EFTA01290974.pdf

F2
Deutsche Bank Onewhe Sank Pointe Mann Minnemet4
144,14.13 Coarcut &out
Pew, m. Sank Secw4i4t 3,4
P.O.Box 1776, Baltimore, MD 21203 New York Me
345 Part An,... no 0004
New Volk NY 10154
UN Free /164.447.5305
4i0 51141
THE HAZE T RUST
February 1, 2019 - February 28, 2019
UAD 02109i 99
Account Number: N4G-O24943
JEFFREY EPSTEIN &
DARREN K INDYKETTEES
6100 RED HOOK QUARTER B3
ST THOM AS VI 00802
Portfolio at a Glance
This Period Year4o-Lile
Your Investment Specialist BEGINNINGACCOUNT VALUE 814,354,547.04 819,756,141.88
MARTIN ZEM AN Net Casb Deposits and Withdrawals 4,114,207.73 40,112,637.45
Net Securities In/Out of Amid 40,204830.00 40,204,630.00
Adjusted Previous Account Value 35,709.31 -561,125.57
Dividends. Interest and Other Income 35,530.69 79,955.57
Net Change in Portfolio' .71,240.00 481,170.00
END INGACCO M
Estimated Annual Income 312,942.78
Net Change in Portfolio is the difference between the ending account value and
beginning account value alter activity.
Asset Summary
Percent And Type Prior Thar-BM tut Period This Period
0% Cash, Money Funds, and Bank Deposits 10,032,681.88 4,078,677.04 0.00
0% Fixed Income 2,130,300.00 2,172,960.00 0.00
0% Equities 7,593,160.00 8,102,910.00 0.00
0% Account Total 819,756,141.88 $14,354,547.04 80.00
Please rev eve your allocation periodically with your Investment Specialist.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page 1 of 7
Rated Ens vet Owing ems* PagingI IC a sear owed
Every Vex Since 1007 subsidiady as Santa New York Meta
DAUM!, RAIEDCOMMUNCATIONS Cc•Ponthm (MY Mellor°
EXCILL CNC t Penh... MC. mrte FitatAtiatlYieLGM_000443620
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-OO11444
EFTA_00159229
EFTA01290974

Money Market Fund Detail
Deis inanity Type Desaiplion Mount Bain
Sweep Money Market Fund
CASH AC TR DWSGOVT & AG INSTL
Current Yield: 2.31% Activity Ending: 02/ 151 19
02101119 Opening Balance 4.078.677.04 4,078,677.04
02107/19 Withdrawal MONEY FUND REDEMPTION -4,078,677.04 0.00
02107/19 Withdrawal SHARES REDEEM ED -1,551.88 -1,551.68
02107/19 Deposit ACCRUED DIVIDEND CREDIT 1,551.88 0.00
02/15/19 Deposit MONEY FUND PURCHASE 133,435.60 133,435.80
02119/19 Withdraw al MONEY FUND REDEMPTION -133.435.60 0.00
02/19/19 Withdraw al SHARES REDEEM ED -33.66 33.66
02/19/19 Deposit ACCRUED DIVIDEND CREDIT 33.66 0.00
02/15/19 Closing Balance $0.00
Total All Money Market Funds $0.00
Income and Expense Summary
Cuuenl Period Year4a0ale
ladle Non Taxable Tactile Nom kW*
Dividend Income
Equities 33,945.35 0.00 33,945.35 0.00
Money Market 1,585.34 0.00 12.94238 0.00
Other Dividends 0.00 0.00 33,067.44 0.00
Total Dividends, Interest. Income and Expenses $35,530.69 $0.00 $79,955.57 $0.00
Portfolio Holdings
0 Wog Acaued Income 30•Day
Desalption Waft Bina Una Income This Vim Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 0.00% of Portfolio
Money Market
CASH AC TR DWSGOVT 8 AG INSTL 4,078,877.04 0.00 0.00 12,942.78 2.31%
Total Money Market $4,078,677.04 $0.00 $0.00 $12,942.78
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $4,078,677.04 $0.00 $0.00 $12,942.78
Page 2 of 7
Account Number: N4G-024943
RalwAssant Owing tIvonet PastinguC a Sally owned
ACCMCSZOS Every Vex Since 2007 subsidNy or IN INNo f New York Melon
CONFIDO. DAIJAR MILD CONVOCATIONS ONPontIN (MY Melon)
IC CI Pentw. 4C. newt*, FiliMAIWYger-at000413621
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011445
EFTA_00159230
EFTA01290975

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1,2019 - February 28,2019
MEHAZETRUST
Portfolio Holdings (continued)
Accrued EstrinMed
hlarket Voice Inleast Annuli Income
Total Portfolio Holdings $0 00 $0.00 $12.942.78
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARSW HEN THE PRICEDATEDOES NOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Page 3 of 7
Account Number: N4G-024943
Rated hcedlent OaringI MO. Paging LI.C, a wholly owned
At OMCS))01 L Every Vex Since 1007 subsidiary*. The Simko. New Yak Mellon
CONFIDO. DAIJAR RAT ED COMMUNCATIM Cennatim (MY Mellon) a a a,
EXCOAD.Ct Penne. LIX. merrdy f 11.-0PM_U0040644
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DEt-SDNY-0011446
EFTA 00159231
EFTA01290976

M essages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 1D b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (All amounts shown are tn base currency)
Credits This Period Debits This Period Net This Peried Credits Year-to-Date Debits YeatimOnte Net YeemtoDde
Securities
Securities Withdurrn 0.00 -10,204,630.00 -10,204,630.00 0.00 -10.204630.00 -10.204,630.00
Total Securities $0.00 410,204,630.00 410,204,630.00 $0.00 410,204,630.00 410,204,630.00
Dividends and Interest $35,530.69 $0.00 $35,530.69 $79,955.57 $0.00 $79,955.57
Cash
Witlidroals 0.00 4,247,643.33 4,247,643.33 0.00 -10247443.33 40.247443.33
Deposits 133,435.60 0.00 133,435.60 135,005.88 0.00 135,005.88
Total Cash 1133,435.60 44,247,643.33 44.114.207.73 $135,005.88 410,247,643.33 410,112,637.45
Totals $168,966.29 414,452,273.33 414,283,307.04 $214,961.45 420,452,273.33 420,237,311.80
Transactions by Type of Activity
Ron
Settlement
Ode Activity Type Disaiption Ouiellty Pike Awved letued Meant CUrtellty
Securities Withdrawals and Deposits
02/07119 CUSTOMER AUTHORIZED ALPHABET INC CAP STK Cl. C TRANS TO 114G-023804 -3,000.000 -3,296,130.00 USD
TRANSFER
GOOG
02/07/19 CUSTOMER AUTHORIZED CARVANA COD. A TRANS TO N46-023804 -25400.000 425,500.00 USD
TRANSFER
CYNA
02/07/19 CUSTOMER AUTHORIZED CITIGROUP INC DEP SHSREPSTG 9900TH PFD SER K DN -79.000.000 4,101,400.00 USD
TRANSFER 6175% PERPETUAL KATY PERPETUAL CAU. rib/230250 0
C PM( TRANS TO NIG-023804
02107/19 CUSTOMERAUTHORIZED SUORGANCHASE& CO DEP SKS REPSTG 89TH RFD SER 1 -2,160,000.000 -2470,800.00 USD
TRANSFER FIXED TO FLTG RT BD 5400% 04/23/58 WE DTD 04/23/08 CLB
46625HHA1 TRANS TO N4G-023804
02/07119 CUSTOMER AUTHORIZED UNITED TECHNOLOGIESCORP CON TRANS TO N46-023804 .15,000.000 .1,810,800.00 USD
TRANSFER
UTX
Total Securities Withdrawals and Deposits - U.S. DOLLARS 0.00 -10,204.630.00
Page 4 of 7
Account Number: N46-024943 Rated (warm OwingI MO Petit PIC. • whey owned
ACC:M. Every Yaw Since 2007 subsidiary a The brat a New York Maori
CONFIDO. DAUM WED commumcimats CorPontim (MY Melba)
ExCULENCt Pe hat 4C. 'sent. FilialctlYIELGM_00048623
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) M DB-SDNY-0011447
EF1'A_00159232
EFTA01290977

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1,2019 - February 28, 2019
THF HA 7F TRIIST
Transactions by Type of Activity (continued)
Routs
Settlement
Dote Activity Type Deuription guanlity Price Raved lateral Amount Currency
Dividends and Interest
02107119 MONEY MARKET FUND CASH AC TR DWSGOVT 8 AGENCY INSTL INCOME REDEEM ED 1,551.68 USD
INCOME RECEIVED
PER232045
02/15119 CASH DIVIDEND RECEIVED 79000 SHRS OTIGROUP RC DEP SHSR9STG/1)00TH PR) 33,945.35 USD
C PRK SER K DIV 6 875% PERPETUAL MATT PERPETUAL CALL
WS/2302500 RD 02/01PD 02/6/1
02119119 MONEY MARKET FUND CASH AC TR OWSGOVT3 AGENCY INSTL !ROOM E REDEEM ED 33.66 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 35,530.69
Cash Withdrawals and Deposits
02/07/19 CUSTOMER AUTHORIZED TRANS TO N4G-023804 4,080,228.72 USD
TRANSFER
USD999997
02114/19 FEDERAL FUNDS RECEIVED HSBC BANK USA.NATIO 3996 133,435.60 USD
US0999997
02119119 FEDERAL FUNDS SB4T DEUTSCHE SANK TRUST -167.41411 USD
USD999997
Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 -4.114.207.73
Total Value of Transactions 0.00 44,283,307.04 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Scented: zai Contad [donation
MARTIN ZEMAN Telephone Number
345 PARK AVENUE
NEW YORK NY 13 154
Page 5 of
Account Number: N46-024943 Ratecameeent Oaring Sae.P enbm LIC, a Mlolly owned
At ON 6CS3)0 L Every Yew Sam 1007 subedury of The km of New York Mellon
CONFIDO. DALIAN WED C0MNiuMCATI0NS Cmperatim (MY Melon)
EXCLUENCl penhaz c irenta, FthenAc§ni uf-Ai_00048624
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011448
EFTA_00 159233
EFTA01290978

Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types. Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DEUVERY
Your electronic delivery selections for account communications are listed below:
Electronic Delivery
Enrollment Communication
• Statements and Reports
• Trade Confirmations
• Tax Doodah
• Notifications
• Prospectus
• Proxy/Slareholder Communications
You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences.
Important Information and Disci sures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re•confirmed in writing to further protect your
Page 6 of 7
Account Number: N4G-024943
Rated Eadw•t Owing tinge,. PagingI lt. a• Sally owned
Every Ye• Since 2007 subsidiary elI lle km of New York Mellon
CONFIDO. AL- C0MMLINICATICNS Cannatko(MY Melon)
EXCLUDICt P•st.nt LIX, •vn.c.• FINItalkrea8M- 00048625
CONFIDENTAL — PURSUANT TO FED. R GRIM. P. 6(e) DB-SDNY-0011449
EFTA_00159234
EFTA01290979

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1,2019 - February 28,2019
l'HE HA ZE TRUST
Important Information and Disclosures (continued)
The Role of Pershing (continued)
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited
• The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitratorswho were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page of
Account Number n146424943
rested Carelent Omit.S ome Panting LI.C, a ebony owned
M 01A6CS))01 Every Year Since 2007 subsidiary ogles enrol New York Mellon
CONFID DAMAR IM1I D COMMUMCATICMS Corporate. (MY Mellon) nm.
EXCLUENCIE Penman 4E. nerdy F liRoetioeel YU:PM-00048626
I
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011450
EFTA_00 159235
EFTA01290980

F2
Deutsche Bank Detrtethe Sank Melee iNeal4h kleneetareal
Wrens ce.wagerame
tintrelve Dank Seeerrnien
P.O.Box 1776, Baltimore, MD 21203 New Yore Pike
HS Part Anne*. Mt few
iletil14/0, KY 10154
Ta tree /1“-611-5105
Direct 410 BIS S1141
THE HAZE TRUST
January 1,2019 - January 31,2019
UAD 02109/ 99
Account Number: N4G-024943
JEFFREY EPSTEIN &
DARREN K INDYKETTEES
6130 RED HOOK QUARTER 83
ST THOM ASVI 00802
Portfolio at a Glance
TeisPerlod Yew-to-Date
Your Investment Specialist: BEGINNINGACCOUNT VALUE 819,756,141.88 $19,756,141.88
MARTIN ZEMAN Net Cash Deposits and Withdrartab 4,998,429.72 4,998,429.72
Adjusted Previous Account Value 13,757,712.16 13,757,712.16
Dividends. Interest and Other Income 44,424.88 44,424.88
Net Change in Portfolio' 552,410.00 552,410.00
ENO ING ACCOUNT VALU
Accnied Inteml $359.42
Estimated Annual Income $320,630.96
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
1
Asset Summary
Parent Asset Type Prior Yearad Lag Period Tith Period
In 28% Cash, Money Funds, and Bank Deposits 10.032.681.88 10,032,681.88 4,078,677.04
15% Fixed Income 2,130,300.00 2,130,300.00 2,172,980.00
• 57% Equities 7,593.160.00 7.593.100.00 8,102,910.00
100% Account Total (Pie Chart) 819,758,141.88 $19,756,141.88 814,354,547.04
Please review your allocation periodically with your Investment Specialist.
Page 1 of 9
Rated (Kant Clewing Sae. Platy PIC a mond
(my Yaw Since 2007 sal:oldie) el Ilwa &MO New York MS...
DAUM WED COMMUNCATIONS DAPPonD20 aimm eta)
EX( WOK t Penteee; ac. newt*/ FIIIRAWa Gliet00048627
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011451
EFTA_00159236
EFTA01290981

Summary of Gains and Losses
Reeked
This Period Yes to•Date Unreal*
Short-Term Gain! Loss 0.00 9.00 458979.37
Long-Term Gain! Loss 0.00 9.00 44,845.09
Net Gain! Loss 0.00 0.00 423,524.48
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or /342 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date AdirDy Type Desatlion Amount Bin
Sweep Money Market Fund
CASH AC TR DWSGOVT .1 AG INSTL
Current Yield: 2.30% Activity Ending:0V 31199
01101/19 Opening Balance 10,032,681.88 10,032,681.88
01110/19 Withdrawal MONEY FUND REDEMPTION 4,000,000.00 4,032,681.88
01114/19 Deposit MONEY FUND PURCHASE 1,570.28 4,034,252.16
01/31/19 Deposit MONEY FUND PURCHASE 33,067.44 4,067,319.60
01131119 Deposit INCOM ERSNVEST 11,357.44 4,078,677.04
01/31119 Closing Balance $4,078,677.04
Total All Money Market Funds $4,078,677.04
Income and Expense Summary
0.merl Period Yetto•Dato
Taxable Non Disable Teta Non Taxable
Dividend Income
Money Market 11,357.44 0.00 11,357.44 0.00
Other Dividends 33,067.44 _000 33 007 44 _000
Total Dividends, Interest, Income and Expenses 144,424.88 $0.00 $44,424.88 $0.00
Page 2 of 9
Account Number: N46-024943
Rated Cacellent Owing tiwonshP enn LC. emboli/owned
AtC:IIM'At20 Every Year Shwa 2007 subsidiary SIM brat ar New York Mellon
CONFIDO. P EX A C W LUD M IC l t ID COMMUNICATIONS C PO oM nh o a n l; t t im ic ( . M 'ne Y w M ts e . l l f o it n i ) m Actlyirpt000443628
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1452
EFTA_00159237
EFTA01290982

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1,2019 - January 31,2019
THE HAZE TRUST
Portfolio Holdings
Accent Auden Opining Ching Acaued Items 30-De Cornet
Opening Dale Otiantly Number Endo° Nana Bence Income TbloYear Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 28.00% of Portfolio
Money Market
CAM AC TR DWSGOTT 8 AG IBM
01101/19 4,078,877.040 WA 01131/19 10,032,681.88 4,078,877.04 0.00 11,357.44 2.30% 2.30%
Total Money Market $10,032,681.88 $4,076,677.04 $0.00 311,357.44
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $10,032,681.88 $4,078,677.04 $0.00 $11,357.44
Mulled Wedded Acaued Estimated Estimated
Date Acquired Cloadily Unit Cod Cod Bat Markel Prior Minkel Value Gin toss want Annual Income Yield
FIXED INCOME 15.00% of Portfolio (In M aturify Date Sequence)
Corporate Bonds
alORGANCHASE & CO DE SIS REPSTG Sedulity Identifier 46625111141
/13TH PFD SER1FIXED TO FLTG RT 8D
5.990% 04123/58 WE DTD 04/23/08Il oody Ratios Elaa33 8 P
Ratios BB6
05/10/11 '•3,T2 2,160,000.000 110.8680 2,394,740.98 100.6000 2,172,960.00 421,780.98 359.42 129,392.20 5.95%
0• Hal Cost Basis: $2403 00
Total Corporate Bonds $2,394,740.98 $2,172,960.00 4221,780.98 3359.42 $129,392.20
2,160,000.000
TOTAL FIXED INCOME $2,394,740.98 $2,172,960.00 4221,760.98 $359.42 $129,392.20
2,160,000.000
Udenlized Estimated alluded
Dale Ace ine Cluatily Unit Cod Cod Ben Market Prim Market Viva Celn/Loss Annual income Yield
EQUITIES 5 7.0 0% of Portfolio
Common Stocks
ALPHABET INC CAP STK O. C Seamy Identifier: GOOG
Dividend Option: Cub MR 0207951)7
12/05/17 1.000.000 1.014.0150 1,014,015.20 1,116.3700 1,118,369.99 102,354.79
02/02/18 1.000.000 1.116.1660 1,116,166.00 1,116.3700 1,118,369.99 203.99
02/05/18 1,000.000 1.106 0070 1.106.006.80 1,116 3700 1,116,370.02 10263.22
Total Covered 3,000.000 3.236.188 00 3,349,110.00 112,922.00
Total 3,000.000 53,236,188 00 $3.349,110.00 $112,922.00 $0.00
Page 3 of 9
Account Number: HQ-024943
Rated (learnt Owing engem Penting PIC. • %okay owned
ACE:IMM0 Every Yaw Site 2007 subsidiary SIMUnita New York Mellon
CONFIDO. AL- DAUM WED commumcimats Cannatim (1111Y Meta)
ExCULINCt Penhat MC. 'avian FitiRAVkYteat000443629
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-001 1453
EFTA_00159238
EFTA01290983

Portfolio Holdings (continued)
Uareated Estimated Estimated
Dote Acquired 0=64 Unit Dust Cost Bat Market Prim Market Value Gain= Annual Immme Yield
EQUITIES (continued)
Common Stocks (continued)
CARVANA CO CL A Security Identifier. CM
Dividend Option: Cash CUSIP:11686962
08/18/18 2.500.000 42.7900 106.975.00 37.1500 92.875 00 -14,100.00
06118/18 5,000.000 44.3400 221,699.15 37.1500 185,750.00 45,949.15
08/18/18 5.000.000 44.0400 220.200.00 37.1500 185.750.00 -34.450.00
06118/18 2.500.000 43.5400 108,850.00 37.1500 92,875 00 -15,975.00
06/19/18 2.500.000 42.6740 106,686.00 37.1500 92,875.00 43,811.00
06119/18 2,500.000 43.0850 107,711.93 31.1500 91,875.00 -14,837.93
06119/18 2.500.000 42.7520 106,879.20 37.1500 92,875.00 -14,004.20
06119/18 2,500.000 41.8400 107,100.00 31.1500 92,875.00 -14,225.00
Total Covered 25,000.000 1,086,102.28 928,150.00 -157,352.28
Total 25,000.000 $1,086,102.28 $928,750.00 4157,352.28 $0.00
UNITED TECHNOLOGIESCORPCOM Security Identifier UTX
Dividend Option:Cesb CUSP. 9001789
08120/18 15.000.000 125.5300 1,882,944.30 118.0700 1,771,050.00 -111,894.30 44,100.00 2.49%
Total Common Stocks $6,205,234.58 $6,048,910.00 4156,324.58 $44,100.00
Preferred Stocks (Listed by expiration date)
CITIGROUP INC DEP SHSREPST6 VtlOOTH Security Identifier: C PRK
PFD SER X DIV 6.875% PERPETUAL UM CUSP:1/2967341
PERPETUAL CALL WS/23015.00
Dividend Option: Cab
02103/14 79,000.000 25.3090 1,999,418.90 26.0000 2,054,000.00 54,581.10 135,781.32 861%
Total Preferred Stocks $1,999,418.90 $2,054,000.00 $54,581.10 $135,781.32
TOTAL EQUITIES $8,204,653.48 $8,102,910.00 4101,743.48 6179,881.32
%Maid Accrued Waited
Cod Bads Markel Value GaIWLoss Intend Annuliloom
Total Portfolio Holdings $14,878,071.50 $14,354,547.04 4323,524.46 $359.42 $320,630.96
' Noncovered under the cost basis rules as defined below.
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered'. Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99 8. the cost
basis will not be reported to the IRS.
Page 4 of 9
Account Number: N46424943 Paled (learnt Owing tinge,. holingI lt. a Sally owned
Att):!IMAt20 Every Yaw Since 2007 subsidiary e4 The Bonita New York Mellon
CONFIDO. AL- DAUM WED commutecAncen Cortaatim (MY Melon)
EXCQ((NCC Penn.'s MC. 'newt« FilitactlYEEPM_000443630
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011454
EFTA_00159239
EFTA01290984

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1,2019 - January 31,2019
THE HAZE TRUST
Portfolio Holdings (continued)
Cost Basis on fixed income securities may be adjusted for amortization. accretion, original issue discount adjustments. or principal payd owns. The calculation is based upon the
taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may
be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain
circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you
should consult your tax advisor in the preparation of your tax returns.
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
72 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
Portfolio Holdings Disclosures
Pricing
This section includesthe net market value of the securities in your account on asettlement date basis. including short positions.at the close of the statement period. The market
prices. unless otherwise noted. have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them Refer to www pershing com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts. please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Page 5 of 9
Account Number: N46-024943
Rated hernent Mengi Thel hake( 1.1.C, a wholly armed
At 00I lIMI)n) L Every Vox Sine 2007 subeelMy of The bake. New Yeti; Mellon
CONFIDO. DAU M ltAlE D COMMUMCATICMS emponthee (MY Mellon)
EXttILENC( Penterg LLC. must. fiketANIYageM_00048631
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011455
EFTA 00159240
EFTA01290985

Portfolio Holdings Disclosures (c ntinued)
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase. hold or sell securities; and do not address suitability for
investment purpose. Credit ratings should not be relied upon as investment advice.
M essages
Important Reminder for Pershing's 2018 IRS Form 1099 (B, DIV, INT, M ISC and DID): As a reminder, by February 15,2019, you will be mailed either your Form 1099 or a special
Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of
the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final
reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than March 15, 2019.
Although a money market mutual fund seeks to preserve the value of your investment at SI per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please seethe money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10b-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Acto, ity Summary (Ail amounts shown are m base currency)
Csedits This Period Oaks ThisPerkid Net ThisPuiod troditsYarioate DbasYeatio•Oate Net Yettoate
Dividends and Interest 544.424 88 $0.00 $44,424.88 $44,424.88 $0.00 $44,424.88
Cash
Withdrawals 0.00 4,000,000.00 4,000,000.00 0.00 4,000,000.00 8,000,000.00
Deposits 1,570.28 0.00 1,570.28 1,570.28 0.00 1,570.28
Total Cash $1,570.28 48,000,000.00 45,998,429.72 $1,570.28 48,000,000.00 45,998,429.72
Totals $45,995.16 46,000,000.00 45,954,004.84 $45,995.16 46,000,000.00 45,954,004.84
Page 6 of 9
Amount Number: N46424943
Rated hcaent Owing SmithP enbog LIC.• Away mooed
Att):IIMMO Every Veit Sac. 2007 sobsidianft ol The UMe l New York Mellon
CONFIDO. AL- OMAR RATED COMMUMCATIONS CeePembm OW Melon)
EXCUALsa Penne. 11C...ter-tee finillgitctreaast 000443632
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0011456
EFTA_00159241
EFTA01290986

15I
Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
January t 2019 - January 31,2019
l'HE HAZE TRUST
Transactions by Typeof Activity
Process
Settlement
Date MI* Type Description OueMity Prim Accrued Interest Amount Curling
Dividends and Interest
01130119 CASH DIVIDEND RECEIVED IM ORGAN CHASES CO DEP SHS REPSTG 99TH PR1 S921 4,160,000.000 33,067.44 USD
46625HIM1 5.990% 04123158 WE RD 0929 PD 013011INT PAID AT 15309
2160000
01131/19 MONEY MARKET FUND CASH AC TR DWSGOVT 11.357.44 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 44,424.88
Cash Withdrawals and Deposits
01110119 FEDERAL FUNDSSENT DEUTSCHE BANK TRUST 4,000,000.00 USD
USD999997
01/11/19 FEDERAL FUNDS RECEIVED HSBC BANK USA.NATIO4on 1,570.28 UW
USD999991
Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 4,998,129.72
Total Value of Transactions 0.00 4,954,004.84 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Spedalist- Contact Information
MARTIN ZBA AN Telephone Number
345 PARKAVENUE
NEW YORK NY 13154
Page 7 of 9
Account Number: N46424943 Rated C.4ellent Owing through holingI lt. a Sally owned
A CC:: IMM0 (very Yaw SEnct 2007 subsidiary of TM Bonita New York Make
CONFIDO. AL D EX A C LB IA A L R D R K A ( T ED COMMLNICATICNS C Pe a n n n n . a 's t M im C ( . 1 ' 1 n 1 e 1Y w M ts e . l l f o it n a ) t atcaMYEEPM_000413633
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011457
EFTA_00159242
EFTA01290987

Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DEUVERY
Your electronic delivery selections for account communications are listed below:
Electronic Delivery
Enrollment Communication
• Statements and Reports
la Trade Confirmations
• Tax Decimals
• Notifications
• Prospectus
• Proxy/Skereholder Communications
You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial Institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
Page 8 of 9
Account Number N4G-024943 Rated (learnt OwingI MO. hatingL it. • Slob owned
ACCatSS0t2e Every Yaw Since 2007 Smear/ el Ilwa Bonk of New York Melon
CONFIDO. AL- DAISAR WED COMMUNCA110.4 Cc•Pontim my rot
EXC[ALENCC haeMaLA0.„wnte. FIIIRkUtteaM 48634
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011458
EFTA_00159243
EFTA01290988

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1,2019 - January 31, 20 19
THE HAZE TRUST
Important Information and Disclosures (continued)
The Role of Pershing (continued)
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain docum ants. w itness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 9 of 9
Montt Number: N46.024943
Rated (want Owing tlaragang LLC, a ally armed
C Attn O ItMit? N ) FID I • lij d L- D Ev A e L ry I N Ya ,! w M S U a D xe C 2 0 0 M 0 M 7 U NICATICMS C su a b m m o ila n d b y m o f ( T S h Y e S M ord a i o n f ) N ew Yotk Mellon
EXCELLENCE Penn...* U.C. EmR,ARitirCePm_o0046635
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) to. DB-SDNY-0011459
EFTA 00159244
EFTA01290989