EFTA01290724.pdf

Deutsche Asset
& Wealth Management
Orriu•e PAM
Mweets Ontia °sap
Devileht kn.
Mee ISA 011,
P.O. Boy 1776, Banimore. MD 21203 ltfrant Ann*. 10th,lccr
*no WA, JIY ICIVA
P1,)4M7S13.0111/114:11
Account Number:
Statement Period:1211112015 - 1213112015
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYICE TIMES Beginning Account Value $63,511,037.61 $02,302,676.21
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 41,812.57 151,909.90
Adjusted Previous Account Value 63,626,450.08 62,467,586.11
ST THOMAS VI 00802
Dividends. Interest and Other Income 12,818.20 1,124,687.70
het Change in Portfolio 3,724.50 60,718.97
nclino Account Value S63.642 ^ S63 .342 992 72
Accrued Interest 577,194 44
Your Client Advisor: Estim ated Annual hewn e 51.069.317.68
DANIEL SABBA
Asset Allocation
Prior Year-End LW Period This Period % Allocation
USD Cash. Money Funds and Bank Deposits 43,922,855.89 17,556,338.54 17,601,124.92 74.80% P ease review your allocation
LSD Fixed Income 11,100,200.52 8,778,908.91 8,650,927.88 13.59% cer coca y wth your Client Adviser.
L SD Equities 6 979 820 00 7,251,590.00 7,390,940 00 1161%
Account Total (Pie Chart) 962,302,676.21 $63,6111,837.61 563,642,902.711 100.00%
See the Asset Alocabon Disclosure and Footnotes secton for trnponant informatonregartimgyotrAsset Abortion.
Page lof 10
Railed excellent,
OSAN 'IOU C B0 O 09758 N 0CSF3 F 0024 lE rOrfiAs L Dr L x v Ae e L r s B y t Au v Rr « t . Ra Ae L rT a E t D e C 2 O 0 M 07 M UNICATIONS a...8,A= —.flak MR. ,.<
SDN Y_GM_00048087
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010911
EFrA_00158696
EFTA01290724

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
Ibis Period Year.to•Date Unrealized
Shon•Term Gain/Loss 0.00 0.00 -5.208.74
Long-Term Gain/Loss 0.00 36,988.03 -270.930.88
Net GoIn/Lou 0.00 36,988.03 ,276,130.40
This summary excludes transactions where cost basis information is not available.
Money Market Fund Detail
Date Activity Type Descriptioe Amend Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Number: 0000001492 Current Yield: 0.13% Activity Ending: 12131/15
12/01115 Opening Balance 47,558.338 54 47,556,338 54
12/31115 Depotit INCOME RBN VEST 3,173.81 47,559.512 35
12131115 Closing Balance $41,569,512.35
Total All Money Market Funds $41,559,512.35
Income and Expense Summary
DJr rent Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 0.00 0.00 425)81.40 0.00
Money Market 3,173.81 0.00 Matins 0.00
Other Dividends 9,644.39 0.00 571,222.51 0.00
Interest Income
Bond Interest 0 00 0.00 108,897.67 0.00
Total Dividends, Interest, Income and Expenses 412,818.20 $0.00 11,124,619.69 $0.00
Distributions
Long • Term Capital Gain Distributions 0 00 0.00 68.01 0.00
Other Distributions 0.00 0.00 0.00 8.097.09
Total Distributions 40.00 $0.00 $60.01 48,097.09
Page 2 of 10
Account Nun be !Mud Ramollenti
°RAS ROLL Tr- E N F I O Go r p a ap / e 1 rles A s L r E Dx v Ae e L n Bn . A u V Rr . n . R . e A L rT o E w D e C 2 O 0 M 07 M UNICATIONS
SDNY_Gfut_00048088
FAZE TORLST
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10912
EFTA_00158697
EFTA01290725

Deutsche Asset
& Wealth Management
0nto< Ram Pr'ftle *mall PI Manapnad
Wnets Cowan Gto.p
Dettscht la* Sewnes ',-c
Oat 1770, Balamore, MD 21203 Mn Mt*
14, PIA Mistw e lkh I ber
Newlin* 1011.4
aln 454.711119. (MI 78/...M.
Statement Period: 1210112015 • 12 131/2015
Portfolio Holdings
Sccs.-1 Wray Opening Closing Acaued hose 31.Day Current
Opening Date Daintily `lumber Endes Balance Balance Income nis Year Yield Yield
Cash, M oney Funds, and Bank Deposits 75.00% of Portfolio
Cash Balance 0.00 11,812.57
Money Market
DEUTSCHE GOVT CASH INSTL
12101115 17,559,512.350 0000001/92 12131115 47856.338.51 47,559,512.35 0.00 18,918.11 0.08% 0.13%
Total M oney Market 117 556 338.51 $47 569 612.36 $0.00 $18,918.11
Total Cash, M oney Funds, and Bank Deposits 541,556,336.61 $47,101,121.92 $0.00 $18,918.11
kfiuded Unrealized kaued Estimated Edimated
Date Acquired Ountity Uait Cod Cod BMA Market Nice Mullet Value Gainlloss Interest kneel Income Yield
Fixed Income 10.00% of Portfolio (In Melutity Date Sequence)
Corporate Bonds
IPAYMENT INC GTD SR NT Security Identifier: 4$382EAE5
10.250% 05115/18 B/E DID 11115/11
CALLABLE 12/31115 Q 105.125 Moody Rating CAA3 S & P
Rating CCC
10/02/12 ',12,13 500,000.000 94.3810 471,806.62 98.7500 493,750.00 21,943.38 6,518.81 5t,250.00 10.31%
Original Cost Bans: 5445.000.00
PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 46625HHA1
1110TH FED SER 1 FIXED TO FLTG RT BO
7.900% 0/1291/9 B/E DID 04/23/08 Moody Rating BAA3 S
P Haling BBEI-
05/10/11 '.12,13 3,000,000.000 111.2650 3,337,958.33 101.8000 3,051,000.00 ,283,958.33 39,500.00 237,000.00 7.76%
Original Cost Bator 53,337,958.33
BANK AMER CORP PERP NON COM ULMIVE DEP Security Identifier: 060605DT8
SHS FIXED TO FLOAT 8.125% 04/30/58 8/E
DTD 0/130108 CALLABLE 05/15/18 Moody Rating BA2 Sb P
Rating BB+
05/10/11 3,000,000.000 112.9870 3,389,620.83 101.7500 3,052,500.00 -337,120.83 31,145.83 243,750.00 7.98%
Page 3 of 10
!mos:Incur- : MIAS 9Oll A Th cc E o F u A nt Z N E u T m b be N F I DAE p N ape T rle I ss A L I I D ( M ) v A( e Lm e r B y d A Y u ts R e n c R a o e r A l l W e T, r E i o a D o . C 2 O 0 M 07 M UNICATIONS . r 1 e 1 .. : .r 7 um = 7 — : . 6 -•• = •• = •• = or = yn r n d =
SDNY_GM_00048089
ST O
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-001O913
EFTA_00 158698
EFTA01290726

Portfolio Holdings (continued)
Adjusted Unrealized Estimated Estimated
Date Acquired Quantity Unit Cod Cod Basis Market Price Martel Valve Gail Loa AIncteurueesdt Mnual Income Yield
Fixed Income (conunued)
Corporate Bonds (continued)
BANK AM ER CORP PERP NON COM ULADVE DEP (continued)
Original Cod Basis: 53,389,620.83
Total Corporate Bonds $7,199,385.78 $8,800,250.00 -$599,135.78 $77,194.44 $532,000.00
8,500,000.000
Total Fixed Income $7,199,385.78 $6,600,250.00 -$599,135.78 $77,194.44 $532,000.00
8,500,000.000
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gall Loss Mnual Income Yield
Equities 12.00% of Portfolio
Preferred Stocks (Listed by expiration date)
CITIGROUP INC DEP SKS REPSTG 1/1000TH Security Identifier C PRK
PFD SER K DIV CM% PERPETUAL MATT CUSP:172967341
PERPETUAL CALL 11/15/24 25.00
Dividend Option: Cash
02103114 79,000.000 25.3090 1.999.418.90 27.8800 2,200,940.00 201,521.10 135,781.25 6.16%
CITIGROUP INC DEP MS REPSTG 111000 Seomity Identifier: C PRC
PFD SER C DIV 5.8% PERPETUAL MATT CUSP: 172967366
PERPETUAL CALL 04/22/182)25.00
Dividend Option: Cash
10/28114 49.033.000 24.0810 1,180,739.16 25.9500 1,272,408.35 91,667.19 71,097.85 5.58%
10/29114 150,967.000 24.3130 3,670,430.48 25.9500 3,917,593.65 247,163.17 218,902.15 5.58%
Total Covered 200,000.000 4,851,169.04 5,190,000.00 338,830.38 290,000.00
Total 200,000.000 $4,851,169.84 $5,190,000.00 $338,830.36 $290,000.00
Total Preferred Stocks $8 850 688.54 $7,390,940.00 $540,351.46 $425,781.25
Total Equities $8,850,688.54 $7,390.940.00 $540,351.48 $425,781.25
Unrealized Estimated Estimated
Date Acquired Quantity Usk Oast Cost Basis Market Price Market Value Gall Loss Mnual Income Yield
Mutual Funds 3.00% of Portfolio
M ORGAN FLOATING RATE IN COME FUND Security Identifier: PHSX
SELECT SI-ARES CUSP: 481211510
Open End Fund
Dividend Option: Reinvest, Capital Gains Option: Reinvest
01/22113 198,216.056 10.0900 2,000,000.00 9.1000 1,803,788.12 -196,233.88 81.466,79 4.51%
02101113 630.057 10 0670 6.342.92 9.1000 5.733.51 -609.41 258 95 4.51%
03101/13 'ra 711.578 10.0600 7,158.48 9.1000 6,475.36 -683.12 292.46 4.51%
04/01/13 789.547 10.1100 7,982.33 9 1000 7.184.88 -797.45 324.50 4.51%
05/01/13 er3 751.550 10.1300 7,613.21 9 1000 6.839.11 -774.10 308.89 4.51%
Page < of 10
i
Account Mum be 14100 taceliora
B0097 8007 F ()SAN ROI I HAZE N F I: G Y o E pa N pe - rl N eSS A L rDxAeLs BtA V uR e r rR e i r eA l rT a E w D s C 2 O 0 M 0 P 7 A UPOCATIONS
SDNY_GM_OOO48O9O
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e)
TeO
OB-SDNY-0010914
EFIA_00 158699
EFTA01290727

Deutsche Asset
& Wealth Management
Orals.. Rant Pnwair vieunalWernall
Pdaeals CodrageGnat)
Dettsch4 WA Smoot, %lc
Mee yen Mar
P.O. Ban 1776, Skidmore, MD 21203 HI Part 4..y.Ita I ter
War RA 101E
01114:44414. MAI 7144,91,
Statement Period: 12/01/2015 - 12131/2015
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cod Cost Basis Market Price Market Value Gainfloss Annual Income Yield
Mutual Funds (continued)
P MORGAN FLOATING RATE INCON E FUND (continued)
06103/13 '.3 757.380 10 0900 7,641.77 9.1000 6,891.98 •749.79 311.28 4.51%
07101113 t 3 668.131 9.9700 6.661.27 9.1000 6.07919 -581 28 274.60 4.51%
08101113 '.3 704109 10 0600 7,08137 9.1000 6,411.94 476.43 289.59 4.51%
09103113 1,3 109.175 10 0300 7,11103 9.1000 6,453.48 459.55 291.47 4.51%
10101113 712.100 10 0210 7.137.85 9.1000 6,480.10 457.75 292.67 4.51%
Total Noncovered 201,660.163 2,061,739.23 1,552,315.17 412,422.75 11,111.20
Reinvestments to 2%689.052 91210 203,293.71 9.1000 188,361.39 -14,932.32 8,507.32 4.51%
Date
Total Covered 20,699.062 203 293.71 118,361.39 41,932.32 8,507.32
Total 226,319.216 12,268,032.91 $2,060177.85 4217,355.08 $92,818.52
Total Mutual Funds 12,268,032.94 12,060177.55 4217,356.08 192,618.52
Unrealized Accrued Estimated
Cost Basis Markel Value Gain/ Loss Interest Annual Income
l Total Portfolio Holdings $63,919,132.18 $63,542,992.15 4276,139.10 177,194.44 11,069,317.88
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating
amendments enacted by P.L.110-34 3, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered? under the new cost basis reporting rules, and marked or denoted as such.
Al other securities in this section are securities %filch are 'covered under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting Ivies are defined as nonretnement,
US taxpayers securities which have been acquired on or after their 'applicable date(sF at which they are subject to the cost basis repelling rules and the adjusted basis will be reported to the IRS on form 109943
for the appbcable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected unti
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoking foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
Page 5 of 10
DA
ROI 1 A Th c co F u A nt Z N E u T m b b s e T r O NI F I npa pecrletsis, ‘L R D t v a A e w r U y l M V ta s . c R o . A ll S o T n i E v e D a C 2 O 0 M 07 M UNICATIONS aut
rxatL,Ncr
6(e) SDNv_GM_00048O91
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 10915
EFTA_00158700
EFTA01290728

Portfolio Holdings (continued)
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transfening agent and Pershing makes no representation as to the accuracy of this information.
Messages
Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Please note the foVoi4ing information for Pershing's 2015 IRS Forms 1099 03, Dill INT, 010 and WC ): Your form 1099 will be delivered as early as possible, beginning January 31, 2016. By February 16. you
will be mailed either your 1099 form ore special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the
securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 nil be mailed no later than March 17, 2016.
Activity Sum m a ry (All amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year•to•Date
Securities
Secunbes Bought 000 .9.64439 -9.644.39 0.00 4.256.852.04 .1 256 852 04
Secunties Sold 0.00 0.00 000 2.329 942 58 000 2.329 942.58
Total Securities $0.00 -99,644.39 -$9,644.39 $2,329,942.58 -$1,256,852.04 $1,073,090.54
Dividends and Interest $12,818.20 $0.00 $12,818.20 $1,124,619.69 $0.00 $1,124,619.69
Distributions $0.00 $0.00 $0.00 $1,325,849.10 $0.00 $1,325,849.10
Cash
Deposits 4I 612 57 000 ll 612 57 154 909 90 0 00 154 909 90
Total Cash $41,612.57 $0.00 $41,612.57 $154,909.90 $0.00 $154,900.00
Money Market Funds $0.00 $0.00 $0.00 $0.00 •$2,843,785.83 •$2,843,785.83
Totals $54,430.77 •$9,644.39 $44,786.38 $4,935,321.27 -$4,100,637.87 $834,883.40
Transactions by Type of Activity
Process!
Settlement
Date Activity Type Description Quantity Price Accrued Interest Amount Currency
Securities Bought and Sold
12(30115 REIN VEST CAS1- IN CO ME YM °RCM FLOATIAG RATE INCOME FLA D SELECT SPARES 1,060149 9.644.39 LSO
PH SX 224288,2260 SFRS SFRSKRCH. AT 59.09000 RD 12128 PO
12130115
Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -9,644.39
Page 6 of 10
Account Number. Rasa tacelbra
liilAtt .0II ME I-AZ N FI D co a pa r pe r rl I es A s L rD (v xA e oL r Bu y Ar V nR o s R w eA ' S rT i E v D a C 2 O 0 M 07 M UNCATIONS
SDNY_GM_00048092
E TCF4TO
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10916
EFTA_00i5870 I
EFTA01290729

Deutsche Asset
& Wealth Management
ONIN Manair-wan
Maroets Ww4.0.p
De.tic la eau
Yin bete Mar
P.O. Boa 1778, Babimore, MD21203 iiltatit Itnit noct
tine tn.. nr IOVA
I) 1,14M-.7.13. lilt I >arc's
Statement Period: 12101/2015 - 12/31/2015
Transactions by Type of Activity (continued)
Process/
Settlement
Date Activity Type Description Quantity Price Accrued Interest Amount Carrency
Dividends and Interest
12130115 CASH DIVIDEND RECBVED PM ORGAN FLOATING RATE INCOME FUND SELECT SHARES 9.644.39 USD
.PF SX 224288.2260 SHRS RD 12128 PD 12130115
12131(15 MONEY MARKET FUND DEL TSCFE GOVT CASH 3,173.81 USO
INCOME RECBVED
233993682
Total Dividends and Interest. UNITED STATES DOLLAR 0.00 12,818.20
Cash Withdrawals and Deposits
12131(15 FEDERAL FLNDS FECEIVED FSBC BANK USA. NATIO 47744 41,612 57 USD
L S0999997
Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 41,812.57
Total Value of Transactions 0.00 44,788.38 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE, 26TH FLOOR
NEW YORK NY 10154.0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Am culla premium on taxable bonds based on Constanl Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in income annually: No
Pape 7 of 10
Account Number. Raked Excellent, i.e:4=7=
Go paperless Unn Ven Slab 2007
THE FAZE Tera°O N FI D rwriA L D rx A c L i u B m AR e r R AT ED COmmuNCATIONS
SEIY_GM_00048093
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010917
EFrA_0015 8702
EFTA01290730

Your Account Inform ation (continued)
Electronic Delivery
You have not selected any account corn in unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform alion.
Important Information and Disclosures
Pricing
This section indudes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked NIA" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS MIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
YAW pershing.cornibusiness_continuky.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You wil
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously famished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself of others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) wit be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Pools is not permitted without prior written
authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
Page of 10
DOAN 9OL1 A TH cc E o F u A nt Z N E u t m r ON Fl D G -E o p N ape T rle E ss A L D ( r v xA e imL r B y a A Y t r a Rt e r c R a a e r Ae l l W o Tr r C o d e D i s C 2 O 0 M 07 M UNICATIONS r:. —"1=
SDNY_GM_00048094
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010918
EFIA_00158703
EFTA01290731

Deutsche Asset
& Wealth Management
Oralsre Mn, oonievets•nmanirera
Pdven 4.p..p
Destuht Stwnermc
lire bet Oiler
P.O Box 1778, Bahimore, MD 21203 341P ant Ammo. 160. Me,
N'n' lot hY 10114
01114:44414. mfl 741.4,91,
Statement Period: 12/0112015 .1213112015
Important Inform ation and Disclosures (continued)
The Role of Pershing
• Pershing tames your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitabEty of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account. its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, n certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or activity should
be directed to your financial intik:hon. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possite circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC brags. For more detailed information please vist vniwpershing.corn/about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your tights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4133330. Errors and Omissions excepted.
Important Arbitration Disclosures
• AU parties to this agreement are giving up the right to sue each other 0 can, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally Mal and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award. unless. n an eligible case. a joint request for an explained decision has been submitted by alt parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typicaly include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)4134330.
Page 9 of 10
Account Numb ...........,.
perless ,i te, I.'— fly—es..20w
TPE FAZE TRL DAL BAR RATED COMMUNCATIONS
UN I- IUE TEA L%C.c .. r CI m a SDNY_GM_00048095
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010919
EFTA_00158704
EFTA01290732

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT MID RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FWWICLAL INSTITUTION OR PERSHNG MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL, SHALL REMAIN AVALABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT CRONE AT WWW.PERSHING.COM.
STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WLYVV.PERSHNG.COM/DISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NES-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE /307(AX1)-(2)]
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES N YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCE!. INSTITUTION F YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A CONFINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTANED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR BEST IMECIIIION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE.
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITES AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE
• DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS Cl ASSEICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTW TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF ME ABOVE TERMS AIM CONDITIONS ARE UNACCEPTABLE TO YOU. PLEASE NOTWYPERSIING IMMEDIATELY IN WRITING DT CERTIFIED MAIL TO ONE PERSHNG PLAZA JERSEY CITY. NJ 07399. ATTN' LEGAL DEPT
Page10010
4 .,.
Account Ku noted ta. coNera
DRAB RC>Ll TFE FAZE ON FID G AE o pa N perle T ss IAr ' D v A e L ry IM V I s I e M t U W o D e , C 2 O '0 M 07 M UNICATIONS
SDNY_GM_00048096
CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) rX""Ner OB-SDNY-0010920
EFTA_00 158705
EFTA01290733

Deutsche Asset
& Wealth Management
DnaIsre Kam Wsa ll PI
Minets CoetrarG.p.p
°tour* UM Sec,dnes
Rapart 011ao
PO Occt 1778, Bahimore. MD 21203 341Part 4+~. It" I ter
N.. wet, 1,tt 101E
IMPI:444$11. m117$1.•,91,
Account Number:
Statement Period:11/01/2015 - 11130/2116
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYICE TTEES Beginning Account Value 363,102,113.15 $62,302,175.21
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 0.00 113,297.33
Adjusted Previous Account Value 63,402,113.15 82,116,173.64
ST THOMAS VI 00802
Dividends. Interest and Other Income 190,826.17 1,111,869.50
Net Chan e in Portfolio -8.102 11 56 994 47
ncling Account Value 563 584 837.51 563,584,837.51
Accrued Interest 532.041 67
Your Client Advisor: Estimated Annual Income 51.067.053 74
DANIEL SABBA
Asset Allocation
Prior Year-6d last Period This Period % Allocation
LSD Cash. Money Funds. and Bank Deposits 13,922,655.69 17,373,332.90 17,558,338.54 71.80% P ease renew your allocation
LSD Fixed Income 11,10(200.52 8,835,110.55 8,776,908.97 13.80% cer cdca y ugh your Clent Adviser.
LSD Equities 6 979 820 00 7,193,610.00 7,251.590 00 1110%
Amount Total (Pie Chart) 162,302,878.21 383,102,113.45 163,68037M 100.00%
Seethe Asset A:beaten Cisctosure and Footnotes secton for mportant inforrnaton regarding yotsAsset Aloe:Sion.
Page 1 of 10
Rated [nation,
5009 9020CSF300 GO paperless (very V.A. Woe, 2007
CON Fl DAENTIAL
DrxAeLnBuArRn RaeArT ED COMMUNICATIONS
SDNY_GM_00048097
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010921
EFTA_00158706
EFTA01290734

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds
Summary of Gains and Losses
Realized
This Period Year.to•Date Unrealized
Short•Term Gain/Loss 0.00 0.00 .4,173.78
Long•Term Gain/Loss 0.00 36,988.03 .274.849.62
Net Gain/Lou 0.00 36,988.03 ,279,023.40
This summary excludes transactions where cost basis intimation is not available.
Money Market Fund Detail
Date Activity Type Deariptioa Mood Bahr.
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Num ber: 0000001492 Current Yield: 0.04% Activity Ending: 11/30115
10131/15 Opening Balance 47,254,832.90 47,254,832 90
11102/15 Deposit MONEY FUND PURCHASE 118,500.00 47,373,332 90
11/17115 Deposit MONEY FUND PURCHASE 181,445.35 47.554,778 25
11130/15 Deposd INCOME Rea VEST 1.560.29 47.558.338.54
11130115 Closing Balance 147,551,336.54
Total All Money Market Funds 147,666,338.54
Income and Expense Summary
Cumuli Period Year•to•Date
Taxable Nom Taxable Taxable Non Taxable
Dividend Income
Equities 33,945.35 0.00 425,781.40 0.00
Money Market 1.560.29 0.00 15,744.30 0.00
Other Dividends 129,695.53 0.00 561,578.12 0.00
Interest Income
Bond Interest 25,625.00 0.00 108,697.67 0.00
Total Dividends. Interest, Income and Expenses $190,826.17 10.00 11,111,801.49 $0.00
Distributions
Long • Term Capital Gan Distributions 0 00 0.00 68.01 0.00
Other Distributions 0 00 0.00 0.00 8.097.09
Total Distributions 10.00 10.00 168.01 18,097.09
Page 2of 10
Account Number Rasa t swami
Ment, 1.O1 THE FAZE T O Cio N Fl Erelaa As L rD t x s A m eL Bs y At T mR o R m ieA M rT A E S D T C 2 O 9 M 07 M UNICATIONS
SDNY_GM_00048098
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010922
EFTA_00 158707
EFTA01290735

Deutsche Asset
& Wealth Management
Gnaw< Mn. ,O.,re Missal n Manaluntm
Pints Conran Comp
00004 Mai Se0n30 Ac.
binv 000,
P.O Oat 1770, Bahimore, MD 21203 HI Pon 00~.16011b0
Deno IDA. 10114
0 0/ 04.040.1201 7811470
Statement Period: 11/0112015 • 11/30/2015
Portfolio Holdings
Acca:-.; Activity Opening Closing Accrued Income 30-Day Cured
Opening Date Quantity 'lumber &Oleg Balance Balance Income This Year Yield Yield
Cash, M oney Funds, and Bank Deposits 7 5.00% or Portfolio
Cash Balance litsoo.00 0.00
IA on ey II ark et
DEUTSCHE GOVT CASH INSTL
10131115 47,556,338.540 0000001492 11130115 17,251,832.90 47,556,338.51 0.00 15, 741.30 0.04% 0.04%
Total Money Market $17,251,832.90 847,568,338.54 MOD $15,714.30
Total Cash, M oney Funds, and Bank Deposits S47,373,33210 $47,556,331.54 $0.00 $15,714.30
Adjusted Unrealized Accrued Edisaled Entreated
Date Acquired Cleaatdy Veit Cod Cod Bans Markel Price Markel Value Gain! Loss Interest Annual Income Yield
Fixed Income 11.00% of Portfolio fhi Mutably Dare Sequence)
Corporate Bonds
IPAYMENT INC GTO SR NT Security Identifier: 16282EAES
10.250% 05/15/18 B/E DTD 11/15111
CALLABLE 12102115 Q 105.125 Moody Rating CAA3 S & P
Rating CCC
10/02112'.12,18 500,000.000 94.1930 170,966.12 98.7500 493.750.00 22,783.88 2,135.12 51,250.00 10.37%
anginal Cost Bass. 5445.000.00
PM ORGAN CHASE & CO DEP SHSREPSTG Security Identifier 46625HHA1
1/10TH PFD SER 1 FIXED TO FLTG RT BO
7.900% 04129/49 WE DID 01/23/08 Moody Rating BAA3 S
& P Rating 813B-
05110111 ..I2.13 3,000,000.000 111.2650 3,337,958.33 103.0000 3,090,000.00 -217,958.33 19,750.00 237.000.00 7,66%
Original Cost Bans: $3,337,958.33
BANK AMER CORP PERP NON COM ULMIVE DEP Security Identifier: 050605DT8
SHS FIXED TO FLOAT 8.125% 04130158 8/E
DTD 04130108 CALLABLE 05115118 Moody Rating 8A2 S8 P
Rating BB+
05110/11 '',,1122,,1111 3,000,000.000 112.9870 3,389,620.83 103.8750 3,116,250.00 -273,370.83 10,156.25 243.75000 7.82%
Page3010
Account Num be Rawl toconond :re= Zs
2209 20207.12,, : DRAB 901.1 ME FAZE TRLS D [v A e L r B y A V R s R . A S T i E v O a C 2 O 0 M 07 M UNICATIONS
ON F I 13191) )re'fiAs L excrustier
SDNY_GM_00048099
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010923
EFIA_00158708
EFTA01290736

Portfolio Holdings
(continued)
Adjusted Unrealized Accrued Estimated Estimated
Date Admired Quantity Unit Cod Cost Bads Market Price Market Value Gain, Loss Interest Annual Income Yield
Fixed Income (continued)
Corporate Bonds (continued)
BANK AM ER CORP PERP NON COM ULADVE DEP (continued)
Original Cost Bads 53,389,620.83
Total Corporate Bonds $7,198,545.28 $8,700,000.00 -$498,545.28 $32,041.67 $532,000.00
6,500,000.000
Total Fixed Income $7,195,615.21 $6,700,000.00 .$498,545.21 132,011.67 $532,000.00
6,500,000.000
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gain/ Loss Mnual Income Yield
Equities 11.00% of Portfolio
Preferred Stocks (Listed by expiration date)
CMGROUP INC DEP MIS REPSTG 111000TH Security Identifier: C PRK
PFD SER KDIV6.875% PERPETUAL MAN CUSP: 172967341
PERPETUAL CALL 11/151230 25.00
Dividend Option: Cash
003114 79,000.000 25.3090 1,999,418.90 27.2100 2,119,590.00 150,171.10 135,781.25 6.31%
CITIGROUP INC DEP SHS REPSTG 111000 Security Identifier: C PRC
PFD SER C DIV 5.8% PERPETUAL MAN CUSIP. 172967366
PERPETUAL CALL 04/22/18625.00
Dividend Option: Cash
10128114 49.033.000 24.0810 1,180,739.16 25.5100 1,250,831.83 70,092.67 71,097.85 5.68%
10129114 150,967.000 24.3130 3,670,430.48 25.5100 3,851,168.17 180,737.69 218,902.15 5.68%
Total Covered 200,000.000 42851069.64 5,102,000.00 250,830.36 290,000.00
Total 200,000.000 $4,651,169.84 55,102,000.00 $250,830.36 $290,000.00
Total Preferred Stocks $6 850 688.54 67,251,590.00 $101,001.16 $425,761.25
Total Equities 56,850,686.54 $7,251,590.00 $101,001.46 $425,761.25
Unrealized Estimated Estimated
Date Acquired Quantity Unit co Cost Basis Market Price Market Value Gad Loss Mnual Income Yield
Mutual Funds 3.00% of Portfolio
S M ORGAN FLOATING RATE IN COME FUND Security Identifier: PHSX
SELECT SHARES CUSIP 48121L510
Open End Fund
Dividend Option: Reinvest: Capital Gains Option: Reinvest
01122113 '.3 198,218.056 10.0900 2,000,000.00 9.2600 1.835.480.68 ,164,519.32 82,656.10 4.50%
02101/13%4 630.057 10 0670 6.342.92 9 2600 5.834 33 -508.59 262 73 4.50%
03101/13 '.3 711.578 10.0600 7,158.48 9 2600 6.589 22 •569.26 296.73 1.50%
04101/13 ..3 789.547 10.1100 7,982.33 9 2600 7,311 20 -871.13 329.24 4.50%
05!01!13'•4 751.550 10.1300 7,613.21 9 2600 6.959 35 -653.86 31340 4.50%
Page 4 of 10
90099020CSF•' OPAL, Itc>1. A TH cc E o H un A t Z N E u T m ber UNE D G A o p E ap N erl T es I s A L r I D R x v A a e r t L e r y Ba d Am V [ R a s . t . Rs e . Ae li S rT e w E r o . D ts C 2 O 0 M 07 M UNICATIONS .717.1,=r.e...Tttl S = D r N Y_GM a _0 t 0 = 04 8100
CONFIDENTIAL — PURSUANT TO FED. R CRIN7 P. 6(e) OB-SDNY-0010924
EFIA_0015 8709
EFTA01290737

Deutsche Asset
& Wealth Management
°rain Rana Pnnle vkanParagenan
Pdaeat$ Caen., 00.10
Des-b1h4 Sat selvnts•mc
lira VertMc*
PO &a 1778. Ballimore, MO 21203 Hann Asa*. AM' kw
New lot WI 10154
inn 4:4.78411. OM) 'WU%
Statement Period: 11/01/2015 - 11/30/2015
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Price Markel Valle Gainl Loss Annual Income Yield
Mutual Funds (conformed)
P MORGAN FLOATING RATE IN CONE FUND (continued)
06103113 757.360 10 0900 7,641.77 9 2600 7.01316 62861 315.82 4.50%
'.3
07101113 '.3 688131 9.9700 6.661.27 9 2600 6.186.88 .474 39 278.61 4.50%
08101113 •.3 704109 10 0600 7,08137 9.2600 6.524.67 563 70 293.82 4.50%
09103113 709.175 10 0300 7,113.03 9.2600 6,566.96 .546 07 295.73 4.50%
'.3
10101113
'.3
712.100 10 0240 7,137.85 9.2600 6.594.04 54381 296.95 4.50%
Total Noncovered 204,650.163 2,064,739.23 1,895,060.49 -169,678.74 86,339.13
Reinvertmenls to 19,638.063 9.8610 193,649.32 9.2600 181,848.48 -11,80084 8,189.06 4.50%
Date
Total Covered 19,838.063 193 84912 181,84816 -11,800.84 8,189.06
Total 224.288.226 62,258,388.55 62,076,908.97 .6181,479.68 HUH 19
Total Mutual Funds $2,258,388.55 $2,076,908.97 -6181,479.58 393,528.19
Unrealized /cued Estimated
Cod Basis Markel Valle Gain/ Loss Interest Annual Income
Total Portfolio Holdings $63,863,860.91 $63,584,837.51 .$279,023.40 $32,041.67 $1,067,053.74
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (1RC") (incorporating
amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.' under the new cost basis reporting rules, and marked or denoted as such.
Al other securities in this section are securities %filch are 'covered under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-reteement,
US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1999-6
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on after January 1, 2011
or
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple feted payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on feted income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoMng foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
Page 5 of 10
Account k um be Rated tacelloni
tHIAN ROLL Th) FAZE T
U
ai..1
UN I U
A o pape
T
rle
I
s
A
s
L
L Drx y Ae o Lr n Bt . uA V rRn e Ra st Ae s Tr i n C c O e C 2 O 0 M 07 M UNCATIONS
SDNY_GM_00048101
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10926
EFTA_OO15 8710
EFTA01290738

Portfolio Holdings
(continued)
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this intonation.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivenng firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
Please note the fo'lowing information for Pershrng's 2015 IRS Forms 1099 (8. DN. INT. 010 and MISC ): Your form 1099 will be delivered as early as possible. begnning January 31. 2016. By February 16. you
will be mailed either your 1099 form on special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the
securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 17. 2016.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual funds prospectus or the bank deposit products disclosure document or contact your advisor for additional information.
Activity Summary (AM amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year•to•Date Debits Year-to-Date Net Year-to-Date
Securities
Secuntles Bought 0 00 .7.820 53 .7.820 53 0.00 .1,247.207.65 .1,247,20715
Secunlies Sold 0.00 0.00 0 00 2,329,942.58 0.00 2,329,942.58
Total Securities $0.00 -$7,820.53 -$7,820.53 $2,329,942.58 -$1,217,207.85 $1,082,734.93
Dividends and Interest $190.828.17 $0.00 $190,828.17 $1,111,801.49 $0.00 $1,111,801.40
Distributions $0.00 $0.00 $0.00 $1,325,819.10 $0.00 $1,325,849.10
Cash
Deposits 0 00 0 00 0 00 113,297.33 0.00 113.297.33
Total Cash $0.00 $0.00 $0.00 $113,297.33 $0.00 $113,297.33
M oney Market Funds $0.00 $0.00 $0.00 $0.00 -$2,813,785.83 -$2,813,785.83
Totals $190,826.17 -$7,8I0.53 1183,006.84 91,880,890.50 -$1,080,993.18 $789,897.02
Transactions by Type of Activity
Process?
Settlement
Date Adivity Type Description Quantity Prim Awned liters Moist 01r ing
Securities Bought and Sold
11127115 REINVEST CASK INCOME MORGAN FLOATING RATE INCOME FUND SELECT SHARES 841.550 .7.820.53 USD
JaH SX 223113.8780 SIAS ShRSPURCH. AT $9.28000 RD 11121 PO
11127/15
Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 .7,820.53
Page6 of 10
WeAkl ROLL Account Number GO paperless R D L v A a e t L e r D y d A Y e D x e c R w e A ll W e T r o ia e s C 2 O 0 M 07 M UNICKRONS
rxantmer
SDNY_GM_00048102
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6 T (e H ) EHATONFIDEErriA DB-SDNY-00 10926
EFTA_00 [5871 I
EFTA01290739

Deutsche Asset
& Wealth Management
Dralsre Rant Pnwair Wolin Paptagenan
Weals Coon., 6,0.1)
°tout* math %wort w
Mee Ion Mar
P.O. Ba 1778, Babimore, MD 21203 la bn4wy.l*utcr
War wet 11Y 10114
Innit4.711A.11141701.09.1
Statement Period: 11/01/2015 • 11/30/2015
Transactions by Type of Activity (continued)
Process/
Settlement
Date Activity Type Descriptioa Quantity Pro Accrued Interest Amonat Corning
Dividends and Interest
11116115 CASH DIVIDEND RECEIVED BANK AMER CORP PERP NON COMULATIVE DEP SHS FIXED 121/7500 USD
060505DT8 TO FLOAT 8.125% 0/130158 B/E RD 11/13 PO 11/15/15 DIV
PAID AT 10.62S 3000000
11116115 CASH DIVIDEND RECEIVED 79000 SH RS CITIGROUP INC DEP Sh S REPSTG 1/1000TH PFD 33.945 35 USD
C PRK SER K DIV 1875% PERPETUAL MATT PERPETUAL CALL
11115123© 25 00 RD 11/05 PO 11/16115
11/16115 BONO INTEREST RECEIVED 500000 'PAYMENT INC GTD SR NT 10250% 05115118 B/E 25125 00 USD
16262EAE5 DTD 11115/11 CLB RD 11113 PD 11/15115
11/27115 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7,820.53 USD
.P1-SX 223113.6760 SHRS RD 11121 PD 11127115
11130115 MONEY MARKET FUND DEUTSCHE GOVT CASH 1,560 29 USD
INCOME RECEIVED
233993682
Total Dividends and Interest - UNITED STATES DOLLAR 0.00 190,026.17
Total Value of Transactions 0.00 183,005.61 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
305 PARK AVENUE. 26TH FLOOR
NEW YORK NY 10151.0003
page I en0
Account Num paperless Rasa tacolloni
littAit aOR TI- E FAZE TA 'UNFIDASTriA Dr (v xA e c r Ui y uM V rn. s sR , eA S rT i E nc D e C 2 O 0 M 07 M UNCATOONS SONY GM 00048103
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10927
EFTA 00155712
EFTA01290740

Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN RRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Conant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper con m unications, log in to your account or contact your Client Advisor for more inform ation.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices. unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'WA" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnwv.pershing.corn/business_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously !wished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in Mien of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available icon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction. incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pools is not permitted without prior written
authorization from Standard & Poor's. Standard & Paces does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or
Page 8 off0
Account Numb Paned excellent,
I`Ft....,
TI•E HAZE T
Go paperiess
T r
'
0
,
x
e
Ae
r
L
g
rBtA
V
uRr
a
t Ra
.
Ae
L
Tr
a
E
t
D
e
C
2
O
0
M
07
M UNICATIONS
U IN 1- DAENTIA SDNY_GM_00048104
CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) OB-SDNY-0010928
EFrA_0015 8713
EFTA01290741

Deutsche Asset
& Wealth Management
Dean Sim P01.410 VmalinManapnerd
Mangt$ Coon,. Comp
°taunt sank sew net •ac.
Mar *4 Oat*
P.O. edit 1770, Banimore. MD 21203 SO Pan AMINO, 26% I ber
Mrs** NY 1011.4
Il VI 4S44,18.111417811471S
Statement Period: 1110112/15 • 11/3012015
Important Inform ation and Disclosures (continued)
Ratings (continued)
omissions, regardless of the cause, or for the results of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard 8 Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or set securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Rob of Pershing
• Pershing castes your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your fniancial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possble circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would ike additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit wiwtpershing.coridaboWstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• At parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in cowl proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by al parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typicalty include a minority of arbitrators who were or are afNiated with the securities industry.
• The rules of some arbitration forums may impose time knits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement
Page 9 of 10
Account Nu® Der PMW excellent,
()PAN MOIL ME FAZE Tt D (s A o p E ap N erl T es I s A L Mr L x e Ue er sM y t V u. r s N R .. C A S T I l E a D te C 2 O 0 M 07 M UNICA T1ONS aware ua —0-•••••. ...v3
IN 1- I SDNY_GM_00048105
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010929
EFTA_00158714
EFTA01290742

Important Information and Disclosures (continued)
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to artktration, nor seek
to enforce any predispute arbitration agreement against any person who has ciliated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until: (I) the class certification is denied: (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 10010
I, F14/1t 1 A TP c c E o H un A t Z N E u t m bs G L o 1 p S ap I e rless (it ; E r D ri x m v A e e L e n s B d t u A Y r R e r a R ar e A S T r ( iv 0 a C 2 O 0 M 07 M UNC ATIONS .-.ctrae .. r .• z •• t "• — ••ki a ni t • .= • . O , C
SDNY_GM_00048106
CWIFI D A T IA
CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) OB-SDNY-0010930
EFrA_OOI 58715
EFTA01290743

Deutsche Asset
& Wealth Management
Ora Pr Ff.le Won PaamOnt.
Pdynt% firer... 4.p.p
Des-004 ',-C
MnVert Pik*
P0. 80.• 1778. Bs!wore. MD 21203 Na Mn 4.00•0.1601b0
New** nv 1004
1/1004.7101.11110178•470
Account Number:
Statement Period: 1010112015 -1013112015
THE HAZE TRUST
UAD 02/09/99
Portfolio at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYKE TIMES Beginning Account Value 363,096,721.77 $62,302,671.21
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 0 00 113,291.33
Adjusted Previous Account Value 63,098,724.77 62,416,073.64
ST THOMAS VI 00802
Dividends, Interest and Other Income 201,060.11 921,043.33
Net Change in Portfolio 101,328 21 65,096 58
nchng Account Value 3 402 113.45 $63 402 113 45
Accrued Interest 3136.027 77
Your Client Advisor: Estim ated Annual Income 51.064.694.38
DANIEL SABBA
Asset Allocation
Prior Year-Fed Ltd Period Ibis Period % Allocation
USD Cash. Money Funds and Bank Deposits 43,922,655.69 47,180,729.13 47,373,332.90 74.71% P ease review your allocabon
LSD Fred Income 11,400,200.52 8,821,065.64 8,835,140.55 13.94% cer cdca y wth you' Cleft Acl.osco.
LSD Equities 6.979.820 00 7,088,930.00 7,193,040.00 1135%
Account Total (Pie Chart) 362,302,878.21 3133,098,724.77 $63,402.113.45 100.00%
See the Asset Mattoon Disclosure and Footnotes moon tor important mformaton regardeig yots Asset Abortion.
Pate 1 of 10
Rapid facelloni
2014031$252300/0 Ivory Ve SSW, 2007
CONFID (t.g)fgfisA L
r0xAeLiBaArRtr aReArT ED COMMUNICATIONS
SDNY_GM_00048107
CONFIDENTIAL — PURSUANT TO FED. R CRINI, P. 6(e) OB-SDNY-0010931
EFTA_00158716
EFTA01290744

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
This Period Year*Date Unrealized
Short-term Gam/Loss 0.00 0.00 •3.287.38
Long-Term Gain/Loss 000 71.585.86 -266,802.45
Net Gain/Loss 0.00 71,586.86 ,270,089.81
This summary excludes transactions where cost basis information is not available.
For Your Information
Please note that the Veruation at a Glance section on page one of your account statement nil be updated and renamed Portratio at a Glance beginning with the October 2015 statement This change does not
apply to accounts which display only opening and closing balances on page one.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Num her: 0000001492 Count Yield 0.04% Activity Ending: 10130/15
10101115 Opening Balance 47.180.729 13 47,180,729.13
10123115 Deposit MONEY FUND PURCHASE 72.500.00 47,253,229.13
10/30115 Deposit INCOME REINVEST 1,603 77 47,254,832.90
10130115 Closing Balance 147,254,83210
Total All Money Market Funds $47,254,832.10
Income and Expense Summary
Current Period Year-to-Date
Taxable Nom Taxable Taxable Von Taxable
Dividend Income
Equities 72,500.00 0.00 391,836.05 0.00
Money Market 1,603.77 0.00 14,184.01 0.00
Other Dividends 126.95617 000 431.882.59 0.00
Interest Income
Bond Interest 000 0.00 83.072.87 0.00
Total Dividends, Interest, Income and Expenses 9101,060.44 10.00 1920,975.32 HA
Page 2 of 10
Account Nun ber Rabid [nailer.'
OBALI ROLI. TFE FAZE TRLSI ON Fl dEWfisA L D L rx o Ae w sU y tu M V rn s . Ra .. Ae S Tr O E S D O , C 2 O 0 M 07 M UNC ATIONS
SDNY_GM_00048108
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10932
EFTA_00158717
EFTA01290745

Deutsche Asset
& Wealth Management
Draft.' Um PonirVOtiah mvvic-.M
maws forme Gowo
DerbON Sew nes Lac
Nos Teri Oat*
P.O. Boa 1770 Balamoro, MD 21203 SO Pia itoodmi. 26th I Wei
mews* NY 1011.4
Up/ 49147/18. OM)) 78114,9S
Statement Period: 1010112015 • 10/3112015
Income and Expense Summary (continued)
Current Period Year-1-0Date
Taxable Noe Taxable Taxable Non Taxable
0.00 0.00 68.01 0.00
0.00 0.00 0.00 8 097 09
Total 0istri actions 90.00 $0.00 $88.01 $8,097.09
Portfolio Holdings
Amorist Adivity °peeing goalie Acaued Income 30-Day Current
Opening Date Quantity Number Didion Baboon Balance This Year Yield Yield
Income
Cash, Money Funds, and Bank Deposits 75.00% of Portfolio
Cash Balance 0.00 118,500 00
Money Market
DEUTSCHE GOVT CASH INSTL
10101115 47.254.832 900 0000001492 10130115 47.180.729.13 47.254.832.90 51.79 14184.01 0.04% 0.04%
Total Money Market 347080,729.13 $47,264,632.90 551.79 $14,114.01
Total Cash, Money Funds, and Bank Deposits $47,180,729.13 $47,373,332.90 551.79 $14,18.1.01
Adjusted Unrealized Amued MIM&Sated Estimated
Dale Acquired Quantity Vail Cod Cod Balls Market Price Markel Value MU L0N I hum Yield
Fixed Income 11.00% of Portfolio (In lialanlyDate Sequence)
Corporate Bonds
IPAT M ENT INC GTD SR NT Security Identifier: 48212EAE5
10250% 05/15/18 WE DTD 11/15111
CALLABLE 10/30115 6 105.125 Moody Rating CM3 S & P
Rating CCC
10/02112 'atm 500,000.000 940270 170,134 64 98.7500 493,750.00 23,615.36 23,631.94 51,250.00 10.37%
Gilpin& Cost Basis: 5445.000.00
PM ORGAN CHASE & CO DEP MIS REPSTG Security Identifier: 466291HA1
1/10TH RFD SERI FIYRI TO FLTG RT BO
7.900% 04129/49 WE DTD 04/23/08 Moody Rating BAA3 S
P Rating BBB-
05110111 '.11.1) 3,000,000.000 111.2650 3,337,958.33 103.9000 3 117.000 00 -220.95133 0.00 237.000 00 7.60%
Original Cost Basis: 53,337,958.33
Page 3 of 10
Account Numb FIF Mated tacelle
I RAI, ROI THE HAZE TTbI ONFID AL D E rxA ve eL n nB t Au Y Rr e n a R r eA s rT i n E c D e C 2 O 0 M 07 M UNICATIONS .—,N Y4 —.ens-kw*, •re
SDNY_GM_000413109
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010933
EFrA_00 I SUB
EFTA01290746

Portfolio Holdings (continued)
Atusted Unrealized Accrued Estimated Estimated
Ode Acquired Quantity Unit Cod Cod Bass Madre Price Markel Value Gain, Loss Interest Mnual Income Yield
Fixed Income (continued)
Corporate Bonds (continued)
BANK AN ER CORP PERP NON CUMULATIVE DEP Security Identifier: 0605050Th
918 AXED TO FLOAT 8.125% 04130158 WE
DID 0413&08 CALLABLE 05/15118 Moody Rating BA2 SE P
Rating 681
05110/11 '.11.13 3,000100.000 112.9870 3,389,620.83 104.1340 3 124.020 00 ,265,600.83 112,395.83 243,750.00 7.80%
Odlpnal Cod Buis: $3,389,620.83
Total Corporate Bonds $7,197,713.80 16,734,770.00 -1462,04310 9136,027.77 $532,000.00
6,500,000.000
Total Fixed Income $7,197,713.80 16,734,770.00 .$162,943.80 $136,027.77 $532,000.00
6,500,000.000
Unrealized Edimated Estimated
Date Acquired Quantity Unit Cod Cod Bads Market Price Market Value Qua! Lots Mnual Income Yield
Equities 11.00% of Portfolio
Preferred Stocks (Listed by expiration date)
CMGROUP INC DEP 5115 REPS761/100079 Security Identifier: C PRK
PR SER K DIV6.875% PERPETUAL MATT CUSP. 1729673/1
PERPETUAL CALL 111151230 25.00
Dividend Option: Cash
02/03/11 79,000.000 25.3090 1,999,418.90 275400 2,175,660.00 176,241.10 135,781.25 6.24%
CMGROUP INC DEP Sid REPSTG If 1000 Staidly Identifier: C PRC
PFD SER C DIV 5.8% PERPETUAL 14 ATY CUSP 172967355
PERPETUAL CALL 01/22118025.00
Dividend Option: Cash
10118111 19.033.000 21.0810 1,180,739.16 25.0899 1,230,233.01 49,493.91 71,097.85 5.77%
10129114 150,967.000 21.3130 3,670,430.48 25.0899 3,787,746.93 117,316.45 218,902.15 5.77%
Total Covered 200,000.000 4,851,169.64 5,017,980.00 166,810.36 290,000.00
Total 200,000.000 51,851,169.64 $5,017,980.00 $166,810.36 5290,000.00
Total Preferred Stocks $8,850,588.54 $7,193,640.00 $313,051.16 $425,781.25
Total Equities 66,850,588.54 $7,193,610.00 $343,051.16 $425,761.25
Page 4 of to
Account Nun Rated excellent
OBALI ROI I Tt• E FAZE R O Ls r z - N F I D (s AE o p N ape T rle I ss A L [ rD v xA e eL r sO y t A V mR . s . R eA L rT a E c D e C 2 O 0 M 07 M UNICATIONS awr 41Lerrilav vs, ;.....••••••••••ft ma*
SDNY GM 00048110
TCO
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10934
EFTA_00158719
EFTA01290747

Deutsche Asset
& Wealth Management
Onto< Ram 10•410 "mall nmamapnein
Wnets Cowan4'0.p
Dettscht ML Sec•onts Ac.
Mn 1,4 Mt*
PO. Bca 1778. Baltimore, MO 21203 14 PIA Mist lkh I to
Newlin* 7tt 10114
1/121454.71119. (MI 78/...M.
Statement Period: 10/01/2015 • 10131/2015
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Dale Acquired Quantity Unit Cod Cost Bids Market Price Market Value Win! Lop Annual Income Yield
Mutual Funds 3.00% of Portfolio
P MORGAN FLOATING RATE INCOME FUND Security Identifier: PHSX
SELECT SNARES CUSP. 481211510
Open End Fund
Dividend Option: Reinvest: Capita Gains Option: Reinvest
01122!13'•3 198,216.058 10 0900 2,000,000.00 9.4000 1,863,230.92 -138,769.08 82,25918 4.41%
02101113 '.3 630.057 10 0670 6.342.92 9.4000 5.922.54 -420.38 261.47 4.41%
03101113 '.3 111.578 10.0600 7,158.48 9.4000 2888.84 •48914 295.31 4.41%
04101113'.3 789.547 10.1100 7.982.33 9.4000 7,421.74 •580.59 327.66 4.41%
05101/13'.3 751.550 10.1300 7,613.21 9.4000 7,084.58 -548.63 311.89 4.41%
06/03113 '.3 757.360 10.0900 7,641.77 9.4000 7,119.18 .522.59 314.30 4.41%
07!01!13'.3 868.131 9.9700 6,661.27 9.4000 6,280.42 -380.85 277.27 4.41%
08101113 '.3 704.609 10 0600 7,088.37 9.4000 6,623.33 -465.04 292.41 4.41%
09103!13'.3 109.175 10 0300 1,113.03 9.4000 6,666.24 -446.79 294.31 4.41%
10101113'.3 712.100 10 0240 7,137.85 9.4000 6,693.73 -444.12 295.52 4.41%
Total Noncovered 204,850.163 2,084,139.23 1,923,711.52 ,141,027.71 64,92920
Reinvestments to 18,793.513 9.8880 185,828 79 9.4000 176,659.03 -9,169.78 7,709.32 4.41%
Date
Total Covered 18,793213 185,828.79 176.659.03 .9,169.78 7,799.32
Total 223,443.678 $2,250,568.02 62,100,370.55 -$150,197.47 $92,729.12
Total Mutual Funds $2,250,568.02 52,100,370.55 -$160297.47 $92,729.12
Unrealized kaued Estimated
Cost Basis Market Value Gain/ Loss Interest Animal Income
Total Portfolio Holdings $63,672,203.26 $63,402,113.45 2270,089.81 $132027.77 61284,894.38
Footnotes
• Noncovered under the cost basis rules as defmed below.
Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC)(incorpoiating
amendments enacted by P.L.110•34 3, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.- under the new cost basis reporting rules. and marked or denoted as such.
Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-cerement
US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Page 5 of 10
MIAS you A T c h c E o F u A nt Z N E u T mC h L ti S e T r O .- N FID G AM O p S ap M erles A s L Dr r [v a xA e t e a r Us y . M u Y ta r e . c n R a e e r A l l S r e T i n E n i c D l e C 2 O 0 M 07 M UNCATIONS r..t="=====rt.
SDNY_GM_00048111
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010935
EFTA_0015 8720
EFTA01290748

Portfolio Holdings
(continued)
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1.2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debi Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014.
Cost Basis on fixed income securities may be adjusted for amortization. accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of food
income security, and certain attributes. obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those iwolving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
t The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this intonation.
M essa es
Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Portfalio at a Glance beginning with the October 2015 statement This change does not
apply to accounts which display only opening and closing balances on page one.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Summary (All amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-loBate Debits Year-to-Date Net year-to-Date
Securities
Securities Bought 0 CC 8.45667 8.45667 0 00 -1.239.387.12 -1.239.387.12
Secunues Sold 0 CO 0 00 0 00 2.329 942 58 0.00 2,329,942.58
Total Securities 10.00 48,156.67 .18,456.67 $2,329,942.58 .$1,239,387.12 81,010,655.46
Dividends and Interest 1201,060.44 $0.00 3201,060.44 $920,975.32 $0.00 3020,0/5.32
Distributions 10.00 $0.00 30.00 31,325,849.10 $0.00 61,325,849.10
Cash
Deposits 0 CC 0.00 0.00 113 297 33 0.00 113,297.33
Total Cash 10.00 $0.00 $0.00 5111,297.35 moo $113,297.33
Money Market Funds 10.00 $0.00 $0.00 WOO -$2,1143,185.83 .22,843,785.03
Totals $201,060.44 48,456.67 $192,603.17 54,690,084.33 -54,083,172.96 5606,891.38
Page 6 of 10
Account Nunbe Rabid excellent,
1,HAe .01 TI• E FAZE T O N F I paperless L r L Cx v Ae e L r sM y t A V uRr iw nRe A S rT O E S D O , C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048112
'Is D .-E V/ L1. A
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO1O936
EFTA_OO158721
EFTA01290749

DOLOSCE,O
(Inc it
Oruisre Rant Prmair. %Wolin Papmgenan
Pdaeals Coon., 6,0.4)
Dests0,4 Baia %twos 'ac
Ile V.4 001c•
PO 0o. 1776, Baltimpre ND 212C HI Pan Ammo. Ita I ter
War int Irt 10114
01))4,A411A.11111171.4:91,
Statement Period: 1010112015 • 10/3112015
Transactions by Type of Activity
Process/
Settlement
Date Adivi De= Nan Price Accrued Interest Amain Cane
Securities Bought and Sold
10129115 REINVEST CAST INCOME P MORGAN FLOATING RATE INCOMEFUND SELECT SPARES 899 846 4456.67 USD
SX 222544.0300 SHRS SHRS MACH. AT 59.10000 RD 10127 PD
10129/15
Total Seallillt$ Bought and Sold - UNITED STATES DOLLAR 0.00 -8,156.67
Dividends and Interest
10122115 CASH DIVIDEND RECEIVED 200000 SH RS CITIGROUP INC DEP 51- S REPSTG 111000 PFD 72,500 00 USD
C PRC SERC DIV 5 8% PERPETUAL MATY PERPETUAL CALL
04122/18Q 25 00 RD 10/09 PD 10/22115
10129115 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,456.67 USD
SX 222511 0300 SHRS RD 10127 PD 10129115
10130115 M ON EY MARKET FU ND DEUTSCHE GOVT CASH 1,603.77 USD
INCOME RECEIVED
233993882
10130115 CASH DIVIDEND RECEIVED ,PMORGAN CHASE 8 CO DEP SHS REPSTG 1/10TH PFD SER 118.500 00 USD
466251-HAl 7.900% 0/129149 BlE RD 10129 PD 10130115 DIV PAID AT
39.50 3000000
Total Dividends and Interest - UNITED STATES DOLLAR 0.00 201,080.44
Total Value of Transactions 0.00 192,803.77 USD
The price and quantity displayed may have been rounded.
Cash Not Yet Received
Security Record Date Payable Dale Cleaathy Held Rate Dividend Optioe Mount of Payment
Interest
DANK AMER CORP PERP NON CO M LLATiVE DEP 10130115 11/15115 3.000.000 000 0.040625 Cash 121,875 00
SI- S FIXED TO FLOAT
IPAYM ENT INC GTD SR AT 10130115 11/15115 500.000.000 0.051250 Cash 25.625 00
10150% 05115/18 B/E
Total Cash Not Yet Received 5117,500.00
Page 7 of 10
Account Numbe Rioted Excellent
',NAO.( Gorr THE HAZE Tt ONFI G D O pa = per i le A ss L D L e v x A e e L r s I y M a V I m 1 a P n e A r L V a E c D e C 2 O 0 M 07 M UNKATIONS
SDNY_GM_00048113
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010937
EFTA_00 158722
EFTA01290750

Client Service information
Your Client Advisor: DAN
DANIEL SAHA
315 PARK AVENUE, 26TH FLOOR
NEW YORK NY 10151.0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST lk FIRST OUT
Default Method for Socks in a Dividend Reinvestment Ran: RRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Amortize premium on tumble bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corn m unications for electronic delivery. To register and turn off paper con m unications, log in to your account or contact your Client Advisor for more inform ation.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'WA" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
www.pershing.comilbusiness_conbnuity.html for specific detais as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
Information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
Page 8 of 10
OlitAkl ROLL A TH cc E ount Num be, ON F PaPe.rless 4.; R L Drx v A a e e L d s r O y t u A V t rR w t S r R a a , A l e l S o Tr O n E S i D O , C 2 O .0 M 07 M UNCATIONS -at tra:t.t.raltfu-th.r" -=
SDNY_GM_00048114
It
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010938
EFTA _00158723
EFTA01290751

Deutsche Asset
& Wealth Management
Dram.* Ram 10•410 WtYn Ma fr-wtm
II ent% CpetrarGtp.p
Des-b04 mai Se4•0,3e1
v.4 Mt*
P.O Box 1770, Ba!ammo, MD 21203 14, PIA Ass.. lkh I ber
New*** 1tY 1011A
454.71119.111417 8/14MS
Statement Period: 10/0112015 • 10/3112015
Important Inform ation and Disclosures (continued)
Foreign Currency Transactions (continued)
transactions unless you instruct your financial organization otherwise. Pershing's curtency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the pnor business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & P00I'S. Reproducing and distributing any information received from Standard & Pooes is not permitted without prior written
authorization from Standard & Pooes. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pooes shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts: are not
recommendations to purchase, hold or set securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
Cash Not Yet Received
Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information.
The Rote of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions conceming your account Pershing is not responsible cr liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitabdity of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for hinds and securities you may deposit with it directly or through your financial institution or that it
receives as the resuk of securities transactions it processes.
• Your Mandel institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitabiky of those transactions, where appkcable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consuk the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`') Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vnwr.pashing.com/aboutfstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in vatng to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza.
Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
Page 9 oft0
Account Numb aamerles Raoul v ta a ce n ll e si r n ig c i e 2007
DOAN 'it'll ThE FAZE T DAUM* RATED COMMUNICATIONS
ONFIDn\MAL -
SDNY_GM_00048115
CONFIDENTIAL —PURSUANT TO FED. R CRIM. P. 6(e) r )(MUM" OB-SDNY-0010939
EFrA_00 158724
EFTA01290752

Important Information and Disclosures
(continued)
Important Arbitration Disclosures (continued)
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators vnl typically include a minority of arbitrators 40 were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose tine limits for bnngmg a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is fled, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399: (201) 413-3330.
Page 10 of 10
Account Nun ber Rated tscollenti
ta4o paperless [very Year Since 2007
TF E FAZE T
ON FIDAENTIAL
rDxAeLnBuARrt rRieArT ED COMMUNICATIONS
SDNY_GM_00048116
CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) OB-SDNY-0010940
EFrA_00 158725
EFTA01290753

Deutsche Asset
& Wealth Management
Dralsov Rant km,. Weahn Papmgenan
Manes CodragreG,o‘P
Destutg lank %woe+ Ac
lire wan Mkt
P.O. Boa 1778, Baltimore, MO 21203 lab * Annvet I *xi
/M RA /WY 10114
inn 4914M 1.14178114:011
Account Number:
Statement Period: 0910112015 -
THE HAZE TRUST
UAD 02/09/99
Valuation at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYKE TTEES Beginning Account Value $63,127,596.87 962,302,676.21
6100 RED HOOK QUARTER B3 het Cash Deposits and Wilhdrawals 0 00 113.297 33
ST THOMAS VI 00802 Adjusted Previous Account Value 63,127,596.81 62,415,973.54
Dividends. Interest and Other Income 8.648.68 719.982 89
Is et Change in Portfolio -39.520 78 -39,231 66
ncling Account Value $63 096 724.77 S63 096 7 2 4 7 7
Accrued Interest 5209.375 00
Your Client Advisor: Estimated Annual Incom e 51.062.494.71
CAMEL SABBA
Asset Allocation
Prior Year-End Lad Period This Period % Allocation
LSD Cash. Money Funds and Bank Deposits 43.922.655.69 47179.177.86 47,180,729.13 74.77% Please review your allocation
LSD Axed Income 11.400.200.52 8.920.698.99 8.827.065.64 13.99% penodicalty web your Cbent Admix.
LSD Equities 6,979,820.00 7.027.720.00 7.088.930 00 11.24%
Account Total file Chart) 962,307,676.21 $63,127,596.67 $63,096,774.77 100.00%
See the Asset Mocation Disclosure and Footnotes section lor important information regarding your Asset Allocation.
Page 1 of 11
ORAN ROI:. 66NFIDIVisAL r ( l 0 i v x s A e e t L e r rB y d tA u V t R a r • m c • R • e eA l S b Tt i r n O a c 2 e C 2 O 0 M 07 M UNICATKINS
SDNY_GM_00048117
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010941
EFTA 00155726
EFTA01290754

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
ibis Period Year4o-Date Unrealized
Short-Term Gam/Loss 000 0.00 127.513 98
Long•Term Gain/Loss 000 71:585.88 -501.101 48
Net Galn/Lou 0.00 71,586.86 ,373,595.50
This summary excludes transactions where cost basis information is not available.
For Your Information
Please note that the Valuation at a Glance section co page one of your account statement will be updated and renamed Portratio at a Glance beginning with the October 2015 statement This change does not
apply to accounts which display only opening and closing balances on page one.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Number: 0000001492 Current Yield: 004% Activity Ending: 09/30115
09101115 Opening Salute 47,179,177.81 47,179.177 88
09130/15 Deposit INCOME REIN VEST 1.551.25 47.180.729.13
09130115 Closing Balance 947,180,729.13
Total All Money Market Funds 147,180,729.13
Income and Expense Summary
Curren) Period Year•loOate
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 0 00 0.00 319,336 05 0.00
Money Market 1.551.25 0.00 12.580 24 0.00
Other Dividends 7:097 43 0.00 304.925 92 0.09
Interest Income
Bond Interest 0 00 0.00 83.072 67 0 00
Total Dividends, Interest, Income and Expenses 18,648.88 60.00 $719,914.88 60.00
Page 2 of 11
Lt01 A TI c - c E o F u A nt Z h E u m be Go paperless L R r b Cx e A s e e L d f Ms y Au V to Rm . c A R e e . A l W l rT e E o n e D i s C 2 O 0 M 07 M UNICATIONS :s.rz it
SDNY_GM_00048118
ONFI DEN 1A
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010942
EFTA 00158727
EFTA01290755

Deutsche Asset
& Wealth Management
()PASO( Pnwair Vhaiin waren
Pewees <wrap Gw..p
ontsciv let setwnet
Mw.* Oma,
PO llo‘ 1778. Baoliimore. MO 21203 HS Pan Ammo. /Mb Mcr
New leek 11Y 101'I
(1p/ 4544814. MIS) 7.14:31
Statement Period: 0910112015 • 09130/2015
Income and Expense Summary (continued) Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Distributions
Long • Tern Ca: tal Gain Cistr bu:ions 0.00 0.00 68 01 000
Other DistribJtions 0.00 0.00 000 8 097 09
Total Distributions $0.00 $0.00 888.01 88,097.09
Portfolio Holdings
Account Mirk Opening Closing Awned Income 30-Day Current
Opening Date Quantity Number Ending Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 75.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
09/01115 47.110/29.130 0000001492 09130115 47.179.177.88 47.180.729.13 0.00 12.580 24 0 04% 004%
Total Money Market 847,179,177.88 $47,180,729.13 812,580.24
Total Cash, Money Funds, and Bank Deposits $47,179,177.88 847,180,729.13 $$00..0000 812,580.24
Adjusted Unrealized Accrued Estimated Estimated
Dale Acquired Quantity Unit Cost Cost Basis Market Price Markel Value Gain/ Loss Interest Annual Income Yield.
Fixed Income 11 .0 0% of Portfolio (In Malign)? Date Sequence)
Corporate Bonds
IPAYM ENT INC GTD SR NT Security Identifier: 48282EAES
10250% 05115118 B/E DTD 11/15/11
CALLABLE 09/30115 O 105.125 Moody Rating CM3 Si P
Rating CCC
10102112'.12,13 500.000.000 93.8620 469.312.09 95 0000 475.000.00 5.687.91 19.218.75 51,250.00 1078%
Origins Cost Basis: 5445.000.00
PM ORGAN CHASE a CO DEP SliS REPSTG Security Identifier: 4882SHHAI
1110TH PFD SER 1 FIXED TO FLT6 RT BD
7.900% 04129/49 WE DTD 04/23/08 Moody Rating 8AA3 S
P Rating BBB-
05110/11 '.17.13 3.000.000.000 111.2650 3.337.958.33 103.8750 3,116,250.00 -221.708.33 98.750.00 237,000.00 7.60%
Original Cost Bair 33,337,958.33
Page 3 of It
inAS Rat A TI c - c E o H un A t Z N E ONFID G Ar o E pap r er r le i s A s e t :. r R D (v x A a e e t L e r B s y d A t Y t i R m m e R a a e r l A k S r T i a n E n fl O t e C 2 O 00 M 7 M UNCATIONS Oats= a .0•=4o.
SDNY_GM_00048119
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010943
EFTA 00155728
EFTA01290756

Portfolio Holdings (continued)
Adjusted Unrealized Accrued Estimated Estimated
Date Acquired Ounthy Unit Cost Cod Basis Market Price Market Valve Gain, Loss Interest Annual Income Yield
Fixed Income (continued)
Corporate Bonds (continued)
BANK AM ER CORP PERP NON COM ULATIVE DEP Security Identifier: 0605050Tb
PS FIXED TO FLOAT 8.125% 04130158 WE
DTD 04130108 CALLABLE 05/15118 Moody Riling BA2 SE P
Rating B8•
05110111 '.12.13 3,000,000.000 112.9870 3,389,820.83 101.5000 3,135.000 00 ,254,820.83 91,406 25 213,750.00 1.77%
Original Cost Buis: 53,389,620.83
Total Corporate Bonds $7,196,891.26 $6,726,250.00 -$470,841.25 9209,375.00 $532,000.00
6,500,000.000
Total Fixed Income $7,196,691.25 $6,726,250.00 -$470,641.25 $209,375.00 $532,000.00
6,500,000.000
Unrealized Estimated Estimated
Date keened Quantity Vail Cod Cod Bads Market Price Market Value Gain! Loss Annual Income Yield
Equities 11.00% of Portfolio
Preferred Stocks (Listed by expiration date)
CMGROUP INC DEP SHS REPSTG 111000TH Security Identiler:C PRK
PFD SER K DIV6.815% PERPETUAL MATY CUSP:172967341
PERPETUAL CALL 11/15123025.00
Dividend Option: Cash
02103114 79,000.000 25.3090 1,999,418.90 26.6700 2,106,930.00 107,511.10 135,781.25 6.44%
CIT1GFIOUP INC DP SHS REPSTG 111000 Seaulty Mender: C PRC
PFD SER C DIV 5.8% PERPETUAL MATY CUSP: 172967366
PERPETUAL CALL 04/22118025.00
Dividend Option: Cash
10/28/14 49.033.000 24.0810 1,180,139.16 24.9100 1,221 412.03 40,672.81 11,097.85 5.82%
10129114 150,967.000 24.3130 3,670,430.48 24.9100 3.760.587.97 90,157.49 218,902.15 5.82%
Total Covered 200,000.000 4,851,189.44 4,982,000.00 130,630.36 290,000.00
Total 200,000.000 $4,851,169.61 $4,982,000.00 $130,830.38 $290,000.00
Total Preferred Stocks $6,650,588.54 $7,088,930.00 $238,341.48 $425,761.25
Total Equities $8,850,518.54 $7,086,930.00 9231,341.48 8425,781.25
Page 4 of 11
Account Numb Itatod Excellent
'02/230CSF ' [very Yew Sine, 2007
THE FAZE T rDxAeL BriAmR RieArT E000MMUNICATIONS
UN I— I UE PTli As SDNY_GM_00048120
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010844
EFrA_00 I 58'729
EFTA01290757

Deutsche Asset
& Wealth Management
0ediSre RIM Pr.M r W.4 I P. &tamale,.
Pant% I peva,.G to.p
Des-b04 sai ',-
Mn %A Mt*
PO 13o.‘ 1776. Ilahimore MD 21203 Na PIA Mist MOWS
New** nv 1011.4
inn 454.71119.1115178•471S
Statement Period: 09/01/2015 - 09/30/2015
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gain/ Loss Annual Income Yield
Mutual Funds 3.00p/ of Portfolio
P MORGAN FLOATING RATE INCOME FUN Security Identifier: PHSX
SELECT SNARES CUSP. 181211510
Open End Fund
Dividend Gillian: Reinvest Capita Gains Option: Reinvest
01/22113 '.3 198,216.058 10 0900 2,000,000 00 9.4400 1,871,159.56 ,124,840.44 62,061.44 4.38%
02101113 ..3 630.057 101670 6.342.92 9.4400 5.947.75 -395.17 260.84 4.38%
03101113 '.3 711.578 101600 7,158.18 9.4400 6,717.29 411.19 294.59 4.38%
04101113 '.3 789.547 10.1100 7,982.33 9.4400 7.453.32 -529.01 326.07 4.38%
05101113 '.3 751.550 10.1300 7,613.21 9.4400 7,094.62 .518.59 311.14 4.38%
06103113 '.3 757.360 10.0900 7,641.77 9.4400 7,149.47 492.30 313.55 4.38%
07101113 '.3 688.131 9.9700 6,661.27 9.4400 6,307.15 -354.12 276.61 4.38%
08101113'.3 704.609 10 0600 7,088.37 9.4400 6,851.52 436.85 291.71 4.38%
09/03/13 '.3 709.175 10 0300 7,113.03 9.4400 6,694.61 -418A2 293.60 1.38%
10101/13 '.3 712.100 10 0210 7,137.85 9.4400 6,722.23 415.62 294.81 4.38%
Total Noncovered 201,660.163 2,064,739.23 1,931,697.52 ,132,641.71 81,725.16
Reinvestments to 17,893.867 9 9120 177,372.12 9.4400 168,918.12 .8,454.00 7,108.06 4.38%
Date
Total Covered 17,693.467 177,372.12 168,918.12 .6,454.00 7,408.06
Total 222,511.030 $2,242,111.35 $2,100,815.61 -$141,295.71 $92,133.22
Total Mutual Funds $2,242,111.36 $1.100,815.64 -6141,296.71 $92,133.22
Unrealized Jr:trued Estimated
Cod aids Market Value Gain/ loss Interest Anneal Income
Total Portfolio Holdings 663,470,320.27 83,088,724.77 -$371;5116.60 $209,375.00 61,062,494.71
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally n4 subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC*) (incorporating
amendments enacted by F.L 110-343, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.- under the new cost basis reporting rules, and marked or denoted as such.
Al other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-retrement,
US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Page 5 of 11
Account Numb Rated Excellent
1,fren.i, .01; THE FAZE TRL ON Fl )!ffiLP2Asi L r b Cx e Ae e Ls f M y t Ai v rRt « r, M . a eU S r l D at e C 2 O 0 S 0 V 7 A UNICATDONS w•-.0-o.
SDNY_GM_00048121
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010945
EFEk_00 158730
EFTA01290758

Portfolio Holdings (continued)
Reporting requirements generally will be phased in over a three-year period, as fclows:
• Stock in a corporation acquired on or after January 1.2011
• Mutual funds and dividend reinvestment plan (CRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple ked payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014.
Cost Basis on fixed income securities may be adjusted for amortization. accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of food
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those iwolving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
f The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous dent brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering fin or transferring agent and Pershing makes no representation as to the accuracy of this intonation.
M essages
Please note that the Valuation al a Glance section on page one of your account statement will be updated and renamed Portfolio at a Glance beginning with the October 2015 statement This change does not
apply to accounts which display only opening and closing balances on page one.
Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis.
Pershing's June Statement of Financial Condition is now available. On June 30. 2015, Pershing's net capital of $2.179 billion was 10.78% of aggregate debit balances and exceeded the minimum requirements by
$1.77 billion.
Pershing is also requited to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31. 2015. Pershing's net capital of $2.163 billion was
11.55% of aggregate debit balances and exceeded the minimum requirement by 51.79 billion.
A copy of the June 30. 2015. Statement of Financial Condition is available at www.pershing.cornistatement-of-financial-condition. You may also request a free, printed copy by calling (888) 860-8510 or (201)
413-4200, option ft5
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
NOW ti
Account Nubmb Rated facellene
Go paperless (very Vs, Since 2007
RLSTo NFIDAENTIAL DrxAcLiBtuArRn aReArT ED COMMUNICATIONS Panne LW mamas. 01101... 'ha SC
SDNY_GM_00048122
CONFIDENTIAL — PURSUANT TO FED. R P. 6(:Am DB-SDNY-0010946
BM:4_00159731
EFTA01290759

Deutsche Asset
& Wealth Management
Onto< Rana Pnwair Wain Papmgeneit
wrens <Dome 6,..•
oftisch4 opt secte*es a.
iiv.v.4 Pasco
PO Be 1778. Ballimore, MA 21203 141PIA Ass,. 114h I ber
New Vest II 1011A
1/121454.71114.1115178/.4,91,
Statement Period: 0910112015 • 0 9/3012015
Activity Sum m a ry (Alf amounts shown am in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Securites Bought 000 -7.09743 -7.097 43 0.00 -1.230.930.15 -1.230.930.15
Securities Sold 000 000 000 2 329.942 58 0.00 2,329,912.58
Total Securities $0.00 -$7,097.43 -$7,097.43 $2,329,942.58 -$1,230,930.46 11,099,012.13
Dividends and Interest 0,848.88 $0.00 $8,648.88 $719,914.88 $0.00 $719,914.88
Distributions $0.00 $0.00 $0.00 $1,325,849.10 $0.00 $1,325,849.10
Cash
Deposits 000 0.00 0.00 113,297.33 0.00 113 297 33
Total Cash $0.00 30.00 $0.00 $113,297.33 $0.00 $113,297.33
Money Market Funds $0.00 $0.00 $0.00 $0.00 -$2,843,786.83 -52,843,785.83
Totals $8,648.88 .67,097.13 $1,551.25 $4,489,003.89 .81,071,718.28 $111,287.61
Transactions by Type of Activity
Process/
Settlement
Date Activity Type Desaiptioa Quantity Price Accrued Interest Amount Cartel,
Semidries Bought and Sold
09129115 REINVEST CASI- INCOME ..P MORGAN, FLOATING RATE INCOM E FUND SELECT SHARES 749 465 -7.09743 LSD
PI-SX 221794.5650 SHRS SHRS PURCH. AT $9.47000 RD 09125 PD
09129115
Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 4,097.43
Dividends and Interest
09/29115 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7.09743 LSD
PN SX 221794.5650 SHRS RD 09125 PD 09129/15
09130115 MONEY MARKET FUND DEU TSCHE GO VT CASH 1.551 25 LSO
INCOME RECEIVED
233993682
Total Dividends and Interest - UNITED STATES DOLLAR 0.00 8,648.68
Total Value of Transactions 0.00 1,551.25 USD
The price and quantity displayed may have been rounded.
Page 7 of 11
Account NumcbPs I Raked tamale nd
V:0,-;:,CCF;1):21 °SAO ROLL TFE FAZE T LST oNFIDA G E o N pap 1 er 1 le ) ss ° kL r E Ox v Me er sA y uN V r a I R n A S T a E m D e C 2 O 0 M 07 M UNICATIONS
NCI
SDNCGM_00048123
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010947
EFTA_00 158732
EFTA01290760

Client Service Information
Your Client Advisor: DM,
DANIEL SABRA
345 PARK AYES bE, 267F FLOOR
NEW YORK NY 10154.0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST lk FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat al interest as origins issue discount (OID): No
Amortize pram ium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corn m unications for electronic delivery. To register and turn off paper Comm unications, log in to your account or contact your Client Advisor for more inform alien.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vAwitpershing.comibusiness_continuity.htrrit for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You vnll
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Pape of 11
Account Numb kited tsallerril
MIAN ROIL FMET [ Dr v xA e cL r i y Ou A V rRt e r Ra st eA S rT i E nc D e C 2 O 0 M 07 M UNICATIONS
ON F I TIAL
SDNY_GM_00048124
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010948
EFTA_00158733
EFTA01290761

Deutsche Asset
& Wealth Management
Oralsre Mn, 00,410 VrIflan Ma ma funurr
Pants Cowan Gtca,
Dettuht M Sew net 77
lire Vert 07Ii•
P.O Om 1778, Ba!ammo, MD 21203 141Part Anceet 16%1747
New*** 1011.4
Inn .84.7111. 7884,11,
Statement Period: 0910112015 • 09/3012015
Important Inform ation and Disclosures (continued)
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poo(s. Reproducing and distributing any information received from Standard & Poor's is not perritted without prior written
authorization from Standard & Poor's. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or
emissions, regardless of the cause, or for the results of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and de not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Rote of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is net responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and. in certain instances. execution of securities
orders; the assessment of the suitability of those transactions, where appbeable, the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (291)413-3333. Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit vernv.pershing.comraboutistrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in igniting to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Deparbnent, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 413-3330. Enors and Omissions excepted.
Important Arbitration Disclosures
• Al parties to this agreement are giving up the right to sue each other in court, including the tight to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
Page 9 of 11
VU„ Account Numb paperless R L v a e te ry d V to e . s .. t S W S o es 2007 .0-17.2=72.rne...D.r=
THE FAZE TRI. rDxAeLs OtAuRr nReArT ED COMMUNICATIONS
UM- 1UL TIAL SDNY_GM_00048125
CONFIDENTIAL — PURSUANT TO FED. R MM. P. 6(e) OB-SDNY-0010949
EFIA_001 58734
EFTA01290762

Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wil typically include a minority of arbitrators into were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose hme limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has nitrated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
clans encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing lit, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)1134330.
Page 10011
Account Numb rerless et ) Rated tacellordi
OSAB ROLL IFS FAZE I D Lv A e L r O y A V R . A R . A L T a E t D e C 2 O 0 M 07 M UNICATIONS
rxesusN CI
UlNriUtl\MA SDNY_GM_00048126
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10950
EFTA_00 [587 35
EFTA01290763

TERMS ANDCONDEMNS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT" AS A MARKET AMER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FNANCUU. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FNANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL, SHALL REMAIN AVALABLE UPON REQUEST
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF [TWILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWWPERSHING COM.
STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHIPIG.COM/DISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS -
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(A)(1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION P YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A COM3NED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTANED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NERO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
• DIVIDENDS. MEREST MID OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS ro ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE ND EEDED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
IF ANY OF ThE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. PEASE NOTKYPERS-ING DAMMAM), III WRITINGS,' CERTFED MAIL TO ORE PERSHNG PLAZA JERSEY CITY. NJ 07399, ATOP LEGAL DEPT
Page11011
4
Account Amin o paperless oantr•=2=== 1".=
ME FAZE TRia
rffn A
DrxAeUmMm. ReAr TT ED COMMUNICATIONS
SDNY_GM_00048127
CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) OB-SDNY-0010951
EFrA_00158736
EFTA01290764

Deutsche Asset
& Wealth Management
(Misr. Rana Pnwair wean Papmgenan
meats tone Gee,
Coeur* lank Salons ec
No.I se 0111e
PO Boo 1778. Bellmore. MD 21203 HI Pan Aserao. Ikh I ter
War wet Irt 10114
01114:44414.1115.17144,91,
Account Numbe
Statement Period:0810112011MM
THE HAZE TRUST
UAD 02/09/99
Valuation at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYKE TTEES Beginning Account Value 963,325,039.49 962,302,676.21
6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 000 113.297 33
Adjusted Previous Account Value 63,325,039.49 62,415,973.54
ST THOMAS VI 00802
Dividends. Interest and Other Income 43.282.11 711,334.21
het Chan re in Portfolio -240.72473 28912
nchng Account Value 563 127 596 87 $63,127,596.87
Accrued Interest 6165.86111
Your Client Advisor: Estim ated Annual Income 51 061 963 95
CAMEL SABBA
Asset Allocation
Prior Year-End Last Period This Period % Allocation
LSD Cash. Money Funds. and Bank Deposits 43,922,655.69 47,143,63026 47,179,177.88 74.74% P ease review your allocation
LSD Fixed Income 11,400,200.52 9.019.229.23 8,920,698.99 14.13% cer coca y wth your Clem Maw.
LSD Equities 6.979,820 00 7.162.18000 7.027.720 00 1113%
Account Total (Pie Chart) $62,302,676.21 963,325,039.49 $63,127,596.87 100.00%
See the Asset okocabon Disclosure and Footnotes section for important information regardng your Asset Mocahon.
Pop 1 of 9
Rated Excellent
DRAB Roll C 80 O 09812S N CSP3 F 0011 I D G E o p N ape T rle I ss A L D ( r v xA e e r Us y uM V rt. e r Ra eA s rT a E n D te C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048128
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10952
EFTA_00158737
EFTA01290765

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
Ids Period Tema,.Date Unrealized
Shod-Term Gain/Loss 0.00 0.00 66.401.47
Long•Term Gain/Loss 0.00 71185.86 499.662.47
Net Gain/ Lou 0.00 71,586.86 -333,261.00
This summary excludes transactions where cost basis information is not available.
Money Market Fund Detail
Date Activity Type Description Monet Babece
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Number 0060001492 Current Yield: 0.04% Adis*/ Ending: 08131/15
08101(15 Opening Balance 47,143,630.26 47,14313126
08118(15 Deposit MONEY FINO FtIRChASE 33,94535 47,17157511
0813105 Deposit INCOME REINVEST 1.602.27 47,179.17718
08/31/15 Closing Balance $47,179,177.88
Total All Money Market Funds $47,179,177.98
Income and Expense Summary
Current Period Year•to•Date
Taxable Nos Taxable Taxable NOB Taxable
Dividend Income
Equities 33,945.35 0.00 319,336.05 0.00
Money Market 1.602.27 0.00 11,028.99 0.00
Other Dividends 7,734.49 0.00 297,828.49 0.00
Interest Income
Bond Interest 0.00 0.00 83,072.87 0.00
Total Dividends, Interest, Income and Expenses $43,282.11 $0.00 1711,20.20 $0.00
Distributions
Long • Term Capital Gain Distributions 0 00 0.00 88.01 0.00
Other Distributions 0 00 0.00 0.00 8.097.09
Total Distributions $0.00 $0.00 $68.01 58,097.09
Page 2 of 9
Account Numb Rated [mailer.
7,.:.098.125CSF33 OKA', YOU TFE FAZE T ri Gao E P N ape T rle 1 ss A L rD L x v Ac e L r iBu y Ar y nR e a a R . eA S rT l E a D te C 2 O 0 M 07 M UNCATIONS nvivieetic
IN SDNY_GM_00048129
U
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10953
EFTA_00 I 58738
EFTA01290766

Deutsche Asset
& Wealth Management
Oralsre Ram 10.410 V.I.1004.1111`,114
Pen t% Cowan fr op. p
Des-b04 Mani St4wri AC.
lire %A Cali*
P.O. Bc 1778, &admire, ND 21203 341P art •Seel. Ikh I to
New** /IT 10114
Inn 4544,111.11/517.114,9%
Statement Period: 08/01/2015 • 0813112015
Portfolio Holdings
Adivay Opening Closing Accrued Income 30.Day Current
Opening Date Quantity 'lumber Fidleg Balance Balance Income Tkis Year Yield Yield
Cash, Money Funds, and Bank Deposits 7 5.0 0% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
08101115 47,17%177.880 0000001492 08131115 17,113,630.26 47,179,177.88 0.00 11,028.99 0.04% 0.04%
Total Money Market 147,143,630.25 547,179,177.88 $0.00 $11,028.99
Total Cash, Money Funds, and Bank Deposits $17,143,830.26 $17,179,177.68 $0.00 $11,026.99
Adjusted Unrealized Accrued Estimated Estimated
Date Acquired Quantity Unit Cost Cost Market Puce Market Value Gain/ Lou Merest Annual Income Yield
Basis
Fixed Income 11 .0 0% of Portfolio fin Maturity Date Sequence)
Corporate Bonds
IPAYM ENT INC GTO SR NT Security Identifier: 46262EAE5
10.750% 05115118 EUEDTD 11/15/11
CALLABLE09/02/15 fa 105.125 Moody Rating CAA3 S P
Rating CCC
10102112'.11,13 500,000.000 93.7000 46%498.37 95.8750 179,375.00 10,876.63 15,090.28 51,250.00 10.69%
Original Cost Basis. $145.000.00
.PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 46625HHA1
1110TH PFD SERI/MT TO FITG RT BO
7.900% 04129149 WE DID 04/23/08 Moody Rating 8M3 S
P Rating 880-
05110111 3,000,000.000 111.2650 3,337.958 33 105 0000 3,150,000.00 ,187,958.33 79,000.00 237,000.00 7.52%
0 nral Cost Bass 83 337 958 33
BANK AM ER CORP PERP NON COM ULATWE DEP Security Identifier: 0605050 T8
SHS EDS TO FLOAT 8.125% 01130158131E
DTD 04/30/08 CALLABLE 05115118 Moody Rating 8A2 St P
Rating BB+
05110111 3,000,000.000 112.9810 3,389,620.83 105.6250 3,161,750.00 -220,870.83 71,770.83 213,750.00 7.69%
Original Cost Bats: 53.389.620.83
Total Corporate Bonds 17,196,077.53 $6,798,125.00 -$397,152.53 $165,861.11 $532,000.00
6,500,000.000
Total Fixed Income $7,196,077.53 $6,798,125.00 -$397,152.53 $165,661.11 $532,000.00
6,500,00%000
Page 3 of 9
Account Numb Rated t.cotiona .11.11=1.7tt..."; r4t.er.t
04'09!:25CSF3,' l) OAP 'it'll THE FAZE TRI. ONFI O ffiAs L E rDx v Ae e L r n B y t A V rRn IN aR D eA . w rT E o D o, C 2 O 0 M 07 M UNICATIONS ins •oc
SDNY_GM_00048130
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010954
EFrA_00158739
EFTA01290767

Portfolio Holdings (continued)
Unrealized Estimated Estimated
Cate Aadred Quality Uoit Cog Cod Basis Market Price Market Value Gala/ Loss Annual Income Yield
Equities 11 .0 0% of Portfolio
Preferred Stocks (listed by expiration date)
CMGROUP INC DEP MS REPSTG 111000TH Security Identifier: C PRK
PFD SER K DIV 6.875% PERPETUAL MATT CUSP. 172967341
PERPETUAL CALL 111151230 25.00
Dividend Option: Cash
02/03114 79.004.000 25.3090 1.991416.90 26.6800 2,107,720.00 108,301.10 135.781 25 6.44%
CITIGROUP INC DEP MS REPSTG 111000 Security Idatlller. C PRC
PFD SER C 0IV 5.8% PERPETUAL MATT CUSP: 172967366
PERPETUAL CALL 04122/180 25.00
Dividend Option: Cash
10128/14 19,033.000 24.0810 1,180,739.16 21.6000 1,208,211.80 25,472.64 71,097.85 5.89%
10129114 150,967.000 24.3130 3,870,430.48 24.6000 3,713,188.20 43,35712 218,902.15 5.89%
Total Covered 200,000.000 415106914 4,920,000.00 68,830.36 290,000.00
Total 200,000.000 $4,881,169.114 $4,920,000.00 $66,830.36 $290,000.00
Total Preferred Stocks $6,850,688.54 37,027,720.00 3177,131.40 $425,781.25
Total Equities $8,850,688.51 $7,027,720.01 8177,131.18 8425,781.25
Uarealized Estimated Estimated
Date Acquired Quantity Usk Cost ant Basis Market Price NadelValle Gals/ Loss Annual Income Yield
Mutual Funds 3.00% of Portfolio
P M ORGAN FLOATING RATE INCOME FUND Security Identifier: PHSX
SELECT SNARES CUSP. 481211510
Open End Fund
Dividend Option: Reinvest, Capital Gains Option: Reinvest
01122113 '.3 198,216.056 10.0900 2,000,000.00 9.5700 1,898,927.65 -103,072.35 83,250.74 4.38%
02101113'.3 630.057 10.0670 6.342.92 9.5700 8.029.64 •313.28 264.62 4.38%
03101113'.3 111.578 10.0600 7,158.48 9.5700 6,809.81 •348.67 298.86 4.38%
04101113'.3 789.517 10.1100 7,982.33 9.5700 7,555.96 426.37 331.61 4.38%
05101113 '.3 751.550 10.1300 7,613.21 9.5700 7,192.34 .420.87 315.65 4.38%
06103/13 '.3 757.360 10 0900 7,641.77 9 7,247.93 393.84 318.09 4.38%
07101113'.3 668.131 9.9700 6,661.27 9.5700 6,394.02 •-236973.254 280.62 4.38%
08101113'.3 704.609 10.0600 7.088.37 9.5700 8,743.10 -345.27 295.94 4.38%
09103113'.3 709.175 10.0300 7,113.03 9.5700 6,786.80 •32623 297.85 4.38%
10101113 '.3 712.100 10.0240 7,137.85 9.5700 8,814.80 •323.05 299.08 4.38%
Total Noncovered 204,650.163 2,004,739.23 1158,502.05 4011,237.18 85,953.06
Reinveslin ents to 17,144.402 9.9320 170,274.69 9.5700 164,071.94 4,202.75 7,200.65 4.38%
Date
Total Covered 1/.111.102 170 271.19 181,071.91 -6,202.75 1,200.85
Total 221.791.585 $2,235,013.92 82.122.873.91 4112,439.93 $93,153.71
Total N utual Funds 32,235,013.92 32,122,573.91 4112,439.93 893,153.71
Paget of 9
Account Numb Rated tmolleM
Bin?! I nano '17 OMAR ROLL TbE FAZE T paperless E rDx v Ae e Ls r O y u A 'V rRn a Ra n eA S rT a E m D e C 2 O '0 M 07 M UNICATIONS ...a
SDNY_GM_00048131
URLsr O N F I D AENTIAL
CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) OB-SDNY-001O955
EFTA_00 I 58740
EFTA01290768

Deutsche Asset
& Wealth Management
On'sofRota Pnwiln weYn Pawiene*
ravens Oserapee,o..•
MAUI math smonet %lc
lire Ion Olk•
PO Oox 1776, Balbmore. M021203 Hann Ammo. 160. I 774r
War lot hY 10114
01/).7.4.7414. mat 71474791,
Statement Period: 0810112015 • 08/3112015
Portfolio Holdings
(continued)
Unrealized Accrued Estimated
Cost Bails Market Value Gain/ Loss Interest Annual Income
Total Portfolio Holdings $63,480,857.67 163,127,596.87 .1333,261.00 $165,661.11 11,061,983.95
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('I RV') (incorporating
amendments enacted by P.L.110.343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such.
AI other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-6
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations wall not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
The cost basis of this security has been provided to us by you or your introducing kin and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
14LOoft'
Account Nun be lila. Excellent,
OBAN ROLI TI• E FAZE T I J Go paperless E D v A e L r B y A V R e R it A S T i E n0 D 7 C 2 O 0 M 07 M UN' CATIONS
ONFIDAENTIAL rxertur NCI
SDNCGM_00048132
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010956
EFTA_D0 I5874 I
EFTA01290769

Activity Su m m ary qv( arnounts shown are In base currency)
Credits This Period Debits This Period Net Ibis Period CreditsYear-to-Date DebitsYear-to-Date Net Year-to-Date
SecurlUes
Securities Bought 0.00 -7,734.49 .7,734.49 0.00 -1,223,833.02 4,223,833.02
Securities Sold 0 00 0.00 0.00 2,329,942.58 0.00 2,329,942.58
Total Securities $0.00 -$7,734.49 -$7,734.49 $2,329,94238 -$1,223,833.02 $1,106,109.56
Dividends and Interest $43,282.11 $0.00 $43,282.11 $711,286.20 $0.00 $711,286.20
Distributions 20.00 $0.00 $0.00 $1,326,849.10 10.00 $1,326,649.10
Cash
Deposits 0 00 0.00 0.00 113,297.33 0.00 113,297.33
Woo
Total Cash $0.00 $0.00 5113,297.33 $0.00 $113,297.33
Money Market Funds $0.00 $0.00 $0.00 $0.00 .$2,843,786.83 •$2,843,786.83
Totals $43,282.11 -$7,734.49 635,547.82 $4,480,355.21 .54,087,818.85 $412,738.36
Transactions by Type of Activity
Process/
Settlement
Date Activity 1).rie Description Quantity Price Maud literal Ammon Currency
Securities Bought and Sold
08128115 REINVEST CASH INCOME .P MORGAN FLOATING RATE INCOME RAO SELECT SHARES 801.047 -7.734A9 USD
Pri SX 220985.5180 SIRS SHRS PORCH. AT 59.56000 RD 08126 P0
08128115
Total Securities Bought and Sold - UNITED STATES DOUAR 0.00 -7,734.49
Dividends and Interest
08117115 CASH DIVIDEND RECBYEO 79000 SIRS CMGROUP INC DEP SHSREPSTG 1/1000TH PFD 33,915.35 USD
C PRK SER K DIY 6.875% PERPETUAL MATT PERPETUAL CALL
11115123.25.00 RD 08105 PD 08117115
08128/15 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7,731.49 USD
PHSX 220985.5180 SIRS RD 08126 PD 08128115
08/31/15 MONEY MARKET FUND DEUTSCHE GOUT CASH 1,602.27 USD
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 43,282.11
Total Value of Transactions 0.00 35,547.62 USD
The price and quantity displayed may have been rounded.
Page 6 of 9
Account NuTml Go paperiess ( k v il e te ry d V Ex s c , e l S le in ra o p 2'007 rettrire:Zer.=....."""ra
THE FAZE it° O N F I DAENTIA L DrxAeLn BuArRn RaeArT ED COMMUNICATIONS
SDNY_GM_00048133
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010957
EFTA_00158742
EFTA01290770

Deutsche Asset
& Wealth Management
Deco,* boa PR.. vieon
minim <Dome 6,..•
Denscht Sam SeCteifes
Lin Vart Onto
PO Liox 1778, Salismore MD 21203 141P arl •••••••.16th I ter
Herr Vest 1RI 1011.4
I/ CLILMIL (SW 78114,91,
Statement Period: 0810112015 • 0813112015
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE. 26TH FLOOR
NEW YORK NY 10154.0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (0'0): No
Amortize premium on taxable bonds based on Constanl Yield Method: Yes
Accrual market discount method for all other bond types Ratable Method
Include market discount in incom e annually: No
Electronic Delivery
You have not seceded any account totem unications for electronic delivery. To register and turn off paper communications, log in lo your account or contact your Client Advisor for more information
m portant Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless othervrise noted,
have been obtained horn independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked NIA' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuls.
These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change al any time.
and may be affected by current and future economic, political and business conditions, they should not be retied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and pikes remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vetm.pershing.comibusiness_confinuity.html for specific details as to formulas used to calculate the Sgures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wig
not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confrmations previously furnished to you. A summary of this
Pager of 9
Account Nu Rated tacollenli
(HIAW ROIL TH E FAZE T ON F I D G A o E pap N er T les I s A L: DALBA Y R e R n A S T l E a D te C 2 O 0 m 07 mIUNICATIONS
SDNY_GM_00048134
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) "MUM" DB-SDNY-0010958
EFTA_00158743
EFTA01290771

Important Information and Disclosures (continued)
Options (continued)
information is available to you prorptty upon your written request directeo to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance With the tens outlined in the Marge' Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) win be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content. Standard & Pooes makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Poets shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it Babe for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel_ Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)4134333. Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corrilaboulfstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includes) unauthorized tradiig) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact intonation can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4133330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very finked.
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
Paget of 9
08.41 MOIL A M c E co F u A nt Z N E un be papeTrleIsAs L I I g - t a v g K w lt e f d V t i w . g . c o t l W le : n E .: . * " 20 ° 0 " 7 4"mr-"T°6
F I DE
SDNY_GM_00048135
TRLS ON
CONFIDENTIAL - PURSUANT TO FED. R CR[6,1 P. 6(e) OB-SDNY-0010959
EFrA_00158744
EFTA01290772

Deutsche Asset
& Wealth Management
0ralsre Rani ...tin w,Yn Manale,tat
Pant% COMfar 4.p.p
Des-WM M. SCIVri MC.
Omar
PO Pox 1778, 18•11imore. MD21203 in Po% &Swot Ikh I ber
NM 1rt 1011A
454.71114. rns)78/.4MS.
Statement Period: 0810112/15 • 08/3112015
Important Inform ation and Disclosures (continued)
Important Arbitration Disclosures(continued)
the first scheduled hearing date.
• The panel of arbitrators will typicaly include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time hinds for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbdralice may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
damns encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shag not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pushing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)113.3330.
Page 9 09
Account .umber Rated excellordi
L....my Year Lace ZOO7
Tr- E FAZE T DAL MY RA TED COMMUNOCATIONS 1•••••11. ISO —rw wet. MC
ON Fl Dag efiAs L rxestmier
SDNY_GM_00048136
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010960
EFIA_00158745
EFTA01290773

Deutsche Asset
& Wealth Management
Devlsev RIM PO... Weak.. Alvmp-nan
Vinci% town,. Gtap
De.n0A Marla Se4w,lei
Nine bet ONO
P.O. Boa 1778, Babimore, MO 21203 He Part Al...... 16th I tcr
tine Wet AY 101M
P II) l'AI SU. lest) >arc's
Account Num benIIIIIM
Statement Period: 07101120
THE HAZE TRUST
UAD 02/09/99
Valuation at a Glance
JEFFREY EPSTEIN & This Period Year•to-Oate
DARREN K INDYICE TTEES Beginning Account Value 163,171,329.53 662,302,676.21
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 0 00 113.29713
Adjusted Previous Account Value 63,171,329.53 62,415,913.64
ST THOMAS VI 00802
Dividends. Interest and Other Income 82.245 38 668.052.10
Net Chan e in Portfolio 71,464 58 241.01385
ncling Account Value 563 325 039.49 $63,325.039.49
Accrued Interest 8121.527 77
Your Client Advisor: Estrrnaled Annual Income 51.059 800 90
DANIEL NUM
Asset Allocation
Price Year•End Last Period This Period % natation
SD Cash. Money Funds and Bank Depodls 43.922655.69 47069.530 31 47,143,630 26 74.45% Please review your allocation
LSD Axed income 11.400200.52 9.015.659.22 9019,229 23 14.24% j penodicalfy wth you Client Advisor.
LSO Equities 6.979120 00 7.086.140 00 7,162.180 00 11.31%
Account Total (Pie Chart) 862,302,676.21 863,171,329.53 663,325,039.49 100.00%
See the Asset Albcabon Disclosure and Footnotes section lor important informaton nearing you Asset Mocabon.
Pap oi
B0123721CSP30018 Go paperless R Ev a e i r d y Y C e m a a r i 5 lb .1 ra 00 . 2907 ?CC7 . "S" a 0= r ite
DateAlt RATED COmmum CATiOmS narrow: - IS. Winn
CONFIDPSMAL nommeez
SDNY_GM_00048137
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010961
EFTA_00158746
EFTA01290774

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
TIM Period Tearito•Date UnaNzed
Short•Term Gain/Loss 0.00 0.00 113,552.10
Long•Term Gain/Loss 0.00 71.58518 .235.283.89
Net Gain/Lou 0.00 71,586.86 .91,731.29
This summary excludes transactions where cost basis information is not available.
Money Market Fund Detail
Date Activity Type Demription Amount Babece
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Number: 0000001492 Current Yield: 0.01% Activity Ending: 07131/15
07/01,15 Opening Balance 47.069.53031 17,069,530 31
07/23(15 Deposit MONEY RAO PURCNASE 72.500 00 47,112,030.31
07/31(15 Deposit INCOME REIN VEST 1.99 95 17,113.63028
0713111$ Closing Balance $17,113,830.25
Total All Money Market Funds $47,113,830.25
Income and Expense Summary
Current Period Year•to•Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 72,500.00 0.00 285.390.70 0.00
Money Market 1,599.95 0.00 9.426 72 0.00
Other Dividends 8,115.13 0.00 290.094 00 0.00
Interest Income
Bond Interest 0.00 0.00 83.072 67 0.00
Total Dividends, Interest, Income and Expenses $82,288.38 $0.00 $667,984.09 $0.00
Distributions
Long • Term Capital Gain Distributions 0 00 0.00 68 01 0.00
Other Distributions 0 00 0.00 000 8.097.09
Total Distributions $0.00 $0.00 $68.01 $8,007.09
Page 2 of 9
Account Nun ber Rated Excellent
V4123724CSF3,:1,:/ OBAS Roll TFE FAZE TRLSI ONFIErEPR eLfisAL rD L x v A e eL r B y m A V Rm s R . e . A L rT a E c D e C 2 O 0 M 07 M UNICATIONS
SONYGlid_0004813a
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10962
EFTA_00 158747
EFTA01290775

Deutsche Asset
& Wealth Management
Oralsre e... Pon. Wealth Manap-+"
Pdaeats CodnitG,O‘P
Dettsch4 la* Seivona +lc
lire %A Cali*
PO Boa 1776. Beware. MO2t203 Na Pan Ass,. Ikh I bet
Na RA rtt 10114
0111454.71114.111151704,91,
Statement Period: 07/01/2015 • 07131/2015
Portfolio Holdings
trccc.,-; *dishy Opening Closing Acaued Income 30-Day
Current
Opening Date Quantity 'lumber Ending Balance Balance Income Ibis Year Yield Yield
Cash, Money Funds, and Bank Deposits 75.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
07101115 17,113,630 260 0000001492 07131115 17,069,530.31 47,113,63026 103.31 8126.72 0.04% 0.04%
Total Money Market 517,069,530.31 $47,143,630.26 $103.31 $9,426.72
Total Cash, Money Funds, and Bank Deposits 847,059,530.31 $47,143,830.28 $103.34 $1,426.12
Adjusted Unrealized Accrued Estimated Estimated
Date Acquired Quantity Unit Cod Cost Market Price Market Value Gain; Loss Interest Annual Income Yield
Basis
Fixed Income 11.00% of Portfolio fin Maturity Date Sequence)
Corporate Bonds
IPAYM ENT INC GTD SR NT Security Identifier: 46262EAE5
10.250% 05115/18 B/EDTD 11/15/11
CALLABLE 07131115 9 105.125 Moody Rating CAA3 St P
Rating CCC
10102112'.12.13 500,000.000 93.5390 167,693.39 100.0000 500.000.00 32,30811 10,819.44 51,250.00 10.25%
Origins Basis. 8115.000 00
Cost
PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 46625HHA1
1110TH PFD SEA I FI) TO Ft.TG RT BO
7.900% 0/1291/9 WE DID 01/23/08 Moody Rating BAA3 S
P Rating 880-
05110111'12.13 3,000,000.000 111.2650 3,337,958 33 105 5000 3,165,000 00 -172,958.33 59,250.00 237,000.00 1.48%
Dural Cost Basis 53 337 958 33
BANK AM ER CORP PERP NON COM ULATWE DEP Security Identifier: 0605050 T8
SliS FOB TO ROM' 8.125% 04130158 8/E
DTD 0/130108 CALLABLE 05/15/18 Moody Rating 802 St P
Rating BB+
05110111 'O2O3 3000,000.000 112.9810 3,389,620.83 106 8750 3206,250 00 -183,370.83 51,458.33 243,750.00 7.60%
Original Cost Basis: 53.389.620.83
Total Corporate Bonds $7,115,272.55 $6,871,2$0.00 -$324,022.55 $121,527.77 $532,000.00
6,500,000.000
Total Fixed Income $7,195,272.55 $6,671,250.00 -$324,022.55 6121,627.77 $532,000.00
8,500,000.000
Page 3 of9
Account Number. Rated tocollerdi
Go paperless L very. YewSince 2007
THE HAZE R D ex A t L r B a A R m M et I LD COMMUMCATIONS Par. _c •••••••• MS. Writ. •0•C
SDPICGM_Ot1048139
TCu;TO N F I D -ENTIAL
CONFIDENTIAL - PURSUANT TO FED. R CRINA, P. 6(e) OB-SDNY-0010963
BM:4_00158748
EFTA01290776

Portfolio Holdings
(continued)
Unrealized Estimated Estimated
Date AcOdred Qoanthv Uelt Cod Cod Bads Market Price Markel Value Gelid Loss Annual Income Yield
Equities 11 . 0 0% of Portfolio
Preferred Rods (Listed by expiratiort dale)
CITIGROUP INC DEP SIM REPSTG 111000TH Security Identifier: C PRK
PFD SER K DIV 6.875% PERPETUAL MATT CUSP: 1729673/1
PERPETUAL CALL 111151230 25.00
Dividend Option: Cash
02/03111 79.000.000 25.3090 1.999.41190 27.4200 2,166,180.00 166,761.10 135,781.25 826%
CITIGROUP INC DEP SkIS REPSTG 111000 Security Identifier: C PRC
PFD SER C DIV 5.8% PERPETUAL MATT CUSP. 172967366
PERPETUAL CALL 04122/18025.00
Dividend Option: Cash
10128114 19,033.000 24.0810 1,180,739.16 24.9800 1,224,844.31 44,105.18 71,097.85 5.80%
10129/1/ 150,967.000 24.3130 3,670,430.48 24.9800 3,771,155.66 100,725.18 218,902.15 5.80%
Total Covered 200,000.000 4,8511169.04 4,996,000.00 144,830.36 290,000.00
Total 200,000.000 $4,111,169.04 94,996,000.00 $144,630.36 $290,000.00
Total Preferred Stocks $8,150,580.54 $7,162,100.00 $311,591.46 8425,701.25
Total Eq uities $6,850,588.54 97,162,180.00 9311,691.46 9125,701.25
Undated Estimated Estimated
Date Acquired Duality Unit Cog Cod Basis Market Price Markel Valle Gals/ Loss Annual Income Yield
Mutual Funds 3.00% of Portfolio
P M ORGAN FLOATING RATE INCOME FUND Security Identifier: .PHSX
SELECT SPARES CliSiE. 481211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
01122/13 '.3 198,216.056 10_0900 2,000.000.00 9.7200 1D28,660.06 -73,33914 63,052.53 4.31%
02101/13 '.3 630.057 10.0670 6.342.92 9.7200 6.124.15 418.77 26319 4.31%
03101113'.3 111.518 10.0600 7,158.18 9.7200 6,916.54 -241.91 298.15 4.31%
04101113'.3 789.547 10.1100 7,982.33 9.7200 7,674.39 -307.91 330.82 4.31%
05101113'.3 751.550 10.1300 7,813.21 9.7200 7,305.06 .308.15 314.90 4.31%
06103113 '.3 757.360 10 0900 7,611.77 9 7200 7,361.53 317.33 4.31%
07101113'•3 668.131 9.9700 8,661.27 9.7200 6,491.21 -•21867012034 279.95 4.31%
08107113'•3 704.609 10.0600 7.088.37 9 7200 6.848.79 •239.51 295.23 4.31%
09103113'.3 709.115 10.0300 7,113.03 9.7200 8,893.19 .219.84 297.14 4.31%
10101113'.3 712.100 10.0210 7,137.85 9 7200 6.921.61 -216.24 298.37 4.31%
Total Noncovered 204,650.163 2,004,739.23 1,989,199.89 -15,639.67 85,748.41
Reinven eats to 16,335.355 9.9500 162,540.20 91200 158,779.67 -3.760.53 6,844.52 4.31%
Date
Total Coveted 16.331.355 112 640.20 1611,779.87 4,76043 1,844.62
Total 220,986111 12,227,271.43 12,147,171.23 -179,300.20 992,592.93
Total Mutual Funds $2,221,279.13 $2,147,979.23 ,171,300.20 192,692.93
Page 4 of 9
Account Num ber Rated tnelleria
80123724CSF'' l) B&B ROIL Go paperless L Drx y Ae o Ls n O , u A v rRn « Ra . eA L rT a E D C 2 O '0 M 0 M 7 UNICATDONS —••••••bkinno=
SDNY_GM_00048140
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: HAZE t ONFIDn triAL OB-SDNY-0010964
EFTA_00 I 58749
EFTA01290777

Deutsche Asset
& Wealth Management
OraIsre Ram Pon. Wealth Manarrat
Weal% COMIC! 6,0“)
Dettfam I** Sew nes %lc
Yre von Cali*
Po. Bos 1776. Bslarnore. M021203 HI Pan Annet 16th I bgr
NRRA M. 1011A
414.71114.1115178114,91,
Statement Period: 07/011915 • 0713112015
Portfolio Holdings (continued)
Unrealized Atoned Estimated
BOB Basis Market Value Gain/ Loss Interest Annual Income
Total Portfolio Holdings 163,416,770.76 $63,325,039.49 -$91,731.29 $121,527.77 $1,059,800.90
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis repotting rules set foot in the Internal Revenue Code of 1986, as amended ('I RV') (incorporating
amendments enacted by P.L.I10-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such.
Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as nontetirement,
US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-6
for the applicable tax year in which the security is disposed.
Repotting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment pion (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary intoned adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by Investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Page 5 of 9
iperless
Account Numb Rated [sanen i ?It "2.1 = tit% •
(very Y«. Since 2007
11-E FAZE TRL ONFIDE AL s CA a L t M s A u R m RA a T ED COMMUNICATIONS
SDNY_GM_00048141
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010965
EFrA_00158750
EFTA01290778

Activity Summary (All amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Oedits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Securities Bought 0.00 -8.14543 1,115.43 0.00 -1.216.098.53 -1.216.098.53
Securities Sold 0 00 0 00 0.00 2,329.942 58 0 00 2.329 942 58
Total Securities 10.00 -$8,145.43 -$8,145.13 $2,329,942.58 -$1,216,098.53 $1,113,844.05
Dividends and Interest 182,245.38 $0.00 $82,245.38 $567,984.09 $0.00 $07,981.00
Distributions $0.00 $0.00 $0.00 11.325.849.10 $0.00 $1,325,119.10
Cash
Deposits 0 DO 0.00 0.00 113 297 33 0.00 113,297.33
Total Cash $0.00 $0.00 $0.00 $113,207.33 $0.00 $113,297.33
Money Market Funds $0.00 $0.00 $0.00 $0.00 -$2,843,785.83 .12,813,785.83
Totals $82,245.38 18,145.43 $71,099.95 $1,137,073.10 •$4,059,884.38 $377,188.74
Transactions by Type of Activity
Process/
Settlement
Date Activity type Description Quantity Price Accrued lutenist Amount Currency
Securities Bought and Sold
07130115 REINVEST CASH INCOME "MORGAN FLOATING RATE INCOME FUND SELECT SNARES 838.870 -8.145.43 LSO
Ph 5K 220146.6480 SHRS SHRSPURCH. AT $9.71000 RD 07128 FO
07/30115
Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -8,116.13
Dividends and Interest
07122115 CASH DIVIDEND RECEIVED 200000 SH RS CITIGROUP INC DEP SRS REPSTG 111000 PFD 72,500.00 LSD
C PRC SER C DIV 5.8% PERPETUAL MATY PERPETUAL CALL
04122/18®25.00 RD 07111 PD 07122115
07130115 CASH DIVIDEND RECEIVED 'MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,14543 LSO
SX 220146 6480 SHRS RD 07128 PD 07130/15
07131115 MONEY MARKET FUND DELTSCHEGOVT CASH 1.599.95 LSD
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 82,215.38
Total Value of Transactions 0.00 74,099.95 USD
The price and quantity displayed may have been rounded.
Page 6 of 9
Account Nun Rated [nailer.
DripsapiaerlnessA Every V.A. Since 2007
TI-E
TerdmOg N FI L
r0xAeLOnAtrRw ReArT ED COMMUNCATIONS
SDNY_GM_00048142
FAZE
CONFIDENTIAL — PURSUANT TO FED. R CRIN1 P 6(e) OB-SDNY-0010966
EFTA_00158751
EFTA01290779

Deutsche Asset
& Wealth Management
paws Mn. 10•411, "mai n Mamie-via
Pa t% Iowa,. 4.p..p
Detts04 Mai '<woes mc
Mrs wan Mkt.
PO Do'. 1778. B*Iiimore. MD 21203 Ha ion Anows. Ita I ter
++ en 1,tt 10114
01/14:44414.111517$1.4,91,
Statement Period: 0710112015 • 07/3112015
Client Service Information
Your Client Advisor: DAN
DANIEL SA88A
345 PARK AVENUE, 26TH FLOOR
NEW YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for ail Other Securities: FIRST IN FIRST OUT
Bond Amortisation Elections:
Treat all interest as original issue discount (OID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corn el unications for electronic delivery. To register and turn off paper communications, leg in to your account or contact your Client Advisor for more information.
m portant Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otheivrise noted,
have been obtained from independent vendor seivices, which we believe to be reliable. Markel prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are narked 'MK and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuls.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wiwnpershing.comibusiness_continuity.html for specific details as to fonnulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wig
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, nay be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
Pagel of 9
a , iv.,
Ofint, ROLL I A n cc E o F un A t Z N E u T mb N F I D-E N xa T p M erles A s L•••••- L..L,"' R Pla f te lpi d t vE t x a «to. g l W le E r . / : I n * c 2 ° 0 " 0 * 7 ""rsmns
SDNY_GM_00048143
CRLSTO
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010967
EFTA_00158752
EFTA01290780

Important Inform ation and Disclosures (continued)
Options (continued)
information is available to you promptly upon your written request directeo to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate MI not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date a the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Pools. Standard & Pools does not guarantee the accuracy, completeness, timehness or availability of any information. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with A liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel_ Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCI. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corntaboutistrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includeig unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-conferned in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and ether discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days odor to
Page 8 of 9
,Rzdvt:cat
Account Number
DOAN Roll ThE FAZE T GO paperless 2007
ONFIDAn
SDNY_GM_00048144
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010968
EFTA_00158753
EFTA01290781

Deutsche Asset
& Wealth Management
°mist.< Ran. Pnwe vkan &Waren
Pdaeals Cowmage Gnat)
Destsag Ian Sette*es +gc
lirevon Cali.,
PO &a 1778. Ballimore, MO 21203 Hann Ramo. Ikh I ben
War RaL 7tt 1011A
IM) 4:4.7414. (MI 78/.4,91,
Statement Period: 0710112015 • 07/31/2015
Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
the first scheduled hearing date.
• The panel of arbitrators will typicaty include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time knits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in
court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4133330.
Page 9 of 9
Account A un Rated tacellenti
OftAki ROLL TF E FAZE ON F ID E p N ape T rle 1 ss A L. ( r C v x A e e L r r M y a A r y R e N a R r C A W T ! E o D e, C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048145
TORL'n
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10969
EFTA_00 I58754
EFTA01290782

Deutsche Asset
& Wealth Management
flre, PrMm ~Sin Meaelenalt
Mantis Codr". 4%M)
MADM lank ~Oft ."
Yee wan Mt*
P.O. Bo* 1776, ealulnae, MO21203 lb Pan 4~. 260.
/Me we\ nY 10154
1)1,14'A am 01151 >ne,n.
Account Number
Statement Period: 06/01/201 - 00/ 3in 910
THE HAZE TRUST
UAD 02/09/99
Valuation at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYKE TTEES Beginning Account Value 563,265,529.80 $62,302,676.21
6100 RED HOOK QUARTER B3 het Cash Deposes and Withdrawals 0 00 113.297 33
ST THOMAS VI 00802 Adjusted Previous Account Value 83,265,529.80 62,415,973.54
Dividends. Interest and Other Income 8.788 06 585.806 72
et Change in Portfolio -102.988 33 59 589.27
fluting Account Value 6 3 1 7 1 3 2 9 5 3 563,171,329.53
Accrued Interest 576.375 00
Your Client Advisor: EsIrm aled Annual Incom e 51.057 189 02
CAMEL SABBA
Asset Allocation
Prior Year•End Lad Period This Period % Allocation
LSD Cash. M oney Funds and Bank Deposits 43.922.655.69 47,067,982.71 47,069,530.31 74.51% Please review your allocation
LSD Fixed Income 11,400,200.52 9.076.917.09 9.015.659.22 14.27% l penoclicalty vrih your SheolROMP'
1.W Equities 6,979,820 00 7.120.630.00 7.086.140 00 11.22%
Account Total (Pie Chart) 582,302,676.21 163,265,529.80 93,171,329.53 100.00%
See the Asset Albcation Disclosure and Footnotes sectcn for important mformaton renewing your Asset ~canon.
Page I of 11
Wink, 1.011 daib IDGAhPaP'SffisA D (v A er L yL . * Y C * e a c R a e r A 4 S V 1. i E r v a D a C 2 O 0 M 07 M UN1CATIONS oetr41.1....=."?..= .04",selee SW Same
excrurNet
SDNY GM 00048146
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-S6NY:OO 1O97O
EFTA_OO158755
EFTA01290783

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds
Summary of Gains and Losses
Realized
This Period Yearito-Date Unrealized
Short-Term Gain/Loss 000 000 127.854 22
Lang-Term Gain/Loss 000 71 585 86 -290.253 74
Net GaIn/Loss 0.00 71,585.86 ,182,399.52
This summary excludes transactions where cost basis information is not available.
For Your Information
Cr June 5, 2014, the European Central Bank (the -ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECG and other credit institutions.
Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest wi0 be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Dews roe Amount Balance
Sweep Money Market Fund
DWS GOVERN M ENT CASH INSTL
Account Number: 0000001492 Current Yield 0.04% Activity Ending: 06)30415
05130(15 Opening Balance 47,067,982.71 47.067,982 71
06130(15 Deposit INCOMEREMVEST 1,547.60 47.069.530 31
06130(15 Closing Balance 547,069,530.31
Total All Money Market Funds $17,069,530.31
ncome and Expense Summary
Current Period Year.lo-Dale
Taxable Noe Taxable Taxable Non Taxable
Dividend Income
Equities 000 0.00 212,890.70 0.00
Money Market 1,547 60 0.00 7,826 77 0.00
Other Dividends 7240.46 0.00 281.948 57 0.00
Interest Income
Bond Interest 0.00 0.00 83.072 67 0.00
Total Dividends, Interest, Income and Expenses 81,788.06 60.00 $585,738.71 50.00
Paget of 11
Account Num ber patp_erless Rated tacelibra
UNA,' ROI I E FAZE T oNFIDENTTAL D t r n xA . e ! Un ". uM V r s .r Ra .S eAr i T n E c D e C 2 O 0 M 07 M UNCATIONS
SDNCGM_00048147
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010971
EFTA_00 155756
EFTA01290784

Deutsche Asset
& Wealth Management
0raisre Mn. ...le cots, 14.141,,ad
Pant% Cotetar
Deststhi F. t Se4w,lei
mn.4 oat*
PO Dc 1778. Sallimore, MD 21203 HI Pan Ammo. 1Cl$ bet
War lot l'et 1011.4
Inn 454.71114.11/5178/.4MS
Statement Period: 06//112115 - 1613012115
Income and Expense Summary icontinued) Current Period Year-to-Date
Taxable Noe Taxable Taxable Non Taxable
Cis:rizocns
0.00 0.00 68.01 0.00
0.00 0.00 0.00 8 097 09
Total Distil oution s $0.00 $0.00 $68.01 $8,091.09
Portfolio Holdings
Accoeat Activity Opening fbdag Maned Income 30-Day Current
Opening Date Quantity Number Endieg Balsam Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 75.00% of Portfolio
Money Market
GOVERNM ENT CASH MR,
05/30115 47.089.530.310 0000001492 06130115 47.087.982.71 47,089,530.31 0.00 7.828.77 0.04% 0.04%
Total Money Market $47,067,982.71 $47,069,530.31 $0.00 $7,828.77
Total Cash, Money Funds, and Bank Deposits $41,061,912.11 $47,069,630.31 $0.00 $7,828.77
Mjuded Unrealized ?caved Estimated Estimated
Date Acquired Quantity Unit Cod Cod Basis Market Price Markel Value Gain/ Loss Mend Annual Income Yield
Fixed Income 11 .0 0% of Portfolio fin Maturity Dote Sequence)
Corporate Bonds
IPAYM ENT INC GTD SR NT Security Identifier: 46262EAES
10250% 05115118 B/E DTD 11115/11
CALLABLE 07101115 9 105.125 Moody Rating CM3 SS P
Rating CCC
10/02/12 '.12.13 500.000.000 93.3790 466.897.04 101 1250 505.625.00 38.727 96 6.406 25 51.250 00 1013%
Original Cost Basis: $445.000.00
PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 46625HHA1
MOTH PFD SER 1 AXED TO ELT° RT BO
7.900% 04129/49 WE DTD 04/23/08 Moody Rating BM3 S
P Riling BBB-
05110/11 '.12.13 3.000.000.000 111.2650 3,337,958.33 105.7750 317 3.250 00 -164.708.33 39.500.00 237.000.00 7.46%
Original Cost Basis: 53,337,958.33
Page 3 0l II
Ofint, ROI A TF cc E o F u A nt Z N um b N F I DAEN 6 T rIe I s A s L D r R x A a e t L e n B O d uA Vv nR •« m • r R u• eA nS rT el a E .t D . C 2 O 0 M 07 MUN T1ONS Lt"7:•=1."`"="4=
SDNY_GM_00048148
E TCs%rO
CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) OB-SDNY-0010972
EFIA_00158757
EFTA01290785

Portfolio Holdings (continued)
Adjusted Unrealized Accrued Estimated Estimated
Date Acquired QuistSy Usk Cost Cog Basis Market Prize Market Valet Gain/ Loss Interest Annual Income Yield
Fixed Income (continued)
Corporate Bonds (continued)
BANK AM ER CORP PERP NON COM ULADVE DEP Staub Identifier: 060505071
SHS AXED TO FLOAT 8.125% 04130158 B/E
DID 0/130/08 CAUABLE 05/15118 Moody Riling BA2 SE P
Rating BB
05110111'.12.13 3,000,000.000 112.9870 3,389,620.83 106.1250 3,183,750.00 .205,87013 30,46815 243,750.00 7.65%
Original Cog Basic 53,389,620.83
Total Corporate Bonds $7,194,476.20 $6,862,625.00 -$331,851.20 678,375.00 6532,000.00
6,500,000.000
Total Fixed Income $7,121,178.20 $6,862,625.00 -$331,851.20 176,375.00 $532,000.00
6,500,000.000
Unrealized Estimated Estimated
Date Acquired Quantity Unit Col Cod Bads Market Price Market Value Gain/ Loss Annual Income Yield
Equities 11.00% of Portfolio
Preferred Stocks (Listed by expiration date)
CMGROUP INC DEP SKS REPSTG 111000TH badly 'donne: C PM
PIO SER K DIV6.875% PERPETUAL MATT CUSP:172967341
PERPETUAL CALL 11/151230 25.00
Dividend Option: Cash
02103/14 79,000.000 25.3090 1,999,418.90 26.6600 2,106,140.00 106,721.10 135,781.25 6.44%
CITIGROUP INC DEP SKS REPSTG If 1000 Security Identifier: C PRC
PFD SER C DIV 5.8% PERPETUAL MATY CUSP: 172967366
PERPETUAL CALL 041221180 25.00
Dividend Option: Cash
10128114 49.033.000 24.0810 1,180,739.16 24.9000 1,220,921.70 40,182.54 71,097.85 5.82%
10129114 150,967.000 24.3130 3,670,430.48 24.9000 3,759,078.30 88,617.82 218,902.15 5.82%
Total Covered 200,000.000 4,851,169.64 4,980,000.00 128,830.36 290,000.00
Total 200,000.000 $4,851,169.64 $4,900,000.00 $126,810.38 $290,000.00
Total Preferred Stocks $6,850,588.54 $7,086,140.00 $235,551.46 $425,781.25
Total Equities $6,850,588.54 $7,086,140.00 $235,551.46 6426,781.26
Page 440 II
08BAa0b y I D Ac I c E o F u A nt Z N E u T m R b I. e S r aperless rD ( li v x s A e c t L e r i B y u d A r Y ta nR e c aR a e r eA l l S e rT i n E n t c D i e C 2 O 0 M 07 M UNICATIONS .11:1Zru.r= el=
SDNY_GM_00048149
ON F I D AENTIA
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10973
EFTA_00158758
EFTA01290786

Deutsche Asset
& Wealth Management
Oralsre Rana Pnwair vkatnawernmt
Paeans <Dome
MAUI math %Avow+ Lac
lire bet Onto
PO Boa 1778, Ballimore, MD 21203 341P art A . Ita Mei
War wet M 10114
01114:44414. MAI 774.4,91,
Statement Period: 0610112015 • 06/3012015
Portfolio Holdings
(continued)
Unrealized Estimated Estimated
Date Acquired Quantity Vail Cod Cost Basis Market Price Markel Value Gain! Lop Annual Income Yield
Mutual Funds 3.00% of Portfolio
P MORGAN FLOATING RATE INCOME FUND Security Identifier: PHSX
SELECT SHARES CUSP. 481211510
Open End Fund
Dividend Oplion: Reinvest: Capital Gains Option: Reinvest
01122/13 t 3 198,216.058 10 0900 2,000,000.00 9.7800 1,938,553.02 -61,446.98 82,457.87 4.25%
02/01113 '.3 630.057 10 0670 6,342.92 9.7800 6.161.96 -180.96 282.10 4.25%
03101113 t 3 711.578 10.0600 7,158.48 9.7800 6,959.23 -19925 296.02 4.25%
04101113'.3 789.547 10.1100 7,982.33 9.7800 7.721.77 •260.56 328.15 4.25%
05/01113 751.550 10.1300 7,613.21 9.7800 7,350.18 •283.05 312.64 4.25%
06103113 '.3 757.380 10.0900 7,641.77 9.7800 7,406.98 -234.79 315.08 4.25%
07/01113 '.3 688.131 9.9700 6,661.27 9.7800 6,534.33 -126.94 277.94 4.25%
08101113 '.3 704.609 10 0600 7,08837 9.7800 6,891.07 -197.30 293.12 4.25%
09103113'.3 709.175 10 0300 7,113.03 9.7800 6,935.74 -177.29 295.02 4.25%
10101/13'.3 712.100 10 0210 7137.85 9.7800 6.964.33 -173.52 296.23 4.25%
Total Noncovered 204,660.163 2,064,739.23 2,001,478.59 .63,260.44 15,134.45
Reinvestments to 15,196.485 9.9630 151,394.77 9.7800 151,555.63 -2,839.11 6,146.55 4.25%
Date
Total Covered 15,496.185 154 394.77 151,555.83 .2,639.14 6,416.56
Total 220,118.618 $2,211,134.00 12,153,031.22 -166,099.70 $91,611.00
Total Mutual Funds $2,211,134.00 52,153,031.22 -166,09918 $91,611.00
Unrealized based Estimatad
Cod Basis Market Value Gainl Loss Interest Amoral Income
Total Portfolio Holdings 163,333,729.05 163,171,329.53 -1162,399.52 376,375.00 11,057,189.02
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (RC') (incorporating
amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "ncocovered.' under the new cost basis reporting rules. and marked or denoted as such.
Al otter securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as nco-retirement.
US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Page 5 of 11
Account Number Mad t
user, sou ONFIDGoE pawperrleisAs L Every Yew' Since 2007
ThE HAZE TRI.S D rx A e U n M u ' r , n R e A r T ED COMMUNICATIONS
SDNY_GM_00048150
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10974
EFTA_00158759
EFTA01290787

Portfolio Holdings (continued)
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1.2011
• Mutual hinds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014.
Cost Basis on fixed income securities may be adjusted for amortization. accretion. original issue discount adjustments. or principal paydowns. The calculation is based upon the taxpayer election. type of fcred
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed. there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those iwolving foreign bonds. bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
t The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering fan or transferring agent and Pershing makes no representation as to the accuracy of this intonation.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Please be advised that Reich F. Tang Asset Management, LLC will be iquidating its funds (the •R&T Funds') by the end of July 2015 and as such the R&T Funds will no longer be available as money market
funds in the DBSI cash sweep program (the 'Sweep Program').
What this means for you:
If you are currently invested in an R&T Fund, please refer to our earlier letter for more information about your available cash sweep options, or contact your client advisor.
If you are not currently invested in the R&T Funds, this change will not affect the existing sweep for your uninvested cash balances and no action is required on your part.
For information on al cash sweep options available in the Sweep Program, please visit our website at http:/hveaNh.deutscheavrincornramericasten/CashSweepOptions.html and click on 'Cash Sweep
Options-Rates'.
Page 6 of 11
11110.11 Acco F u A nt Z N E u T m ( J be; ONFID V AE p o N ape T rles iA s L rD ( k v x s A e e d L r nB y t A Y r to Rn e c aR e eA ll W e rT n E o t D o i : C 02 O 0 M 07 M UNCATIONS
SDNY_GM_00048151
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010975
EFIA_00158760
EFTA01290788

Deutsche Asset
& Wealth Management
OnK, •. Rana Pneair weala lAwienan
Idareels Can. 4,04)
Des-00. Rai Sece,les 14C.
cast.
P.O. Box 1778, Bahimore, MD 21203 Nabn Ovenrent NMI ter
Neer**
I/ NI 454.7.191, ISSN 78114,9S
Statement Period: 06/01/2015 • 06/30/2015
Activity Sum m a ry(NlamouMs sholvn are in base tummy)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Securities Securities
Securities Bought 000 0.00 Securities Bought -7.240.46 -1,207.953.10
Securities Sold 0.00 2.329,942 58 Securities Sold 0 00 0.00
Total Securities $0.00 $2,329,942.50 Total Securities -$1,240.46 ,S1,207,963.10
Dividends and Interest $8,788.06 $585,738.71 Dividends and Interest $0.00 $0.00
Distributions $0.00 $1,325,849.10 Distributions $0.00 $0.00
Cash Cash
Deposits 0.00 113 297 33 Defrosts 0.00 0.00
Total Cash $0.00 $113,297.33 Total Cash $0.00 $0.00
Money M arket Funds $0.00 $0.00 Money Market Funds $0.00 -$2,843,785.83
Total Credits $8,788.06 $4,354,821.72 Total Debits 41,240.46 -$4,051,738.93
Transactions by Type of Activity
Process/
Settlement
Dale Activity Type Desolation Quantity Price Accrued Interest Amount Cerreecy
Securities Bought and Sold
06129(15 REINVEST CASF INCOME .13 MORGAN. FLOATING RATE INCOME FUND SELECT SFARES 738 822 -7,24046 LSO
PF SX 219407.8250 SHRS SIRS PURCH. AT $9.80000 RD 06125 PD
06129/15
Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -7,240.46
Dividends and Interest
66129/15 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SI-ARES 7.240 46 LSD
.PF SX 219407.8260 SHRS RD 06125 PD 06/29/15
66130(15 MONEY MARKET FUND DWS GOVT CASH INSTL 1.547 60 USD
INCOME RECEIVED
233991682
Total Dividends and Interest - UNITED STATES DOLLAR 0.00 8,788.06
Total Value of Transactions 0.00 1,547.80 USD
The price and quantity displayed may have been rounded.
Page 7 of 11
ROLL A T c h c E o F u A nt Z N E u T m b paperless D R Ev A ak e L r e B y d A V to R e c e R e r A l S le T I r A E a M D C 2 O 0 M 07 M UNICATIONS • I • t • i • t •• s ,A tr c s ••• = ••• = ••• = ••• e • r r n t r --,-
ONFID NTIAL exclaimer
SDNY GM 00048152
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10976
EFTA_00 I5876 I
EFTA01290789

Client Service information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE, 26TH FLOOR
NEW YORK AY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat al interest as origins issue discount tOID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform alien.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnwreershing.com/business_continuity.htrril for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You vii
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Page 8 of if
ess
()ft &E, MOLL A TF c c E o F u A nt Z N E u T m bet ONFIDrKiTAL R I rO v x o s aMr r d eA y a N V e r m tI s r R o a .. l Ae l o S Tr r o m E m D i e C 2 O 0 M 07 M UNICATIONS tro.r.te s=
SDNY_GM_00048153
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010977
EFE4_00 158762
EFTA01290790

Deutsche Asset
& Wealth Management
0nalsre Ram PonleVrnsiinManajr-wd
Pant% Conran Gto.p
MAVMYr Se4Vri
iin.von CMt o
PO Boa 1778. Baliimore. MD 21203 HIP art /yest Ikh I ber
War leek 1,tt 1011.4
Imi454.74114.11/%1 7884MS
Statement Period: 0610112115 • 06/30/2015
Important Inform ation and Disclosures (continued)
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories)will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Pooes. Reproducing and distributing any information received from Standard & Poor's is not perrritted without prior written
authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pooes is not responsible for any errors or
omissions, regardless of the cause. or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or set securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Rob of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its OM operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)113-3333. Mother inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every posstle circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pushing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit misv.pershing.comistrength_stabilityhtni.
• This statement *ill be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Departnent, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings.
Page 9 of It
Account k Rated excellent, ° "T .. Mt.'s:1
ORAN MOII ThE FAZE mperless 4•1). ,
SDNY_GM_00048154
CONFIDENTIAL — PURSUANT TO FED. R DRIM. P. 6(e) OB-SDNY-0010976
EFTA_00158763
EFTA01290791

Important Information and Disclosures (continued)
Important Arbitration Disclosures (contmued)
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is fled, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing I1C shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enlace any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 10 of ti
oft...H ROLL Acc E o F u A nt Z N E u T m ts b rO N F I I:YE pa N pe - r N less A L R rD [R xA a a a t L e rB y d t Au V ta Rr s c n R , e e A l S l rT e i r E v a D a C 2 O '0 M 07 M UNICATOIS rt. Lt •
SDNY_GM_00048155
e
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10979
EFTA_00158764
EFTA01290792

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR RS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ANCVOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF [TWILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING COM,
STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COM/DISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NHS -
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 807(AX1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T S AVALABLE FOR YOUR BEST EXECUTOR: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVERTHE.
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET 14 THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT MOH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
• DIVIDENDS. INTEREST MC OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CI ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT, ALL SECURITES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE ND USTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF ThE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. REASE HOTEYPERS-IN0 IMMEDIATELY IN WARING EIY CERTFED MAIL TOONE PERSHING RATA JERSEY CITY. NJ 07399, ATM LEGAL DEPT
Page11011
Account Mum be Rated [scones
Go paperless
TFE FAZE TRLS L O ? A s L r B , AR RA s T m ED c• C 2 O 0 M 07 MUNICATIONS L.4
ON FIDAENTIAL:
SDNY_GM_00048156
CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) r )(MUM" OB-SDNY-0010980
EFrA_00158765
EFTA01290793

Deutsche Asset
& Wealth Management
Onalsre Ram Ofl ir "Malin ma nal une.
Pen t%CpetrarGtp.p
Desti.04 Mai St0o0CI 7K
wan Mt*
P.O. Box 1778, Bahimore, MD 21203 Hann Anne,. 1141. I to
NR RA Mt 1011.4
0 in 454.7414. 1115178114MS
Account Numb
Statement Period: 06/01!20 0.801 IILVIO
THE HAZE TRUST
UAD 02/09/99
Valuation at a Glance
JEFFREY EPSTEIN & this Period Year-to-Oste
DARREN K INDYICE TIMES Beginning Account Value 863,115,015.90 $62,302,676.21
6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 0 00 113,297.33
Adjusted Previous Account Value 63,115,045.90 62,415,973.54
ST THOMAS VI 00802
Dividends. Interest and Other Income 189.671 24 577,018.66
het Chan e in Portfolio -69.187 34 272 537 60
nding Account Value $63,265.529.80 S63,265,529.80
Accrued Interest $32.88111
Your Client Advisor: Estimated Annual Income 51,055,334.07
DANIEL SAB8A
Asset Allocation
Prior Year-End Lad Period Ibis Period % Allocation
USD Cash. Money Funds and Bank Deposits 13,922,655.69 16,881,911.52 47,067,982.71 74.39% Please review your &beacon
LSD Fixed Income 11,100,200.52 9,071,721.38 9,018,917.09 14.35% penodicalty wih your Client Advisor.
L SD Equities 6 979 820 DO 7.188,380.00 7,120,630 00 11.26%
Account Total (Pie Chart) 962,302,676.21 963,145,045.90 $63,265,529.60 100.00%
See the Asset Abouton Disclosure and Footnotes sect on for ,mportant informaton regarding your Asset Albsebon.
Page lot 10
5012 997SCSP30017 Go paperless R tw a i t n e d v ta e c .. e ll v o o n t i e Z007 :141.,:70....ftMLI.'"0...t-..-. ""?.1.1.
CON Fl DEN-NAL
r0xAeLBruAmll MeUrD COMMUNICATIONS ••••••• LIAM wasioar 01101... NYS.% MC
SDNY_GM_00048157
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010981
EFIA_00158766
EFTA01290794

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
This Period Year Unrealized
Short-Term Gain/Loss 0.00 0.00 la 334 99
Long-Term Gain/Loss 000 71.585.86 -196 959 39
Net Gain/Lou 0.00 71,586.86 -58,623.40
This summary excludes transactions where cost basis information is not available.
For Your Information
On June 5, 2014, the European Central Bank (the -ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECG and other credit institutions.
Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account
statement as Tree Credit Balance Interest Charge. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes. and we
may. in the future and based on our normal interest rate setting anangements. begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DWSGOVERNM ENT CASH INSTL
Account Number: 0000001492 Current Yield: 0.04% Activity Ending: 05129115
05101115 Opening Balance 46,756,441.52 46,766,441.52
05101115 Deposit MOk EY FLAT) RACFASE 118,500.00 46,884,941.52
05118115 Deposit MO EY RAD RACFASE 181,445.35 47.066.386.87
05129115 Deposit IkCOME REIk VEST 1,595.84 47,067,982.71
05120115 Closing Balance 347,061,98221
Total All Money Market Funds 647,067,982.71
Income and Expense Summary
Current Period Year-t-oDate
Taxable Na Taxable Taxable Non Taxable
Dividend Income
Equities 33,945.35 0.00 212,890.70 0.00
Money Market 1,595.84 0.00 6,279.17 000
Other Dividends 128,437.04 0.00 274,708.11 0.00
Page 2 of 10
ORAJ ROLL A TF cc E o F u A nt Z N E u T n R b LS e ry R E D v A a e L i r d B y A Y C R e a R a a r A ns T en E ni D a . C ? O M M a M UNICATOONS
ON FID ET )t`efr isAL LxCtlLiNCl
SDNY_GM_00048156
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10982
EFTA_00 158767
EFTA01290795

Deutsche Asset
& Wealth Management
0nto< Ban P Wei Maymeie
Marais tonne 6.0.0
Destsche ML Sectotes t.
Yrs 1.4 Mt*
PO 88.• 1778. Beware. M021203 Na Pan Myst lkh I ber
New*** BY 10114
454.7111111. (MI 78•409$
Statement Period: 05/01/2015 • 05/3112015
Income and Expense Summary (continued) Current Period YeaMoGate
Taxable Noe Taxable Taxable Non Taxable
Interest Income
Bond Interest 25,625.00 0.00 83,072.67 0.00
Total Dividends, Interest, Income and Expenses 9189,603.23 10.00 9578,960.65 $0.00
Distributions
Long • Term Capital Gain Distributions 68.01 0.00 68.01 0.00
Other Distributions 0.00 0.00 0.00 8 097 09
Total Distributions 168.01 $0.00 $68.01 $5,097.09
Portfolio Holdings
Account Activity Opening Closing Accrued home 36-Day Current
Opening Date Deantity Number Emdiag Balance Balance Income his Year Yield Yield
Cash, Money Funds, and Bank Deposits 74.00% of Portfolio
Cash Balance 118,500.00 0.00
Money Market
MS GOVERNMENT CASH INSTL
05101115 47,067,982.710 0000001492 05129115 46,766,441.52 47,067,982.71 0.00 6,279.17 0.04% 0.04%
Total Money Market 646,766,441.52 547,067,982.71 $0.00 $8,279.17
Total Cash, Money Funds, and Bank Deposits $46,854,941.52 $47,061,962.11 $0.00 $5,279.17
Adjusted Unrealized Armed Estimated Estimated
Date knelled Giulia Unit Cod Cod Basis Market Price Market Value Gain/ Lose littered Income Yield
Annual
Fixed Income 11.00% of Portfolio (In Alatuiny Date Sequence)
Corporate Bonds
'PAYMENT INC GTD SR NT Security Identifier: 462626AE5
10.250% 05115118 BIS OTD 11115111
CALLABLE05/29115 Q 105.125 Moody Rating CM3 S & P
Rating CCC
10102112'.12.13 500,000.000 932220 466,109 25 96.7500 483,750 00 17,640.75 2,277.78 51,250.00 10.59%
Original Cost Basis: $445.000.00
Page 34010
Account Num be Plated Pacelloril
E:129.97SCSF30 'I ORAB ROI t Til F AZE Tt ONFID AE p N ap T e I rless A L. D L v A e L r B y A 'V R a R n A S T i E v D a C 2 O 0 M 07 M UNICATIONS
exclurnaer
SDNY GM 00048159
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10983
EFTA_00158768
EFTA01290796

Portfolio Holdings (continued)
Adjusted Unrealized Accrued Estimated Estimated
Oate Acquired Quantity Limit Cod Cod Basis Market Price Markel Value GaintLoss Interest Annual Income Yield
Fixed Income (continued)
Corporate Bonds (continued)
PM ORGAN CHASE & CO DEP SHS REPSTG SeanIty IdolHien 46625HHA1
1110TH PFD SER I FIXED TO FLTG RI 80
7.900% 04129149 WE DTO 04123/08 Moody Rating BAt S &
P Rating BB13-
05110111 '.12.13 3,000,000.000 1112850 3,337,958.33 106.6500 3,199,500.00 ,138,458.33 19,75000 237,000.00 7.40%
Original Cost Basis: 53,337,958.33
BANK AM ER CORP PERP NON CON ULAT1VE DEP Security identifier: 060605028
SHS FAB) TO FLOAT 8.125% 04/30/58 INE
DID 0630/08 CALLABLE 05115/18 Moody Rating 8A2 SI P
Rating BB
05110111 '.12.11 3,000,000.000 112.9870 3,389,620.83 107.7500 3.232 500 CC ,157,120.83 10,833.33 213,750.00 7.54%
Original Cosl Basis: 53.389.620.83
Total Corporate Bonds 27,193,688.41 56,915,750.00 -$277,938.41 $32,861.11 $532,000.00
6 500 000 000
Total Fixed Income 17,193,688.11 16,915,750.00 -$277,938.41 $32,861.11 $632,000.00
6,500,000.000
Unrealized Estimated Estimated
Oate Acquired Quantity Vail Cod Osd Basis Market Price Market Value Gala/ Loss Anneal Income Yield
Equities 11.00% of Portfolio
Preferred Stocks (Listed by expiration date)
CITIGROUP INC DEP SHS REPSTG 111000TH Staidly Identifier: C PRK
PFD SER K DIV 6.875% PERPETUAL MATY CUSP. 172967341
PERPETUAL CALL 11115/21025.00
Dividend Option: Cash
02/03/14 79,000.000 25.3090 1,999,478.90 26.9700 2,130,630.00 131,211.10 135,781.25 6.31%
CITIGROUP INC DEP SIIS REPSTG 111000 Security Identifier: C PRC
PFD SER C DIV 5.8% PERPETUAL MATY CUSP. 172967366
PERPETUAL CALL 04/22/16Q 25.00
Dividend Option: Cash
70/28/14 49.033.000 24.0810 1,180,739.16 24.9500 1,223,373.35 42,634.19 71,097.65 5.61%
10129114 150,967.000 24.3130 3,670,430.48 24.9500 3.766.626.65 96,196.17 218,902.15 5.81%
Total Covered 200,000.000 4851169.64 4,990,000.00 138,830.36 290,000.00
Total 200,000.000 $4,651,169.64 $4,990,000.00 $131,830.36 $290,000.00
Total Preferred Stocks $8,850,688.54 $7,120,630.00 $270,041.46 2425,781.25
Total Equities 26,850,588.54 $7,120,630.00 $270,041.46 $425,781.25
Page 4 of 10
o
Account Nun ber Illatod extoller.
129975CSF3,, DRAB ROLL TI-E FAZE T ONFID(bPSaP ffiAs L rD b x e Ae e L r nO y , AL V R i I p N R ar CA S TI a E t D e C 2 O '0 M 07 M UNCATIONS
SDNY_GM_00048160
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010984
EFTA_00 158769
EFTA01290797

Deutsche Asset
& Wealth Management
Orvisre Rant Pnnie *man Paptagenmt
Pdaeats Coeval, Gnat)
MAUI WA Smelts %..c
lire wan Ont•
PO &a 1778. Skidmore, MO21203 HI Pan Annet Ikh I ber
War wet 1,tt 10114
vuI.AJIp. m117 41.4,91,
Statement Period: 0510112015 • 05/3112015
Portfolio Holdings
(continued)
Unrealized Estimated Estimated
Date Acquired Quantity Vail Cod Cost Basis Market Price Market Value Gila/ Lose Annual Income Yield
M utual Funds 4.00% of Portfolio
P MORGAN FLOATING RATE INCOME FUND Security Identifier: JPHSX
SELECT SNARES CL SIP. 481211510
Open End Fund
Dividend Option: Reinvest Capita Gains Option: Reinvest
01122/13 198,216.058 10 0900 2,000,000.00 9.8500 1,952,128.15 -47,571.85 82,157.87 1.22%
'.3
02101113 '.3 630.057 110670 6.312.92 9.8500 6.206.07 -136.85 262.10 4.22%
03101113 '.3 711.578 101600 7,158.48 9.8500 7,009.05 .11963 296.02 4.22%
04101113'.3 789.547 10.1100 7.982.33 9.8500 7.777.05 -20528 328.15 4.22%
05101113'. 3 751.550 10.1300 7,613.21 9.8500 7,402.78 41113 312.85 4.22%
06103113'.3 757.360 10.0900 7,641.77 9.8500 7,460.00 -181.77 315.08 4.22%
07101113'.3 668.131 9.9700 6,661.27 9.8500 6,581.10 -80.17 277.91 4.22%
08101113'.3 704.609 110600 7,088.37 9.8500 6,940.39 .11798 293.12 4.22%
09103113'.3 709.175 10.0300 7,113.03 9.8500 6,985.37 -12716 295.02 4.22%
10101113'.3 712.100 110210 7,137.85 9.8500 7114.18 -12367 296.23 4.22%
Total Noncovered 201,650.163 2,061,739.23 2,015,801.11 -11,935.09 86,131.16
Reinvestments to 14.757.663 9.9710 147,151.31 9.8500 145,362.95 -1.791 36 6,139.19 4.22%
Date
Total Covered 14,757.663 117,154.31 145,362.96 .1,791.36 6,139.19
Total 219,107.826 $2,211,893.54 $2,181,167.09 -$50,726.15 $91,273.65
Total Mutual Funds $2,211,893.54 $2,161,167.09 -$50,726.45 $91,213.66
Unrealized Ascrued Estimated
Cod Basis Market Value Gain! Loss Interest Annual Income
Total Portfolio Holdings $63,321,153.20 $63,265,529.80 ,558,623.40 $32,861.11 $1,01031.07
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating
amendments enacted by P.L 110.343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered.- under the new cost basis reporting rules. and marked or denoted as such.
M otter securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement.
US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting Riles and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Page 5 off0
Account Nunb am excellent,
t)HAS POLL E FAZE T C RL, ONFI G D o p r a a per r le i ss , Dr (v xA e eL r n B y u A V rR s r aR r eA S rT i E v D a C 2 O 0 M 07 M UNICATIONS
SDNv_80,4_00040161
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10985
EFTA_00158770
EFTA01290798

Portfolio Holdings (continued)
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock F a corporation acquired on or after January 1.2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple rued payment schedule for wtich a yield to maturity can be easily determined acquired on or after January 1. 2014.
Cost Basis on fixed income securities may be adjusted for amortMation, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election. type of Toed
income security, and certain attributes, obtained from sources bekeved to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those iwolving foreign bonds. bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
t The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this infommtion.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Sum m ary (AY amounts sham are in base currency)
Credits This Period Year-toiDate Debits This Period YearitoiDale
Securities Securities
Securities Bought 0.00 0.00 Securities Bought -5 650) 05 200 - 2 54
Securities Sold 000 2.329 942 58 Securities Sold 3 0: 3
Total Securities 10.00 $2,329,942.58 Total Securities -16,630.05 $1,200,712.64
Dividends and Interest $189,603.23 1576.950.65 Dividends and Interest $0.00 $0.00
Distributions $68.01 $1,325,849.10 Distributions $0.00 $0.00
Cash Cash
J epos:5 0.00 113 29733 epc sits 000 0.00
Total Cash $0.00 $113,297.33 Total Cash $0.00 $0.00
Money 1t arket Funds $0.00 $0.00 Money Market Funds $0.00 -$2,543,755.53
Total Credits $159,071.24 $4,346,039.66 Total Debits -$6,630.05 -$4,044,490.47
Page 6 of 10
Account Nu® Rated excellent,
DRAB 9O1.1 ThE FAZE T9 ON FlD rIZITA L Drx y Ae o Ls n B , u A V rRn a Ra n eA L rT a E c D e C 2 O 0 M 07 M UNCATIONS
SDNY_GM_00048162
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010986
EFT:4_00158771
EFTA01290799

Deutsche Asset
& Wealth Management
0euiu.v gam Pon. Wealth Manip-nent
Vinets COeNitt 4,0‘P
Dtotem kwri Ac.
Iiinsbrk Mc*
P.O. Box 1778, &Amore, M021203 41,Pstli Ann AM I kcr
Nave Wet AY 101S.
P V.1.7116.1111%) S4.NS
Statement Period: 0510112015 • 0513112015
Transactions by Type of Activity
Process/
Setttenet
Date Activ 0 Ouanut Price Accrued Interest Amount
olrren
Securities Bought and Sold
05128115 REINVEST CASH INCOME P MORGAN FLOATING RATE INCOM E FUND SELECT SHARES 666 197 •6.55204 LSO
RH SX 218734.7240 SHRS SIRS MARCH. AT 59.85000 RD 05126 PD
05128/15
05129115 REINVEST CASH INCOME P MORGAN FLOATING RATE INCOM E FUND SELECT SHARES 6 905 -6801 LSO
.PFSX 219400.9210 SHRS %IRS PURCH. AT $9.85000 RD 05/27 PD
05129115
Total Secuilties Bought and Sold - UNITED STATES DOLLAR 0.00 4,630.05
Dividends and Interest
05/15115 CASH DIVIDEND RECBVED BANK AMER CORP PERP NON COMLLATIVE DEP SHS FIXED 121,875 00 LSD
060505D18 TO FLOAT 8.125% 04/30/58 WE RD 05114 PO 05115115 OIV
PAID AT 40.6250 3000000
05/15115 CASH DIVIDEND RECEIVED 79000 SHRS CITIGROUP INC DEP SHS REPSTG 1/1000Th PFD 33.945 35 LSO
C PRK SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL
1111512301 25.00 RD 05105 PD 05/15/15
05115115 BONO INTEREST RECEIVED 500000 IPAYM Eh T INC GTD SR NT 10 250% 05/15/18 B/E 25.625.00 USO
46262EAE5 DTD 11115111 CLB RD 05101 PD 05115115
05128115 CASH DIVIDEND RECBVED .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 6,562.04 USO
PI- SX 218734.7240 SH RS RD 05126 PD 05128115
05129115 LI OK EY MARKET FUND DWSGOVT CASh IN STL 1.595.84 LSO
INCOME RECBVED
233993682
Total Dividends and interest • UNITED STATES DOLLAR 0.00 189,603.23
Distributions
05129/15 LONG TERM CAPITAL GAIN P MORGAN FLOATING RATE INCOM E FUND SaECT SHARES 68.01 use
now
DISTRIBU 219400.9210 SIRS RD 05127 PD 05129/15
.PHSX
Total Distributions • UNITED STATES DOLLAR 0.00 60.01
Total Value of Transactions o.00 183,041.19 USD
The price and quantity displayed may have been rounded.
Page 7 of 10
Account Num be Ratod tacellonfi
I ,IRA r .1 >I t FAZE Go paperless L O . A ". L BA V R .L P . A S T in O c ) e C 2 O 0 M 07 M UNCATIONS
rxeiturmer
SDNY_GM_00048163
le) TENDNFIDESMAL
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. fi OB-SDNY-0010987
EFrA_00158772
EFTA01290800

Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE. 26Th FLOOR
NEW YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN RRST OUT
Bond Amortization Elections:
Treat al interest as original issue discount (OID): No
Amortize pram ium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Eledronic Delivery
You have not selected any account comm imitations for electronic delivery. To register and turn off paper tom in unications. log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
pershing.ccmibusiness_continuity.htrrl for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
MANY
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information watt respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account.
Paget of 10
I NA0 >I t A TF cc E o H un A t Z N E u mb ONFID Go E pa V per r le i s A s Lt . D R E rx v a A e e te U r n y d u M Y e t x e r . c a R a e r e A l I l r e M T n E O t D , D C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048164
CONFIDENTIAL — PURSUANT TO FED. R P. 6(e) OB-SDNY-0010988
EFrA_00158773
EFTA01290801

Deutsche Asset
& Wealth Management
0raisre 0." Pfri.l ir Wolin Mamie-wow
Pent% Conetar 4,0.p
Dests1h4 SeCv,lei AC
lin• CI•li•
PO Boa Ills. Balornoro. MD 21203 HI Part Ane0.16th I to
*no 1,tt 1011.4
454.71114. 1=178114MS
Statement Period: 0510112015 • 0513112015
Important Inform ation and Disclosures (continued)
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 196, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) wild be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Pools. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause. or for the results of using such content. Standard & Pools makes no express implied warranties including warranties of merchantability or fitness for a particular purpose.
or
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or set securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Rae of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other iistmctions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you wilt not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities
orders; the assessment of the suitability of those transactions, where appboable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other ins:enes regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possble circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit imm.pershing.comrstrength_stabilifichh-nt
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Depannent, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4134330. Errors and Orrissions excepted.
Important Arbitration Disclosures
• Al parties to this agreement are giving up the right to sue each other in court, including the tight to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
Page 9 of 10
Account Numbe Rated Locoller•
OPAB Mel l THE FAZE ts O N F I DAaO pnapteT rleIssA , a .. , l 1 e -" a . a f u' V a 4 n Se a Ur t T . E D C 2 O 0 M 07 MUNCA TIONS
SDNY_GM_00048165
L
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010989
EFIA_00158774
EFTA01290802

Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators vAl typically include a nnority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has nitrated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 1134330.
Page 10 of 10
DrariAL
()RAW MOLL A T c h c E o F u A nt Z N E u IL m L b S e () N F I paperless E r R Dx v a Ac e k L e r i Bu y d A r V E tR x r . a c . R . e e A l S l rT e e n E n t D i t o C 2 O 0 M 07 M UNICATIONS ./7 risr
SDNY_GM_00048166
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) OB-SDNY-0010990
EFrA_00158775
EFTA01290803

Deutsche Asset
& Wealth Management
Otalsre Rant 0,0. Werth Papmgenait
Pdaeals Codrace 6,0.2
Des-004 &ink Setteleflk
Mee Vert 000.
P.O. Oat 1778, Bahimore, MD 21203 HI Put einnot 160 I Wei
Were Vert 1004
010 044014.I210 MO%
Account Number:
Statement Period: 0410112015 - 04/30/2015
THE HAZE TRUST
UAD 02/09/99
Valuation at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K 1NDYKE TTEES Beginning Account Value $62,931,715.30 $62,302,676.21
6100 RED HOOK QUARTER B3 het Cash Deposds and Withdrawals 0 00 113.297 33
Adjusted Previous Account Value 62,931,716.30 62,415,973.64
ST THOMAS VI 00802
Dividends. Interest and Other Income 239.926.34 387,347.42
het Chan .e in Portfolio -26.595 74 341 724 94
ncling Account Value $63,145 045.90 S63,145,045.90
Accrued Interest $135 208 33
Your Client Advisor: Estimated Annual Income 31.053.895 69
CAMEL SABBA
Asset Allocation
Prior Year-lid Lag Period This Period %Allocation
LSD Cash. Money Funds. and Bank Deposts 43,922,655.69 45,334,525.35 46,884,941 52 7425% Pease review your allocation
LSD Fixed Income 11,400,200.52 10,377,829.95 9,071,724.38 14.37% erocfralty wth your Client Adviser.
LSD Equities 8.979,820 00 7,219,580.60 7,188,380 00 1138%
Account Total (Pie Chart) 862,302,878.21 882,931,715.30 863,145,045.90 100.00%
See the Asset Aocabon Disclosure and Footnotes secton for trnponant information regarding your Asset Aiocabon.
Pap1012
Itatod toadied Si
OrtA.“ +Olt C 50 O 12S17 N 90523 F 00l2 I D (A t fiAs L L rDx y Ac o Lt n Ou , A V rtR a r aR s e . A L rT a E c D e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048167
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010991
EFTA_00158776
EFTA01290804

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
This Period Year-to-Date Unrealized
Short-Term Gam/Loss 0.00 000 186.288 35
Lang-Term Gain/Loss 67.301 01 71 585 86 -174 945 08
Net GalnlLoss 67,301.01 71,585.86 11,313.27
This summary excludes transactions where cost basis information is not available.
For Your Information
Cn June 5, 2014, the European Central Bank (the -ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions.
Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest MI be reported on your Forme 1099 and/or 1042,S for tax year 2015. These rates are subject to change in response to market changes, and we
may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Dekriptioa Amount Ltabice
Sweep Money Market Fund
DWS GOVERN M ENT CASH INSTL
Account Number: 0000001492 Current Yield 0.01% Activity Ending: 0030115
04101115 Opening Balance 45,331,525.35 15,331,525.35
04115(15 Deposit MONEY FUND RHIChASE 1,200,000.00 16.534,525 35
04116115 Deposit MONEY FUND PURCFASE 158.000.67 46.692.526.02
04123115 Deposit MONEY FLND PURCFASE 72,500.00 16,765,026.02
01130115 Deposit INCOME REINVEST 1.415.50 16,766,111.52
0/130115 Closing Balance $48,766,441.32
Total All Money Market Funds $48,766,441.32
Income and Expense Summary
Ciirrenl Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 72,500.00 000 178,945.35 0.00
Money Market 1.415.50 0.00 1.683.33 0.00
Other Dividends 125,691.17 000 16271.07 0.00
Page2011
OKA.° +Olt Account Num De Itatod tacelloni
Lvery Year IMOD 2Oo7
THE FAZE T vivriumPIaTPeIrieAr C DA a L n t B u A R H RA et T ED COMMUNCATIONS
SDNCGM_00048168
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10992
EFTA_00 158777
EFTA01290805

Deutsche Asset
& Wealth Management
Isre Ram PoweVeArahnsanrw
mats COdrage4,042
Des-tutg wok smenet Lac
irte, mix. wan Oniii
P.O. Box Bahimore, MD 21203 HI Part its~.. 16th I Wei
New RA ktY 1011.4
inn VA41/111.1114178114,91,
Statement Period: 04/0112115 -0113012115
Income and Expense Summary (continued) Current Period Year4o-Date
Taxable Noe Taxable Taxable Non Taxable
Interest Ircome
Bond Interest 40,31687 0.00 51,447.67 0.00
Total Dividends, Interest, Income and Expenses $239,926.34 $0.00 $387,347.42 $0.00
Distributions
Other Distributions 0.00 0.00 0.00 8.097.09
Total Distributions $0.00 $0.00 $0.00 $8,097.09
Portfolio Holdings
known Activity Opening Cloaks Accrued Income 30.Day Current
°peeing Date Quantity Number Ending Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 74.00% of Portfolio
Cash Balance 0.00 118.500 00
M oney Market
OW S GOVERNMENT CASH INSTL
04101115 46.766.141 520 0000001492 04130/15 45.334.525.35 16.766.411 52 0.00 4.683 33 0 04% 0.04%
Total II oney M arket $46,334,526.36 $18,766,141.52 $0.00 $4,683.33
FDIC Insured Bank Deposits
INSURED DEPOSTS PROGRAM
04101115 N40024943 01102115 0.00 0.00 0.00 0.00 WA NIA
Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 $0.00
Total Cast, M oney Funds, and Bank Deposits 145,334,525.35 $46,864,941.62 $0.00 $4,063.33
Minted Unrealized Mailed Estimated Estimated
Date limited Gunny Unit Cod Cod Basis Market Price Markel Valle Gain/ Loss Interest Annual Income YieM
Fixed Income 11.00% of Portfolio (In Maturity Dare Sequence)
Corporate Bonds
IPAYM ENT INC GTD SR NT Security Identifier: 46262EAE5
10.250% 05115118 WE DTD 11115/11
CALLABLE05/15115 Q 105.125 Moody Rating CM3 S I P
Patna CCC
10102112 500,000.000 93 0660 465,329 92 96.0000 480.000 00 14,670 08 23,489.58 51,250.00 10.87%
'.12.13
Page 3 of 12
Go
Account Number Rated Iacono SI r
eAt, ROI TI.E FAZE T D L A yo L n B , A V R e R st A s T im ED a . C 2 O 0 M 07 M UNICATIONS •••• na • e • i • tt • r • O •C n ' • t ••••.• "OA a r. . r "0 k = . 4 •O •• C • ••". =
ON F I EEr PAMAs L exclaimer
SDNY_GM_00048169
CONFIDENTIAL — PURSUANT TO FED. R CRI6,1. P. 6(e) OB-SDNY-0010993
EFrA_00 158778
EFTA01290806

Portfolio Holdings
(continued)
Adjusted Unrealized Accrued Estimated Estimated
Date Acquired Quantity Unit Cost Cod Basis Market Price Market Value Gain/ Loss Interest Annual Income Yield
Fixed Income (continued)
Corporate Bonds (continued)
IPAYM ENT INC GTD SR NT (continued)
Original Cost Basis: 5445,000.00
PM ORGAN CHASE d CO DEP SHS REPSTG Security Identifier: 46625HHA1
WOO. PFD SER 1 FIXED TO 11.1.6 RT BD
7.900% 04129149 WE DID 04/23/08 Moody Rating MI S d
P Rating BBB-
05110/11 'MA 3.000.000 000 111 2650 3.337.958 33 106 5000 3.195.000.00 -142.958 33 0.00 237.000 00 7.41%
0 nginal Cost Basis 53 337.958 33
BANK AM ER CORP PERP NON COM ULATIVE DEP Security Identifier: 060505018
*IS FIXED TO FLOAT 8.125% 04130/58 BlE
DID 04130108 CALLABLE 05115118 Moody Rating BA3 S 8 P
Rating BB
05110/11 %UM 3.000.000.000 112 9870 3,389,620.83 108.0000 3.240.000 00 -149.620 83 111.718/5 243.750 00 7.52%
Original Cod Baas: $3,389,620.83
Total Corporate Bonds $7,192,909.01 $8,915,000.00 -$277,909.01 $135,208.33 $532,000.00
6,500,000.000
Total Fixed Income $7,192,909.01 $6,915,000.00 -$277,909.08 $135,I08.33 $532,000.00
6,500,000.000
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/ Loa Animal Income Yield
Equities 11.00% of Portfolio
Preferred Stocks (listed by eviration date)
CITIGROUP INC DEP SUS REPSTG 1/1000TH Security Identifier: C PRK
PFD SER K DIV 6.875% PERPETUAL MATT CUSP: 172967341
PERPETUAL CALL 11/151230 25.00
Dividend Option: Cash
02/03/14 79.000.000 25 3090 1,999,418.90 272200 2,150,380.00 150,961 10 135,781.25 6.31%
CITIGROUP INC DEP SHS REPSTG 1/1000 Security Identifier: C PRC
PFD SER C DIV 5.8% PERPETUAL MATY CUSP: 172987388
PERPETUAL CALL 04/22118@ 25.00
Dividend Option: Cash
10/28/14 49.033.000 240810 1,180,739 18 25.1900 1,235,141.27 54.402 11 71,097.85 5.75%
10/29/14 150.967 000 24.3130 3,670,430 48 25.1900 1.802.858.73 132.428 25 218,902.15 5.75%
Total Covered 200,000.000 4,011,169.64 5,038,000.00 186,830.36 290,000.00
Total 200,000.000 $4,851,169.64 $5,038,000.00 $186,830.36 $290,000.00
Total Preferred Stocks $8,850,588.54 67,108,380.00 $337,791.40 $425,781.25
Total Equities $6,850,581.54 $7,108,380.00 $337,791.48 $425,781.25
Page 4 oft?
Account Numbe rated twangn ii 1=dart.2.2=8-.=.'—.." 'as=
ORR. ROLL THE FAZE T ONFID 'e llViAs L Dr L x e Ac e Li r tB y u A V rRn . . aR . e A L rT e E a D C 2 O 0 M 07 M UNICATIONS
SDNY_OM_000481T0
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010994
EFTA_00158779
EFTA01290807

Deutsche Asset
& Wealth Management
Omisre Rant P,,.,,, Wean Paptagenan
Weals odvage 6,7.1)
Desbnit Sat SIWICS,•C
Yrs 174 C•1O,
PO Lica 1776, Balamore. MD21203 la Pon Asso..1000ber
Na 00. /1' 1014
07004.007.1110 78/7479$
Statement Period: 04/01/2015 • 0//3012015
Portfolio Holdings
(continued)
Unrealized Estimated Estimated
Date Acquired Quantity Vail Cod Cod Basis Market Price Market Value GIN/ Loss Annual Income Yield
M utual Funds 4.00% of Portfolio
P MORGAN FLOATING RATE INCOME FUND Security Identifier: JPHSX
SELECT SHARES CL SIP: 481211510
Open End Fund
Dividend Option: Reinvest: Capital Gains Option: Reinvest
01122/13 '.3 198,216.058 10.0900 2,00000010 9.8600 1,954,110.30 -15.589.70 82,854.31 4.23%
02101113 '.3 630.057 100670 6.342.92 9.8600 6.212.36 -13056 263.38 4.23%
03101113 '.3 711.578 10.0600 7,158.48 9.8600 7,016.17 •14231 297.11 4.23%
04101113'.3 789.547 10.1100 7.962.33 9.8600 7.784.93 -197.40 330.03 4.23%
05101113'.3 751.550 10.1300 7,613.21 9.8600 7,410.29 •202.92 314.15 4.23%
06103113'.3 757.360 10.0900 7,641.77 9.8600 7,467.57 -17420 316.58 4.23%
07101113'.3 668.131 9,9700 6,661.27 9.8800 6,567.76 -73.19 27928 4.23%
08101/13'.3 704.609 10.0600 7,088.37 9.8600 6,947.43 -140.94 294.53 4.23%
09103113 '.3 709.175 10.0300 7,113.03 9.8600 6,992.47 -120.56 296.14 4.23%
10/01/13 '.3 712.100 100240 7,137.85 9.8600 7,021.30 -116.55 297.88 4.23%
Total Noncovered 204,650.163 2,081,139.23 2,017,850.80 .46,88813 85,543.78
Reinven ents to 14,084.551 9.9770 140,524.26 9.8600 138,873.78 -1,650.48 5,887.33 4.23%
Date
Total Covered 14,084381 140,524.28 138,873.78 1,650.18 5,887.33
Total 218,731.724 $2,205,283.49 $2,156,724.38 -348,539.11 $91,431.11
Total Mutual Funds $2,205,263.49 $2,156,724.38 -$48,539.11 $91,431.11
Unrealized kaued Estimated
Cod Basis Market Value Gain! Loss Interest Annual lamina
Total Portfolio Holdings M3,133,7(12.63 383,145,045.90 311,343.27 3135,208.33 $1,063,11809
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating
amendments enacted by P.L 110.343, the Emergency Economic Stabilization Act of 2008) and are. therefore, ccosidered"ncricovered." under the new cost basis reporting rules. and marked or denoted as such.
M other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are °covered' under the new cost basis reporting rules are defined as non-retirement.
US taxpayers securities which have been acquired on or after their 'applicable datdsr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Page 5 of 12
osAo Rota Account Numb Go paperless R Ev s e d ry V ex s c * e . l L le o n w t s 2007 Tara •-=
THE HAZE 0ALBAR RATED COMMUNICATIONS
tONFIDAENTIAL excitutraer
SDNY_GM_00048171
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10995
EFTA_0015S780
EFTA01290808

Portfolio Holdings
(continued)
Reporting requirements generally will be phased in over a three-year period, as fellows:
• Stock in a corporation acquired on or after January 1.2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of feed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums.
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this intonation.
Schedule of Realized Gains and Losses Current Period
0ispositioa Acquisition Disposition Realized Gain/ Lose
Date Date Tranuclion Description Quantity Cost Basis Proceeds Diullowance
Long Term
04115/15 05110111' MIAS IIFEABODY ENERGY CORP 75% 11101116 BIE DID 10112106 1,200,000.000 1,150,379 99 1 317.684 00 67.304 01
Ant In first Out CAD
Security Mentifien 704519AB
Original Cost Bait 1,363,500 00
Total Long Term 31,250,379.99 $1,317,664.00 367,301.01
Total Short Term and Long Term $1,260,379.99 11,311,684.00 387,301.01
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 a in retirement accounts are generaly not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended rIRC") (incorporating
amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section we securities which are "covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as
non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS
on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as folows:
• Stock in a corporation acquired on or after January 1. 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple food payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and
subsequently reclassified by the issuer as a return of capital In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as
it relates to corporate actions. has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for retum of capital adjustments. but may also include adjustments for corporate action events. Therefore there may be differences in cost
basis reflected on your monthly cbent brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have available to you.
Page 6 of 12
Account Kum
1)1MB WOI 11-E FAZE T I DAENTIAL rO t x v Ae o L c sB y tu A V rRn • a Ra r Ae 2 Tr 0 E W D e C 2 O 9 M 07 M UNICATIONS —4-••••A on. my
UN I- SDNY_GM_00048172
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) OB-SDNY-0010996
EFrA_OO I 58781
EFTA01290809

Deutsche Asset
& Wealth Management
Isre Mn, w,Yn PAanair,tat
Pent% Coen,. 0,p
Ms-MM M. '<Woes me
Ilrellert MSc*
PO Liox 1778, SsMow* MD 21203 Hann An Halter
Neve RA 1,tt 10114
01114:44414. MAI 741.4,91,
Statement Period: 0410112015 • 04/3012015
Schedule of Realized Gains and Losses Current Period (continued)
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by
Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shal not be responsible for and makes no representations or
warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance
on the information provided herein for such reporting.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected
until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with
less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums.
It The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to
use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account vnl be defaulted to First In, First Out (FIFO). Your accounts selected tax lot method will be
used to detemine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at htips:/Mvm.dvis-investments.com/EN/products/money-market-funds-yields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Page? oft?
Account Numbe paperless Railed Excellent, retlirrtgr. n.e:.tir s = :1
DeAll RCM ThE FAZEt Go r ( C v xA e c r L y iuM Y r. a n w ReA ' S rT t E u D b C 2 O 0 m 07 m um.00TiOnS
SDNY_GM_00048173
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) D AMSMAL OB-SDNY-0010997
EFrA_00 I 58782
EFTA01290810

Activity Sum m ary (All amounts shown are In base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Securities Securities
Securities Bought 0.00 0.00 Securities Bought .7,194.17 .1,194,082.59
Securities Sold 0 00 2.329.942 58 Securities Sold 0.00 0.00
Total Securities $0.00 $2,329,942.58 Total Securities 37,194.17 -81,194,082.59
Dividends and interest 8239,926.34 8317,347.42 Dividends and Interest $0.00 80.00
Distributions 81,311,884.00 $1,325,781.09 Distributions 30.00 80.00
Cash Cash
Deposits 0.00 113.29733 Deposits 0.00 0.00
Total Cash 80.00 8113,297.33 Total Cash $0.00 $0.00
Money Market Funds $0.00 $0.00 Money Market Funds -11,431,918.17 -$2,843,785.83
Total Credits 81,557,810.34 84,156,368.42 Total Debits -81,439,110.34 -$4,037,168.42
Transactions by Type of Activity
Process/
Settlement
Date Adivity Type Deem ion Oun Price Accried littered Amend Coffin
Securities Bought and Sold
04129/15 REINVEST CASN INCOME "MORGAN FLOATING RATE INCOME FUND SELECT SNARES 729.632 -7.194.17 USD
,PNSX 218005.0920 SHRS SNRSPLRCH. AT 59.86000 RO 04127 FO
04129115
Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 .7,194.17
Dividends and Interest
04/15115 BOND INTEREST RECEIVED PEABODY ENERGY CORP SR AT 7 375% 11101116 WE DTD 40,316.87 LSD
704549AE4 10112106 CLD ACCRUED INTEREST
04122/15 CASE: DIVIDEND RECEIVED 200000 SF RS CITIGRO LP INC DEP SHS REPSTG 1/1000 PFD 72,500.00 LSO
C PRC SER C DIV 5.8% PERPETUAL MATT PERPETUAL CALL
04/22/184 25.00 RD 04/11 PD 04/22115
04129115 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT SNARES 7.194.17 1..S0
SNSX 218005 0920 SNRS RD 04127 PD 04129/15
04/30115 MONEY MARKET FUND DWSGOVT CASN INSTL 1,415 50 LSD
INCOME RECEIVED
233993682
04130115 CASH DIVIDEND RECEIVED .PSIORGAN CNASE 8 CO DEP SHS REPSTG 1110Th PFD SER 1 118,500 00 LSD
46625F FAT 7.900% 04129149 WE RD 04129 PO 04130115 DIV PAID AT
3950 3000000
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 239,926.34
P19.8,5112
Account Numb Itatad taceibrigi
ikePerless Et rC t x n Ae . L , nM uA v rRt s r Ra . eA L rT a C t 0 e 0 2 0 0 M 0 M 7 U NCATOONS L4c
NF I D riTriA
SDNY_GM_OOO48174
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6T(eF: HAZE Tto DB-SDNY-0010998
EFTA_00158783
EFTA01290811

Deutsche Asset
& Wealth Management
Goisre Rant PnRair *math Paptagenen
Weals COMO(' OtaLL
DeRts04 M Sew le • %..c
Pa. von Oilt•
P.O. Boa 1778, Babimore, MD 21203 HI Pant An y. 1Rhr ter
Res Rut. nT 10114
01110.411$1. ISM 741.4,91,
Statement Period: 0410112015 • 04130/2015
Transactions by Type of Activity (continued)
Process/
Settlement
Date Activity Type Descriptioa Quantity Price Acaued Interest Amount Corning_
Distributions
04/15/15 SECURTY REDEEMED PEABODY ENERGY CORP SR NT 7,375% 11/01/16 EVE DID •1.200.000.000 1.317.681 00 USD
704549AE4 10/12/06 CLO
Total Distributions • UNITED STATES DOLLAR 0.00 1,317,684.00
Money Market Funds
04/15115 MONEY FUND FURCFASE DVISGOVT CASH INSTL •1.200.00000 USO
USD999997
04/16115 MONEY FUND PURCFASE OWSGOVT CASH INSTL -158,000.67 USO
USD909997
04123115 MONEY FUND PURCFASE DWS GOVT. CASH INSTL -72.50000 USO
USD990997
04130/15 MONEY MARKET FUND DWSGOVT CASH INSTL INCOM E REINVESTED 4415.50 USD
REINVESTMENT
233991612
Total M oney M arket Funds • UNITED STATES DOLLAR 0.00 -1,431,916.17
Total Value of Transactions 0.00 116,500.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DM
DANIEL SABBA
315 PARK AVENUE, 26TH FLOOR
NEW YORK NY 10151
Page 9012
Account Aunt Bred [salient
SAN ROLL E FAZE paperless Dr (v xA e eL r s y 0 aA V rl s l R . A S T i E nc D e C 2 O 0 M 07 M UNICATIONS
NCI
SDNY_GM_00048175
TRCONFIDAENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10999
EFTA_00I58784
EFTA01290812

Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FIRST IA FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat al interest as onginai issue discount (DID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper con m unications. log in to your account or contact your Client Advisor for more inform ation.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'WA' and are on from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
mwtpershing.cornibusiness_continuity.htiri for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but riot yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon *Item request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order now.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or fniancial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself cr others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poors is not permitted without prior written
Page 10 oil?
4
Account Number
IMMO 901.1 ME FAZE 7 Go paperless Fri.n et 2007 umarioNs
ON FID^ENTIAL a "a
SDNY_GM_00048176
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011000
EFTA_00158785
EFTA01290813

Deutsche Asset
& Wealth Management
0nalsre Ram oft,l ir "Mall n Mamie-via
Pent% COnetar
Dests04 Se4wri
Vert Ork•
PO Boa 1776. Beware. MO2t203 Na Pan Annak I ter
War RA nr 10114
in 4:441114.11151704,91,
Statement Period: 04/0112015 • 04/3012015
Important Inform ation and Disclosures (continued)
Ratings (continued)
authorization from Standard & Poor's. Standard 5 Poors does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content, Standard 8 Pools makes no express implied warranties including warranties of merchantability or fitness for a particular purpose.
a
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold a sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions conceming your account Pershing is not responsible or liable for any acts or omissions of your financial institution a
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. M other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or it you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC[). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please vist ve•sw.pershing.comistrength_stabilityhtnt
• This statement will be deemed conclusive. You are advised to report any inaccuracy cr discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; 1201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• AI parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, a an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled heating date.
• The panel of arbitrators will typically include a minority of arbitrators who were a are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the clan) is filed, and any amendments thereto, shall be incorporated into this agreement.
Page 11 of 12
erless
Account Numb Rated [atelier/I
80125179CSFJ' 1O8AB 11()I1 TFE LAZE T ONFID )A)9TAL rD L x y A o eL n nB , A t v rR « w R . eA W rT E o D e, C 2 O 0 M 07 M UNICATIONS • e • l R••re•••, rR M — r ••• •••
SDNY_GM_00048177
CONFIDENTIAL — PURSUANT TO FED. R CRI6A. P. 6(e) OB-SDNY-0011001
EFrA_OO158786
EFTA01290814

Important Information and Disclosures (continued)
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration. nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until: (I) the class certification is denied: Ill) the class is decertified; or (III) the client is excluded from the class by the cowl. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact inform ation is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 12 of 12
AccountNurabe kilted [so-Aland
l)0A0 ROI 71.E FAZE T Go paperless D (v A e L r B y A V R a l R or ^ S TO iv D a C 2 O 0 M 07 M UNICATIONS eatrel=tatrintre=lei 't elte OAS*
ON F I Dan t-NAL 7XCILL7Net
SDNY_GM_00048178
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011002
EFIA_00158787
EFTA01290815

Deutsche Asset
& Wealth Management
Drallsre Rant Powale wean &Warm,
Pdan71$ COM00700M)
070%07 I** Se0,0a
mr..1.4
PD. ficw 1778, Bahimore, MD 21203 Na Pult Owens_ ita ter
Woe Weh, hY IOVA
0100.77.17 ovw >nem
Account Nu
Statement Period:03101
THE HAZE TRUST
UAD 02/09/99
Valuation at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYKE TTEES Beginning Account Value 162,749,488.51 162,302,676.21
6100 RED HOOK QUARTER B3 het Cash Deposits and Wrihdrawals 0 00 113.297 33
ST THOMAS VI 00802 Adjusted Previous Account Value 82,749,488.51 62,415,973.54
Dividends. Interest and Other Income 14.000.80 147.421.08
het Change in Pullen° 168.225 99 168.320 68
ndino Account Value $62,931.715.30 S62 931 715 30
Accrued Interest $247,06944
Your Client Advisor: Estim aced Annual incom e 51.140.021.19
CAMEL SABBA
Asset Allocation
Prior Year-End Lad Period This Period % Allocation
LSD Cash. Money Funds. and Bank Deposits 43.922.655.69 14,161,331.45 45,334,525.35 72.04% Please review your allocation
LSD Axed Income 11.400.200.52 11.484.587.06 10.377.629.95 1649%
LSD Equities 6 979 820 00 7.103.570.00 7.219.560 00 1147%
Account Total (Pie Chart) 182,302,878.21 182,749,488.51 152,931,715.30 100.00%
See the Asset Allocation Disclosure and Footnotes section lor important information regarding your Asset Asocabon.
Page I oin
Rsd excellent
08741 ROI I B009692SCSP30023 wry D Lo A w U y M V0 . 7 R . A 51 T 0 E 0 D 7 C 2 O 0 m 07 m umiCaTiOnS we Wee Ra,W awtawr,WY ro .c
CONFICrEeleisAL r me,
SDNY_GM_00048179
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011003
EFTA_0015S78S
EFTA01290816

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds
Summary of Gains and Losses
Realized
Ibis Period YuPio-Date UnaNue
Shoe-Term Gain/Loss 0.00 0.00 213,658.51
Lon -Term Gainlloss 4.130.45 4.281.85 -108.956.53
Net Gain/Lou 4,130.46 4,281.85 104,701.98
This summary excludes transactions where cost basis information is not available.
Money Market Fund Detail
Date Activity Type Deuriclion Most Balance
Sweep Money Market Fund
DUNS GOVERN M BIT CASH INSTL
Account Number: 0000001492 Went Yield 0.03% Adivily Ending: 03131115
02128/15 Opening Balance 44,181,331.45 44,161,331.45
03124115 Deposit MOk EY FUND PURCHASE 1,166,311.52 45.327.642.97
03126/15 Depose MONEY RAO PURCHASE 5.749.36 45,333,392.33
03131/15 Depose INCOME REINVEST 1.133.02 45.334.525.35
03131115 Closing Balance $45,334,525.35
Total All Money Market Funds 146,334,625.35
Income and Expense Summary
CPJt rent Period Year•to•Date
Taxable Noe Taxable Taxable Noe Taxable
Dividend Income
Equities 000 0.00 106,145.35 0.00
Money Market 1.133.02 0.00 3.267.83 0.00
Other Dividends 7,170.02 0.00 20,516.90 0.00
Interest Income
Bond Interest 5.697.76 0.00 17,131.00 0.00
Total Dividends, interest, Income and Expenses 114,000.80 10.00 1147,421.08 $0.00
Distributions
Other Distribubons 000 2,732.06 0.00 8.097.09
Total Distributions 10.00 62,732.06 $0.00 $8,097.09
Page 2 of 13
Account Number Rated Excellent
paperless Every Year W, 2007
THE FAZE TRI
ONFIDENTIAL
DrxAaLtBuArRtr aReArT ED COMMUNICATIONS var.um ••••••••••••A rivet INOC
SDNY_GM_00048180
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011004
EFTA_00158789
EFTA01290817

Deutsche Asset
& Wealth Management
Gnaw.< Mn, Po... w,Yn PAIMIP,Int
Pent% COMI.r G•pyp
°MUM lam '<woes A.
PO Boa 1776. &Now*. MD 21203 lire bet Mkt.
HI Pan Annus. Ita I ter
Nem wet 1,tt 10114
IM)4:44414.11151741.4,91,
Statement Period: 0310112015 • 0 3/3112015
Portfolio Holdings
Account Activity Opening Closing Accrued Income 30-Day Carrot
Opening Date Quantity Number Ending Balance Balance Income This Year YieW Yield
Cash, Money Funds, and Bank Deposits 7 2.0 0% of Portfolio
M oney Market
DWS GOVERNMENT CASH INSTL
02/28115 15,331,525.350 0000001492 03131115 11,161,331.15 15,331,525.35 0.00 3,267.83 0.03% 0.03%
Total Money Market 014,161,331.16 116,331,626.36 10.00 $3,267.13
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
02128/15 Ki1G021943 01/02/15 0.00 0.00 0.00 0.00 NIA N/A
Total FDIC Insured Bank Deposits $0.00 10.00 10.00 10.00
Total Cash, M oney Funds, and Bank Deposits $44,151,331.16 145,334,526.35 10.00 83,267.83
Adjusted Unrealized Accrued Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value GaialLoss Interest Annual Income Yield
Fixed Income 13 .0 0% of Portfolio (In Mafunry Date Sequerce)
Corporate Bonds
PEABODY ENERGY CORP SR NT Security Identifier: 704549AE4
7.375% 11101116 BJE DTO 10112106
MULTIPLE GUARANTORS MT CPR DTE 05/01107 Moody
Rating B3 S& P Rating 13+
05110111 '.12,13 1,200,000.000 104 3080 1.251.691.99 108.2500 1,299 000 00 17,308 01 36,875 00 88,500 00 6.81%
Original Cosi Basis, S1.363,501300
IPAYM ENT INC GTO SR NT Security Identifier: 16362EASS
10.250% 05/15/18 BIE DTD 11/15/11
CALLABLE 05115115. 105.125 Moody Rating CAA3 S 6 P
Rating CCC
10102112'.12,13 500,000.000 92.9120 161.558.96 95.0000 175,000.00 10,111.01 19.361 11 51,250.00 10.78%
Original Coal Basis 1415,000.00
PM ORGAN CHASE & CO DEP MIS REPSTG Security Identifier: 16626HIM1
1/10TH PFD S93 1 FIXED TO FLTG RT BO
7.900% 01729/19 BM DTD 01/23/08 Moody Rating BA1 Sd
P Rating BBB-
05110/11 '.12,13 3,000,000.000 111 2650 3,337,958.33 107.6250 3,228,750 00 409.208 33 98,750 00 237,000.00 7.31%
Original Coal Basis. 53,337,958.33
Page 3 of 13
Account Numb o t mallard,
ILMIAN IC)II THE HAZE T D E e v xA e aU n m t M Vo m. . R o e . A S rT l C a D te C 2 O 0 M 07 M UNICATIONS
L3EK‘rfiAs L SDNY_GM_00048181
CONFIDENTIAL — PURSUANT TO FED. R CRIA,1. P. 6(e) OB-SDNY-0011005
EFTA_00 158790
EFTA01290818

Portfolio Holdings
(continued)
Adjusted Unrealized Accrued Estimated Estimated
Dale Acqiired Gustily Usk Cod Cost Bads Markel Price Markel Value Gain, Loss Interest Annual Income Yield
Fixed Income (continued)
Corporate Bonds (continued)
BANK AM ER CORP PERP NON CON ULATIVE DEP Security Identifier: 0605050Th
PS FIXED TO FLOAT 8.125% 04/30158 WE
DTD 04130108 CAUABLE 05115118 Moody Rding BA3 SE P
Rating BB
05110/11 '.12.13 3,000,000.000 112.9870 3,389,820.83 107.8750 3,236,250.00 ,153,370.83 92,083.33 243,750.00 7.53%
Original Coal Basis: 53,389,620.63
Total Corporate Bonds $8,443,830.11 $8,239,000.00 .$204,830.11 $247,069.44 $620,500.00
7,700,000.000
Total Fixed Income 16,443,630.11 18,239,000.00 -$204,830.11 6247,069.44 $620,500.00
7,700,000.000
Uarealized Estimated Estimated
Date Annulled Quantity Veit Cost Cod Basis Market Price Market Value Gold Loss Annual Income Yield
Equities 12.00% of Portfolio
Preferred Stocks (Listed by expiration date)
CMGROUP INC DEP SliS REPSTG 111000TH Security Identifier: C PRK
PR SER K DIV6.875% PERPETUAL MATT CUSP: 172967341
PERPETUAL CALL 11/15123025.00
Dividend Option: Cash
02103/14 79.000.000 25.3090 1,999,418.90 27.2800 2,153,540.00 154,121.10 135,781.25 6.30%
CIT1GROUP INC DEP PS REPSTG 111000 Security Identifier: C PRC
PRI SER C DIV 5.8% PERPETUAL MATT CUSP: 172967366
PERPETUAL CALL 0/1221160 25.00
Dividend Option: Cash
10128/14 49.033.000 24.0810 1,180,739.16 25.3301 1,242,010.79 61,271.63 71,097.85 5.72%
10129114 150,967.000 24.3130 3,670,430.48 25.3301 3,824,009.21 153,578.73 218,902.15 5.72%
Total Covered 200,000.000 4,851,169.64 5,066,020.00 214,860.36 290,000.00
Total 200,000.000 54,851,169.64 $5,066,020.00 6214,850.36 8290,000.00
Total Preferred Stocks $6,050,580.54 87,219,660.00 $366,971.16 6425,701.25
Total Equities $6,850,588.54 $7,219,560.00 6368,971.46 $425,781.25
Paps 4 of 13
Account Num Ostia [salient
0,0 928CSF ORAN THE FAZE T Go paperless D ( r v xA e eL r sB y uA Y rRt e r R a a r eA S rT i E nc D e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048182
ON Fl D AENTIA
CONFIDENTIAL — PURSUANT TO FED. R CR[61. P. 6(e) DB-SDNY-0011006
EFTA_0015 8791
EFTA01290819

Deutsche Asset
& Wealth Management
Da...hoeum Pnwile vkan Mamaienalt
Prom toorne 6,8.8
Derisclv Sank Sew Oenk.
Mar briM k*
PO Don 1778, 8a8imore. M021203 HS Pan Aso.. 26th 'ter
Mew** NY 1011
49147111.1155178114,9.1
Statement Period: 03/01/2015 • 03/3112015
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cod Cod Bads Market Price Market Value Gelid Loss Annual Income Yield
Mutual Funds 3.00% of Portfolio
R M ORGAN FLOATING RATE IN COME FUND Security Identifier: PHSX
SELECT STARES CUSP. 481211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
01122113 '.3 198,216.056 10 0900 2,000,000.00 9.8100 1,944,499.52 -55,500.48 82,259.66 4.23%
02/01113 ..3 630.057 10 0670 6,342.92 9.8100 8,180.55 -162.07 261.47 4,23%
03101113'.3 711.578 10.0600 7,158.48 9.8100 6,980.57 477.91 295.30 4.23%
04101113 '.3 789.547 10.1100 7.982.33 9.8100 7.745.45 -236.88 327.68 4.23%
05101113 '.3 751.550 10.1300 7,613.21 9.8100 7,372.71 -240.50 311.89 4.23%
06103113 '.3 757.360 10.0900 7,641.77 9.8100 7,429.71 -212.06 314.30 4.23%
07101113 '.3 688.131 9.9700 6,661.27 9.8100 6,554.37 -106.90 277.27 4.23%
08101113 '.3 704.609 10 0600 7,088.37 9.8100 6,912.22 .176.15 292.41 4.23%
09103113 '.3 709.175 10 0300 7,113.03 9.8100 6,957.01 .156.02 294.31 4.23%
10/01113 '.3 712.100 10 0240 7,137.85 9.8100 6,985.71 -152.14 295.52 4.23%
Total Noncovered 204,650.163 2,064,739.23 2,007,618.12 47,121.11 84,929.79
Reinsedmenft to 13.354.929 9.9840 133,330.09 9.8100 131,011.83 -2,318.26 5,542.32 4.23%
Date
Total Coveted 13,354.929 133 330.09 131,011.83 4,318.26 5,542.32
Total 218,005.092 $2,198,069.32 $2,138,829.96 459,439.37 $90,472.11
Total Mutual Funds 32,198,089.32 12,138,829.95 459,439.37 $90,472.11
Unrealized Paned Estimated
Cod Basis Market Value Gait( loss Interest Animal Income
Total Portfolio Holdings 62,827,013.32 62,931,715.30 104,101.98 247,069.44 1,140,021.19
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC")(incorpccating amendments enacted by
P.1.110.343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered " noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in
this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired
on or after their *applicathe date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis wig be reported to the IRS on form 1099-8 for the applicable tax year in which the security is
disposed.
Page 5 of 13
Account Number Rated Excellent
OBAB ROI E FAZE T paperless D (v A e L r B y A Y R e R w A S T i E nc D e C 2 O 0 M 07 M UNICATIONS
ON F I D-ENTIAL rxentrwer
SDNY_GM_00048183
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011007
EFrA_00158792
EFTA01290820

Portfolio Holdings
(continued)
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1.2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury.
Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from
sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this
change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold
shod or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
s The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous cient brokerage statements nay differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering km or transferring agent and Pershing makes no representation as to the accuracy of this information.
Schedule of Realized Gains and Losses Current Period
Disposition Acquisition Disposition Realized Gain/ Load
Date Date Transaction Description Quality Cod Basis Proceeds Disallowance
Long Term
03119115 12113113' SELL GS M TG SECS CO RP 200ASSTFRL CTF CL 81 VAR 5.751% 1,500,000 000 1,155,142.37 1,159,272.82 4,130.45
RP In First Out 06125135 WE OTD 05101105
Security Identifier 3624207X5
Original Cost kris: 1 155 142 37
Total Long Term 91,155,142.37 $1,159,272.82 94,130.46
Total Short Term and Long Term 31,155,142.37 31,159,272.82 94,130.45
Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by
Pt 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. Ali other securities in this
section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on
of after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is
disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later. as determined by the Secretary of the Treasury.
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and
subsequentty reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as
it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost
basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have evadable to you.
Page 6 of 13
Account Nun be Itined [saner. =Sr Jff,===..."'...'=
Liam, Rot k TFE FAZE TRLS ON F I ErEPArnAs L D ( r v xA e eL r s O y u A Y rRt e r R a a r eA W rT E oo D s C 2 O 0 M 07 M UNCATIONS cisitioul
SDNY_GM_00048184
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011008
EFrA_00 I 58793
EFTA01290821

Deutsche Asset
& Wealth Management
OraIsre. Mm Pnylln vkatn PAM07,17
minim Coora.6,..•
oftisch404.* smelts w
10.44 C010.
00:t 1770, Balamote, MO 21203 IONA Atere••.160 I ben
Dierr701.17( 100.4
0) 421.008. MAI 71/74791,
Statement Period: 0310112015 • 03/3112015
Schedule of Realized Gains and Losses Current Period (continued)
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by
Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or
warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance
on the information provided herein for such reporting.
Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from
sources believed to be reliable. In the event, one or more of these attrbutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this
change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold
short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax-lot disposition method. The disposition method is the method which you have selected to
use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, Fist Out (FIFO). Your accounts selected tax lot method wil be
used to determine the cost basis for calculating gain and/or loss. unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-8.
Messages
Federal Deposit Insurance Corporation (FDIC-)Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DM Investments website at https://www.dws-investments.corn/EN/productshnoney-market-lunds-yields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at St per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Page? of 13
Account Nun be, Rated taco,. nil
VIIAS 'ROLL FAZE T E D v A e L r O y A V R . A R . A W TE oe D s C 2 O 0 M 07 M UNICATIONS
ONFIDRFiAs L TR.:Trumpet
SDNY_GM_00048185
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11009
EFTA_00 155794
EFTA01290822

Activity Sum m ary (All amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Securities Securities
Secant's Bought 0.00 0.00 Securities Bought -1,173,481.54 -1.186.888.42
Securities Sold 2,329,942.58 2,329,942.58 Securities Sold 0.00 0 00
Total Securities $2,329,942.58 $2,329,942.58 Total Securities -$1,173,481.54 -$1,96,808.42
Dividends and Interest $14,000.80 $147,421.08 Dividends and Interest $0.00 $0.00
Distributions $2,732.06 $8,097.09 Distributions WOO $0.00
Cash Cash
Deposits 0 00 113.29733 Deposits 0.00 000
Total Cash So.00 $113,297.33 Total Cash WOO $0.00
Money Market Funds $0.00 $0.00 Money Market Funds -$1,173,193.90 -$1,411,869.66
Total Credits $2,346,675.44 $2,598,758.68 Total Debits -$2,346,675.44 •$2,598,758.08
Transactions by Type of Activity
Process/ Trade/
Settlement Transaction
Date Date //Airily Type Desaiplioe Quantity Price Accrue Merest Amount Currency
Securities Bought and Sold
03124115 03119/15 SOLD GS MTG SECS CORP 2005-5F MTG PASSTHRU CTF CL B1 VAR -1.500.000000 97.7500 4.36812 1.166.311 52 LSD
GS3471173 5.751% 06125135 BIE DTD 05101105 VARIABLE RATE FACTOR
.7924592690 REM BAL 1188688.90
03126115 03119115 CANCELLED SELL GS M TG SECS CORP 2005.5F MTG PAWN RU CTF CL 81 VAR 1,500,000.000 97.7500 4.36812 1.166.311.52 LSO
GS3471173 5.751% 06125135 WE DTD 05101105 VARIABLE RATE FACTOR
.7924592690 REM BAL 1188688.90 CANCELLED TRADE
03126115 03:19/15 CORRECTED SELL GS M TG SECS CORP 2005.5F MTG PASSTHRU CTF CL 81 VAR .1,500,000 000 97.7500 4.358 24 1,163,631 06 LW
653471173 5.751% 06/25135 WE DTD 05/01/05 FACT/CPN CORRECTION
VARIABLE RATE FACTOR .7906378960 REM BAL
1185956.84 CORRECTED CONFIRM
03130115 REINVEST CASH INCOME ,P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 731.635 -7,170.02 LSD
PHSX 217273.4570 SIRS SF RS PL RCN. AT $9.80000 RD 03/26 PD
03/30/15
Total Securities Bought and Sold • UNITED STATES DOLLAR 4,358.24 1,156,461.04
Page 8 013
Account Number Go paper-Iess Rated tarellerdi
Lyon, v«. Since 2007
THE FAZE T
ONFIDAENTEAL
rCxAeLsLuUrMtr MaeUr D COMMUNICATIONS vary lac —,r.. •••••• Ent
SDNY_GM_00048186
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Ce-SDNY-0011 010
EFIA_00 158795
EFTA01290823

Deutsche Asset
& Wealth Management
Dralsre Rant Prmair Weahniaptagenan
Pdaeals Caen., Gnat)
Des-tsag la* %twos a.
Ilmwart Clic*
P.O. Boa 1778, Babimare, MO 21203 la Pan Ammo. Ita Met
War lot Iret 10114
01))4:4411N. mlPuvaL
Statement Period: 0310112015 • 0313112015
Transactions by Type of Activity (continued)
Protest/ Trade!
Settlement Transaction
Date Date Activity T Description Dunlil Price Accrued Interest Amount Curren
Dividends and Interest
03125/15 80N D INTEREST RECEIVED 1500000 GS MTG SECS COW' 2005.5F MTG PASSTHRU CTF 5.697.76 USD
3624207X5 CL B1 VAR 5.751% 06125135 WE DTD 05101105 RD 02127 PD
03/25/15
03130/15 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT SPARES 7.170.02 LSO
P-SX 217273.4570 SHRS RD 03/26 PD 03/30/15
03/31/15 MONEY MARKET FUND DWSGOVT CASI- INSTL 1,133.02 LSD
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 14,000.80
Distributions
03/25/15 RETURN OF PRINCIPAL 1500000 GS MTG SECS CORP 2005-5F PI l'G PASSIM RU CTF 2.732 06 LSD
RECEIVED CL ill VAR 5.751% 06125135 WE DID 05101105 RD 02121 PD
3624207X5 03/25/15
Total Distributions - UNITED STATES DOLLAR 0.00 2,132.08
Money Market Funds
03/24/15 MONEY FUND PURCHASE DWS GOVT CASS. INSTL .1,166,311.52 LSO
USD999997
03/26/15 MONEY FUND PURCHASE DWSGOVT CASF INSTL .5.749.36 LSD
USD999997
03/31/15 MONEY MARKET FUND DWSGOVT CASI- INSTL INCOME REINVESTED .1.133.02 LSD
REIN VESTM ENT
233993682
Total Money Market Funds • UNITED STATES DOLLAR 0.00 .1,173,193.90
Total Value of Transactions 4,358.24 0.00 USD
The price and quantity displayed may have been rounded.
Page 9 of 13
Account Num bet Ilww tacoll•ra
IaPAN wOlt FAZE T t ONFID G t1 o p S ape M rles A s L L eD y Ax o L. n : Bc . A Y uR e r r a Ri r eA S rT i E v D a C 2 O 0 M 07 M UN CATIONS
SDNY_GM_00048187
6(e)
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0011011
EFTA_00158796
EFTA01290824

Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
US PARK AVENUE, 26TH FLOOR
NEW YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST lk FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: RRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat al interest as original issue discount (OID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corn m unications for electronic delivery. To register and turn off paper tom in unications. log in to your account or contact your Client Advisor for more inform ation.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
YAW., pershing.cornibusiness_continuity.htrrl for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI
not receive confirmation of these reinvestments. Upon ratter request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing fine in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Page 10 of 13
Account Numbe Railed Locolloni
UBAB MOLL TFE FAZE T
L
L Drx v A e Le r On y AtrRw ReA S rT a E t D e C 2 O 0 M 0 M 7 UNICATOONS
dfiT fr isA SDNY_GM_00048188
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) OB-SDNY-0011012
EFTA_00158797
EFTA01290825

Deutsche Asset
& Wealth Management
()raffle BM{ Pr',l ir "mall n ma monad
MY fW6S Comar 4,0.p
ontsciv sat Sectonts,k
Nourbet altto
PO Liox 1778, SsIhmore MD 21203 30 Pan Ammo. 2601V:a
A. V01 nv 1004
0/ 491.0101. V.5) 7.114,9S
Statement Period:0310112115 • 03/3112015
Important Information and Disclosures (continued)
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization othen•Ase. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Pooes. Reproducing and distributing any information received from Standard & Pooes is not permitted without prior written
authorization from Standard & Popes. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pooes is not responsible for any errors or
egressions, regardless of the cause, or for the results of using such content Standard & Pooes makes no express or Ivied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pooes shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do net address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and fie any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person connoting or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution that it
a
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appicable., the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vnwrpershing.congstrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includeig unauthorized tradlig) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and ether discovery is generally more limited in arbitration than in court proceedings.
Page11 of 13
Account Number Naiad [salsa.,
()PAN 401.1. ThE FAZE TRL.
ON F IE rgeli As L
L Drx y Ae o Ls n Bu . A V rRn s Ra .. eA S rT i E nc D e 2007 OCATIONS •••••••••—••••••.-- •••
SDNY_GM_00048189
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011013
EFrA_00 I 58798
EFTA01290826

Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
• The arbitrators do not have to explain the reasortsj for their award, unless. M an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is fled, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
clans encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing U_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)0134330.
Page 12013
Account Numbe R.I.d tocollenti
O8..8 ROIL IFS FAZE MS D f ar o N pap T erle I s A s L I Dr v xA o e r sU y u M v rt « .r Ra . Ae L rT a E c D e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00048190
CONFI
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11014
EFTA_00158799
EFTA01290827

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER. SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL, AGENT OR BOTH. DUALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW,PERSHING,COM
STATEMENT. IF SO, TIE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES:
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. WV/W.PERSHING.COMIBUSINESS_CONTINUITY.HTAL
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHCH HAVE BEEN EXERCISED. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. RULE 607(A)(1)-(2)]
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
STATEMENT, THE RATE OF INTEREST AND PERIOD COVERED ME INDICATED, THE RATE MAY CHANGE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPES. SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM, THE PERMANENT ORDERS TO ITS AFFILIATE. 8NY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
RECORD OF THE SEPARATE ArFIGI INT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
NSPECTION UPON REQUEST. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
TAX INFORMATION FLOW. PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE
COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL THE NATIONAL BEST BID OR OFFER (N880) ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS, WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHING ALSO REGULARLY
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF DIE ABOVE TERMS AND CONDITIONS ARE Man-PPM:NE TO YOU, PLEASE HOTFY PEREPMG BALIEDIATELY IN WRITINGBY CERTFED MAIL TO ONE PERSHBIO RATA, JERSEY CITY, NJ 0T399, ATM' LEON. DEPT
Page 13 of 13
DRAB ROLL A TH cc E o F u A nt Z N E u T m be ONFII o n pa M perle A ss L R r D L x v A • e e I L • r s Y B y u A Y t R o r o N : R a a e . A l L i r o T a E rd t D i e C Z O 0 M 07 M UNICATIONS
SDNY_GM_0004819I
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011015
EFTA_00158800
EFTA01290828

Deutsche Asset
& Wealth Management
Drallsro Rana Pnwale Wean •Apmgenai;
Pdaele$ Cedrage6,0.1)
MAUM MY smongs
Y. yen Oat*
P.O. Box 1778, Bahimore. MD 21203 Ha Put Anne*. 16% Met
Nave Wet, hY 101S.
P1,)4W7116.1111S1/1141”1.
Account Number:
Statement Period:0210112015
THE HAZE TRUST
UAD 02/09/99
Valuation at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYKE TTEES Beginning Account Value $82,370,426.40 $62,302,676.21
6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 113.297.33 113.297 33
ST THOMAS VI 00802 Adjusted Previous Account Value 62,483,723.73 82,415,973.54
Dividends. Interest and Other Income 46.737 47 133.420 28
mhet Chan iel ini kPoir ng iiii27iimmiz ii iii i
Estm aced Annual Income 51.138.584 54
Your Client Advisor:
CAMEL SABBA
Asset Allocation
Prior Year.End Lad Period This Period % Allocation
Li SD Cash. Money Funds and Bank Deposits 43.922.655.69 14,001,603.05 44,161,331.45 70.38% P ease n ew yov a:locec -
LSD Axed Income 11.400,200.52 11.316.303.35 11.484.587.06 18.30%
L SD Equities 6 979 820 00 7.049.520.00 7,103.570 00 11.32%
Account Total (Pie Chart) $62,302,878.21 682,370,428.40 $62,749,408.51 100.00%
See the Asset Mocation Disclosure and Footnotes secbon or iniportant information regaidng your Asset/kb:anon.
Pate 1013
OBAN ROLL BO 097764 CSF 0 016 R D br A s a L n d B , A V t R o n : R e . A l l s e T i n C n c O , e C 2 O 0 M 07 M UNICATIONS :157.2=..?===rt
CONFIDGg fefiAs L xest Lir NCI
SDNY_GM_00048192
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11016
EFTA_0015880 I
EFTA01290829

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
This Period Year•to-Date Unrealized
Short-Term Gam/Loss 0.00 0 00 131.623.88
Long-Term Gain/Loss 77 88 151 40 -185.778.52
Net Gain/Loss 77.88 151.40 .54,151.64
This summary excludes transactions where cost basis infatuation is not available.
For Your Information
On June 5, 2014. the ELropean Central Bank (the ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions.
Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042•S for tax year 2015. These rates are subject to change in response to market changes, and we
may, in the More and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Deaoriptioe Amount Balance
Sweep Money Market Fund
DWS GOVERN M ENT CASH INSTL
Account Number: 0000001492 Current Yield 0.03% Activity Ending: 02121/15
01131115 Opening Baance 44,004003.05 41,001,603.05
02109(15 Deposit MONEY PAO FURCFASE 113,297.33 44,117,900 38
02118115 Deposit MONEY FLO FtliCFASE 33.945.35 11.151.815.73
02126115 Deposit MONEY FLNO PURCFASE 8,170.72 44,160,316.45
02/27115 Deposit INCOME REINVEST 1.015.00 44,161,331.45
02127115 Closing Balance $41,161,331.15
Total All Money Market Funds $41,161,331.15
Income and Expense Summary
Current Period Year-to•Dale
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 33,945.35 0 00 106 445 35 000
M oney Market 1,015.00 0.00 2.134.81 000
Other Dividends 6066.31 0.00 13,406.08 0.00
Page 2 of 13
Account Num be 1477d tocollsrei
07.0 7011 THE FAZE T ONFID r L Ox v Ae e L n sB t t . u V Arlt s lr R . a . Ae W Tr E if D e C 2 O 0 M 07 M UNICATIONS
SDNCGM_00048193
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011017
EFTA 00158802
EFTA01290830

Deutsche Asset
& Wealth Management
Isre Rana Prmair vkan &Worm%
Weals Codrage 6, .p
Des-004 M, Smolt. +a.
Any,Omar
PO Bo 1778, Ilalhmore MD 21203 Hann 160. I ter
New int WI 10114
InnVA.71110.111417044:91,
Statement Period: 02/0112115 -0212812115
Income and Expense Summary (continued) Carted Period Year-to•Date
Taxable Non Taxable Tinkle Non Taxable
Interest Income
Bond Interest 5,710.78 0.00 11,133.21 TOO
Total Dividends, Interest, Income and Expenses $16,737.17 $0.00 5133,420.20 $0.00
Distributions
Other Distributions 0.00 2.759.94 0.00 5.365.03
Total Distributions 50.00 92,769.94 $0.00 $5,365.03
Portfolio Holdings
Account Activity Opening Lloefnl Accrued Income 30Day Cermet
°peeing Date Quantity Number Endin Balana Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 70.00% of Portfolio
Money Market
DWSGOVERNM ENT CASH INSTL
01131/15 11,181,331.150 0000001/92 02127115 44.004.603.05 11.161.331.15 36.30 2.13411 0.03% 0.03%
Total Money Market $11,001,603.05 $11,161,331.45 536.30 $2,134.81
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
01131115 5460219/3 01102115 0.00 0.00 0.00 0.00 N/A NIA
Total FDIC Insured Bank Deposits 0 10 0 $00
Total Cash, M one! Funds, and Bank Deposits $44,004,60$3..0050 $14,161,331.450 $3$06..0300 $2,134.81
Adjusted Unrealized bound Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/ Loa Interest Annual Income Yield
Fixed Income 15 .0 0% of Portfolio (In Maturity Date Sequence)
'Asset Backed Securities
GS M TG SECS CORP 2005.5F M TG PASSTHRU Security Identifier: 3624207X5
CTF CL 81 VAR 5.751% 06/25/35 WE
DID 05/01105 St P Rating
B.
Factor: 0.79215926 Effective Date:02/02/15
Current Face Value: 1,188,688.890
12113/13 '.Li: 1,500,000.000 97.1710 1.155,142.37 97.0640 1.153.788.98 -1,353.39 5,127.80
Page 3 of 13
Account Num b Rated tace0ordi
84'09.776/Cfl!•' : 00A0 ROI DmpaepesrlenssA L D (v A e L r B y A V R e R er A S T i E nc D e C 2 O 0 M 07 M UMCATIONS
N F I xeltur met
SDNY_GM_00048194
6: 14AZE TtO
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. OB-SDNY-0011018
EFTA_00158803
EFTA01290831

Portfolio Holdings (continued)
Adjusted Unrealized Accrued Estimated Estimated
Date Acquired Ousethy WM Cod Cod Basis Market Price Market Valee Gain/ Loss Intereg Annual Income Yield
Fixed Income (continued)
'Asset Backed Securities (continued)
GS M TG SECS CORP 2005-SF M TO PASSTHRU (continued)
Original Cod Basis: $1.189,588.80
Total Asset Backed Securities $1,155,142.37 $1,153,788.98 -51,353.39 85,127.80 80.00
1,500,000.000
Total Current Fact Value : 1,108,680.090
Corporate Bonds
PEABODY ENERGY CORP SR NT Security Identifier: 704649AES
7.375% 11/01116 WE DTO 10112/06
LITIPLE GUARANTORS 1ST CPA DTE 05101/07 Moody
Rating 63 38 P Rating BR
1.200.000. 000
05110/11 'MA 104 5260 1,251.306.06 105 0000 1.260.000.00 5.693 94 18 762 50 88.500,00 7.02%
Original Cod Raga $1,363,500.00
IPAYM ENT INC GTD SR NT Security Identifier: 46262EAES
10.250% 05/15/18 WE DID 11/15/11
CALLABLE 05115115 0 105.125 Moody Rating CAA3 S 8 P
Rating CCC
10/02/12'.12,11 500.000 000 92.7590 463,798.27 95.5000 477,500.00 13.703.73 14,883.19 51,250.00 10.73%
Original Coal Basis. $445,000.00
JPY ORGAN CHASE & CO DEP SHS REPSTG Security identifier 488251141AI
1110Th PFD SER 1 FIXED TO R.TG RT BD
7.900% 04129149 WE DTD 04/23/08 Moody Rating BA1 S
P Rating BBB-
05110/11 %UM 3.000.000.000 111.2650 3,337,958.33 107.6250 3.228.750.00 -109,208.33 77.683 33 237.000 00 7.34%
Original Cost Basis: $3,337,958.33
BANK AM ER CORP PERP NON COM ULATIVE DEP Security Identifier: 060505078
Si- S FIXED TO FLOAT 8.125% 04130158 WE
DTD 04130108 CALLABLE 05/15118 Moody Rating BA3 S8 P
Rating BB
05110/11 '.12.13 3,000,000.000 112.9870 3,389,620.83 107.6250 3.228.750.00 -160,87083 69.739 58 243.750.00 7.54%
Original Coal Buis: $3,389,620.83
Total Corporate Bonds 58,115,881.49 $6,195,000.00 -3250,681.19 3190,80.60 8620,600.00
7,700,000.000
Total Fixed Income $9,800,823.88 $9,348,788.98 -$252,034.88 $195,976.40 $620,500.00
9,200,000.000
Page4 of 13
Account Numb Go paperless R Ev a e b r i y ll T ea e : m OR S O im S s 2007
OFIM11.1 Q011 7). E FAZE 7
L
DrxAeUnuMrm. ReArT W COMMUNICATIONS
OrWrIA SCINCGM_00048195
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11019
EFTA_00 158804
EFTA01290832

Deutsche Asset
& Wealth Management
Mmotts or.t ar G•ctp
De.ticta Nom M.
g. *A Calor
P.O. Box 1778, Babimore, MO21203 11) Pant Annw.)00tHoct
tine tr.\ nY IOVA
1/1)),VA-.7143.0111/114VIS
Statement Period: 0 2/0112 015 - 02/2812015
Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gainfloss Annual Income Yield
Equities 11.00% of Portfolio
Preferred Stocks (Listed byewe:tort date)
CITIGROUP INC DEP SliS REPSTG 111000TH Security Identifier: C PRK
PFD SER It DIV 6 875% PERPETUAL MATY CUSP: 172967341
PERPETUAL CALL 11 / 151231] 25.00
Dividend Option. Cash
02/03114 79,000.000 25 3090 1.999.418.90 26.8300 2.119.570.00 120.151.10 135.781.25 6.40%
CITIGROUP INC DEP SIM REPSTG 111000 Security Identifier: C PRC
PFD SER C 01V 5.8% PERPETUAL M ATY CU SIP 172967366
PERPETUAL CALL 01/22/180 25.00
Dividend Option: Cash
10128114 49,033.000 24 0810 1,180,739.16 29200 1.221.902.36 11.163 20 71.097.85 5.81%
10129114 150,967.000 24 3130 3,670,430.48 24.9200 3,762,097.64 91,667.16 218.902 15 5.81%
Total Covered 200,000.000 4,851,169.64 4,914,000.00 132,130.36 290,000.00
Total 200,000.000 14,851,169.11 14,914,000.00 1132,830.311 1290.000.00
Total Preferred Stocks $6,850,581.54 17,103,570.00 1252,911.48 1425,781.25
Total Equities $6,650,511.54 17,103,570.00 1252,911.46 1425,781.25
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gain/ Loss /meal Income Yield
Mutual Funds 4.00% of Portfolio
S MORGAN FLOATING RATE INCOME FUND Security Identifier: .PHSX
SELECT SHARES CUSP 481211.510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
01122/13 '3 198.216.056 10 0900 2.000.000.00 9.8300 1.948.463.83 .51.51617 82.259.66 4.22%
02101113'.5 630.057 10.0670 6,342.92 9.8300 6,193.45 -149.47 261.47 4.22%
03101113'•3 711.578 10 0600 7,158.48 9.8300 6,994.80 .163.68 295.30 4.22%
01101113'.5 789.517 10.1100 7,982.33 9.8300 7,761.26 -221.07 327.66 4.22%
05101113'.3 751.550 10.1300 7,613.21 9.8300 7,387.75 •225.46 311.89 4.22%
06103113'.3 757.360 10 0900 7,641.77 9.8300 7,444.86 19691 314.30 4.22%
07101113'.3 668.131 9.9700 6,661.27 9.8300 6.567.73 .93.54 277.27 4.22%
08101113'.3 704.609 10 0600 7,088.37 9.8300 6,926.31 .162.06 292.41 4.22%
Pages of 13
Account Num Der Ittaiscl tacellerell
W' ROI t THE F AZE o paperless E De v Ax e aL r Sr y i AL V Ri s m R .L eA a rT c E e D C 2 O '0 M 07 M UNICATIONS
SDNY_GM_00048196
TCONFIOSSITTAL
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011020
EFIA_00158805
EFTA01290833

Portfolio Holdings (continued)
Unrealized Estimated Estimated
Dale Acquired CluantRy hit Cost Cog Bags Market Price Market Valve Gale Loss Annual Income Yield
Mutual Funds (continued)
P M ORGAN FLOATING RATE INCOME FUND (continued)
09103113 ..3 709.175 10.0100 7,113.03 9 8300 6,971.18 -141.85 294.31 4.22%
10101113 '.3 712.100 10.0240 7,137.85 9 8300 6,99995 -137.90 295.52 4.22%
Total Noncovered 204,650.163 2,064,739.23 2,011,711.12 -53,025.11 14,929.79
Reinvestm eats to 12.623.294 9.9940 126.160.07 9 8300 124.086.96 -2.073.11 5.238.69 4.22%
Date
Total Covered 12,623.294 126,160.07 124,086.96 -2,073.11 5,238.69
Total 217,273.457 $2,190,899.30 22,135,798.08 -$55,101.22 390,158.45
Total Mutual Funds $2,190,899.30 $2,135,798.08 -055,101.22 390,150.48
Uirealized kneed Estimated
Cost Basis Market Valle Gait/ loss liters Annual Income
Total Portfolio Holdings $87,803,843.15 262,749,488.51 -$54,154.84 $195,976.40 $1,138,584.54
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by
P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore. considered " noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in
this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired
on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is
disposed.
Reporting requirements generally will be phased in over a three-year period, as foams:
• Stock in a corporation acquired on or after January 1. 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquked on or after January 1, 2012
• Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury.
Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from
sources believed to be reliable. In the event, one or more of these attrbutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this
change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold
short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
1 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the
security. Factors may change over time and are obtained from sources we believe to be reliable.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this information.
Pip 6 of 13
WIA0 ROLt A Th cc E o u F n A t Z N E um R be FID G AM o p S ap M erle A ss I_ R r ( O v xA a e cL r i iB d y u A r V t t s R e r c aR s o e t A l l S e rT i n E s t D t i a C 2 O 0 M 07 M UNICATIONS rt.:1-tro...."-1=' -..0t.' •.
SMICGM_00048197
TCu ON
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011021
EFTA_00 158806
EFTA01290834

Deutsche Asset
& Wealth Management
Gnaw< Rant Pnnie wean swage-man
Pdateils CowmaieGnm)
otosag sani setwoes +.c
mr..v..4 Onto
Ocw 1770, enamor*, MO 21203 HI Pan Anna.. 160. I bar
War RA 1,tt 100.4
CA-71114.1115178/.4,91,
Statement Period: 02/0112015 • 0212812015
Schedule of Realized Gains and Losses Current Period
Disposition Acquisition Disposition Realized Cuinl Lord
Dale Date Transadion Description Quantity Cost Basis Proceeds Disallowance
Long Term
07/25115 12/13113' FFP GS MTG SECSCORP 200 ASSTH RV CTF CL 81 VAR 5.751% 1.500 000 000 2 682 35 2.759 93 77.88
06125/35 WE DID 05/01105
Security Identifier 36242D7X5
Origins Cost Basis: 2.682.05
Total Long Term $2,682.05 $2,759.93 $77.88
Total Short Term and Long Term $2,682.05 $2,759.93 $77.88
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC.') (incorporating amendments enacted by
P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "ncncovered," under the new cost basis reporting rules, and marked or denoted as such. M other securities in this
section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on
or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis wit be reported to the IRS on form 1099-8 for the applicable tax year in which the security is
disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1. 2011
• Mutual hinds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury.
This Schedule may not reflect an cost basis adjustments necessary for tax reporting purposes. especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and
subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as
it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost
basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 109943 or online displays you may have available to you.
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by
Pershing as it relates to H.R. 1424. You should consue with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or
warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance
on the information provided herein for such reporting.
Paget of 13
Account Num be Italed extoller.
tiltAB Rol E FAZE R N F I E s I o E oa N oe T rles I s A L L e O v x A o e L v O m " A V . R r . w . R . e A S r T a E t D o C Z O 00 m 7 m uniCatiOnS
SDNY_GM_00048198
ICIsSr
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011022
EFIA_00 158807
EFTA01290835

Schedule of Realized Gains and Losses Current Period
(continued)
Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from
sources believed to be reliable. In the event, one or mote of these attrtutes is changed, there may be a temporary intoned adjusted cost basis reflected until the portfolio system is amended to reflect this
change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold
short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax4ot disposition method. The disposition method is the method which you have selected to
use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, Fist Out (FIFO). Your accounts selected tax lot method wit be
used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B.
Messages
Federal Depose Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please vist the DUNS Investments website at https:thwm.dws-investments.com/EN/productshnoney-market4unds-yields.jsp. Please note that all money
market funds ksted on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing In a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Summary
(All amounts shovm are in base currency)
Credits This Period Year-to-Date Debits This Period Teat-to-Dale
Securities Securities
Secunhes Bought 000 000 Securities Bought -6.066 34 -13 406 88
Total Securities $0.00 $0.00 Total Securities -$6,066.34 -$13,406.88
Dividends and Interest $46,137.47 $133,420.28 Dividends and Interest $0.00 $0.00
Distributions $2,769.94 $5,355.03 Distributions $0.00 $0.00
Cash Cash
Deposits 113,291.33 113.197.33 DepcsIts 0.00
Total Cash $113,297.33 $113,267.33 Total Cash $0.00 $0.00
Money Market Funds $0.00 $0.00 Money Market Funds 4156,721.40 -9238,676.76
Total Credits $162,194.74 $262,062.64 Total Debits 4162,19424 4252,082.04
Page of 13
Account Num her Rated excellent
L very v«. Since 2007
Th•E FAZE T DAL BAR R^TO) COMMUNICATIONS ••••••••74 ,emu nigs. we.. K'
ONFIl i orPiViAs L exalt unser
SDNY_GM_00040199
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011023
EFT:4_00158808
EFTA01290836

Deutsche Asset
& Wealth Management
Ovvicre Ft4r. PAanair-v.,
Mweet$ Covcrne C.vo.p
0...itetv Bar Sew..., M.
Yev.liork
P.O. Boa 1778, Babimarce, MO21203 11, rant Ann.*. llytkVIcve
Vine tr.\ nY 101%.
1/1/),VA-111.3. lest) evn
Statement Period: 02/01/2015 - 02128/2015
Transactions by Type of Activity
Prato/
Settlement
Date AAivity Type Desaiotion Client Price Accreed Interest Mount Curren
Securities Bought and Sold
02/26115 REM VEST CASH INCOME "MORGAN FLOATING RATE INCOME FIAD SELECT &ARES 618183 8066.34 LSO
Pr SK 216655.0710 ShRS ShRS MACH. AT 69.81000 RO 02/21 PO
02/26115
Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 -6,088.31
Dividends and Interest
02117115 CAS- DIVIDEND RECEIVED 79000 SI-RS CITIGFtOLP INC DEP SHS REPSTG If 1000TI- KO 33,945.35 USD
C PRK SER K DIV 6 875% PERPETLAL MATY PERPETUAL CALL
11/15/230 25.00 RD 02/05 PD 02/17115
02125115 BOND INTEREST RECEIVED 1500000 GS M TG SECS CORP 2005.5F M TG PASSTFRU CTF 5,110.78 LSO
3624207X5 CL DI VAR 5.750% 06125135 DIE COO 05101105 RD 01/30 PD
02/25/15
02126/15 CA", DIVIDEND RECEIVED $ MORGAN FLOATING RATE INCOME FUND SELECT SNARES 6.066.31 LSO
SFSK 216655.0740 "'RS RD 02121 PD 02126/15
02127/15 MONEY MARKET FUND DWSGOVT CAS,- INSTL 1.015 00 LSD
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 48,737.47
Distributions
02125/15 RETURN OF PRINCIPAL 1500000 GS MTG SECS CORP 2005-5F M TG PASSTFRU CTF 2,759 94 LSO
RECEIVED CL B1 VAR 5.750% 06125135 WE DTD 05101105 RD 01130 PD
3621207X5 02125/15
Total Distributions- UNITED STATES DOLLAR 0.00 2,759.91
Cash Withdrawals and Deposits
02106/15 FEDERAL FUNDS RECEIVED haiC BANK USA. NA 35762 113,297.33 LSD
USD999997
Total Cash Withdrawals and Deposits - UNITED STATES DOLLAR 0.00 113,297.33
Money Market Funds
02/09/15 MONEY FUND PURCHASE DWSGOVT CASF INSTL -113.297.33 LSO
US0999997
02/18/15 MONEY FUND PURCHASE DWSGOVT CASF INSTL -33,915.35 L,S0
USD999997
Page 9 of 13
ORAN V, I
A
TI
c
•
c
E
o unt Nu
T
m
er
b
&
er
s Or N F I Dr piaspemrlesAs L rD L
k
x v
a
A o e
t
L
o
v r B
d
" i Au V
e
R
a
m w
:
R
4
. eA
.1
r T
S
M E
M
D C 2 O 00 M 7 M UNCAT/0.6
SON Y_GM_0004 8200
FAZE
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-OO11O24
EFIA_00158809
EFTA01290837

Transactions by Type of Activity (continued)
Process/
Settlement
Date Activity Type Desairdion Quantity Price Accrued liters Moult Currency
Money Market Funds (continued)
02/26115 MONEY FUND PURChASE DWSGOVT CASI. INSTL 447012 LSD
U$0999997
02/27/15 MONEY MARKET FUND DWSGOVT CAST INSTL INCOME REINVESTED 1,015.00 LSD
REINVESTMENT
233993682
Total Money Market Funds - UNITED STATES DOLLAR 0.00 -158,721.40
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Bond Maturity Schedule
Bond Maturity Market Valve % of Bond Markel Value
I to 5 years 1 737 500 00 19% Percentages of bond market values are
Over 10 yea's 7 811 286 96 81% El rounded to the nearest whole percentage.
Total 9,348,788.98 100%
Bond Quality
Bond Quality Market Value % of Bond Market Value
BArLower 9.348.766 98 100% Percentages of bond market values are
Total 9,348,788.98 100% rounded to the nearest whole percentage.
You are 100% invested in bonds with a bond quality of BA/Lower.
Client Service Information
Your Client Advisor: DAN
DANPUSAN:IA
345 PARK AVENUE. 28Th FLOOR
NEW YORK NY 10'54
Page 10 of 13
Account Nun be r Rated Excellent,
mow ROI t THE HAZE TRMS ONFIDE1 pa S per M less A e t; j L DrxA n eL . s y Bu A V rRn s Ra .. eA L rT a E c D e C 2 O 00 M 7 M UNCATOIS
SDNCGM_00048201
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11025
EFTA_00158810
EFTA01290838

Deutsche Asset
& Wealth Management
Oralsre Ram Pon. Wealth Manip--frent
Pdiniet% C %WM! 4.0.10
Des-b014 Mai SecvnesAc
Yan wan Mar
PO. Lica 1778. Ballimore. MD21203 Ha ion Annie. Halter
War lot Irt 10114
inn 4'...71114. MIS) 7/4 4:9S
Statement Period: 0210112015 • 02/28/2015
Your Account Inform ation
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinveatm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat al interest as original issue discount IOID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
market discount method for all other bond types: Ratable Method
Accrual
Include market discount in income annually: No
Eledronie Delivery
You have not selected any account com m unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Dient Advisor for more inform alien.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices. unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ horn the actual sale price. Securities for which a price is
not available are marked II/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnwispershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wil
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confimutions previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing form. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge' Agreement. The right to vole your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Fage If of 13
()PAO ROI A TF c c E o F u A nt Z N E T u m I bGo paperless R L C s a A re t L e r B y d A Y t R a e c R w o A l l v o T a r E d c D i . C 2 O 00 m 7 m umerSOOP6 -ct...7.====" 1"=":
ONFInnAL exenower
SDNY_GM_00048202
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011026
EFrA_0015881 I
EFTA01290839

Important Information and Disclosures (continued)
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date cr the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard 8. Pool's is not responsible for any errors or
emissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or arched warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
Bond Maturity Schedule
Bonds that are in default are not included.
Bond Quality
Bond quality ratings reflect Moody's or Standard and Pooes ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (I) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its am operations and the supervision of your account, its sales representatives
and other personnel_ Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vninvnershing.comistrength_stabilityhtml.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and ether discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators coil typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
Page 12 of 13
Account Number Rai tacellerigi
WItAk, ROIL E FAZE TCR LST O NFI D G A O E pape N rles T s IA - l M A L m r B f A V o N a w M n e I S r L in D t* C 2 O 0 M 07 MUNCATIONS 'more
SDNY_GM_00048203
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011027
EFTA_00158812
EFTA01290840

Deutsche Asset
& Wealth Management
Ora'sot Ham 0rmaw wean lapeatenen
minim <Dome Mod)
De.iscM Sat Smtemsw
wan CM,*
Om 1770, Balamom, MD 21203 MS Port AareI&T 114h I b4r
Hewlett. 101E
.V.:441114.1015170•4091
Statement Period:0210112115 • 0212812015
Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing Lie, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330.
Page 13 of 13
10
Account Number kolod tecellene
8kW 4011 THE FAZE T ON Fl1396(HiAs L r b Cx e Ae e Lr r B y tu A V rRn e R e a r eK S rT i n C e O w C 2 O 0 m 07 m uNICATIONS aeitt Leaa"relarvtiltSe ta VIII•.11t44y n SW MS*
SDNY_GM_00048204
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11028
EFTA_001588 13
EFTA01290841

Deutsche Asset
& Wealth Management
Gnaw< Rant Pnnie wean st.....enait
Pewees Com,act4K‘p
oft•sow oar stcy—ats
Mew ISA Mat
P.O. &a 1778, 8416m:ire. MD 21203 Na Park AITW.1011•11ccr
thy. 'tr.\ 1,Y 101M
4M.7•13.1111S1/114").1
Account Num
Statement Period: 01/01/2015 - 01/31/2015
THE HAZE TRUST
UAD 02/09/99
Valuation at a Glance
JEFFREY EPSTEIN & This Period Year-to-Date
DARREN K INDYKE TTEES Beginning Account Value 862,302,676.21 862,302,676.21
6 100 RED HOOK QUARTER B3 Adjusted Previous Account Value 62,302,676.21 62,302,676.21
ST THOMAS VI 00802 Doildends. Interest and Other Income 86.682 81 86.682 81
et Chance in Portion° -18.932 62 -18.932.62
nding Account Value 562 370 426 40 S62 370 426 40
Estim aced Annual Income 81,137,962.88
Your Client Advisor:
DANIEL SABBA
Asset Allocation
Prior Year-End Lad Period Ibis Period % Allocation
LSD Cash. Money Funds. and Bank Deposes 43,922,655.69 43,922,655.69 44,004,603.05 70.56% re.lew yov a locatio-
Pease
LSD Fixed Income 11,400,200.52 11,400,200.52 11,318,303.35 18.14% L
LSD Equities 6.979,820 00 8,979,820.00 7,049,520 00 1130%
Account Total {Pie Chart) 862,302,676.21 662,302,676.21 662,370,426.40 100.00%
See the Asset Mocabon Disclosure and Footnotes secton lor important mformaton regarding yourAssetflocetkin.
Pap1012
kik!. 4011 B0118681CM0017 Go paperless D R (v a A e b r U i y d M Y G o . u R e ad . A S ia T n i E v a D a C 2 O 0 m 07 m umICATIONS ritn.,:71X"..tr •0".'."Z..•""*""t"
CONF I DAMSITiA rxinlurmer
SDNY_GOL00048205
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11029
EFTA_00158814
EFTA01290842

Asset Allocation Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Funds.
Summary of Gains and Losses
Realized
This Period Year•to-Date Unrealized
Short-Term Gain/Loss 0.00 0 00 196.315.73
Long-Term Gain/Loss 73 52 73 52 471,34017
Net Gain/Lou 73.52 73.52 ,274,963.74
This summary excludes transactions where cost basis information is not available.
For Your Information
On June 5, 2014, the European Central Bank (the "ECB") introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions.
Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account
statement as Tree Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042S for tax year 2015. These rates are subject to change r response to market changes. and we
may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Oate Activity Type Dewriptioe Amount Balance
Sweep Money Market Fund
DWSGOVERNM ENT CASH INSTL
Account Number: 0000001492 Current Yield 0.03% Activity Ending: 01/30/15
01/01115 Opening Balance 43,922,055.89 43,922,655.89
01123115 Deposit MOk EY FIAD RACFASE 72,500.00 43,995,155.69
01127/15 Deposit MONEY RAD RACI-ASE 8,327.55 44.003.483.24
01130/15 Deposit INCOME RElk VEST 1,119.81 41004.603.05
01130115 Closing Balance 344,004,603.05
Total All Money Market Funds $44,004,603.05
Income and Expense Summary
Current Period Year-to-Date
Taxable Noe Taxable Taxable Non Taxable
Dividend Income
Equities 72,500.00 0.00 72,500.00 0.00
Money Market 1,119.61 0.00 1,119.81 004
Other Dividends 7,340.54 0.00 7,340.54 040
Page 2 012
OR AN ROLL M Ac E co F u A nt Z N E u 7 r iber ONFID Go r pa a pe n rles A s L P Drx v l A a e Le te r Es y d t Y V [ m n [ w a Rs t eA i L o rT a n E c D , e C 2 O 0 A 0 V 7 A UNICATIONS L r.
SDNCGM_00048206
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011030
EFTA_0015 8815
EFTA01290843

Deutsche Asset
& Wealth Management
(Misr< Ram .0.4. vessioommip.wm
Pent% Ont.,. 0,p
Dests04 Mai Sewnet
O11k*
P.O Boa 1770 Balamer*. MD 21203 III Part einows. Ma lbw
War Pan WI 10154
Inn 04.78.11.115, 7µ4,11.
Statement Period: 01101/2915 • 01/31/2015
Income and Expense Summary (continued) Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Interest Income
Bond Interest 5.722.46 0.00 5,722.46 0.00
Total Dividends, Interest, Income and Expenses $86,682.81 $0.00 $86,682.81 $0.00
Distributions
Other Distributions 0.00 2,605.09 0.00 2.605 09
Total Distributions $0.00 $2,605.00 $0.00 $2,605.09
Portfolio Holdings
Account Activity Opening Posing Awned Scow 30.03y Cured
Opeuieg Date Quantity Number Ending Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 71.00% of Portfolio
Money Market
DWS GOVERNI I ENT CASH INSTL
01101115 44.004.60.050 0000001492 01130115 43.922.655.69 44.004.603 05 36.17 1.119,61 0.03% 0.03%
Total Money Market $43,922,655.69 $44,004,603.05 $36.17 $1,11911
FDIC Insured Bank Deposits
INSURED DEPOSTS PROGRAM
01101115 N46024943 01102115 0.00 0.00 0.00 0.00 NIA NM
Total FDIC Insured Bank Deposits $0.00 $ $0.00 $0.00
Total Cash, Money Funds, and Bank Deposits $43,922,656.61 $44,004,6030..0050 $36.17 $1,11911
Minded Unrealized Aw Estimated Estimated
Date Acquired Quantity Usk Cod Cod Basis Market Price Market Value Gaid Loss Interest Annual Income Yield
Fixed Income 15.00% of Portfolio (In Maturity Date Sequence)
'Asset Backed Securities
GS M TG SECS CORP 2005.5F M TG PASSTHRU Security Identifier: 3824207X5
CTF CL 81 VAR 5.750% 06125135 BIE
DID 05:01105 St P Rating Bt
Fedor: 0.79429922 Effective Date:01/02/15
Current Face Value: 1,191.141830
12113113'.3,12 1,500.000.000 97.1780 1.157.824.42 97.0560 1.156.372 58 -1,451.84 5,709.97
Page 3 oft?
Account Number Rabid tacelbra
34'1 1M t: Cif,' : Go paperless Every Vs.Slate 2'007 .4204.11,=.?=••• -a =Cr nealt e
18"" MOLL THE FAZE TCRLSTO N F IDAraTIAL D rX A e L l B lt A lr R n R se AV r ED COMMUNICATIONS trose.(4.1 a•••••nfras.rtn•
SDNY_GM_00048207
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011031
EFTA_OOI 58816
EFTA01290844

Portfolio Holdings (continued)
Adjuged Unrealized Accrued Estimated Estimated
Date Acquired Quantity Limit Cod Cog Basis Market Price Market Valve Gainf Loss Intereg Annual Income Yield
Fixed Interne (connnued)
'Asset Backed Seanlilies (continued)
GS N TG SECS CORP 2006.5F M TG PASSTHRU (continued)
Original Cod Basis: S1.189,588.80
Total Asset Backed Securities $1,157,624.42 $1,156,372.58 -$1,451.64 $5,709.97 $0.00
1,500,000.000
Total Current Face Value : 1,191,448.830
Corporate Bonds
PEABODY ENERGY CORP SR NT Security Identifier: 704549AE4
7.375% 11101116 BIE DTD 10112106
MULTIPLE GUARANTORS 1ST CPN DTE 05101107 Moody
Rating BA3 St P Rating 138-
05/10/11 'MA 1.200.000.000 104.7430 1.256.910.24 97.0000 1.164.000.00 -92.910.24 22.125 00 88.500 00 7.60%
Original Cod Basis: $1,363,500.00
IPAYM ENT INC GTD SR NT Stolidly Identifier: 46262EAE5
10250% 05115118 WE DTD 11/15ill Price Estimated as of: 01107115
CALLABLE 05115115 0 105.125
Moody Rating CM3 S & P Being CCC
10102112'.12.53 500,000.000 92.6080 463.04117 89 0000 445 00000 -18,041.77 10,819 44 51,250.00 11.51%
Original Cosl Basis: $445,000.00
PM ORGAN CHASE & CO DEP SI'S REPSTG Security Identifier: 46625HHA1
1110TH PFD SER I FIXED TO RIG RI BD
1.900% 04129149 WE DM 04/23108 Moody Rating BM S &
P Rating BBB-
05110/11 %UM 3.000.000.000 111.2650 3,337,958.33 107.4690 3.224.070.00 -113.888 33 59.250 00 237 000 00 7.35%
Original Cost Basis: $3,337,958.33
BANK AM ER CORP PERP NON CON ULATIVE DEP Security Identifier: 000505078
SFS FIXED TO FLOAT 8.125% 04130/58 WE
DTD 04130108 CALLABLE 05115118 Moody Baling BA3 St P
Rating BB
05110/11 '.12.13 3,000,000.000 112.9870 3,389,620.83 101.4380 3,223,140.00 466,480.83 51,458.33 243.750 00 7.56%
Original Cog Basis: $3,389,620.83
Total Corporate Bonds $6,447,631.17 $8,056,210.00 -$391,321.17 $143,652.77 $620,600.00
7,700,000.000
Total Fixed Income $9,806,355.59 $9,212,582.56 -$392,773.01 $149,387.74 $620,500.00
9,200,000.000
Page4 of 12
Account Number: Go paperless i t ) Mod Excellerigi
(very Vs.. sane. 2007
11,E HAZE IC DAUM. RATED COMMUNCATIONS
ONFIDArErriA rxenurmer
SONv_Gm_000482013
CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) DB-SDNY-0011032
EFTA_OOI 58817
EFTA01290845

Deutsche Asset
& Wealth Management
Draw,* Nfll Vrvwm Weaia LAmigenen
Mantis tenor OtaR
DeLtschL MLSew Res ,Rc
allt•
PO &a 1778. Ballimore, MA 21203 JO PLY. Ass& 260. I ber
Nerrlerk 101$4
II 121454-711. 0114178114791,
Statement Period: 01101/2015 • 0 1131/2 015
Portfolio Holdings
(continued)
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Cod Basis Market Price Market Value Gain/ Loss Annual Income Yield
Equities m00% of Portfolio
Preferred Stocks (listed by expiration date)
CITIGROUP INC DEP US REPSTG 1/1000TH Security Identifier: C PRK
PFD SER K DIV 6.875% PERPETUAL MATY CU SIP: 172967341
PERPETUAL CALL 11/15123025.00
Dividend Option: Cash
02/0311/ 79.000.000 25 3090 1.999.418.90 26.8800 2.123.520 00 124,101.10 135/81.25 6.39%
CITIGROUP INC DEP SKS REPSTG 111000 Security Identifier: C PRC
PR I SER C 0 IV 5.8% PERPETUAL M ATY CUSP. 172967366
PERPETUAL CALL 04122/18025.00
Dividend Option: Cash
10128/11 49.033.000 24 0810 1.180.739.16 21.6300 1107,682.79 26.943 63 71.097135 5.88%
10129114 150,967 000 24 3130 3,670.13048 21.6300 3,718,317.21 47,886 73 218,902.15 5.88%
Total Covered 200,000.000 4,851,169.64 4,926,000.00 74630.36 290,000.00
Total 200,000.000 $1,1151,169.64 $4,926600.00 $74630.36 $290,000.00
Total Preferred Stocks $6,850,588.54 $7,049,520.00 $198,931.46 $425,781.25
Total Equities $6,850,588.54 $7,049,520.00 $198,931.48 $425,761.25
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cod Cod Basis Market Price Markel Value Geis; Loss Annual Income Yield
M utual Funds 3.00% of Portfolio
R MORGAN FLOATING RATE INCOME FUND SOW dly Identifier: PHSX
SELECT STARES CUSP. 481211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
01122113'.3 198,216.056 10.0900 2,000,000.00 9.7100 1,924,877.91 .75,322.09 82,854.31 4.30%
02101/13'.3 630.057 10.0670 6,342.92 9.7100 6,117.85 -225.07 263.36 4.30%
03101113'•3 711.578 10.0600 7,158.48 9.7100 6,909.12 .-3241 650862 297.44 4.30%
04101113 '.3 789.547 10.1100 7,982.33 9.7100 7,666.51 330.03 4.30%
05101113'.3 751.550 10.1300 7.613.21 9.7100 7,297.55 •315.66 314.15 4.30%
06103/13'.3 757.360 10.0900 7,641.77 9.7100 7,353.96 316.58 4.30%
01101/13'.3 668.131 9.9700 8,661.27 9.7100 6,487.56 •418713,8711 279.28 4.30%
08101/13'.3 704.609 10.0600 7,088.37 9.7100 6,841.76 -246.61 294.53 4.30%
Page 5 of 12
V110673.0730 I Oft7.tl ROLL Account Number ) paperl ess I t t v o e to ry d V to a c n ol l S e i n ne ti w 2007
rO xAeL OsuARr
N
R
C
A T
I
EO COMMUNICA TIONS
SDNY_GM_00048209
61::ATONFID=TAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-00 11033
EFTA_0015881A
EFTA01290846

Portfolio Holdings (continued)
Unrealized Estimated Estimated
Date Acquired Ouaitity Celt Cost Cod Bads Market Prke Markel Value Gall loss Annual Income Yield
Mutual Funds (continued)
N ORGAN FLOATING RATE INCOME FUND (continued)
09!03113'.3 709.175 10.0100 7,113.03 9.7100 6,886.09 .22614 296 44 4.30%
10101113 '.3 712.100 10.0240 7,137.85 9.7100 6,914.49 -22336 297.66 4.30%
Total Noncovered 204,660.103 2,084,739.23 1,187,163.10 -77,686.13 85,543.78
Reinvestments to 12,004.911 10.0040 120.093.73 9.7100 116,567.67 -3.526.06 5,018 04 430%
Date
Total Covered 12,004.911 120,093.73 116,587.87 4,526.06 5,018.04
Total 216,655.074 32,184,632.98 $2,103,720.77 -111,112.19 310,561.82
Total Mutual Funds $2,184,832.18 32,103,720.77 -34112.19 310,561.82
Unrealized Acaued Estimated
Cod Bads Markel Valle Gain! Loss Interest Animal Income
Total Portfolio Holdings 362,845,380.14 $62,370,428.40 -S270,953.74 $149,362.74 $1,137,962.88
Footnotes
Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by
P1-110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered" noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in
this section are securities %Mich are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired
on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is
disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1.2011
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012
• Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury.
Cost Basis on fixed income securities is adrusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from
sources believed to be reliable. In the event, one or more of these attrikutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this
change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold
shod or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the
security. Factors may change over time and are obtained from sources we believe to be reliable.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous dent brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Page 6 of 12
Account Numbs D- Rata. Excellent,
IAMB vonI TEh FAZE TtONFI G E o p N ape T rle E ss A L D L rx y Ae e Un ., M ur.n ReA S r T i n L e O w C 2 O 0 M 07 M UNCATIONS
SDNY_GM_00048210
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 11034
EFTA_00158819
EFTA01290847

Deutsche Asset
& Wealth Management
(Misr< Rant Pr.!. vkan Papygenmt
Weals CodrageGKM)
Ms-tug lala %twos
lir e Ion Mar
Oca 1770, Bahimore, MD 21203 In Pant 4,.y.160. Met
War int Irt 10114
01))4:44414. 71.09.1
Statement Period: 0110112015 • 01/31/2015
Schedule of Realized Gains and Losses Current Period
Disposition Acquisition Disposition Realized Gain/ Loss/
Dale Dale Transaction Description Quantity Cost Basis Proceeds Disallowance
Long Term
01126/15 12/13113' RPP GS IITG SECSCOPP 200 ASSTH RI CTF CL 131 VAR 5.750% 1.500 000 000 2.53157 2.605.09 73 52
08125135 WE DTD 05101105
Security identifier 36242D7X5
Original Coat Basis: 2,531.57
Total Long Terra 52,531.57 $2,605.09 $73.52
Total Short Term and Long Term $2,531.57 $2,605.09 $73.52
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC.') (incorporating amendments enacted by
P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. AA other securities in this
section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on
after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is
or
disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual hinds and dividend reinvestment plan (DRP) shares acquired on or after January 1. 2012
• Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury.
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and
subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as
it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost
basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have avaiable to you.
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by
Pershing as it relates to H.R. 1424. You should consue with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or
warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance
on the information provided herein for such reporting.
Page? oft?
Account Nun ON F I ID-EN-NAL Rsd t
OBAN Kat TI-E F AZE TbST Go paperless D ( r v xA e eL r nB y u A Y rRt e r R a a r Ae S Tr i E nc D e C 2 O 0 M 07 M UNCATIONS
SDNY_GM_00048211
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011035
EFrA_00158820
EFTA01290848

Schedule of Realized Gains and Losses Current Period (continued)
Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from
sources believed to be reliable. In the event one or more of these attrtutes is changed, there may be a temporary incortect adjusted cost basis reflected until the portfolio system is amended to reflect this
change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-inked bonds, bonds sold
short or bonds that have a negative yield. This intonation is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax4ot disposition method. The disposition method is the method which you have selected to
use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be
used to determine the cost basis for calculating gain andlor loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:thwov.dvm•investments.conVEN/products/rnonemarket-fundoyields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Important Reminder for Pershing's 2014 IRS Forms 1099 (8, DN. INT, OID and MISC): As a reminder, by February 17, you will receive either your 1099 form or a special Pending 1099 Notice. The Pending 1099
Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and win provide the anticipated mail date of
your 1099 form. Your 1099 will be mailed no later than March 16, 2015.
Activity Sum m a ry (Ad amounts shown are an base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Securities Securities
SecunCes Bought 0 00 0 00 Secunlies Bought -7,340.54 -7.34054
Total Securities $0.00 $0.00 Total Securities -$7,340.54 47,340.54
Dividends and Interest $86,682.81 $86,682.81 Dividends and Interest WOO $0.00
Distributions $2,605.09 $2,605.09 Distributions $6.00 $0.00
Money Market Funds $0.00 WOO Money Market Funds -$81,947.36 -$81,947.38
Total Credits $89,287.90 $89,287.90 Total Debits 489,287.90 489,217.90
Page 8 oft?
ONAN M Ac E co unt Num bed N F ID Go r p a ape n rle A ss L rD (v xA e eL r s y B tA V i t r a Rm . c . R e . eA ll s Tr e i n C n c i D l e C 2 O 0 M 07 M UNICATIONS w—wvi.w iwc
SDNY_GM_00048212
CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) FAZE TC-L7R;O OB-SDNY-0011036
EFrA_00158821
EFTA01290849

Deutsche Asset
& Wealth Management
(Misr< Ram Pr.. vkan•Aptagenmt
Pdaeals Coon., 6,0“)
Des-tutg Mk SmongsW
m.....4 auk.
PO Boa 1776, Balamore, MO 21203 HI Pan Ramo. Ita Mei
War wet 1,tt 10114
01114:441114. mfl 741.4,91,
Statement Period: 0110112015 • 01/31/2015
Transactions by Type of Activity
Protest/
Settlement
Date Activity T Description Quint Price kneed littered Amount Wring
Securities Bought and Sold
01130/15 REINVEST CASH INCOME P MORGAN FLOATING RATE INCOME FLN D SELECT SFARES 756157 .7.340.54 USD
PHSX 215898 3170 SHRS SHRS FL RCh AT 59 70000 RO 01/28 PO
01/30/15
Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 -1,340.54
Dividends and Interest
01122/15 CASH DIVIDEND RECEIVED 200000 Sh RS CITIGROUP INC DEP SHS REPSTG 1/1000 pro 12,500.00 USD
C PRC SER C DIV 5.8% PERPETUAL MATT PERPETUAL CALL
04122/180 25.00 RD 01112 PD 01122/15
01126115 80ND INTEREST RECEIVED 1500000 GS MTG SECS CORP 2005.5F MTG PASSIHRU CTF 5.722.46 USD
3624207X5 Cl. B1 VAR 5.752% 06125135 WE DTD 05101105 RD 12131 PD
01125/15
01130/15 MONEY MARKET FUND DWSG01/T CASH INSTL 1,119.81 USD
INCOME RECEIVED
233993682
01130115 CASH DIVIDEND RECEIVED .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7,340.54 USD
PHU 215898.3170 SHRS RD 01128 PD 01130115
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 86,682.81
Distributions
01126/15 RETURN OF PRINCIPAL 1500000 GS MTG SECS CORP 2005-5F MTG PASSTHRU CTF 2,605.09 USD
RECEIVED CI. 81 VAR 5.752% 06125135 WE DTD 05101105 RD 12/31 PD
3624207X5 01/25115
Total Distributions- UNITED STATES DOLLAR 0.00 2,805.09
Money Market Funds
01/23/15 MONEY FUND PURCHASE DWSGOYT CASH INSTL -72,500.00 USD
USD999997
01127115 MONEY FUND PURCHASE DWS COW CASH INSTL 4,327.55 USD
USD999997
01130115 MONEY MARKET FLAD DWS GOYT CASH INSTL INCOME REINVESTED -1,119.81 USD
REINVESTMENT
233993682
Total Money Market Funds • UNITED STATES DOLLAR 0.00 -81,947.36
Page 9 of12
Account Num Rated tacellera
OSAS ROLL THE FAZE T D (v A e L r B y A V R .4 R . A S T i E nc D e C 2 O 0 M 07 M UNICATIONS
UN I LJE)ht fisAL exorimser SDNY_GM_00048213
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011037
EFTA_00 158822
EFTA01290850

Transactions by Type of Activity (continued)
Process/
Settlement
Date Adivity Type Description Quantity Price Accrued Interest Amount Currency
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Bond Maturity Schedule
Bond Maturity Market Value % of Bond Markel Value
1 to 5 years 1,609,00000 17% Percentages of bond market values are
Over 10 yea's 7,603,582 58 83% 0 rounded to the nearest whole percentage.
Total 9,212,582.58 100%
Bond Quality
Bond Quality Market Valle % of Bond Market Value
akiLower 9,212.582 58 1CCL, Percentages of bond market values are
Total 9,212,582.68 100% rounded to the nearest rotate percentage.
You are 100% invested it bonds with a bond quality of BA/Lower.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
315 PARR AVEN LE 26Th FLOOR
KEY/YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestm ent Man: FIRST IN FIRST OUT
Default Method for all Other Secuntet FIRST IN FIRST OUT
Bond Amortization Elections:
Treat at interest as ongind issue discount (OID): No
Am orbze premium on taxable bonds based on Constant Yield Method: Yes
korai market discount method for all other bond types. Ratable Method
Include market discount in income annually: No
Page 10°112
Account Num ber. limed [sense,
°RAI, ROI paperless D tv A e L n B r A Y R e R s A S TE s D C 2 O 0 M 07 M UNICATIONS ••••••• ise — tS '-. SC
N FI D arnAL IXCILLINC?
SDNY_GM_00048214
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P.
er(6") hAZETCO
OB-SDNY-0011038
EFM_00158823
EFTA01290851

Deutsche Asset
& Wealth Management
(Misr* Ram Po... xiYn PAIMIP,tat
Pent% Iowa,.
Detts04 IP** '<woes •ic
lire *A Mkt.
P.O Om 1770 Balmer*, MD 21203 Hann Ammo. Halter
Neve RA 1,tt 10114
inn 4:44414. man 7/44,91,
Statement Period:0110112015 • 01/3112015
Your Account Inform ation (continued)
Electronic Delivery
You have not selected any account corn m unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform alien.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted.
have been obtained from independent vendor $00/k0S, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked If/Aland are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resufls.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wivw.pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other secureies shown on your statement may have been reinvested. You wit
not receive confirmation of these reinvestments. Upon *Teen request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order Now.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing fan. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margn Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wil not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Pools. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or
Neil of 12
Account Number Rated Locelleria
DOAN 9/.>ll ThE FAZE T Go !tillerless ' CALMA y R e aR .A s T a E m D e C 2 O 0 M 07 M UNCATIONS 0,••••• taC gamier •••••• •••0
UN l- DE NtnA SDNY_GM_00O48215
CONFIDENTIAL — PURSUANT TO FED. R CRI6,1. P. 6(e) OB-SDNY-0011039
EFIA_00158824
EFTA01290852

Important Inform ation and Disclosures (continued)
Ratings (continued)
omissions. regardless of the cause. cr for the resuns of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
Bond Maturity Schedule
Bonds that are in default are not included.
Bond Quality
Bond quality ratings reflect Moody's or Standard and Poets ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (w) any other instructions concerning your account. Pershing is not responsible or hable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Mother inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit wivw.pershing.comIstrength_stabilityhtml.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-conforned in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 01399; (201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the fight to sue each other in court. inckiding the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to haves court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reasons) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators vril typically include a minority of arbitrators who were or are affiliated vrith the securities industry.
• The rules of sortie arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413.3330.
Fage12 of 12
Account Nu t m D o el_ NFID-rNoaoTerleIsAs lar azalroggzu,„ca.r,0,6 r. arra,
THE rxciturraer
SDNY_GM_00048216
FAZE
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0011040
EFFA_00158825
EFTA01290853