRITISF POUND 0.00 .17.559.00 GBP 0.00 •27.61504
UNITED STATES DOLLAR 0.00 0.00 USD 0.00 0.00
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PAM( AVENUE 26Th FLOOR
NEW YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FAST IA FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (CIO): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account coma unit:Mantic,' electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for m ore information.
Pagel of 10
Account Nrumbter:m F lidtedincoMM
Vann ROLL J EPSTEIN D Go E pa N perle T ss /All'` f E fedma ri :r n ail Y g ." rR S ieA i r T M C e D C2O°M°7MUNICAT 10116 IPOWOILA a•••1••••••.10/We —C
SDW_GIN 00048681
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DEt-SONY-0011505
EFTA_00159290
EFTA01291035

Important Information and Disclosures
Pricing
This section includes the ret market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "Ms and are omitted horn the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EA') and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures ate not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Snce interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wvm.pershing.conbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wit
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the tine of execution and the name of the person horn
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment fcr order flow.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or horn U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction. rowed a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the resuit of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable: the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC Snits. For more detailed information please visit www.pershing.conistrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your f unda' organization and Pershing. Please be advised that any oral communication should be reconfirmed in writing to further protect your rights. incbding your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as blows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Pap 8 of 10
Account hum bet Rated euellent
TillAll It:a J EPSTEIN Vl F I D G A o p E ap N erl T es I s A L e O tr X A a C L y B e A i Y l R l e e a R N r A e % T f C W D e C 2 O 0 M 07 M UNICATIONS A w N ow S .U. a 0 n s o 'e n t • te • . • a •• t • t •••• /i • Z • W = ile SIC "*"=
SDW_GM_00048682
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011506
EFTA_00159291
EFTA01291036

Deutsche Asset
& Wealth Management
I 0...awe Ilan, Podie Teeth Maagende
hlwats Carew* 4,1,0
team.* Sank Saito net .0.
11•*.en Odor
PO. Box 1776, Baltimore, MD 21203 He PIA OWIrrne, 20th MC'
W. 'ItA Pet 101W
MS, 7Ur 4I9S
Statement Period: 12/0112014 - 12/3112014
Important Inform ation and Disclosures
(continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court. including the nght to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is tied.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, n an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were are affiliated with the securities industry.
or
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a mealier of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action unlit (lithe class certification is denied; (II) the class is decatified or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 9 of 10
Account hum ber Rated C.ellent
Go paperless tray Vann Since 2007 Marian etwe'et 4744•VOgra.d.e an eadwat
F I D^ENTIAL O fIt A a S l O AR C P N A C U ' I) COMMUNICRTIONS •••••••••%La ••••••• maw wee mac
SDNY_GrA 00048683
6'(")"El"CCRI
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. e DB-SONY-0011507
EF'FA_00159292
EFTA01291037

TERMS AND COMMONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS MID TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS, CUSTOMS, USAGES, RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FNANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DUALS
• TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT W ILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHNO.COM.
STATEMENT. F SO. THE TRANSACTIONSNAL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES:
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. VVY/W.PERSHING.COMIBUSINESS_CONTRUITY.HTML
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S PATIENT FOR ORDER FLOW AND ORDER ROUTINES POLICIES DISCLOSURES (REGULATION INAS-
BOOKS OF RECORD, ARE NOT SEGREGATED ANO MAY BE USED IN THE CONDUCT OF ITS BUSINESS. RULE SONA)(1)-(2))
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
FROM TIME TO TIE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS ANO FEES ARE AVAILABLE UPON
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBNED STATEMENT OF WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
INSPECTION UPON REQUEST. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
TAX INFORMATION FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE.
COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVOE
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
GENERAL INFORMATION.
• PERSHING DOES NOT PROVOE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING" FOR ANY AMOUNT. ALL SECURITIES
HELD BY R FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHNG. AND PERSHNG MAY IN ITS DISCRETION AT MY TIME. W ITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PI FottPD BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF, WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAW YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F AM OF THE ABOVE TERMS AND CCM:BOONSARE UNACCEPTABLE TO YOU. PLEASE NOTE Y PERS-ING IMMEDIATELY IN WRITING BY CERTHEO Ha TOONE PERSHING PLATA JERSEY CITY, NJ Ora AlTte LEGAL DEPT
Page 10 of 10
A J E cc P o S u T n E t I N A umbe sr: r I :- DNS . D G r o N pap T erle I s A s czax., I R g v a At • g cl n n ed t i n Y E i V x c c i e r ll T e I r n C t . C 2 O 0 M 07 MUNICATIONS =Am elleZtaINLICOrir s e e "e c M n AYAq
F I
SDW_Ca4_000486114
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011508
EFFA_00159293
EFTA01291038

Draisee Sam Poule Wealth Magagenmil
Mitatt COreate Gm,
Dt•ISIM Sara Seiwar,
RN. yen Mk.
PO &R 1776. 8oit troy MD 2IN3 HI Part An. Ha I-,
Yew WA. hY Ip14
~PttOM4t
Account Number:
Statement Period: 11/0112014 -1113012014
Valuation at a Glance
J EPSTEIN VIRGIN ISLANDS This Period Year-to-Dale
FOUNDATION INC Beginning Account Value 81,966,184.71 80.00
6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals •101.170.00 1.864.730 29
ST THOMAS VI 00802 Adjusted Previous Account Value 1,865,014.71 1,864,730.29
Dividends, Interest and Other Income 46 48 468.47
Tots Taxes Withheld 0.00 •137.57
het Change in Portfolio •2107 -21 07
ndrng Account Value 51 865,040 12 51,865 040 12
Your Client Advisor: Estim ated Annual Income 8504 98
DAhlEt. SABBA
Asset Allocation
Prior Year•End Last Period This Period % Allocation
LSD Cash, Money Funds and Bank Deposits 0.00 1.966.184 71 1.837.546.24 9853% Please revew your a ihocatiol
Non•LSD Cash. Money Funds, and Bank Deposits 0.00 000 27.493 88 147%
Account Total $0.00 $1,956,114.71 $1,165,040.12 100.00%
See the Asset Allocation Disclosure and Footnotes section for important information regarding your Asset Alocaeon.
Page lot I
OVAII ROIL A01110 IICSF10016 Go pawrIess R O tv e A " il S I m O d t A Y (. R a 4 c R r o A l S l T e . E n C D t . C 2 O 0 M 07 MUNICATIONS M1u1a,4 ~~viaMn. sow — ens.,
CONFIDENTIAL )1(711INCS
SONY_GM_00048685
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11509
EFTA 00159294
EFTA01291039

Asset Allocation Disclosure and Footnotes
Al values are displayed in U.S. dollars based on interbank exchange rates as of 11/3012014. Exchange rates can vary.
Exchange Rate Table Global Cash
Curacy Closing Amounl in
Currency USD Eqaivalent per USD Corning Balance Base Currency USD
EIRITIS1. POUND 1.5658 0.6386 BRITISH POUND 17.559.00 27.493.88
Total Global Cash Balance $27,493.88
Exchange rates are based on interbank exchange rates as of 11/3012014. Exchange rates can vary.
Money Market Fund Detail
Date Act. ity Type Description Amorist Balance
Sweep Money Market Fund
OWSGOVERNM ENT CASH INSTI.
Accounl Num ber 0000001493 Current Yield. 0.03% Activity Ending. 11128/14
11101114 Opening Balance 1,988200.14 1,988,200.14
11103114 Withdrawal MONEY PAD REDEMPTION .50,015.43 1,916,184.11
11104114 Withdrawal MONEY FUND REOEMPTION .1,170.00 1,915,014.11
11/18/14 Withdrawal MONEY FLND REDEMPTION -77,51425 1,837,499.76
11128114 Deposit INCOME REINVEST 46.48 1.837.548.24
11128/14 Closing Balance 51,837,548.24
Total All Money Market Funds 51,837,548.24
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 46.48 0.00 432.23 0.00
Interest Income
Credit Interest 0.00 0.00 0.00 -36.51
FDIC Insured Bank Deposits 0.00 0.00 72.75 0.00
Total Dividends, Interest, Income and Expenses 548.48 50.00 850418 -836.51
Page 2 of 7
Accounl Number: Rated [...Mat
DOM! ,Wu E;"E"lCCR1F I D Ci ^ O E pap N erle I S I S A L ' O Iv A o l r 0 y A Y R IN o P n C A S R D C 2 O 0 M 07 M UNICATIONS eatrIwitiel"..4r=lio ":4•'1:0•1•• •••illoirt thaw.
SGW_GN4_000035436
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EF1'A_00159295
EFTA01291040

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etym.* Nve
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PC. B.'' 176, Bat -PI MD 2'2O3 315 Part åbeem., Nance!
*NV vest. WI 10151
MS/ 7.34091.
Statement Period: 11(0117014 - 11(30/2014
Portfolio Holdings
BRITISH POUND
Opening Closing Accrued 30-Day
Description Quantity Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 0.00 17,559.00 GBP
27.493.88 USD
Total Cash, Money Funds, and Bank Deposits 0.00 17,559.00 GBP 0.00
27,493.88 USD 003
Accrued
Markel Value Currency Interest
I
Total BRITISH POUND 17,559.00 GBP 0.00
2749388 LSD 003
U.S. DOLLARS
Opening Closing Amend Income 31-Day
Description Quantify Balance Balance Income his Year Yield
Cash, Money Funds, and Bank Deposits
Cash Balance .16.43 0.00
Money Market
DM GOVERN M ENT CASH INSTL 1,637,546.240 1,986,200.14 1,837,516.24 0.00 432.23 0.03%
Total Money M arket $1,966,200.14 11,837,516.21 $0.00 $432.23
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 72.75 NM
Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 172.75
Total Cash, Money Funds, and Bank Deposits $1,966,184.71 11,837,546.74 $0.00 1504.98
Accrued Estimated
Market Value Interest Annual Income
Total U.S. DOLLARS 11,837,546.24 10.00 1504.98
Page 3 all
Account Num bey Ridsd nt
Go nanerless sy Ymt Waco 2007 Mrnanesi•~ Ystrontr O"metsm Ram
J E R,1F I DAEN1IAL OAS OAR RATED COMMUNICATIONS
SDNY_GM_00048687
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CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6( DB-SDNY-0011511
EFTA_00159296
EFTA01291041

Portfolio Holdings
(continued)
Accrued Estimated
Market Valve Interest Annual lame
Total Portfolio Holdings - U.S. $1,865,040.12 $0.00 $501.98
DOLLARS
Holdings Summary by Currency
Currency Cash Total by Currency
BRITISI- POUND 17.559 17.50 GBP
L.S. DOLLARS 1.837,546 1,837.516 LSD
Total USD Equivalent 1,865,010 1,665,010 LISD
% of Allocation 100.00% 100.00%
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit insurance Corporation (FDIC)4nsured Bank Deposits are not protected by Securities Investor Protection Corporatim.(SIPC).
For disclosure of rates for DWS money market funds, please visit the 0WS Investments website at https://www.dws-investments.corniEN/productsimoney-market-hinds-yields.Op. Please note that an money
market funds listed on the website may not be offered through us.
Activity Sum m ary (Alf amounts show ate in base currency)
Credits This Period Year-to-Date Debits Ibis Period Year-to-Date
Securities Securities
Securities Bought 000 000 Securities Bought .27,514 95 -27,514.95
Total Securities $0.00 $0.00 Total Securities ,127,511.95 -$21,514.95
Dividends and Interest $16.48 $504.98 Dividends and Interest $0.00 -$36.51
Taxes Withheld $0.00 $0.00 Taxes Withheld $0.00 -$137.57
Cash Cash
Withdrawals 0.00 0.00 Withdrawals •101.17000 -1.152.093.97
Deposits 000 3.016.824 26 Deposits 0.00 000
Total Cash $0.00 $3,016,821.26 Total Cash -$101,170.00 -$1,152,093.97
FDIC Insured Bank Deposits $0.00 $3,016,892.48 FDIC Insured Bank Deposits $0.00 -13,016,892.18
Money Market Funds $128,70036 1925,641.11 Money Market Funds -$16.18 -$2,763,190.38
Total Credits $126,716.88 $6,959,865.66 Total Debits -$128,731.13 -$8,959,865.66
Page 4 off
Account Number. Go paperless ti Rated Excellent
0A,1il it, a I J EPSTEIN VIC DrisirriAL 0 tv .0 o .1 ry 0 A 'f R e w RA S T i E nc D e C 2 O 0 M 07 M UNICATIONS
CND' FI F)021111INCI
SDNY_GM_000186618
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11512
EFTA_001 59297
EFTA01291042

Dmisre Banc PrnaieWeSth Maagenan
MitattstoorageC.MP
Ceelsthe Sot Se...anti 'tic
*vs bet Ow
.115 Pot Odoorrne, Halter
Mrs vest WI 10114
011”7.44091.
Statement Period: 1110112114 - 11/30/2114
Transactions by Type of Activity
Process/ Trade!
&fflement Transaction
Date Date Ada T Demiolion can Price Availed Inbred Amount Caron
Securities Bought and Sold
11/18/14 11/17/14 PURCHASED BRITISH POUND 17,559.000 1.5870 .27,511.95 USD
Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -27,611.96
Dividends and Interest
11/28/14 MONEY MARKET FUND OWS DOM' CASH 'NUL 1618 USO
INCOME RECEIVED
233993682
Total Dividends and interest • UNITED STATES DOLLAR 0.00 16.16
Cash Withdrawals and Deposits
11/03/14 FEDERAL FuNDS SENT EASTERN CORP FCU •50,00000 LSD
USD999997
11/04/14 FEDERAL FUNDS SENT FMRWINDS CREDIT UNI -1.170.00 USD
US0999997
11/18/14 FEDERAL FUNDS SENT HSBC BANK USA, NA .50,00000 LSD
USD999997
Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -101,170.00
N oney M a rket Funds
11/03/14 MONEY FUND REDEMPTION DwS GOUT CASH INSTL 50.015 43 USD
US0999997
11/04/14 MONEY FUND REDEMPTION DWS GOVT CASH INSTL 1,170 00 USD
USD999997
11/18/11 MONEY FUND REDEMPTION DWS GOUT CASH INSTL 17,514 95 t.S0
US0999997
11/28/14 MONEY MARKET FUND DWS GOUT CASH INSTL INCOME REINVESTED .46,48 USD
REINVESTMENT
233993682
Total Money Market Funds • UNITED STATES DOLLAR 0.00 126,653.90
Total Value of Transactions 0.00 15.13 USD
The price and quantity displayed may have been rounded.
Page5otT
Account Aumber:- Rated excollont
1,11A1L I' `I F I D^E pa N per T les I s A L I O t M r A a C S y B II A V R o R n A 'S T i C nc D e C 2 O 0 M 07 M UNICATIOhtS
SDNY_GA4 000496139
6.; E:STEI"Cein
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. e DI3-SDNY-0011513
EFTA_00159298
EFTA01291043

Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE 261)1 FLOOR
NEW YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IA FIRST OUT
Default Method for Socks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (OID): No
Am orate premium on taxable bonds based on Constant Yield Method: Yes
Accrue market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for %Mich a price is
not available are marked "N/A* and are omitted horn the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuks.
These figures are computed using information from providers believed to be rekable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vevAv.pershing.corrubusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund disbibutions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You Wi
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, inducing the time of execution and the name of the person from
whim your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment fa order flow.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others o accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a parbctlar rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Page 6 of T
1),IAlt ""`I Account hum ber F I D G A o p E ap N erl T es I s A L D R fX a A C t U e I d M I r I [ I . / n N . I . R g O . A i am I T n E at D t. C 2 O 0 M 07 M UNICATIOhtS M * a s r w a. im O m w e e m V o a i n r • s • •= r 0 a = m e • s • e ••• c ulIMIV
SDNY_GIA_00048690
. ""Eitt5R1
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011514
EFTA_00159299
EFTA01291044

Draisre Pant Prmaie Wean Maatenan
Mann. Gwent* GM,
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Mrs van 011op
PO em 1M . o.4rov MO 2,203 .115 Pot Owner. 20th liter
On %A hr 10114
IESSI MC'S
Statement Period: 11/0112014 - 11130/2014
Important Information and Disclosures (continued)
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the resue of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copes of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCt). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC knits. For more detailed information please visit www.pershing.comlstrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) prompdy, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration tow in which a claim is filed.
• Arbitration awards are generaly final and Writing; a patty's abibty to have a court reverse or modify an arbitration award is very fl ed.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wail typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time knits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enlace any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action unlit (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows' Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330.
Page 7 of?
Account A um ber Riled
' MHO Sethi jEPSTElk VI F D G A o E pa N pe T de I s / s ° kL4? E O v A e L r I y M V P a I R g A S T i C nc D e C 2 O 0 M 07 M UNICATP3NS
SDNY_GA4_00048691
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011515
EFTA_00159300
EFTA01291045

Orals° e SamPP./le Maarnmil
minim CO•MICIG.MP
ChM/it Sank Settaen
Mrs bet Mks
PO em Int ea ma* MD21203 .115 Pot ••• re. 20th, ter
Mew •erk. hY 10114
(111”7.44IIS
Account Number:
Statement Period: 10/0112014 - 10/31/2014
Valuation at a Glance
EPSTEIN VIRGIN ISLANDS This Period Year-to-Date
FOUNDATION INC Beginning Account Value 92,041,148.72 $0.00
6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals .75,000.00 1,965,900.29
ST THOMAS VI 00802 Adjusted Previous Amount Value 1,966,148.72 1,965,900.29
Dividends, Interest and Other Income 51.42 421.99
Tots Taxes Withheld .15A3 -137.57
nchng Account Value 51 966 184 71 S1 9E6 184 71
Estim ated Annual Income 5458 50
Your Client Advisor:
TRILk SMITH
Asset Allocation
Prier Year-End Lag Period This Period % Allcation
ISO Cash, Money Funds and Bank Deposits 0.00 2.041.148.72 1.966.184.71 100.00% Please review your a llocatiol
Recant Total 90.00 $2,041,148.72 91,960,101.71 100.00% Your Account is 100% invested in USD Casn. Money Funds, and Bank Deposits.
Pagel o16
A0097 94CSF 3001, GO paperless R `,v a e te ry d Y [. o .. e M , S o i n n t t * 2007 eatrlawe of Neeral•I•=a0. UMW •••••
OiLL0AR RATCD COMMUNICATPDhtS
ONIFIDArvnAL EXC/110.40!
SDNY_GIN 00048692
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) C DB-SDNY-0011516
EFTA_00159301
EFTA01291046

Money Market Fund Detail
Date Mildly Type Description Anoint Balance
Sweep Money Market Fund
DWSGOYERNM ENT CASH INSTL
Account N urn ber: 0000001/93 Current Yield: 0.03% Activity Ending: 10/31/14
10101/14 Opening Balance 2,011,184.49 2,041,164.49
10101/14 Withdrawal MONEY FUND REDEMPTION .15.77 2,041,148.72
10107/14 Withdrawal MONEY FUND REDEMPTION -25,0051 .420.00 2,018,118.72
10130/14 Withdrawal MONEY FUND REDEMPTION -50,000.00 1,988,148.72
1013111/ Deposit INCOMERREBINVEST 1,988,200.14
10131114 Closing Balance $1,956,200.14
Total All Money Market Funds $1,960,200.14
Income and Expense Summary
Cement Period Tear-to-DM.
Taxable Noe Taxable Taxable Non Taxable
Dividend Income
Money Market 61.42 0.00 385.75 0 00
Interest Income
Credit Interest 0.00 0.00 0.00 .3651
FDIC Insured Bank Deposits 0.00 0.00 72 75 0 00
Total Dividends, Interest, Income and Expenses $51.42 $0.00 $458.50 -$36.51
Portfolio Holdings
Opening Dosing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
Cash Balance -15.77 •15.43
Money Market
OW S GOVERN M ENT CASH INSTL 1,966,200.140 2,041,164.49 1,966,200.14 3.23 385.75 0.03%
Total Money Market $2,041,164.49 $1,966,200.14 $3.23 $385.75
FDIC Insured Bank Deposits
INSURED DEPOSTS PROGRAM 0.00 0.00 0.00 72.76 NIA
Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 $72.75
Total Cash, Money Funds, and Bank Deposits 02,041,118.72 $1,916,154.71 $3.23 $458.50
Page 2 ol 6
Account hum ber Retied Euenent
INIAX JEPSTEIA ISLAAN FID G ^ o E pa N per T les I s A L D [ [ w M A r L a y 0 l A Y IO R e N a R r A C W T , C ac D o C 2 O 0 M 07 M UNICATIO116 maw.
SDNY_GM_00018693
GO
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11517
EFTA_00 I 59302
EFTA01291047

Dmisre Nana Prmaie w.a', Magatentm
Wrens Corral* C.O.P
Cetts04 Sank Setta nti
New bri Oita.
315 Pot Anew, leth I ter
__.,t NY 10114
IS 11111,1704I9S
Statement Period: 1010112014 - 10/31/2014
Portfolio Holdings (continued)
Accrued Estimated
Market Vain Interest Annual Income
Total Portfolio Holdings $1,966,184.71 $0.00 3458.50
Messages
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds. please visit the DWS Investments website at https:/NAver.dws-investments.com/Ehl/products/money-market-fundslields.isp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Sum m ary (All amounts shown are m base currency)
Credits This Period Year-to-Date Debits This Period Year.to.Date
Dividends and Interest $51.42 $458.50 Dividends and Interest $0.00 -136.51
Taxes Withheld $0.00 $0.00 Taxes Withheld -$15.43 4137.57
Cash Cash
Withdrawals 000 0 00 Withdrawals -75.000 00 •1.050.923 97
Deposits 0.00 3.016.824,26 Deposits 0.00 0.00
Total Cash $0.00 $3,016,824.26 Total Cash .$75,000.00 -$1,050,923.97
FDIC Insured Bank Deposits $0.00 83,018,892.48 FDIC Insured Bank Deposits $0.00 -13,016,892.48
Money Market Funds $75,015.77 $798,943.78 Money Market Funds -$51.42 -$2,763,143.90
Total Credits $75,067.19 $8,831,119.00 Total Debits -475,066.85 -$6,831,134.43
Page 3 of 6
()MN!. R011 A J E cc P o S u T n E t I N N u V m nI b cr e " r , CR1F ID GO r S pap c er r le i s A s L I R O v A e o L a r O y d A V E R x a c M s e I l S l L e ie D n w t • C 2 O 0 M 07 M UNICATIONS 7=0.1." ..--
SDNY_GM_00048694
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011518
EFTA_00 159303
EFTA01291048

Transactions by Type of Activity
Process/
Settlement
Date Activity Type Desaiptioa Quality Price Actrued inters Amount Currency
Dividends and Interest
10/31/14 MONEY MARKET FUND DWS GOVT CAST. INSTL 51.42 USO
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 51.42
TaxesWithheld
10131114 NONRESIDENT ALIEN TAX NRA TAX WITF I- ED OA DWSGOVT CAS- IN STL -15.43 USD
233993682
Total Taxes Withheld • UNITED STATES DOLLAR 0.00 -15.43
Cash Withdrawals and Deposits
10107/14 FEDERAL FUNDS SENT EASTERN COPP FCU .25.00000 USD
US0999997
10130/14 FEDERAL FUNDS SENT WELLS FARGO BANK, NA .50,00000 USD
US0999997
Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -76,000.00
Money Market Funds
10/01/14 MONEY FUND REDEMPTION °WS GOVT CASH INSTL 15.77 USD
US0999997
10107114 MONEY FUND REDEMPTION CMS GOVT CASH INSTL 25,000 00 USD
UW1999997
10/30/14 MONEY FUND REDEMPTION °WSGOVT.CASH INSTL 50.000 00 USD
US0999997
10131/14 MONEY MARKET FUND DWS GOVT. CASH INSTL INCOME REINVESTED .5142 USD
REINVESTMENT
233993682
Total Money Market Funds • UNITED STATES DOLLAR 0.00 74,954.35
Total Value of Transactions 0.00 0.34 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: IDS Contact Information
TAZIA SMITh Telephone Number:
345 PARK AVENUE 14Th FLOOR
NEW YORK NY 10154
Page 4 of 5
1> anti ROLL A eE c 1 c )4 o S u T n E t I IL N u V m IR b G e IN r CRi F I D G A O p E ap R erl I e T ss A L R L0"A X ile l C Z d I A I I Y E E RI x t N A c C l e l S I l Z e : n 7 t 1 010•047PALINICATIONS I Ma n r t i o a r n o aa e a t• v Z o r w as a ir n* O wr w " m ee e 't ( s ' . 1••••••
SDNY_GM_00048695
CONFIDENTIAL— PURSUANT TO FED. R. CRIM. P. 6(j DES-SDNY-0011519
EFTA_00 I 59304
EFTA01291049

Gnaw e Banc PrnaieWeSth Ma-mgentne
Mines Coeval* C.P.
Cetnthe M ."K.
*We bet Mk.
115PIA Odalrene 1011, I ter
Mrs vest Pet 101W
MS, 7.4409S
Statement Period: 10/0112014 - 10131/2014
Your Account Inform ation
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (OM): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account Qom • unications for electronic delivery. To register and turn off paper com m unications. log in to your account or contact your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "WA' and are omitted horn the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using intonation from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future econceic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
imimpershing:cormbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest Income, a dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the brne of execution and the name of the person from
whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment fa order Flow.
Proxy Vote
Securities not fully paid for in your margin account may be tent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate MU not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, Mound a charge, or received a credit. Transactions converted by agents (such as depositories) will be tidied at the rates such agents
use.
Fags 5 of6
Account Humber. Rated evoillent
I illAll It:IL I J EPSTEIN D . F I D G A o p E ap N erl T es I s A L d-l - t. -" k I - c -# h Yin•aa• S W in : t , • C 2 O 0 M 07 M UNICATIONS =A. of lairetait Wir•0"11 enSI••••••
SDNY_GM_00048696
VCO NK I i n
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011520
EFFA_00159305
EFTA01291050

Important Information and Disclosures
(continued)
The Role of Pershing
• Pershing carries your account as cleaning broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key hincbons at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the resuN of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
• For
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit vowi.pershing.cornIstrength_stabiley.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing 110, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the tight to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled.
• Arbitration awards are generaly final and binding; a party's abilty to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative certified class action to arbitration, nor seek
or
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is deceitified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 4134330.
Page 6 of 6
Account A umber: Gopaperless R w at a e y d Y (K e o n o l % le I n n t c * 2007 =ft.m.a. elm ..s.e.tmtit aw wotree s••"Pc NM* Was*
F I DAENTIAL O X AS e O fil A R (N R C A I W ) COMMUNICATIO116
SDNY_GIN 00048697
.""El"Cfi
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011521
EFTA_00159306
EFTA01291051

Draisre Sam PinwaleW.1M Ma.tentm
Weetts ferey e CoMP
Cettsche Sank Settanei
*vs bet Olik*
Paean* eatt.W+1D2rp3 J1 Pot Aire. 20th I ter
w vett. 1T 10114
OM, 7.44IIS
Account Number:
Statement Period: 09/0112014 - 09/30/2014
Valuation at a Glance
EPSTEIN VIRGIN ISLANDS This Period Year-to-Date
FOUNDATION INC Beginning Account Value 12,342401.93 $0.00
6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals ,301,450.00 2,040,900.29
ST THOMAS VI 00802 Adjusted Previous Amount Value 2,041,111.93 2,040,900.29
Dividends, Interest and Other Income 52.58 370.57
Tots Taxes Withheld -15.77 -122.14
ndrng Account Value S2041 14872 S2 C4' 143 72
Estimated Annual Income $401.08
Your Client Advisor:
Asset Allocation
Prior Yearad Last Period This Period % AlloatIon
USD Cash, Money Funds, and Bank Deposits 0.00 2.342.561.93 2.041.148.72 100.00% Please review your airocaton
Account Total $0.00 12,342,561.93 12,041,141.72 100.00% you Account is 100% invested in USD Cask Money Funds, and Bank Deposits.
Page 1 el 8
Rated ILKoollont
DKAO ROLL A0101260CSF10023 Go paperless O tv A . L ", S A V R a R . A S T 'n ( D e. C 2 O 0 M 07 MUNICATIONS
SDW_GA4_0004,8698
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) CON F DrI S IT IT A L. "CM"' DB-SDNY-0011522
EFTA_00159307
EFTA01291052

M oney Market Fund Detail
Date Activity Type Description Mont Balance
Sweep Money Market Fund
DWSGOVERNM ENT CASH INSTL
Account Number: 0000001/93 Current Yield 0.03% Activity Ending: 09130114
08130/11 Opening Balance 2,312,580.73 2,342,580.13
09102/14 Withdrawal MONEY RAD REDEMPTION .18.80 2,342,561.93
09110114 Withdrawal MONEY FUND REDEMPTION 401,450.00 2,041,111.93
09130114 Deposit INCOME REINVEST 52.56 2,041,161.49
09130114 Closing Balance 12,011,161.19
Total All Money Market Funds $2,011,161.19
Income and Expense Summary
Current Period Year•to-Oate
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 52 56 0.00 334.33 0.00
Interest Income
Credit Interest 0 00 0.00 0.00 -36.51
FDIC Insured Bank Deposits 000 000 72 75 0.00
Total Dividends, Interest, Income and Expenses $52.56 $0.00 $107.08 -$36.61
Portfolio Holdings
Opening Posing Accrued Income 30.Day
Description Ouannly Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
Cash Balance 46.110 -15.77
Money Market
DWS GOVERNMENT CASH INSTL 2,041,161.190 1,312,500.73 2,041,164.49 0.00 334.33 0.03%
Total M oney Market $2,342,580.73 $2,041,164.49 $0.00 $331.33
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 71.15 NM
Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 $71.76
Total Cash, M oney Funds, and Bank Deposits $2,342,561.93 $2,041.148.72 $0.01 $107.08
Page of 8
Account N um ber Rated
Coo p iperless 2007
J EPSTEIN VC OASBAR PLATO:, COMMUNICATIONS As...tan a...es on sr gee
l'XCTI MCI
SDNY_GM_00018699
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11523
EFTA_00 159308
EFTA01291053

Draisre Banc Prmaie Yne1016rrn,m
Mitarts Corea ge 4,1,P
Ceststhe Sank Settanti
*vs *A Mk.
PC. Bea 1116, Bat -PI MO 2'2)3 .115 Pot Agerne, 20th I Ice!
Mrs vett. 10. 10114
ItItItltltltllti MS, 2.44I9S
Statement Period: 09/0112014 -09/3012014
Portfolio Holdings
(continued)
Acused Estimated
Market Value Interest Annual Income
Total Portfolio Holdings $2,041,148.72 $0.00 $402.08
M essa es
Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing) a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis.
Pershing's June Statement of Financial Condition is now available. On June 30, 2014, Pershing's net capital
of 51.848 bilbon was 12.4% of aggregate debit balances and exceeded the minimum requirements by 51.55 billion.
Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement. note that on July 31, 2014, Pershing's net capital of 51.88 Wien was
12.74% of aggregate debit balances and exceeded the minimum requirement by 51.59 billion.
A copy of the June 30, 2014, Statement of Financial Condition is available at pershing.com/statement_of_financial_condition.html. You may also request a free, printed copy by calling (888)880-8510 or (201)
413-4200, option *S.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visa the DWS Investments website at https:/Aw.w.dws-investments.coriVEN/products/moneymarket-funds-yields.jsp. Please note that all money
market funds hsted on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Deutsche Bank has combined its asset and wealth management operabonsaincluding Deutsche Bank Alex. Brownainto a single division operating under the Deutsche Asset 8 Wealth Management brand and
future communications will reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc., a registered broker-dealer and
investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC.
The new brand name has no effect on your account. Your portfolio and holdings will not change as a result of the rebranding.
Pigs 3 of 8
Account km Baer Rested Excollent
DAR ROLL J EPSTEIN VIC °1St-A.7\N. F I D G AE o p N ape T rle I ss A L E L O v A X o S I r T O y ' A V IR R a K R t A S S T i C nc D e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048700
CONFIDENTIAL-PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011524
EFTA_00159309
EFTA01291054

Activity Summary (AR amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and interest $52.56 $407.08 Dividends and Interest $0.00 -$36.51
Taxes Withheld $0.00 $0.00 Taxes Withheld 41517 -$122.14
Cash Cash
Withdrawals 0 00 0 00 Withdrawals -301,150.00 -975.923.97
Deposits 0 00 3.016.824 26 Deposits 0.00 0.00
Total Cash $0.00 63,016,824.28 Total Cash -$301,450.00 -1975,923.9T
FDIC Insured Bank Deposits $0.00 23,016,692.18 FDIC Insured Bank Deposits 10.00 •$3,016,892.48
Money Market Funds 2301,48810 $721,92739 Money Market Funds -$52.58 -$2,783,092.48
Total Credits $301,621.36 $8,156,051.81 Total Debits -$301,518.33 .$6,158,081.58
Transactions by Type of Activity
Process/
Settlement
Date Activity Type Disciple* Chastity Pike Maud Meted Amami Currency
Dividends and Interest
09/30/14 MONEY MARKET FUND OWSGOVT CASH INSTL 52.58 USD
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 52.511
Taxes Withheld
0913011/ NON-RESIDENT ALIEN TAX NRA TAX WITHHELD ON EMS GOUT CASH INST1 .15.11 USD
233993682
Total Taxes Withheld • UNITED STATES DOLLAR 0.00 .15.71
Cash Withdrawals and Deposits
09/10114 FEDERAL FUNDS SENT FIRSTBANK PUERTO RIC -300.000.00 use
VS0999992
09/10/14 FEDERAL FUNDS SEN T FAIRWINDS CREDIT UNI .1,450.00 USD
USD999997
Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -301,150.00
Money M ark et Funds
09102114 MONEY FUND REDEMPTION OWS BOW CASN 'NUL 18.80 USO
U50999997
09/10/14 MONEY FUND REDEMPTION CMS GOVT CASH INSTL 301.450 00 USD
US091999T
09/30/14 MONEY MARI(ET FUND OWSGOVT CASH INSTL INCOME REINVESTED •52.56 USD
REIN VESTM EN T
233993682
Total Money Market Funds • UNITED STATES DOLLAR 0.00 301,116.21
Page 4 of 8
Account N umber: Rated Encollent
ID µAB Itt)tt 6(Je )STEIN VC CDS . Go paperless D tra A y U M Y * e R a, A S T in C c 0 e C 2 O 0 M 07 M UNICATIONS : v r e a s w o ac, e s ti u a m Z m r ons... inn =Pc
NF I DAENTIAL IX/7111NC,
SDNY_GIA 000411701
CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. DB-SDNY-0011525
EFTA_00159310
EFTA01291055

Dralsre Ilan' Prmale Wealth Maagenmil
Marets C Omelet Gto.l.
Cettfthe Sank Settanel
*rebd. Oita.
PO flax Ills. tree MO21203 315nell AMMO. leth liter
Mew eett. WI 10114
0111,1704I9S
Statement Period: 09/0112014 - 09/3012014
Transactions by Type of Activity (continued)
Present
Settlement
Date Activity Type Desmption Cleantity Price Accrued Interest Amount Current/
Total Value of Transactions 0.00 3.03 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TAM SMITI- Telephone Number:
345 PARK AVFA IA 14TH FLOOR
NEW YOR% NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks In a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account corn m unications for electronic delivery. To register and turn off paper com m unications, log in to your account or contact your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.° Securities for vitich a price is
not available are marked "MA"' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuks.
These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vivnv.pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Page 5 Dia
1>FlAil ROL I A eE cc :S o T u E nt I N N u V m IR b G e IN r CIN F I DA p E ap N erl T es I s A L I R E O v X A i o le S C ry B d M A Y e R x e c a P o • A l W le U n K L t , . . C 2 O 0 M 0 M 7 UNICATPONS rr.L.Tr — .". .e .. i . n •. e r . .
SDNY_GM_00048702
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(j DB-SDNY-00 11526
EFTA_0011593 I I
EFTA01291056

Important Information and Disclosures (continued)
Reinvestment
The dollar amount of Mutual Funo distributions. Money Market Furs orvidend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You will
riot receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person horn
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate nay differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation 0) orders
for the purchase and sale of securities and other property and (a) any other instructions conceming your account. Pershing is not responsible or liable for any acts a omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCs). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit vnwrpershing.conVstrength_stabilityhtml.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt
of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey
City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's abilty to have a court reverse or modify an arbitration award is very baited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitrabon forums may impose time limits for bringing a clarn in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Page of 8
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SDW_GM_00048703
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1527
EFTA_00159312
EFTA01291057

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111”7.44091.
Statement Period: 09/01/2014 • 0913012014
Important Inform ation and Disclosures
(continued)
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New Yak govern.
Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201) 413-3330.
Page 7 off(
Account hum ber Go paperless R ',w ile ry d Mar Untoc 2o0m07m utticAnohts eattiwiluen' ri bit 7 110.":.1.T". ..... MEV Nam.
I 1:YENTIAL E C X a C t O T P II P IN 'M O a 1 rti
SDW_GA4_00048704
.""El" CCRIF
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011528
EF1'A_001593 I 3
EFTA01291058

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSMONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS NC REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF II WILL BE MAILED UPON YOUR WRIT TEN REQUEST OX YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT VANIN.PERSHING.COM.
STATEMENT. IF SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES:
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. WWWPERSHING.COMMUSiNESS_CONTINUITY.HTML
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS
FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHINGS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS-
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. RULE 607(A)(1H2)J
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES, ELECTRONIC COMMUNICATION
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
FROM TIME TO TIME OUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS TRADING SESSIONS. CERTAIN Cf THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES, SUBSEQUENT EXECUTION. IN ADDITION PERSHING MAY EXECUTE CERTAIN EQUITY ORDERS AS
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF PRINCIPAL. THE DETAILS OF THESE PAYMENTS ANO FEES ARE AVAILABLE UPON WRITTEN REQUEST.
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER PERSHING RECEIVES PAYMENTS FOR DIRECTING USTED OPTIONS ORDER FLOW TO CERTAIN OPTION
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT EXCHANGES. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR PAYMENT.
INSPECTION UPON REQUEST. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
TAX INFORMATION FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS,
• AFTER YEAR END. PERSHING IS REOUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE, AND TO EXECUTE THEM AT OR BETTER THAN
REVENUE SERVICE AM) OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR IF THE DESIGNATED
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
STATEMENT TO PREPARE YOUR TAX FILINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS Of' THE DISTRIBUTION OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NEISO PERSHING ALSO REGULARLY
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX, INVESTMENT OR LEGAL ADVISORY SERVICES AND 140 ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME, WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC CR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING, BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
IF »IV Of THE ABOVE TERMS MC COMMONS ARE UNACCEPTABLE TO YOUPLEASE NOISY PEREANIC StEDIATELY IN WRITING BE CERTIFIED NAIL TOONE PERSHING PLAZA JERSEY OTT. NJ on* ATIN: LEGAL DEPT
Page8 of 8
Account Number: Rated excullent
VINN Rett TEIN VIC CDS. Go paperless 0 tr A w 1 r B y A V R W RA ~ TC a D C 2 O 0 M 07 M UNICATI0h6
NF I D AML AL xcrurNer
SONY GM 00048705
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-S6NY:00 11529
EFTA_G0I 59314
EFTA01291059

Draisre Sant Prmam Weal, Maarnan
mines Coeval* C.I,P
NvIscM 'lot knots, m.
PA Oa 1776. Oslipegs1024C0 Alm %A 0lIc•
M, Pao Airowjern Hoy
Mew etek MIW
tttttttttttttttttt MWSJI4M$
Account Number:
Statement Period: 0810112014 - 08/3112014
EPSTEIN VIRGIN ISLANDS Valuation at a Glance This Period Yaar-lo-Date
FOUNDATION INC Beginning Account Value 82,542,518.08 $0.00
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 400,000.00 2,342,350.29
Adjusted Previous Account Value 2,342,518.08 2,342,350.29
ST THOMAS VI 00802
Dividends, Interest and Other Income 62.65 318.01
Tots' Taxes With'eld •1880 .106 37
nding Account Value $2,342,561.93 $2,342,561.93
5354 52
Your Client Advisor:
TARA SMITH
Asset Allocation Prior Year•&d Lad Period This Period % Allocation
LSD Cash, Money Funds, and Bank Deposits 0.00 2.542.518.08 2.342.561.93 100.00% Please renew your allocatol
Account Total 80.00 $2,542,518.00 82,341,56113 100.00% You Aocown is 100% invested in USD Casn. Money Funds. and Bank Deposits.
Pagel ot 6
Rated excellent
OKA0 ROIL A0097294CSF10015 paperless " OA w LB Y A V I a I P . A $ T M O C :. . C 2 O °< M " MUNICATIONS M • a • t • •• " • L •, s a c, genre nay woe ova MEW Mateo
CONFIDENTIAL MCIIIINC,
SDNY_GM_00048706
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011630
EFTA_001593 I 5
EFTA01291060

M oney Market Fund Detail
Date Activity Type Description Amount Balsam
Sweep M oney Market Fund
DWSGOVERNM ENT CASH NUL
Account Number: 0000001/93 Current Yield: 0.03% Activity Ending: 08/29/11
08101114 Opening Balance 2,512,537.54 2,542,537.54
08101114 Withdrawal MONEY RAD REDEMPTION 49.16 2,542,511.08
08119114 Withdrawal MONEY FUND REDEMPTION -200,000.00 2,342,51848
08129114 Deposit INCOMEREINVEST 62.65 2,312,580 73
08129114 Closing Balance 12 312 580.73
Total All Money Market Funds $2,312,580.73
Income and Expense Summary
DJr rent Period Year•to-Oate
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 62.65 0.00 281.77 0.00
Interest Income
Credit Interest 000 0.00 0.00 46.51
FDIC Insured Bank Deposits 000 0.00 72.75 0.00
Total Dividends, Interest, Income and Expenses $62.65 $0.00 $364.52 -$36.61
Portfolio Holdings
Opening Posing Accrued Income 30-Day
Description Quantity Balance Bikes* Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
Cash Balance -19.46 -18.80
Money Market
DWS GOVERNMENT CASH INSTL 2,312,680.730 2,542,537.54 2,342,580.73 1.93 281.77 0.03%
Total M oney Market 92,612,537.54 $2,312,580.73 $1.93 $281.77
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 72.75 NIA
Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 $72.76
Total Cash, M oney Funds, and Bank Deposits $2,542,518.00 $2,342,561.93 $1.93 $354.52
Page 2 of 6
D-ENTIAL
CIN
Account Num ber F I Rated twollent
MOAB ROIL J EPSTEIN VC Go paperless O tr A ." l 0A Y R e P n A S T i C f.C D • C 2 O 0 M 07 M UNICATIONS
EXC71 OKI
SONY GM_00048707
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-S6NY-00 11531
EFTA_00159316
EFTA01291061

Dralsre Sam Ponle Wealth kla.zgenmil
Weals COreiteGt0.1.
Cettf0,4 Sank 140.anel
Mrs bri Oita.
PO em 1776. eak pee MO21203 315Parli Anew, nib Ibex
Mew eett. WI 10114
OtSSIM4I9S
Statement Period: M0112014 -0813112014
Portfolio Holdings
(continued)
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings $2,342,561.93 10.00 T354.52
Messages
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds. please visit the OWS Investments website at https://ww.dws-investrrients.conVEN/products/monetmarket-fundsiyieldsiisp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at 81 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual hind or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual hind's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Deutsche Bank has combined its asset and wealth management operationsaincluding Deutsche Bank Alex. Brownainto a sante division operating under the Deutsche Asset 8 Wealth Management brand and
future cornmunications v1i1 reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc., a registered broker-dealer and
investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC.
The new brand name has no effect on your account. Your portfolio and holdings will not change as a result of the rebranding.
Activity Summary
(Ail amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $62.65 $354.52 Dividends and Interest $0.00 .$36.51
TaxesWithheld 60.00 WOO Taxes Withheld -$15.80 -$106.37
Cash Cash
Withdrawals 000 0.00 Withdrawals .200 000 00 .674.473 97
Deposits 000 1016.824.26 Deposits 0.00 000
Total Cash $0.00 63,016,824.26 Total Cash -$200,000.00 -$674,413.97
FDIC Insured Bank Deposits 60.00 $3,016,892.48 FDIC Insured Bank Deposits $0.00 -T3,016,592.48
Money Market Funds 6200,019.48 6420,459.19 Money Market Funds -T52.65 -$2,163,039.92
Total Credits $200,082.11 $6,454,630.45 Total Debits -$200,081.45 -$8,454,549.25
Page 3 of 5
Account h umber Go papedess oc0,40, R il ed (Koillont
1>tinit ROL JEPSTEIN [ O .c A o L y B A Y R e a P r A U T n O to , C 2 O 0 M 07 M UNICATIONS IPOSO4LA •110.01FOIRA PAO,
SDNY_GM_00048208
O" K1 F I D AMTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011532
EFTA_001159317
EFTA01291062

Transactions by Type of Activity
Process/
Settlement
Date Activity Type Dtwiption Quantity Price Mooed Interest Amount Currency
Dividends and Interest
08129114 MONEY MARKET FUND OWSGOVT CASH INSTL 62.65 USD
INCOMERECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 62.66
Taxes Withheld
08129114 NON-RESIDENT ALIEN TAX NRA TAX WITHHELD ON DWSGOVT CASH INSTL -18.80 USO
233993682
Total Taxes Withheld • UNITED STATES DOLLAR 0.00 •18.80
Cash Withdrawals and Deposits
08119114 FEDERAL FUNDS SENT FIRSTBANK PUERTO RIC -200.000.00 USD
US099999T
Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -200,000.00
M oney M arket Funds
08101/14 MONEY FUND REDEMPTION DWSGOVT CASH INSTL 19.16 USD
USD99999T
08/19114 MONEY FUND REDEMPTION DWS GOUT CASH INSTL 20(000.00 USD
US0999997
08/29/14 MONEY MARKET FUND DWS GOUT CASH INSTL INCOME REINVESTED 42.65 USD
REINVESTMENT
233993682
Total Money Market Funds • UNITED STATES DOLLAR 0.00 199,956.81
Total Value of Transactions 0.00 0.88 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TAZIA SMITH Telephone Number:
345 PARK AVENUE 14TH FLOOR
NEW YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks In a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for more information.
Page 4 of 8
Account A umber: F DAENTIAL RateW ILlicolloM
MIAti ROpGILa op erless J EPSTEIN VICONN O v A e S r O y A Y R e a R r A 'S M inc . e C 2 O 0 M 07 M UNICATIONS I r P ria S l O l•O I.L iN C iZ ta • h •• r • o •••I•MEA V . T . l tie..
flit/111MT
SDNY_GN4_OOO487O9
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DES-SDNY-0011533
EFTA_001593 IR
EFTA01291063

Levis(' c Barn Previa wean Paseetentni
hlwartsCooraleCtO.P
Cedsde Sank Settanti
Mee *A Ms
.115 Pot AIIPOOP 20th I by
Mrs RA ItY 101S4
111”7.44091.
Statement Period: 08/0112014 • 0813112014
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price." Securities for which a price is
not available are marked —NIA" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast Or guarantee Of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
swmpershing.corn/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distnbutions. Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI
not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions. including the tine of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment la order flow.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you imbue, your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, Mound a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (a) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabibty of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
Pages of 6
Account Number: Rated Excellent
DKA0 ROll J EPSTEIN Vle Go paperless O tro A v L e 0A Y R e a R r A S T i E n D t* C 2 O 0 M 07 M UNICATIONS M•. teen Mat Mae
FIDarwrIAL f %en MCI
SDNY_GM_00048710
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DI3-SONY-0011534
EFFA_00159319
EFTA01291064

Important Information and Disclosures (continued)
The Role of Pershing (continued)
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC Bits. For more detailed information please visit vnwcpershing.cornistrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includffig unauthorized trading), to your financial organization and Pershing, within ten days after receipt
of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey
City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generaly final and binding; a party's abity to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securtes industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action unti; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any tights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330.
Paget of 6
Account um ber: Rated Cmyllont
DM0 J EPSTEIN VIC ONNDS 6°A PaPerless O tr A a S y 0 V M a I M n U SW D . C 2 O 0 M 07 M UNICATIONS =Am MMITtaatt:totoollim IMINMAs•
F IDriscriAL TXCII IMO/
SDNY_GM_00048711
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011535
EFTA_00159320
EFTA01291065

Draisre San. Ponie wean ma-utenan
Weals Cu:melte G,Ist.
Dettsche M Saloon xic.
Mrs bri Moo
PA Oa IA0. Oslinta 021200 HI Pin Aire. leth Hoy
Mew vett. 1.1. 10114
11113.17.14,1%
Account Number:
Statement Period: 0710112014 -0713112014
Valuation at a Glance
J EPSTEIN VIRGIN ISLANDS This Period Year-to-Date
FOUNDATION INC Beginning Amount Value $2,545,572.89 $0.00
6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals -3,400.00 2,542,350.29
ST THOMAS VI 00802 Adjusted Previous Amount Value 2,542,472.89 2,542,350.29
Dividends, Interest and Other Income 84.85 255.36
Tots Taxes Withheld •1918 -8757
luting Account Value $2.542.518.08 $2,542.518.08
Estim ated Annual Income 5291 87
Your Client Advisor:
TAZIA SYITN
Asset Allocation
Prior Year-Eod Last Period This Period % Allocation
USD Cash, Money Funds, and Bank Deposits 0.00 2.545.872.69 2,542,518.08 100.00% Your Acooun: s 106 invested n USD Cash. Money Funds, and Bank
Deposits.
Amount Total $0.00 $2,545,872.89 $2,542,5111.08 100.00%
Pigs 1 o16
l>lIA0 ROll A00981I SCSF3001, Go paperless R O a A t L e O d A Y e R a x c R v r A i , l l “ T e ^ ( n " D t C 2 O 0 M 07 MUNICATIOhtS :ra n n Y et st roalot reasaullloirt SOY.
CONFIDENTIAL
SDW_GA4_00048712
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011536
EF1'A_0015 9321
EFTA01291066

M oney Market Fund Detail
Date Activity Type Description Mont Solana
Sweep Money Market Fund
DWSGOVERNM ENT CASH INSTL
Account Number: 0000001/93 Current Yield: 0.03% Activity Ending: 07131114
01/01114 Opening Balance 2,615,892.41 2,545,892.41
07/01114 Withdrawal MONEY RAD REDEMPTION •19.72 2,545,872.69
07/24114 Withdrawal MONEY FUND REDEMPTION .3,400.00 2342,472.69
07131/14 Deposit INCOME REINVEST 61.85 2,512,53754
07/31114 Closing Balance $2,642,537.61
Total All Money Market Funds 62,642,537.51
Income and Expense Summary
Current Period Year.to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 64,85 0.00 219.12 0.00
Interest Income
Credit Interest 000 0.00 0.00 48.51
FDIC Insured Bank Deposits 0 00 0.00 72.75 0.00
Total Dividends, Interest, Income and Expenses $64.86 $0.00 $291.87 -$36.61
Portfolio Holdings
Opening Posing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
Cash Balance .19.72 .19.46
Money Market
DWS GOVERNMENT CASH INSTL 2,512,637.640 2,505,892.41 2,542,537.50 0.00 219.12 0.03%
Total M oney Market $2,545,892.41 $2,542,537.54 $0.00 $219.12
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 72.75 NIA
Total FDIC Insured Bank Deposits 60.00 $0.00 $0.00 $72.76
Total Cash, M oney Funds, and Bank Deposits $2,545,872.69 $2,512,611.08 $0.01 $291.87
Pap 2 of 6
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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(je DB-SDNY-00 11537
EFTA (x11593??
EFTA01291067

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11111111111116 0111,12.&4091.
Statement Period: 0710112014 -0713112014
Portfolio Holdings
(continued)
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings 82,541,518.08 80.00 1291.87
Messages
Although a money market mutual fund seeks to preserve the value of your investment at 81 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual hind or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credked to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visk the DWS Investments webske at https://vmw.dws-investments.conVENtproducts/money-market-hinds-yields.jsp. Please note that all money
market funds hsted on the webske may not be offered through us.
Deutsche Bank has combined its asset and wear management operationsaincluding Deutsche Bank Alex. Brownainto a skigle division operating under the Deutsche Asset 8 Wealth Management brand and
future communications nil reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc., a registered broker-dealer and
investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC.
The new brand name has no effect on your account. Your portfolio and holdings will not change as a result of the rebranding.
Activity Summary
(All amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest 464.85 1291.87 Dividends and Interest 10.00 -136.51
TaxesWithheld $0.00 80.00 Taxes Withheld -$19.46 -88737
Cash Cash
5Vithdrawals 000 0.00 Withdrawals .3 400 00 .474A73 97
Deposits 000 3,016,824.26 Deposits 0.00 000
Total Cash 40.00 43,016,824.26 Total Cash -83,400.00 -8474,473.97
FDIC Insured Bank Deposits 80.00 43,016,192.48 FDIC Insured Bank Deposits 80.00 -83,016,892.48
Money Market Funds $3,419.72 $220,439.73 Money Market Funds -WA -$2,762,977.27
Total Credits 33,484.57 48,254,448.34 Total Debits -43,484.31 -48,254,487.80
Page 3 of 6
Account Number Riled excellont
OHO ROLL J EPSTEIN VIC CD D .. Go paperless r[OroZsOy.A Vee R r A W TC K D . C 2 O 0 M 07 M UNICATIONS
F I DAENTTAL
SDNY_GM_00048714
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11538
EFTA 00159323
EFTA01291068

Transactions by Type of Activity
Process'
Settlement
Date Activity Type Description Onantity Price Accrued Interest MINIM Curren
Dividends and Interest
0713111/ MONEY M ARKET FUND NS GOVT CASH INSTL 64.85 LSO
INCOME RECEIVED
233993682
Total Dividends and interest • UNITED STATES DOLLAR 0.00 64.85
TaxesWithheld
07/31/14 NON-RESIDENT ALIEN TM NRA TAX WITHHELD ON OWSGOVT CAST INSTL -19.46 LSO
233993682
Total Taxes Withheld - UNITED STATES DOLLAR 0.00 -19.48
Cash Withdrawals and Deposits
07/24/14 FEDERAL FLNDS SEA T FAIRWINDS CREDIT UNI 4.400.00 USCI
LS0999997
Total Cash Withdrawalsand Deposits • UNITED STATES DOLLAR 0.00 -3,400.00
Money M arket Funds
07/01/14 MONEY FUND REDEMPTION DWSGOVT CASH INSTL 19.12 LSO
US0999997
07/24/14 MONEY FUND REDEMPTION OWSGOVT CASH INSTI. 3400.00 USD
USD999997
07/31/14 MONEY M ARXET FUND OWS GOUT CASH INSTL INCOME REINVESTED .64.85 USD
REINVESTMENT
233993682
Total Money Market Funds • UNITED STATES DOLLAR 0.00 3,354.87
Total Value of Transactions COO 0.26 USD
The mice and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TAZIA SMITH Telephone Number:
345 PARK AVENLE 14Th FLOOR
NEW YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OLT
Default Method for Stocks In a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account corn m unications for electronic delivery. To register and turn off paper communications, log in to your account or contact yours:tient Advisor for more information.
Page 4 of 5
Account Number Rated excelhrint
VINO J EPSTEIN Go paperless O t v A e L r S y A Y R a r R a• A 1• T •• C C D O C 2 O 0 M 07 M UNICATIONS
FIDrismAL
SDNY_GM_00048715
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11539
EFTA_00 159324
EFTA01291069

Graisre San. Ponle wean mamtenme
minim CO•MICIG,Isti
ChiSthe tar* S41.0 Oft Ht.
Mrs bet Mop
.115 Pot Aire, Halter
Mew In PIT 10114
1111111/ OM 7.4409S
Statement Period: 07/0112014 - 07131/2014
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price." Securities for which a price is
not available are marked —N/A— and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast Or guarantee Of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future economics political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wvm.pershing.comsbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from
whom your security was purchased. may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order now.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be belled at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and nit any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you ...All not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for hinds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabibty of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
Pages of 6
Account k um ber: Go parerlessA cce.....e.t.„ ai led Excellent
1,IIAIL 1+:31i JE D . Uc.a.ro,m M(. . IL A W T L IC 0 . C 2 O 0 M 07 M UNICATIONS = A I n a m n • tin e A t N .m e . r * C . a a N llo A iAl a m a O m 'eg r N OM. A .M , IOPISlinfiliffilli.
VCI M<,1F I DArl\rn [Mal IINCS
SDNY_GM_00048716
PSElk
CONFIDENTIAL - PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0011540
EFTA_00159325
EFTA01291070

Important Information and Disclosures (continued)
The Role of Pershing (continued)
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC knits. For more detailed information please visit wriftpershing.cornistrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includivg unauthorized trading), to your financial organization and Pershing, within ten days after receipt
of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey
City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very brrited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330.
Page6 of 6
Account Number: Rated incepent
()SAO ROLL J STEIN VIC C DS . Go paperless L 0 v 4 e 1 r . y 0 A Ye li a R s A S T in C c 0 e C 2 O 0 M 07 M UNICATIONS Mth= etwerrara"si: "0"••••64.01•W •••••••
N F I D^ENTIAL fX/ZillONCIF
SDW_GM 00048717
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011541
EFI'A_00159326
EFTA01291071

Draisre Sant Prmax.
Mareats Cwt./OG.1,P
Dettsthe Sek Settaw.
Mew bet 01.1c•
PO &.1776. 841t rm.* M0 2120a 315 Part ibres.. Nth 1 ter
W. %ANY 10114
I~OM,TY 4,15
Account Number:
Statement Period: 0610112014 -0613012014
Valuation at a Glance
EPSTEIN VIRGIN ISLANDS This Period Year-to-Dale
FOUNDATION INC Beginning Account Value $2,745,1126.67 $0.00
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals .200.00010 2,545,750.29
ST THOMAS VI 00802 Adjusted Previous Account Value 2,545,82617 Z545,75120
Dividends, Interest and Other Income 65 74 190.51
Tots Taxes Withheld •1972 .68 II
-nd rg Acccvit \la ue $2.545.872.69 $2,545,872.69
Ego ated Annual Income 5227 02
Your Client Advisor:
Asset Allocation
Prior Year•hd Lea Period This Period % Allocation
IAD Cash, Money Funds, and Bank Deposits 0.00 2.745.826.87 2.545.872.69 100.00% Your Accounts 103% invested ei USD Cash, Money Funds, and Bank
Deposits.
Account Total 90.00 $2,745,026.67 $2,646,172.69 100.00%
Page 1 o19
()SAO 110.1.1. C B0 O 0977 0 N 9C5F3 F 0022 ID G E o p N ape T rle I ss A L R E L 0A b X il . w e I / . 1 O d 1 . M Y e 1 e 1 x ( a ( N c A r e C I T l w l a M o t C 2 O 0 M 07 M UNICATIONS. ;Taw stor:Ca ri oirra SW NOW
SDW_GM_00048718
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011542
EF1'A_00159327
EFTA01291072

M oney Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DWSGOVERNM ENT CASH 91511
Accounl N um ber: 0000001493 Current Yield: 0.03% Activity Ending: 06/30/14
05131114 Opening Balance 2,745,847.78 2,745,817.78
06102114 Withdrawal MONEY RAD REDEMPTION •21.11 2,745,828.87
06119114 Withdrawal MONEY HAD REDEMPTION -200,000.00 2,545,828.67
06130111 Deposit INCOM E RETh VEST 65.74 2.515192 01
06/30114 Closing Balance 82,515,892.11
Total All Money Market Funds 12,515,892.11
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 65.74 0.00 154.27 0.00
Interest Income
Credit Interest 0 00 0.00 0.00 -38.5t
FDIC Insured Bank Deposits 000 0.00 72.75 0.00
Total Dividends, Interest, Income and Expenses $65.74 $0.00 5227.02 -$36.61
Portfolio Holdings
Opening Posing Accrued Income 30-Day
Description Ouantily Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
Cash Balance .21.11 .1922
Money Market
DWS GOVERNMENT CASH INSTL 2,515,892.410 2,745,817.78 2,515,892.11 0.00 154.27 0.03%
Total M oney Market 52,115,81T.T8 82,515,892.11 $0.00 8151.27
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 12.1$ NIA
Total FDIC Insured Bank Deposits 30.00 $0.00 $0.00 $72.75
Total Cash, M oney Funds, and Bank Deposits $2,745,628.87 $2,545,872.69 $0.08 $227.02
Page 2 ol 9
Account hum ber Rated (..Olent
ROLL eEP)STEIN VC CIN F I D 6° r a Pa T Per T ies A s L 0tn % ArYl a O l AY IE Ra N RrA C rS C 20°1W•4.M.INICATIONS
SONY_GM_00018719
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(j DB-SDNY-00 11543
EFTA (x1159328
EFTA01291073

Draisre Nana P,,nie %WAN Maatenmi
Weals Corral* C.O.P
DectsO4 Oat Stua nti
Mw bri Moo
PO Elm 1776. &aurae IVO 2IN 3 315Part Anew. MN Met
New ettk NY 10114
IIMI2O4I9S
Statement Period: 0610112014 - 06/3012014
Portfolio Holdings
(continued)
Accrued Estimated
Markel Valve Interest Annual Income
Total Portfolio Holdings $2,545,872.68 $0.00 027.02
M essa es
Federal Depose Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market hinds, please visit the DWS Investments website at httpsiNnwrdws-investrnents.corNEN/products/moneynarket-fundslields,tsp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual hind or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Please note that the following language supersedes previous versions of our disclosure, Pershing's Impartial Lottery Process: Partial Calls:
Pershing's Impartial Lottery Process: Partial Calls
When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 462.30, which has been incorporated into the FINRA Consolidated Rulebook Pershing must have
procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process.thlien an issuer initiates a partial call of securities, the depository holding such securities (typically, the
Depository Trust Clearing and Corporation, or DTCC) conducts an impartial, computerized lottery using an incremental random number technique to determine the allocation of called securities to participants for
which 4 holds securities on deposit (including Pershing). Because DTCC's lottery is random and impartial, participants may or may not receive an allocation of securities selected for redemption.
When Pershing is notified that 4 received an allocation of called securities, Pershing conducts a similar, computer-generated random lottery. The lottery determines the accounts that will be selected and the
number of securities in the account that wt be redeemed. Alocations are based on the number of trading units held in the account. The probability of any trading unit held by an account being selected as called
in a partial cal is proportional to the total number of trading units held through Pershing.
Once the lottery is complete, Pershing notifies introducing broker-dealers whose introduced accounts have received an allocation. Securities registered in the clients name, either in transit or held in custody, are
excluded from the Pershing lottery process.
Pershing initiates the lottery process by identifying the accounts holding the caNed security, the total par value of the called securities held, and the trading unit of the security.
Example (unit of trade = 525,000):
Client Account ABC-123234; Par Value: $100000; Number of Trading Units: 4
Client Account DEF-325465; Par Value: 575,000; Number of Trading Units: 3
Page 3 of
Account Number Riled excellent
ONAB,ROLL 6J(eEP)STEIA VIC U NITSF,1 I D G A o p E ap N erl T es I s A L e O tr x A o t L s ll S y If N M A a R l r a A l T an C c D e C 2 O 0 M 07 M UNICATIONS ..,-
SDNY_GM_00048720
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 11544
EFTA_00 159329
EFTA01291074

M essa es
(continued)
Client Account: EDR-567433: Par Value: $150.000; Number of Trading Units: 6
Client Account: EGT-876574; Par Value: 550,000; Number of Trading Units: 2
Client Account EST-868345; Par Value: 525600; Number of Trading Unks: 1
Client Account FRT-435234; Par Value: $25,000; Number of Trading Units: 1
Client Account FRT-658797; Par Value: 575,000; Number of Trading Units: 3
In brief, the allocation process involves the following steps:
> The number of trading units held in each account is identified.
> A sequential number is assigned to each trading unit (e.g., account EDR-567433 would be assigned six numbers).
> A random number is generated that will result in one of these trading units being the first unit in the selection process.
> Thereafter, the trading units participating in the alocation are based on an incremental random number technique until the number of trading units allocated to Pershing is exhausted.
Additional Information
The allocation of called securities is not made on a pro-rata basis. Therefore, it is possible that a client may receive a full or partial redemption of shares held. Conversely, it is also possible that a client may not
have any securities selected for redemption at all.
When a partial cal is deemed favorable to the holders of the called security, Pershing will exclude certain accounts from the lottery. Excluded accounts wil include Pershing's proprietary and employee accounts,
as wel as proprietary and employee accounts of introducing broker-dealers (if Pershing carries and dears those accounts). No allocation will be made to these proprietary and employee accounts unfit all other
client positions at Pershing in such securities have been called. When a partial cal is deemed unfavorable to holders of the called security, Pershing will not exclude any accounts from the lottery.
If the partial call is made at a price above the current market price as captured in Pershing's price reporting system, Pershing will generally categorize the partial call as one that is favorable to the holders of such
security. If the partial cal is made at a price that is equal to or below the current market price of the security as captured in Pershing's price reporting system, Pershing wall generally categorize that cal as one
that is unfavorable to holders of the security.
Clients have the right to withdraw uncalled, fully paid securities from Pershing at any time prior to the cutoff date and time established by the issuer, transfer agent and/or depository with respect to the partial cal.
Clients also have the right to withdraw excess margin securities. provided that the client account is not subject to restriction under Regulation T or that such withdrawal will not cause an under-margined condition.
DaraTTAL Page 4 of 9
cm
Account A umber: F I
un', , 1 J EPSTEIN VI Go paperless i r0 ',vv = ey : r 4 y 1 Y 6 e : n 1 S (0 in ce C 2 O 0 M 07 M UNICATIONS : O ra n n /. t LC e a ts ./ r ea / t S t W /C '4 M 7 • 0 •" / • 0 • . OEN Sam.
SDNY_GM_00048721
CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e) DB-SDNY-0011545
EFTA_00159330
EFTA01291075

dais re Rana Poetic wean ma-etenne
Weals Cereal* 4,1,P
Censche Sank Sectanci nc.
Mrs %A Office
315 Part Anew, 20th I ter
Mew etet. WI 10114
1111117.44091.
Statement Period: 06101(2014 • 0613012014
Activity Sum m a ry (NI amounts show; are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $65.74 $227.02 Dividends and Interest $0.00 -$36.51
Taxes Withheld $0.00 $0.00 Taxes Withheld -$19.72 -$66.11
Cash Cash
h d als 0 00 C: 'A' IncraAais -200,00000 .471 073 97
Deposrs 0 00 3 016 He 26 Depcs+3 0.00 0 00
Total Cash $0.00 13,016,824.26 Total Cash 4200,000.00 -$471,073.92
FDIC Insured Bank Deposits $0.00 $3,016,892.48 FDIC Insured Bank Deposits $0.00 -$3,016,892.48
oney Market Funds $200,021.11 6217,020.01 Money Market Funds -$65.74 -$2,762,912.42
Total Credits 1200,066.85 $6,250,913.77 Total Debits 4200,065.46 46,250,963.41
Transactions by Type of Activity
Process
Settlement
Date Activity Type Desolation Duality Price Accused littered Amoaat Correa,
Dividends and Interest
06130114 MONEY MARKET FUND DWS GOVT CAM, INSTL 65.74 USD
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 65.74
TaxesWithheld
06/30/11 NON-RESIDENT ALIEN TAX NRA TAX WITF FELD Oh DWSGOVT CASH INSTL -19.72 USD
233993682
Total Taxes Withheld - UNITED STATES DOLLAR 0.00
Cash Withdrawals and Deposits
06n9:•t FEDERAL FUNDS SENT FIRSTBAN ERT0 RIC -200.000.00 USD
US0999997
Total Cash Withdrawals and Deposits- UNITED STATES DOLLAR 0.00 -200,000.00
Page 5 o19
Account A umber: Coo naPerheSS R Ev a e ile ry d Y E o xc s e t l S le in n c t e 2007 aor.' Ls etwerelat:4•1:•"• •••Wart Ida*
J EPSTEIN VC DAUM* RATED COMMUNICATIO116
EXCIIIENt7
SDNY_GM_00048722
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011546
EFFA_00159331
EFTA01291076

Transactions by Type of Activity (continued)
Process?
Settlement
Date Activity Type Druiption °entity Price Accrued Interest Amount Currency
M oney M arket Funds
06102114 MONEY FUND REDEMPTION OWS GOUT CASH INSTL 21.11 DSO
VS0999997
06119114 MONEY FUND REDEMPTION °WS GOUT CASH INSTL 200,000.00 DSD
VS0999997
06130114 MONEY MARKET FUND OWS GOUT CASH INSTL INCOME REINVESTED 45.74 DSO
REINVESTMENT
233993682
Total M oney M arket Funds • UNITED STATES DOLLAR 0.00 199,955.37
Total Value of Transactions 0.00 1.39 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TAZIA Telephone Number:
345 PARK AVENLE 14Th FLOOR
KEW YORK AY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OLT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IA FIRST OLT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account corn m unications for electronic delivery. To register and turn oft paper corn ni unications. log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the dose of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price." Securities for which a price is
not available are marked "WC and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of Mure results.
These figures are computed using information from providers believed to be rekable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by cuffed and future economic, political, and business conditions, they should not be relied on for making investment. trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of pnncipal may be included in the figures for certain securities, thereby overstating them. Refer to
vnnwpershing.combusIness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Page 6 of 9
Account Number didiv „it 114.1(....lent
? i : 1~0 ROL t J EPSTEIN DS _ DGAo pnapTerlreIssA L-.-ss 0 t'r A ay lI 3 A Y R o R n A 1 T ~ (D . C 2 O 0 M 07 M UNICATIOrd
veCN F I
SONY GM_000413723
rxeriliNa
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011547
EFTA_00159332
EFTA01291077

Gnaw e Sam Po.or Wealh Mamtenme
Porous Corr age
IX...Wit Sara Set-newt
Mew bet Calor
315 Pot Ouirrne, 20th Met
Mrs veAllY 105W
111111111111111 MS, 7.4409S
Statement Period: 06/0112014 - 06/30/2014
Important Information and Disclosures (continued)
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased. may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate with not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be tiled at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions conceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. ft acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the resuN of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its atm operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit vmve.pershing.comfstrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt
of this statement. Please be advised that any oral communication should be reconfirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey
City. New Jersey 0739t (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is tied.
• Arbitration awards are generally fnial and binding; a partys ability to have a court reverse or modify an arbitration award is very tinned.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
Page? of 9
a
t it: IL I J A E cc ount u v m ei ber bN D f< 1 . F ID Go r pa a per t le ! ssA L_ R 0 fM y A a e t C l . O e , I d A I I ( I R * I c N M o C l I l 1 a L r D d C 2 O 0 M 07 M UNICATIO116 :tan else wet iiist.s .00
SDNY_GM_00048724
6(e)STEIN
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. DB-SDNY-0011548
EF1'A_00159333
EFTA01291078

Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
• The arbitrators do not have to explain the reason(s) for their award. unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for Singing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to esthete shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3333.
Pagel el 9
Account NvucimubeRr:- i F I DArisr, t Rated Ecellent
(-4O piperless Every Yaxm lam.zoo. eatiti............=. 04.-.r."...............
J EPSTEIN rCxIAcrlit: RATED COMMUNICATIONS Anne,l in ammeinam, mm Mc
T` I AL '
SDNY_GM_00048725
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011549
EFTA_00159334
EFTA01291079

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSMONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLCABLE LAWS AND REGULATIONS FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF II WILL BE MAILED UPON YOUR WHIT TEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES:
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. WYYvV.PERSHNG.COMMUSINESS_CONTINUTTY.HTML
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS
FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHINGS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION FINS-
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. RULE 607(A)(1)-(2))
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES, ELECTRONIC COMMUNICATION
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
FROM TIME TO TIME OUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. SUBSEQUENT EXECUTION. IN ADDITION PERSHING MAY EXECUTE CERTAIN EOUITY ORDERS AS
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF PRINCIPAL. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST.
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER PERSHING RECEIVES PAYMENTS FOR DIRECTING USTED OPTIONS ORDER FLOW TO CERTAIN OPTION
REGULATION T OE THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT EXCHANGES. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR PAYMENT.
INSPECTION UPON REQUEST. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
TAX INFORMATION FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
• AFTER YEAR END. PERSHING IS REOUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
REVENUE SERVICE AM) OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL THE NATIONAL BEST BID OR OFFER (NEMO). ON CERTAIN LARGER ORDERS. OR IF THE DESIGNATED
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
STATEMENT TO PREPARE YOUR TAX FILINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS Of' THE DISTRIBUTION OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N980 PERSHING ALSO REGULARLY
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC CR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
IF ANY OF THE ABOVE TERMS MO CONDITIONS ARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERSONNG IIAEDIATELY IN WRITING BY CERTIFIED VAN. TO ONE PERSHING PLAZA JERSEY CITY. NJ O7fl ATTtt LEGAL DEPT
Page 9 of 9
ouAti ROIL A J cco S u T n E t I N H u V m C be r: FI D G a o r p i a S pe I rl T es I s A L " R L O v a N a e te S ry " d A Y R e a R " s A 1 T S E w D e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048726
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11550
EFTA_00 159335
EFTA01291080

Gnaw e Ban, Pone weaon mamigenme
Peron, Coottage Gm.P
Cesische Sank Settantivic,
*rebel Mk.
PA Oa 17M Oslimoss WO PACO .115 Pot Ante. alibi loci
Mrs Perk. 1.1. 10114
($1”7.44,15
Account Number:
Statement Period: 15/0112114 - 05/31/2014
Valuation at a Glance
EPSTEIN VIRGIN ISLANDS Ibis Petted Yea MoDale
FOUNDATION INC Beginning Amount Value 52,702,770.17 90.00
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals .16,993.45 2,745,750.29
ST THOMAS VI 00802 Adjusted Previous Amount Value 2,745,777.42 2,745,750.29
Dividends, Interest and Other Income 70.36 124.77
Tots Taxes Withheld -2111 .48 39
ndrng Account Value $2,745,826.67 $2,745,826.67
atm aced Annual Income
Your Client Advisor:
Asset Allocation
Prior Year-hd Last Period Ibis Period % Allocation
1.41) Casn, Money Funds, and Bank Deposits 0.00 2.762.770.87 2.745.626.67 100.00% Your Account is 103% invested in USD Cash. Money Funds, and Bank
Deposits.
Amount Total $0.00 $2,762,170.87 $2,745,126.67 100.00%
Pagel of 6
Go roperhess Rated (Koollent
t>BAO ROIL A0105086CSF30016 Ilp C t rI A a L y OA R Y R a A ra T r I Y O . t C .2 O 0 M 07 M UNICATIOhtS e 0. t 0 r • i 1 a 0 m 04 e 1. t 4 a m rr u a n il e a . flaw a s W tO ile rg • r • a" 0 e on Sam.
CONFIDENTIAL
SDNYS4.4 00048727
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011551
EF1'A_00159336
EFTA01291081

M oney Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DVISGOVERNM ENT CASH NUL
Accounl N um ber: 0000001/93 Current Yield: 0.03% Activity Ending: 05130114
05101114 Opening Balance 2,782,716.32 2'62,178.32
05101114 Withdrawal Mc:METRO REDEMPTION -5.45 2,762,770.81
05116114 Withdrawal MONEY FUND REDEMPTION 4343.45 2,782,127.42
05121114 Withdrawal MONEY FUND REDEMPTION -1,350.00 2,160,777.42
05130114 Withdrawal MONEY FUND REDEMPTION -15,000.00 2,745,777.42
05130114 Deposit INCOME RBA VEST 70.38 2.745.817.78
05130/11 Closing Balance $2 745 847.78
Total All Money Market Funds 62,715,847.78
Income and Expense Summary
Current Period Year-to-Date
Taxable Noe Taxable Taxable Non Taxable
Dividend Income
Money Market T0.36 0.00 88.53 0.00
Interest income
Credit Interest 0.00 0.00 0.00 -36.51
FDIC insured Bank Deposits 0.00 0.00 72.75 0.00
Total Dividends, Interest, Income and Expenses 670.36 $0.00 6151.28 -$36.61
Portfolio Holdings
Opening Gods° Accrued Thome 30-Day
Desuiption Ouanfily Balance Balsam Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
Cash Balance -5.45 -21.11
oney Market
DW S GOVERN M ENT CASH INSTI. 2,745,847.780 2,782,776.32 2,745,847.78 2.26 86.63 0.03%
Total M oney Market $2,762,776.32 $2,746,841.78 $2.26 $88.63
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 72.76 NIA
Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 $12.76
Total Cash, M oney Fund% and Bank Deposits $2,762,170.61 $2,745,628.87 $2.26 $161.28
Page 2 of 6
Account Num ber
Go paperless
Rated vC.0.0,I ent
2007 aott01•0020rCalitrOrream.e. enSP0110•0
DIII0 RCM E;"El"CCRI F I DAENTIAL E 0 X 1 C 0 7 0 1 0 0 PATCD COMMUNICATIONS ••••••.000 •••••••••••••. Mae •VO
SDW_Ca4_00048728
6(j
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. e DB-SONY-0011552
EF1'A_00159337
EFTA01291082

Orals,. San' Poosie Wx10 Magagenwil
Marens L °WWI
Cestfche Rink StWeel
Mee %A Moo
PO em 1775. eIRIVIC.10 MO2IN3 NINA Si,..,. lethilIcer
Nowo eett. IVY 10114
0111,17.&4I9S
Statement Period: 05/0112014 - 05f 31/2014
Portfolio Holdings (continued)
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings $2,745,626.67 $0.00 $161.28
Messages
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds. please visit the DWS Investments website at https://www.dws-mvestrents.conVEN/products/money-market-funds-yields.isp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Sum m ary (All amounts shown are m base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $70.36 $161.28 Dividends and Interest $0.00 -$36.51
Taxes Withheld $0.00 $0.00 Taxes Withheld -$21.11 -$48.39
Cash Cash
Withdrawals 000 0 00 Withdrawals -16.99345 -271.07397
Deposits 0.00 3.016.821.26 Deposits 0.00 0.00
Total Cash $0.00 $3,016,824.26 Total Cash -$16,993A5 -$271,073.97
FDIC Insured Bank Deposits $0.00 $3,016,892.48 FDIC Insured Bank Deposits $0.00 -$3,016,892.18
Money Market Funds $16,998.90 $16,998.90 Money M artet Funds -$70.36 -$2,762,816.68
Total Credits $17,069.26 $6,050,876.92 Total Debits -$17,081.92 -$6,050,898.03
Page 3 of 6
owl , ROLL 6 A j( c e co E u r n i t k N u V m IR b G e IN r ISLADS. Go paperless M R tr o a U b y e M d ' * E I w xc R o e A l S l T e le E n K D t e C 2 O 0 M 07 M UNICAT lOhtS P =l w a r w a ptin O a W we = ~ a A la v t o w .0 .to w w" e in SW WNW
221421112Nef
SDNY_GM_00048729
CONFID AENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0011553
EFTA_00 159338
EFTA01291083

Transactions by Type of Activity
Process/
Settlement
Date Activity Type Desaiptioa Quantity Price kneed lidera MHO! Curren
Dividends and Interest
0513011/ MONEY MARKET FUND DWS GOVT CAS- INSTL 70.36 USD
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 70.36
TaxesWithheld
0513011/ NON-RESIDENT ALIEN TAX NRA TAX WITFFELD ON DWS GOUT CAS-INSTL -2111 USD
233993682
Total Taxes Withheld • UNITED STATES DOLLAR 0.00 -21.11
Cash Withdrawals and Deposits
0511611/ FEDERAL FUNDS SENT "MORGAN CNA% BANK, 413.15 USD
US0999997
05/22/14 FEDERAL FUNDS SENT FAH/WINDSCREDIT0Ni -1.350.00 USD
US0999997
05130111 FEDERAL FUNDS SENT EASTERN OD PP FCU -15,000.00 USD
US0999997
Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -14993.45
Money M at ket Funds
05101/14 MONEY FUND REDEMPTION DWS GOUT CASH INSTL 5.45 LSD
USD999997
0511611/ MONEY FUND REDEMPTION OWS GOUT CASH INSTL 61345 LSO
US0999997
05121114 MONEY FUND REDEMPTION °WSGOUT CASH INSTL 1.350 00 LSO
US0999997
05130/14 MONEY FUND REDEMPTION OWS GOUT CASH INSTL 15.000 00 LSO
US0999997
0513011/ MONEY MARKET FUND DWS GOUT CASH INSTL INCOME REINVESTED -70.36 USD
REINVESTMENT
233993682
Total Money Market Funds- UNITED STATES DOLLAR 040 16,920.54
Total Value of Transactions 0.00 -15.88 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TAZIA SMITh Telephone Number:
345 PARK AVEALE 1411. FLOOR
NEW TOW NY 10154
Pagel 018
Account num ber Go papeTr-leIsAs L Rated MM
1A in IL ;t: i O tv MA le Sa y Oh v Me e I e M r U W D K . C 2 O 0 M 07 M UNICATIONS orarapiLa e n tw ew ee s r r e o a o o m rO u w ni e x e n ts o . . . f
F IDEN NCI
SDNW_GM_00048130
(jEP: TEI"CCIN
CONFIDENTIAL — PURSUANT TO FED. R.CRIM. P. 66(e) DB-SONY-00115.54
EFTA_00159339
EFTA01291084

Gnaw e Ram Amor THAR TiaAtenna
Manes CARVE DAP
Myna* Sank Senonn
Mee WA Office
Hs PIA /Anne. 20th Reef
Mrs RA. PA 10114
ITSS,DAGOTS
Statement Period: 05101/2014 05131/2014
Your Account Inform ation
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks Ina Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have nor selected any account communications for electronic delivery. To register and turn oft paper communications, log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.° Securities for which a price is
not available are marked "N/A"' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, otters decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wvriv.pershing.cornlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions. including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, Mound a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Page of 6
Account um ber: Riled Excellent
VAAL] ROD. vCI UR1F I D G A o p E ap N erl T es I s A L D L r A a D y E A Y R e R w A S T i E nc D e C 2 O 0 M 07 M UNICATIONS ea T t R te A r A n T e IT rr A e etW Re Ci m ie s ll e •t•• c • •••••= 14"11.
SDNY_GM_00048731
j""El
CONFIDENTIAL — PURSUANT TO FED. R CRINA . P. 6(e) FACED MCI DB-SONY-0011555
EFTA_00159340
EFTA01291085

Important Information and Disclosures
(continued)
The Role of Pershing
• Pershing carries your account as cleanrg broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions conceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does d assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the resu* of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabdity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit www.pershing.corrifstrengkstability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt
of this statement Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey
City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generaly final and bioding; a party's abibty to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically inckide a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible fa arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)4113330.
Page of 6
vc
ORAR ROIL A J c E c P o S u T n E t I N A umber: Go paperless I R O v a A o t & r e y O d A Y 4 A e u a R l r l A a W T l I . O C . C 2 O 0 M 07 M UNICATI0h6 aMr 41••••W ri ,..710.":""0•••••jain
FIDar riscr iAL %al /NCI
SDW_GM_00048732
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011556
EFTA_00159341
EFTA01291086

Dralsre San, Footle Wealh Ma.zgenme
Mitatt COottlet4,1,P
CeviSthe Sank Senn, Mt.
Mrs bet Office
ph ao, Int thippiekeli2t203 315 Pot Ante. 20th liter
Mew b,t hY 10154
Sm»au m1
Account Number:
Statement Period: 04/0112014 - 04/30/2014
Valuation at a Glance
EPSTEIN VIRGIN ISLANDS This Period Tear-to-Date
FOUNDATION INC Beginning Account Value 92,802,490.89 90.00
6100 RED HOOK QUARTER B3 et Cash Deposits and Withdrawals .39,750.00 2,782,713.71
ST THOMAS VI 00802 Adjusted Previous Account Value 2,782,740.89 2,782,743.74
Dividends, Interest and Other Income 13.88 51 41
Tots Taxes Withheld •1370 2728
ndrng Account Value $2.762.770.87 $2,762.770.87
Estim ated Annual Income S90.92
Your Clint Advisor:
TARA SMITH
Asset Allocation
Prior Year-tad UM Period This Period % Allocation
USD Cash, Money Funds, and Bank Deposits' 0.00 2.802.490.89 2.782.770.87 100.00% Your Accounts 10(Piii invested ci USD Cash. Money Funds. and Bank
Deposits.
Account Total 30.00 $2,002,490.89 82,707,770.87 100.00%
I The Bank Deposits In your account are FDIC insured bank deposits.
FDIC insured bark deposits are not securities and are not covered by the Securities Investor Protection Corporation
(SIPC). These bank deposes are covered by the Federal Depose Insurance Corporation (FDIC). up to Movable limits.
Pagel of 8
A0097659CSF30016 Go pape o r n le in s s w R Se a v w en l 1 Y .< e 4 a 1 s 1 I . n n. A Pow O oo m no e n o . n ..... m .. o O n y s e . n w u o .C rn . • lomat worm •• m ••• o • o • n ••
CONFID /W 5 A NTIAL C tx A C W illU .* C I COWNUNICATIONS _—. c own.F s ran sec
SDW_GM_00O443733
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011557
EFTA 00159342
EFTA01291087

Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DWSGOYERNM ENT CASH INSTL
Account Number: 0000001/93 Current Yield: 0.03% Activity Ending: 04130114
04101114 Opening Balance 0.00 0.00
04123114 (Mooed MONEY FUND PURCHASE 2,782,75115 2,762,758.15
04130114 Deposit INCOME REINVEST 18.17 2,782,778.32
01130111 Closing Balance 9$277622776:322
Total All Money Market Funds 2,6.77 63
FDIC Insured Bank Deposits
Date Activity Type Donal• Amount Balance
Other FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Number: N16024950 Activity Ending: 04130114
04101111 Opening Balance 2,802,490.69 2,802,190.69
04104114 Withdrawal WITHDRAWAL -35,000.00 2,767,190.69
0411411/ Withdrawal WITHDRAWAL -2,75010 2,784,710.69
04115114 Depotit INTEREST CREDITED 22.97 2,784,783.88
APY 0.01%
04116114 Associated Bank NA 2,764,783.66
NO 04116 $250000.00
BBST
NO 04116 $250000.00
Bank of Am erica
NO 04116 $250000.00
Citibank N.A.
NO 04116 $250000.00
Deutsche Bank NI Co
NO 01116 $250000.00
BM West Bank
NO 04116 $250000.00
FSB of Central Texas
NO 01116 $264763.66
NY Community Bank
NO 04116 $250000.00
Texas Capital Bank
NO 04116 $250000.00
Trieste Capital Bank
NO 04116 $250000.00
Corn enity Bank
Page 2 of 8
A'097659CSF30016 DMRCm Account Number fsss iF I 0 G . o •. p N. ape .• r . l , e s y s A Lt .° S . e " v .'e e . n A r Y e e a a Ir r s s M in A Pow 0 40 •N M O S IO S . OS 4 P 4 OW M . I T M O S M . S 1 O .1 F .0 • . 0 • 1 •• • • • • • • • • • •• O •• S IO , N * Y S M S I W O , • ••
J EPSTEIN VC COmmuniCAT.ONS LLC SOS„ IS M.. SW<
1.3EC MINCE
SONY GM_00048734
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-S6NY-00 11558
EFTA_00159343
EFTA01291088

Gnaw, e Rant Royale Wealth Ma•igental
MitatItCPPaReC.O.P
CetIfthe S Sena nt.
Mrs bet Mk.
.115 nn. 20th lice!
Mew %A ICI IOVA
aaaaaaat MS, 7.44I 9S
Statement Period: 04/01/2014 - 04130/2014
FDIC Insured Bank Deposits
(continued)
Date Activity Type Description Amount Balance
Other FDIC Insured Bank Deposits (continued)
INSURED DEPOSITS PROGRAM (continued)
N0 04116 $250000.00
04117114 Withdrawal WITHDRAWAL -2.00689 2,762,756.77
04122114 Withdrawal WITHDRAWAL .2.762.761 30 -4.53
04122114 Deposit INTEREST POSTED 4.53 0.00
14130114 Closing Balance $0.00
Total FDIC Insured Bank Deposits $0.00
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposes at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up 101250,000 for each category of legal ownership including individual retirement accounts and certain other self diected retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Carron Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 18.17 000 18.17 000
Interest Income
Credit Interest 0.00 .1.79 0.00 .36.51
FDIC Insured Bank Deposits 27.50 000 72 75 0 00
Total Dividends, Interest, Income and Expenses $45.67 -$1.79 $90.92 -$36.51
Portfolio Holdings
Opening Closing Awued Income 31-Day
Description Quantity Balance Balance Income ma Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
Cash Balance 0.00 -6.45
Money Market
DWS GOVERN M DI T CASH INSTL 2,782,778.320 0.00 2,782,778.32 0.00 11.17 0.03%
Total M oney Market $0.00 12,782,778.32 $0.00 $11.17
Page 3 of 8
AENTIAL,
A00 970$9CSF3 0 016 Account N umber: F ID G' palwrIess R Se M v I e K n I Y x e t a S s h e In a A Row lie Than ofma• MIMS. • C * • O •• a • s •• t • a • w •• e •• d • l • i a = M S il W lie n
J EPSTEIN VICron Etioxtr awit caI ED COmmumiCA I IONS •••••••01“ d••••••••••IPA Pala VC
SMW_GM_00048735
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011559
EFTA_00159344
EFTA01291089

Portfolio Holdings
(continued)
Opening Dosing Accrued Income 30-Day
Description Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits (continued)
FOIC Insured Rank Deposits
INSURED DEPOSITS PROGRAM 2,802,490.89 0.00 0.00 72.75 N/A
Total FOIC Insured Bank Deposits $2,802,490.69 $0.00 $0.00 172.75
Total Cash, Money Funds, and Bank Deposits $2,802,490.69 12,782,770.87 $0.00 $90.92
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings $2,762,770.87 $0.00 $90.92
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not potected by Securities Investor Protection Comoration.(SIPC).
For disclosure of rates for DWS money market funds, please visit the OWS Investments website at https/Nnviv.dws-investments.corNEN/products/money-market-funds-yields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Activity Sum m a ry (Affamounis shorn ate in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $15.67 $90.92 Dividends and Interest -$1.79 -$36.51
Taxes Withheld $0.00 $0.00 Taxes Withheld -$13.70 -$27.28
Cash Cash
Withdrawals 000 0 00 Withdrawals -39.750 00 -254.080.52
Deposits 0 00 3.018.821 26 Deposits 0 00 0.00
Total Cash $0.00 $3,016,824.26 Total Cash -$39,750.00 -$254,080.52
FDIC Insured Bank Deposits $2,802,613.68 $3,018,892.48 FDIC Insured Bank Deposits -$22.97 -$3,016,192A8
Money Market Funds $0.00 $0.00 Money Market Funds -12,762,776.32 .$2,762,776.32
Total Credits $2,802,559.33 $6,033,807.86 Total Debits -$2,802,$81.76 .$8,033,813.11
Page4 of 8
Account Number F Go paperless Roand mcolkirot Owns. •••••h•oMn.s.u se ut.•••••••••••••••••••SI
DanoriArnSe"ven— Yeas. In A Roy* et Man. Ma NeeenCtoise•••••Minaaer•
J EPSTEIN VI OALIVA ItAltO COMMUNICATIONS ••••••••• t LC womb. /BONA ff.& IIPC
SONY GM_00048736
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-S6NY-00 11560
EFTA_0015 9345
EFTA01291090

0rals° e Banc Prmale Weal, Maagenmil
Mitatt COreate 4,1,P
Cettfthe Sank Seftanel
PO lika 17ls. Bat nov MO Dan .115 P M ot r s bet M H k a s l ter
Mew %A nr 10114
0MS,7.44(91.
Statement Period: 0410112114 - 0413012114
Transactions by Type of Activity
Process/ Trade/
%Niemen' Transaction
Date Date Actw Pe Dear an One Price Ameed 'alma Mont Careen
DIvIdendsand Interest
04115114 FDIC INSLRED BANK IN SLRED DEPOSITS INTEREST CREDITED 22.97 USD
DEPOSITS INTEREST
RECEIVED
/58997996
01121/11 0111911/ CASH DEBIT INTEREST CASH DUE INTEREST FOR 1 DEBIT DAYS AVBAL 2,664.22 -1.79 USD
US0999997 RATE 6.28201.11.14 TO 01.1641
0/12211/ FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED INCOME 4.53 USD
DEPOSITS INTEREST REDEEM ED
RECEIVED
458997996
04/30/14 MONEY MARKET FUND DWSGOVT CASH INSTL 18.17 USD
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 43.88
TaxesWithheld
04/15114 NON-RESIDENT ALIEN TM NRA TAX WITHHELD ON INSURED DEPOSITS INTEREST 43.89 USD
458997996 CREDITED
04122114 NON-RESIDENT ALIEN TM NRA TAX WITF ELD ON INSURED DEPOSITS INTEREST -1.38 USD
458991996 CREDITED INCOME REDEEMED
04130114 NON-RESIDENT ALIEN TAX NRA TAX WITHHEID ON OWS GO VT CASH INSTL -5.45 USD
233993682
Total Taxes Withheld • UNITED STATES DOLLAR 0.11 -13.70
Cash Withdrawals and Deposits
04107/14 FEDERAL FUNDS SENT THE BM K OF NEW YORK -35,000.00 USD
US0999997
04/11/14 FEDERAL FUNDS SENT FAIRVIIADS CREDIT LM -2,759.00 USD
USD999997
04116114 FEDERAL FUNDS SENT BANK OF AM ERICA, AA -2.000.00 USD
US0999997
Total Cash Withdrawals and Deposits- UNITED STATES DOLLAR 0.00 -39,750.00
Page 5 o18
097659CSF30016 Dann < Account Number Go paperless R D m AM ed A I N RAUD C . O ^' M " MUNICATIONS a a w nn n a s n t w •C w .r. ..••• . • .1 • t • a . 0 l w a .• s • i V • s • C e •• s • l • a • r • f • ••• e •S s* r
F I IDAE NTIAL:
SONY GM_00048737
6: TEIN VC ON
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-S6NY-00 11561
EFTA_00159346
EFTA01291091

Transactions by Type of Activity
(continued)
Process/ Trade/
Settlement Transaction
Date Date Activity T pe Desaiptioa Nan Price Acaued lalerest Mont Cirren
FDIC Insured Bank Deposits
04104114 FDIC INSURED BANK INSURED DEPOSITS PROGRAM 35.00000 USD
WITHDRAWAL
US0999997
0014/14 FDIC INSURED BANK INSURED DEPOSITS PROGRAM 2750.00 USD
WITHDRAWAL
US0999997
04/15114 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED •22.97 USD
DEPOSITS IN TER EST
REINVESTED
458997996
04/17/14 FDIC INSURED BANK INSURED DEPOSITS PROGRAM 2,006.89 USD
WITHDRAWAL
USD999997
04/22/14 FDIC INSURED BANK INSURED DEPOSITS PROGRAM FULL PRINCIPAL REDEEMED 2.762.758.77 I/ SO
WITHDRAWAL
USD999997
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 2,802,090.89
Money Market Funds
04/23/14 MONEY FUND PURCHASE OWSGOVT CASH INSTL 4,762,758.15 USD
US0999997
04/30114 MONEY MARKET FUND OWS GOVT CASH INSTL INCOME REINVESTED -18.17 USD
REIN VESTM EAT
233993682
Total Money Market Funds- UNITED STATES DOLLAR 0.00 -2,782,778.32
Total Value of Transactions 0.00 -5.45 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TAZIA SMITH Telephone Number:
345 PARK AVENUE 14Th FLOOR
NEW YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default M ethod for Stocks In a Dividend Reinvestment Plan: FIRST If, FIRST OUT
Default Method for all Other Securides: FIRST IN FIRST OUT
Peed of 8
IMIAR Cu i A J E cc P o S u T n E l I N N u V m C ber . Go paperless R S O f A e irn L a e S n d A r Y R n e o P a l A l s e M I n n t " A C R O o M ve A AUNICATIONS * O te in w a n n . s s . . . „ w . c m e e a p w .P e v t a I a s n ls ie . L s W e m r - . y • c • a •• s s • a e •• s c • t • e • n •• •••• m S o t re
FIDAENTIAL OK CALM(
SONY GM_00048238
O NNDS.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-S6NY-00 11562
EFTA_00I 59347
EFTA01291092

Gnaw e Ban, Poo/lewean mamtenme
Potreo C pottage bwp
Chische Sank Saloon Mt.
Mrs bet Mks
115PIA Owner, 20th I ter
Mew %A nY 10114
($1”7.44091.
Statement Period: 04/0112014 • 0413012014
Your Account Information ;continued)
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is
not available are marked "'NIA"' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuNs.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future econonic, political, and busness conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wrwrpershing.comlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and Iii) any other instructions conceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances, execution of securities
Page 7 of 8
ONN
A00 970i9CSF3 016 Account number F Go ImPerless A 1 R 7 ag .X ed A I Y xt R el 7 l. 2 in : t : ::::/••‘INWATIONS a ei r y o r s s e an - n N s o • s • • v • a •• s • , w 1 o 1 r 0 n . • c a a m ws p . . von usu.
J EPSTEIk VI ..,....,LC ors/ FS rata sat
DAENTI LXCILLINCI
SDW_GM 00048739
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEI-SDNY-0011563
EF1'A_00159348
EFTA01291093

Important Information and Disclosures (continued)
The Role of Pershing (continued)
orders; the assessment of the suitability of those transactions. where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other liquifies regarding your account or activity should
be directed to your financial institution. Your financial organation's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copes of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vmwpershing.corWstrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organizabon and Pershing, within ten days after receipt
of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey
City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generaly final and balding; a party's abay to have a court reverse or modify an arbitration award is very Milted.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award. unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or ceitified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact intonation is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330.
Page a of 8
h009,659CSF30014 Account A umber: Go oaoerlvss R S A r • . o '" r d r Y .e e e e. ll e i w n t A ..v• Lusitar I t K r on P e a . d n li o lly . ri w lli a l• r • • s •• e • c •• ••••••••~I
J EPSTEIN VIC A • " " 1AL O 'D A E W CC A A N R / A C T I ED CON WNICATIONS
SDNY_GM_00048740
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NS ADEN DB-SDNY-0011564
EFTA_00159349
EFTA01291094

Draisre Sam PonleWeialt Ma.ziental
Mitatt CO•MICIG,Csti
Chnthe Ma Senn, Ht.
Mire bet Mk.
P0. &e. 1775.8,Y 'mai. MD 2 I N3 He Pot Aire, 20th I ter
Mew %A ItY 10114
M Ent
Account Number:
Statement Period: 03/0112014 -03/31/2014
Valuation at a Glance
EPSTEIN VIRGIN ISLANDS This Period Year-to-Date
FOUNDATION INC Beginning Amount Value $3,016,840.47 $0.00
6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals ,214,330.52 2,802,493.74
ST THOMAS VI 00802 Adjusted Previous Amount Value 2,802,509.95 2,802,493.74
Dividends, Interest and Other Income -12.63 10.53
Tots Taxes Withheld -6.63 1358
ndrng Account Value $2,802,490.69 $2,802,490.69
Estim sled Annual Income $45 25
Your Client Advisor:
TARA SMITH
Asset Allocation
Prior Year.Ead Last Period This Period % Allocation
IJSD Cash, Money Funds, and Bank Deposits' 0.00 3.018.840.47 2,802,490.69 100.00% Your Account 1COIS invested in USD Cash, Abney Funds. and Bank
Deposits.
Account Total $0.00 23,018,840.41 $2,602,490.89 100.00%
I The Bank Deposits In your account are FDIC Insured bank deposits.
FDIC insured bark deposits are not securities and are rot covered by the Securities Investor Proterakin CorporeSon
(SIPC). These bank deposes are covered by the Federal Deposit Insurance Corporation (FDIC). up to Stable knob,
Page I of 8
A01071I OC'S? 30022 Go paiwrIess R S a e k v a e d n E .I. x C c i a e o S ll o In nt A Row r ignith /M.S.@ MAC. • 'Meat &AS - O O SSIOI
CONFID, E• . N., +I I t •J .r F 1Y ALft. l O A A C L E li I A L l D l R IC AT I IO COMAAUNICATIONS „C •••••••• MAWS.' VC
SDNY_GM_00048741
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011565
EF1'A_00159350
EFTA01291095

FDIC Insured Bank Deposits
Date Activity Type Demi• be Mount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Num bar: P146024950 Activity Ending: 03131114
03101114 Opening Balance 3.016.840.47 3.016.840.47
03106114 Withdrawal WITF DRAWAL •3,62500 3.013.215.47
03113114 Withdrawal WITFDRAWAL -206.705.52 2.806.509 95
03114114 Deposit INTEREST CREDITED 22.09 2.806,532.04
APY 0.01%
03;17114 Withdrawal WITFDRAWAL -6.63 2.806.525.41
Associated Bank NA
NO 03117 1250000.00
BUT
NO 03117 S250000.00
Bank of America
NO 03117 $250000.00
Citibank N.A.
NO 03117 5250000.00
Deutsche Bank Tisl Co
NO 03117 5556525.41
East West Bank
NO 03117 5250000.00
NY Community Bank
NO 03117 5250000.00
Texas Capital Bank
NO 03117 5250000.00
Union Bank of CA
NO 03117 5250000.00
Corn enity Bank
NO 03117 5250000.00
03119114 Withdrawal WITFDRAWAL •2.000.00 2.804.525.41
03121/14 Withdrawal WITFDRAWAL -3472 2.804,490 69
03128/14 Withdrawal WITFDRAWAL -2.00000 2,802,490.69
03131114 Closing Balance 52 602 490.69
Total FDIC Insured Bank Deposits 52,802,490.69
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to 5250.000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank
Page 2 of 8
1>ItAil I A J(E cc F) o s u r n e t N N u v m i b c e k r o.N. Go paperless ' S O L e e A v w L e d S n A Y m . e G c a o r i s l r l o o In n t A C P O o M w M IJNICATIONS • • O• • • nlo • e • r • ii • pn • ts a e “ m ass.e. nNe...... .w•it et . r n a • c w a w s e s m a n r e a s m s e a n rr s r ow..
F I DE\ITIAL
SONY_GM_00048742
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6 e DB-SDNY-00 11566
EFTA_0015935 I
EFTA01291096

Orals,, Sam Prmale *Ma Maarnmil
Pared Ceara* G.n.P
DedSIN Oak Sawa% nt.
Ilrebn ark.
PO &e. 1776. 9,1 tree MD 2IN3 He Pin A•10110, tan liner
w vert. 10114
MS, 7.8.4091.
Statement Period: 0310112014 -03/3112014
Income and Expense Summary
Cement Period Year-to-Date
Taxable Noe Taxable Taxable Non Taxable
Interest Income
Credit Interest 0.00 -34.72 0.00 -34.72
FDIC Insured Bank Deposits 22.09 0.00 15 25 0.00
Total Dividends, Interest, Income and Expenses $22.09 -nen $45.25 -931.72
Portfolio Holdings
(Venlig Closing Accrued Income 30-Day
Desaiption Quantity Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 2,802,490.690 3,016,840.47 2,802,490.69 11.5$ 45.25 WA
Total FDIC Insured Bank Deposits 93,016,840.47 32,802,490.69 $11.55 $45.25
Total Cash, Money Funds, and Bank Deposits 93,018,840.47 32,802,490.89 $ 11 .55 $45.25
Acaued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings 92,802,490.69 90.00 945.25
Messages
Although a money market mutual fund seeks to preserve the value of your investment at VI per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https://vmw.dws-inveshnents.conVEN/poducts/moneipmarket-hinds-yields.isp. Please note that all money
market funds fisted on the website may not be offered through us.
In accordance with the Securities Exchange Act Rule 606 (Disclosure of Order Routing Information), upon your request, the following information is available to you:
i) the identity of the venue to which your orders were routed for execution, in the six months prior to the request,
Page) of 8
tin
Account hum ber .R.a.ncdd oacact Ora. Oman Palatild. • oast wad *SST
A: 1071,33C5F300:2 Go PaPerless 2==r) ActmtviumcAvions or The ma a lona realaloass Ma,
J EPSTEIN F I DA W A )3111_0T1Sb/1I AL - -A WI- VC
SONY G41_00048743
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011567
EFTA_00159352
EFTA01291097

M essages
(continued)
h) whether the orders were directed orders or non-directed orders.
the time of the transactions. if any, that resuked from such orders
We will notify you on an annual basis of the availability of the above information upon request
Activity Su m m a ry
(Alf amounts show, are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $22.09 $45.25 Dividends and Interest -434.72 434.72
Taxes Withheld $0.00 $0.00 TaxesWithhela -WO -$13.58
Cash Cash
Withdrawals 0.00 0 00 Withdrawals -214,330.52 -214.330.52
Deposits 0 00 3,016,824.26 Deposits 0.00 0.00
Total Cash $0.00 $3,018,824.26 Total Cash 4214,330.52 -$214,330.52
FDIC Insured Bank Deposits $214,371.57 $214,378.52 FDIC Insured Bank Deposits -$22.09 -$3,016,569.51
Total Credits $214,393.98 $3,231,246.33 Total Debits -$214,393.96 -$3,231,248.33
Transactions by Type of Activity
Process/ Trade/
Settlement Transaction
Date Date Activity Type Desaiptioe Quality Price Mused Interest Amain Certenoy
Dividends and Interest
03114/14 FDIC INSURED BANK INSLRED DEPOSITS INTEREST CREDITED 22.09 LSO
DEPOWS INTEREST
RECEIVED
458997996
03/20/14 03119114 CASP, DEBIT INTEREST CASH DUE INTEREST FOR 1 DEBIT DAYS AVBAL -34.72 L50
USD999997 200,000.00 RATE 6249 03.12-14 TO 03.12.14
Total Dividends and Interest - UNITED STATES DOLLAR 0.00 -12.63
Taxes Withheld
03/14114 NON-RESIDENT ALIEN TAX NRA TAX Will-FELD ON INSURED DEPOSITS INTEREST -6.63 LSD
458997996 CREDITED
Total Taxes Withheld - UNITED STATES DOLLAR 0.00 4.83
Cash Withdrawals and Deposits
03106114 FEDERAL FUNDSSEAT ,PMORGAA CEASE BANK. -3,625.00 USD
USD999997
03/12/14 FEDERAL FUNDS SENT FIRSTBANK PL ERTO RIC ,200,000.00 USD
US0999997
03/14/14 FEDERAL FUNDS SENT KOURY/INDS CREDIT UNI 4,705.52 USD
USD999997
Pape 4 of 8
AENTIALtuDAtliAmocRRIEOCOMAKNVICATIONIS
.07ISICSF3002: Account Number_ F D Go paperless R S • t O y i e ed ., I Y x e e a o s ll e In nt A Rove O or l m ow am le m .•• o •• n • . • . • . • a • •is u e s tl a a n .• C •• O •• P •• O •• S •• S •• . • P •• . ~ n. 1 S I,
!EPSTEIN VI Amato ac tie India rn- IOC
SDW_Cols4 00048744
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011568
EFTA_00159353
EFTA01291098

Dralsre Banc "'Pale Wall, Magenta
Mitat$ CaMIVIG,IsP
CesISChe Sank Setta nal
Mw bet Mk.
PO. Elm 1778.8*.trrat MD 2IN3 .115 Pan Anna 20th I Ica
Mew vtA
MSS/ MC'S
Statement Period: 0310112014 -03/3112014
Transactions by Type of Activity
(continued)
Nests/ Trade/
Settlement Transaction
Date Date AdS T Desai. ion Chan Price Accrued Intend Amoini Omen
Cash Withdrawals and Deposits (continued)
03124/14 FEDERAL FUNDS SENT BANK OF AMERICA. A A 1.000.00 USD
US0999997
03128111 FEDERAL FUNDS SENT BANK OF AMERICA. K.A 1.000.00 USD
US0999997
Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -214,330.52
FDIC Insured Bank Deposits
03106114 FDIC INSURED BANK INSURED DEPOSITS PROGRAM 3.625.00 LSO
WITHDRAWAL
US0999997
0311311/ FDIC INSURED BANK INSURED DEPOSITS PROGRAM 206.70152 USD
WITHDRAWAL
US0999997
03/14/14 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -22.09 USD
DEPOSITS INTEREST
REINVESTED
458997996
03117114 FDIC INSURED BANK INSURED DEPOSITS PROGRAM 6.63 USD
WITHDRAWAL
US0999997
0311911/ FDIC INSURED BANK INSURED DEPOSITS PROGRAM 2,000.00 USD
WITHDRAWAL
US0999997
03121/11 FDIC INSURED BANK INSURED DEPOSITS PROGRAM 34.72 USD
WITHDRAWAL
US0999997
03128114 FDIC INSURED BANK INSURED DEPOSITS PROGRAM 2,000.00 USD
WITHDRAWAL
US0999997
Total FDIC Insured Bank Deposits - UNITED STATES DOLLAR 0.11 214,349.78
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Page 5 of 8
ACIVISICSFI00:2 natal C A JE c P co S u T n E t lk N uvmc bect Ri F D G A o E pa N pe T rle 1 ss A c", S R e a v fa e e n l I Y -m e o as n a I d n Ac Roomvem unicAnobis e 0 or • a W m se a in m . g i“ m e n a t a 4 m s .0 s a ,4 a n 1 s S o is n e A L W aw . • C ls I a M n s M e e O s c . S OS te O r • n • a • l • a • n S t t
SONv_GM_000413745
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011569
EFTA_00159354
EFTA01291099

Client Service Information
Your Client Advisor: TDS Contact Information
TAZIA SMITH Telephone Number:
345 PAW AVENUE 14Th FLOOR
NEW YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST 011
Default Method for Stocks In a Dividend Reinvestment Plan: FIRST IN FIRST OLT
Default Method for all Other Securities: FIRST IN FIRST 01T
Electronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper Comm unications. log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price: Securities for which a price is
not available are marked "WA— and are omitted from the Total.
The estimated annual income (EAI) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time.
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities. thereby overstating them. Refer to
VASW.pershing.corn/business_continuky.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Proxy Vote
Securities not rely paid for in your margin account may be tent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dohrs for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate Mb not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions conceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances, execution of securities
orders: the assessment of the suitability of those transactions, where applicable: the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you.
Page 5 of 8
F
nnm 971SICSF30 02: Account Number: DCA o paperless Ravel I Y x tra e s o l l i l b .e nt A •—• a si w r. l s. NS W O . u •• p • h •• %Nat. •M I. s LC ... . C • • . • C •• . • S •V OW S N Y S Se S llIM he IN f W • F
J EPSTEIN VI RI ENT] A r "C"."i cOM MUNICATNISO *MS. "C •••••Ca• OS, SDW_GM 00048746
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011570
EFFA_00159355
EFTA01291100

Droisre Sam Ponle Weil. Mo.ligentra
Marets COrtfiteG.MP
DtobIto lank Settanel
Mo•lori Paco
HI PIt Si...., !Uhl/ow
Mew .n Ire 10114
MSS, nar 409%
Statement Period: 03/0112014 - 03/31/2014
Important Information and Disclosures (continued)
The Role of Pershing (cominued)
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)4113333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC6). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit www.pershing.corn/strength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt
of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC: Legal Department; One Pershing Plaza; Jersey
City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330.
Page 7 of 8
am onn isi! 0 Account A umber: Go paperless RSat—l•cl. I Y NC e 0 l 1 l. 1 O In ei t A flew 0-Nin atetir PISIMOLIA. • smear ••••• •••••••••••
!EPSTEIN VCN DNS• FID A 5 W• )NU11 Oi1liVI AL e O x A C L I I L u L U O l P C A C M COMMUNICATIONS rosy ut •••••••••dta *IC
SDNY_GIA 00048747
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEt-SONY-0011571
EFTA_00159356
EFTA01291101

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSMONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLCABLE LAWS NC REGULATIONS FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHINGS OFFICES. A COPY OF II WILL BE MAILED UPON YOUR WHIT TEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES:
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. WWW.PERSHING.COWBUSINESS_CONTINUITY.HTML
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS
FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHINGS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. RULE 607(A)(1)-(2))
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES, ELECTRONIC COMMUNICATION
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS TRADING SESSIONS. CERTAIN Of THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. SUBSEQUENT EXECUTION. IN ADDITION PERSHING MAY EXECUTE CERTAIN EQUITY ORDERS AS
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF PRINCIPAL. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST.
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER PERSHING RECEIVES PAYMENTS FOR DIRECTING USTED OPTIONS ORDER FLOW TO CERTAIN OPTION
REGULATION T OE THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT EXCHANGES. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR PAYMENT.
INSPECTION UPON REQUEST. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
TAX INFORMATION FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE 70 ACCEPT ORDERS,
• AFTER YEAR END. PERSHING IS REOUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
REVENUE SERVICE AM) OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL THE NATIONAL BEST BID OR OFFER (MMO). ON CERTAIN LARGER ORDERS. OR IF THE DESIGNATED
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
STATEMENT TO PREPARE YOUR TM FILINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS Of THE DISTRIBUTION OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N080 PERSHING ALSO REGULARLY
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS REVIEWS REPORTS FOR OUAUTY OF EXECUTION PURPOSES.
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
UABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC CR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
IF ANY OF THE ABOW TERMS AND CCHDITIONS ARE UNACCEPTABLE TO YOU. PLEASE NOISY MADAM &SEDATELY IN WRITINGBY CERTIFIED MN. TOONE PERSHING PLAZA. JERSEY CITY. NJ 073* AMC LEGAL DEPT
Page 8 of 8
Account Number. Canneowens savoy LLC. • 'Maw cnsie.....,r
AOLOTIBICST30022 DP.AFI•Cti I ONN Go paperless D Se o v a en a Y ll e C a a s I la n ) A C R O o M ve M UNICATIONS. r d e a a to w • L n c< a a a s . es m a a , c o a a m ra s ray ado.*
VI NF I D E\ITIAI, OKI L LUCIE
SONY GM_OOO48748
CONFIDENTIAL - PURSUANT TO FED. R. 6
6j(
(
E
e
P
)
S:EIN
DB-S6NY-00 11572
EFTA_00 159357
EFTA01291102

Dralsre San. Footle Werth Ma.ligenan
Mats 'wont 4,0.1,
Chnthe Sank Sank nt
Mrs bet Office
PA BM 1776. e,anMMMr0212a3 in Pot •••re. 20th I to
Mew %A hY 10114
CAS
Account Number:
Statement Period: 02/0112014 - 02/28/2014
J EPSTEIN VIRGIN ISLANDS Valuation at a Glance This Period Year-to-Date
FOUNDATION INC Beginning Account Value $3,016,824.26 $0.00
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 0.00 3,016,824.26
Adjusted Previous Account Value 3,016,824.2$ 3,016,824.26
ST THOMAS VI 00802
Dividends, Interest and Other Income 23.16 23.16
Tots Taxes Withheld -5 95 -5 95
:nd rg AcccL.nt ue $3,016,840.47 $3,016,840.47
Dabs ated Annual Income
Your Client Advisor:
MBA SMITH
Asset Allocation Prior Year.Ead Lad Period This Period % Allocation
1.,SO Cask Money Funds, and Bank Deposits' 0.00 3.016.824.26 3.016.840.47 100.00% Your Account is 10()% invested n USD Cash. Money Funds. and Bank
Deposits.
Account Total $0.00 03,018,124.28 $3,016,140.41 100.00%
1 The Bank Deposes In your account are FDIC Insured bank deposits.
FDIC insured Dark deposits are not securities and are not covered by the Secunties Investor Protection Corporation
(SIPC). These bank deposes are covered by the Federal Deposit Insurance Corporation (FDIC). up to Sera* binds.
Page I of 6
Ar.”97C7SF.3,G1'. Go paperless a Steen Yea. In A Row O os l o m w a ls d o e V a . m 11 p • • • • • • • • • • a • • • • • • • • U • .C. C • a 'A v w ea a e y a s va o s n e . n , *S M W O I W M *
OALS/J1 CLAUD COMMUNICATIONS
CONFIDENTIAL
SDW_GIN_00048749
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011573
EF1'A_00159358
EFTA01291103

FDIC Insured Bank Deposits
Date Activity Type Demi• Ka Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account Number: N46024950 Activity Ending: 02128114
02101114 Opening Balance 1016.824.26 3.016.824.26
02114114 Deposit INTEREST CREDITED 2118 3.016.847.42
APY 0.01%
02/18111 Withdrawal WITFDRAWAL -6.95 3,016,840.47
Associated Bank NA
NO 02118 S250000.00
BUT
NO 02118 5250000.00
Bank of Am erica
NO 02118 5250000.00
Citibank N.A.
NO 02118 5250000.00
Deutsche Bank TIM Co
NO 02118 5766840.47
Easl West Bank
NO 02118 5250000.00
NY Community Bank
NO 02118 5250000.00
Texas Capital Bank
NO 02118 5250000.00
Union Bank of CA
NO 02118 5250000.00
Com enity Bank
NO 02118 $250000.00
02128114 Closing Balance 13,018,840.47
Total FDIC Insured Bank Deposits $3,018,540.47
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $250.000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Income and Expense Summary
Current Period Year•to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
FDIC Insured Bank Deposits 23.16 000 23 16 0.00
Total Dividends, Interest, Income and Expenses $23.11 $0.00 $23.16 $0.00
Page 2 of 8
I,RAB C 4./ Account Number: Go paperlesS R S O s o A A r m L e c * n l A r Y x ft e < 4 a o r 1 l s lo 5 I n n 0 t A C R O o M w M UNICATIONS cOlrsa/ d i w “ se e.m ko •w• •?•w••t.• w• o M v A e v C n . o • c • s n •• w . • < •• e • • c • e •• n •• m •• o •w os r
JEPSTEIN VI
SONY GM_00048750
F I D EN TIN_
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-S6NY-0011574
EFTA_OOI 59359
EFTA01291104

Gralute Banc Prmale Wealth Maagenmil
Went Carrie. GtIali
Cettfthe Sank Setwarl
Mrs bet Olk*
.115 Pot Ante. 20th liter
Mew etA nY 10114
(ISS17.44091.
Statement Period: 0210112014 -0212812014
Portfolio Holdings
Opening CClloossiinngg Income 30-Day
Description Ouantily Balance Balance Income This Year Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 3,016,810.170 3,016,821.26 3,016,310.47 10.71 23.16 NIA
Total FDIC Insured Bank Deposits 63,016,824.28 $3,016.840.47 $10.74 $23.16
Total Cash, Money Funds, and Bank Deposits $3,016,624.26 $3,016.840.47 $10.74 $23.16
Accrued Estimated
Market Value Interest Annual Income
Total Portfolio Holdings ,016,640.47 0.00 23.16
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit products disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDICI-Insured Bank Deposits are not protected by Securities Investor Protection Corporaban.(SIPCI.
For disclosure of rates for DWS money market funds, please vise the DWS Investments website at https://vmw.dws-iwestments.coriVEN/productslmoney-markel-hinds-yielis.isp. Please note that all money
market funds hsted on the website may not be offered through us.
Activity Summary
(AP amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $23.16 $23.16 Dividendsand Interest $0.00 $0.00
Taxes Withheld $0.00 $0.00 Taxes Withheld -$6.06 46.95
Cash Cash
Deposits 0.00 3.016.824 26 Deposits 0.00 0.00
Total Cash $0.00 $3,016,624.26 Total Cash $0.00 60.00
FDIC Insured Bank Deposits $6.96 $6.95 FDIC Insured Bank Deposits -$23.11 -$3,016,841.42
Total Credits $30.11 $3,016,654.32 Total Debits 430.11 -33,016,851.37
Page 3 of 6
Account hum her Go pap erless Raed f ne Olowleg Panitis.110. ••••••••••••••••••••••
A: 119970CSF3001S ()Ran ( J EPSTEIN VDS. Seven Ye It a a s il I C n O A C R O ov m e m uniCAT Kona ' * w I et** li s is n < a le w n a a r s tO i d lo ia r n R o O s SS ill iSmeeta s emir*
N F I DAENTIAL: Lac
SDW_GM_00048751
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11575
EFTA_00159360
EFTA01291105

Transactions by Type of Activity
Process/
Settlement
Date Activity Tvde Dual toe taint Price Accrued interest Amorist Curren
Dividends and Interest
02/14114 FDIC INSURED BANN INSURED DEPOSITS INTEREST CREDITED 23.16 USD
DEPOSITS INTEREST
RECEIVED
458997996
Total Dividends and interest • UNITED STATES DOLLAR 0.00 23.18
Taxes Withheld
02/14/14 NON-RESIDENT ALIEN TAX NRA TAX WITHHELD ON INSURED DEPOSITS INTEREST -6.95 USD
458997996 CREDITED
Total Taxes Withheld - UNITED STATES DOLLAR 0.00 -8.15
FDIC Insured Bank Deposits
02114114 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -23.16 LSO
DEPOSITS INTEREST
REINVESTED
458997996
02/18/14 FDIC INSURED BANK INSURED DEPOSITS PROGRAM 6.95 LSO
WITHDRAWAL.
USD999997
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 -18.21
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TOS Contact Information
TAZIA SNITh Telephone Number:
345 PARK AVEN. L E 14Th FLOOR
NEVI YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default M ethod for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have not selected any account cam m unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for more information.
Pape 4 of 6
nna Cll. A J E cc P o S u T n E t I N N u V m I ber. Go paperless R S O a e A s v L e e S d n P Y JI e * a A s t t I e n ) A C P O o M w M UNICATIONS .11%.1="P'''' "4- r"'""1"Lr=
FI D ninAL EXCUILINCE
SONV_GM_00048752
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11576
EFTA_00159361
EFTA01291106

Gralute Sam Ponle wean I4eµemml
minim footrace 4'w.
ChM/it SY 541- eel et.
Mrs bet Olk*
.115 Pot Ass., 20th I ter
Mew %A hY 10554
(ISSI 7.4409S
Statement Period: 02/0112014 • 0 21 2812 014
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the dose of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price." Securities for which a price is
not available are marked '"WA" and are omitted from the Total.
The estimated annual income (EAI) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using intonation from providers believed to be reliable however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future econornic, political, and busness conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vmsv.pershing.comlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wit not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction. ncuned a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. ft acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the resue of securities transactions it processes.
• Your financial institution is responsible lot adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC lints. For more detailed information please visit: www.pershing.conVstrength_stability.hUnl.
• This statement wii be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt
of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act.
Pages of6
Account A um leer:_ and f wcolliMit Oriorevett ••••••1•41.113. 8 OA", Oinled WINS,
MI 1997CCSF3C01: JEPsienvcriAD. F I D G AE o p N aP I e T rle I ss A c -- 1 Ex 7 c . ii = .w 7 .c , g Il ibAct:,,,,,,cAnons Pan, i“ mos Oa, MS Ye
SDNY_GM_00048753
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011577
EFTA_00159362
EFTA01291107

Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC: Legal Department; One Pershing Plaza: Jersey
City, New Jersey 07399: (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is lied.
• Arbitration awards are generaty final and binding; a party's abibty to have a court reverse or modify an arbitration award is very halted.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbtration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201) 413-3330.
Page 6 of 6
A01)9970-.SF300n A J c E c P o S u T n E t I N h um ber DS. Go paperless D st A — U I M C . :1 l 1 iA 11 lt 7 0 :A C a O o M w M UNICATIONS O e P s o w n se n n n s a . . n w it s < e r s a. t m. * . P iea e s n ns is os s M ta . I C wT . e I • r I * eI o .sN a if r .t 0 • • ••• ease,
VICCN F I • EXCEILUCI
SDNY_GIN 00048754
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DEt-SONY-001 1678
EFFA_00159363
EFTA01291108

Orals° e Sam Poetic wean ro...itenan
Eomm I met ace WPp
....UM Sank SetwleiviC,
"—WA Mk.
PO Elm 177$. &Arm* M021203 315 Part •••nok 20th Hoer
Mew wit 10114
MiS,7.4 CAS
Account Number:
Statement Period: 09/24/2013 -0113112014
Valuation at a Glance
EPSTEIN VIRGIN ISLANDS This Period Yea r.to.D ate
FOUNDATION INC Beginning Account Value 60.00 $0.00
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 3 016 824 26 3 ,-/.5 624 26
Adjusted Previous Account Value 3,016,824.26 3,016,024.26
ST THOMAS VI 00802
nding Account Value $3.016,826.26 $3,016,824.26
Your Client Advisor:
MBA SMITH
Asset Allocation
Prior Year-End last Period This Period % Allocation
IJSD Cash, Money Funds, and Bank Deposits' 0.00 0.00 3.016.824.26 100.00% Your Accounts 103% invested ri USD Cash. Money Funds, and Bank
Deposits.
Account Total 10.00 $0.00 83,018,824.28 100.00%
I The Bank Deposits In your account are FDIC Insured hank deposits.
FDIC insured bark dep3sts are not securities and are not covered by the Securities Investor Protection Corporation
(SIPC). These Dank deposits are covered by the Federal Depose Insurance Corporation (FDIC). up to alma* [Milt
Page 1 °IS
14.40.cl rx<ollent Olowipte•••••• 04.~.110. •••••• egad 'SSP
A010029 CST 30016 Go paperless Semen Yeas In A Pow or man. isantramoorw••••40IT "ISM
AL OtxA-LSAA- itAlt0 COMMUNICATIONS ••••••••ii< oestaS Mal VC
CONFIDAENT1
SDW_Cae 00048755
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011579
EF1'A_00159364
EFTA01291109

FDIC Insured Bank Deposits
Date Activity Type Desolation Amount Balance
Sweep FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
Account t%u rn ber N4G024950 Activity Ending: 01131114
09124113 Opening Balance 0.00 0.00
01121114 Deposit DEPOSIT 3,016,824.26 3.016.821.26
01/31114 Closing Balance $3,016,824.26
Total FDIC Insured Bank Deposits $3,016,824.26
The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance
Corporation (FDIC) up to $260,003 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other
deposits you may have at each respective bank.
Portfolio Holdings
Opening Closing Accrued 30•Day
Desaiption Quantity Balance Balance Income Yield
Cash, Money Funds, and Bank Deposits 100.00% of Portfolio
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM 3,016,821.260 0.00 3,016,821.26 10.71 NIA
Total FDIC Inured Bank Deposits $0.00 63,018,824.28 $10.74
Total Cash, Money Funds, and Bank Deposits $0.00 63,018,821.28 $10.74
Accrued
Market Value Interest
Total Portfolio Holdings $3,016,824.26 $0.00
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit products disclosure document or contact your investment professional for additional information.
Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at htlps://wordws-investrnents.conVEN/products/money-market-funds-yields.isp. Please note that all money
market funds ksted on the website may not be offered through us.
Page 2 of 5
MI 00291CSF30016 1)/kAR•C t I A J E cc P o S u T n E t I N t\ u V m C ber NFID G E o " p N a ' " pe rle 1 s Y s A L R S O t A a .e w L n W l I V ' m t. fo ' l . k I o M in n t A C OMMUNICATIONS O W W s* 'S . . a a, m G y i• l • . • •••• IA. o C n . • S 'M t S o S a C t e s, •••••••••••
SONY GM_000413756
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-S6NY-00 11580
EFTA_00 159365
EFTA01291110

Gnaw e Banc Finnic Wall, Maatenmil
Myatt CereiteGto•
Cettsche Sn Saloon Hc.
Mrs bet Mar
PO fla. 1776. 8*.trrcnt &O21263 .115 Pan /am, 20th I ter
Mew %A 6Y 10114
OriS,7.44I9S
Statement Period: 0912/12013 41/31/2014
Activity Summary
(Ali amounts shown are in base currency)
Credits This Period Year•to•Date Debits This Period Year-to-Date
Cash Cash
Deposits 3 016 824 26 3 016 824 26 Deposits 0.00 0 00
Total Cash 63,016,824.26 $3,016,821.26 Total Cash $0.00 $0.00
FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -$3,016,624.26 -$3,016,824.26
Total Credits 63,016,824.26 $3,016,621.26 Total Debits -$3,016,821.26 -$3,016,824.26
Transactions by Type of Activity
Proceed
Settlement
Date Activity Type Description Quantity Price Accrued Interest Amount Ciamence_
Cash Withdrawals and Deposits
01/17/14 FEDERAL FUNDS RECEIVED 9 MORGAN CF-ME BANK 14215 3.016,82126 USO
US0699997
Total Cash Withdrawalsand Deposits- UNITED STATES DOLLAR 0.00 3,016,621.26
FDIC Insured Bank Deposits
01/21/14 FDIC INSURED BANK DEPOSIT INSURED DEPOSITS PROGRAM -3,016,82126 USEI
USD999997
Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 -3,015,821.26
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: TDS Contact Information
TAZIASMiTii Telephone Number:
345 PARK AVENUE 14TH FLOOR
NEW YORK NY 10151
Page S of 5
A,10029ICSF30016 MAS.Cii I A J E cc P o S u T n E t I N N u V r I n ber . F I D G a o r —N car i l s es i s A s R 0 S txA e a c v w L e uS n l a A W f m tk Id c ti o I t S l e l e I s n n t A C R O o M w A ILPHICATIONS O fe le m se e lpsiea O.m . a .o gh w • e ••• •vs••*• 4 m 0 e .1 a .0 n . • e • t • . • • • • • • • • • •• • c •• a • d •. v e ...,
SONY GM_00018757
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-S6NY-00 11581
EFTA_00 159366
EFTA01291111

Your Account Inform ation
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IA FIRST OUT
Default Method for Stooks In a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Electronic Delivery
You have nol selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Important Inform ation and Disclosures
Pricing
This section includes the net market value or the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices have been obtained from
sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price Securities for which a price is
not available are marked —N/A"' and are omitted from the Total.
The estimated annual income (EAI) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wiwnpershing.contsiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabiMy of those transactions. where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-1333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit %wit. pers hing.comIstre ngth_ stability. html
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt
Page of 5
MI00291CSF300:4 1+PLAR• ; I A J E cc P o S u T n E t I N A u V m I b C er: Go pape o rless G Ro A be O d / 1 A -.. c * o A lio IM nt C P O c M ... M UNICATIONS . O .. w ro n ta .. < re g. Pecassi...0. • ••• s • e • c • •••••••• N •• e • s • , • •
VECII.LCNCIE
SDNY_GM_00048758
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011582
EFTA_00159367
EFTA01291112

Draisre Banc Prmaie Weal, Maagenan
Mitarts Genf age C.O.P
Cettsche I•IP• Sett .
*vs van Mar
115PIA Agere, 20th I ter
Mrs etA 101.14
OEM 7.4409,
Statement Period: 09/2412013 - 01131/2014
Important Information and Disclosures (continued)
The Role of Pershing (continued)
of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey
City. New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other it court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generally final and binding; a panys abilty to have a coon reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who S a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-33X.
Page 5 of 5
AO10 0:41CSF30 016 Account A umber: Go paperless R S A w W eMe ' t Veen I I n A Raft * 0 I 1 4 M • O Al I t S il W SN a g • * • M •• . S 1. S 2 ••••••• C • • a fr V a S lk •• •••,MIN •• M ••• M 10 . / * 1
JEPSTEIN VIC CIALSAA *AIM COMMUNICATIONS MMY at - vow. tam
F I DA5NTIAL
SDW_Glit00048759
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011583
EFTA_00159368
EFTA01291113