EFTA01290854.pdf

Deutsche Bank (*.iv.< Rant Pnnie Wean. stragenan
Weals Codrage 6,0.p
Oftisov las SetteOes
P.O. Box 1776, Baltimore, MD 21203 lire von Cali.,
In Pan Anis.. 260. I to
Na leek 7tt 1011A
IIul 454.71114.1115178114,9S
Account Number: N4G-024943
Statement Period: 12101/2016 - 1213112016
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYKE TTEES Beginning Account Value 146,626,753.25 $63,642,992.78
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 0 00 -17.742.141.25
Adjusted Previous Value 46,626,753.25 45,900,85113
ST THOMAS VI 00802 Account
Dividends. Interest and Other Income 22.174 41 1.018,37727
Net Chan Portfolio 2" 334 Cr .58 966 20
nding Account Value $46,860,262.60 $46,860,262.60
Accrued Interest
Your Client Advisor: Estimated Annual Income 5699 826 98
JOSHUA SHOSHAN
Asset Summary
Prior Year-Ead Lad Period This Period %Allocation
Cash. Money Funds. and Bank Deposits 47,601,124.92 33,960,724.05 33,971,632.06 72% P ease review your allocabon
Fixed Incom e 8,800,250.00 3,474,000.00 3.538,83000 8% cer cthaa y wth you' Clent Acosor.
Equities 7.390,940 00 6,988,040.00 7.122,650 00 15%
ututd Funds 2 050,677 86 2,203,989 20 2,229,350 54 5%
Account Total (Pie Chart) $63,842,992.78 140,825,763.25 148,880,282.00 100%
Page lot 10
Rita. [mailer.
VOALI Rol C 50 O 09 94 0 N 9CSF3 F 0024 I ErEgNaP i As L [ Dr v xA e eL r s y Bu A V rRN . . R . e A S rT i ( n 0 c e C 2 O 0 M 07 M UNICATIONS
SDNCGM_00048217
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011041
EFTA_00 158826
EFTA01290854

Summary of Gains and Losses
Realized
This Period Year-to-Date Unrealized
Short-Term GamlLoss 000 0 00 2,196 59
Long-Term Gain/Loss 0 00 303.370 83 -150.382 96
Net GaIn/Loss 0.00 403,37013 ,146,166.37
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest will be reported on your Forms 1099 andior 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Current Yield: 0.43% Activity Ending: 12130116
12101116 Opening Balance 33,960,724.05 33.960.724.05
12130116 Deposit INCOME REINVEST 10.908 01 33.971.632 06
12130(16 Closing Balance $33,971,632.06
Total All Money Market Funds $33,971,632.06
Income and Expense Summary
Current Period Year-lo-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 0.00 0.00 425,781.32 000
Money Market 10.908.01 0.00 85,769.85 0.00
Other Dividends 11,268.40 0.00 456,478.88 000
Interest Income
Bond Interest 000 0.00 51.250.00 000
Credit Interest 0.00 0.00 0.00 -902.78
Total Dividends, Interest, Income and Expenses 122,174.41 $0.00 11,019,280.05 -1902.78
Page 2 of 10
Account Number. N4G-024943 Rai Excelle
VOlt ThE I-AZ N F DG o papearnlesAs L Dr (v xA e aL r r B y tu A V Rr s m R . eA s rT i n E c D e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048218
E TCE O
CONFIDENTIAL - PURSUANT TO FE D. R. CRIM. P. 6(e) DB-SDNY-00 11042
EFTA_DO 158827
EFTA01290855

Deutsche Bank Isre Mn. 00.410 Vona nmanapnad
hlvetts Iowa,. Goo. p
Devito* M*a i Sew nes AC
P.O Box 1776, Baltimore, MD 21203 Mrs A Mcir
HI Pan eis~. Ikh
War wet 1,tt 1011.4
Inn 4544114. mar 78114MS
Statement Period: 12/0112016 • 12 131/2 01 6
Portfolio Holdings
Acto.:-; *dishy Opening Accrued Ino3me 30•Day Current
Opening Date Quantity 'lumber Ending Balance BCalallnicge Income This Year Yield Yield
Cash, M oney Funds, and Bank Deposits 7 2.0 0% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
12/01116 33,971,632.060 NM 12130/16 33,960,714.05 33,971,632.06 0.00 85,769.85 0.38% 0.13%
Total M on ey Market 933,960,724.05 933,971,632.06 $0.00 985,769.85
Total Cash, M oney Funds, and Bank Deposits $33,960,724.05 $33,971,632.06 $0.00 $65,769.55
Adjusted Unre e d Accrued Estimated Estimated
Date Acquired Quantity Veit Cod Cost Basis Market Price Market Value Gain/ Loss Interest Annual Income Yield
Fixed Income 8.00% of Portfolio (In Matunty Date Sequence)
Corporate Bonds
IPAYM ENT INC GTD SR NT Security Identifier: 46262EAE5
10.250% 05/15/18 WE DM 11115111 Price Estimated as of: 12128116
CALLABLE 01/29117 fa 102.563
Moody Rating CAS d P Rating CC
10/02112'.12.13 500,000.000 96.5270 482,633.22 86.0260 130,130.00 •52,50322 6,54861 51.250 00 11 91%
Original Cost Bass: 5445.000.00
PM ORGAN CHASE 8 CO DEP SKS REPSTG Security Identifier: 46625HHA1
1/10Th PFD SER I FIXED TO FLTG RT BO
7.900% 01119/19 WE DTD 04123/08 Moody Rating DAM S
P Rating BBB-
05/1D 111 '.11,13 3,000,000.000 111.2650 3,337,958.33 103.5500 3,106,500.00 -231,158.33 39,500.00 237,000.00 7.62%
Original Cog Basis: 53.337.958.33
Total Corporate Bonds $3,820,591.55 63,538,630.00 -9263,901.55 $48,048.61 $1011,250.00
3,500,000.000
Total Fixed Income 03,820,591.55 93,538,830.00 -$263,961.55 $46,048.61 9188,250.00
3,500,000.000
Page 3°110
Account Number N4G-014943 Maid excellent,
ORAN TYE HHA ZE Go paperless L C v A e L r M y A lo R w P A U T n E t D o C 2 O 0 M 07 M UNICATIONS
NF I D riTriA traer
SDNY_GM_00048219
CONFIDENTIAL — PURSUANT TO FED. R P. 6(e) TUF L ISTO rxcrur OB-SDNY-0011043
EFrA_00158828
EFTA01290856

Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Aoadred Ouaetlty Usit Cod Cod Bads Market Price Markel Value Gale/ Loss Annual Income Yield
Equities 15.00% of Portfolio
Preferred Stocks (Listed by expiration dale)
CITIGROUP INC DEP SKS REPSTG 111000TH Security Identifier: C PRK
PFO SER K DIV 6.875% PERPETUAL MATT CUSP. 1729673/1
PERPETUAL CALL 111151230 25.00
Dividend Option: Cash
02/03114 79,000.000 25.3090 1,999,416.90 27.3500 2,160,650.00 161,231.10 135,781.25 6.28%
CITIGROUP INC DEP SKS REPSTG 111000 Security Identifier: C PRC
PFD SER C OIV 5.8% PERPETUAL M CUSP. 172967366
PERPETUAL CALL 04/22/16025.00
Dividend Option: Cash
10128114 19,033.000 24.0810 1,180,739.18 24.8100 1,218,508.73 35,769.57 71,097.85 5.84%
10129114 150,967.000 24.3130 3,670,430.48 21.8100 3,745,491.27 75,060.79 218,902.15 5.84%
Total Covered 200,000.000 4,851069.84 4,982,000.00 110,830.38 290,000.00
Total 200,000.000 $1,861,169.81 $4,982,000.00 3110,830.38 $290,000.00
Total Preferred Stocks $8,850,588.54 37,122,850.00 3272,081.48 $425,181.25
Total Equities $8,850,608.54 37,122150.00 3272,081.18 9426,181.25
Unrealized Estimated Estimated
Dale Acquired Quantity Ualt Cod Cod Basis Market Pro Market Value Gale! Loss Annual Income Yield
Mutual Funds 5.00% of Portfolio
P M ORGAN FLOATING RATE INCOME FUND Security Identifier: PHSX
SELECT SPARES CUSP 481211510
Open End Fund
Dividend Option: Relive Capital Gains Option: Reinvest
01122113'•3 198,216.058 100900 2,000.000.00 9.4600 1,873,141.72 •126,85828 84,013.60 4.48%
02101113'•3 630.057 10 0670 6.342.92 9.4509 5.954.04 488.88 267.14 4.48%
03101/13 '.3 711.578 10.0600 7,158.48 9.1500 6,724.41 -434.07 301.71 4.48%
04101113 '.3 789.547 10.1100 7,982.33 9.4500 7,461.21 -521.12 334.77 4.48%
05101/13 '.3 751.550 10.1300 7,613.21 9.4500 7,102.15 •511.08 318.68 4.48%
06103/13 757.360 10 0900 7,641.77 9.4500 7,157.06 -481.71 321.12 4.48%
07101113 '.3 668.131 9.9700 6,661.27 9.4500 6,313.83 .347.41 283.29 4.48%
06101113'•3 704.609 10 0600 7.088.37 9.4500 6.658.56 .42911 29175 4.48%
09103/13 '.3 709.175 10.0300 7,113.03 9.4500 8,701.70 .41133 300.69 4.48%
10101113'.3 712.100 10 0240 7.13715 9 4500 6.729.31 .408.51 30113 4.48%
Total Noncovered 204150.183 2,084,739.23 1,933,944.02 -130,795.21 81771.86
Reinvestments to 31,259.947 9.6260 300,897.59 9.4500 295.406.52 .5.491.07 13,254.22 4.48%
Date
Total Covered 31,259.947 300,897.59 295,408.52 -5,491.07 13,254.22
Total 236,910.110 $2,385138.82 32,229,350.54 -3138,288.29 6100,025.88
Total Mutual Funds $2,386,638.82 32,229,350.54 -$138,288.28 $100,025.88
Page 4 of 10
Account Num Der. N4G-0N2494 F3 I DGAo paperless Rated excellent,
80099409CSF30024 °env v, Every V.A. Lace Z007
THE HAZE TrdSTO
ENT IAL
DrxAeUmMm. MeUr D COMMUNCATIONS
SDNY_GM_00048220
CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) e" OB-SDNY-0011044
EFIA_00158829
EFTA01290857

PA Deutsche Bank
()PASO( Pnwair Wea•n•Aptagenmt
Min. Cisme GKM)
Deetich• Sank SecteOes
P.O. Box 1776, Baltimore, MD 21203 Mar M Oat*
SO Pan Ass. 26ffil ber
Mew** NY 1011.4
'WI 491MM 78114,9S
Statement Period: 12/0112016 .1213112016
Portfolio Holdings (continued)
Unrealized Accrued Estimated
Cod Basis Market Value Gain/ Loss Interest Annual Income
Total Portfolio Holdings $17,008,418.97 $46,860,262.60 -$148,186.37 $46,045.61 $899,826.96
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are genially not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (VC) (incorporating
amendments enacted by P.L.110.343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules. and marked or denoted as such.
Al other securities in this section are securities which are scovered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances. including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, It is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product heed in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or =tact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
The U.S. will adopt a shortened settlement timeframe beginning with trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investment trusts. Movng from a 7.3 to a 7+2 settlement
cycle will provide faster access to sale proceeds, but it also means that funds will be due on purchase transactions earlier. This may be a good time to consider e-delWery of your account documents-including
trade confirmations, account statements and more. Ask your advisor about how you can set up e-delivery.
Page of 10
Account A um ber N4G-024943 Rated tacellera
UNA!, ROI( TFE F AZE rRGSr ONFID Go r p a ape n rle A ss L rD L x v A e eL r Bn y At Y rR e w R a e r A S rT i E nc D e C 2 O '0 M 07 M UNICATIONS
SDNCGM_00048221
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011045
EFTA_00 158830
EFTA01290858

Activity Summary ,air' amounts shown are in base currency)
Credits This Period Debits This Period Net Ibis Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Securities Bought 0.00 -11.266.40 -11,266.40 0.00 .97 603 88 .97,603.88
Securities Sold 0 00 0 00 000 3,191,875.00 0 00 3,191,875.00
Total Securities $0.00 -$11,266.40 -$11,288.40 $3,191,175.00 -$97,603.86 $3,094,271.12
Dividends and Interest $22,174.41 $0.00 $22,174.41 11,010,280.06 .$902.78 11,011377.27
Cash
Withdrawals 0.00 0.00 0.00 0.00 19,000,000.00 .59,000,000.00
Deposits 0.00 0.00 0.00 41,257,858.75 0.00 41,257,858.75
Total Cash $0.00 $0.00 $0.00 111,257168.75 469,000,00010 -$17,742,141.26
Totals $22,114.41 -$11,268.40 $10101.01 $46,469A 13.80 469,098,60616 413,629,49216
Transactions by Type of Activity
Process
Settlement
Date Activity Type Description Quantity Price Maud Merest Mont Carew
Securities Bought and Sold
12129116 RDA VEST CAS1- INCOME P MORGAN FLOATING RATE INCOME FUND SELECT 1,193.475 .11,268.40 USD
$1-SX SHARES 234716.6350 SH RS SR RS PLRCH. AT 19.44000 RD
12127 FO 12/29116
Total Securities Bought and Sold - US DOLLARS 0.00 41,28610
Dividends and Interest
12129/16 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT 11,268.40 USD
.PH SX SHARES 234716 6350 SHRS RD 12127 PD 12/29/16
12130116 MONEY MARKET FUND DEUTSCHE GOUT CASH 10,908.01 DM
INCOME RECEIVED
233993682
Total Dividends and Interest- U.S. DOLLARS 0.00 22,174.41
Total Value of Transactions 0.00 10,906.01 USD
The price and quantity displayed may have been rounded.
Client Service Inform ation
Your Client Advisor: ENJ Contact Information
JOSHUA SHOSHAN Telephone Number: (212) 454.4433
280 PARK AVE • 3R0 FL
NEW YORK NY 10017
Page 6 of 10
Account Kum Der. N4G-024943 Itotacl tacellenti
01,09917007F.!!' DRAB BOU TF E FAZE T IONFID 4V3h)cesrrleiAs L rD b x e An l L n uB y Ar Y nR e a R a e r A S rT in E c O e C 2 O 00 M 7 M UNCATIONS v.-meow, •irc
SDNY_GM_00048222
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011046
EFT:4_00158831
EFTA01290859

a
Deutsche Bank Dralat elm PrIftle VrOtal PI Ma nal une.
Marais Cowan Comp
Deaulv Sank Smoot, Ac
P.O Box 1776, Baltimore, MD 21203 Mow b4 Olt to
HS Pen Ass, 260. I ter
Wm.** WY 10114
I1V 14 914,18. OM) 711114,9S
Statement Period: 1210112016 • 12/31/2016
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond AraortizatIon Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corm unications for electronic delivery. To register and turn off paper communications, log in lo your account or tented your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
riot available are marked WA' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. Mien the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly4raded securities. debt securities in default. securities that do not have a valid pricing source, and certain third-party structured products. the last available pricing win be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political and business condnions, they should not be retied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wiwr.pershing.conVbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The doter amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You vriU
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from
Page 7 of 10
Account Num ben. N4G-024943 Go paperless R DA as L a B A ta V c RI o IA lle T n E ti D C 2rOALUNICATIONS rvtir ris=af-t=- - "Ii=
1.)•Alf 901.1 ME NF I D IAL "At r %Ca LI'N C, /abr. MC mans.. OS WON. WV
SDNY_GM_00048223
I-AZE Ito
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011047
EFTA_00158832
EFTA01290860

Important Inform ation and Disclosures (continued)
Reinvestment (continued)
whom your security was purchased, may be obtained. In cwideno reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confamations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Pooes. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Poor's. Standard & Pools does not guarantee the accuracy, completeness, timeliness or avaiability of any information. Standard & Pools is not responsible for any eras or
omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose.
Standard & Pool's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities: and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (I) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should
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provides coverage in excess of SIPC limits. For more detailed information please visit: wempershing.comlaboutistiength-and-stability.
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Protection Act.
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Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Pape of 10
Account Number. N4G-024943 Rated Iacono r0
MiAtl ROLL TI-E FAZE T I ONFID (s AE o p N ape T rle I ss A L I Dr v xA o eL r r y Otu A V rRn o Ra n Ae s Tr d E a0 D 7 C 2 O 0 M 0 V 7 A UNICATIONS
SDNY_GM_00048224
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011048
EFrA_00158833
EFTA01290861

a
Deutsche Bank °relit.* Ram Or Ma...Int/a
Pdif•tt% CeetrarG•pyp
Des-UM M. Sew n.% Ac
P.O Box 1776, Baltimore, MD 21203 wan CM,*
Na Pon Ass,. Ikh I btr
New RA 10. 1011A
0 121.54J014. 1115178•470
Statement Period: 1210112016 • 12131/2016
Important Information and Disclosures (continued)
Important Arbitration Disclosures
• Al parties to this agreement are giving up the tight to sue each other in coun, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled heating date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any
claim encompassed by the putative class action until; (I) the class certification is denied; (U) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City. New Jersey 07399; (201) 4134330.
Page 9 of 10
Account Numberber N4G-02494F3 I DAENTIAL Rated tlall le nil
108A11 WOII THE F AZE Tri ON Go paperless E Drx v Aa e Lr r B y tu A V rRn s Rs . eA S rT i E v D a C 7 O 0 M 07 M UNICATIONS
SDNY_GM_00048225
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011049
EFrA_00 158834
EFTA01290862

TERMS AND CONOMONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL. BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AMPOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVFD ar E PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COM/DISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS -
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 6O7(AMME8
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES II YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMMNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE Arrni INT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE.
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET W THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HRH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
• DIVIDENDS. INTEREST AM) OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR DUALITY OF EXECUTION PURPOSES.
DATE. THIS Cr ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT, ALL SECURITES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
ANV OF THE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. REASE NOTIFY PERS-ING IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING PLAZA. JERSEY CITY. NJ MK ATTULEGAL DEPT
Page10010
eit„
Account Kum bet. N40-024943 Go paperless ItaNdExcolloM
THE FAZE TRLST =TA •Nt......., R I- nri : . g ....• t 'M ra ei 2 g 007 '"' 1"—"" c C
CO N F I L
SDNY_GM_00048226
CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) OB-SDNY-0011050
EFrA_00158835
EFTA01290863

Deutsche Bank Gnaw.< Rana Pnwair Wean Paptagenan
PdaealstedvageGro.P
Devisch4 Sat Settolenk
P.O. Box 1776, Baltimore, MD 21203 Mee *A (aair
Na Pan Aserao. )(alter
War wet hY 10114
01114:4411311.1115171{4,91,
Account Number: N46-024943
Statement Period: 11/0112016 -1113012016
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYKE TTEES Beginning Account Value 553,946,385.86 $63,642,992.78
6100 RED HOOK QUARTER B3 het Cash Deposits and WrIhdrawals -7000.00000 17.742.141 25
ST THOMAS VI 00802 Adjusted Previous Account Value 48,948,385.88 16,900,85113
Dividends. Interest and Other Income 78.259.47 996,202.86
et Change in Porlfolia -395,89188 .270 301 14
noting Account Value 546 626 753 25 $46,626,753.25
Accrued Interest 521.885 42
Your Client Advisor: Estimated Annual Income 5887.239 33
Asset Summary Prior Year-End Lad Period Ibis Period % Allocation
Cask Money Funds. and Bank Deposits 17,601,121.92 10.891,18363 33,960,721.05 73% Pease renew yo.• a ozal.o-
1
Fixed Incom e 6,600,250.00 3,521,750.00 3171,000.00 7% ir cer :MU yo,.• Oren', Acv SC-
Equities 7,390,910.00 7,328,510.00 1988.010 00 15% •
uturd Funds 2,050,677 86 2,201,612.03 2,203,98920 5% E
Account Total (Pie Chart) 163,642,192.78 653,946,385.66 811621753.25 100%
Pate 1 4010
Rated facollone
°PAO R01. C B0 O 10038 N 1CSP3 F 0017 ID G AE o p N ape T rle I ss A L D L rx v Ae e Ln r B y u A V rRn s Ra . eA S Tr i E nc D e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048227
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11051
EFTA_00 158836
EFTA01290864

Summary of Gains and Losses
Realized
This Period Year-to-Date Unrealized
Short-Term Gain/Loss 000 0 00 1,910 89
Long-Term Gam/Loss 0 00 -303 370 83 -360,505.47
Net GalnlLoss 0.00 -303,370.83 -356,564.511
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to charge in response to market changes. and we may, in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH IN STL
Current Yield: 0.30% Activity Ending: 11130/16
11/01/16 Opening Balance 40,772,983.83 40,772,983.83
11/01/16 Deposit HONEY FUND PURCHASE 118,500.00 40,891,483.63
11/16/16 Deposit MONEY FUND PURCHASE 59,57027 40,951,053 90
11/23/16 Withdrawal MONEY FUND REDEMPTION -7,000,000.00 33,951,053 90
11130/16 Deposit INCOME REINVEST 9,670.15 33.960.721 05
11130116 Closing Balance 933,960,724.05
Total All Money Market Funds 133,960,724.05
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 33.945.27 0.00 425,781.32 0.00
Money Market 9.670.15 0.00 74,861.84 0.00
Other Dividends 7.019.05 0.00 445,212.48 0.00
Interest Income
Bond Interest 25 625.00 0.00 51,250.00 0.00
Credit Interest 0 00 0.00 0.00 -902.78
Total Dividends, Interest, Income and Expenses $76,259.47 $0.00 $997,105.64 -1902.78
Page 2 of 10
UPAN ROI Acc E o F u A nt Z k E u T m ber T O N4G-0 N 24943 F ID Go r p a ap T erle I s A s L D R r (v x a A e e te r Us y d uM V to r s . c N R e , C A ll S o T I a n E n a D t e C 2 O 0 M 07 M UNICATIONS (—vim, .vvve =
SDNY GM 00048228
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11052
EFTA_00 158837
EFTA01290865

Deutsche Bank O1,41.Ot ,'•,..leMMONIOMMIP,drat
M./4.11(Intiegt Ca•c,•mP
De.tic I. Bar Stcv,
P.O Box 1776, Baltimore, MD 21203 wbrit
14,Pant Annw. noct
%nye wrt IOVA
P I)) VA-JIM. OW zusvn
Statement Period: 11/01/2016 - 11/30/2016
Portfolio Holdings
Acacia Activity Opening Closing Accrued Income 30-Day Cement
Opening Date Quantity Number EAdlna Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 7 3.0 0% of Portfolio
Cash Balance 118,500.00 0.00
Money Market
DEUTSCHE GOVT CASH INSTL
11101116 33,960,724 050 MA 11130116 10.771983.63 33.960.724.05 0.00 71,861 84 0.30% 0.30%
Total Money Market 140,772,983.63 $33,960,724.05 $0.00 $74,861.84
Total Cash, Money Funds, and Bank Deposits $40,891,483.63 $33,960,724.05 $0.00 $74,861.14
Adjusted Unrealized kaued Estimated Estimated
Date Acquired Quantity Unit Oast Cost Basis Market Price Mullet Value Gain/ Loss lateral Annual Income Yield
Fixed Income 7.00% of Portfolio (In Maturity Dee Sequence)
Corporate Bonds
'PAYMENT INC GTD SR NT Semidry Identifier: 46262EAE5
10.250% 05115/18 B/E DTD 11115/11 Price Estimated n of 11/22/16
CALLABLE 12/30/16 g 102.563
Moody Rating CAA3 58 P Rating CC
10102112'.12.13 500,000.000 96.3350 481,676.49 82.0500 410.250.00 .71.426 49 2.13542 51,250.00 1219%
Ongmal Cost Bass 5445 000 00
PM ORGAN CHASE & CO DEP SHS REPSTG Semi), Identifier. 46625HHA1
1110Th PFD SER 1 FIXED TO FLTG RT BD
7.900% 04129//9 B/E DTD 04123/08 Moody Rating BAA3 S
8 P Rating BBB-
05110111 %MU 3,000,000.000 111.2650 3,337,958 33 102.1250 3,063,750 00 .274.208.33 19,750.00 237.000.00 7.73%
Onginal Cost Bass: 53.337.958.33
Total Corporate Bonds $3,119,634.82 $3,474,000.00 -$345,634.82 $21,685.42 $268,250.00
3,500,000.000
Total Fixed Income $3,619,634.82 $3,474,000.00 -$345,634.82 $21,685.42 $285,250.00
3,500,000.000
Page 3010
?';')03,(C.IF Account Number N4G-0 24943 Go p.aperless R t v a e te ry d Y ta e c a e r l l S on iv e a 2007 .gesr.C7r.nr4.==ert:
THE FAZ FI D ENTIAL r D x A t L it O u A rn R a R e A r T ED COMMUNCATIONS
SDNY_GM_00O48229
E ICON
CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e) OB-SDNY-0011053
EFTA_00 I 58838
EFTA01290866

Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Cuutlty Unit Cod Cod Basis Market Price Market Value Geld Loss Annual Income Yield
Equities 15.00% of Portfolio
Preferred Stocks (Listed by expiration date)
CITIGROUP INC DEP SHS REPSTG 111000TH Security Identifier: C PRK
PFO SER K DIV 6.875% PERPETUAL MATT CUSP. 172967341
PERPETUAL CALL 111151230 25.00
Dividend Option: Cash
02/03114 79.000.000 25.3090 1.999.416.90 26.7600 2.114.040.00 114,621.10 135,781.25 6.42%
CMGROUP INC DEP NIS REPSTG 111000 Security Identifier: C PRC
PFD SER C DIV 5.8% PERPETUAL M ATY CUSP: 172967366
PERPETUAL CALL 01/22/16025.00
Dividend Option: Cash
10128114 19,033.000 21.0810 1,180,739.16 24.3700 1,194,931.21 14,195.0$ 71,097.65 5.94%
10129114 150,957.000 21.3130 3,670,43046 24.3700 3,579,065.79 8,635.31 218,902.15 5.94%
Total Covered 200,000.000 1,851069.54 1,874,000.00 22,830.36 290,000.00
Total 200,000.000 $4,851,169.64 $4,874,000.00 $22,830.36 $290,000.00
Total Preferred Stocks $6,850,518.54 $6,988,010.00 $137,151.16 S425,781.25
Total Equities $6,850,588.54 $6,988,010.00 $137,151.16 $425,181.25
Unaided Estimated Estimated
Date Acquired Quantity Usk Cod Cod Bads Markel Price Markel Valle Gait Loss Annual Income Yield
Mutual Funds 5.00% of Portfolio
P IA ORGAN FLOATING RATE INCOME FUND Security Identifier: PHSX
SELECT SPARES CUSP. 481211510
Open End Fund
Dividend Option: Reinvest: Capital Gains Option: Reinvest
01122113'.3 198,216.056 10.0900 2,000,000.00 9.3900 1,881,24826 43817451.24 53,052.53 4.46%
02101113'•3 630.057 10.0670 6.342.92 9.3900 5,916.23 2669 263.99 4.46%
03101113'.3 111.578 10.0600 7,155.18 9.3900 6,681.72 A76.76 298.15 4.46%
04101113'.3 789.547 10.1100 7,982.33 9.3900 7,413.84 -56849 330.82 4.46%
05101113 'A 751.550 10.1300 7,613.21 9.3900 7,057.06 .556.15 311.90 4.46%
06103113 '.3 757.360 10.0900 7,641.77 9 3900 7,111.61 5 16 317.33 4.46%
07101113'•3 668.131 9.9700 6,661.27 9.3900 6,273.74 279.95 4.46%
08101/13 '.3 704.609 10.0600 7.088.37 9 3900 6.616.29 E34873120 . 05183 295.23 4.46%
01/03113'.3 709.175 10.0300 7,113.03 9.3900 6,659.16 297.11 4.46%
10101113 '.3 712.100 10.0240 7.137.85 9.3900 6.686.62 •-445513..8273 298.37 4.46%
Total Noncovered 204,650.163 2,061,739.23 1,921,655.03 -113,071.20 85318.11
Retnvestm enls to 30,068.472 9.6330 289,831.19 9.3900 282,324.17 -7.307.02 12,597.86 4.46%
Date
Total Covered 30,086.412 281 631.19 212,324.17 -7,307.02 12,597.86
Total 234,716.635 $2,364,370.12 $2,203,989.20 -$150,381.22 06,346.27
Total Mutual Funds 22,354,370.12 $2,203,989.20 -$150,381.22 $98,316.27
Page 4 of 10
801003/CCSF!' 1 MIAB MOI Acc E o F u A nt Z N E u T m C M D .., e S r T . O N4G- N 02494 F 3 ID G AE o p N ape T rle E ss A L R ( rC v xA a e e t L e r sM y d u A V t rR s t s r c Ra r o e A l S l Tr o i E n n c D i e C 2 O '0 M 07 M UNICATIONS ratre.=2/...."'" •fl = e "ti my
SDN Y_GM_0004 8230
CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) OB-SDNY-0011054
EFIA_00158839
EFTA01290867

Deutsche Bank Or.lsot Soma Inn. Main PAragenalt
Pdatal$ COMM, 4
Ms-bni4 Sank WWI/. a.
P.O. Box 1776, Baltimore, MD 21203 Mn Vain Onto
MIP IA Mist !Wilber
New**
inn 454.71119.1115178/.4,91,
Statement Period: 11O1/2016 • 11/3012016
Portfolio Holdings (continued)
Unrealized kaued Estimated
Cost Basis Markel Value Gain/ Lou Interest Annual Income
Total Portfolio Holdings $46,985,317.83 116,628,753.25 .1358,564.58 821,185.42 8887,239.35
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis repotting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating
amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2038) and are, therefore, considered "noncovered." under the new cost basis reporting nies, and marked or denoted as such.
Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement
US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
The cost basis of this security has been provided to us by you or your introducing km and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
Please note the folIcseng information for Pershing's 2016 IRS Form 1099 (8, DIV, INT, 0/0 and MISC ): Your form 1099 mil be delivered as eony as posslile, beginning January 31, 2017. By February 15, you will
be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent it issuers of securities you hold have not yet provided their final tax information. It nil inform you of the
securities that are pending final repotting, and will provide the anticipated mail date of your 1099 form. Your 1099 wit be mailed no later than March 15, 2017.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Page 5 of 10
Account Number. N4G-024943 Rolm. Emellordi
DrpaapenrleAss L Ever, Vn. Some 2007
TFE FAZE RL
F I
rDxAeLr BaArRn RseArT ED COMMUNICATIONS
SDNY_GM_00048231
TUMON
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11055
EFTA_00158840
EFTA01290868

Activity Summary (All amounts shaven are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Seaultles
Securities Bought 0 00 -7.019 05 -7.019 05 000 -86.337.48 -86.337.48
Securities Sold 0 00 0 00 0 00 3.191 875 00 0 00 3,191,875.00
Total Stomilles $0.00 -$7,019.05 -$7,019.05 $3,111,875.00 -$88,337.48 $3,105,537.52
Dividends and Interest $76,269.47 $0.00 $76,259.47 $997,105.84 .$902.78 $998,202.86
Cash
Withdrawals 0.D0 .30.000.000 00 -30,000,000.00 0.00 .59.000.000 00 -59,000,000.00
Deposits 23.000.000 00 0.00 23.000.000.00 41,257,858.75 0 00 41,257,858.75
Total Cash $23,000,000.00 -$30,000,000.00 -$7,000,000.00 $41,257,858.75 -$59,000,000.00 -$17,742,141.25
Totals $23,078,259.47 -$30,007,019.05 -$6,930,759.58 $45,448,839.39 -959,087,240.26 -$13,840,400.87
Transactions by Type of Activity
Process,
Settlement
Date Activity Type Description Quantity Price Acaled Interest Amount Cirreng
Securities Bought and Sold
11129/16 REIN VEST CAS` INCOME P MORGAN FLOATING RATE INCOME FUND SELECT 748.300 .7,019.05 USD
SX STARES 233968.3350 SHRS SHRSPLRCH. AT $938000 RD
11125 FO 11128116
Total Securities Bought and Sold - U.S. DOLLARS 8.00 -7,019.05
Dividends and Interest
11115116 CASH DIVIDEND RECEIVED 79000 SH RS CITIGROUP INC DEP %IS REPSTG 1/1000TH 33,945.27 USD
C PRX PFD S8 K DIV 6.875% PERPETUAL MA1Y PERPETUAL CALL
11/151230 25.00 RD 11/04 PD 11115116
11115116 BOND INTEREST RECeVED 500000 IPAYM ENT INC G TD SR NT 10.250% 05/15/18 B/E 25,625.00 USD
462626AF:5 DTD 11/15111 CLB RD 11114 PO 11/15/18
11/29116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT 7,019.05 USD
PHSX SHARES 233968.3350 SIRS RD 11125 PD 11128/16
11/30/16 MONEY MARKET FUND DEUTSCHE GOVT CASH 9,670.15 U SO
INCOME RECEIVED
233993682
Total Dividends and Interest • U.S. DOLLARS 0.00 76,259.47
Page 6010
4011 A T c F c E o F u A nt Z N E u m R b er. N4G-024943 Go paperless R Dr e x v A s a e L d r r O y a A V [ r s tRr s a aR i eA l S o rT i r E n . D e. C 2 O 0 M 07 M UNICATIONS .77.,:t..."70...Tht=t."=1".""="..
SMICGM_00048232
TCu;TO N F I DranAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11056
EFTA_001588/41
EFTA01290869

O
Deutsche Bank
Omisre Ram Prmair Weahn Papmgenait
Weans Coon,. 6,0.1)
Dettsch4 MY Saloom% +gc
P.O. Box 1776, Baltimore, MD 21203 Pan Onto
Na Part Anis. !Note,
War int hY 10114
01114:441114 OM) 7$11,091,
Statement Period: 11/01/2016 • 11/30/2016
Transactions by Type of Activity (continued)
Process/
Settlement
Date Activity Type Description Quaritty Price Accrued Interest Amount Currency
Cash Withdrawals and Deposits
11/22116 FEDERAL FL NDS RECEIVED DEUTSCHE BANK TRUST 16416 23.000.000.00 LSD
L S0999997
11123116 FEDERAL FLNDS SENT BANK OF AMERICA, N.A -25.000,000.00 USO
L SD999997
11123116 FEDERAL FLNDS SENT BANK OF AMERICA, N.A -5000,00000 USO
L SD999997
Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 -7,000,000.00
Total Value of Transactions 0.00 -6,930,769.5D USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE. 26TH FLOOR
NEW YORK NY 10154.0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities. FIRST IN FIRST OUT
Bond AmoitIzation Elections:
Am Mize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper con n unic-ations, log in to your account or panted your Client Advisor for more information.
Page Torte
ti8A1, ROLL Acco H un A t Z N E u M m C S be T r. O N4G-0 N 2494 F 3 ID G E o p N ape T rle I ss A L R Dr b x e A a e e t L e n r B y d u A Y t r a Rn e c R a s e r eA l l 5 rT e . 1 r E a n D e i C 2 O 0 M 07 M UNCATIONS
SCirvv_CM_00048233
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011057
EFTA 00158842
EFTA01290870

Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices. unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however. pricing services are
sometimes unable to provide timely information. Mere pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement. Prior statements wit not be revised. You should aMays request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third.party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset the current price wit purge and N/A will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to
vriviv.pershing.corarbusiness_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order now.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction. incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Pool's is not permitted without prior written
authorization from Standard & Poors. Standard & Poors does not guarantee the accuracy. completeness. timeliness or availability of any information. Standard & Poors is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content. Standard & Poors makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Poces shall not be legally responsible for any fees. costs. expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
Page 8 of 10
Account Number. N4G-024943 Go paperless R L v a e i r y V I.. . . A M . o S n in a c e 2907 ocr.C7:•=tre..r....r=
TI-E FAZE MST MUM. RATED COMMUNICATIONS
UONFIDAENTIAL rxesurtraer
SON Y_GM_00048234
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011058
EFrA_00158843
EFTA01290871

Deutsche Bank ONISO. RIM nn. Mn V./.4111 PAIMI,Nat
Pdif•tt% COMCK, 410.p
Ohba* Bali SCI•Ort MC.
P.O Box 1776, Baltimore, MD 21203 ihm. Ont•
ID NA loam. NM I to
New** 10IN
1/121454.7MIL IDN7M4715.
Statement Period: 11/01/2016.11130/2016
Important Inform ation and Disclosures (continued)
Ratings (continued)
recommendations to purchase, hold or set securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution Of
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pushing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the resuk of securities transactions it processes.
• Your fniancial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any. to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. M other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact intonation can be found on the fist page of this statement
• For a description of other functions performed by Pershing please consul the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every posstle circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would Ike additional copies of the Disclosure Statement, please contact your financial
institution.
• Pushing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please vist imm.pershingtorniabout/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in vatting to further protect your rights. including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum n which a claim is filed.
• Arbitration awards are generally final and binding; a partys ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time knits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
Page 9 of 10
Account Number. N4G-0N2494 F3 I D G AE o p N ape T rle 1 ss A L R (v a e te ry d V tu A a N ll o S n ea ti m 2007 ..4.L.7.....:78==,.' r . . ite.
ThE F AZETRCO rDxAcLiBtAuRr RATED COMMUNICATIONS
NCI
SDNY_GM_00O48235
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011059
EFrA_00158844
EFTA01290872

Important Information and Disclosures (continued)
Important Arbitration Agreement (continued)
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330.
Page 104010
Account Number. N4G-024943 Rated [atones
OBAki ROLL ThE N FI D G AE o p N ape T rle I ss A L E rDxA n eL v On y A t V rR s w R .. eA S rT e E n D to C 2 O 0 M 07 P AUNCATIONS
SDNY_GM_00048236
hAZE TUO
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11060
EFTA_00158845
EFTA01290873

Deutsche Bank Oralsre Ram 10•410 "nail n Mamie-wad
Vinet% COetrarG.mp
Des-b04 la*
P.O Box 1776, Baltimore, MO 21203 von Ont•
Na Paw Mast NM I War
New** 1,tt 10114
454.711•11. mlr 7/44,91,
Account Number: NAG-024943
Statement Period:10/01/2016 -10131/2116
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-to-Oate
DARREN K INDYICE TIMES Beginning Account Value 847,665,392.80 563,042,002.78
6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 6,188,980 68 -10,742,141.25
ST THOMAS VI 00802 Adjusted Previous Account Value 53,242,313.48 62,900,851.63
Dividends, Interest and Other Income 208,339.74 919,943.39
et Chan e in Portfolio /.327.56 125 590 74
Accrued Interest 523.631 94
Your Client Advisor: Estimated Annual Income 5878.425 51
DANIEL SABBA
Asset Summary
Prior Year-Fad Lad Period This Period % Allocation
Casa. Money Funds. and Bank Deposits 17,601,124.92 31,312,911.17 49891,183.63 76% P ease re, ow your &locator,
Fixed Intern e 6,600,250.00 0,594,155.00 3,524,750.00 6% r cer athaa y wth year Clent Athosco.
Equities 7.390,910 00 7,461,940.00 7.328,510.00 14%
Nutued Funds 2,050,677 86 2,186,036.63 2,201,612 03 4% ET"
Account Total (Pie Chart) $63,642,192.78 $47,656,392.60 $53,946,386.66 100%
Page lot 11
B010202303230019 I D R v A s o L d r y O A Y tw R a w o R R A L T w a E a c D e C 2 O 0 M 07 M UNICATIONS 0 es 7 •oe : r 7 Au 3 -- = .•• = •• = •A = N ' y . e . e ." .rt —ntatt
CON Fl D('EWITAL exemmer
SDNY_GM_00048237
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011061
EFTA_00 158846
EFTA01290874

Summary of Gains and Losses
Realized
Ibis Period Year-to-Date Unrealized
Short-Term GemlLoss 0.00 0 00 2,253 69
Long-Term Gain/Loss -303,370.83 -303.370 83 36.020 08
Net GaIn/Loss -303,310.83 -303,370.83 36,273.77
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Current Yield: 0.29% Activity Ending: 10131/16
10101116 Opening Balance 31,312,911.17 31.312.911.17
10121116 Deposit MONEY FUND F1JRCFASE 3,191,875.00 31,504,786.17
10125116 Deposit MONEY FUND PURCFASE 72,500.00 31,577,286.17
10128116 Deposit MONEY FUND FLRCFASE 6,186,98068 10761,266.85
10131116 Deposit INCOME REINVEST 8,716.78 10.772,983 63
101311t6 Closing Balance 810,772,983.63
Total All Money Market Funds 810,772,983.63
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 72,500.00 0.00 391,836.05 0.00
Money Market 8.716.78 0.00 65.19119 0.00
Other Dividends 127,122.96 0.00 438,193.43 0.00
Interest Income
Bond Interest 0.00 0.00 25,625.00 0.00
Credit Interest 000 0.00 0.00 -902.78
Total Dividends, Interest, Income and Expenses 8208,339.71 80.00 8920,846.17 -902.18
Page? of 11
Account Number. Nr1G-021943 Rated tocollerigi
OHM, Rot , ThE FAZ N FI D G E o p N ape T rle I ss A L rD tv xA e eL r nB y A u V Rr i n t R a e . A W rT E . D C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048238
E TCE O
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11062
EFTA_00 158847
EFTA01290875

O
Deutsche Bank
On • Ran l,toliMairairal
PdaealstedeeCOC*0
Des-bor4 Oat Wad...Int.
P.O. Box 1776, Baltimore, MD 21203 lin• von Ont•
Hann A . Ikh I tat
War RA 1,tt 10114
IM)CA41/111. OM) 741.470
Statement Period: 1010112016 • 10/3112016
Portfolio Holdings
Account Activity Opening Closlag Accrued Income 30.Day Current
Opening Date Quantity Number Ending Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 76.00% of Portfolio
Cash Balance 0.00 118,500.00
Money M arket
DEUTSCHE GOVT CASH INSTL
10/01116 40,772,983.630 NIA 10131116 31,312,911.17 10,772,983 63 0.00 65,191.69 0.31% 0.29%
Total Money Market $31,312,911.17 $10,772,983.63 $0.00 $65,191.69
Total Cash, Money Funds, and Bank Deposits $31,312,911.17 $10,891,183.83 $0.00 $85,191.89
Adjusted Unrealized kaued Estimated Estimated
Date Acquired Quantity Unit Cod Cod Bads Market Price Market Value Gainl Loss Interest Annual Income Yield
Fixed Income 6.00% of Portfolio (In Matunty DE. Sequence)
Corporate Bonds
IPAYM ENT INC GTO SR NT Security Identifier: 462626A65
10.250% 05/15/18 INE DTD 11/15111 Price Estimated n of. 10/26/16
CALLABLE 11/15116 4,) 102.563
Moody Rating CAA3 S6 P Rating CC
10102112 '.12.13 500,000.000 96,1160 480,730.02 86.5000 132.500.00 .16,230 02 23,631.91 51,250,00 11.81%
Original Cost Ban: 5115.000.00
PM ORGAN CHASE & CO DEP SHS REPSTG Scattily Identifier: 48825HHA1
1110Th PFD SER 1 MED TO FLTG RT BD
7.900% 0/129149 B/E DTD 01/23/08 Moody Rating BAA3 S
8 P Ibling BBB-
05110111 '.12.13 3,000,000.000 111.2650 3,337,958 33 103.0750 3,092,250.00 .245.708.33 0.00 237.000.00 7.66%
0 nginal Cost Bass: 53.337.958.33
Total Corporate Bonds $3,818,688.35 $3,521,750.00 .$293,938.35 $23,631.91 $288,250.00
3 500 000 000
Total Fixed Income $3,818,668.35 $3,521,750.00 .$293,938.35 $23,831.91 $288,250.00
3,500,000.000
Page 3 of 11
Account Number. N4G-021943 Go paperless Rated /....ceiwra
OHM, 401 THE FAZE Terd"STONFIDEmismAL D (v A er U y M Ye . R ar A S T l E a D te C 2 O 00 M 7 M UNICATOG
rxauruer
SDNY_GM_00048239
E
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011063
EFTA_0015884S
EFTA01290876

Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Qeatity Limit Cod Cod Bads Market Price Markel Value GandLoss Animal Income Yield
Equities 14.00% of Portfolio
Preferred Stocks (Listed by expiration dale)
CITIGROUP INC DEP MS REPSTG 111000TH Security Identifier: C PRK
PFD SER K DIV 6.875% PERPETUAL MATY CUSP. 172967341
PERPETUAL CALL 11/15/23425.00
Dividend Option: Cash
02103/14 79.000.000 25.3090 1,999,418.90 28.6900 2,266,510.00 267,091.10 135,781.25 5.99%
CITIGROUP INC DEP SHS REPSTG 111000 Security Idendffer: C PRC
PFD SER C DIV 5.8% PERPETUAL MATT CUSP. 172967366
PERPETUAL CALL 01/22/180 25.00
Dividend Option: Cash
10128114 19,033.000 21.0810 1,180,739.16 25.3100 1,211,025.23 00,286.07 71,097.85 5.72%
10129/14 150,967.000 24.3130 3,670,430.48 25.3100 3,82027417 150,54429 218,902.15 5.72%
Total Covered 200,000.000 4,851069.84 5,082,000.00 210,630.36 290,000.00
Total 200,000.000 $4,881,169.84 $5,062,000.00 $210,630.36 $290,000.00
Total Preferred Stocks $6,650,688.54 $7,326,510.00 $477,921.48 8425,761.25
Total Equities $6,650,681.54 $1,326,510.00 $477,921.46 $425,161.25
Oreallzed Estimated Estimated
Date Acquired Quality Omit Cod Cod BAS Market Pro Markel Vella Gale/ Loss Annual Income Yield
Mutual Funds 4.00% of Portfolio
PM ORGAN FLOATING RATE INCOME FUND Staidly Identifier: PHSX
SELECT SPARES CUSP: 481211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
01122/13 '.3 198,218.050 10 0900 2,000,000.00 9.4100 1,885,213.07 •134.78693 84,043.60 4.50%
02101/13 '.3 630.051 10 0670 6.342.92 9.4100 5,928.85 41407 287.14 4.50%
03!01713'.3 711.518 10 0600 7,158.48 9.4100 6,695.94 462.54 301.71 4.50%
04101/13 '.3 789.547 10 1100 7,982.33 9 4100 7,429.64 -552 69 334.77 4.50%
05101/13 '.3 751.550 10.1300 7,613.21 9.4100 7,072.09 541.12 318.88 4.50%
06!03713'.3 757.360 10 0900 7,641.77 9 4100 7,126.76 -515 01 321.12 4.50%
07101/13 '.3 668.131 9.9700 6,661.27 9.4100 6,287.12 374 15 283.29 4.50%
08!01713'•3 704.609 10 0600 7.088.37 9 4100 6.630.38 .457 99 298.75 4.50%
09103/13 '.3 709.175 10.0300 7,113.03 9.4100 8,673.33 •439.70 300.69 4.50%
10101113 '.3 712.100 10.0240 7.137.85 9.4100 6.700.85 -437 00 301.93 4.50%
Total Noncovered 204,650.163 2,064,739.23 1,926,788.03 -136,981.20 86,771.88
Reinveelments to 29,318.172 9.6390 282,81214 9.4100 275,804.00 -6 728 14 12,430.91 4.50%
Date
Total Covered 29,318.172 202,812.14 275,884.00 -6,728.11 12,430.91
Total 233,988.336 $2,347,351.37 $2,201,642.03 -$115,709.34 $99,202.57
Total Mutual Funds 92,347,351.37 $2.201,812.03 4115,709.34 $99,202.57
Page 4 011
Account Number: N1G424943 Rated tscolloni
8010:023CS”, 1 DRAB 9011 O N F I D C -E iop N ape T rle I ss A L D ( r v xA e eL r B y s Au y R e rn a R r eA S rT M E O D . C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048240
6: HAZE
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. T OB-SDNY-0011064
EFrA_00158849
EFTA01290877

PA Deutsche Bank
NNIsre km. MEM Mmonem
Idwals Dome CAM
MANN NM Mules Ac
P.O. Box 1776, Baltimore, MD 21203 Ma TM CNN,
10 NA MENA HMI Mr
Am Mk TN WIN
inn 454.711/4. (MI 78/.4,91,
Statement Period: 10/0112016 • 10/31/2016
Portfolio Holdings (continued)
Unrealized Accrued Estimated
Cost Basis Market Value Gain/ Loss Interest Annual Income
l Total Portfolio Holdings $53,908,111.89 $53,946,386.66 $38,273.77 $23,831.94 3878,425.51
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally nor subject to the new cost basis reporting rules set fodh in the Internal Revenue Code of 1986, as amended CIRC.) (incorporating
amendments enacted by P.L.110.343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such.
AI other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'coverer under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their 'applicable date(sF at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1.2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations vAll not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Page S of it
Account hum Der. N4G-024943 Rama Callen
08..14 MOLT TFE FAZE TRuTO N F I D G A o E p N ap T erle I s A s L rD E xA v e e L n sB t Aa Y Rr e N a R r C A S I T e E n D to C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048241
C;
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11065
EFTA_00158850
EFTA01290878

Schedule of Realized Gains and Losses Current Period
Date Date Realized
Descriptio- Disposed Acquired Designation Disposition Method I Transactioa Clanthy Proceeds Cost Dads Gain( Lou
Long Term
BANK MIER CORP PEPP 10(18/16 05(10/11 toncoveredt•I3 First In First Out I SELL 3,000,000.000 3,086,250.00 3,389,820.63 •303,37083
TIME DEP SHS FIXED TO FLOAT 8 Original Cost Basis 3,389,620.83
.125% 04/3048 WE DTO 003010
Security Identifier 060505016
Total Long Term 3,086,250.00 3,389,620.83 -303,370.83
Total Short and Long Term 3,086,250.00 3,389,620 83 -303,310.83
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC.) (incorporating
amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered;' under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are 'covered under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their -appficable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for
the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fired payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and
subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it
relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for retum of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis
reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have available to you.
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not requited to be made by
Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or
warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and rekance on
the information provided herein for such reporting.
Cost Basis on fixed income securities may be adjusted for amortization, accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fired
income security, and certain attributes, obtained from sources bekeved to be rekable. In the event, one or more of these attributes is changed, there may be a temporary knotted adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax-lot disposition method. The disposition method is the method which you have selected to
use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaufted to First In. Fist Out (FIFO). Your account's selected tax lot method wit be used
to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B.
Page 6 of It
DrNTIAL
DIAS ROLL A TH cc E o F u A nt Z N E u T mb r e i r. O N4 N G-02494 F3 I Go paperless D R E rx v A a e e t L e r s B y d u A V E rRt A x r c Ra N e Ae l L l r T e a E n c t D e C 2 O 0 M 07 M UNICATIONS c V erir a e r e y C igg r ra — —rani, ,f.gt gave
SDN Y_GM_00048242
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011066
EFTA_00158851
EFTA01290879

a
Deutsche Bank
Orvisre Rant PnwerkaiknIAMiernall
Pdaeals Coon(' Gw‘P
Dettsch4 ML Selvnersc.
P.O. Box 1776, Baltimore, MD 21203 Mrs wan 00or
Habnlama. I/n6ttho %v.
War wet AY ,OVA
01))454.71411.01-1S1>U4:11.
Statement Period: 10101/2016 • 10/31/2016
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product hekl in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform
Activity Sum m a ry (Alf amounts show are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Securd[es Bought 000 .8,622.96 .8,622.96 0.00 .79 318 43 -79.31843
Securities Sold 3 191 875 00 0.00 3,191,675.00 3.191.075.00 0 00 3,191,875.00
Total Securities 83,191,875.00 -18,622.98 13,183,252.04 13,191,875.00 -379,310.13 33,112,556.57
Dividends and Interest 8208,339.74 80.00 3201,339.74 3920,816,17 .5902.76 8919,913.39
Cash
Withdrands 0.00 000 000 0.00 -29,000,000.00 -29,000,000.00
Deposits 6186,980.68 0.00 6.186 980 68 18,257,858.75 0 00 18.257,858.75
Total Cash 18,188,980.88 30.00 $8,186,980.68 118,257,858.75 -129,000,000.00 -110,742,141.25
Totals 39,587,195.12 -$8,622.96 19,578,572.48 322,370,579.92 -129,080,221.21 -9,709,641.29
Transactions by Type of Activity
Process/ Trader
Settlement Transaction
Date Date Activity Type Deuxipbom Quantity Price kaled Interest Aunt arm,
Securities Bought and Sold
10121116 10118116 SOLD BANK AM ER CORP PERP NON COMULATIVE DEP SHS -3.000.000.000 102 8750 105,625.00 3,191,875.00 IJSO
BAC.KIX FIXED TO FLOAT 8.125% 01130158 B/E DTD 0/130108 CIS
10128116 REINVEST CASH INCOME P MORGAN FLOATING RATE INCOMEFUNO SELECT 915 389 -8.822.98 USO
PHSX SHARES 233052.9460 SHRS SH RS RIRCH. AT 39.12000 RD
10126 PD 10/28/18
Total Securities Bought and Sold - U.S. DOLLARS 105,626.00 3,163,252.01
Page? of 11
Account Number. N4G-024943 Go paperless Rated [so-Monti
re0102023CSF30:1! IIEMN q01 THE FAZE rd N F I DrErriA D L rx . A . a . Ur y t uM V r'n s , Ra .L Ae a Tr t E e D C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048243
Te-gO
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011067
EFTA_00 158852
EFTA01290880

Transactions by Type of Activity
(continued)
Process/ Trade/
Settlement Transaction
Date Date Adivit T pe Description flea Price Accrued Interest Amount Curren
Dividends and Interest
10124/16 CASH DIVIDEND RECEIVED 200000 SH RS CITIGROUP INC DEP SIIS REPSTG 111000 72.500 00 LSD
C PRC PFD SER C DIV 5.8% PERPETUAL MATT PERPETUAL CALL
041221180 25.00 RD 10/13 PD 10121116
10128116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT 8.622 96 LSD
PH SK SHARES 233052.9460 SIRS RD 10/28 PD 10128/18
10131/16 MONEY MARKET FLND DEUTSCHE GOVT CASH 8,716 78 I., SO
INCOME RECEIVED
233993682
10/31/16 CASH DIVIDEND RECEIVED .PMORGAN CHASES CO DEP SHSREPSTG 1/10TH PFD 118.500 00 L.S0
46625H HAI SER 17.900% 04129149 OlE RD 10/28 PD 10/30116 DIV
PAD AT 39.50 3000000
Total Dividends and Interest • U.S. DOLLARS 0.00 208,339.74
Cash Withdrawals and Deposits
10127116 FEDERAL PLN DS RECEIVED HSBC BANK USA. NATIO 46344 8,186,980.88 USD
USD999997
Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 8,186,980.0
Total Value of Transactions 105,625.00 9,578,572.46 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE, 26111 FLOOR
NEW YORK NY 10154-0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Fund& FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN RRST OUT
Bond Amortization Elections:
Amortize premium on towable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in income annually. No
Electronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper con m unications. log in to your account or contact your Client Advisor for more inform alion.
Page of it
Account Number. N4G-024943 Go paperless R•100 tacelloni
OBAS ROLL THE HAZE ON Fl DrErriA rD 7 x 7 A 7 aL 7 rB y t Au Y Rr e n R a e r A S rT i E v D a C 2 O 0 M 07 M UNCATIONS
SDNY_GM_00048244
r
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11068
EFTA_00 158853
EFTA01290881

Deutsche Bank Orall.0.01an. lrr,Mr "mall h Manair-wan
Vinett. CP/Var 410.p
MAMMV. St4,0,3CIMC
P.O Box 1776, Baltimore, MD 21203 ihm.V.4 Mt*
Na PIA Ass.. lkh I ber
New*** rtt 1011.4
I/12 1454.71119. 1115178•471IS
Statement Period: 100112016 • 1013112016
Important Inform ation and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked WA" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pr cing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and NM will be placed in the price field in the statement. The
pricing of ksted options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
MWI.pershing.comibusiness_confinuityhtml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing km In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts. please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
Page9 of11
Account Number. N4G-024943 Raced tsceisna
paperless tnn,v--
',HAP Von 11-E FAZE T I ONADENTIAL - '"UM". R"A S T S E ," D C 2 O 0 M 07 MUNICATIONS
SDNY_GM_00048245
DA
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011069
EFIA_00158854
EFTA01290882

Important Information and Disclosures (continued)
Foreign Currency Transactions (continued)
rate may differ from rates in effect on the date you executer a transaction. roared a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timehness or availability of any information. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause, a for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Peas shall not be legally responsible for any fees, costs, expenses or losses in camection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (i) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions al the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution a that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its am operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable,- the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. M other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. Fa more detailed information please visit: vnwrpershing.comfaboutistrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includag unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights. including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows' Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jay, except as provided by the rules of the arbitration forum in which a claim is filed
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very anted.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shaft be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
Page 10 of It
Account Number. N4G-024943 Rabid Excell•
Oen Roo E FAZE T I ONFID G A o E pa N per T les I s A L ! E D N A v M e LB ., A Y L R I e N R ll/ C A S T I e E w D * C 2 O 0 M 07 M UNICATIONS
SDN Y_GM_0004 8246
CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) OB-SDNY-00i1070
EFrA_00158855
EFTA01290883

PA Deutsche Bank
C,MiSel Mm Pilate Weal. IMmagenrel
Malt CO••••.“4,0
Dettsch• MA Smote at.
P.O. Box 1776, Baltimore, MD 21203 linv 1.4 Onto
Mann Ammo. 11413 to
New Ptt 10114
Il VI 0.141/2. OM) MOOS
Statement Period: 10/01/2016 10/31/2016
Important Information and Disclosures (continued)
Important Arbitration Agreement (coMnued)
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact intonation is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)0133330.
14011011
IUSA11 RC)11 A T c h c E o unt Num ber. N4G-02494 F 3 I D Go r pwaperrleisAs L rD (v xA e eL r n B y Au V t R a t . r c L Ri e . eA l S r l T • i E n n4 c D e C 2 O 0 M 07 M UNICATIONS
SDNv_OM_00048247
FAZETCON
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011071
EFTA_00 158856
EFTA01290884

Deutsche Bank Dral.C ••[ Um r.,..,. Weakn Alvmp-..n
Idara13 CedraaG,0.10
°FINN SSA SM.. Oa AC
P.O Box 1776, Baltimore, MD 212O3 Mow TM Oat*
SO Put Ass', It" I loci
Mew *M1 WY 1011.4
49141119. OM) 741.4"11.
Account Number: N4G-024943
Statement Period: 09/01/2016 -09/3012016
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-t-oDate
DARREN K INDYICE TTEES Beginning Account Value 917,719,292.61 963,842,992.76
6100 RED HOOK QUARTER B3 Bet Cash Deposits and Withdrawals 0.00 -16,929,121.93
Adjusted Previous Account Value 47,719,292.51 16,713,870.66
ST THOMAS VI 00802
Dividends, Interest and Other Income 15,009.77 711.603.65
Bet Chan in Portfolio -178.909.48 129.91130
nding Account Value 547 555 392 80 347 555 392 3C
Accrued Interest 5209.375 00
Your Client Advisor: Estimated Annual Income 51.113.303 66
DANIEL SABRA
Asset Summary
Prior Year-led Ltd Period This Period %Allocation
LSD Cash. Money Funds. and Bank Deposits 17,641,121.92 31,301,870.67 31,312,911.17 65.85% P ease review your allocation
LSD Fixed Income 8,650,927.86 8,808,811.80 8,780,491.83 18.48% cer cOsta y wth your Client Adviser.
LSD Equities 7 390940 00 7,605,610.00 7,461,990 00 1509%
Account Total (Pie Chart) 563,542,99238 947,719,292.51 $47,555,392.80 100.00%
See the Asset Summary Dsdosure and Footnotes secten fa important nrormation rowing your Asset Stamm.
Pop 1 of 10
B009 BS2 SCSI') 002.1 GO erl€SS „ate, rvr: V"c.••. .• Sbinn.f e2007 X.= -=
CONFIDENTIAr
SDNY_GM_00048248
P:3M4/ BASemilwc°1a4uNicAlials
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011072
EFTA_00 I 58857
EFTA01290885

Asset Summary Disclosure and Footnotes
Food Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
This Period Year•to•Date Unrealized
$bo::.Tern Gamfloss 0.00 0.00 1.956 58
Long-Term Gainkoss 0.00 0 00 -156.164.77
Net GalnlLou 0.00 o.00 -154,208.19
This summary excludes transactions where cost basis infatuation is not available.
For Your Information
The European Central Bank (the ICE) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest will be reported on your Forms 1099 and/or 1012 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Bate Activity Type Deo:Tipton Amount Balm
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Current Yield: 0.31% Activity Ending: 09130(16
09101(16 Opening Balance 31.304,870 67 31 304 870 67
09130(16 Deposit INCOME REIN VEST 8 040 50 31 31291117
01130116 Closing Balance $31,312,911.17
Total All Money Market Funds 931,312,911.17
Income and Expense Summary
Current Period Year-to-Date
Taxable Noe Taxable Taxable Non Taxable
Dividend Iccone
Equities 0.00 0.00 319.338.05 0.00
Money Market 8,000.50 0.00 56,171.91 0.00
Other Dividends 6,969.27 0.00 311,070.17 0.00
Interest Income
Bond Interest 0.00 0.00 25.625.00 0.00
Credit Interest 0 00 0.00 000 -902.7$
Total Dividends, Interest, Income and Expenses $15,009.77 60.00 $712,506.43 -$902.78
Page 2 of 10
Account Number. N4G-024943 Rated tacellerei
OK.,' V,,It N F I D G E o p S ap M e rles A s L U r0xA m eLnO ,. uA V rRr a aM n e U W r o D 0 7 C 2 O 0 M 07 M UNCATONS
SDNY_GM_00O48249
FAZE Tt gO
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011073
EFTA_00 158858
EFTA01290886

a
Deutsche Bank
Oralsre Ram Pnwile *Main &Waren
Weals Carµe Gnat)
Destflt1 M Sew on %lc
P.O. Box 1776, Baltimore, MD 21203 lin. Ion
HI Put Annan I ter
War nun nV 10114
01114:44414.111517$1.4,91,
Statement Period: 09/0112016 • 09/3012016
Portfolio Holdings
Account Artieity Opening Closing Accrued Income 30.0ay Gwent
Opening Date Quantity Number Ending Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 66.00% of Portfolio
M oney M arket
DEUTSCHE GOVT CASH MIL
09101116 31,312,911.170 N/A 09130116 31,304,870.67 31,312,911.17 652.62 56,474 91 0.31% 0.31%
Total Money Market 131,304,810.61 $31,312,911.11 $652.62 $66,414.91
Total Cash, Money Funds, and Bank Deposits $31,304,870.61 $31,312,911.17 $652.52 $58,414.91
Adjusted Unrealized Awned Estimated Estimated
Date ired Quantity Unit Cost Cost Basis Market Price Market Value Gain/ Loss Interest Annual Income Yield
Fixed Income 1 4.0 0% of Portfolio (In Maturity Date Sequence)
Corporate Bonds
IPAYM ENT INC GTD SR NT Security Identifier: 46282EAE5
10.250% 05115/18 B/E OTD 11/15111 Rice Estimated as of: 09/12/16
CALLABLE 10/30116 0 102.563
Moody Rating ems& P Rating CC
10/02/12 '.11.13 500.000.000 95.9590 479,793.71 87.0130 435,065.00 .44,728.71 19,218.75 51,250.00 11.77%
Original Cost Bans: 5445.000.00
FM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 46825HHAI
1110Th PFD SER I FIXED TO RIG RT 80
7.900% 04/29/49 B/E DTD 04/23/08 Moody Rating BM3 S
P Rating BOB-
05110111 %MU 3,000,000.000 111.2650 3,337.958 33 102 7500 3,082,500.00 -255,458.33 98,750 00 237,000.00 7.68%
Ongmal Cost Bass 53.337.958.33
BANK AMER CORP PERP NON COM ULATIVE DEP Security Identifier: 060505DT8
SHS FIXED TO FLOAT 8 125% 04/30/58 B/E
DTD 04130/08 CALLABLE 05/15118 Moody Rating 8A2 Sb P
Rating BB+
05/10/11 ',I1,13 3,000,000.000 112.9870 3,389,620 83 102.5630 3,076,890.03 -312.730.83 91,406.25 243,750.00 7.92%
Original Cost Basis: 53.389.620.83
Total Corporate Bonds $7,201,372.81 18,594,455.00 -$812,911.57 $209,315.00 $532,000.00
6,500,000.000
Total Fixed Income $7,201,372.81 $8,594,455.00 -$012,117.87 $209,375.00 $532,000.00
8,500,000.000
Page 3 of 10
tat;r„
Account Num Der. N4G-024943 Go paperless Rasa
01.1..14 von Tf- E FAZ rD b x r A a eL y sM uA V Rm ie R eA S rT l C at 0 e C 2 O 0 M 07 M UMCATIONS
SDNY_GM_00048250
E Te rO N F I DIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11074
EFTA_00 158859
EFTA01290887

Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Quatity Unit COM Cod Bads Market Pria Markel Value Gale/ Loss An teal Income Yield
Equities 16.00% of Portfolio
Preferred Stocks (Listed by expiration date)
CITIGROUP INC DEP SHS REPSTG 111000TH Security Identifier: C PRK
PFO SER K DIV 6.875% PERPETUAL MATY CUSP. 1729673/1
PERPETUAL CALL 11/151230 25.00
Dividend Option: Cash
02/03114 79.00.0000 25.3090 1,999,418.90 28.8100 2,275,990.00 276,571.10 135.781.25 5.96%
CMGROUP INC DEP &IS REPSTG 111000 Security Idendffer: C PRC
PRI SER C OIV 5.8% PERPETUAL MATY CUSP 172967366
PERPETUAL CALL 04/22/16025.00
Dividend Option: Cash
10128114 19,033.000 24.0810 1,180,739.16 25.9300 1,271,425.69 90,686.53 71,097.85 5.59%
10129114 150,967.000 24.3130 3070030.48 25.9300 3,914,574.31 244,143.83 218,902.15 5.59%
Total Covered 200,000.000 4,851,169.64 5,186,000.00 334,630.36 290,000.00
Total 200,000.000 $4,851,169.64 $5,186,000.00 6334,630.36 $290,000.00
Total Preferred Stadia $6,850,588.51 $7,461,990.00 $611,401.46 $425,781.25
Total Equities $6,850,588.51 $7,461,990.00 6611,401.46 6425,761.25
Unedited Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Pria Markel Val Gals/ LOSS Annual Income Yield
Mutual Funds 4.00% of Portfolio
P M ORGAN FLOATING RATE INCOME FUND Security Identifier: PUSS
SELECT SHARES CU SIP 48121L510
Open End Fund
Dividend Option ReinvestCapital Gains Option: Reinvest
01122113 '.3 198,216.058 10 0900 2,000,000.00 9.3800 1,859,266.61 •140,733.39 64,241.82 4.53%
02101/13 '•3 630.057 10 0670 6,342.92 9.3800 5.909.93 -432.99 267.77 4.53%
03101/13 '.3 711.518 10.0600 7,158.48 9.3800 6,674.60 -483.88 302.42 4.53%
04101113 '.3 789.547 10.1100 7,982.33 9 3800 7,105.94 -576.39 335.56 4.53%
05101113'.3 751.550 10.1300 7,613.21 9.3800 7,019.53 •583.68 319.41 4.53%
06103113 '.3 757.360 10 0900 7,641.77 9 3800 7,104.03 -537.71 321.68 4.53%
07101113'.3 668.131 9.9700 6,661.27 9.3800 6,267.06 -394.21 283.95 4.53%
08101113'•3 704.609 10 0600 7.088.37 9 3800 6.60924 -479.13 299.46 4.53%
09103113 '.3 709.115 10.0300 7,113.03 9.3800 8,652.07 .460.98 301.40 4.53%
10101113'.3 712.100 10.0240 7.137.85 9.3800 6.679.50 -458.35 302.64 4.53%
Total Noncovered 204,650.163 2,084,739.23 1,919,81831 -146,120.72 86,976.32
Reinvestments to 28,402.763 9.6470 273,989.18 9.3800 266,418.12 .7.571.06 12,071.16 4.53%
Date
Total Covered 28002.783 273,969.16 266,418.12 -7,571.06 12,071.18
Total 233,062.846 $2,336,728.41 $2,196,038.13 -$152,691.76 $99,047.50
Total Mutual Funds 62,336,720.41 $2,186,036.63 -$162091.78 $99,047.50
P19.4°110
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N F DrErriA
LrxAcMiuArRm ReArT ED COMMUNCATIONS
SDNY_GM_00048251
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: HAZE OB-SDNY-0011075
EFTA_00 158860
EFTA01290888

a
Deutsche Bank Gnaw< 0." .0.0n20400Anair-wrat
Pants Cone0r4.c.,,
Deststhi Mai k. ,n n<
P.O Box 1776, Baltimore, MD 21203 Vert
Hann A 160 I kw.
War wet /0 KIVA
001,0•120202.1/11420
Statement Period: 0910112016 • 09/3012016
Portfolio Holdings
(continued)
Unrealized Asa ued Estimated
God Bails Market Value Gain! Loss Interest Annual Income
Total Portfolio Holdings 041,700,000.90 $47,555,392.80 -$154,208.19 3209,375.00 $1,113,303.66
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set font in the Internal Revenue Code of 1986, as amended ('I RV') (incorporating
amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered." under the new cost basis reporting rules. and marked or denoted as such.
Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their 'applicable date(sir at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-6
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, mere may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations vAll not be performed under certain circumstances, including those invoking foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consuk your tax advisor in the preparation of your tax returns.
3 The cost basis of this security has been provided to us by you or your introducing Sm and Pershing makes no representation as to the accuracy of this information.
11P ershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
M essages
Pursuant to tne Secunties Exchange Act of 1934. Pershing LW (Pershing). a BNY Mellon company. provides inclivdual investors with certain nnancial information on a semi-annual basis.
Pershing's June Statement of Financial Condition is now available. On June 30, 2016. Pershing's net captal of 52171 billion was 12.59% of aggregate debit balances and exceeded the minimum requirements by
$1.83 billion.
Pershing is also required to provide the most recent Inancial information as of this statement mading in accordance with this requirement, note that on July 31, 2016, Pershing's net capita' of $2.227 bOon was
13.17% of aggregate debit balances and exceeded the minimum requirement by $1.89 bilhon
A copy of the June 30, 2016, Statement of Anancial Condition is available at pershingcom/statement of financial concttion.htnd. You may also request a free, printed copy by carting (888) 860-8510 or (201)
413-4200, option NS.
Page 5 of 10
DWAI1 9(.11.1 A T c h c E o F u n A t Z N E um T b R e C r. O N4G- 0N2494 F3 I D G AE o p N ape T rle I ss A L R r0 tw xA a e i L b n B i n y d A t Y t rR a e w a R a l e r A l o S rT r i E n d c D i e C 2 O 0 M 07 M UNICATIONS -atrZt...====r 1='•
SDNY_GM_00048252
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011076
EFTA_00158861
EFTA01290889

M essages (continued)
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Sum m a ry (Aft amounts shown are In base currency)
Credits This Period Debits This Period Net This Period Credits Year.to-Date Debits Year.to-Date Net Year.toDate
Securities
ct.intres Bought 0 00 -6 969 27 -6 96927 0 00 -70 695 17 -70,695.17
Total Securities $0.00 •$6,969.27 •66,989.27 $0.00 -$70,695.47 .170.595.17
Dividends and Interest $15,009.77 $0.00 $15,009.77 $711,506.13 -6901.78 $711,603.85
Cash
Withdrawals 0 00 0 00 0.00 0.00 -29.000.000 00 -29.000.000.00
Deposits 0 00 0 00 0.00 12,070,878.07 0 00 12,070,878.07
Total Cash $0.00 $0.00 $0.00 912,070,878.07 ,629,000,000.00 ,116,929,121.93
Totals $15,009.77 .16,969.27 $8,010.50 912,783,381.50 .629,071,598.25 ,616,288,113.75
Transactions by Type of Activity
Process/
Settlement
Dale Activity Type Description Quantity Price Accrued Interest Amount Currency
Securities Bought and Sold
09/29116 REINVEST CASK lit COME P MORGAN FLOATING RATE INCOME FUND SELECT 743.785 4969.27 LSO
Pt SX SHARES 232309.1610 SH RS SIRS PURCH. AT $937000 RD
09127 PD 09/2913
Total Securities Bought and Sold • U.S. DOLLARS 0.00 -8,969.27
Dividends and Interest
09/29/16 CASH DIVIDEND RECEIVE P MORGAN FLOATING RATE INCOME FUND SELECT 6,969.27 LSD
.PH SHARES 232309.1610 SHRS RD 09/27 PD 09/29/16
09/30/16 MONEY MARKET FUND DEUTSCHE GOVT CASH 8,010.50 USD
INCOME RECEIVED
233993682
Total Dividends and Interest • U.S. DOLLARS 0.00 15,009.77
Total Value of Transactions 0.00 8,010.50 USD
The price and quantity displayed may have been rounded.
Page 6010
00A8 ROtt. Acc E o F u A nt Z N E u T m R b L e S r r . O N4G-024943 pape T` r N less A L R r L Cx v A a e e t L e r sM y d u A V t r a Rn a c Ra n o Ae ' l l W o rT r E o d D r i e C 2 O 0 M 07 M UNCATIONS .017.3.==ri, =Cs' --.. att
SDNY_GM_00048263
NFIDEN
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011077
EFTA_00 158862
EFTA01290890

Deutsche Bank Gnaw< 0." err Wfsla l 1i Manaluntot
1•0770% C0.07€740.,
00004 lam Sawn 7/C.
P.O Box 1776, Baltimore, MD 21203 ilinv 000.
Ha Part 40.0. 1601770
New Rn 7tt 10114
Il 0) 4:42/14.11.417 8114MS
Statement Period: 0910112016 • 09/3012016
Client Service Information
Your Client Advisor: DM
DANIEL SABBA
345 PARK AVENUE, 26TH FLOOR
NEW YORK NY 10154-0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutuai Funds: FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for ail Other Securities: FIRST IN FIRST OUT
Bond AraortItation Elections:
Am orbze premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include m arket discount in intern e annually: No
Electronic Delivery
You have not seleded any account comet unications for electronic delivery. To register and tan off paper cornet unications, log in to your account or contact your Client Advisor lot more information.
m portant Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Marker vices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked -N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to pedlar* value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing win be
ksted. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and MA will be placed in the price field in the statement. The
pricing of ksted options takes into account the last closing price, as well as the current bid and offer prices.
Poge T 010
54#0, A T c k c E o F un A t Z N umber. N4G- N 02494 F 3 I D G E o p N ape T rle I ss A I r ( 0 t v xA a e e t L a r Os y d tA V m t R o s w sR .. eA n S rT * i E r n e D l e l , C 2 O 0 M 0) M UMCATIONS P os O tr S i Y s , I t S r C w Na a m r .. f M la IS a . r r e w nt. . M r1. K .—. . "-=
SDNY_GM_000482,54
CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) E bEdIETO DB-SDNY-0011078
EFIA_00158863
EFTA01290891

Important Information and Disclosures (continued)
Estimated Annual Figures
The estimate° annual income (EAI) and estimates annual yield tEAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuks.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
MWI.pershing.cortvbusiness_continuity.htra for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wil
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margn Agreement. The sight to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) vii be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Pooes. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pooes is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose.
Standard & Pooes shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and tiffany other instructions concerning your account. Pershing is not responsible or hable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability or any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it kable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appbcable; the rendering of investment advice, if any, to you and in general, }Of the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
Page 8 of 10
Account Num Der Ni1G-0249,13 Rated Excellent
tt' >I k THE NF I D G A o p I a S pe rless rD L x v A e eL r sB y Aa Y Rm e M w e U s r i D nc C e O 2 M 00 M 7 U NICATIONS
SDNY_GM_00048255
FAZE TCE O
CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) OB-SDNY-0011079
EFrA_OO158864
EFTA01290892

Deutsche Bank Draft Mt Um ..,.,,r Wolin Ma nalunnd
Marais Cowan Comp
DerbON Ss* Smoot, Lac
P.O Box 1776, Baltimore, MD 21203 Now INA Oat*
HS pH Ammo, 260. I to
Mrs** NY 1011.4
In7) 4914718. 1.14178114MS
Statement Period: 09/01/2016 • 0913012016
Important Inform ation and Disclosures (continued)
The Role of Pershing (contmuel)
provides coverage in excess of SIPC limits. For more detailed information please visit vArm.pershing.corniaboutistrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed n writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Naze,
Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• Al parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is feed.
• Arbitration awards are generally final and binding; a partys ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, n an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are afflated with the securities industry.
• The rules of some arbitration forums may impose time units for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (lithe class certification is denied; (II) the class is decertified; or (III) the dent is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 9 of 10
Account Number. N40-0N2494 F3 I D Rated tacollerigi
Go paperless Um". V.7.7. Since 2007
THE FAZE TUO
Ar VriAL
r0xAaLrBtuArRn RaAeTr ED COMMUNICATIONS
SDN Y_GM_0004 8256
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) O13-SDNY-0011080
EFrA_00158865
EFTA01290893

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHNG MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING COM.
STATEMENT. IF SO, DE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COM/DISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION RFS -
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(AX1)-(2)]
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S ACCESS FEES TO PERSHING DEPENDING UPON THE CPARACTEMSTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPES. WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMNNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T S AVALABLE FOR YOUR BEST IMECIW1ON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE.
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECUMTES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NERO/. ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET N THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST P4 ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE
• DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSH.NG ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS Cr ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC ePIERSHING1 FOR ANY AMOUNT, ALL SECURRES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NODDED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF Th£ ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. REASE NOTIFY PERS-ING IMMEDIATELY IN WRRING Ent CERTFED MAIL TOOPIE PERSHING RASA JERSEY CITY. NJ 07399, ATTN' LEGAL DEPT
Page 10 of 10
Account Num ber. N4G-024943
Go paperless
OBAN ROLL
TFE FAZ N F I DAENTIAIL'a Irl'ilri."';("°"41.41CAT • C ••• . • 1 •" 5 ": —"^""'"""` ••""
SDNY_GM_00048257
E TURisTO
CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) OB-SDNY-0011081
EFrA_00 158866
EFTA01290894

Deutsche Asset
& Wealth Management
Oralsre Ram 10•410 \Wall n Mamie-via
Pant% COetrar p
Des-WM M SCI•Ort
iiv.1.4 Mt*
P.O. Ocw 1770, Banimore. MD 21203 in riff •••••••• 26th I XL,
New** nv 101E
454.71119, OM) 7.14MS
Account Number: N46-024943
Statement Period:08/01/2016 -0813172016
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYICE TIMES Beginning Account Value 817,736,820.32 563,012,992.70
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 0.00 -16,929.121.93
Adjusted Previous Account Value 17,735,020.32 10,713,810.16
ST THOMAS VI 00802
Dividends. Interest and Other Income 19.850.05 696,593.88
Net Change in Portfolio -66,377 86 308 827 78
ncling Account Value $47,719.292.51 S47,119,292.51
Accrued Interest $165,861.11
Your Client Advisor: Estimated Annual Income $1,105,411.67
DANIEL SABBA
Asset Summary
Prior Year-led Lad Period This Period % Allocation
USD Cash. Money Funds and Bank Deposits 17,601,121.92 31,262,890.54 31,301,870.67 65.60% Pease review your allocation
LSD Fixed Income 8,650,927.86 8,847,09918 8,808,811,81 18.18% cerccbcalty wth pax Clete Advisrx.
LSD Equities 7,390,910 00 7,625,830.00 7,605,610 00 1591%
Account Total (Pie Chart) 863,612,192.78 817,736,020.32 M7,719,292.61 100.00%
See the Asset SUM nary Dsdosure and Footnotes section for important rfonation regardmg your Asset Summary.
Page lot 9
80101371CSP30017 (1 paperless R Ev a e i n d t v ta s c . e ll S on a e ra 2007 •—•-et.c.-0-•••••••••oc
CONFIDENTIAL ( e M xa U r M tL S iN R e A r T ED COMMUNICATIONS
SDNY_GM_00048293
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011082
EFTA_00158867
EFTA01290895

Asset Summary Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
This Period Year-to-Date Ulnalized
Short-Term Gain/Loss 0.00 0.00 1,776.53
Long-Term Gain/Loss 0.00 0 00 23.851.01
Net GaIn/Lou 0.00 0.00 15,627.51
This summary excludes transactions where cost basis infwmation is not available.
For Your Information
The European Central Bank (the ICE) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
Interest will be reported on your Forms 1099 and/or 1012 S. These rates are subject to change in response to market changes, and we may. in the future and based on ow normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type DemiplMn Amount Belau
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Current Yield: 0.31% Activity Ending: 08131116
07130116 Opening Balance 31,262,890.54 31,262,890.54
08116116 Deposit MONEY FUND PURCHASE 33,945 35 31,296,835.89
08131/16 Deposit INCOME REIN VEST 8.034 78 31.304.870.67
08131116 Closing Balance 131,304,870.67
Total All Money Market Funds 831,301,870.67
Income and Expense Summary
Current Period Year-to-Dale
Taxable Hoe Taxable Taxable Noe Taxable
Dividend Income
Equities 33,945.35 0.00 319,336.05 0.00
Money Market 8,034.78 000 48.434.41 0.00
Other Dividends 7,869.92 0.00 301,101.20 0.00
Interest Income
Rand Interest 0 00 0.00 25,625.00 0.00
Credit Interest 0.00 0.00 0.00 -902.78
Total Dividends, Interest, Income and Expenses 849,850.05 80.00 8697,496.86 -8901.78
Page 2 oil
Account Number. N4G-024943 GO paperless I R v a o s ry a Y ts e c a o r n L o o rd w i , 2007 a-t tra:=.73==t=
P-E FAZE T C RUT O N FIDAENT1AL rDxAeLsOtA LREN R C AT I ED COMMUNCATIOKS
SON Y_GM_0DCM8 259
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011083
EFrA_00 I 58868
EFTA01290896

Deutsche Asset
& Wealth Management Otaisro Mn, Drina. *math PAragenan
Pdatals Coorage0,0“)
Dests0r4 M Smola. +0
PO Boa 1778, Salismore. M021203 lice 000.
Hann list, ter
Wes votliT 10114
0100.4.7414.000 74.4,91,
Statement Period: 08/01/2016 • 08/31/2016
Portfolio Holdings
Account Adieity Opening Closing Accrued name 30.Day Current
Opening Date Quantity Number Ending Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 66.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
07130116 31,301,870.670 NIA 08131116 31,262,890.54 31,304,870 67 0.00 48,131.41 0.30% 0.31%
Total Money Market $31,262,890.54 $31,304,870.67 $0.00 $18,134.41
Total Cash, Money Funds, and Bank Deposits $31,262,890.51 $31,304,870.67 $0.00 $48,131.41
Adjusted Unrealised Accrued Estimated Estimated
Dale Acquired Quantity Unit Cod Cost Basis Market Price Market Value Gain/ Loss Altered Annual Income Yield
Fixed Income 14 .0 0% of Portfolio fin Maturity Date Sequence)
Corporate Bonds
IPAYM ENT INC GTO SR NT Security Identifier: 48262EAE5
10.250% 05115118 B/E OTD 11/15/11 Rice Estimated as of: 08/29116
CALLABLE 09/30116 0 102.563
Moody Rating CIA S b P Rating CC
10102112 '.11.13 500,000.000 95.7730 478,867.46 86.0050 430,025.00 .48,842 46 15,090 28 51 250 00 11 91%
Original Cost Bads: 5415.000 00
FM ORGAN CHASE & CO DEP MS REPSTG Security Identifier: 46625HHA1
1110TF PFD SER 1 FIXED TO RIG RT 80
7.900% 01129/19 B/E DTD 0/123/08 Moody Rating BAA3 S
P Rating 88B-
OS111411 '.12,13 3,000,000.000 111.2650 3,337,958 33 103 7500 3,112,500.00 -225,158.33 19,000.00 237 000 00 7.61%
Original Cost Baas. 53.337.958.33
BANK AMER CORP PERP NON COM ULATIVE DEP Security Identifier: 0605050 78
SFS FIXED TO FLOAT 8.125% 0030/58 B/E
DTD 04/30/08 CALLABLE 05/15/18 Moody Rating BA2 S8 P
Rating BF
05110111 3,000,000.000 112.9870 3,389,620.83 102 9850 3,089,550 00 -300.070.83 71,770 83 243 750 00 7.88%
Original Cost Bass: 53.389.620.83
Total Corporate Bonds $7,208,118.82 $6,632,075.00 -$571,371.62 $165,881.11 $532,000.00
6,500,000.000
Total Fixed Income $7,208,148.82 $8,832,075.00 -$574,371.82 $185,881.11 $532,000.00
6,500,000.000
Page 3 of 9
1.0.0.0 von A T c F c E o F u A nt Z N E u T m R be C r. O N4G- 0N2494 F3 I D G AE o p N ape T rle I ss A L P Dr [v xA a e eL l r a n B y . u A V E rR x s r a c R . e eA l S l rT e i E n s D t t a C 2 O 0 M 07 M UNICATIONS .117.C7.17.,:tt
SDNY_GM_00048260
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11084
EFTA_00158869
EFTA01290897

Portfolio Holdings
(continued)
Unrealized Estimated Estimated
Date Aoodred Nintity Unit Cod Cod Bads Market Price Markel Vales Gain/ Loss Annual Income Yield
Equities 16 .0 0% of Portfolio
Preferred Stocks (Listed by expiration dale)
CITIGROUP INC DEP SHS REPSTG 111000TH Security Identifier: C PRK
PFO SER K DIV 6.875% PERPETUAL MATT CUSP: 1729673/1
PERPETUAL CALL 11/151230 25.00
Dividend Option: Cash
02/03114 79.000.000 25.3090 1.991418.90 29.5900 2,337,610.00 338.191.10 135,781.25 5.80%
CMGROUP INC DEP 015 REPSTG 111000 Security Identifier: C PRC
PFD SER C DIV 5.8% PERPETUAL NM CUSP: 172967366
PERPETUAL CALL 04/22118025.00
Dividend Option: Cash
10128111 19,033.000 24.0810 1,180,739.16 26.3400 1,291,529.22 110,790.06 71,097.85 5.50%
10129114 150,967.000 21.3130 3,670,430.48 26.3100 3,976,470.78 306,040.30 218,902.15 5.50%
Total Covered 200,000.000 4151,16914 1261000.00 416130.36 290,000.00
Total 200,000.000 $4,851,169.64 $5,201000.00 $416,630.36 $290,000.00
Total Preferred Stocks $6,650,580.54 17,605,610.00 $751021.46 $425,761.25
Total Equities $6150188.51 $7,605,610.00 $755,021.48 $426,161.25
Unrealized Estimated Estimated
Date Acquired Quantity IAN Cod Cod Basis Market Price Market Value Gale Los Annual Income Yield
Mutual Funds 4.00% of Portfolio
JP M ORGAN FLOATING RATE IN COME FUND Security Identifier: .PHSX
SELECT SPARES CliSIE 181211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reined
01122113 '.3 198,216.056 10.0900 2,000,000.00 9.3700 1,857,284.45 -142,715.55 84,638.25 4.55%
02101113'.3 630.057 10.0670 6.342.92 9.3700 5.903.64 -43928 289.03 4.55%
03101113'.3 111.578 10.0600 7,158.48 9.3700 6,667.48 •491.00 303.84 4.55%
04101113'•3 789.547 10.1100 7,982.33 9.3700 7,398.05 -58428 337.14 4.55%
05101113'.3 751.550 10.1300 7,613.21 9.3700 7,012.03 •571.18 320.91 4.55%
06103113 '.3 757.360 10 0900 7,641.77 9.3700 7,096.17 -545.30 323.39 4.55%
07101113'.3 668.131 9.9700 6,661.27 9.3700 6,260.38 -400.89 285.29 4.55%
08101113'.3 704.609 10.0600 7,088.37 9.3700 6.60220 -486.17 300.87 4.55%
09103113'.3 709.175 10.0300 7,113.03 9.3700 6,644.97 -468.06 302.82 4.55%
10101113 '.3 712.100 10.0240 7,137.85 9.3700 6.672.37 -465.48 304.07 4.55%
Total Noncovered 204,650.163 2,004,739.23 1,911,572.04 -147,167.19 81,38511
Reinvestments to 27,658.998 9.6540 267,019.91 9.3700 259,164.80 -7.855.11 11,810.40 4.55%
Date
Total Covered 21,656.996 267 019.91 2$9,1154.60 .7,455.11 11,610.40
Total 232,309.161 $1331,751.14 $2,176,731.14 -$155,022.30 $99,196.01
Total Mutual Funds $2,331,759.14 $2,176,73164 .$156,022.30 $99,196.01
Paged o19
8010,11ICSFr' OMAN 9(.71.1 Account NuPmbeTr; NO404 N 21 94 F 3 I ID G -5 o p 1 ap \ e M rless A L R rD L x v A a e a t L e r rB y d u A V t r o Rt s c aM . e . c T l W l t s F o n D e i s C 2 O 0 M 07 M UNICATIONS r •• e •• i • t • t • • r -c iZ , ... a .a t n t y = .. " ., * in = t 7 do c
SDNY_GM_00048261
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6: HAZE DEI-SDNY-0011085
EFrA_00 58870
EFTA01290898

Deutsche Asset
& Wealth Management
Or.lsot Rana Prmi. vkatn Pawn—tan
Weans C %Wage 6,0.1)
DeAsov MY Sette*es +gc
Omar
PO Box 1778, Bahimore. MD 21203 Na ion Ammo. Ikh I her
War RA 1W 10114
inn 4544414.
Statement Period: 08/0112016 • 0813112016
Portfolio Holdings (continued)
Unrealized Aomued Estimated
Market Value Gain/ Loss Interest Annual Income
Cost Basis
Total Portfolio Holdings $47,693,664.97 $47,719,292.51 626,627.54 $165,881.11 $1,105,411.67
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis repotting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating
amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules. and marked or denoted as such.
Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Repotting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
7 The cost basis of this security has been provided to us by you or your introducing km and Pershing makes no representation as to the accuracy of this information.
17 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
13
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule l 0b-10(bX1) are
COOfiffIlati0118
not sent for purchases into money market mutual funds processed on the sweep platform.
Page 5 of 9
Account hum ber N4G-024943 Rabid elaibrdi •
OBAO ROLL TbE FAZE T 'ON FlD Go r p a ape n rle A ss L E Drx v Ae e Li n Bt t u A V rRn s Ra .. eA W rT E o D o, C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048262
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011086
EFTA_00158871
EFTA01290899

Activity Summary A amounts shown are in base currency)
Credits This Period Debits This Period Net Ibis Period Credits Year-to-Date Debits Year-to-Dale Net Year-to-Date
Securities
Sec.intiesEought 0.00 -786992 .7,869.92 0.00 133,726.20 133,726.20
Total Securities $0.00 -$7,669.92 47,159.92 $0.00 .$83,728.20 .$83,1211.20
Dividends and Interest $49,860.05 $0.00 $49,150.05 $697,498.0 4902.78 $191,513.11
Cash
th c •ai els 0.00 0.00 0.00 0.00 .29,000,00080 .29,000,000.00
deposits 0.00 0.00 0.00 12,070,878.07 0.00 12,070,878.07
Total Cash $0.00 80.00 10.58 812,070,878.07 -$29,000,000.00 •$18,929,121.93
Totals $49,850.05 47,889.92 $41,910.13 $12,788,374.73 -$29,014,628.98 -$18,298,264.25
Transactions by Type of Activity
Processi
Settlement
Date Activity Type Ce scr, of Ion Quantity Price Awned Interest Amount Currency
Securities Bought and Sold
08130116 REINVEST CASH INCOME P MORGAN FLOATING RATE INCOME FUND SELECT 810.803 -7.869.92 LSO
$1-SX SHARES 231168.3580 SIRS SIRS PURCH. AT 19.36000 RD
08126 PO 08/30116
Total Securities Bought and Sold • U.S DOLLARS 0.00 .7,869.92
DiWdends and Interest
08115116 CASH DIVIDEND RECBVEO 79000 SH RS CITIGROUP INC DEP SHSREFSTG 111000TH 33.945.35 LSO
C PRK PST SER K DIV 6.875% PERPETUAL MATY PERPETUAL CALL
11115123.25.00 RD 08105 PD 08115116
06130/16 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT 7,869.92 USD
SX SHARES 23146B 3580 SIRS RD 08/26 PD 08130)16
08/31/16 MONEY MARKET FLND DEUTSCHE GO VT CASH 8,034.78 USD
INCOME RECEIVED
233993682
Total Dividends and Interest • U.S. DOLLARS 0.00 49,850.05
Total Value of Transactions 0.00 11,980.13 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
315 PARK AND% LE. 26114 FLOOR
NEW YOB( NY 10151.0003
Pape oil
Account Number. N4G-024943 Rated tocelloni
B0I0ISlICSF30017 WIWI; itk TI-E FAZE T rC t x v A e e r Li y nM V t.m a R n eA 5 r T 1 E 0 D 0 . C 2 O 0 M 07 M UNICATIONS epo
SDN Y_GM_0004 8263
TONFID CIF ITtrerlei sAL
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011087
EFTA_00158872
EFTA01290900

Deutsche Asset
& Wealth Management
Oralsre Mn, 'on. "naan Manapnad
Pant% Iowa,. Gto.p
Dettuht Yr Se„ ties Lac
Oilt•
PO. Lica 1778. Saliimore. MO21203 Hann A . 16 thin
Neve RA 1,tt 10114
01114:441114.11.4178/.4MS
Statement Period: 0810112016 • 08/3112016
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT
Default Method for an Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Am onite premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in inown e annually: No
Electronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for mote information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in you account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked NW and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement Prior statements viii not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly4raded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and NM will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EA') and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time.
and may be affected by current and future economic, political and business conditions, they should not be roiled on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates. and prices remain constant A capital gain or retum of pnncipal may be included in the figures for certain securities, thereby overstating them. Refer to
mwopershing.com/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dolar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions. including the time of execution and the name of the person from
Page 7 of 9
Account Number. N4G-024943 Rated t.conordi
mere 1101.1. TFE DGro NpapTerleIsAs L D tn A n L B * A V R e nS T S. O C ) • C 2 O 0 M 07 MUMCATIONS aalrm 0:•••"•:•••••••IVIIII••••
rx enurwePAr
SDNY_GM_00048264
FAZE TeRub N F I
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011088
EFrA_0015 8873
EFTA01290901

Important Inform ation and Disclosures (continued)
Reinvestment (continued)
whom your security was purchased. may be obtained. In cwideno reinvestment transactions. Pershing acts as your agent and receives payment to order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confismations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge) Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any intonation received from Standard & Poor's is not permitted without prior written
authorization from Standard & Poor's. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
reconnendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (i) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.conaboutistrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to
your financial organization and Pershing. Please be advised that any oral communication should be re-confined in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Pagel) of 9
Account kum tier. ON4G-0N2494F3 I ID-EN Matadi [mallard,
rhE FAZE Tlt& Go paperless D (v A e U nt M V ' a , R .S A i T n E c D e C 2 O 0 M 07 M UNICATIONS (—vas wwwwivc
-NAL IXMLINCt
SDN Y_GM_0004 8265
e
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011089
EFrA_OO 158874
EFTA01290902

Deutsche Asset
& Wealth Management
Gnaw* RIM 'on.r vow. n Manapnad
Pint% Coen,. Comp
Des-b1h4 Mai Se4Vri AC.
von Ci%
PO Doi 1776. isliimore. MO 2t203 Hann eine0.160. I ber
New RA ktt 10114
4:4.71114.11/5178/.4MS
Statement Period: 0010112016 • 0813112016
Important Inform ation and Disclosures (continued)
Important Arbitration Disclosures
• Al parties to this agreement are giving up the right to sue each other it cart, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and other discovery is generaly more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were are affiliated with the securities industry.
or
• The rules of some arbitration forums may impose time hmits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City. New Jersey 07399; (201)0134330.
Page 9 09
Account Nun Der N4G-0N2494 F3 I DrarIAL Rat.. Excelleria
WWI ROLL TI- E FAZETR6mO GO paperless rD (v xA e eL r n B y Au V Rr . n . R . eA W rT E o D e, C 2 O 0 M 07 M UNICATIONS
SDN Y_GM_0004 8266
U
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011090
EFIA_00158875
EFTA01290903

Deutsche Asset
& Wealth Management
Realm.< Raga PnwilnykonPAptagenen
Pdatals Codrage6,04)
Detisoy Mt %flew. +.R
Ihme Vart Onto
PO 8c..• 1778. Bs!wore. MD 21203 Pan Ancom ber
New** Ptt
01214:4.7114. IDS) 78•4,91,
Account Number: N4G-024943
Statement Period: 07/0112016 -0713112016
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYKE TTEES Beginning Account Value 811,293,808.01 863,612,992.78
6100 RED HOOK QUARTER B3 het Cash Deposits and Wilhdrawals 6 102.923 71 -16.929.121.93
ST THOMAS VI 00802 Adjusted Previous Account Value 17,396,731.72 48,713,870.85
Dividends. Interest and Other Income 87,753.19 616,743.83
?set Change in Porlfolia 251.335.11 375 205 64
Poling Account Value $47 735 820 32 S47,735,820.32
Accrued Interest 5121.527 77
Your Client Advisor: EStim aced Annual Income 51.097.219 33
CAMEL SABBA
Asset Summary
Prior Year-End Lan Period This Period % Allocation
LSD Cash. Money Funds. and Bank Deposits 47,601,124.92 25,080,711.14 31,262,890.51 8519% Pease review your allocation
LSD Fixed Income 8,650,927.88 8.895.513.87 8.847,099.78 18.53% oercdreity wth you, Clem Adviser.
LSD Equities 7,390.910 00 7.517.550,00 7,625.830 00 1598%
Aosount Total Me Chart) 363,612,992.76 311,293,806.01 317,735,820.32 100.00%
See the Asset Summary Dsdosure and Footnotes sec en for important atone:ion regarding your Asset Summary.
Page 1 of 10
ROLL C B0 O 09 941 N 0CSP3 F 001, I D G A o p S ap S er M less A ck ! rD 0M xA . c . L u. i . O d t „ uA v t rR m . t r a a R o r eA l S l rT o i E n v D i a C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048267
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011091
EFTA_00 158876
EFTA01290904

Asset Summary Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
This Period Year•treDate Unrealized
Short-Term Gain/Loss 0.00 0 00 1.195 13
Long-Term Gain/Loss 000 0 00 91728.58
Net Gain/Loss 0.00 0.00 92,921.71
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the •ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Dewription Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Current Yield: 0.30% Activity Ending: 07129116
07101116 Opening Balance 25,080,744.14 25,080,744.14
07125(16 Deposit MONEY RAO PURCFASE 72,500.00 25,153,244.14
01128/16 Deposit MONEY TIM RURCFASE 6.102.92311 31.256.167 85
01/29(16 Deposit INCOME REINVEST 6.722.69 31.262.890 54
DUMPS tlosing Balance $31,262,890.$4
Total All Money Market Funds $31,282,890.54
Income and Expense Summary
Oirreat Period Yeabto-Date
Taxable Nom Taxable Taxable Non Taxable
Dividend Income
Equities 72,600.00 0.00 286,390.70 0.00
Money Market 6,722.69 0.00 40,399.63 0.00
Other Dividends 8,530.50 0.00 296,231.28 0.00
Page? of 10
Account Number N4G-024943 Go paperless Rated [noises
ORAN .011 ThE FAZ N FI D AEINTIAL rDx v Ae e L n sO t u . A V rR . n 7 . Ra 7 e . A W rT E o D re C 2 O 0 M 07 M UNCATIONS
SDNY GM 00048268
CONFIDENTIAL — PURSUANT TO FE D. R. CRIM. P. 6(e) E TUO DB-SDNY-00 11092
EFTA_00 158877
EFTA01290905

Draiu•e Mn. .mtleVritslin
Mv•ett. (Intact C•ctp
Des-tut* Bar Sew,. •t<
law ligni Offia,
HS Part Mow. 1011.1bct
New Tot 11Y I0114
491421/18.1115478114,9,
Statement Period: 0 7/0112116 -0713112016
Income and Expense Summary (continued) Current Period Year-to-Date
Taxable Noe Taxable Taxable Non Taxable
Ir:erest rr
0.00 0.00 15.625.00 000
0.00 0.00 0.00 •902.78
Total Crrioercs. 'worts: Ir c;me and Eroerses $87,733.19 $0.00 $647,646.61 -$902.78
Portfolio Holdings
Account Activity Opening Closing Atoned Income 30-Day Current
Opening Date Quantity 'lumber &Wien Balms* Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 65 00 Lo of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
07)01116 31.162.890.510 NIA 07129/16 15.080.744.14 31.261.890 54 0.00 40.399.63 0.30% 0.30%
Total M oney Market $25,0$0,744.14 $31,262,890.54 $40.396.63
Total Cash, M oney Funds, and Bank Deposits $26,080,744.14 $31,262,890.54 $$00..0000 $40,399.63
Adjusted Unrealized Aomu e d Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gainlloss Interest Annual Income Yield
Fixed Income 14.00% of Portfolio (In Matunty Date Sequence)
Corporate Bonds
IPAYM ENT INC GTO SR NT Security Identifier: 46262EAE5
10.250% 05115/18 DIE DTD 11/15/11 Price Estimated as of. 07/20)16
CALLABLE 08/29/16 @ 102.563
Moody Rating CAA3 S d P Rating CCC
10!01!12'.11.+a 500.000.000 95 5900 177.951.15 100.0000 500,000.00 22.048 85 10.819.11 51,250.00 1015%
Original Cou Baas:5145.000.00
,Pli ORGAN CHASE & CO DEP SHS REPSTG Smutty Identifier: 4881SHHA1
1110T1- PFD SER 1 FIXED TO FUG RT B0
7.900% 041291/9 KM 0/123108 Moody Rating BAA3 S
8 P Rating BBB-
05110111 '.12,13 3.000.000.000 111.2650 3.337.958.33 101.0000 3.120.000.00 -217.958.33 59,250.00 237.000.00 7.59%
Original Cost Basis: 63,337,958.33
Page 3 of tO
DrismA
ORAN Q <> 1t A TH cc E o F un A t Z N um era b i e s r r . O N4G- 0 N 2494 3 F I Go paperless L r ( D R v xA a e e t L r e s y B d t uA V ta Rr s c r . aR e i eA b S r r T i i n E e c D e C 2 O 00 M 7 M UNCATIONS
SDNY_GM_00048289
ET
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011093
EFTA_00158878
EFTA01290906

Portfolio Holdings
(continued)
AdjuMed Unrealized nand Estimated Estimated
Date Aomdred Outotity Witt Cost Cod Beds Market Price Markel Value Gain Loss Invest Annual Income Yield
Fixed Income (continued)
Corporate Bonds (continued)
BANK AN ER CORP PERP NON CUMULATIVE DP SeanIty Identifier: 080506076
PS FIXED TO FLOAT 8.125% 04130158 B/E
DID 04130/08 CAUABLE 05/15118 Moody Riling BA2 SS P
Rating BB•
05110111 '.12,13 3,000,000.000 112.9870 3,389,620.83 102.2500 3,067,500.00 ,322,120.83 51,458.33 243,750.00 7.94%
Original Coal Basis: $3,389,620.83
Total Corporate Bonds $7,205,530.31 $6,617,600.00 -$59,030.31 $121,527.77 $532,000.00
6,500,000.000
Total Fixed Income $7,206,630.31 56,687,600.00 -$618,030.31 6121,627.77 $532,000.00
6,500,000.000
Untanned Estimated Estimated
Dote Acquired Quaky Usk Col Cod Beds Market Price Market Value Gals: Loss Annual Income Yield
Equities 16.00% of Portfolio
Preferred Stocks (Listed by expiration date)
CMGROUP INC DEP SHS REPSTG 111000TH Stonily Identifier: C PRK
PEI SER K DIV 6.875% PERPETUAL MATT CUSP 1729673/1
PERPETUAL CALL 11/15123025.00
Dividend Option: Cash
02103114 79,000.000 25.3090 1,999,41810 291700 2,351,830.00 352,411.10 135,781.25 5.77%
CMGROUP INC DEP SHS REPSTG 111000 Security Identifier: C PRC
PRI SER C DIV 5.8% PERPETUAL MATY CUSP: 172967366
PERPETUAL CALL 04/22118025.00
Dividend Option: Cash
10128114 49,033.000 24.0810 1,180,739.16 26.3700 1,293,000.21 112,281.05 71,097.85 5.49%
10129114 150,967.000 24.3130 3,670,410.48 26.3700 3,980,999.79 310,569.31 218,902.15 5.49%
Total Covered 200,000.000 4,851,169.84 5,274,000.00 422,830.36 290,000.00
Total 200,000.000 $4,651,169.64 $5,274,000.00 $122,830.36 $290,000.00
Total Preferred Stocks $6,850,688.54 57,626,830.00 1776,241.46 9426,781.25
Total Equities $6,850,588.54 $7,625,830.00 $775,241.46 $425,781.25
Page 4 010
0.9110CSF' 't>11.1 A T c h c E o F u A nt Z N E u T m ber. ON4G-0N2494F3 I D Go r p a ap r er I le A ss L D ( r li v x s A e a te r rU y t d u M V C rn a . . 4 R c a e . Ac l S l rT e i r E n d c D i e C 2 O 0 M 07 M UNICATIONS -strit711.:=0==" 1=
SDNY_Gn_00048270
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011094
EFTA_00158879
EFTA01290907

Deutsche Asset
& Wealth Management
DrullsreRan. POnle Veit 4004.1111`,IIII
Myatt. Cowan Gto.p
Destfor4 ML SeWnel
PD am 1778. Bslamer*, MO 21203 New Vert Mt*
M Part •••••••• 26th I to
New** 1rt 1011
Il VI 49141/11L 1.14178114 TS
Statement Period: 07/01/2016 - 07/31/2016
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Dale Acquired Quantity MO Cod Cod Basis Market Price Market Value Gild LOSS Annual Income Yield
Mutual Funds 5.00% of Portfolio
P MORGAN FLOATING RATE INCOME FUND Security Identifier: PHSX
SELECT SHARES CL SIP. 481211510
Open End Fund
Dividend Option: Reinvest Capita Gains Option: Reinvest
01122/13 '.3 198,216.058 10.0900 2,000,000.00 9.3300 1,849,355.80 -150,644.20 61,836.17 4.58%
02101113'.3 630.057 10.0670 6.342.92 9.3300 5.878.43 -46449 269.66 4.58%
03101113 t3 711.578 10.0600 7,158.48 9.3300 6,639.02 419.46 304.56 4.58%
04!01/13'.3 789.547 10.1100 7,982.33 9.3300 7.366.48 415.85 337.93 4.58%
05!01113'.3 751.550 10.1300 7,613.21 9.3300 7,011.96 40125 321.66 4.58%
06!03113'.3 757.360 10.0900 7,641.77 9.3300 7,066.17 •575.60 324.15 4.58%
07101113'.3 688.131 9.9700 6,661.27 9.3300 6,233.68 -427.61 285.96 4.58%
08101/13 '.3 704.809 10 .0600 7.088.37 9.3300 6.573.99 414.38 301.57 4.58%
09!03!13'.3 709.175 10.0300 7,113.03 9.3300 6,616.60 -496.43 303.53 4.58%
10/01/13 '.3 712.100 10.0240 7,137.85 9.3300 6,843.90 493.95 304.78 4.58%
Total Noncovered 204,6 60.163 2,064,739.23 1,909,366.01 ,155,353.22 97,690.27
Reinvestmentsto 26,818.195 9.6630 259,149.99 9.3300 250,213.77 4,93822 11,478.18 4.58%
Date
Total Covered 26,816.196 259 149.9 9 260,213.77 •6,936.22 11.479.19
Total 231,466.356 62,323,169.22 $2,159,599.78 •6164,289.44 199,088.45
Total mutual Funds $2,323,1169.22 52,159,699.78 4164,269.44 199,068.45
Unrealized Accrued Estimated
Cast Basis Market Value Gain/ Loss Interest Annual Income
Total Portfolio Holdings 147,642,898.61 $41,136,620.32 $92,921.71 $121,527.77 61,097,249.33
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating
amendments enacted by P.L.110-34 3, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.' under the new cost basis reporting rules. and marked or denoted as such.
Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retiement.
US taxpayers securities which have been acquired on or after their 'appficable date(sc at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099.8
for the applicable tax year in which the security is disposed.
Page 5 of 10
UPAN A T c F c E o F u A nt Z N E u m R b er. N4G-0 N 2494 F 3 I D G AE o p N ape T rle I ss A L R ( eO v x a e Mc te r iA y t d u V N t r s n . I a . Ra . l A l e e W Tr r E o il e l D s C 2 O 0 M 07 M UNICATIONS ..W.C7Z..=.C.?4.."— nnrd
SDNY_GM_00048271
TCLSTO
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) O8-SDNY-0011096
EFrA_00 158880
EFTA01290908

Portfolio Holdings (continued)
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1.2011
• Mutual funds and dividend reinvestment plan (0RP) shares acquired on or after January 1, 2012
• Options and any Debi Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of toed
income security, and certain attributes, obtained from sources bebeved to be rekable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those iwolving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums.
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this intonation.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
If ;snide 15 of the EU Securities Financing Transactions Regulation ("SFTRP) is applicable to you, please refer to htlps/Nnwtpershing.cornt_global-assets/pdftclisclosuresipereu-article-15-info-stmtpdt for
access to an information statement disclosing the risks and consequences of delivering non-cash collateral under a relevant collateral arrangement with Pershing LLC (including a margin account). This statement
does not amend or supersede the express terms of any transaction, collateral arrangement or otherwise affect your or our liabilities or obligations. Please contact your financial professional if you have any
cuestions
Activity Summary (Ali amounts shown are rn base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Securities Bought 0.00 -8,530 50 8,530 50 7 :: .55.856.28 .55,856.28
Total Securities $0.00 -$8,530.50 -$8,530.50 $0.00 -$55,856.26 -$55,656.26
Dividends and Interest $97,753.19 $0.00 $87,763.19 6647,616.61 -$902.78 $646,743.83
Cash
.. • : • 0.00 0.00 0.00 0.00 -29,000,000.00 -29,000,000.00
6,102,923.71 0.00 6,102,923.71 12,070,878.07 0.00 12.070.878.07
Total Cash $6,102,923.71 $0.00 $6,102,923.71 212,070,879.07 -$29,000,000.00 -$10,929,121.93
Totals $8,190,676.90 -$8,530.50 $6,182,146.40 $12,718,524.88 -$29,056,769.06 -$16,338,234.38
Pate 6 of 10
DINaPefir
Account lumber. N4G-021913 Rated Excellent,
Every Year Since 2'007
P- E FAZE T DAUM. RATED COMMUNICATIONS
N F I lesAs L IXCIFIUNCI
SDNN e_GM_0004 8272
TO
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011096
EFrA_00 158881
EFTA01290909

Deutsche Asset
& Wealth Management
Orviltec PAanagn,tnt
MN•ets Cint•gt
De.cie kn. 140., 'an 4(
Vint ictit OM*
P.O. Bca 1778, BaMimore, MO 21203 ll)Pant AITM. !Mk rime
len e; rt. nY ,OVA
rA OW 244 evn
Statement Period: 0710112016 - 07/31/2016
Transactions by Type of Activity
Process/
Settle ant
Date kb Demi Quiet Price Accrued Interest Amain Carrel
Securities Bought and Sold
07128116 REINVEST CASH INCOME 'MORGAN FLOATING RATE INCOM E FUND SELECT 914.309 -8.530.50 USO
.FF SX SHARES 230554 0490 SF RS SF RS PURCF. AT 39 33000 RD
07126 PD 07128/16
Total Securities Bought and Sold - US DOLLARS 0.00 -6,530.50
Dividends and Interest
07122116 CASH DIVIDEND RECEIVED 200000 SFRSCITIGROUP INC DEP SHS REPSTG 111000 72.500 00 USD
C PRC PFD KR C DIV 5 8% PERPETUAL &I ATY PERPETUAL CALL
04/22/180 25.00 RD 07111 PD 07122116
07128116 CASH DIVIDEND RECEIVED "MORGAN FLOATING RATE INCOM E RAD SELECT 8.530.50 USD
PH SX SHARES 230554 0490 SF RS RD 07126 PD 07128116
07129/16 MONEY MARKET FUND DEUTSCHE GOVT CASH 6,722.69 USD
INCOME RECBVED
233993682
Total Dividends and Interest - U.S. DOLLARS 0.00 87,753.19
Cash Withdrawals and Deposits
07/27116 FEDERAL FUNDS RECEIVED H Set BANK USA, NATIO 38887 6,102,923.71 USD
1.4D999997
Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 6,182,923.71
Total Value of Transactions 0.00 6,182,116.10 USD
The price and quantity displayed may have been rounded.
Client Service Inform ation
Your Client Advisor: DAN
DANIEL SAEI8A
345 PARK AVENUE, 26TH FLOOR
NEW YORK NY 10154.0003
pate 7 of 10
Account Number. N4G-024943 Rated tacalwam
OBAN V. I THE DGEo pTapeTrleIsAs L rD L x v A e cL r i y Bim . A V Rs .A sR . eA S rT l E a D b C 2 O 0 M 07 M LMKATOIS
SDNY_GM_00048273
FAZE N F I
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) OB-SDNY-0011097
EFrA_00 I 58882
EFTA01290910

Your Account Information
Tax Lot Default Disposition Mhl ethod
Default Method for Mutual Funds. FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper coin m unications, log in to your account or contact your Oient Advisor for more inform ation.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however. pricing services are
sometimes unable to provide timely information. Mere pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price unit
be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset. the current price will purge and N/A will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vAwrpershing.conbusiness_continuity.htrri for specific deeds as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order now.
Options
Information with respect to commissions and other charges inured in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in uniting of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Page 8 of 10
Account Num tier. N4G-024943 Itned excellent, L..x . tr.r -
DOAN 9(.11.1 TFE FAZE R N F ID Go r p a ape n rle A ss L D ( r v xA e aL r r B y tu A Y rRt e r R a a r Ae S Tr i E ne D s C 2 O '0 M 07 M UNICATIONS
SDN Y_GM_0004 8274
TUUTO
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011096
EFM_00158883
EFTA01290911

Deutsche Asset
& Wealth Management
Ordl.“ .4 RIM vown raamar-..mm,
heron tint...Comp
Destso* MM Secwri
I'm440Ni*
ficw 1770, Ballimore, MD 21203 HI Pan Annet MOW,
New len ktt 10114
Inn 454,71114. rout 78•4,11,
Statement Period: 07/0112016 • 0713112016
Important Inform ation and Disclosures (continued)
Proxy Vote
Securities not hilly paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to from U.S. dollars for dividends and similar corporate action
or
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Pools. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sea securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concemng your account Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders: the assessment of the sutabEty of those transactions, where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC''). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage n excess of SIPC limits. For more detailed information please visit: www.pershing.corniaboutistrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in igniting to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Page 9 of 10
Account Num ber. N46-024943 e k ), Mod tacellonil
DRAB 901.1. ThE FAZ NF I D G r o E pap r er r le i s A s r E Dx v Ae e L r nB y Au V Rr o n R w eA ' W rT E o D o. C 2 O '0 M 07 M UNICATIONS
SDNY_GM_00048275
CONFIDENTIAL — PURSUANT TO FED. R CRIIVI. P. 6(e) E bra"STO O13-SDNY-0011099
EFTA_00158884
EFTA01290912

Important Information and Disclosures (continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other v court including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a join request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member or a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 10 of 10
00.0 vet Acc E o F u A nt Z N E u T mber I . O N4G-0 N 2494 F 3 ID G Ar o W pape r rle i s A s L ! rD b l x o r A a e u L y 9 d m n Y [s r• e N a R a i r C A l s e T I i r E n . D e ' , C 2 O 0 M 07 A ILIFOUITIONS .7:::=.,'"Zra =7" =
SDN Y_GM_0004 8276
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011100
EFrA_00158885
EFTA01290913

Deutsche Asset
& Wealth Management
Oraisre Ram Ion. "Mall n Ma it-win
Pent% COetrarG•pyp
Des-WM laR %Iv nes r,
Onto
PO Boa 1778, Bahimore. MD 21203 MI • melt Angst NM Nei
New** nv I0114
vul 4544,114. MS) 78•4095.
Account Number: N46-024943
Statement Period: 06101/2016 -06130/2016
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYICE TIMES Beginning Account Value 811,215,576.63 883,842,992.76
6100 RED HOOK QUARTER B3 Net Cash Deposits and Wiihdrawals 0.00 -23,032,045.64
Adjusted Previous Account Value 11,215,575.63 40,010,947.14
ST THOMAS VI 00802
Dividends. Interest and Other Income 14.526.03 558,990.84
Net Chan e in Portfolio 63.706 35 123 870 23
ncling Account Value 4 1 293 808 01 S41,293,808.01
Acciued Interest 576.375 00
Your Client Advisor: Estimated Annual Income 51.090.135.32
DANIEL SAIN3A
Asset Summary
Prior Year-6d L* Period This Period %Allocation
LSO Cash. Money Funds and Bank Deposits 17,641,121.92 25,074,485.67 25,080,711.11 60.73% P ease rev ew your allocation
LSD Fixed Income 8,650,927.86 8,724,099.96 8,695,513.87 21.08% cer coca y wth your Client Adviser.
LSO Equities 7,390,91000 7,116,990.00 7,517,550 00 18.21%
Account Total (Pie Chart) 163,642,992.78 841,215,575.83 811,293,806.01 100.00%
See tne Asset SUM nary Drsdosure and Footnotes section for important mformation regarding your Asset Stenmary.
Page for 10
(so
Rated a:Mani
800977S CSF 3 0024 Ivory Vest Slate 2007 el Rte IS MR ,a ,aYr~ eGe raw ~aLtYrt
CON F I
DrxAeUsMt uRn RseATr ED COMMUNICATIONS
SDN Y_GM_0004 8277
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011101
EFTA_00 I 58886
EFTA01290914

Asset Summary Disclosure and Footnotes
Freed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
This Period Year•to•Date Unrealized
Short-Term Gain/Loss 0.00 0.00 •164.46
Long•Teim Gain/loss 0.00 0 00 -157 342 77
Net Gain/ Lou 0.00 0.00 ,157,507.23
This summary excludes transactions where cost basis information is not available.
For Your Information
The ELrocean Central Bank (the ICE) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Dale Activity Type Description Amount Balsam.
Sweep M oney M arket Fund
DEUTSCHE GOVT CASH INSTL
Current Yield: 0.34% Activity Ending: 08130/16
06101116 Opening Balance 25,074,485.67 25,014,465.67
06130116 Deposit INCOME REINVEST 6,258.47 25,080,744.14
06130116 Closing Balance $26,010,144.14
Total All Money Market Funds $05,080,144.14
Income and Expense Summary
Current Period Year-to-Date
Taxable Noe Taxable Taxable Noe Taxable
Dividend Irccrie
Equities 0.00 0.00 212,190.70 0.00
Money Market 6,258.47 0.00 33,676.94 0.00
Other Dividends 8,261.56 0.00 287,700.78 0.00
Interest Income
Bond Interest 0.00 0.00 25,625.00 0.00
Credit Interest 0.00 0.00 0.00 -902 78
Total Dividends, Interest, Income and Expenses 514,526.03 50.00 $569,193.42 -$902.78
Page 2 of 10
Account Num ber. N4G-024943 Rata. Ea:NYS
B1,09TMICSF DUMB ROLL THE FAZE TC N F ID r p a ape n rle A ss L D E A n L n B A Y lt e R a. A 9 T 0 E 0 D . C 2 O 0 M 07 MUNICATIONS 114 MS. IS MY, MOC
SDNY_GM_00048278
CONFIDENTIAL — PURSUANT TO FED. R CRIAA. P. 6(e) R O rxenurmer O13-SDNY-00111O2
EFrA_00 158887
EFTA01290915

Deutsche Asset
& Wealth Management
Onto< lima Pnwalevkatniawienan
minim <Dome 6,..•
Deosnit sat sec...ftes
ihme alt
P.O. Bat 1778, Bahimore. MD 21203 Na PIA MIN*. 26th, Wei
Newlin* 7tt 1011A
a 121474.71119. 1.1417.14791,
Statement Period: 0610112016 • 06/3012016
Portfolio Holdings
Account Activity Opening Closing Accrued Income 36-Day Curent
Opening Date Quantity Number Ending Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 61.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH MTh
06/01116 25,080,718110 NIA 06130116 25.071,185 67 25,080,714 11 0.00 33,676.91 0.30% 0.31%
Total Money Market $25,071,185.67 125,010,711.14 $0.00 $73,516.94
Total Cash, Money Funds, and Bank Deposits $25,074,185.67 $25,080,711.14 $0.00 $33,818.91
Adjusted Unrealized &crud Estimated Estimated
Date Acquired Quantity Unil Cost Cost Basis Market Price Markel Vales Gain/ Loss littered Annual Income Yield
Fixed Income 16 .0 0% of Portfolio fin Maturity Date Sequence)
Corporate Bonds
IPAYM ENT INC GTD SR NT Security Identifier: 46262EAE5
10.250% 05115118 B/E DTD 11/15/11
CALLABLE 07!30116 0 102.563 Moody Rating CM3 S8 P
Rating CCC
10102112 '.12.13 500,000.000 95.1090 177.044 68 100.0000 500.000.00 22,955 32 6,10625 51 250 00 10 25%
0 nunal Cost Basis 5445.000 00
FM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 16825HHA1
1110Th PFD SER 1 FIXED TO FUG RT BD
7.900% 0/1291/9 B/E DTD 0/123108 Moody Rating BAA3 S
P Rating En-
05110111 '.12,13 3,000,000.000 111.2650 3,337,958 33 102 0000 3,060,000.00 -277858.33 39,500.00 237,000.00 7.74%
Ongmal Cost Basis 53.337.958.33
BANK AMER CORP PERP NON COM ULATIVE DEP Security Identifier: 060505DT8
SHS FIXED TO FLOAT 8.125% 04/30/58 B/E
DTD 0/130108 CALLABLE 05/15/18 Moody Rating BA2 S8 P
Rating BB.
05110111'12,13 3,000,000.000 112.9870 3,389,620.83 100 2500 3,007,500 00 -382.120.83 30,168.75 243 750 00 8.10%
Original Cost Basis 53.389.620.83
Total Corporate Bonds $7,201,823.$1 68,587,500.00 -$837,123.81 $18,375.00 $532,000.00
8,500,000.000
Total Fixed Income 57,201,823.81 58,587,500.00 -$837,123.81 $78,375.00 $532,000.00
6,500,000.000
Page 3 of 10
Account NumC Der. N4G-024943 Go paperless Rated excellent, ?rat
oxnx 701{ TFE FAZE T 0 t A ve L r B y A Y R e R n A W TE o D es C 2 O 0 M 07 M UNICATIONS
ex.:miter
SONCGM_00018279
RLSTONFIDAMSMAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11103
EFTA_00 158888
EFTA01290916

Portfolio Holdings (continued)
Unrealized Estimated Estimated
Cale Aadred Ouaetity Unit Cod Cog Basis Market Pria Market Value GalefLoss Annual Income Yield
Equities 18.00% of Portfolio
Preferred Sods Weed by expiration date)
CITIGROUP INC DEP SHS REPSTG 111000TH Security Identifier: C PRK
PFD SER K DIV 6.875% PERPETUAL MATT CUSP: 1729673/1
PERPETUAL CALL 11/151234/ 25.00
Dividend Option: Cash
02103111 79.000.000 25.3090 1,999,418.90 28.4500 2,247,550.00 248,131.10 135,781.25 6.04%
CITIGROUP INC DEP SkIS REPSTG 111000 Security Idendffer: C PRC
PFD SER C DIV 5.8% PERPETUAL MATT CUSP. 172967366
PERPETUAL CALL 01122/18025.00
Dividend Option: Cash
1012811/ 19,033.000 21.0810 1,180,739.16 26.3500 1,292,019.55 111,280.39 71,097.85 5.50%
1012911/ 150,967.000 21.3130 3,670,430.48 28.3500 3,977,980.15 307,549.97 218,902.15 5.50%
Total Covered 200,000.000 115106161 5,270,000.00 118130.36 290,000.00
Total 200,000.000 $4,651,169.54 $5,270,000.00 5115,830.36 1290,000.00
Total Preferred Stocks 16,850,588.54 $7,517,550.00 $668,961.18 $425,761.25
Total Equities 16150,588.54 $7,517,550.00 $666,961.46 5126,781.25
Usrealized Estimated Estimated
Date Acquired Quantity Veit Cod Cog Basis Market Pria Merkel Valve Gail/Los Aneeal Income Yield
Mutual Funds 5.00% of Portfolio
P M ORGAN FLOATING RATE INCOME FUND Secorlty Identifier: PHSX
SELECT SPARES CUSP 48121010
Open End Fund
Dividend Option: Reinvest, Capital Gains Option: Reinvest
01122113'.3 198,218.056 10.0900 2,000,000.00 9.2300 1,829,534.20 •170,48580 84,836.47 4.63%
02101113'.3 630.057 10.0670 6.342.92 9.2300 5.815.11 -527.48 269.66 4.83%
03101113'•3 711.578 10.0800 7,158.18 9.2300 6,567.86 .590.62 304.56 4.63%
04101113'.3 789.547 10.1100 7,982.33 9.1300 7,287.51 -69112 33713 4.63%
05101113'.3 751.550 10.1300 7,613.21 9.2300 6,936.81 -676.10 321.66 4.63%
06103113'.3 757.360 10.0900 7,641.77 92300 6,990.11 -651.33 324.15 4.63%
07101113'•3 668.131 9.9700 6,661.27 9.2300 6,166.86 .491.11 285.96 4.83%
08107113'•3 704.609 10.0600 7,088.37 9 2300 6.503.55 -561.82 301.57 4.63%
09103/13'.3 709.175 10.0300 7,113.03 9.2300 8,54519 -587.34 303.53 4.63%
10101113 '.3 712.100 10.0210 7,137.85 9 2300 8.572.89 -565.16 304.76 4.63%
Total Noncovered 201,650.163 2,064,739.23 1,811,921.0$ -17511116 87,590.27
Reinvestments to 25103.888 9.6750 250,619.49 9.2300 239.092.82 41,52817 11,088.86 4.63%
Date
Total Covered 25,903188 250 619.48 239,092.82 -11,526.67 11,086.86
Total 230,564.019 $2,316,35832 82,121,0130 -8187,311.85 $98,677.13
Total Mutual Funds 12,315,358.72 $2,126,013.81 4167,341.15 $98,677.13
Page1 el 10
Account Nutmbeor: N1G4 24943 Rated tacellone
8009,751CSF,' 108AB 9(>1.1. N F ID G AM o pa S pe M rless A L ( rD w xAe a Lr B y a A y rRn •• Rs • eA S rT e E r D a C 2 O 9 M 07 M UNICATIONS ti ryua --••••••A ••••••••C
SDNY_GM_00048280
6: HAZE
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. OB-SDNY-0011104
EFrA_00 158889
EFTA01290917

Deutsche Asset
& Wealth Management
(Misr* Rana Pnwe *man Paragenmt
Weals Cedrage Gnat)
MAUM Salk Sette*es
Coto
PO Bat 1778, Bahimore, MD 21203 Na Pant Ass.. /kb I ter
Neve RA 1,tt 10114
inn 4:441114. (MI 78/.4,91,
Statement Period: 0610112016 • 06/30/2016
Portfolio Holdings (continued)
Unrealized Accrued Estimated
Market Value Gain/ Loss Interest Annual Income
Cost Basis
Total Portfolio Holdings 141,451,315.21 111,293,808.01 .1117,507.23 116,316.00 11,090,135.32
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis repotting rules set forth in the Internal Revenue Code of 1986, as amended (IRV') (incorporating
amendments enacted by P.L.110.343. the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered." under the new cost basis reporting rules. and marked or denoted as such.
Al other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their "applicable datelsr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Repotting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
The cost basis of this security has been provided to us by you or your introducing fin and Pershing makes no representation as to the accuracy of this information.
Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
17
The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
13
Messages
Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by Investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product heed in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual hind's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
If Article 15 of the EU Securities Financing Transactions Regulation l'SFTR, is applicable to you, please refer to httes:/Awnypershing.comi_globalassets/pdUdisclosuresrnereu•article-15-info-stmtpdf for
access to an information statement disclosing the risks and consequences of delivering nothcash colateral under a relevant collateral arrangement with Pershing LLC (including a margin account). This statement
does not amend or supersede the express terms of any transaction, collateral arrangement or otherwise affect your or our liabilities or obligations. Please contact your financial professional if you have any
questions.
Pap 5 of 10
Account number. N4G-024943 7aCelle
ONO ROM. TF FAZE Ttb N F I ID G -E o N pa per N less A E Drx v Ae e Ls r O y u A Y rRt . r L Ra . Ae W Tr O E O D D C 2 O 0 M 07 M UNICATIONS
6(e)E SDNY_GM_00048281
- L
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 11105
EFTA_00I58890
EFTA01290918

Activity Summary (AO amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Securities Bought 0.00 -8.267 56 -8.267.56 0.00 47.325.78 47.32538
Total Securities $0.00 -18,287.56 -18,287.56 WOO ,147,325.78 -117,325.78
Dividends and Interest 111,528.03 10.00 111,528.03 1559,593.12 .1902.78 1558,990.64
Cash
TOO 0 00 0.00 0.00 •29.000,00090 .29.000,000.00
0.00 0.00 0.00 5.967.954.36 000 5.967.954.36
Total Cash WOO $0.00 10.00 15,987,951.38 -$29,000,000.00 -323,032,045.81
Totals 111,528.03 -18,267.58 36,258.17 18,527,817.78 -$29,018,228.55 ,122,520,380.75
Transactions by Type of Activity
Process;
Settlement
Date AdMity Type Desaiption Cleantity Price Awned Interest Amount Curren
Securities Bought and Sold
06129116 REINVEST CASH INCOME ?MORGAN FLOATING RATE INCOME FUND SELECT 94ARES 899.626 -8267.56 LSD
,Ph SX 229651.1230 9-RS ShRS PORCH. AT 69.19000 RD 06127 PD
06129/16
Total Securities Bought and Sold • U.S. DOLLARS 0.00 .8,267.56
Dividends and Interest
06129116 GASP DIVIDEND RECEIVED "MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8.267 56 LSD
PhSX 229651.1230 ShRS RD 06(27 PD 06129116
06130116 MONEY MARKET PAD DELTSCI-EGOVT CAS- 6.25617 LSD
INCOME RECEIVED
233993682
Total Dividends and Interest • U.S. DOLLARS 0.00 11,528.03
Total Value of Transactions 0.00 6,258.47 USD
The price and quantity displays may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABSA
345 PARK AVEA LE, 26Th FLOOR
KEW YORK AY 10154.0003
Page 6 of 10
Account Number. N4G-024943 Go paperless I E ll v a e to ry d V tn a e s l . l S er a 4 to 2007 Nwww r.
THE rDxAeLOsAuRrn ReArT EOCOMMUNCATIONS
SDNY_GM_00048282
FAZE TrdisrO N F I DNTIAL
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011106
EFTA_00 15889 I
EFTA01290919

Deutsche Asset
& Wealth Management
Onto< Ran. Pon. Weahn Manirnan
Pdaeats Cadence 00.J
Dettsch4 MY Sewnes
Yw '.4 Coto
P.O ficw 1778, Bahimore, MD 21203 14, P., Ass,. Ikh I ter
New** nv 1011.4
/1454.71114. (MI 7./.4,91,
Statement Period: 06/0112016 • 06130/2016
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortisation Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account Comm unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'WA' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement Prior statements wilt not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trost Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securities. debt securities in default. securities that do not have a valid pricing source, and certain third-party structured products. the last available pricing will be
listed. If the last price available fa such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change al any time,
and may be affected by current and future economic, political and business conditions, they should not be reied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wem.pershing.conVbusiness_continuily.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dolar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions. including the time of execution and the name of the person from
Page 7 of 10
Account Number. N4G-024943 GO paperless Rated tacelbrill ...t.t...""sr..;=
k ThE FAZ gvA..,a Vrofni l5iag0Cm. 2c00°7""""`"7"3.6
N F I D-ENTIAL
SDNY_GM_000482133
ETUR6 31O
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011107
EFrA_00 58892
EFTA01290920

Important Inform ation and Disclosures (continued)
Reinvestment (continued)
whom your security was purchased, may be obtained. In crvideno reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge) Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate vii not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions convened by agents (such as depositories) veil be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior mitten
authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or avadabiley of any information. Standard & Pools is not responsible for any eras or
omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Paces shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement wet your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (i) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any. to you and in general, for the ongoing relationship that it has with you.
Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: wwmpershing.comlabouUstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days alter receipt of this statement. to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your tights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Page of 10
Account Kum Der. N4G-024943 Rated tscolleria
l)ent, Well ME FAZE T I ONFID G A o E pa N per T les I s A L r E DxA v c e LO r i t uA Y rR e r R a ie r A W rT E oe D s C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048284
CONFIDENTIAL - PURSUANT TO FED. R CR[6,1. P. 6(e) OB-SDNY-00111O8
EFIA_00158893
EFTA01290921

Deutsche Asset
& Wealth Management
Gnaw* RIM ...or Vona PI Manair-wan
Nyh15Iq tr.,. G.p.p
Dettutm law Sec,onerac
lin• Ont•
P.O. Boa 1776. Baltimore. MO2t203 HI Pan Ramo. 160. I ber
New RA 7tt 10114
vuI.AJW. OM) 78114MS
Statement Period: 0610112016 • 0613012016
Important Inform ation and Disclosures (continued)
Important Arbitration Disclosures
• Al parties to this agreement are giving up the right to sue each other in couri, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typicaly include a minority of arbitrators who were are affiliated with the securities industry.
or
• The rules of some arbitration locums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has vitiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plan. Jersey City. New Jersey 07399; (201) 4134330.
Page 90 10
OSAB 'IOU A T c h c E o F u A nt Z N E u T m R tier N4G-02494 F 3 I D G AE o p N ape T rle I ss A L D 1 E rx 1 v A 4 c e 1 U r iu y .1 M r v E n r x . r a c R e eA l S l r e T i r E n e c D i e 0 2 0 0 M 0 M 7 UNICATIONS : e a sw t= et rie— .-i i .r i 7. i .3 -rw ,= •A " ir 0 in . e . 1%.r=
SDNY_GM_00048285
ULM ON
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-00111O9
EFIA_00158894
EFTA01290922

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ANDADR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FNANCIAL INSTITUTION OR PERSHNG MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
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Page 10 of 10
„It ..,v en5MC•2907
Account Num ber. N40-024943 Plated " mu-.
Go paperless
TFE O N F I DAMSMAL ....A.... .....„..,.) KAeMstAur.N ReArT ED COMMUNICATIONS
SDNY_GM_00048286
CONFIDENTIAL - PURSUANT TO FED. R CR[M. P. 6(e) FAZE brd"ST OB-SDNY-0011110
EFIA_00158895
EFTA01290923

Deutsche Asset
& Wealth Management
Itint ,,,..learnalinManair-wret
Meets Cintagt6.0.0
De.ticta 04. M.
era *A Me
P.O. Box 1776, Baltimore. MD21203 Na Pant Annee 301k lime
lent Vet Ptt 10114
171214W110 . OBD1>111-4T1
Account Number: N4G-024943
Statem ent Period: 05101/2016 - 05/31(2016
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year.tarate
DARREN K INDYICE TIMES Beginning Account Value $40,716,701.63 $63,042,992.78
6100 RED HOOK QUARTER B3 h. el Cash Deposits and Withdrawals 0 00 43,03204514
ST THOMAS VI 00802 Adjusted Previous Account Value 10,710,704.83 40,810,947.14
Dividends. Interest and Other Income 313.554 22 544.464.61
Net Chan !e in Portfolio 185.316 78 60 163 99
ncling Account Value $41 215 575.63 S41,215,575.63
Accrued Interest 532.861 11
Your Client Advisor: Esttrn aled Annual Incom e 51.082.802 84
DANIEL SABBA
Asset Summary
Prior YeanEnd Lad Period This Period % Allocation
LSD Cash. Money Funds. and Bank Deposits 17.601.121.92 24168.483.13 25,074,485.67 60.83% Mena review your aliocabon
LSD Axed Income 8.650,927 86 8.572.611.50 8.724.099 96 21.17% i periodically will your ClientA.O5T
LSO Equities 7.390,940 00 7.375.610 00 7.416.990 00 18.00%
Account Total (Pie Chart) $63,642,192.70 140,718,101.63 $41,215,575.63 100.00%
See the Asset Summary Disclosure and Footnotes section For important mbmation reguding your Asset Summary.
Page lot 10
Rated facellara
0114.14 I C B0 O 09081 N 9CSF3 F 0016 I Dcti sPiaTPerrl sAL L Dr e oA a La r B y r oA Y Rm e a Re r A S rT i m ED s C 2 O 0 M 07 MUNICATIONS ware uti manage IS WM. MC
SON Y_GM_0004 82137
CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) OB-SDNY-0011111
EFTA_00 I 58896
EFTA01290924

Asset Summary Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
This Period Year-to-Date Unrealized
Short-Term Gain/Loss 0.00 0 00 •314.13
Long-Term Gain/Loss 000 0 00 -220.002.71
Net Gain/Lou 0.00 0.00 ,220,316.81
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest will be reported or your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Deo:siphon Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Current Yield: 0.28% Activity Ending: 05131(16
04130/16 Opening Balance 24,188,483.13 24,168,483.13
05103/16 Deposit MONEY FUND PURCHASE 118,500.00 24,886,983.13
05111/16 Deposit MONEY FUND PURCFASE 181.445.35 25.068.428.48
05131/16 Deposit INCOME REINVEST 6.057.19 25,014,485.67
08/3119 Closing Balance 826,071,485.67
Total All Money Market Funds 826,071,48517
Income and Expense Summary
Current Period Year-to-Dale
Taxable Noe Taxable Taxable NOB Taxable
Dividend Income
Equities 33,945.35 0.00 212,890.70 0.00
Money Market 6,057.19 0.00 27,118.17 0.00
Other Dividends 247,926.68 0.00 279,433.22 0.00
Page2010
Account Kum ber. N4G-024943 Rawl excellent
etAM .+t 11 TI-E FAZE T T O N FID G A o E pap N er T les I s A L rD L x v A e eL r Bs y At y mR e a Rie r A S rT i E nc D e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048288
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11112
EFTA_00I58897
EFTA01290925

Deutsche Asset
& Wealth Management
Gnaw.< Kam Ponie Venal PI Manarnd
Mateets Coner.4e.p.p
Des-1W* km '<woes mc
Mow *A Olk•
P.O. Boa 1770, BaMmoro, MD 21203 HI Pan Ammo. Halter
New vett M',014
IM/4:44414. OM) 7411:4,91,
Statement Period: 0511112111 -1513112111
Income and Expense Summary (continued) Corrent Period Year-t-oDate
Taxable Noe Taxable Taxable Non Taxable
'merest Fr
25,625.00 0.00 25,625.00 0.00
0.00 0.00 0.00 •902.78
Total Crdoerc!... 'neves!. Ir 'dyne and dtrersrd 1313,551.2$ $0.00 1616,367.39 -$902.78
Portfolio Holdings
Activity 0988149 Oodeg Awned Income 30-Day Current
Opening Date Quantity NJenrer Endiag Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 61.00,0 of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
04130115 25.074.485.670 NIA 05131116 21.768.483.13 25.071.485.67 0.00 27,418.17 0.28% 0.28%
Total Money Market $24,768,483.13 $25,074,485.87 $0.00 $27,41017
Total Cash, Money Funds, and Bank Deposits 124,768,483.13 $26,074,486.87 $0.00 $27,411147
Adjusted Unrealized Partied Estimated Estimated
Date Acquired Quantity Lind Cod Cod Bash Market Price Markel Value Gain/ Loss Shred Annual Income Yield
Fixed Income 16 .0 0% of Portfolio (In Mature), Date Sequence)
Corporate Bonds
IPAYM ENT INC GTO SR NT Security Identifier: 46262EAE5
10250% 05115118 BIE DTD 11115111
CALLABLE 08130116 9 102.563 Moody Rating CAA3 SS P
Rating CCC
10102112 '.12.18 500,000.000 952300 176.117 91 100 0000 500.000.00 23.852 06 2,27778 51.250 00 1025%
Original Cost Ban: 5445.000 00
PM ORGAN CHASE & CO DEP SIM REPSTG Security Identifier: 4602SHHAI
WIDTH PFD SER 1 MED TO FLTG RT BD
7.900% 01129149 WE DTD 01123108 Moody Rating BAA3 S
P Rating BBB-
05110/11 '.12.13 3.000.000.000 111.2650 3,337,958.33 102.2500 3.067.500 00 -270 458.33 19.750 00 237 000 00 7.72%
Original Cost Batas: 53.337.958.33
Page 3 of 10
04.09e8:9C6F, : Mint, Well A TF c co F u A nt Z N E u m R b L e S r T . N4G-024943 Go paperless R D Lv A s e L d r O y A Y to R e c a M e r l U W le D r o i l o , C 2 O 0 M 07 M UNCATIONS •—•-fogau
6(e) N F I DAENTIAL ex.:owner SDN Y_GM_0004 8289
TUO
CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. OB-SDNY-0011113
EFrA_00 158898
EFTA01290926

Portfolio Holdings
(continued)
Adjusted Unrealized Accrued Estimated Estimated
Date Acquired Ouantity Uoit Cost Cod Basis Market Pria Market Volta Gain, Loss Interest Annual Income Yield
Fixed Income (continued)
Corporate Bonds (continued)
BANK AM ER CORP PERP NON CON ULATIVE DEP Staidly Identifier: 060505076
PS MED TO FLOAT 8.125% 04130158 WE
DM 0413W08 CALLABLE 05/15118 Moody Rating BA2 SE P
Rating BB•
05110/11 %OM 3,000,000.000 112.9870 3,389,620.83 101.0000 3,030.000 00 459,620,83 10,833.33 243,750.00 8.04%
Original Cost Basic $3,389,620.83
Total Corporate Bonds 17,203,727.10 56,597,500.00 -008,227.10 632,881.11 $532,000.00
6,500,000.000
Total Fixed Income $7,203,127.10 $6,597,600.00 -$608,227.10 $32,861.11 $532,000.00
6,500,000.000
Unrealized Estimated Estimated
Date Acquired Quality Wilt Col Cost Buis Market Price Market Value Gain! Loss Animal Income Yield
Equities 16.00% of Portfolio
Preferred Sods (Listed by expiration date)
CMGROUP INC DEP PS REPSTG 111000TH Security Identifier: C PRK
PFD SER K DIV 6.875% PERPETUAL MATY CUSP. 172967341
PERPETUAL CALL 11/15/23025.00
Dividend Option: Cash
02103/14 79,000.000 25.3090 1,999,418.90 27.8100 2,196,990.00 197,571.10 135,781.25 6.18%
CMGROUP INC DEP SRS REPSTG 111000 Staidly Identifier: C PRC
PM SER C DIV 5.8% PERPETUAL M ATV CUSP 172967355
PERPETUAL CALL 04/22/18025.00
Dividend Option: Cash
10/28/14 19,033.000 24.0810 1,180,739.16 26.1000 1,279,761.30 99,022.14 71,097.85 5.55%
10/29114 150,967.000 24.3130 3,670,430.48 26.1000 3,940.23810 269,80822 218,902.15 5.55%
Total Covered 200,000.000 4,851,169.64 5,220,000.00 368,830.36 290,000.00
Total 200,000.000 $4,851,169.64 $5,220,000.00 $368,830.38 $290,000.00
Total Preferred Stocks $6,850,688.54 $7,416,990.00 6516,401.16 $425,781.25
Total Equities $6,850,566.54 $7,416,090.00 $568,401.48 $425,781.25
Page 4 of 10
MIAN I A T c F c E o F u A nt Z K E u W m D C er. O N4G-N02494 F3 I D G AE o p N ape T rle 1 ss A L D R r L x v a Ae e te s r U y d u M V E rt x o .r c Ra n e eA l W l rT e E n o D t o , C 2 O 0 M 07 M UNICATIONS =CZ. ....7:•....3=1"=.,
Spa Y_Gd_000413290
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011114
EFTA_00158899
EFTA01290927

Deutsche Asset
& Wealth Management
Gnaw< Rant Pnwall• *man PAP•agenent
weans Coon.,
ofttscry sank saloon "ic
mn.v.4 onto
PO &a 1776. Ballimore. MD 21203 III Pan Annet Ikh I ber
Neve RA nr 10114
02004.7140. MAI 774.4,91,
Statement Period: 05101/2016 - 05/31/2016
Portfolio Holdings
(continued)
Unrealized Estimated Estimated
Dale Acquired Quantity Ualt Cod Cod Basis Market Price Markel Value Gain/ Loss Annual Income Yield
Mutual Funds 5.00% of Portfolio
P MORGAN FLOATING RATE INCOME FUND Security Identifier: JPHSX
SELECT SNARES CL SIR 481211510
Open End Fund
Dividend Option: Reinvest: Capita Gains Option: Reinvest
01122/13 t3 198,216.058 10 0900 2,000,000.00 9.2600 1,835,180.67 -161.519.33 81,241.82 4.58%
02101113 '.3 630.057 10 0670 6.342.92 9.2600 5.834.33 -50t59 267.77 4.58%
03101113 '.3 711.578 10.0600 7,158.48 9.2600 6,589.21 -569.27 302.42 4.58%
04101113'.3 789.547 10.1100 7.982.33 9.2600 7.311.21 471.12 335.56 4.58%
05101113'.3 751.550 10.1300 7,613.21 9.2600 6,959.36 453.85 319.41 4.58%
06103113'.3 757.360 10.0900 7,641.77 9.2600 7,013.14 -828.63 321.88 4.58%
07101113'.3 668.131 9.9700 6,661.27 9.2600 6,186.90 -474.37 283.96 4.58%
08101113'.3 704.609 10.0600 7,088.37 9.2800 6.52419 -583.68 299.46 4.58%
09103113'.3 709.175 10.0300 7,113.03 9.2600 6.566.96 -546.07 301.40 4.58%
10101113'.3 712.100 10.0240 7,137.85 9.2600 6.59495 -543.80 302.64 4.58%
Total Noncovered 204,660.163 2,064,739.23 1,695,060.52 469,67631 16,976.32
Reinvestments to 25,004.260 9.6920 242,351.93 9.2800 231.53944 -10,812.49 10.626.80 4.58%
Date
Total Covered 26,001.260 212,361.93 231,639.44 40,612.19 10,826.60
Total 229,654.423 $2,307,091.16 $2,126,599.96 4180,491.20 $97,603.12
Total II utual Funds $2,307,091.16 52,126,599.96 4180,491.20 $97,603.12
Unrealized Ana ued Estimated
Cod Basis Market Value Gain! Loss Interest Annual Income
Total Portfolio Holdings 541,435,892.47 541,216,575.63 4220,316.84 532,861.11 51,082,10484
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally nd subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended CRC') (incorporating
amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.' under the new cost basis reporting rules. and marked or denoted as such.
Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retrement.
US taxpayers securities which have been acquired on or after their 'appficabk date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943
for the applicable tax year in which the security is disposed.
Page 5 off0
ll0A2 1011 A T c F c E o F u A nt Z N E u T m C R b G e S r T . ON4G-N02494 F3 I D G AE o p N ape T rle 1 ss A L I ( r0 t v x o A e a t L e r cB y d uA v t rR o t « r c R . a e eA ll 5 rT e . 1 E r4 " D 0 . C 2 O 0 M 07 M UNICATIONS ritt.t7:—."=.'"0.41..•
SDNY_GM_0004829I
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11115
EFTA_00158900
EFTA01290928

Portfolio Holdings
(continued)
Reporting requirements generally will be phased in over a three-year period, as Moms:
• Stock in a corporation acquired on or after January 1.2011
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of food
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums.
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous cheat brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this intonation.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Sum m a ry (All amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Securities Sought 0 00 -7.55168 -7,55168 0 00 49.05822 .39.058.22
Total Securities 10.00 -17,551.68 .$7,551.68 $0.00 -$39,058.22 .$39,058.22
Dividends and Interest 5313,554.22 $0.00 $313,554.22 $545,367.39 -1902.78 1544,464.61
Cash
Withdrawals 000 0.00 0.00 000 -29,000.000.00 -29.000.000 00
Deposits 0 00 0.00 0.00 5.967.954 36 0.00 5.967.954.36
Total Cash 10.00 10.00 10.00 $5,997,954.36 -$29,000,000.00 -$23,032,015.61
Totals 5313,551.22 -$7,551.68 $306,002.51 56,513,321.75 -$29,039,961.00 -$22,526,639.25
Page 6 of 10
401 A T c h c E o h u A nt Z N um ber. N4G-024943 Cio paperless rD R E xA n a e t v L e y sO d t A V m tm R A s e R N l eA l o L rT M a E u D C Z O 0 M 07 M UNICATIONS
SDNY_GM_00048292
E Tera"STONFIDristr unAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011 1 1 6
EFTA_00I58390I
EFTA01290929

Deutsche Asset
& Wealth Management
0tipluto Bag *nn VA•111OAielairowal
Maf•M <Map CoesP
Ditetkhe Gat* StOatt we
Mew Malls
P.O. Bat 1778, Babimore, MO 21203 345 Fat Me" 24611m
Ikreeibrk NY 1004
PH) 044TIM.111.4 >611401%
Statement Period: 05/01/2016 - 05/31/2016
Transactions by Type of Activity
Process/
Settlement
Date Attivn Type Dewi. of Q1131 Price Accrued Interest Amami Carte
Securities Bought and Sold
05127116 REINVEST CASH INCOME ,P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 815.516 .7.551.68 USO
PHU 228838.9070 SH RS Bin PORCH. AT 59.28000 RD 05/25 PD
05121116
Total Securities Bought and Sold - U.S. DOLLARS 0.00 -7,551.88
Dividends and interest
05102116 CASH DIVIDEND RECEIVED ,PM ORGAN CHASE 8 CO OEP SHS REPSTG 1110TH PFD SER 118,500 00 USO
466251441 7.900% 04/29149 WE RD 04129 PD 04/30/16 DIV PAM AT
39.50 3000000
05116116 CASH DIVIDEND RECEIVED BANK AMER CORP PERP NON COMULATIVE DEP SHS FIXED 121,875.00 USO
060505018 TO FLOAT 8.t25% 04130158 WE RD 05/13 PO 05116/16 OW
PAID AT 40.825 3000000
05116116 CASH DIVIDEND RECEIVED 79000 SIRS CITIGROUP INC DEP SFS REPSTG 1/1000114 PFD 33.945 35 USO
C PRK SER K DIV 6.875% PERPETUAL MATY PERPETUAL CALL
11115/2301 25.00 RD 05105 PD 05/16116
05116116 BONO INTEREST RECEIVED 500000 IPAYM a T INC GTO SR NT 10 250% 05115118 DIE 25.625.00 USD
46262EAES DTD 11115111 CLB RD 05113 PD 05115/16
05127116 CASH DIVIDEND RECEIVED .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7,551 68 USO
PHSX 228838.9070 SH RS RD 05125 PD 05127116
05131116 MONEY MARKET FUND DEUTSCHE GOVT CASH 6.057.19 USO
INCOME RECEIVED
233993682
Total Dividends and interest • U.S. DOLLARS 0.00 313,554.22
Total Value of Transactions 0.00 306,002.54 USD
The price and quantity displayed may have been rounded.
Page? of 10
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SDNY_GM_00048293
E
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11117
EFTA 00155902
EFTA01290930

Client Service Information
Your Client Advisor: DAN
DANIEL SAHA
345 PARK AVENUE, 28TH FLOOR
NEW YORK NY 10154.0003
Your Account Information
Tax Lot Default Disposition Method
Default Method lot Mutual Funds FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corn m unications for electronic delivery. To register and turn off paper con m unications, log in to your account or contact your Client Advisor for more inform ation.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolo value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. 1Miere pricing sources are not readily available, estimated prices may be used. Wien the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement. Prior statements wil not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities. including thinly-traded securities. debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and WA will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any tine,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnwripershing.cornibusiness_continuity.htni for specific deans as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
Page 8 of 10
(JOAN ROLL A T c F c E o F u A nt Z N E u m R b er. N4G-02494 F 3 I D rpwaperrleisAs L r R L Dx y A a o t eL e n O d n , A V [ u a R s g tR . e . i A l e S rT a . m E "' D s C 2 O 0 M 07 M UNICATIONS rt. LT= "Is=
SDNY_GM_00048294
TUISTON
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) OB-SDNY-0011118
EFTA_OO I 58903
EFTA01290931

Deutsche Asset
& Wealth Management
Gnaw* Ram ...In W.Y n manapnad
'even I oterar G,p.p
°FAUN 8.7 St00,30
,07,770 000,
PO Bat 1770, Skidmore, MD 21203 Ha Pan Anr..0. loth 000
New 701. 7tt 1004
0 0/ 474.7111.11.417811470
Statement Period: 0510112016 • 0513112016
Important Inform ation and Disclosures (continued)
Reinvestment (contmuel)
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinmatincs previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing Mn. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the tens outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pools is not peimitted without prior written
authorization from Standard & Poor's. Standard F. Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sel securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation 0) orders
for the purchase and sale of securibes and other property and Oil any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (2011413-3333. Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the fast page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. II you have any questions regarding this notice if you would Ike additional copies of the Disclosure Statement, please contact your financial
or
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC6). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
Page 9 of 10
Account Nutm tOier 1146- N0249 4F3 I D Go r n a ane n rle A ss L R tn a . t , e d t acel S le i n ni c l e 2007 o curt —
THE F AZE CALM. RATED COMMUNCATIONS
rxenurker
SON Y_GM_0004 8295
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011119
EFrA_00158904
EFTA01290932

Important Information and Disclosures (continued)
The Role of Pershing (continued)
provides coverage in excess of SIP° limits. For mete aetailec information please visit: www.pershing.comiabout/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includeig unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LIS, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators vAll typically include a minority of arbitrators who were or are affiliated With the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is Ned, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action untit (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 104010
Account Number. N4G-024943 Rated excelleria
Go paperless beery V.A. Slate 2007
11-E FAZE T T
O NFIDAENTIAL
DrxAeLs OaArRtr RaAe rT ED COMMUNCATIONS
SDN Y_GM_0004 8296
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011120
EFrA_00 158905
EFTA01290933

Deutsche Asset
& Wealth Management
Onalsre Ram Pon. Wealth Manip-nent
Pdnie% COng<G,04P
Des-b1h4 My Sew*t r.%
AM OSa lp
P.O. Box 1778, Balamore, MD 21203 341Part ilsomi0.11" I bet
Nem lot nr,Ow
in 4,4,7111.111417.84,91,
Account Number: N40-024943
Statem ent Period: 0410112016 - 04/30/2016
THE HAZE TRUST
UAD 02/09/99
JEFFREY EPSTEIN & Portfolio at a Glance This Period Year-to-Date
DARREN K INDYICE TIMES Beginning Account Value 131,569,107.95 $63,642,992.76
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 5,967,951.36 -23,032,045.64
Adjusted Previous Account Value 10,531,062.31 40,010,947.14
ST THOMAS VI 00802
Dividends, Interest and Other Income 84.43195 230,910.39
Net Chan in Portfolio 91202 37 .125 152 90
ncling Account Value 340 716 704.63 54 0,716,704.63
Accrued Interest $135 208 33
Your Client Advisor: Estimated Annual Income 51.075.712 54
DANIEL SABRA
Asset Summary
Prior Year-End Lad Period This Period % Allocation
I, SD Cash. Money Funds and Bank Deposits 17,641,12112 18,724,295.01 24,768,483.13 60.81% P ease review your allocabon
LSD Fixed Income 8,650,927.86 8,525,372.94 8,572,611.50 21.05% I cer cdcay wth you' Clent Aresor.
LSD Equities 7.390,940 00 7,319,440.00 7.375,610 00 18.11%
Account Total (Pie Chart) 163,847,992.78 134,669,107.96 140,716,704.83 100.00%
See the Asset Summary Drsctosure and Footnotes section for important allormation rep:diva your Asset Summary.
Pays 1 of 10
I 314A11 YOLt B0096586CSF30010 Go paperless et. I D L ta v A e l L ia r O y A y [s R e c a R o , A n S e T I s E M D :e C 2 O 0 M 07 M UNICATIONS
CONF I DAMSITiA rxesturtraCI
SDN Y_GM_0004 8297
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011121
EFTA_00 158906
EFTA01290934

Asset Summary Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
This Period Year-to-Date Unrealized
Short-Term Gain/Loss 0.00 0 00 -91333
Long-Term Gain/Loss 000 0 00 -403 833 18
Net GoIn/Lou 0.00 0.00 -404,746.51
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest will be reported or your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Current Yield: 0.29% Activity Ending: 0/129116
04101116 Opening Balance 23,721295.01 23,124,215.01
01101/16 Withdrawal MONEY FLND REDEMPTION -5,000,000.00 18,724,295.01
04121116 Withdrawal MONEY FLND REDEMPTION -902.78 18,723,392.23
04125116 Deposit MONEY FLA° PURCFASE 72,500.00 18,795,892.23
01/27/16 Deposit MONEY RAO PURCFASE 5,967,951.36 21,763,816.59
01129116 Deposit INCOME REINVEST 4,636.54 24.768,483 13
04129116 Closing Balance $24,768,483.13
Total All Money Market Funds 624,768,483.13
ncome and Expense Summary
DJr renl Period Year-to-0ate
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 72.500 00 0.00 176,945 35 0.00
Money Market 4,636.51 0.00 21,361.28 0.00
Other Dividends 8.206.19 0.00 31,506.51 0.00
Page 2 of 10
t, &net DRAB flat P Ac " c E o F un A t Z K um Der H4G-024943 Go paperless R D b A a ra t L e y B d A • t • R s •• a R • l • A l e S T r i E n il c D l e C 2 O 0 M 07 N IUMCATIONS Zer.t.7.6.7==rt.
SDNY_GM_00018298
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) E Tto N F I DrErriA rxesartraer DB-SDNY-00 11122
EFTA_GO [58907
EFTA01290935

Deutsche Asset
& Wealth Management
()PAM,' eana PnwaleVierkniapmeenait
Natal. ton0.0 4,04)
otautv ML Manes
Mow brk Oat*
P.O. Boa 1770, BaMmore, MD 21203 30 Pan Amm. INh I ber
Am** rtt 1011A
II U) 42I4SIIL OM) 7811429$
Statement Period: 04/01/2016 • 04/30/2016
Income and Expense Summary (continued) Current Period Year-lo-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
Credit Interest 0.00 •902.78 0.00 -902.78
Total Dividends, Interest, Income and Expenses $85,342.73 -$902.70 $231113.17 -$902.78
Portfolio Holdings
Account Activity Opening Closieg Acaued Income 30-Day Current
Opening Date Quantity Number Ending Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 61.00% of Portfolio
Cash Balance -5,000,000.00 0.00
Money Market
DEUTSCHE GOVT CASH INSTL
04101116 24,768,483.130 NfA 04129/16 23,724,295.01 24,768,483.13 182.87 21,361.28 029% 0.29'
Total II one Market 623,724,295.01 $24 TOM 13.13 $162.87 $21,361.26
Total Cash, Money Funds, and Bank Deposits $10,724,295.01 $24,766,413.13 618227 $21,361.28
Adjusted Unrealized Accrued Estimated Estimated
Dale Acquired Quantity Unil Cost Cod Basis Market Price Market Value Gain/ Loss Interest Annual Income Yield
Fixed Income 16 .0 0% of Portfolio (In M ammy Date Sequence)
Corporate Bonds
IPAYM ENT INC GTD SR NT Security Identifier: 46262EAE5
10.250% 05115/18 ENE OTO 11115111
CALLABLE 05/15116 @ 102.563 Moody Rating CM3 S 8 P
Rating CCC
10102112 '.12.13 501000.000 95 0520 475,260.83 98.7500 493,750.00 18,489.17 23,189.58 51,250.00 10.37%
Original Cost Basit 5445.000 00
PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 46625HHA1
1110Th PFD SER I FIXED TO RIG RT 80
7100% 04129149 B/E DTD 04123108 Moody Rating 8M3 S
P Rating BBB-
05110111 ..I2,13 3,000,000.000 111.2650 3,337,958 33 100 5630 3,016,890.00 -321,068.33 0.00 237 000 00 7.85%
anginal Cost Basis 53.337.958 33
Page 3 of 10
Account Kum Der. N4G-024943 Mwwr taotsna
2,:09013e6CSF30 ! OBAS ROU TFE FAZE R Go paperless E Drx v Ae e L r s B y a A V mR A Rs N eA L rT a E c D e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048299
TCu;b N F I D AENT1AL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11123
EFTA_00158908
EFTA01290936

Portfolio Holdings
(continued)
Adjuded Unrealized Accrued Estimated Estimated
Dale Acquired Ousathy Unit Cod Cod Basis Market Pro Markel Value Gainf loss Interest Annual Income Yield
Fixed Income (continued)
Corporate Bonds (continued)
BANK AN ER CORP PERP NON COM ULATIVE Security Identifier: 060505066
PS FIXED TO FLOAT 8.125% 04130158 WE
DID 04130108 CAUABLE 05/15118 Moody Rang BA2 S&P
Rating B8•
05110/11 '.12.13 3,000,000100 112.9870 3,389,620.83 98.2500 2,947,500.00 ,442,120.83 111,718.75 213,750.00 8.26%
Original Cod Basic 53.389.620.83
Total Corporate Bonds $7,202,839.99 $6,456,140.00 .$744,699.99 1135,208.33 $532,000.00
6,500,000.000
Total Fixed Income $7,202,639.99 $6,459,140.00 -6744,699.99 $135,208.33 1532,000.00
6,500,000.000
Usrealized Estimated Estimated
Date Acquired Quantity hit Cod Cod Basis Market Price Market Value GalefLoss Annual Income Yield
Equities 18.00% of Portfolio
Preferred Rods (Listed by expiration date)
CMGROUP INC DEP SHS REPSTG 111000TH Security Identifier: C PRK
PR SER K DIV 6.875% PERPETUAL MATY CUSP: 172967341
PERPETUAL CALL 11/15123025.00
Dividend Option: Cash
02103114 79,000.000 25.3090 1,999,118.90 27.5900 2,171610.00 180,191.10 135,781.25 6.22%
CIDGROUP INC DP SHS REPSTG 1f1000 Security Identifier: C PRC
PFD SER C DIV 5.8% PERPETUAL MATY CUSP. 172967366
PERPETUAL CALL 04122/18025.00
Dividend Option: Cash
10(28114 19.033.000 24.0810 1,180,739.18 25.9800 1,273,877.34 93,138.18 71,097.85 5.58%
10129114 150,967.000 24.3130 3,670,430.48 25.9800 3,922,122.66 251,692.18 218,902.15 5.58%
Total Covered 200,000.000 4,851,169.04 6,196,000.00 344,830.36 290,000.00
Total 200,000.000 $4,651,169.64 $5,196,000.00 $344,630.36 $290,000.00
Total Preferred Stocks $6,850,688.54 $7,376,610.00 $525,021.46 6426,781.25
Total Equities 86,850,688.54 67,376,610.00 $626,021.46 $425,781.25
Page 4 of 10
Account Num Der. 114G-024943 Rat.. Rsalle M
OTTERECSF, OltAll MOLL F I D G A O p E ap N eri T es I s A L rD L xA a cL c i y Ou A O rnR m aRe . A S rT e E no D r C Z O 0 M 07 M UNICATIONS
SDNY_GNI_00048300
FAZE tra"STON
CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) OB-SDNY-0011124
EFTA_00 158909
EFTA01290937

Deutsche Asset
& Wealth Management
0minen Pnwair weaYn aware*
weans Cow-we Gnat,
De.-804 sank settolas
,10,t
P.O. Box 1778, Bahimore, MD 21203 Hann Aierso.160. Mar
Warr Rot 1,tt 10114
020044,910. MAIM O%
Statement Period: 0410112016 • 04/3012016
Portfolio Holdings
(continued)
Unrealized Estimated Estimated
Date Acquired Quantity Vail Cod Cost Basis Market Fro Markel Value Gain/ Lose Annual Income Yield
M utual Funds 5.00% of Portfolio
P MORGAN FLOATING RATE INCOME FUND Security Identifier: PHSX
SELECT SNARES CI,S1P. 481211510
Open End Fund
Dividend Option: Reinvest Capita Gains Option: Reinvest
01122/13 t 3 198,216.056 10 0900 2,000,000.00 9.2100 1,831,518.35 -188,483.65 83,641.17 4.56%
02101113 '.3 630.057 10 0670 6.342.92 9.2400 5,62113 -521.19 265.88 4.56%
03101113 '.3 711.578 10.0600 7,158.48 9.2100 6,574.97 -583.51 300.29 4.56%
04101113 '.3 789.547 10.1100 7,982.33 9.2400 7,205.41 486.92 333.19 4.56%
05/01113 151.550 10.1300 7,613.21 9.2400 6,944.33 4368.88 317.15 4.56%
06103113'.3 157.360 10.0900 7,641.77 9.2100 6,998.01 4343.76 319.81 4.56%
07101113 '.3 688.131 9.9700 6,661.27 9.2400 6,173.54 -487.73 281.95 4.56%
08101113'.3 704.609 10 0600 7,088.37 9.2400 6,510.58 -577.79 297.34 4.56%
09103113'.3 709.175 10 0300 1,113.03 9.2400 6,552.77 -560.26 299.27 4.56%
10101113'.3 712.100 10.0240 7,137.85 9.2400 6,579.81 -558.04 300.51 4.56%
Total Noncovered 204,860.163 2,064,739.23 1,890,967.60 -173,77133 86,36246
Reinvestments to 24,188.744 9.7070 231,800.25 9.2400 223,501.00 .11,29625 10,207.85 4.56%
Date
Total Covered 24,168.744 231,600.26 223,604.00 .11,296.26 10,207.66
Total 228,838.907 32,299,539.48 12,114,471.50 4185,067.98 398,570.01
Total M utual Funds $2,299,539.48 $2,114,471.50 4185,067.98 396,570.01
Unrealized kaued Estimated
Cod Basis Market Value Gain! Loss Interest Annual Income
Total Portfolio Holdings 111,121,151.14 340,716,704.63 -1401,746.51 3135,208.33 11,075,712.51
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generaly nct subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating
amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 20081 and are. therefore, ccosidered"noncovered.- under the new cost basis reporting rules. and marked or denoted as such.
Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as noneetremene
US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Page 5 off0
VItAlt A TI c - c E o F u A nt Z N E u T m ber T . N4G-024943 Go paperless E D M v A a e L u r O y d A Y ( R s e c a M o r n T S e i E n s D e . C 2 O 0 M 07 M UNICATIONS .7=1-,--7..-.-..;="0.4.•
ON FIDAEWNAL rxesturnaer
SDNY_GM_0004830I
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11125
EFTA_00155910
EFTA01290938

Portfolio Holdings (continued)
Reporting requirements generally will be phased in over a three-year period, as blows:
• Stock in a corporation acquired on or after January 1.2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debi Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014.
Cost Basis on fixed income securities may be adjusted for amortization. accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of foed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums.
t The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis intonation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this intonation.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Sum m a ry (All amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Secunties E3ughl 0.00 -8.20619 -8.20619 0.00 -31,506.51 -31.50051
Total Securities 10.00 -9,208.19 -$8,206.19 $0.00 -$31,506.54 -631,508.54
Dividends and Interest $85,342.73 -$902.78 $84,139.95 $231,813.17 -$902.78 $230,910.39
Cash
Withdrawals 0.00 0.00 0.00 0.00 49,000,00000 -29000,000.00
Deposits 5,967,954.36 0.00 5,967,954.36 5,967,954.36 0.00 5.967.954.36
Total Cash $5,967,954.36 $0.00 $5,987,951.36 65,987,951.36 -629,000,000.00 -$23,032,045.64
Totals $6,053,297.09 -$9,108.97 $6,014,118.12 $6,199,767.53 -$29,032,109.32 -$22,832,841.79
Page 6 of 10
Account Numberber N4G-024943 Rated' tscolloni
Oft..1,1 1101.1 ThE F AZE Tri O N F I D G A o E p N ap T erles E s A L E Drx v Ae e Ln r O y u A V rRt a r Ra . Ae U Tr n E t D o C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048302
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011126
EFTA_OO15891 I
EFTA01290939

Deutsche Asset
& Wealth Management
OSMXW Bag Pen wwn mioaratm
/MOM Cants Gfts.
Deetiat II•41•0•INts we
Vadtallie
P.O. Bat 1778, Babimore, MO21203 Mrs* Mee" lith neat
Ikneeterk NY 10144
1/1210441111% (1111011114011$
Statement Period: 04/01/2016 - 04/30/2016
Transactions by Type of Activity
Process/ Trade/
Settlement Transaction
Date Date Activity T D Quiet Price Accrued Interest Amon' Carrel
Securities Bought and Sold
04128116 REINVEST CAST INCOME P MORGAN FLOATING RATE INCOMEFUND SELECT SFAFES 889078 -8.206.19 USD
Pt- SX 227949.8290 SH RS SHRS PLRCH. AT S9 23000 RD 04126 PD
04128116
Total Secarlties Bought and Sold - U.S. DOLLARS 0.00 -8,208.10
Dividends and Interest
04120116 04/19116 CASH DEBIT INTEREST CASH DUE INTEREST FOR 1 DEBIT DAYS AVBAL •902.78 USD
LSE1999997 5000,000.00 RATE 6.50003-31.16 TO 03.31-16
04122116 CASH DIVIDEND RECEIVED 200000 SH RS OTIGROUP INC DEP SI- S REPSTG 111000 FED 72800.00 USD
C PRC SERC DIV 5.8% PERPETUAL MATT PERPETUAL CALL
04122118© 25.00 RD 04111 PD 04/22116
04/28116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOMEFUND SELECT SHARES 8,206.19 USD
.PFSX 227949.8290 SHRS RD 04/26 PD 04128116
04/29116 MONEY MARKET FUND DEL TSCFE GOVT CASH 4,636.54 USO
INCOME RECEIVED
233993682
Total Dividends and Interest - U.S. DOLLARS 0.00 54,439.95
Cash Withdrawals and Deposits
04126/16 FEDERAL FLN DS RECEIVED FSBC BANK USA. NATIO 19886 5.967.954 36 LSO
1., SO999997
Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 5,967,954.36
Total Value of Transactions 0.00 6,044,186.12 USD
The price and quantity displayed may have been rounded.
Cash Not Yet Received
semity Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment
Interest
'PAYMENT INC GTD SR NT 04129116 05/15/16 500.000.000 0.051250 Cash 25,625.00
10.250% 05115/18 WE
Total Cash Not Yet Realved 826,626.00
Page? of 10
+01, A TH cc E o unt Number. N40-024943 Go paperless D R r t x v a Ae e te U r s y d uM V [ r s 'n, . a . Ra . n e A S s rT i E n rig c D i e C 2 O 0 M 07 M UNICATIONS 4,7.7..tr......:1.r.
SDNY_GM_00048303
FAZE TCE O N F I D AENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11127
EFTA 0015591?
EFTA01290940

Client Service information
Your Client Advisor: DM
DANIEL SABBA
345 PARK AMEN LE 26TH FLOOR
NEW YORK NY 10154.0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corn m unicabons for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Qient Advisor for more inform ation.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including shrill positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolo value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are esbmates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnwipershing.cornibusiness_conbnuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, Mckffling the time of execution and the name of the person from
Page 8 of 10
IIKA.1' .01 Acco F un A t Z N umber. N4G-024943 DGroN papeTrlessT A at) F R be a ,,e t A e fy d . , V t , s ae c sc o t l z l S e y r inc ia cp ec 2o'0m07m uNicacieis
F I
SON Y_GM_00048304
E TURLSTON
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011128
EFrA_00 I 58913
EFTA01290941

Deutsche Asset
& Wealth Management
Dram.* Ram 10•410 *mall nManapnad
Pdient% Gto.p
Des-b04 SCI•onel AC.
Mire Vart Mt*
PO. em 1778. Sallimore, MO 21203 14, PIA Moat lkh I ber
New** rtt 1011A
1/1/1454.71119.111517 8•471IS
Statement Period: 0410112016 • 04/3012016
Important Inform ation and Disclosures (continued)
Reinvestment (continued)
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives financial situation. Expiring options which are valuable are exercised automatically pursuant to
o
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poors. Reproducing and distributing any information received from Standard & Poors is not pemitted without prior written
authorization from Standard & Poors. Standard & Poors does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poors is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content. Standard & Poors makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Poors shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts: are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
Cash Not Yet Received
Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and Oil any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
Is employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account. as sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders,- the assessment of the suitability of those transactions, where appkcable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or activity should
be directed to your financial instairbon. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
Page 9 of 10
Account Number. MG-024943 RM441E xcell•
Go paperless (4) 0—vv--54.0.7007
°BAN ROIL TI-E FAZ N F I TA " DA a LG " AR " R a AT ED COMMUNICATIONS
SDNY_GM_00048305
E braigO DEN
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) OB-SDNY-0011129
EFTA_00158914
EFTA01290942

Important Information and Disclosures (continued)
The Role of Pershing (continued)
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vmw.pershing.corniaboutistrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in coud, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their awad, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing US, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 10 of 10
Account Number. N4G-024943 AMA CmollonI1
DGoa pnapTerlIesAs L (Amy VAN SIAM 2007
THE F AZE Trg &r
ONFI
DrxAeMsAtuNrn ReATr 02 COMMUNICATIONS
SDNY_GM_00048306
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-001113O
EFrA_00 I 58915
EFTA01290943

Deutsche Asset
& Wealth Management
Ovviu, Rent *Malin Nana!* nn
10.14ets CovttneC.a.1)
De.cie I. kn. 141,"4.1 M.
« *eh Mc*
P.O. Bat 1778, Skidmore, MO21203 Ha Pant Anna, 10Ik 1S vc,
Piny Rat 1,tt 1011.4
In2)43441Ittni)
Account Number: N4G-024943
Statement Period:031011201$ - 03/31/2016
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYICE TIMES Beginning Account Value $43,392,261.00 $63,642,992.78
6100 RED HOOK QUARTER B3 Net Cash Deposits and Wiihdrawals 1,000,000.00 49100,000.00
Adjusted Previous Account Value 31,392,251.00 34,642,992.1$
ST THOMAS VI 00802
Dividends. Interest and Other Income 13.20117 115,410.44
Net Chan e in Portfolio f 53 652 08 .220 355 27
nding Account Value $34,569,107.95 $34,569,107.95
Accrued Interest SL'L 'icZ 4:
Your Client Advisor: Estrrn aced Annual [noon e 51.070.015 95
DANIEL SABBA
Asset Allocation
Prior Year-End Lad Period This Period % Allocation
SD Cash. Money Funds. and Bank Deposits 47,601,124.92 27,718.811 55 18,724295 01 54.17% Please mew your allocation
LSD Axed Income 8.650,927 86 8.498.359.45 8.525.372 94 24 66% pen:ideally web you, Cbent Advto•
LSD Equities 7.390,940 00 7,175,080.00 7.319.440 00 21.17%
Account Total (Pie Chart) $63,611,192.18 913,392,251.00 931,569,101.95 100.00%
See the Asset Albaton Disclosure and Footnotes section for important informabon regardeg yottAsset Allocation.
Page tent
erless
B009912SCSF3 0024 R be a e te fy d V fa e c e e r l bSarnae . 2007
CONFID A rDxAoLt BuArRn sReArT ED COMMUNCAT.0.6
SDNY_GM_00048307
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011131
EFTA_00158916
EFTA01290944

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds
Summary of Gains and Losses
Realized
This Period Year.to•Date Unrealized
St ort.Term GaintLoss 0.00 0.00 -2,66711
Long•Term Gainfloss 0.00 0.00 .196,103.8A
Net Gain/ Lou 0.00 0.00 ,199,071.30
This summary excludes transactions where cost basis infwmation is not available.
For Your Information
The European Central Bank (the ICE) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest vAll be reported on your Forms 1099 and/or 1012S. These rates are subject to change in response to market changes, and we may. in the future and based on ow normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Num ben 0000001492 Current Yield 0.27% Activity Ending: 03131/16
03/01116 Opening Balance 27,118,811.55 27,718,811.55
03102116 Withdrawal MONEY FLO REDEMPTION -1,000,000.00 23,718,811.55
03131/16 Deposit INCOME REIN VEST 5,483.16 23.721.295.01
03131116 Closing Balance $23,721,295.01
Total All Money Market Funds 623,721,295.01
Income and Expense Summary
trent Period Year-to-Dale
Taxable Noe Taxable Taxable Noe Taxable
Dividend Income
Equities 000 0.00 106,115.35 0.00
Money Market 5.483.46 0.00 16,721.71 0.00
Other Dividends 7.721.41 0.00 23,300.35 0.00
Total Dividends, Interest, Income and Expenses 313,204.87 30.00 3116,470.14 30.00
Page 2 of 11
DOAN Roll A M c E co F u A nt Z K E u T m uberr. ON4G-0N2494F3 I ID (so E pa N per T les I s A L R E rDxA v a c e L t l a r Bu , . A V r t Rn a o a sR w e l A ' l S e Tr i f E n a i D t e C 2 O 0 M 07 M UNICATIONS =.1.:==..rtr".•1
SMICGM_00018308
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011132
EFrA_00 I 58917
EFTA01290945

Deutsche Asset
& Wealth Management
Oeuiv.v Ram Pr.,. Wealth Manarrat
Minets ConmarGro‘P
Otoutm lam Sewnes sc.
P.O. Box irte, &demote. MD 21203 Ma Pa li r r t e M b o e w t P . M ik k * I to
Fn. wet AY 10154
Cl" VA.7.18. 7µ4V111
Statement Period: 03/01/2016 - 03/31/2016
Portfolio Holdings
Acco.,-1 Activity Opening BOaciiisninceg Accrued Income Current
Opening Date Quantity 'lumber Estill; Balance Income This Year Yield Yield
Cash, M oney Funds, and Bank Deposits 5/.00% of Portfolio
Cash Balance 0.00 -5.000,000.00
Money Market
DEUTSCHE GOVT CASH INSTL
03101116 23,724,295.010 0000001492 03(31116 27,718,811.55 23,724,295.01 0.00 16,724.74 0.27% 0.27%
Total M oney Market $27 718 611.55 $23 724 295.01 $0.00 $16 724.74
Total Cash, Money Funds, and Bank Deposits $27,7111,111.$$ $16,124,295.01 $0.00 $16,724.74
Adjusted Unrealized Awned Estimated Estimated
Date Acquired Quantity tiait Cod Cod Basis Market Price Markel Value Gain!Loss Interest Annual Mono Yield
Fixed Income 19 .0 0% of Portfolio On Heiutity Dare Sequence)
Corporate Bonds
IPAYMENT INC GTO SR NT Security Identifier: 4$2032EAU
10.250% 05115/18 B/E DTD 11/15/11
CALLABLE 04130116 g 105.125 Moody Rating CM3 S 8 P
Rating CCC
10102112'.12,13 500,000.000 94.8770 171,383.25 98.7500 193,750.00 19,366.75 19,361.11 51,250,00 10.37%
Onginal Cost Bast 5115.000.00
PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 46625HHAt
1/10TH MD SER 1 FIXED TO FLTG RT BO
7.900% 0029/49 B/E DM 04/23/08 Moody Rating BAA3 S
8 P Ibling 000-
05110111'.12d3 3,000,000.000 111.2650 3,337.958 33 100.0000 3,000,000.00 437.958.33 98,750.00 237.000.00 7.90%
Original Cost Bass, 53.337.958.33
BANK AMER CORP PERP NON COM ULATIVE DEP Security Identifier: 060505DT8
SFS FIXED TO FLOAT 8.125% 0/130758 B/E
DTD 04/30/08 CALLABLE 05/15/18 Moody Rating BA? S8 P
Rating Bps
05/10/11 '.12.13 3,000,000.000 112.9870 3,389.620 83 98.5000 2,955,000.00 .434.620.83 92,083.33 243,750.00 8.24%
Page 3 of 11
Account Num ber. Nr10-021943 Rated tacelbroll
(MAN 1 THE D(.44r3 piaspmerlesAs L rD (v eA e Ln r B y a A 'Y Rm e R a e r A S T. i E nc D e C 2 O 0 M 07 M UNCATIONS
SON Y_GM_0004 8309
FAZE Tm-sr° N F I
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011133
EFTA_0015 8918
EFTA01290946

Portfolio Holdings (continued)
Adjusted Unrealized Accrued Estimated Estimated
Date Acquired Oua@thy Uait Cod Cod Bids Market Price Markel Valve Gala( Loss Interest Annual Income Yield
Fixed Income (conunued)
Corporate Bonds (continued)
BANK AM ER CORP PERP NON COM ULADVE DEP (continued)
Original Cost Basis: $3.389,620.83
Total Corporate Bonds 67,201,982.41 $6,448,750.00 -6763,212.41 5310,194.44 $532,000.00
6,500,000.000
Total Fixed Income $7,201,962.41 $6,148,750.00 -6753,212.11 $210,194.44 $532,000.00
6,500,000.000
Unalked Estimated Estimated
Date Acquired Onantity Unit Cost Cost Basis Market Price Markel Value Gals: Loss Annual Income Yield
Equities 21.00% of Portfolio
Preferred Stocks (listed by expiration date)
CITIGROUP INC DEP SHS REPSTG 1/1000TH Security Identifier: C PRK
PFD SER K DIV 6.875% PERPETUAL MATT CUSP:172967341
PERPETUAL CALL 11/15/230 25.00
Dividend Option: Cash
003/11 79,000.000 25.3090 1,999,418.90 27.3600 2,181,140.00 162,021.10 135,781.25 6.28%
CITIGROUP INC DEP SHS REPSTG 111000 Security Identifier: C PRC
PFD SER C DIV 5.8% PERPETUAL MAU CUSP: 172967366
PERPETUAL CALL 04/22/18025.00
Dividend Option: Cash
10128114 49.033.000 24.0810 1,180,739.16 25.7900 1,264,561.07 83,821.91 71,097.85 5.62%
10129/14 150,967.000 24.3130 3,670,430.48 25.7900 3,893,438.93 223,008.45 218,902.15 5.62%
Total Covered 200,000.000 1,851,189.64 5,151,000.00 306,830.36 290,000.00
Total 200,000.000 $1,851,169.84 $5,156,000.00 $308,830.36 $290,000.00
Total Preferred Stocks $6 850 588.54 67 319 410.00 3468,851.18 3125,181.25
Total Equities $6,850,588.54 $7,319,440.00 $468,851.46 $125,781.25
Uarealized Estimated Estimated
Date Acquired Quantity Unit Cod Cost Basis Market Price Markel Valle Galaf Loss Annual Income Yield
Mutual Funds 6.00% of Portfolio
M ORGAN FLOATING RATE INCOME FUND Security Identifier:11SX
SELECT SNARES CUSP: 481211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
01122113 '.3 198,216.056 10.0900 2,000,000.00 9.1100 1,805,748.26 -194,251.71 83,052.52 4.59%
02/01113'.' 630.057 10 0670 8.342.92 9 1100 5.739.63 -603.01 283.00 4.59%
03101/13 '.3 711.578 10.0600 7,156.48 9.1100 6,182.17 -876.01 298.15 4.59%
04/01/13'.3 789.547 10.1100 7,962.33 9 1100 7,19216 •789.55 330.82 4.59%
05/01/13 '.3 751.550 10.1300 7,613.21 9.1100 6.816.63 -766.58 314.00 4.59%
Page 4 or 11
BP0'912SrSF. 00..0 Rea Account Nu t mb O er: N10.0 N 2494 F 3 I D G a o E pa l p S ed M ess A L R E Drx v A a e e t L e n nB d t u A Y f r . R x . r c R aR e eA . ll W e Tr r E i o g S o i s , C 2 O 0 M 07 M UNCATIONS
SDNY_GM_00048310
CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) NAZE OB-SDNY-0011134
EFrA_00 I 58919
EFTA01290947

Deutsche Asset
& Wealth Management
Deasnellana Pnwiln wean PInernalt
Na tins f wrap Gw..•
Otel$1114 Sank Stivrisc
Mow ifert 00a,
PO Boa 1776, Palmate, MO21203 SO Pan Ammo. Mv.
New*** 10. IOVA
(m/454J814. MIS) >SSC%
Statement Period: 03/01/2016 - 03/31/2016
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Ode Acquired Quantity Unit Cod Cost Basis Market Price Market Value Gain/ Lose Annual Income Yield
Mutual Funds (continued)
P II ORGAN FLOATING RATE INCOME FUND (continued)
06103113 757.360 10 0900 7,641.77 9.1100 6.899.56 .742.21 317.33 4.59%
'.'
07101113 ',3 668.131 9.9700 6.661.27 9.1100 6.086.66 -574.61 279.95 4.59%
0/101113 '.3 704.609 10 0600 7,088.37 9.1100 4418.99 469.38 295.23 4.59%
09103113 709.175 10 0300 7,113.03 9.1100 6,460.58 452.45 297.14 4.59%
'.3
10101113 '.3 112.100 10 0210 7,137.85 9.1100 6.487.22 450.63 298.37 4.59%
Total Noncovered 201,060.163 2,061,139.23 1,564,362.98 400,376.25 86,748.40
Reinvestments to 23,299.666 9.7250 226,594.06 9.1100 212,259.96 44,334.10 9,762.57 4.59%
Date
Total Covered 23,299166 226 691.06 212,259.96 .14,334.10 9,762.57
Total 227,949.829 $2 291 333.29 22 070 022.94 -3214,710.36 395,510.97
Total Mutual Funds $2,291,333.29 22,076,822.94 4214,710.36 295,510.97
Unrealized /cued Estimated
Cod Basis Markel Valle Gain/ Loss Interest Annual Income
Total Portfolio Holdings $35,066,179.25 $31,569,107.96 .6499,071 30 $210,194.44 $1,070,016.96
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating
amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, ccosidered"noncovered." under the new cost basis reporting rules, and marked or denoted as such.
Al other securities in this section are securities *filch are 'covered under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retiement,
US taxpayers securities which have been acquired on or after their 'applicable datelsr at which they are subject to the cost basis receding rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on after January 1, 2011
or
• Mutual funds and dividend reinvestment plan IDRP) shares acquired on after January 1, 2012
or
• °pions and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected unti
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoking foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
Page 5 of 11
Account Num Der N4G-024943 /toted Excellent,
00..0 ROLL ThE FAZ Go paperless r E Cx v A e eL r r O y i Au V S o m a R r eA S rT a E c D o C 2 O 0 m 0 f 7 A LPOCPCOONS
SDNCGM_00048311
E TCO N F I DriTriAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011135
EFIA_0015 8920
EFTA01290948

Portfolio Holdings (continued)
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this intonation.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering fern or transfening agent and Pershing makes no representation as to the accuracy of this information.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at 31 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual hind or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit products disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Please be advised that Deutsche Investment Management Americas Inc. wal be liquidating the NY Tax Free Money Fund and Tax Free Money Fund Investment (the 'NY Tax Free Funds') and the Tax-Exempt
California Money Market Fund on or about April 8, 2016 and as such the NY Tax Free Funds and the Tax-Exempt California Money Market Fund wit no longer be available as money market hinds in the DBSI
cash sweep program (the 'Sweep Program').
What this means for you:
If you are currently invested in the NY Tax Free Funds or the Tax-Exempt California Money Market Fund. your entire position in the applicable NY Tax Free Funds and Tax-Exempt California Money Market Fund
will be automatically redeemed and the proceeds will remain as cash balances in your brokerage account. For more information about your available cash sweep options and to select a new cash sweep option
you must contact your Client Advisor.
If you are not currently invested in the NY Tax Free Funds or the Tax-Exempt California Money Market Fund, then this change will not affect the existing sweep for your cash balances and you do not need to
contact your Client Advisor.
For more information on the cash sweep options available to you in the Sweep Program, please visit our website at IttyrNowtwealth.deutscheawm.comfamericasienfeashSweep0ptions.html and click on 'Cash
Sweep Options'.
Activity Sum m ary(Ntamounts shown are in base currency)
Credits This Period Debits This Period Net Ibis Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Sec.mes Eought 0.00 -7,721.41 •7,72141 0.00 •23.300.35 -23.300.35
Total Securities 90.00 47,721.41 -$7,121.41 $O0 -$23,300.35 -S23,300.35
Dividends and Interest 313,204.67 30.00 $13,204.67 3146,470.44 $0.00 8146,470.44
Cash
A theta:gals 0.00 -9,000,000.00 .9,000000.00 0.00 -29000.00000 -29.000,000 00
Total Cash $0.00 -39,000,000.00 -$9,000,000.00 900 -929,000,000.00 -929,000,000.00
Totals $13,204.87 -$9,007,721.41 -$8,994,518.54 3146,470.44 -929,023,300.35 -928,876,829.91
Page 6 Oil
Were ROIL A T c h c E o F u A nt Z N E u T m R b L e S r T . O N4G- 0N2494 F3 I DAE p N ape T rle 1 ss A L R E r0xA v a e e L te s r O y d u A V e rRt a . r A c Ra o . eA l L le Tr a r E i c e O e C 2 O 0 M 0 M 7 UNECATIONS =
SDNY_GM_00048312
U
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011136
EFTA_00158921
EFTA01290949

Deutsche Asset
& Wealth Management
Dean Beta Prmalr wean Paptagenan
Margin tonne 6,0.1)
DerbON SteteNes +gc.
Now *A 011t•
PO Cul 1778, 11•11imore. MD 21203 HS Put Ammok 260. I ter
Rs** NY 1011.4
170) 49147/IIL (SW 78114,9S
Statement Period: 03/0112016 • 03131/2016
Transactions by Type of Activity
Process/
Settlement
Date Adivit T Dee:dodos Ouantit Price Accrued Inbred Amos, Cynic'
Securities Bought and Sold
03130116 REINVEST CASF INCOME PM0FtGAN FLOATING RATE INCOM E FUND SELECT SFAFIS 849 440 .7.721.41 USD
.FF SY 227100.3890 SHRS SHRS PURCH. AT $9.09000 RD 03128 PD
03130116
Total Securities Bought and Sold - U.S. DOLLARS 0.00 -7,721.41
Dividends and Interest
03130116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7,721.41 USD
PH SX 227100.3890 SHRS RD 03128 PD 03130116
03/31116 MONEY MARKET FUND DEUTSCHEGOUT CASI1 5.483A6 USD
INCOME RECEIVED
233993682
Total Dividends and Interest - U.S. DOLLARS 0.00 13,204.87
Cash Withdrawals and Deposits
03102f 16 CUSTOMER AUTHORIZED TRANS TO NIG-023804 -4,000,00000 USD
TRANSFER
LiSD999997
03131(16 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -5.000.00000 USD
LS0999997
Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 4,000,000.00
Total Value of Transactions 0.00 -0,994,518.54 USD
The price and quantity displayed may have been rounded.
Client Service Inform ation
Your Client Advisor: DM
DANIEL SABBA
345 PARK AVENUE, 26TH FLOOR
NEW YORK NY 10154.0003
Page? Ott
:099125CSF3r)::‘ OBAR ROLL Acc E o F u A nt Z N E u T Um R ' b s er r . N4G-0 N 2494 F 3 I D G r o piaspecrlersisA L r K D L x . A . o . e . w L m rN y u a A V r tw tllr a a a R l l e , A l S e rT r a E 4 x D e C 2 O 0 M 07 M UNCATIONS
SDNY_Gf..4_00048313
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11137
EFTA_00155922
EFTA01290950

Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FIRST It. FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Flan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account com m unicafions for electronic delivery. To register and turn off paper tom m unications, log in to your account or contact your Oient Advisor for more inform ation.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market prices. unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Where pricing sources are not readily available. estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset the current price will purge and N/A will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EA!) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic. political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates. and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnimpershing.cormbusiness_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You coil
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Page 8 of 11
Account Number. N46-024943 GO Rated tnellordi
077.7 QM TFE FAZE
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SDNY_GM_00048314
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011138
EFTA_00158923
EFTA01290951

Deutsche Asset
& Wealth Management
Oralsre RIM Ponli, "Mall n Mamie-wan
Pant% COetrar
Dettfam Se4Vri AC
Mc*
PO 110 1778. BaIhmore. MO 2t203 Hann Ammo. MTh I bgr
New len Tv 10114
01114,4411114.Ins)774.4,91,
Statement Period: 03/0112016 • 0313112016
Important Inform ation and Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not pennitted without prior written
authorization from Standard 8 Pools. Standard 8 Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard 8 Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content Standard 8 Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard 8 Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or see securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities
ciders; the assessment of the suitat4ity of those transactions, where applicable the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. AI other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit www.pershing.corniabouffstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Page 9 of ti
()BAB /1011 A TH cc E o F u A nt Z N E u T mber. N4G-024943 DGor paapenrleAss L E k C n v A . e L r B y A V ta T o c R n e A lk S T i O n E S i D O , C 2 O 0 s 0 v 7 o nfroCalsOnS =Jr Jr.....?.="0..D.irs=
F I exemmer
SDNY_GM_00048315
tl,.O N
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011139
EFIA_00158924
EFTA01290952

Important Information and Disclosures (continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other ri court. including the right to a trial by pry. except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and ether discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing Lie shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied, (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 10 of 11
Account Kum Mr. N4G-024943 Go paperless R (v a e te ry d v tf « fs . i dslein ncil e =riot
Th E FAZ DrxAeLsBuAsRn RaAeTr ED COMMUNICATIONS
SDNY_GM_00048316
E TerlsrO N F I DriTriA
CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) O13-SDNY-OO1114O
EFrA_00I 58925
EFTA01290953

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR RS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL, SHALL REMAIN AVAILABLE UPON REQUEST
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER LS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIQOIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING.COMADISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NHS -
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Page11011
Account Kum Der. N4G-024943 (bO paperless Rated v ta - ce 9 ik - in 2 t 007 "rid=
nw VOlit TFE FAZE TRLST r ty x - eL y iBr Aultr RATED COMMUNICATIONS int woe
ONF orNeT IA LL' F
SDNY_GM_00048317
CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) CS-SDNY-0011141
EFrA_00158926
EFTA01290954

Deutsche Asset
& Wealth Management
Gnaw< Rana Prmair Wean lAymienan
Pdatert$ O•Mage
Des-b1h4 Settoles
lire 44 Ont•
PO 1776. Balomore MD 21203 HI Pan A . Ita I bet
New** Mt 1011.4
inn 04.21/0. MSS) 78114:.11
Account Number: NAIG -024943
Statement Period: 02/01/2016 -02/29/2016
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYKE TTEES Beginning Account Value 343,479,166.14 363,641,992.78
6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 0 00 -20.000.000.00
ST THOMAS VI 00802 Adjusted Previous Account Value 43,479,18611 13,611,992.18
Dividends. Interest and Other Income 47.766 80 133.265,57
het Chan e in Porlfolia -134.68194 .3111 007 15
ncling Account Value 4 3 3 9 2 2 5 1 0 0 $43,392,251.00
Accrued Interest $163.563 90
Your Client Advisor: Estrm sled Annual Income 31.063.950 49
CAMEL SABBA
Asset Allocation
Prior Year-End List Period This Period %Allocation
LSD Cash. Money Funds. and Bank Deposals 47.601.121.92 27,679,187.17 27,718,811.55 63.88% Please review your allocation
DSO Axed Income 8.650.927 86 8.593.848.97 8.498.359 45 19.58% penodicalty win your Client Adve,o•
LSD Equities 7,390.940 00 7.206.130.00 7,175.080 00 16 54%
Account Total (Pie Chart) 363,812,992.16 313,179,166.11 843,392,251.00 100.00%
See the Asset Albcabon Disclosure and Footnotes secton for enportant informaton ragas:log your Asset Alai:aeon.
Page 1&9
Rated excelbra
tint, &It 'I (1.O PaPerless 4)
CONFIDENTIAL - "a"'"R
SDNY_GM_00048318
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011142
EFTA_00 158927
EFTA01290955

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds
Summary of Gains and Losses
Realized
This Period Year•to•Date Unrealized
Short-Term Gain/Lon 0.00 0.00 •5.64594
Long-Term Gain/Loss 0.00 0 00 -656.209.27
Net Gain( Lou 0.00 0.00 -681,866.21
This summary excludes transactions where cost basis intimation is not available.
For Your Information
The European Central Bank (the •ECIfl and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest Mil be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Dewiption Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Number: 0000001492 Current Yield 0.26% Activity Ending: 02129116
01130116 Opening Balance 27,679,187.17 27,679,187.17
02/17116 Deposit MONEY FUND PURCHASE 33,915.3$ 27,713,132.52
02129116 Deposit INCOME REINVEST 5.679.03 27,718,811.55
02129,16 Closing Balance $27 718 811.66
Total All Money Market Funds $27,718,811.56
Income and Expense Summary
Dutton Period Year-to-Dale
Taxable Nos Taxable Taxable Non Taxable
Dividend Income
Equities 33,915.35 0.00 108,445.35 0.00
Money Market 5,679.03 0.00 11,211.28 0.00
Other Dividends 8,142.42 0.00 15,578.91 0.00
Total Dividends, Interest, Income and Expenses $47,710.80 $0.00 $133,205.57 $0.00
Page 2 of 9
Account Kum ber N4G-024943 Go paperless e t ". Rated tacelhingi -arettro.====" 4=
Oent, TFE FAZE T AnTriA ( 0 v A e L r B y A Y Rm e R a e r A S rT i E nc D e 0 2 0 0 M 0 M 7 UNICATIONS
SDNY_GM_00048319
tONFID rxem
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011143
EFIA_00 I 58928
EFTA01290956

Deutsche Asset
& Wealth Management
Gnaw.< Ram Pnwale wean stwienan
wrens CodrageGw.•
De.iscry kr* Sectonet Lac
Mee *A Mao
PO OcY. 1778. Ballimore, MD 21203 Hann Asirra0. Ita I ter
Nem we\ hY 10114
IMPI:44414. (SW 7/44,91,
Statement Period: 02/0112016 • 02129/2016
Portfolio Holdings
Account Adivity Opening Closing Awned Income 35.Day Current
Opening Date Quantity Number Ending Balance Balance Income Ns Tear Yield Yield
Cash, Money Funds, and Bank Deposits 64.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH MTh
01130116 27,718,811.550 0000001/92 02129116 27,679,187.17 27318,811.55 0.00 11,211.28 0.26% 0.26%
Total Money Market 587,679,187.17 $27,718,811.65 30.00 611,141.28
Total Cash, Money Funds, and Bank Deposits 521,619,181.17 827,711,811.55 80.00 611,241.28
Adjusted Unrealized Awned Estimated Estimated
Date Acquired Quantity Veil Cod Cost Basis Market Price Market Value Gain/ Loss Interest Annual Income Yield
Fixed Income 15.00% of Portfolio (In Maturity Date Sequence)
Corporate Bonds
IPAYM ENT INC GTD SR NT Security Identifier: 46262EAE5
10.250% 05/15/18 B/E DTD 11/15/11
CALLABLE03/02ln fa 105.125 Moody Rating CAA3 S&P
Rating CCC
10102112 '.12.13 500,000.000 94.7030 473.515.08 98.7500 493 750 00 20,234.92 14,805.56 51 250 00 10 37%
0 nginal Cost Basis: 5445.000.00
FM ORGAN CHASE & CO DEP MS REPSTG Security Identifier: 46625HHAt
1110Th PFD SER 1 FIXED TO FUG RT 80
7.900% 04129149 B/E DTD 04/23/08 Moody Rating BAA3 S
P Rating 88B-
05/10/11 3,000,000.000 111.2650 3,337,958.33 99.7500 2,992,500.00 ,315,158.33 78,311.67 237 000 00 7.91%
Ofiginal Cost Basis: 53.337.95833
BANK AMER CORP PERP NON COM ULATIVE DEP Security Identifier: 060505DT8
SFS FIXED TO FLOAT 8.125% 04130158 B/E
DTD 04/30/08 CALLABLE 05/15/18 Moody Rating 8A2 St P
Rating 00.
05110111 '.12.12 3.000,000.000 112.9870 3,389.620 83 100 0000 3,000,000 00 -389 620.83 70,416 67 243 750 00 8.12%
Original Cost Basis: S3.389.620.83
Total Corporate Bonds $1,201,084.24 $6,486,250.00 -5711,841.24 8163,563.90 $532,000.00
6,500,000.000
Total Fixed Income $1,201,094.24 66,188,250.00 -6714,544.21 $163,563.90 $532,000.00
8,500,000.000
Page 3 of 9
L
Account Number. N4G-021913 Rated Coroner.
V,:100518CSFM,I: UFA!, 4011 ThE FAZE R DGor paaperlresks D (v A e L r B y A V R a R . A L T a E c D e C 2 O 0 M 07 M UNCA TIONS
rxartmser
SDNY_Gf..4_00048320
TCu;TO N F I
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11144
EFTA_00158929
EFTA01290957

Portfolio Holdings (continued)
Unrealized Estimated Estimated
Cale Awdred °oaetity Uait Cod Cod Basis Market Price Markel Value bald Loss Annual Income Yield
Equities 16 .0 0% of Portfolio
Preferred Stocks (Listed by expiration dale)
CITIGROUP INC DEP SKS REPSTG 1/1000TH Security Identifier: C PRK
PFO SER K DIV 6.875% PERPETUAL MATY CUSP: 172967341
PERPETUAL CALL 111151230 25.00
Dividend Option: Cash
02/03114 79.000.000 25.3090 1.999.418.90 26.5200 2,095,080.00 95,681.10 135,781.25 6.48%
CMGROUP INC DEP SUS REPSTG 111000 Security Identifier: C PRC
PFD SER C CHU 5.8% PERPETUAL MATY CUSP: 172967366
PERPETUAL CALL 04/22/180 25.00
Dividend Option: Cash
10128114 49,033.000 24.0810 1,180,739.16 25.4000 1,245,438.20 64,699.04 71,097.65 5.70%
10129114 150,967.000 24.3130 3,670,430.48 25.4000 3,834,561.80 164,131.32 218,902.15 5.70%
Total Covered 200,000.000 4,851,169.64 5,080,000.00 228,830.36 290,000.00
Total 200,000.000 $4,851,169.84 $5,080,000.00 $228,630.36 $290,000.00
Total Preferred Stocks $8,850,588.54 $7,175,080.00 $324,491.48 8425,761.25
Total Eq uities $8,850,688.54 $7,176,080.00 $324,491.48 0426,781.25
Unedited Estimated Estimated
Date Acquired Quantity Unit Cod Cod Basis Mattel Price Markel Value GaltilLoss Annual Income Yield
Mutual Funds 5.00% of Portfolio
P AI ORGAN FLOATING RATE INCOME FUND Security Identifier PHSX
SELECT SPARES CUSP. 481211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
01122113'.3 198,216.058 10.0900 2,000.000.00 8 8600 1156.194.26 -243.-820550 7542 82,854.31 4.71%
02/01113'.3 630.057 10.0670 6.342.92 8 8600 5.582.30 263.36 4.71%
03101113'.3 111.518 10.0800 7,158.48 8 8600 6,304.58 -853.90 297.44 4.71%
04101113'.3 789.547 10.1100 7,982.33 8 8600 6,995.38 -98695 330.03 4.71%
05101113 '.3 751.550 10.1300 7,613.21 8 8600 6,658.73 -954.48 314.15 4.71%
06103113'•3 757.360 10.0900 7,641.77 8 8600 6,710.20 93157 316.58 4.71%
07101113.'.•33 668.131 9.9700 6,661.27 8 8600 5,919.65 74311562 279.28 4.71%
08101113'.3 704.609 10.0600 7,088.37 8 8600 6.242.83 -845.54 294.53 4/1%
09103113'.3 70t175 10.0300 7,113.03 8 8600 8,283.29 -829.74 296A4 4/1%
10/01113 '.3 712.100 10.0240 7.137.85 8 8600 6.309.21 - 82164 297.66 4.71%
Total Monod dddd 204,850.183 2,004,739.23 1,813,200.43 -251,538.80 85,54318
Reinvestments to 22,450.226 9.7490 218,072.65 8 8600 198.909.02 -19.963.63 9.384.18 4.71%
Date
Total Covered 22,450.228 218 87215 198,909.02 -19,963.63 9,384.18
Total 227,100.389 $2,283,611.86 $2,012,109.45 -$271,502.43 $54,927.118
Total Mutual Funds 02,283,811.88 82,012,109.45 .8271,602.43 194,927.98
Page 4 of 9
Account Number: N464N2494 F3 I DAENTIAL Rated 4M. SL
B0100118CSF30117 ORAN m t THE H AZE It° O Go nanerless Dr I. x .. A . e 0 L 4 s , B y u A Y rRt e r Ra a. Ae S Tr i C nc O e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048321
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011145
EFTA_00 158930
EFTA01290958

Deutsche Asset
& Wealth Management
Onisre Rana PnweWeahn•Apmgenmt
Pdaterts C %Mae GKM)
01.1141* Sink Sette*es
m....pt cot.
PO 88.• 1778. Beware. MO21203 HI Pant A . MOO Wei
N. RA nv 10114
vul 414.711•11. (MI 78/.4,91,
Statement Period: 02/0112016 • 02/2912016
Portfolio Holdings (continued)
Unrealized Accrued Estimated
Cod Bails Market Value Gain/ Lott Interest Annual Income
Total Portfolio Holdings $44,044,108.21 $43,392,251.00 .1681,855.21 $163,583.90 $1,083,950.49
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis repotting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating
amendments enacted by P.L.110•343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such.
Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected unti
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
3 The cost basis of this security has been provided to us by you or your introducing fin and Pershing makes no representation as to the accuracy of this information.
11 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rulelob-10(bX1) C0IAM18310118 are
not sent for purchases into money market mutual funds processed on the sweep platform.
Page 5 of fr
.101 A 11 c - c E o F u A nt Z N E u T m De I r N4G-024943 Go paperless R D ( e v Ax a e b cL r i Bl y d u A v E rRn « x a . R c e eA l S l rT e i C n v O i a C 2 O 0 M 07 M UNCATIONS rt.2...."•70.=2.1-.Zretr.
SDNY_GM_00048322
uONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011146
EFTA_00 I 58931
EFTA01290959

Activity Summary (All amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Sear/Hies
Securities Bought 0.00 -8.14212 -8,11242 0.00 -15.578.91 -15.578.94
Total Securities $0.00 -$8,112.12 -9,112.12 $0.00 .$16,578.94 -$16,578.94
Dividends and Interest $47,788.80 $0.00 $47,788.80 $133,265.57 $0.00 $133,285.57
Cash
ooa 0 oo o oa 0 40 •20G00,000.00 .20 000.000 00
Total Cash $0.00 $0.00 $0.00 $0.00 .$20,000,000.00 -$20,000,000.00
Totals 847,768.80 .$8,142.42 $39,624.38 $138.285.57 .$20,015,676.94 •$19,862,313.37
Transactions by Type of Activity
Process
Settlemen:
Date kind/ Type Description Onantity Price Aoried Interest Amount Currency
Securities Bought and Sold
02126(16 REINVEST CAS`- INCOME NIORGAN FLOATING RATE INCOME PAD SELECT SHARES 922.131 -0,112.12 LSO
..PHSX 226178.2580 SHRS SHRS MACH. AT $813000 RD 02124 PO
02128/16
Total Securities Bought and Sold • U.S. DOLLARS 0.00 4,142.42
Dividends and Interest
02/16/16 CASH DIVIDEND RECEIVED 79000 SHRSCITIGROUP INC OEPSHS REPSTG 1/1000TH PFD 33,945.35 USD
C PRK SERK DIV 6.875% PERPETUAL MATY PERPETUAL CALL
111151230 25.00 RD 02105 PD 02116/16
02126116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,142.42 USD
..PHSX 228178.2580 SHRS RD 02/24 PD 02/26116
02/29/16 MONEY MARKET FUND DEUTSCHE GO VT CASH 5,679.03 USD
INCOME RECEIVED
233993682
Total Dividends and Interest - U.S. DOLLARS 0.00 47,748.110
Total Value of Transactions 0.00 39,624.38 USO
The price and quantity displayed may have been rounded.
Client Service Inform ation
Your Client Advisor: OAK
DANIEL SABBA
345 PARK AVEN LE. 26TH FLOOR
NEW YORK NY 10154.0003
Page 6 of 9
Account Number. N4G.021943 Go paperless e t ). ( R v a e w ry l V ta s c . e rn S ie . g 0 i 0 7 2007
THE HAZE NF I D rTriA DrxAeLiBtiAsRmReAr7 02COAMAUNKATIONK
SDNY_GM_00048323
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Te rO OB-SDNY-0011147
EFTA_00158932
EFTA01290960

Deutsche Asset
& Wealth Management
(Misr* Mn, afr•l ir Missal,. Mamie- wad
V % Iow. Gto.p
Dettuht Mai sec,..netAc
Ion Cato
P.O. Box 1778, Bahimore. MD 21203 In Part Anneklkhilber
Neve RA 1,tt 1011.4
01114:441114.1115178•471S
Statement Period: 0210112016 • 0212S/2014
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Am office premium on taxable bonds based an Constant Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in incom e annually: No
Electronic Delivery
You have not selected any account Comm unications for electronic delivery. To register and turn off paper communications, log into your account or contact your Client Advisor for mote information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained horn independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked WA- and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Were pricing sources are not readily available, estimated prices may be used. Mien the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement Prior statements will not be revised. You should always request a cunent valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities. including thinly-traded securities. debt securities in default. securities that do not have a valid pricing source, and certain third-party structured products. the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the cunent price will purge and N/A MI be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are net considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change al any time,
and may be affected by current and future economic, political and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wiwcpershing.comrbusiness_continuily.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dolar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from
Pagel of 9
Account Number. N46-024943 Rated excellent
paperless
LIMAN 901.1 FAZ tsr O N F I D G A o E NTIA - Dr l- x n Ae r Ls / O tAu •• Rr • • N R •• C A S T ! S E W D " . C 2 O 0 M 0 M 7 UNICATDONS
SON Y_GM_0004 8324
E
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011148
EFDLOO 58933
EFTA01290961

Important Inform ation and Disclosures (continued)
Reinvestment (continued)
whom your security was purchased, may be obtained. In cwideno reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confiimations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge) Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate van not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Pools. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose.
Standard & Pools shaft not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
reconvnendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (n) any other instructions concerning your account. Pershing is not responsible cc liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and n general, for the ongoing relationship that it has with you.
Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vnivw.pershing.cortVabouUstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Page 8 of 9
,,,pot WM' Acco F un A t N Z u E mb T e r r. i O NeG- 0N2494 F3 I D G AE o p N ape T rle I ss A L r R L Ox o a Ae w t L O sB y d t A V m tw R a a sR s l . eA l e S rT n O E i S D O , C 2 O 0 M 07 M UNICATIONS . -c - tn - . , " - -r--ttl="0.:::-.—nt,"
SDN Y_GM_00O4 8325
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) O13-SDNY-OO11149
EFrA_OO158934
EFTA01290962

Deutsche Asset
& Wealth Management
()PASO( Um P',..'. Wea I n. mi.-rent
Marais I Dona 4,0‘P
°eaui v Sat smongs,c
Mar bit Olt to
PO Boa 1778. Bsluimore. MD 21203 HS Psi Awns,. lkh I bet
Plunir*M1 ire 10114
II ”1491.711191. 1.15178114,9S
Statement Period: 02/01/2016 • 02129/2016
Important Inform ation and Disclosures (continued)
Important Arbitration Disclosures
• Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration tannin which a claim is fled.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by a parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were are afNiated with the securities industry.
or
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court_
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from Me class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a wart er of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information Is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City. New Jersey 07399; (201) 413-3330.
Wien
08A11 MOIL A P c - c E o F u A nt Z N E u mber. N4G-02494 F 3 I E G I o E pa N pe T rle I ss A L M b e C e x A o e c L t f M e l y a l A V i e m R x o c R w e e A r l S l e T l n E a t D t , e C 2 O 0 M 07 M UNCATIONS •.. ..r.
SDNY_GM_00048326
TURLMON
CONFIDENTIAL - PURSUANT TO FED. R CRIM, P. 6(e) OB-SDNY-0011150
EFIA_00158935
EFTA01290963

Deutsche Asset
& Wealth Management
(*.awe Ram •,,.,I, Wealth Manirmt
Pdanets COMM< GK."
otosag se4v.let .nc.
Ym Vert Mot
P.O. Boa 1776. Skidmore. MD 21203 Ha Pan tionas.)611•Mcr
New Int %V ,ma
in))454.7.18.01-15.17•14").1
Account Num ber: N4G-024943
Statement Period: 0110112016 - 01(3112016
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYICE TTEES Beginning Account Value $63,642,992.78 $63,612,992.76
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals -20,000,000.00 -20,000.000.00
Adjusted Previous Account Value 13,642,992.78 13,612,992.76
ST THOMAS VI 00802
Dividends. Interest and Other Income 85.498.71 85.498 77
Net Chan e in Portfolio -249,32541 -249.32541
ncling Account Value $43.479.166.14 S43,479.166.14
Accrued Interest $121.527 77
Your Client Advisor: Estimated Annual Income 61.056.076 58
DANIEL SABBA
Asset Allocation
Prior Year-End Lail Period This Period % Allocation
USD Cash. Money Funds. and Bank Deposits 17,601,121.92 17,601,121.92 27,679,187.17 63.66% P ease review your allocabon
LSD Fixed Income 8,650,927.86 8,650,927.86 8,593,848.97 19.77% cer othta y we, your Clent Aci.osco.
SD Equities 7 390 940 DO 7,390,940.00 7.206,130 00 16.57%
Account Total (Pie Chart) 663,642,192.76 $63,612,992.78 $13,179,166.11 100.00%
See the Asset A:location Disclosure and Footnotes secton lor important informaton regatIng your Asset Abortion.
Page 1010
Rated f.scolkini
B0098186CSF30018 (very Year as, 2007
Dauleal RATED COmmumiCaTiOnS.
CON F I D('DEPArnsAL exarturwer
SDN Y_GM_000/ 8327
CONFIDENTIAL — PURSUANT TO FED. R CRIM, P. 6(e) OB-SDNY-0011151
EFrA_00 158936
EFTA01290964

Asset Allocation Disclosure and Footnotes
Food Income contains Rod Income Mutual Funds
Summary of Gains and Losses
Realized
This Period Year-to-Date Unrealized
Short-Term Gain/Loss 0.00 0.00 -5.21354
Lon -Term Gain/Loss 0.00 000 -521.100.89
Net GaIn/Loss 0.00 0.00 -526,314.43
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the -ECB-) and other credit instkutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest vAll be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Der/igloo Amount kluge
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Num ber 0000001492 Current Yield: 0.25% Activity Ending: 01129116
01/01/16 Opening Balance 47,559,512.35 47,559,512.35
01/04/16 Deport MONEY FUND PURCHASE 41,612.57 47,601,124.92
01108/16 Withdrawal MONEY FUND REDEMPTION -20,000,000.00 27,601,124.92
01125116 Deport MONEY FUND FIJRCNASE 72,500.00 27,673,824.92
01/29/16 Deport INCOMEREINVEST 5,562.25 27,679,187.17
01129/16 Closing Balance 621,679,157.17
Total All Money Market Funds $27,679,107.17
Income and Expense Summary
Current Period Year-to-Date
Taxable Noe Taxable Taxable Non Taxable
Dividend Income
Equities 72,500.00 0.00 72,500.00 0.00
Money Market 5,562.25 0.00 5,562.25 0.00
Other Dividends 7,436.52 0.00 7,436.52 0.00
Total Dividends, Interest, Income and Expenses 685,418.77 $0.00 $56,495.77 $0.00
Page 2 of 19
Account Number. N4G-024943 Italia [names
Went, Rea TI- E FAZE TRLST O N FID G A o E pap N er T les I s A L rD L x v A e aL r r O y a A Y rR e t aR a e . A S rT l E a D te C 2 O 0 M 07 M UNCA TIONS
SDNY_GM_00048328
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011152
EFrA_00158937
EFTA01290965

Deutsche Asset
& Wealth Management
Drov n mip-.+4
Views Ont4tC•ccp
a.,uN Nom M.
“twvvii Mar
PO Boa 1778, Babimore, MO 21203 11, Pant Anne,. !Mk noct
'kw vest 1,0 KIVA
49142/18. MIS) >114VIS
Statement Period: 01/01/2016 - 01/31/2016
Portfolio Holdings
Acceunt Adiyity Opening Posing Acaued license 30.0ay Current
Opening Date Quantity !lumber Ending Balance Balance locos. This Year Yield Yield
Cash, Money Funds, and Bank Deposits 64.00% of Portfolio
Cash Balance 41,612 57 0.00
Money Market
DEUTSCHE GOVT CASH INSTL
01101116 27.679.187.170 0000001/92 01129116 17,559,512.35 27,679,187.17 0.00 5,562 25 0.20% 0.25%
Total Money Market $17,659,512.35 $27 679 187.17 $0.00 $5,582.25
Total Cash, Money Funds,and Bank Deposits $17,601,121.97 $27,679,187.17 $0.00 95,562.25
Adjusted Unrealized kneed Estimated Estimated
Date Acquired Quality Unit Cod Cod Basis Market Price IlarkelValaa Win/ Lou Interest Annual Income Yield
Fixed Income 15.00% of Portfolio OA Held* Date Sequence)
Corporate Bonds
IPAYM ENT INC GTD SR NT Security Identifier: 4$262EAE$
10.250% 05115118 B/E DTD 11/15111
CALLABLE 01729116 Q 105.125 Moody Rating CAA3 S S P
Rating CCC
10102112'.12.13 500,000.000 94.5310 472,656.24 98.7500 493,150.00 21,093.76 10,819.44 51,250.00 10.37%
Original Cost Bass: 5445.000.00
PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier 46625HHA1
1110TH PFD SERI FIXED TO FLTG RT BO
7.900% 01129/19 B/E DTD 0/123108 Moody Rating BAA3 S
PRaling BBB-
05110111 'Min 3,000,000.000 111.2650 3,337,958 33 100.9380 3,028,110.00 .309,818.33 59,250.00 237,000.00 7.82%
anginal Cost Bass: S3.337.958.33
BANK AMER CORP PERP NON COM ULATIVE DEP Security Identifier: 060505DT8
SFS FIXED TO FLOAT 8.125% 04/30158 B/E
DTD 04/30108 CALLABLE 05/15118 Moody Rating BA? S8 P
Rang 8B4
05110111 '.12.13 3,000,000.000 112.9810 3,389,620 83 101.4380 3,043,140.00 .346,480.83 51,458.33 243,750.00 8.00%
Page 3 of 10
Account Num ber. N4G-024943 Rated excellent,
DGro ipsaprernlesAs L L very V... Lace 2007
TI-E FAZ rDxAeLrOaArRtr aReArT ED COMMUNICATIONS
SDNY_GM_00048329
E TCrd;°O N F
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011153
EFTA_00158938
EFTA01290966

Portfolio Holdings (continued)
Adjusted Unrealized Estimated Estimated
Dale Aozeired Quantity Unit Cog Cod Bags Markel Price Markel Value GeIf Loss Ainctecrieusidt Annual Income Yield
Fixed Income (continued)
Corporate Bonds (continued)
BANK AM ER CORP PERP NON CON ULADVE DEP (continued)
0 nginal Cost Basis: $3,389,620.83
Total Corporate Bonds 17,200,235.40 $6,565,030.00 -$635,205.40 $121,527.77 1532,000.00
6,500,000.000
Total Fixed Income $7,200,235.40 $6,565,030.00 -$635,205.40 $121,527.71 $532,000.00
6,500,000.000
Unrealized Estimated Estimated
Date Acquired Quaatity Unit Cost Cod Basis Market Price Market Value Gainlloss Mnual Income Yield
Equities 16.00% of Portfolio
Preferred Stocks (Listed by expiration date)
CITIGROUP INC DEP MS REPSTG 111000TH Security Identifier: C PRK
PFD SER K DIV8.875% PERPETUAL MAN CUSP:172967341
PERPETUAL CALL 11/15123.25.00
Dividend Option: Cash
02103114 79,000.000 25.3090 1,999,418.90 27.4700 2,170,130.00 170,711.10 135,781.25 6.25%
CITIGROUP INC DEP SHS REPSTG 111000 Secuilty Identifier: C PRC
PFD SER C DIV 5.8% PERPETUAL IA ATY CUSP. 172967366
PERPETUAL CALL 04/22/18625.00
Dividend Option: Cash
10128114 49.033.000 24.0810 1,180,739.16 25.1800 1,234,650.94 53,91128 71,097.85 6.75%
10129114 150,917.000 24.3130 3,670,430.48 25.1800 3,801,349.06 130,918.58 218,902.15 5.75%
Total Covered 200,000.000 4,851,189.64 5,036,000.00 114,830.36 290,000.00
Total 200,000.000 14,851,189.84 $5,036,000.00 $184,830.36 $290,000.00
Total Preferred Stocks 18,850,688.54 $7,206,130.00 $355,541.46 1425,781.25
Total Equities $6,850,688,54 17,206,130.00 $355,541.46 $425,781.25
Unrealized Estimated Estimated
Dale Acquired Quantity Unit Cod Cod Basis Market Price Market Valle Gala( Loss Mnual Income Yield
Mutual Funds 5.00% of Portfolio
SMORGAN FLOATING RATE INCOME FUND Security Identifier: .PHSX
SELECT SFARES CUSP 481211.510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
01122113 '.3 198,216.056 10.0900 2,000,000.00 8.9700 1,777,998.03 -222,001.97 81,288.58 4.57%
02101113'.' 630.057 10 0870 0.342.92 8 9700 5,651.62 -891.30 258.32 4.57%
03101113 '.3 711.578 10.0600 7,158.48 8.9700 6,382.85 -775.63 291.75 4.57%
04101113'.3 789.547 10.1100 7,982.33 8.9700 7,082.24 -900.09 323.71 4.57%
05101113'.3 751.550 10 1300 7,613.21 8.9700 6,741.40 -871.81 308.14 4.57%
Page 4 of10
B0098ISCCSF!, : ()SAN MIN Acco H un A t Z N E umber: 14404 N 2494 F 3 I = GO T pape A riess L D l r L i i x s v Ae t e L e s r B y d tu A V t rR w n . - . R o a M . A e L e rT a E rd c D i e C 2 O 0 M 07 M UNCATIONS v.—gun nes • t • •=
SDNY_GM_000413330
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e)
itO
DEl-SDNY-0011154
EFrA_00 I 58939
EFTA01290967

Deutsche Asset
& Wealth Management
(*also< Rota Pon. Wealth Margenen
Pdaeals Caen., 6,04)
Des-404We* Smelts +..c
wan Colt*
PO O. 1778. B8fulmar*. MD 21203 14, Pant Aterso.260 . I leer
New RA M' 1011.4
IMI424.7IIIM (MI 774.4,91,
Statement Period: 01/01/2016 .01/3112016
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Quantity Uill Cost Cost Basis Market Price Markel Value Willa Loss Annual Income Yield
Mutual Funds (continued)
P MORGAN FLOATING RATE INCOME FUND (continued)
06103113 ta 757.380 10 0900 7,641.7? 8 9700 6.793.52 44825 310.52 4.57%
07101(13 668131 9.9700 6.661.27 8 9700 5.993.13 488.14 273.93 4.57%
08101113 '.3 704.609 10 0600 7,088.37 8 9700 6.320.34 -768.03 288.89 4.57%
09f03113 709.175 10 0300 1,113.03 8 9700 6,361.30 -751.73 290.76 4.57%
10101113 ta 712.100 10 0240 7,137.85 8.9700 6.387.63 -750.32 291.96 4.57%
Total Noncovered 204,660.163 2,064,739.23 1,635,711.90 ,229,027.27 83,905.58
Reinvestments to 21.528.095 91890 210,730.23 8.9700 193,107.01 -17,62322 8,826.52 4.57%
Date
Total Covered 21,528.096 210 730.23 193,107.01 .17,623.22 6,626.62
Total 226 178.251 $2 275 469.46 $2 028 818.97 -6245,550.49 $92,733.06
Total Mutual Funds $2,275,469.46 $2,028,818.97 4244560.49 $92,733.08
Unrealized /cued Estimated
Cost Basis Market Valve Gain/ Loss Interest Annual Income
l Total Portfolio Holdings $44,005,460.57 $43,479,166.14 -1526,314.43 $121,527.77 $1,056,076.58
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating
amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, ccosidered"ncricovered.' under the new cost basis reporting rules, and marked or denoted as such.
Al other securities in this section are securities *Stich are 'covered under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as nonretiement,
US taxpayers securities which have been acquired on or after their "applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources bekeved to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoMng foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
Page 5 of 10
All ROI L A TI c - c E o F un A t Z R um bet. N4G-024943 Go paperless R b C e A a e t L e f M y d A Y tw R e a a R / l A 5 le 1 T r 0 E d 0 D i D C 2 O 0 M 07 P AUNCATIONS rtta..JC•
N F I DrErriA rxem I. ma
SDNY_GM_00048331
EE T
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-001 1 1 55
EFTA_00 155940
EFTA01290968

Portfolio Holdings (continued)
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this intonation.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous dent brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering km or transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
important Reminder for Pershing's 2015 MS Forms 1099 (B. DIV. 1NT. 010 and MSC): As a reminder. by February 16. 2016, you S be mailed either your 1099 form or a special Pending 1099 Notice. The
Pending 1099 Notice will be sent it issuers of securities you hold have not yet provided their final tax information. It wit inform you of the securities that are pending final reporting, and MI provide the anticipated
mad date of your 1099 form. Your 1099 will be mailed no later than March 17, 2016.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (Menai/Ws shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year.to.Date Debits Year.to-Date Net Year.to-Date
Securities
Securities Bought 000 .7.436 52 .7 436 52 7[. .' 436 52 .7 436 52
Total Securities $0.00 .$7,438.52 -$7,436.52 10.00 .17,436.52 .17,436.52
Dividends and Interest $85,498.11 $0.00 $85,498.77 $85,498.77 $0.00 $85,498.77
Cash
Withdrawals 0.00 -20,000,000.00 -20.000,000.00 0.00 .20000,000.00 -20,000,000.00
Total Cash $0.00 -S20,000,000.00 -$20,000,000.00 $0.00 ,320,000,000.00 -$20,000,000.00
Totals $85,498.77 ,120,007,436.52 419,921,937.75 $85,49817 •$20,007,43642 •$11,921,137.75
Transactions by Type of Activity
Process?
%Niemen!
Date Tip& Dm:Igloo Mandy Prke Armed literal Mont DJn ary
Securities Bought and Sold
01128/16 REINVEST CAS- INCOME P MORGAN FLOATING RATE INCOME FUND SELF_CT SHARES 829.043 -7,436.52 USD
..Ph S8 225349.2150 SHRS SIRS PURCH. AT 58.97000 RD 01128 PO
01/28/16
Total Wattles Bought and Sold • U.S. DOLLARS 0.00 4,13832
Page 6 of 10
Account Number. N4G-024943 Rated excellent =zit
oftAB Go paperless [very VAN — 2007 ...a...L..
TI-E FAZE T T
O NFIDAENTIAL
DrxAeLn OuArRr aReA rT EO COMMUNICATIONS
SDNY_GM_00048332
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011156
EFrA_00 I 58941
EFTA01290969

Deutsche Asset
& Wealth Management
Destine Um P.,..'. Wealth Alvvie,mt
mats Coon/. 4,0.4,
ocaum me* se...934,4c
Mar *4 Oat*
PO Om 1770, Balamom, MD 21203 SO Pan AMMO. lkh I b4r
Pen* WY 1011.4
Il 4914,18.1114178114,9S
Statement Period: 0110112016 • 01/31/2016
Transactions by Type of Activity (continued)
Process'
Settlement
Date Activity Type Description Quantity Price Accrued Interest Amount °IMMO/
Dividends and Interest
01122(16 CASH DIVIDEND RECEIVED 200000 SIRS CITIGROUP INC DEP SHS REPSTG 1/1000 PFD 72,500.00 USD
C FRC SER C DIV 5.8% PERPETUAL MAZY PERPETUAL CALL
041221180 25.00 RD 01108 PO 01122103
01128116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOM E FUND SELECT SHARES 7,436.52 USD
St. SX 225349.2150 SHRS RD 01126 RD 01126116
01129116 M ONEY MARKET FUND DEUTSCHE GOVT CASH 5,562.25 USD
INCOME RECEIVED
233993682
Total Dividends and Interest- U.S. DOLLARS 0.00 86,498.77
Cash Withdrawals and Deposits
01108116 FEDERAL FUNDS SENT DEL TSChE BANK TRLST .20.000.000 00 LSO
LS0999997
Total Cal Withdrawals and Deposits- U.S. DOLLARS 0.00 -20,000,000.00
Total Value of Transactions 0.00 -19,921,937.15 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor L A'.
DANIEL SABBA
345 PARK AVENUE. 26TH FLOOR
NEW YORK NY 10151.0003
pate? 010
Account Num ber. N4G-021943 Go paperless e :. RANO tacollonli
08A11 Mel 11- E FAZ 0 N F I DrErriA rD (v xA e eL r s B y t A Y uR e r nR ar eA L Tr a C t D e C 2 O '0 M 07 M UNCATIONS
SDNY_GM_00048333
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) E TCEdr OB-SDNY-0011157
EFTA_OOI 58942
EFTA01290970

Your Account Information
Tax Lot Default Disposition Mfrl ethod
Default Method for Mutual Funds. FIRST IA FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Flan. FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually. No
Electronic Delivery
You have not selected any account corn m unications for electronic delivery To register and turn off paper corn m unicafions, log in to your account or contact your giant Advisor for more inform flan.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'WA" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfoio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions aganst your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however. pricing services are
sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets hell by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period DI tine deemed appropriate for that asset the current price will purge and NIA will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vriwrpershing.convliusiness_continuity.hbri for specific deans as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Page 8 of 10
Account Number. N4G-024943 Rana [names
ORAN MOLL M FAZE TIg ST D G AE o p N ap T erle E ss A L E DrxA n eL v s 0 y t Au Y rl a lt w Ra , Ae L rT a E n D C 2 O 0 M 07 M UNCATIONS ialir•011 t I A tr C n it 'fait ge. WINN.
6(e) SDNY_GM_00048334
ONFI
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. OB-SDNY-0011158
EFTA_0015 8943
EFTA01290971

Deutsche Asset
& Wealth Management
Gnaw< Ram Po..,r vow. n PAnair,tat
Vinci% COetrar
Destsam kr* Se4wri ••4
Ile allert Mc*
P.O. Ocw 1770 Balmer*, MD 21203 HI Part Annie. Halter
New lot nr 10114
4:444$11.111517$1.4,91,
Statement Period: 0110112016 • 01131/2016
Important Inform ation and Disclosures (continued)
Proxy Vote
Securities not hilly paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to from U.S. dollars for dividends and similar corporate action
or
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pools is not permitted without prior written
authorization from Standard 8 Pools. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any iiformalion. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content Standard & Pool's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions conceming your account Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
crders: the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any. to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCr 1 Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please vise. vrnwpershing.com/aboutistrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, includiig your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing ISC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Page 9 el 10
DranAL
Account number. N4G-02494F3 I Rated tmolkini
lIrtn.1• .on TI- E FAZE TRLMON paperless U rOx p me o n n a , u n Y rit e rRa w Ae s rT i E o D a C 2 O 0 s 0 v 7 a umC aTIONS
SDNY_GM_00048335
U
CONFIDENTIAL — PURSUANT TO FED. R CR[6,1 P. 6(e) OB-SDNY-0011159
EFrA_00 158944
EFTA01290972

Important Information and Disclosures (continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other s court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied, (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 10 of 10
Account Kum Der. N4G-024943 RANO Dan* nil
LMAII ROLL Th E FAZE T T O NFID G AE o p W aper N less A L rD E xA v a e Lr n Bt t u A V rRn s Rs . eA S rT i E v D a C 2 O 0 M 07 M UNICATIONS
SDNY_GA4_00048336
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011160
EFTA_00 I 58945
EFTA01290973