EFTA01290318.pdf

15I
Deutsche Bank Otulkelke Sant Pointe Ilealkh Msnagemen
laarlatk Cpaaerag< 6,w;
Opaktche Omit Semeilies ne
P.O.Box 1776, Baltimore, MD 212O3 wave Peek Me
3AS fart Avenue. fib F Ace
New 'leek Na 10114
Teti • enigma'
Direct
December 1,2017 - Decemb r 1, 2017
Account Number:
JEERERS IN C
6 100 RED HOOK QUARTER B3
ST THOM ASVI 00802
Portfolio at a Glance
Thishrtod Yew4o-Date
your Investment Specialist BEGINNINGACCOUNT VALUE 63,236,312.13 $3,149,809.19
JOSHUA SHOSHAN Net Cash Deposits and W dhdrawah 0.00 31,276.11
Adjusted Previous Account Value 3,236,372.13 3,181,085.30
Dividends, Interest and Other Income 7,489.95 75,453.63
Net Change in Portfoliol 0.00 .12.676.85
lz $3,243,862.08 $3,243,8620
Estimated Anneal Income 576.759 78
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
ao
Asset Summary
Patent Asset Type PrlorYemad Lal Period ThisPeriod
47% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,521,384.75 1,522,837.51
n 53% Mutual Funds 1,670,021.47 1,714,987.38 1,721,024.57
100% Account Total (Pie Chart) $3,149,809.19 $3,236,372.13 $3,243,862.08
Please review your allocation periodically with your Investment Specialist.
Page 1 of 9
RaltaacaNnt OwingI littnIthrsiing LI.C. • Sally owned
A0130270CSF30025 6%9"OG./ Since 2007 sibMWya TM Bordtel New York Mellon
CONFIDO. AL- DALIAR ItAlE D COMMIRCATICOS Corponthal (SW Meta)
EXCULENC( Pen/vett U.C.inerrtel allIPAtikriker344—°° 047681
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DE!-SDNY-0010505
EFTA_OO15829O
EFTA01290318

Summary of Gains and Losses
Realized
This Pedod Yette•Dale Wee*
Short-Term Gain! Loss 0.00 9.00 -306.32
Long-Term Gain! Loss 0.00 9.00 -111,498.55
Net Gain! Loss 0.00 0.00 -111,804.87
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Dale AdlvNy Type Cescsiplion Amount Biome
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 120% Activity Ending: 12/ 29117
12101117 Opening Balance 1.521.384.75 1,521,384.7$
12729/17 Deposit INCOM ERBNVEST 1,452.76 1,522,837.51
12/29117 Closing Balance $1 522 837.51
Total All Money Market Funds $1,522,837.51
Income and Expense Summary
Qmont Period Yetto•Cale
iaeble Non Taxable WAN Noe habit
Dividend Income
Money Market 1,452.76 0.00 11,773.68 0.00
Other Dividends 6,037.19 0.00 63,679.95 0.00
Total Dividends, Interest. Income and Expenses 67.489.95 $0.00 $75,453.63 $0.00
Page 2 of 9
Rated (Kart Owing tlnov W hatingI lt. a Sally craned
AO 100270 C SF30025 Every Vex Since 2007 'maw:Wry el Ilwa &onkel New York Mellon
CONFIDO. AL- DALBAR MUD COMMUNCATICNS CciPontim aim meta)
EXCIA CNC t Penn. LK. ritterte Filactia 00047682
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010506
EFTA_00158291
EFTA01290319

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
December 1, 2017 - December 31, 2017
JEEPERS INC
Portfolio Holdings
Account Adivity Opening Gating Accrued Mame 30-Coy Current
Opening Dale Ottanttly Number Ending Nance Balance Income ThleYeet Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTI.
12101/17 1,522,837.510 NIA 12/29/17 1,521,38415 1,522,837.51 0.00 11,773.68 1.10% 120%
Total Money Market $1,521,384.75 $1,522,837.51 $0.00 $11,773.68
TOTAL CASH, M ONEY FUNDS, AND BANK DEPOSITS $1.521,384.75 $1,522.837.51 $0.00 $11,773.88
Unrealized Estimated Estimated
Date Acqdred Quantity Mt Cut Cod Bap Market Price Market Value Coin. Loss Annual income Yield
MUTUAL FUNDS 53.0 0% of Portfolio
SY ORGAN FLOATING RATE INOUE RIND Security Identifier PHU
CLASS I 0.19P. 482t513
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
02/13/13 * 148,957.299 10.0700 1,500,000.00 9.3800 1,397,219.46 102,780.54 52.759.18 3.77%
03/01/13 0 533.047 10.0800 5,362.46 9.3800 4,999.99 -362.47 188.80 377%
04/01/13 * 591.454 10.1100 5,979.61 9.3800 5,541.84 431.17 209.49 377%
05101/13 u 562.992 10.1300 5,703.11 9.3800 5,280.86 422.25 199.41 377%
08103/13 ° 581.343 10.0900 5,724.50 9.3800 5,321.68 402.82 200.95 3.77%
07/01/13 13 500.501 9.9700 4,990.00 9.3800 4494.70 495.30 177.27 3.77%
08101/13 ° 527.827 10.0600 5,309.94 9.3800 4,951.01 458.93 188.95 317%
09/03/13 0 531.248 10.0300 5,328.42 9.3800 4,983.11 445.31 188.16 317%
Reinvestments to Date 30,706.388 9.5890 294,431.40 9.3800 288,025.92 4,405.48 10,875.89 3.77%
Total Covered 183,478.099 1,832,829.44 1,721,024.57 ,111,804.87 64,986.10
Total 183.478 099 $1 832 829 44 $1 721 024 57 4111 804 87 $64 986 10
TOTAL M UTUAL FUNDS $1,832,829.44 $1,721,024.57 4111,804.87 $64,986.10
Wreaked Acaued Estimated
Cod Buis Merkel Value Oak/ Lone Interest Annual lacome
TOTAL PORTFOLIO HOLDINGS $3,355,666.95 $3,243,862.08 4111,804.87 $0.00 $76,759.78
Page 3 of 9
RAS Carelent Oaring SalemP ottingI IC a May owned
AO 10 0 27005P30 0 26 l`P'S (my Yew Same 2007 subodury of The Osaka New Yost Melon
CONFIDKITTAL DAUM Caren COMMUMCATICMS Camocathm (MY Melon)
EXCatENCE Ont."' VA. ,rote, maktiketukbm_00047683
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0010507
EFTA_0015 8292
EFTA01290320

portfolio Holdings (continued)
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form V99-8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost
basis will not be reported to the IRS.
" The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Portfolio Holdings Disclosjres
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "Ni A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATE DOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are com puted using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershingcom/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you prom ptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 9
Rated Emarnt Chains tlwonglihnbing PIC a Sally owned
AO 100270CSF30025 (wry Veit Snce 2007 subsidiary e4 TM brit W New York Mellon
CONFIDO. AL- MAAR RAT ED COMMUNICATICNS Calwatim (MY Mellon)
EXCIA CNC t Penn.'s MC. 'sent. FilatalikreaGM_00047684
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010508
EFTA_00158293
EFTA01290321

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
December 1,2017 - December 31,2017
JEEPERS INC
Portfolio Holdings Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Please note the following information for Pershing's 2017 Form 1099 tax statement (1099): The 1099 includes IRS1099 Form B, DIV, INT, OID and M ISC, Your 1099 will be delivered
as early as possible, beginning January 31, 2018. By February 15, you will be mailed either your 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have
not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your
information is still being reviewed and finalized. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099. Your 1099
will be mailed no later than M arch 15,2018. For more information please visit mytaxhandbook com.
MUNICIPAL SECURITIES RULEM AKING BOA RDO(M SRN)
INVESTOR EDUCATION AND PROTECTION
An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on
the M SRBwebsite, msrborg.
Pershing LLC is registered with the Securities and Exchange Commission (SEC). M SRB. FINRA. and NYSE
Although a money market mutual fund seeks to preserve the value of your investment at $1per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
The U.S. adopted a shortened settlement timeframe beginning with trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving
from a T+3 to a T+2 settlement cycle provides faster access to sale proceeds. but it also means that funds are due on purchase transactions earlier. This may be a good time to
consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial institution about how you can set up
e-delivery.
DISCLOSURE
By completing a physical or electronic contact form or providing Trusted Party information to my broker or advisor for electronic capture, It we authorize the named Financial
Institution and Pershing LLC ("Pershing") and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact
person(s)(the"Trusted Contact Person(s)*) identified as such. Additionally. I/ we authorize this information to be shared with the Trusted Contact Person(s) at the discretion of
Financial Institution and Pershing. This authorization includes. but is not limited to. sharing or disclosing any information regarding securities. insurance, bank related. financial
planning or other financial products or services offered by or through Financial Institution and/ or Pershing or any financial information IF we may have provided to Financial Institution
and Pershing. I/ we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about my w hereabouts
or health status (i.e.. if Financial Institution and Pershing becomes concerned that I may no longer be able to handle my financial affairs) or in the event that Financial Institution and
Pershing becomes concerned that I may be a victim of fraud or exploitation. Financial Institution and Pershing suggests that the named Trusted Contact Person(s) not be someone
authorized to transact business on the account, or who is already otherwise able to receive the information described above.
Account owners Should contact their Financial Institution or financial representative with additional questions.
Account owners may also contact FINRA at its toll-free number for senior investors to get assistance or raise concerns about issues with brokerage accounts and investments.
Page 5 of 9
D
Raleamant Clarinda...hang LLC, a ally armed
AO 1006350,15F Every Vox Sea 2007 mbar/ of The Sonli of New York Mellon
DALY& Gl ED COMMUMCATIONS Carponthm (Illa Man)
MULE/4C( Pentmg LIX. more-ter tiRIAIAIY4S-Al_0004 7685
L- -
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10509
EFTA 00158294
EFTA01290322

M essag s (continued)
CALL 844.57.FIELPS(844.574.3577)
M ONDAY - FRIDAY; 9 - 5 P.M . ET
•'Nonpublic personal information' Includes, but Is not limited to: financial account information and balances, Information regarding the purchase of a security or insurance product,
and any other personally identifiable financial information: (i) provided by a me/ us to my/ our Financial Institution; (ii) resulting from any transaction in my/ our account or any service
performed on behalf of me/ us by the Financial Institution; or (iii) otherwise obtained from me/ us by the Financial Institution.
Activity Summary (All amounts shown are in base currency)
Credits This Period DaksThisPerial 1kt ThilPeriod Credits Year-to. Date Debits Yeerio.OMe Net Yeaio•DMe
Securities
Securities Bough] 0.00 43137.19 .6137.19 0.00 13.67915 63,679.95
Total Securities $0.00 16,037.19 16,031.19 $0.00 163179.95 163179.95
Dividends end Interest $1,489.95 $0.00 $7,489.95 $75,453.63 $0.00 $75,453.63
Cash
Withdrawals 0.00 0.00 0.00 0.00 46,853.96 -56,853.96
Deposits 0.00 0.00 0.00 88,130.07 0.00 88,130.07
Total Cash $0.00 $0.00 $0.00 $88,130.07 156,853.96 $31,276.11
Totals $7,489.95 16,037.19 $1,452.76 $163,583.70 1120,533.91 143,049.79
Transactions by Type of Activity
MN:UV
Sather:kat
Dote Activity Type Desaiption OtierAlly Prim Aimed letued Amount annoy
Securities Bought and Sold
12/28117 RERIVESTCASH INCOM E JPHORGAN ROATII4GRATE INCOME FUND CLASS] 643.624 1,037.19 USD
.PHSX 12834.4750 SIRS SHRSPURCH.AT $9.38000 R012/26 PO
1212011
Total Securities Bought and Sold -U.S. DOLLARS 0.00 4,037.19
Dividends and Interest
12128117 CASHDIVIDEND RECEIVED AlO RGAN ROAD NG RATE INCOM E END CLASS] 6,037.19 USD
.PHSX 12834.4750 SHRSRO 4/26 PD 12128117
12129117 MONEY MARKETFUND DEUTSCHE GOVT CASH 1,452.76 USD
INCOME RECBVEO
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 7,489.95
Page 6 of 9
bled Ea llet Owing engemPenton ISC. • wholly MVOS
AO 100270CSP30025 s • 1.44 Every Year Shwa 2007 subsidiary a The brat el New York Mellon
CONFIDO. DAYAlt RMID COMMUNICATIONS CoPontim (MY Melba)
ExCatOCI Penn.'s MC. rnerrte. Filatagtiterat 00047686
CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) ALA DB-SDNY-0010510
EF1'A_00158295
EFTA01290323

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
December 1, 2017 - December 31,2017
JEEPERS INC
Transactions by Type of Activity (continued)
Process
SeWerner!
Dote Adhely Type Description Gummy Price Accrued !stunt Amount ()mem
Total Value of Transactions 0.00 1,452.76 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your InvestmentSeediest:DU Contact rolormstion
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First in First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First in First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account corn mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Page 7 of 9
Rated Cictart Owing tiwough Penting PIC • sadly wooed
AO 100 270CSF30025 Every Yea, Since2007 subsidiary The Bonita New York Make
CONFIDO. AL- OMAR RA TED COMMUNCATIONS Ompontim (MY Mellon)
EXCIAL CNC( Penh.** LIX. 'sent. FildtkfickneLGM_00047687
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0010511
EFTA_00158296
EFTA01290324

Important Information and Disclosures
The Role of Pershing
• Pershing carries your account asclearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice,
any.to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing coml about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain docum ants, w itn ess statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
( Ill) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page S of 9
IIMeamearnt Oaring Sae. hakes LLC, a wbolly armed
A01006/C5N5FID 0 L (my Vox Sine M07 subsidiary as WS of New VO4 Mellon
DAIJAR WED COMMUNICATIONS CPeenetpwo,nthal (SPO' Mellon)
(XCOAD.C( C, 'newt, ANIY4jeLGM_0004 7688
CONFIDENTIAL — PURSUANT TO FED. R. CRIM, P. 6(e) DB-SDNY-00 10512
EFTA_D0 158297
EFTA01290325

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL SE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED COWRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATOR NMS-
FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(A)(1)4211
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS ANC/ FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST OCECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROME
• DWDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AF.F.nrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOLIT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
NNW THE ROVE TERMS AND CCNOITONS ARE UNACCEPTABLE TO YOU, PLEASE MOTET PERON° IISNEDIATELY IN WRITING CERTFEDI NK TO ONE PERRINO PLATA JERSEY CITY. NJ OM. ATM LEGAL DEPT
Page 9 of 9
ID
Rated ht Oaring Away.P elbeg LLC, a .1,01y owned
A0100650KI5F L Every TN Orme 2007 NINON a The ON a New York Mellon
DAISM RAIE D COMNiuNICATIONS Copmothm (NY Man)
EXCMENC Pent, LLC nrerter EllatAckklYteM_00047689
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10513
EFTA_00 158298
EFTA01290326

Deutsche Bank Otutwhe ROM Pthain N,a11, MlnOtemen
mans (wen .< (+oar
Drenthe Wit Setwities Mc.
P.O.Box 1776, Baltimore, MD 21203 Mw TEO Pince
3.43. Pot Ater... MO, MCI
New Yob, NY MIS4
avec
Novem ber t 2017 - November 30,2017
Account Number:
JEEPERS INC
6100 RED HOOK QUARTER B3
ST THOM AS VI 00802
Portfolio at a Glance
Mended Teat-la•Date
Your Investment Specialist BEGINNINGACCOUNT VALUE 33,238,417.02 $3,149,809 19
JOSHUA SHOSHAN Belfast' Deposits and Withdrawals 0.00 31.276 11
Adjusted Previous Account Value 3,238,417.02 3,181,085 30
Dividends, Interest and Other Income 7,069.43 67,963 68
Net Chan in Portfolio) -9.104.32 -12.676.85
$3,236,312.13 33,238,312.13
Estimated Annual Income 517.817 92
1 Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Awl Type PrIwYswais LW Period This Period
47% Cash, M oney Funds, and Bank Deposits 1,479,787.72 1.520.165.19 1,621,384.75
fl 53% Mutual Funds 1,870,021.47 1)18,261.83 1,714,987.38
100% Account Total (Pie Chart) $3,149,809.19 33,238,417.02 $3.236,372.13
Please review your allocation periodically with your Investment Specialist.
Page 1 of 8
bud [Min Oaring throw* habit( Ilt. a array owned
AO 0994 12CSF300 18 &ay Ite• since 1007 subsidiary el Ilwa Sank of New York Mellon
CONFID AL- DAUM MUD COMMIJNICATONS CA•Pontim (MY Maw)
EXCUISCE Penh... 11C. nwrter Filitalikkaat 00047690
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010514
EFTA_00158299
EFTA01290327

Summary of Gains and Losses
Realized
ThisPeriod YeakcoDale UsteAzad
Short-Term Gain! Loss 0.00 9.00 -359.93
Long-Term Gain! Loss 0.00 9.00 -111A44.94
Net Gain! Loss 0.90 0.00 -111,804.87
This summary excludes transactions where cost basis information is not available
—or Your Information
The European Central Bank (the ECB' ) and other credit institutions Introduced' negatNe interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 104 2 S These rates are subject to change in response to market changes. and we may. in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date AdIvIly Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.99% Activity Ending: 11/30/ 17
11101117 Opening Balance 1.520.165.19 1,520,165.19
11130/17 Deposit IN COM E REINVEST 1,219.56 1,521,384.75
11/30/17 Closing Balance 11,521,384.75
Total All Money Market Funds $1,521,384.75
Income and Expense Summary
Current Pedal TetteeDde
Texan Non Tenable WAN Non Taxable
Dividend Income
Money Market 1,219.56 0.00 10,320.92 0.00
Other Dividends 5,839.87 0.00 57,642.76 0.00
Total Dividends, Interest. Income and Expenses 57.059.43 $0.00 567,963.68 50.00
Page 2 of 8
Ratedhearnt Owing Swab Ambit.P IC. • %AA. owned
A0099412CSF30018 EmmyvemS4K.2007 subsidiary SIM Bonita New York Melba
CONFIDO. AL- DAUMRRAMDCOAVAUNCATICN5 Cannatim (MY Mellon)
EXCUMNa POnhal; uE.jtwebe. FIIIRAUttearltet00047691
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010515
EFTA_00158300
EFTA01290328

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
ovem ber 1,2017 - November 30, 2017
EEPERS INC
Portfolio Holdings
Accent AdMly Opening Closing Accrued Income 30-Day Ontimt
Opening Date Quantity Number Ending Biwa Mime Income ThisYeat VW Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH Ilan
11101/11 1,521,384.750 WA 11130117 1,520,165.19 1,521,384.75 0.00 10,32912 0.97% 099%
Total Money Market $1,520,165.19 $1,521,381.75 $0.00 $10,320.92
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,520,165.19 $1,521,384.75 $0.00 $10,320.92
Unrealized Estimated Estimated
Dale Acquired Quantity Unit Out Cod Beds Mutel Price Ilaiket Value Gain' loss Annual income Yield
MUTUAL FUNDS 53.00% of Portfolio
Al ORGAN FLOATINGRATEINCOMEFUND Security Identifier:YRS%
CLASS' CUSP. 482111
Open End Fund
Dividend Option: Reim:A; Capilal Gains °pilot Reinvest
02113/13 4 148,957.299 10.0700 1,500,000.00 9.3800 1,391,219.46 102380.54 54,990.56 3.93%
03101/13 0 533.047 10.0600 5,362.46 9.3800 4,999.98 -362.48 116.78 313%
04/01/13 ° 591.454 10.1100 5,979.61 9.3800 5,547.85 431.16 218.35 3.93%
05/01/13 0 562.992 10.1300 5,703.11 9.3800 5,280.86 -422.25 207.84 3 93%
06/03/13 r3 567.343 10.0900 5,724.50 9.3800 5,321.67 402.83 209.45 3.93%
07101/13 0 500.501 99700 4,990.00 9.3800 4.894.89 -295.31 184.77 3.93%
08101/13 * 527.827 10.0600 5,309.94 9.3800 4,951.01 458.93 194.86 3.93%
09/03/13 0 531.248 10.0300 5,328.42 9.3800 4,983.10 445.32 196.12 3.93%
Reinvestments to Date 30,082.784 9.5930 288,394.21 9.3800 281.988.76 4,405.45 11,098.27 3.93%
Total Covered 182,834.476 1,826,792.25 1,714,981.38 111,804.87 67,497.00
Total 182 834.475 $14326.792 25 $1.714,987.38 4111,804.87 $67,497.00
TOTAL MUTUAL RADS $1426,792 25 $1.714,987.38 -$111,804.87 $67,497.00
resilzed Atoned Estimated
Cosi Basis Nadel Value MAW Logi Interest Annual Income
TOTAL PORTFOLIO HOLDINGS $3,348,177.00 $3,236,372.13 4111,804.87 50 .00 $77,817.92
Page 3 of 8
Rosana/6rd Owing SalemP entonL it. • %Molly owned
A0099412CSF30018 Every Yew Shwa 2007 subpolar/ of The Soaks New York Melina
CON F AL- DALJAR MUD COMMUMCATICMS Onnownthm (MY Melon)
EX(U LM( Pentwe 11C. meet., ,,,,FLAMAkruott00047692
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010516
EFTA_00158301
EFTA01290329

Portfolio Holdings (continued) H
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form V99-8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost
basis will not be reported to the IRS.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
P rtfolio Holdings Disclosjres
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATE DOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comf disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of M utuat Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, Incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 8
Rated (Kant Owing through Posing E.C. • Ma* owned
A0099412CSF30018 Levy Vex Since 2007 subsidiady albs DEMO New York Mellon
CON F I DO. AL- DAUM WED COMMUMCATIONS Capoestim(MV Melon)
LAC CELN C( Penh...x11C. ,,rote,filiaiAWYDPA 00047690
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010517
EFTA_00158302
EFTA01290330

151
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
November t 2017 - November 30,2017
SOS INC
Portfolio Holdings Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Please note the following information for Pershing's 2017 Form 1099 tax statement (1099). The 1099 includes IRS1099 Form B, DIV. INT. OID and M ISC. Your 1099 will be delivered
as early as possible. beginning January 31 2018. By February 15. you will be mailed either your 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have
not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your
information is still being reviewed and finalized. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099. Your 1099
will be mailed no later than M arch 15,22001 8. For more information please visit mytaxhandbook.com.
M UNICIPAL SECURITIES RULEM AKINS 80A ROO(M SRB®)
INVESTOR EDUCATION AND PROTECTION
An investor brochure that describes the protections available under M SRS rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on
the MSR8website, msrb.org.
Pershing LLC is registered with the Securities and Exchange Commission (SEC). M SRB. FINRA. and NYSE
Activity Summary ?Ai, amour's n are.n oase-“,- -1)
Credits ThisPeriod DebkeThisPeriod Net ThisPeriod *edits Year4o4ate DebiteYear4o.Date Net Year-to-Date
Securities
Securities Bought 0.00 4,839.87 5.839.87 0.00 47.642.76 37.642.76
Total Securities $0.00 45.839 87 45,839 87 $0.00 457.642.76 457.642.76
Dividends and Interest $7,059.43 $0.00 $7,059.43 $67.963.68 $0.00 $67,963.68
Cash
Withdrawals 0.00 0 00 0 00 0.00 48.853.96 -56.853.98
Deposits 0.00 0.00 0.00 88,130.07 0.00 88,130.07
Total Cash $0.00 $000 $0.00 $88,130.07 456,853.96 $31,276.11
Totals $7.059.43 45,839 87 $1.219.56 $156.093.75 4114.496.72 $41,597.03
Page 5 of 8
Reed hafted Owing Uteud.P athan. LLC, a wholly owned
AO 099, Co°fli L Every Year Shea 2007 subpolar/011n en of New York Mellon
DaFIDO DAYMR RATED C0MMACATI066 Cmyerathm (MY Melon)
EXCISING PanhrxeuCaente FilduARYYuLem_00°47694
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10518
EFTA_00 158303
EFTA01290331

Transactions by Type of Activity
Noose
Settlement
Dote Adivily Type Deossiction Quantity Price Moved Interest Moot Currency
Securities Bought and Sold
11729117 REINVESTCASHINCONE -MORGAN FLOATING RATE INCOME RIND CUSS I 17/1L2230 623.252 4,83917 USD
.PHSX SHRSSHRSFURCH.AT 89.3/000 RD 1127 PD1/29/17
Total Securities Bought and Sold -U.S. DOLLARS 0.00 -5,839.87
Dividends and Interest
11129/17 CABIDIVIDEND RECBTED "DORGAN FLOATING RATE INCOME RIND CLASS1 822112230 5139 87 USD
RIISX SHNSFID 1127 PD 112907
11130/17 MONEY MARKET FUND DEUTSCHE GOV T CASH 1219.56 USD
INCOME RECBVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 7,059.43
Total Value of Transactions 0.00 1,219.56 USD
The priceand quantity displayed may have been rounded.
Client Service Information
Your Investment Specialig. ENJ Contad Information
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 13017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default M ethod for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize prom ium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist (or more information.
Page 6 of 8
Rated Cacellent Owing tinge. ',enlists TIC. • wholly owned
A0 0994 12CSF30 0 18 Every Yew Shwa 2007 subsidiary .Lae Bonita New York Melba
CONFIDO. AL- DAYAlt RAID C0MMUNICATICNS Calwatim (MY Mellon)
EXCLUDICI Penne.* LIX. 'sent. Filitata 00041695
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010519
EFTA_00158304
EFTA01290332

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
ovem ber 1,2017 - November 30,2017
EEPERS INC
Important I nf or mat ion and Disci sores
The Role of Pershing
• Pershing carries your account es clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLO Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
Page 7 of 8
Rated Etcaornt Owing tlwonsh Peaking PIC a wholly owned
A0099412CSF30018 Every Vex Since 2007 subsidiary elI lle Sank of New York Mellon
CONFIDO. AL- OMAR RA1ED CONVOCATIONS CAnnatim (MY Mellen)
EXCIAL CNC( Pe,,tw, 11e...tertee filiFlateaat 00047696
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010520
EFTA_00158305
EFTA01290333

Important Information and Disclosures (continued)
Important Arbitration Agreement (continued)
(Iii) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 3 of 3
ID
bled Excellent Oaring MenemPining M. a wholly owned
A009952conoKiF L Every Vex Since 2007 subjoin, el Th eWS of New York Mellon
DALIAR WED COMMANICATICttS Cenneatine (OW Mellon) nm
EXCELLENCE Proven LLC. newt., FiliRAAWASA-0004 7697
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10521
EFTA_00 158306
EFTA01290334

15I
Deutsche Bank DeutHhe Na, In 14...mgelner4
Menet, Cenral< 6104
Oreiche Unit Se:u. itei tic
P.O.Box 1776, Baltimore, MD 21203 'kW Yeti C4ke
34$ P4(1 Avenue. MS1'401
Nom 'kik Mt 10154
Tell give MI 1111,40:
Direct
October 1.2017 - ctober 31 2017
Account Number
JEEPERS INC
6100 RED HOOK QUARTER B3
ST THOM AS VI 00802
Portfolio at a Glance
Thishrlod Yew4o-Dele
your Investment Specialist BEGINNINGACCOUNT VALUE $3,186,774.87 $3,149,809.19
JOSHUA SHOSHAN Net Cash Deposits and Withdrawals 41,276.11 31,278.11
Adjusted Previous Account Value 3,228,050.98 3,181,085.30
Dividends. Merest and Other Income 6,733.54 80,904.25
Net Change in Portfolio' 3.632 50 -3.572,53
ENO INGACCOUNT VALUE $3,238,417.02 $3,238,417.02
Estimated Annual Income 575.994 74
' Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Permit Asset Type PrlorYnarad Lae Period Ids Period
47% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,477,878.77 1,520,165.19
53% M utual Funds 1,870,021.47 1,709,098.10 1,718,251.83
100% Account Total (Pie Chart) $3,149,809.19 $3,188,774.87 $3,238,417.02
Please review your allocation periodically with your Investment Specialist.
Page 1 of 8
Rated blast Ow& SwishM tn Ilt. • Sally owned
A0101343CSF30020 Every Yes Since 2007 MlaNwya The Santa New York Melba
CONFIDO. AL- DALJAR too> C0MMUNCATIMS Cerintatim Mr Melon)
EXCULENCC Penhesit I.V.Ireterter FiusaXYLITaxest000smos
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010522
EFTA_00158307
EFTA01290335

Summary of Gains and Losses
Reeked
Mt Period Yetto•Dale Untested
Short-Term Gain! Loss 0.00 0.00 -19.03
Long-Term Gain! Loss 0.00 0.00 402,881.52
Net Gain! Loss 0.00 0.00 -102,700.55
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the • ECB' ) and other credit institutions introduced • negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 10 42 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Delo AdIvIly Type Desalpllon Amount Balance
Sweep Money Market Fund
DOJTSCHEGOVT CASH INSTL
Current Yield: 0.95% Activity Ending: 10131/ 17
09130/17 Opening Balance 1.477.678.77 1,477,678.77
10/10/17 Deposit MONEY FUND PURCHASE 41276.11 1,518,954.86
10131117 Deposit INCOM EREDIVEST 1,210.31 1,520,165.19
10131/17 Closing Balance $1,520,165.10
Total All Money Market Funds $1,520,165.19
Income and Expense Summary
Cuttenl Period Yeat.lo-DSe
Tootle Non Toot* Taxable Hon Taxable
Dividend Income
Money Market 1,210.31 0.00 9,101.36 0.00
Other Dividends 5,523.23 0.00 51,802.89 0.00
Total Dividends, Interest, Income and Expenses 66.733.54 $0.00 $60,904.25 $0.00
Page 2 of 8
Rated C.caent OwingI MO Patti UC. • Whet MVOS
AO 10 134 3CSF30 0 2 0 Every Vex Sac. 2007 subsidiary albs Bonita New York Melba
CONFIDO. AL- OMAR RATED CONVOCATIONS CciPontim (MY Maw)
ExailC NC t Penhe. utirwrte FititaliklYIELGM_00047699
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010523
EFTA_00158308
EFTA01290336

Deutsche Bank
P.O.Box 1 7 76, Baltimore, MD 21203
October 1,2017 - October 31,2017
JEEPESIN C
Portfolio Holdings
Amount Manly Opening Cooing Accrued Income 30 -ply DJtrent
Opening Dale Ottantily Prober &Ming Bsmce Balance income ploYeat Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio
Money M arket
DEUTSCHE GOVT CASH INTL
0B/30/I7 1,520,165.190 WA 10/31/17 1,477,678.77 1,520,165.19 0.00 9,101.36 0.94% 095%
Total Money Market 91,477,678.77 $1,520,165.19 $0.00 $9,101.36
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 51,477,678.77 $1,520,165.19 30.00 $9,101.36
Unrealized Estimated Estimated
Date Acquired Onontly UP Cat Cs Bub Merkel Price Market Vise Gallo loss Annual Income Yield
MUTUAL FUNDS 5 3.0 0% of Portfolio
Al ORGAN FLOATING RATE INCOME RIND Security Identifier: JP1ISX
CLASS I CUSIP. 482t517
Open End Fund
Dividend Option: Reinvest; Capital Gains DOH: Reinvest
02/13/13 0 118,957.299 10.0700 1,500,000.00 9.4300 1,401,667.33 45,332.67 51,685.20 3.89%
03101/130 533.047 10.0600 5.36246 9.4300 5.026.63 -335.83 195.69 3.89%
04/01/13 ° 591.454 10.1100 5,919.61 9.4300 5,577.41 402.20 217.13 3.89%
05/01/13 0 562.992 10.1300 5,703.11 9.4300 5.309.02 -394.09 206.69 3 89%
06/03/130 567.343 10.0900 5,724.50 9.4300 5,350.05 474.45 208.28 3.89%
07101/13 0 500.501 99700 4,990.00 9.4300 4,719.73 -270.27 183.74 3 89%
06/01/130 527.827 10.0600 5,309.94 9.4300 4,977.41 432.53 193.78 3.89%
09/03/13 0 531.248 10.0300 5,328.42 9.4300 5,009.67 418.75 195.03 3.89%
Reinvestments to Date 29,439.512 9.5980 282,554.34 9.4300 277,614.58 -4,939.76 10.807.64 3.89%
Total Covered 182,211.223 1,820,952.38 1,718,251.83 ,102,700.55 66,893.38
Total 182,211 223 $1,820,952.38 $1,718,251.83 4102,700.55 $66,893.38
TOTAL MUTUAL FUNDS $1,820,952.38 $1,718,251.83 4102,700.55 866,893.38
Wreaked Accrued Estimated
Cod Bea Merkel Value GainrLow Interest Annual Mcome
TOTAL PORTFOLIO HOLDINGS $3,341,117.57 83,238,417.02 4102,700.55 $0.00 $75,994.74
Page 3 of 8
RattaKelint cow tinge,. Penton.l it. a Slay craned
AO 101343CSF30020 Every Vex Since 2007 subsidiary el The Santa New York Mete
CONFIDO. AL- DAIJAR WED COMMUNCATIONS Ccinaatim (MY Meta)
E%CULDCI Pente. U.C. 'newt*, FititalptlYEEPM_00047700
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010524
EFTA_00158309
EFTA01290337

portfolio Holdings (continued)
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form :1399-8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost
basis will not be reported to the IRS.
The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATE DOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are com puted using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comf disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you prom ptly upon your written request directed to your introducing firm. In order to assist your introducing lirm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to Si, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, Incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 8
Rated EacaNnt OwingI MO, PeakingI lt. a web craned
A0101343CSF30020 Every Vex Since 2007 smaller/ as &onkel New York Mellon
CONFIDO. AL- DALBAR RATED CONVOCATIONS Ccnaatim (MY meta)
EXCIA t Peen. LK. ..wt.., FiliRAVSEPM_00047701
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010525
EFTA_00158310
EFTA01290338

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
October 1,2017 - October 31,2017
JEEPERS INC
Portfolio Holdings Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
M UNICIPAL SECURITIES RULEM AKING BOARDO(M SRB®)
INVESTOR EDUCATION AND PROTECTION
An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on
the MSRBwebsite, msrb.org.
Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB. F1NRA. and NYSE
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary l.11r amoun-ssnonn avert, riase.urr,
CreditsThisPeriod Debits ThisPerkid Net %%Period CreditsYeardotiste DebitsTeerdoate Net Yew-to-We
Securities
Securities Bought 0.00 .5,523.23 4,523.23 0.00 41,802.89 11,802.89
Total Securities $0.00 45,523.23 $5,523.23 $0.00 451,802.89 451,802.89
Dividends and Interest $6.73354 $0.00 $6,733.54 $60,904 25 $0.00 $60.904.25
Cash
Withdrawals 0.00 0.00 0.00 0.00 46.853.96 46,853.96
Deposits 41276.11 0.00 41.276 11 88.130 07 0.00 08.130.07
Total Cash $41,276.11 $0.00 $41,276.11 $88.130.07 456.853.96 $31,276.11
Totals $48.009.65 -$5,523.23 $42.486.42 $149,034.32 $108,656.85 $40,377.47
Page 5 of 8,
ID
Raid heard Owing iThel habeg LLC, a wholly armed
AO E136C$6301I4F L Every Year Since 2007 subscharft of The UM, of New Yeti; Mellon
DALIMA RATED COMMUNICATICOS Comonthm (MY Mellon)
EXCLUDICt Penne. LK. nverrter EitiRnAckklY‘SIM_0004 7702
CONFIDENTIAL - PURSUANT TO FED. R. CRIM, P. 6(e) DB-SDNY-00 10526
EFTA_OO1583 I I
EFTA01290339

Transactions by Type of Activity
Process/
Settlement
Date Adhrity Type Desolation Quantity Prim Annindieteret1 Amount Coming
Securities Bought and Sold
10/30117 REINVESTCAS1INCOME PMORGAN FLOATING RATE INCOME FUND CLASS I 11E25.540 585.708 4,523.23 USO
.PHSX SHRSSHRSIRJRCH.AT 59.43000 RD 10/26 PD D/30/fi
Total Securities Bought and Sold -U.S. DOLLARS 0.00 4,523.23
Dividends and Interest
10130/17 CASH DIVIDEND RECBVED "MORGAN FLOATING RATE INCOME FUND CLASS I 11E25 5/60 5,523.23 UW
1/ISX SIRS RD 1)126 PO 111301V
10131/17 MONEY MARKET FUND DEUTSCHEGOUT CASH 1,210.31 USD
INCOMERC-COVET;
PER2320 4 5
Total Dividends and Interest - U.S. DOLLARS 0.00 6,733.54
Cash Withdrawals and Deposits
10106/17 FEDERAL FUNDS REPAIVED BANK OF AMERICA NA. 3998 41,276.11 USO
USDAG0997
Total Cash Withdrawals and Deposits - U S. DOLLARS 0.00 41,276.11
Total Value of Transactions 0.00 42,486.42 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment SacialitENJ Contad Information
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 1:1017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Page 6 of 8
Rated bale. Owing Omsk ',mks'.P IC. • wildly owned
A0101343CSF30020 Every Yee Sea 2007 subsidiary ally/ Bonita New York Maori
CONFIDO. DAIJAR WED C0MMUNICATICNS CASs (OW Meta)
MIMI:NC( Penn.'s 4G Filditatter- 4.4_00047703
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010527
EFTA 00158312
EFTA01290340

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
October 1,2017 - October 31,20171 1.11 1
JEEPERS INC
Your Account I nfOr Mat n (c ntInued)
ELECTRONIC DELIVERY
You have not selected any account corn munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Inf n and Discl sures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comr about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication shoutd be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LW, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
Page 7 of 8
Mad hair* Owing tlwongli ',enlists PIC a Sally owned
A0101343CSF30020 Every Yew Since2007 subsidiary aT e Bonita New York Melba
CONFIDO. AL- DAUMRATED COMMLNICAllONS Cc•Pontim (MY Meta)
EXCWINCE Penne. MC. rnerwarc FilitatAteaPit 00047704
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010526
EFTA_00158313
EFTA01290341

Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LW shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class w ho has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City. New Jersey 07399: (201) 413-3330.
Page a of 8
ID
Rated Emelent Oaring Sae. holing LI.C, a wholly owned
A010136CS630 1IF L Every Vest Since 2007 subsidiary Mlles &onkel New V. Mellon
DAMMI WED COMMUMCATICOM Concerti:a (MY Mellon) n .
aal LEW t Vents 4C. nowt.. F YU:PIO-0004 7705
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DEt-SDNY-00 10529
EFTA_00158314
EFTA01290342

15I
Deutsche Bank Otryttake Sank Pervade Plealak Msnapemen
WHIM COValit Word
OPMIChe Uri SO:Vain •C..
P.O.Box 1776, Baltimore, MD 21203 (kw Yeti MOS
HS Park Ammo. MO, raor
Now Yyrk. NY 10114
Pa Prat SSP 1.124935
Dirac;
Septem ber 1,2017 - temb r30,2017
Account Number:
JEEPERS INC
6 10 0 RED HOOK QUARTER B3
ST THOM ASVI 00802
Portfolio at a Glance
Thierriod Yeeto-Dete
Your Investment Specialist BEGINNINGACCOUNT VALUE $3,180,635.38 $3,149,809.19
JOSHUA SHOSHAN Net Casb Deposits and Withdrawals 0.00 -10,000.00
Adjusted Previous Account Value 3,180,835.38 3,139,809.19
Oividends. Merest artd Other Income 6,139.49 54,170.71
Net Change in Portfolio' 0.00 -7,205.03
END INGACCOUNT VAS $3.186,774.87 $3,186,774.81
Estimated Annul Income 575.766 32
I Net Change in Portfolio is the difference between the ending account value and
beginning account value after act wty
Asset Summary
Permit Meet Type RIM Year-End Lest Period ThisPeriod
48% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,478,548.32 1,477,878.77
54% Mutual Funds 1,870,021.47 1,704,087.06 1,709,098.10
100% Account Total (Pie Chart) $3,149,809.19 $3,180,635.38 $3,186,774.87
Pt iew your allocation periodically with your Investment Specialist.
Page lof9
Rated Eactlknl Cle.ving IlveughP enliiillt a tly sad
Envy Yew Saw 2O0/ subsidiary of the ignitor New York Magi,
CONFIDE AL- DAMN MILD COMMUNICATIONS Corm-Ann (MY Mellon)
ECD ANCE Penh:n*11C nwitie FitinSagyagit000477ae
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010530
EFTA_00158315
EFTA01290343

Summary of Gains and Losses
Meted
Min Period YettesDale Unrealized
Short-Term Gain! Loss 0.00 0.00 -153.04
Long-Term Gain! Loss 0.00 0.00 -106,180.01
Net Gain! Loss 0.00 0.00 -106,333.05
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 10 42 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Dote AelivNy Type Description Amount Silence
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.93% Activity Ending:09/ 29! 17
09101/17 Opening Balance 1,416,548.32 1,4/6,548.32
09/29/17 Deposit INCOM E REINVEST 1,130.45 1,4/7,678.77
0929117 Closing Balance $1,477,678.77
Total All Money Market Funds $1,477,678.77
Income and Expense Summary
Onset Pedal TetteeDele
Ttestle Non Taal, Texan Non Taxable
Dividend Income
Money Market 1,130.45 0.00 7,891.05 0.00
Other Dividends 5,009.04 0.00 46,279.66 0.00
Total Dividends, Interest. Income and Expenses $6,139.49 $0.00 $54,170.71 $0.00
Page 2 of 9
listed bedlam ClewingI nty, Penning MC • Salesmen
hers Yea Since 200' subsiding el the (flee Pim York /Seiko
CONFID L- DALIARISAIEO COIAMLIPICAT 1066 Commas% CON Mellon)
ocaurece Pens:* 11C..neYmbei IlisskalaiYaGIA 00007707
CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010531
EFTA_OO158316
EFTA01290344

Deutsche Bank
P.O.Box 1 7 76, Baltimore, MD 21203
September 1, 2017 - September 30, 2017
JEEPERS INC
Portfolio Holdings
Account Activity 09•169 Closing acaued boas 30-Day tarreet
Opening Dale Wordily Number &Ong Nance Balance Income Meant Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 46.0 0% of Portfolio
Money Market
OEUTSCHE GOVT CASH INSTL
09/011I7 1,477,878170 NIA 09729/17 1,476,548.32 1,477,878.77 37.84 7,891.05 0.93% 093%
Total Money Market 81,476,548.32 $1,477,678.77 $37.84 87,891.05
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,476,548.32 81,477,678.77 $37.64 $7,891.05
Unrealized Eslimaied Estimated
Dote Acquired NNW Wit Ceit Cost Bads Merkel Price Market Valve Gainless Annual Income Yield
MUTUAL FUNDS 54.00% of Portfolio
Al ORGAN FLOATING RATE INCOME RIND Security Identifier: SHSX
CLASS I CUSP. 4812t51)
Open End Fund
Dividend Option: Reinvest Capilal Gains DOH: Reinvest
02113/13 ° 118,957.299 10.0700 1,500,000.00 9.4100 1,101,688.18 .98,311.82 55,666.83 397%
03101113° 533.047 10.0600 5,362.46 9.4100 5,015.97 446.49 199.21 397%
04/01/13 ° 591.454 10.1100 5,979.61 9.4100 5,565.59 414.02 221.03 3.97%
05/01/13 0 562992 10.1300 5,703.11 9.4100 5,29735 405.36 210.40 3 97%
06103/13 a 567.343 10.0900 5,724.50 9.4100 5,33810 485.80 = 3.97%
07101/13 0 500.501 99700 4,990.00 9.4100 1309.72 -280.28 187.04 3.97%
08101/13 * 527.827 10.0600 5,309.94 9.4100 4.966.86 -343.08 197.25 3.97%
09103/13 * 531.248 10.0300 5,328.42 9.4100 1,999.01 -329.38 198.53 3.97%
Reinvestments to Date 28,853.801 9.6010 277,031.11 9.4100 271,514.29 5,516.82 10.78496 3,97%
Total Covered 181,625.515 1,815,429.15 1,709,096.10 -106,333.05 67,876.27
Total 181,625.515 $1,815,429.15 41,709,096.10 4106,333 05 $67,87527
TOTAL M UTUAL FUNDS $1,815,429.15 $1,709,096.10 4106,333 05 567,875 27
Unrealized Acceued Estimated
Cost WI Markel Value Gain, Loss Interest Annual income
TOTAL PORTFOLIO HOLDINGS 33,293,107.92 $3,186,774.87 4106,333.05 30.00 375,786.32
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1386, as amended
("UM') (incorporating amendments enacted by P.L.110 -34 3, the Ern ergency Economic Stabilization Act of 20 0 8) and are, therefore, considered 'noncovered," under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are
Page 3 of 9
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EFTA_00158317
EFTA01290345

Portfolio Holdings (continued)
"covered* under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRSon form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows.
• Stock in a corporation acquired on or after January 1 2011
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 20 Q
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014
t3 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of Misinformation.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICEDATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment. trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 9
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CONFIDOI ['ALMA MILD COMMUNICATIONS Commit'', (MY Mace)
•••••• ECD ANCE Pectin LLC nwmte filiRAUWYMPM_00047709
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO 1O533
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EFTA01290346

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
September 1,2017 - September 30,2017
JEEPERS INC
Portfolio Holdings Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing). a BNY Mellon company, provides individual investors with certain financial information on a semi-annual
basis.
Pershing's June Statement of Financial Condition is now available. On June 30, 2017, Pershing's net capital of 52 28 billion was 13 79% of aggregate debit balances and exceeded the
minimum requirements by $1.95 billion.
Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance w ith this requirement, note that on July 31. 2017. Pershing's net
capital of S2.47 billion was 15.12% of aggregate debit balances and exceeded the minimum requirement by S2.14 billion.
A copy of the June 30, 2017, Statement of Financial Condition is available at pershing.com/ statement_of_financial_condition.html. You may also request a free, printed copy by calling
(888) 860-8510 or (201) 413-4200. option 5.
The U.S. adopted a shortened settlement timeframe beginning with trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving
from a T+3 to a T+2 settlement cycle provides faster access to sale proceeds, but it also means that funds are due on purchase transactions earlier. This may be a good time to
consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial institution about how you can set up
e-delivery.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (An amounts sno,%n are ,n case ,,urren...y)
Credits TNe Period Debits ThisPeited Net tbisPerioa Credits Yesi4o•Oete Debits Yesrecitiste Net Yeer•to•Date
Securities
Securities Bought 0.00 .5,009 04 4,009 04 0.00 46,279 66 46.279.66
Total Securities $0.00 45.009.04 45,009.04 $0.00 446,279.68 446.279 66
Dividends and Interest $6,139.49 $0.00 $6,139.49 $54,170.71 $0.00 $54.170.71
Page 5 of 9
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EFTA_00158319
EFTA01290347

Activity Summary (continued)
Credits This Period Debits ThNPerlod Net ThisPeriod treditsTaN4o-Date Debits 'folio-Date Net YeN4o-Date
Cash
Withdrawals 0.00 0.00 0.00 0.00 46,853.96 46153.96
Depolas 0.00 0.00 0.00 46,653.96 0.00 46,85316
Total Cash $0.00 $0.00 $0.00 $46,853.96 -$56,853.96 410,000.00
Totals $6,139.49 45,009.04 $1,130.45 $101,024.67 4103,133.62 42,108.95
Transactions by Type of Activity
Process
Selllernerl
Date Activity Type Description Quantity Price Awned lateral Amount Coning
Securities Bought and Sold
09128117 REINVESTCASH INCOME PMORGAN FLOATINGRATEINCOMEFUND CUSS I 532.310 4,009.04 USD
.PHSX 0932050 SHRS SHRSPURCH. AT S9A 100 RD09/26PQ
09128/17
Total Securities Bought and Sold -U.S. DOLLARS 0.00 -5.009 04
Dividends and Interest
09f28117 CASH DIVIDEND RECEIVED SY ORGAN ROATING RATE INCOME FUND CUSS I 5 009 04 USD
.PIISX 0932050 SHRS RD 09126 PD 09/28117
09129117 MONEY MARKET FUND DEUTSCHE GOUT CASH 1,130.45 USD
INCOME RECEIVE)
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 6,139.49
Total Value of Transactions 0.00 1,130.45 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment *Paid: ENJ COMM lotomation
JOSHUA SHOSHAN Telephone Number:
280 PARK ME- 3RD FL
NEW YORK NY 10017
Page 6 of 9
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EFTA01290348

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
September 1, 2017 - September 30,2017
JEEPERS INC
Vox Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC D ELIV ERY
You have not selected any account corn mu nIcations for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disci sures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
Inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.comi about strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed In writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing U_C, Legal Department.
One Pershing Plaza, Jersey City. New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Page 7 of 9
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EFTA_00158321
EFTA01290349

Important Information and Disclosures (continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the classcertification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 9
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CONFIDOI DAMP MILD COMMUNICATIONS Commit'', (MY Mace)
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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10537
EFTA_00 I 58327
EFTA01290350

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE, PERSHNG MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PFSM-IING UNTIL THE ENTRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT W ILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COINDISCLOSURES
TRANSACTIONS MIST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION WAS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 007(AX1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TINE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETALS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SEE, AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ME SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ARBrIrIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF TIER BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ME INDEBTED TO PERSHING LLC ('PERSHNG') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PR NATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY Of THE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. REASE NOTFYPERS-ING IMMEDIATELY IN WRITING8Y CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ MN. ATTN. LEGAL GMT
Page 9 of 9
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Deutsche Bank Deutyche Mn. Poirot, xes0h Min temett
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August 1,2017 - August 3 2017
Account Number:
JEEPERS IN C
6 C 0 RED HOOK QUARTER B3
ST THOM ASVI 00802
Portfolio at a Glance
ThisPeried Ifeer4o-Dele
Your Investment Specialist BEGINNINGACCOUNT VALUE $3,183,072.19 $3,149,809.19
Net Case Deposits and Withdrawals 0.00 -10,000.00
Adjusted Previous Account Value 3,183,072.19 3,139,809.19
Dividends. IMerest and Other Income 6,588.95 48,031.22
Net Change in Portfolio' -9,025 76 -7,205.03
END INGACCOUNT VALUn $3,180,835.38 $3,18u
Estimated Annual Income $74.860 69
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity
Asset Summary
Pestamt Meet Type NWYear-End Last Period This Period
IN 46% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,475,398.29 1,476,548.32
54% Mutual Funds 1,670,021.47 1,707,673.90 1,704,087.06
100% Account Total (Pie Chart) $3,149,809.19 83,183,072.19 83,180,635.38
Please review your allocation periodically with your Investment Specialist.
Pagel of 8
Rated EMtlknl Cleats IlmighP enalmillt. • tar weed
Eery Yea Since 2001 subsidiary Oft Sant of New York MO.'.
CONFID DALIARRAILD COMMISICAII ONS Ccepotation (WY an
DICEIDICE 11C. rnembe FINRAVielfe-at 0 0%7715
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0010539
EFTA_00158324
EFTA01290352

Summary of Gains and Losses
Realized
This Period Yes tn•Dale Unrealized
Short-Term Gain! Loss 0.00 9.00 -130.73
Long-Term Gain! Loss 0.00 9.00 -106,202.32
Net Gain! Loss 0.00 0.00 408,333.0S
This summary excludes transactions where cost basis information is not available
-Or Your Information
The European Central Bank (the ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Dote AdloNy Type Desalplion Meant Bine
Sweep Money Market Fund
DELITSCHEGCNT CASH INSTL
Current Yield: 0.93% Activity Ending:08! 3117
08/01/17 Opening Balance 1,475,398.29 1,475,398.29
08/31/17 Deposit INCOM EREINVEST 1,150.03 1,478,548.32
08/31/17 Closing Balance 91,478,548.32
Total All Money Market Funds 91,478,548.32
Income and Expense Summary
Cisrent Pried Yeer•to•Cele
TES. Non Taal, WAN Non Taxable
Dividend Income
Money Market 1,150.03 0.00 8,780 80 0.00
Other Dividends 5,438.92 0.00 41270 82 0.00
Total Dividends, Interest, Income and Expenses 98,588.95 80.00 $48,031.22 $0.00
Page 2 of a
Rated builem (*.Wolin/0 Persling shellyeamd
L4 (wry Yew Saxe 2001 subsdlary of the Sank of New York Mellon
CONFID DALIAN UM COMIALINICAT 1066 Ccepotabm (taly WM)
ECDAME
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Pent"tliC nideEIt-tlYSAIDLGNMI-01;407571460
EFTA_00158325
EFTA01290353

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
August 1, 2017 - August 31, 2017
JEEPERS INC
Portfolio Holdings
Amount Aditily Opening Mang Accrued Income 30-Day Cement
Opening Dale Quantity Number Wing Balance alma Income TbaYem Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 46.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
08101/17 1,476,548.320 NM 08131117 1,476,398.29 1,476,548.32 0.00 6,160.60 0.92% 093%
Total Money Market 51,475,398.29 $1,476,548.32 30.00 66,760.60
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 11,475,398.29 $1,476,548.32 30.00 $6,760.60
Unrealized alimaled Estimated
Date Acquired NNW Uail CS Cod Bats Market Price Mattel Valve Gan! loss Annual Income Yield
MUTUAL FUNDS 54.00% of Portfolio
8M ORGAN FLOATING RATE INCOME RIND Securely Identifier: JPHSX
CLASS' CUSIP. 482351
Open End Fund
Dividend Option: Reinvest; Caplet Gains Option: Reinvest
02113/13' 118,957.299 10.0700 1,500,000.00 9A100 1,401,688.19 98,311 81 56,015.38 399%
03/01/13 13 533.047 10.0600 5,362.46 9.4100 5,015.98 416 48 200.45 3 99%
04/01/13 n 591.454 10.1100 5,979.61 9.4100 5,565.58 -414.03 222.42 3.99%
05/01/13 13 562.992 10.1300 5,703.11 9.4100 5297.75 405.36 211.71 399%
06103/13 n 567.343 10.0900 6,724.60 9.4100 5,338.70 485.80 213.35 399%
07/01113" 500.501 9.9700 4,990.00 9.4100 4.709.72 -280.28 188.21 3 99%
0810103 n 527.827 10.0600 5,309.94 9.4100 4,968.85 443.09 198.49 3 99%
09103/13 13 531.248 10.0300 5,328.42 9.4100 4,999.04 429.38 199.78 3 99%
Reinvestments to Date 28,321.494 9.6050 272,022.07 9.4100 266,505.25 4,516.82 10.65030 3 99%
Total Covered 181,093.205 1,810,420.11 1,704,087.06 -106433.05 68,100.09
Total 181 093.205 31 810 420 11 41 704 087 06 4106,333.05 $68,100.09
TOTAL M UTUAL FUNDS $1,810,420.11 $1,704,087.06 4106,333.05 $68,100.09
Umreeked Accrued FriW aded
OM Baas Merkel Value ain/Low Serest Annuallocoing
TOTAL PORTFOLIO HOLDINGS 33,286,968.43 33,180,635.38 4106,333.05 30.00 374,860.69
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 12186, as amended
("IRC") (incorporating amendments enacted by P.L.110-34 3, the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered 'noncovered," under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
Page 3 of 8
Rated (meant Clewing 'SoughP ea.' MC • ter sad
I • LAI ta. array Yea Sax 2001 we ol the Sank of New York Mellon
CONFID L- D o A a L t IM u P a A s IE D COMMUNICATIONS C P a e p n : h ta :e bo tL o i ( t M me Y m M be a r ce) R eSipkillegik00%7717
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010541
EFTA_0015 8326
EFTA01290354

Portfolio Holdings (continued)
"covered* under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRSon form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows.
• Stock in a corporation acquired on or after January 1.2011
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014
t3 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICEDATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 8
Mtd builom Ilveugh P LLC. a wholly tweed
Every Yew Snot XX,/ subsidiary Oft Sank of New York Mellon
CONFIDRWAL DALIAN MILD COMMUNCATIONS Corporate. (MY Melee)
•••••• EXCILID K( Pent** ac.,ffiesnriRkg4klYtePhl_00047718
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO1O542
EFTA_00 I 58327
EFTA01290355

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
August 1, 2017 - August 312017
JE TS IN C
Portfolio Holdings Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (Au amouNssnown atom case cirren...y)
()edits This Period Debits TlesPerlod Nei ThisPeried CreditsYear-to-Date DealteYear-to-Date Net Year-to-Date
Securities
Securities Bought 0.00 -5,438.92 -5,438.92 0.00 -41270.62 -41,270.62
Total Securities $0.00 45.438.92 45,438.92 $0.00 441,270.62 441,270.62
Dividends and Interest 66.588.95 $0.00 68,58815 648.031.22 $0.00 648.031.22
Cash
Withdrawals 0.00 0.00 0.00 0.00 46.853.98 -56.853.96
Deposes 0.00 0.00 000 46.853.98 0.00 46.853.96
Total Cash $0.00 $0.00 $0.00 $46.853.96 -556.853.96 410.000.00
Totals $6,588.95 45,438.92 $1,150.03 $94,885.18 498,124.58 43,239.40
Page 5 of 5
Rated Endow Clewing Ilveugh PerginglIC. a Stay owned
Envy Veer Snot XX,/ subledlay of the ems of New York Mellon
CONFIDOI cAL DAMP MILD COMMUNICATIONS Commit'', (MY Mellen)
°CCDANC( Pent...11C nelgilbs Rkg4itlYteM_00047719
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010543
EFTA_001 58328
EFTA01290356

Transactions by Type of Activity
Noe%
Settlement
Date Manly Type Descfiption Quantity Price Maned interest Anus' WHO,
Securities Bought and Sold
08/30117 REINYESTCASHINC011E PIA ORGAN FLOATINGRATEINCOMEFUND CUSS111056210 577.994 4,438.92 USD
PLISX SHRSSIIRSFURCILAT 89.4100 RD 08/28 PD 0130/1
Total Securities Bought and Sold -U.S. DOLLARS 0.00 4,438.92
Dividends and Interest
08130117 CASH DIVIDEND RECEIVED ,PMORGAN FLOATING RATE INCOME FUND PASS 14055210 5,438.92 USD
SHRS RD 08/28 PC 0813019
08/31/17 MONEY MARKET RIND CEO ISCHE GOVT CASH 1,150.03 USD
INCOME RC-CBVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 6,588.95
Total Value of Transactions 0.00 1,15 0.03 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Specialitt. ENJ Contact information
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 1017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist (or more information.
Page 6 of 8
PAS bullom OwingI lveugh Persling LLC. • Sway evomil
L- Envy Yea Since 200i subsdlary of the Sank of New York Mete
CONFID DALBARMIED COINAUNICAT IONS Comma's CONY /Mike)
DIOILDKE Perstwmt 11C ...onto FINRAtilailiegM_00047720
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010544
EFTA_00158329
EFTA01290357

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
August 1.2017 - August 31,2017
JEEPERS INC
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (I) orders for the purchase and sale of securities and other property and (u) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents, the
acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit. www pershing corn/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified: or
Page 7 of 8
Rated ballenl OwingI lveugh PersainglAC. Stay owned
bey Yon Saxe 200/ subsidiary of the Sank of New York Mellon
CONFIDOI L- DALIAN MILD COMMUNICATIONS Corporate. (MY Mace)
EXCILIDKE Pentint ac...ffies nriakUWYteM_00047721
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010545
EFTA_00 158330
EFTA01290358

Important Information and Disclosures (continued)
Important Arbitration Agreement (continued)
(Iii) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 8
Rated tgelleni OwingI lveugh halm 11C. Stotts/owned
Ewe" Yaw Space 200/ subsidiary Oft Sank of New York Mellon
CONFIDOI OALBAR RMIEO COMMuniCATIONS Corporate,. (MY Melee)
•••••• ECDAME Pentint LAC nmatlas nriRkg4igteM_00047722
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010546
EFTA_001 58331
EFTA01290359

15I
Deutsche Bank Ottetune Meg Private oVeSth lasnmemesit
Marten Ceeirrage &ow*
0ntmlw Sank SearlOwi Inc
P.O.Box 1776, Baltimore, MD 212O3 Mee York Once
HS Pet Annul. 74th Mot
New WA, '7 10134
treed ialir
Weal
July 1, 2017 - July 31 17
Account Number:
JEERERS INC
6100 RED HOOK QUARTER B3
ST THOM ASVW0802
Portfolio at a Glance
Thishrted TememDate
your Investment Specialist BEGINNINGACCOUNT VALUE $3,168,194.62 $3,149,809.19
J HUA SHOSHAN Nei Cash Deposits and Withdrawah 0.00 -10,000.00
(MI
Adjusted Previous Account Value 3,168,194.62 3,139,809.19
Dividends. Interest and Other Income 5,876.92 11,442.27
Net Change in Portfolio' 9.000 65 1.820.73
ENO INGACCOUNT VALUE $3,183,012.19 63,183,072.
Estimated Annual Income $74.191 90
iNer Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Asset Type PrlorYearad Last Period ThisPeriod
M 46% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,474,271.91 1,475,398.29
54% Mutual Funds 1,670,021.47 1,693,922.71 1,707,613.90
100% Account Total (Pie Chart) $3,149,809.19 $3,168,194.62 $3,183,072.19
Please review your allocation periodically with your Investment Specialist.
Page 1 of 8
Rated Cadent Cawing Omagh Saito MC a ~flowed
L- (wry Yea Sect 2007 subsidiary of the eat d New York Molko
CONFID DAUM ta.103 COMMUNICATIONS Corporation C ONY Waco)
OCCOA PIC Persona 11C mento FINRAticiitlYtoPM_00047723
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-OO1O547
EFTA_OO158332
EFTA01290360

Summary of Gains and Losses
Reined
This Won Muir4o•Date thiresizad
Short-Term Gain! Loss 0.00 9.00 256.78
Long-Term Gain! Loss 0.00 9.00 47,564.07
Net Gain! Loss 0.00 0.00 47,307.29
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the EC8' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Dale AdIvIly Type Desalplien Amount Balsa
Sweep Money Market Fund
DOJTSCHEGOVT CASH INSTL
Current Yield: 0.91% Activity Ending. 07/ 3V 17
07101117 Opening Balance 1,474,27141 1,474,271.91
07/10/17 Deposit MONEY FUND PURCHASE 46.853.96 1,521,125.87
07/12117 Withdrawal MONEY FUND REDEMPTION 46,853.96 1,474,271.91
07/31/17 Deposit INCOM EREINVEST 1,126.38 1,475,398.29
07r31117 Closing Balance $1,475,398.29
Total All Money Market Funds $1,475,398.29
Income and Expense Summary
Omenl Puled Yttlo-Date
Taxed. ton Taxable Taxable Non Taxable
Dividend Income
Money Market 1,128.38 0.00 5,610.57 0.00
Other Dividends 4,750.54 0.00 35 831.70 0.00
Total Dividends, Interest, Income and Expenses $5,876.92 $0.00 $41,442.27 $0.00
Page 2 of 8
Paten (gaol OwingI nto ti lling LPL a Sally sad
Envy Year Since 200/ subsidiary of the lank of Now York Melon
CONFID DAUMMUD COMMUNICATIONS Corporation CONY Mellon)
otaupece „„mtryiepit00047724
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-OO1O548
EFTA_OO158333
EFTA01290361

I5 I
Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
July 1, 2017 - July 31, 2017
JEEPERS INC
Portfolio Holdings
Actoent Adinty *SO Doing Accrued Marne 30-Day Ciattent
Opening Dale Quandly Number &Ong Mace Balance Income TMsYear Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 46.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH IBM
07101/17 1,475,398.290 NIA 07131111 1,474,271.91 1475,398.29 0.00 5,810.57 0.90% 091%
Total Money Market $1,474,271.91 $1:475,398.29 $0.00 $5,610.57
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,474,271.91 $1.475.398.29 $0.00 $5,610.57
Unrealized Estimated Estimated
Date Acquired Cloantly WI Cad Cod Dada Musket Price Market Value Gad, loss Annual income Yield
MUTUAL FUNDS 54.00% of Portfolio
AI ORGAN FLOATING RATE INCOME RIND Security Identifier YRS%
CLASS I CUSIP. Mtn
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
02/13/13 /3 148,957.299 10.0700 1,500,000.00 9.4600 1,109,136.04 .00,863.96 58,591.85 1.01%
03/01/13 /3 533.047 10.0600 5,362.46 9.4600 5,042.62 -319.84 202.52 4.01%
04/01/13' 591.454 10.1100 5,919.61 9.4600 5,595.16 484.45 224.71 4.01%
05/01/13 0 562.992 10.1300 5,703.11 9.4600 5,325.91 -377.20 213.89 4.01%
06/03/13 0 567.343 10.0900 5,724.50 9.4600 5,367.07 451.43 215.54 4.01%
07/01/13 0 500.501 9.9700 4,990.00 9.4600 4,734.75 -255.25 190.15 4.01%
08101/1313 527.827 10.0600 5,309.94 9.4600 4,993.24 416.70 200.53 4.01%
09/03113' 531.248 10.0300 5,328.42 9.4600 5,025.60 402.82 201.83 4.01%
Reinvestments to Date 27,743.500 9.6090 266,583.15 9.4600 262,453.51 4,129.64 10,540.31 4.01%
Total Covered 180,515.211 1,804,981.19 1,707,673.90 47,307.29 68,581.33
Total 180,515 211 $1 804 981 19 it 707 673 90 497 307 29 $68.581.33
TOTAL MUTUAL FUNDS $1,804,981.19 $1,707,673.90 497,307.29 $68,581.33
Unrealized Amen Estimated
cost Bids Market Value Glint Loon Interest Annual Income
TOTAL POFt7FOLIO HOLDINGS $3,280,379.18 $3,183,072.19 497,307.29 $0.00 $74,191.90
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended
("IRV') (incorporating amendments enacted by P.L.110 -34 3, the Ern ergency Economic Stabilization Act of 20 0 8) and are, therefore, considered 'noncovered," under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
Page 3 of 8
Rated Eacellent ClewingI mo Pena.' LIC • slwenoned
Envy Yeas Sax 2007 subsidiary ol the eat of New York Mao
CONFIDFIVAL4- ['MBAR PAM COMMUNICATIO16 Ccepotabm CONY Mellon)
OCC DANCE
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Pen'hait I1C nenbe FINRekB-tS"EDLNGYM-4701401572459
EFTA_00158 334
EFTA01290362

Portfolio Holdings (continued)
"covered* under the new cost basis reporting rules are defined as non•retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRSon form 1099•B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1 2011
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014
• The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICEDATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 8
Rated builom OwingI lveugh Pertains U.C. Stotts/owned
Every Yew Snot XX,/ subsidiary Oft Sank of New York Mellon
CONFID DAMP, MILD COMMUNCATI0NS Corporate. (MY Mete)
•••••• EXCILIDKE Persheell.C. moron nuRkg*Iiieg,M_00047726
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO 1O55O
EFTA_OO 158335
EFTA01290363

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
July 1,2017 -July 31,2017
JEEPE RS INC
Portfolio Holdings Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (All amounts shown vein ease —;rren...y)
()edits ThisPoled Debits ThIsPeilod Net ThisPeried Credits Yea4o-Date Debits Yeat4o.Date Net Vette-Date
Securities
Securities Bought 0.00 4,750.54 4,750.54 0.00 -35,831.70 -35,831.70
Total Securities 50.00 44.750.54 44,750.54 50.00 435.831.70 435,831.70
Dividends and Interest $5.876.92 $0.00 $5.876.92 $41,442.27 $0.00 $41.442.27
Cash
Withdrawals 0.00 -46,853.96 .46,853.96 0.00 46.853.96 46.853.96
Deposes 46.853.96 0.00 46.853 96 46.853.96 0.00 46.853.96
Total Cash 546.853.96 446,853.96 50.00 $46.853.96 456.853.96 410.000.00
Totals $52,730.88 $51,604.50 $1,126.38 588,296.23 $92,685.66 $4,389.43
Page 5 of 8.
RAM EICOCIII Onvingivcogh PesM LI.C. a wholly 'awl
(wry Yew Snot 20O' subsidiary ol the MA of New York Mellon
CONFID DAMP MOLD COMMUNICATIONS Comma's (MY MOW)
°CCDANCE Penhot ll.C.nmate YIELGM_0004 7727
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10551
EFTA_00 158336
EFTA01290364

Transactions by Type of Activity
nroness,
Settlement
Date Addis, Type Description Quantity Rice Amsted Intered Mood Oaring
Securities Bought and Sold
Innen 7 REINVESTCASH INCOME PLIORGANFLOATINGRATEINCOMEFUNDCLASSI 502.171 4,750.54 USD
,PREY 80013.0400 SHRS SHRSPURCH. AT NA6000 RD 07/26 PO
07/28/17
Total Securities Bought and Sold - U.S. DOLLARS 0.00 4,750.54
Dividends and Interest
07128117 CASH DIVIDEND RECEIVED 3' MORGAN ROATING RATE INCOM E FUND CLASS I 4,750.54 USD
PHU 8008.0400 MRS RD 07/26 PO 0712819
07131/17 MONEY MARKET FUND DEUTSCHE GOVT CASH 1,126.38 USD
INCOME RECEIVE
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 5,876.92
Cash Withdrawals and Deposits
07/07/17 FEDERAL FUNDS RECEIVED BANK OF AMERICA NA. 4415 46.853 96 USD
USD999197
07/12/17 FEDERAL FUNDS SENT SM ORGAN CHASE BANK, 46.853 96 USD
US99995.97
Total Cash Withdrawals and Deposits - U.S. DOLLARS 000 050
Total Value of Transactions 0.00 1,126.38 USD
The price and quantity displayed may have been rounded.
Client Service Information
You Investment Spedatist: B4J Conted Intormation
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 13017
Page 6 of 8
Raid ClewingI va. Lanus MC • Sway sad
L4 Envy Yea Since 200' subsidiary Oft Sant of New York Mellon
CONFIDP DALIARIATIDCOIAMIRICATIONS Corm-Ann CONY Mellen)
DIOILDICE
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Penti"tliC FINRe B-tStlYD5LNGIM-0°°0707572582
EFTA_00158337
EFTA01290365

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
July 1,2017 - July 31,2017
JEEPERS INC
Yox Account Informati n
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for AI utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC D ELIV ERY
You have not selected any account corn mu nications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Investment
Specialist for more information.
Important I nformation and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact Information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about! strength•and•stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Page 7 of 8
Rated Capital Clearing gnu*.P enal% • Say sad
Envy VW Saxe 2007 sublidlay tithe Smite New York Man
CONFID AL- DALIAN WED COMMUNICATIONS Corpora. (MY Wien)
EXCIL D'C Perstint tic. maws FINOSOMYELGAS10047729
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010553
EFTA_00158338
EFTA01290366

Important Information and Disclosures (continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is tiled, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified: or
(III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 8
CONFIDOIWAL PAS builam Owing *noghM OM. 1.1.C. a Sway owned
Envy You Saxe 200' subsidiary ol the Sank of New York Mellon
DALIAN MILD COIWONICATIONS Comma's CONY Mellen)
•••••• cxcawKE Pent.* at- ram**. illiRkg*IYUIPM—0004 7730
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10554
EFTA_00 158339
EFTA01290367

15I
Deutsche Bank DeutHhe NM. 'visa.. *teeth Min/tenter,
Mullets (prate 600,4
Orenche Ilan% Semeibes Mc.
P.O. Box 1776, Baltimore, MD 21203 New net GAO
}AS !aft Aunts. )40 MCI
Nero Y<A. Ne 10114
Toll tin MA-1-17,1'445
mean
June 1,2017 - June 3
Account Number:
JEERERS IN C
6100 RED HOOK QUARTER B3
ST THOM AS VI 00802
Portfolio at a Glance
ThisPerkd Yetto•Dale
Your Investment Specialist BEGINNINGACCOUNT VALUE $3,187,822.28 83,149,809.19
JOSHUA SHOSHAN Net Cub Deposits and Withdrawals 0.00 40,000.00
Adjusted Previous Account Value 3,187,822.28 3,139,809.19
Oividends.leterest and Other Income 5,752.41 35,565.35
Net Change in Portfolio -5,380.05 .7,179.92
Estimated Annul Income 874,784.88
Asset Summary
Persist Asest Type PrkeTerad Lad Period IblePerlod
41% Cash, Money Funds, and Bank Deposits 1,479,781.12 1,473,297.92 1,414,211.91
53% Mutual Funds 1,870,021.47 1,894,524.34 1,893,922.71
100% Account Total (Pie Chart) 83,149,809.19 83,187,822.28 83,188,194.82
Please review your allocation periodically with your Investment Specialist.
Page 1 of 9
Paten salmi Owing Omagh FenianCM a Slay awned
boy Yea Since 2007 a...beldam of the ears of Now York Maim
CONFID $ In L- DALIN,M ILO COINALNICAT IONS Corporation CONY Mellon)
DICIILDICE
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) • PentianiC nide B-rSgYDIENLGI-A0°°0707573515
EFTA_00158340
EFTA01290368

Summary of Gains and Losses
Rated
This Period Yes te•Date Wee*
Short-Term Gain! Loss 0.00 9.00 -19.36
Long-Term Gain! Loss 0.00 9.00 -108,288.58
Net Gain! Loss 0.00 9.00 408,307.94
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the ECB' ) and other credit institutions Introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
ale Activity Type DecaNtion Mount Sluice
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.86% Activity Ending: 0 6/ 30/ 17
08101/17 Opening Balance 1,473,297.92 1,473,297.92
06/30/17 Deposit INCOM EREINVEST 973.99 1,474,271.91
06130/17 Closing Balance 41,474,271.91
Total All Money Market Funds 81,474,271.91
Income and Expense Summary
OareM Period Yesoto-Dole
Tuttle Non Two* Taxable Non Taxable
Dividend Income
Money Market 97399 0.00 4,484.19 0.00
Other Dividends 4,778.42 0.00 31,081.18 0.00
Total Dividends, Interest, Income and Expenses 35,752.41 30.00 335,585.35 $0.00
Page 2 of 9
* Rat.eaaekat Owing gnu*.P ersligillt • slyly woad
bay Yews Since 2007 subsidiary of the tea or New York Melba
CONFID L- DAMMAM COMMUNICATIONS Coma-Ann CONY Mellon)
DialloKt Pensert 11Crnembe FINR Aese.- 4•4_0 0047732
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010556
EFTA_00158341
EFTA01290369

Deutsche Bank
P.0 Box 1776, Baltimore, MD 21203
June 1, 2017 - June 30, 2017
JEEPERS INC
Portfolio Holdings
Acton' AdMty Opening Closing Amid Income 30-Day Went
opening Cole Quantity Weber &MR Balance Balance tecome DIOS Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Pont olio
Money M erket
DEUTSCHE GOVT CASH INSTL
06101/17 1,474,211.910 NIA 08130111 1,473,297.92 1,474,271.91 72.46 4,484.19 0.80% 086%
Total Money Market $1,473,297.92 51,474,271.91 $72.46 54,484.19
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 91,473,297.92 51,474,271.91 372.46 54,484.19
Unrealized Estimated Estimated
Otte Acquired Quantity Unit Cut Cod Ids Merkel Price Merkel Vara Glen: loss Annual income Yield
MUTUAL FUNDS 53.00% of Portfolio
13 MORGAN FLOATING RATE INCOME FUND Security Identifier:YRS%
CLASS I CORP. 482t513
Open End Fund
Dividend Option: Reinvest; Capital Gains Optior Reinvest
OM 3/t3 ° 118,957.299 10.0700 1,500,000.00 9.4100 1,101,688.18 48,311.82 58,172.29 4.15%
03101/13 ta 533.047 10.0600 5,362.46 9.4100 5,015.98 -346.48 208.17 4.15%
04101/1313 591.454 10.1100 5,979.61 9.4100 5,565.59 414.02 230.98 4.15%
05101/13 0 562.992 10.1300 5,703.11 9.4100 5,29736 -405.35 719.87 4.15%
06103/13 0 567.343 10.0900 5,724.50 9.4100 5,338.70 -385.80 221.56 4.15%
07101/13 0 500.501 9.9700 4,990.00 9.4100 4.709.71 -280.29 195.48 4.15%
08101/13 0 527.827 10.0600 5,309.94 9.4100 4,966.85 443.09 208.13 4.15%
09103/1313 531.248 10.0300 5,328.42 9.4100 1,999.04 -329.38 207.47 4.15%
Reinvestments to Date 27,241.329 9.6120 281,832.61 9.4100 258,340.90 4,491.71 10,838.58 4.15%
Total Covered 180,013.040 1,800,230.65 1,693,922.71 -106,301.94 70,300.49
Total 180.013.040 51,800,230.65 31,693,922.71 4106,307.94 $70,300.49
TOTAL MUTUAL FUNDS 31,800,230.65 $1,693,922.71 4106,307.94 570,300.49
unrealized Awned Minted
Cot Bede Market Value GaiwLees Interest Armed Income
TOTAL PORTFOLIO HOLDINGS $3,274,502.56 53,168,194.62 4106,307.94 80.00 $74,784.68
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1386, as amended
("IRV') (incorporating amendments enacted by P.L.110 -313 , the Ern ergency Economic Stabilization Act of 20 0 8) and are, therefore, considered 'noncoverect." under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
Page 3 of 9
kited brad Cleats IlmighM IS. MC • ter sad
Envy Yew Since 2007 subsidiary ol the Sank of New York Melon
CONFID AL- DAUM RAII D COMMUNICAT IONS Cava-An n CONY MOW
EXCOADKE Penh.*11C ...onto FINRISOMULGM_00047733
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010557
EFTA_00158342
EFTA01290370

Portfolio Holdings (continued)
"covered* under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRSon form 1099•B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows.
• Stock in a corporation acquired on or after January 1 2011
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014
n The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICEDATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment. trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ business_continuity.html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 9
PAS board Gives Sagan M.; •Iwlly *owl
Every Yew Snot 200' sulndlaw Otto Sank of New York Mellon
CONFID DAMAN MUD COMMUNCATIOSIS Corporates (MY Melee)
EXCOANCE Penhat CAC swats nriRkg4igtem_00047734
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10558
EFTA_00 I 58343
EFTA01290371

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
June 1,2017 - June 30,2017
JEEPERS INC
P rtf li H Wings Disci sures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please seethe money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
The U.S. will adopt a shortened settlement timeframe beginning w ith trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving
from a T+ 3 to a T+2 settlement cyde will provide faster access to sale proceeds, but it also means that funds will be due on purchase transactions earlier. This may be a good time to
consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial insititution about how you can set up
e-delivery.
Activity Summary (All amounts shown are in base currency)
Credits Des Pried Debits ThisPatIod Net ThisPetiod Credits Year-to-Date Debits Yeat-to-Dete Net Year-to-Dote
Securities
SecuritiesSoughl 0.00 4,778.42 4,778.42 0.00 -31,081.16 41,081.16
Total Securities $0.00 $4,778.42 44,778.42 $0.00 -$31,081.16 431,081.16
Dividends and Interest $5,752.41 $0.00 $5,752.41 $35,565.35 $0.00 $35,565.35
Cash
Withdrawals 0.00 0.00 0.00 0.00 -10,000.00 40,000,00
Total Cash $0.00 $0.00 $0.00 $0.00 410,000.00 410,000.00
Totals $5,752.41 44,778.42 $973.99 $35,565.35 441,081.16 45,515.81
Page 5 of 9
Rated bedlam Owing Ilweugh Penning Ill. • ebony owned
(wry Yew Sett 200/ subeellaoy New Bank of New Yak M.R.,
CONFID AL- LIALIAR MUD COMIALMICATIONS Cerporabm CONY Mellen)
()CCDANCE Perstww newt.. FINRAatilieroM_0004773.5
CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010559
EFTA_00158344
EFTA01290372

Transactions by Type of Activity
Fumes&
Settlement
Date Mihaly Type Description Quantity Price Acaved Interest Amount Currency
Securities Bought and Sold
06/29117 REINVEST CASH INCOME $ MORGAN FLOATING RATE INCOM E FUND CLASS I 508.343 4,778.42 USD
IHSX 179504.5970 SHRS SHRS PURCH. AT OA 00 00 RD 0 6/27 110
06/29!4
Total Securities Bought and Sold - U S. DOLLARS 0.00 4,778.42
Dividends and Interest
08129/17 CASH DIVIDEND RECEIVED sP MORGAN ROAD% RATE INCOM E FUND CLASS I 4,778.42 USD
.PHSX 179504.6970 MRS RD 08127 PO 08/29117
06/30117 MONEY MARKET FUND DEUTSCHE GOVT CASH 973.99 USD
INCOME RECEIVED
PE/223204S
Total Dividends and Interest - U.S. DOLLARS 0.00 5,752.41
Total Value of Transactions 0.00 973.99 USD
The price and quantity displayed may have been rounded.
Client Service Information
You Investment Specialitt:ENJ Dented Information
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Your Account Informatii fl
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First in First Out
Default Method for all Other Securities: First in First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Page 6 of 9
Ras bullem Cleats Ilveugh Perslim MC • tie sad
Envy Yea Since 2001 subsidiary of the Bent el New York seam
CONFID DAIWA/JED COINALINICAT IONS Ccepotation (MY Mete)
ocanuect Penh:nut 11C. rnwnbet FINItalkieat00047736
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010560
EFTA_00158345
EFTA01290373

"I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
June 1,2017- June 30, 2017
JEEPERS INC
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (I) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents, the
acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable': the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit. www pershing corn/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing U_C. Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing Lit shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified: or
Page 7 of 9
CONFIDOIWAL Rated Ended Cleats Ilveugh PerginglAC. Stay owned
Every Yew Saxe 2X,/ sublidlary a the Sank of New York Mellon
['ALMA MUD COMMUNICATIONS Commit'', (MY Mace)
•••••• ECD ANCE Pent:ft11C wombs nriakUWYtePM_00047737
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10561
EFTA_00I58346
EFTA01290374

Important Information and Disclosures (continued)
Important Arbitration Agreement (continued)
(III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 9
CONFIDOII WAL- PaS ballenl OwingI lveugh Periling 1.1.C. a Stotts/Q.~1
Envy Yew Saxe 200/ subwhary of the Sank of New York Mellon
DAUM WED COMMUNICATIONS Commit'', (MY Mellen)
OCCOADOCE Perstint 11C wants filiRkg*SlaGM_00047738
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10562
EFTA_00 158347
EFTA01290375

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACUTY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PFPAHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT W ILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COMIDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 007(A)(1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TINE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOI/SLY FURNISHED TO YOV. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SCE, AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST N ACCUMULATNG THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR AMITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AF-WrIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ME INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CPCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR MY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAW YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY Of THE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. REASE NOTFYPERS-ING IMMEDIATELY IN WRITING8Y CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ MN. ATTN. LEGAL GMT
Page 9 of 9
Rath CHOW', Owing *nighh alt. MC • Maly sad
fiery YN€ Ynce 2007 substdiary of the Sank of New York Mellon
CONFID L DALSAR RATED COMMUNICATIONS Coma-Ana CONY Mato
EXCRUNCE Pershoit RC ...onto. PINRAWAIYAELGM_00047739
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010563
EFTA_00158348
EFTA01290376

F1I
Deutsche Bank OtwuheUnkftivirteWnfthlonsimmeM
14arletsCOterneGrOw.
thawmhesasSearmosmc
P.O.Box 1776, Baltimore, MD 21203 mosoftdOke
SHOWIAtermo.MOMot
New*.ASIT10154
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Dirett
M ay 1,2017 - M ay
A ccount Numb er:
JEEPERS INC
6 10 0 RED HOOK QUARTER 83
ST THOM ASVI 00802
Portfolio at a Glance
ThIsParbd Yem4o-Date
Your Investment Specialist BEGINNINGACCOUNT VALUE $3,182,835.34 $3,149,809.19
JOSHUA SHOSHAN NM Cash Deposits and Withdrawals 0.90 -10,000.00
•
Adjusted Previous Account Value 3,182,835.34 3,139,809.19
Onidends,leterest and Other Income 8,775.70 29,812.94
Net Change in Portfolio -1,788.78 -1,799.87
Estimated Annul Income $75,295.92
Asset Summary
Percent Ault Type Prior Yem-End lad Period alienated
41% Cash, Money Funds, and Bank Deposits 1,479,781.72 1,472,437.72 1,413,297.92
• 53% Mutual Funds 1,870,021.47 1,890,397.82 1,894,524.34
100% Account Total (Pie Chart) 33,149,809.19 33,182,835.34 33,187,822.28
Please review your allocation periodically with your Investment Specialist.
Page 1 of 7
ants e.ONMni Clewing Ilveugh Pe 1.1.0 • May weed
Envy Yea. Since 200i subsidiary ol the Sank of N.Y York Man
CONFID DALBARMIED COINALINICAT IONS Coma-Ann CONY Mellen)
DIC111111KE Persil/WI11C monde FINRASArgaGM_OCIa47740
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010564
EFTA_00158349
EFTA01290377

Summary of Gains and Losses
Rented
This Period Yew-to-Date Unrelizad
Short-Term Gain! Loss 0.00 0.00 34714
Long-Term Gain! Loss 0.00 0.00 -101,275.83
Net Gain! Loss 0.00 0.00 -100,927.89
This summary excludes transactions where cost basis information is not available.
M ney Market Fund Detail
Dote AdIdy Type Desaiption Amount Mem
Sweep M oney Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.74% Activity Ending: 05/ 3V 17
04/29/17 Opening Balance 1,472,437.72 1,472,437.72
05/31/17 Deposit INCOM E RBNV EST 880.20 1,473,297.92
05131111 Closing Balance $1,473,297.92
Total All M oney Market Funds $1,473,297.92
Income and Expense Summary
Gwent Period YeardeoDde
Truett Non Taxable Taxable No Treble
Dividend Income
M oney M arket 86020 0.00 3,510.20 0.00
Other Dividends 5,915.50 0.00 28,302.74 0.00
Total Dividends, Interest, Income and Expenses $8,775.70 $0.00 $29,812.94 $0.00
Portfolio Holdings
Meta Adivily Opening Oosing hayed Income 30-Day Gamut
Opening Date Nanny Number Ending Balance Balance lemma This Yeas Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio
M oney Market
DEUTSCHE 00VT CASH Mail
04/29/17 1,473297.920 NIA 05131117 1,472,437.72 1,473297.92 0.00 3,510.20 0.69% 0.74%
Total Money Market $1,472,437.72 $1,473,297.92 $0.00 $3,510.20
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,472,437.72 $1,473,297.92 $0.00 $3,510.20
Page 2 of 7
RASE Egeilom Clewing Ilveugh hails LLC • tly weed
Eery You Soce 200/ subsidlay of the ant of New York Mellon
CONFID AL- ['ALMA Vint) COMMUNICATIONS Capotation CONY MONO
EXCELLENCE ac fiNpertBe_asGDMNy 00001407576415
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e)
EFTA_00158350
EFTA01290378

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
May1,2017- May31,2017
JEEPERS INC
Portfolio Holdings (continued)
Unrealized Estimated Dammed
Date Acquired Quantity Unit Cost Calends Mum Wks Market value We; oss Annuallmome Yield
MUTUAL FUNDS 53.00% of Portfolio
S MORGAN BOATING RATE INCOME FUND Security Ideates:PHU
CLASS I CUSP. 48124513
Open End Fund
Dividend Option: Reinvest: Capital Gains Optioe:Reinvest
02/13(13 13 148,957.299 10.0700 1,500900.00 9.4400 1406,156.90 93,843.10 59,569.51 4 23%
03101/1313 533.047 10.0600 5,362.46 9.4400 5.031.96 -330.50 213.17 4.23%
04/01/13 ° 591.454 10.1100 5,979.61 9.4400 5.583.32 396.29 236.53 4 23%
05/01/13 Ft 562.992 10.1300 5.703.11 9.4400 5.314.64 38847 225.15 4 23%
06103/13 ° 561.343 10.0900 5,724.50 9.4400 5.355.71 468.79 226.89 4 23%
07101113° 500.501 99700 4,990.00 9.4400 4.724.72 -265 28 200.16 4 23%
0810111313 527.827 10.0600 5,309.94 9.4400 4,982.68 -327 26 211.08 4 23%
0910311313 531.248 10.0300 5,328.42 9.4400 5.014.98 313.44 423%
Reinvestments to Date 26.732.986 9.6160 257,054.19 9.4400 252.359.43 4.694.76 10.690.78 4 23%
Total Covered 179.504 697 1,795,452.23 1.694,524 34 -100.927.89 71.785 72
Total 179,501 697 $1,795,452.23 $1.694,524.34 4100,927 89 $71,785.72
TOTAL MUTUAL FUNDS $1,795,452.23 $1.694,524.34 4100,927 89 $71,785 72
Unrealized Accrued Estimated
Cud Buis Minkel Value din Loss VMS AnnualIncome
TOTAL PORTFOLIO HOLDINGS $3,268,750.15 $3.167.822.26 4100.927 89 90.00 $75,295.92
Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended
("IRC") (incorporating amendments enacted by P.L110 -34 3. the Emergency Economic Stabilization Act of 20 0 8) and are, therefore. considered "noncovered," under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securitieswhich are "covered" under the new cost basis reporting rules. Securities which are
"covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRSon form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1.2011
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1,20 12
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
e The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Page 3 of 7
Rated balled OwingI lveugh Periling LI.C. Ste*/ owned
Every Yew Saxe 200/ sublediary ol the Sank of New York Mellon
CONFID DALIAN MILD COMMUNICATIONS Commit'', (MY Melee)
•••••• ECD ANCE Perstint 11C wants nriRkg4klYagIM_00047742
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10566
EFTA_0015 835 I
EFTA01290379

Portfolio Holdings Disclosures
Pricing
This section includesthe net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EM) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities. thereby overstating them. Refer to www.pershing.coml business_continuity html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 4 of -
RAS (*tiled Owing Ilveugh Periling LI.C. a wholly 'awl
(*try Yea Sect 2001 sublidlary of the ears of New York Mellon
CONFID [WEAR RATED COMMunICATI0NS Corponitim (MY Mace)
•••••• EXCDANCE Peri.Not LLC ram**. illiRkgkigleM—00047743
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10567
EFTA_00 158352
EFTA01290380

Deutsche Bank
P.0 Box 1776, Baltimore, MD 21203
May1,2017-May31,2017
JEEPERS INC
Activity Summary (All amounts shown are in base currency)
Gedils This Period Debits ThisPeriod Net DisPetiod QeditsTemia•Dele DebitsTeauto•Date Net Yeet-to-Date
Securities
Securities Sought 0.00 -5,915.50 4,915.50 0.00 -26,30211 -26,302.71
Total Securities $0.00 35,915.50 45,915.50 $0.00 428.302.74 428.302/4
Dividends and Interest $6,775.70 $0.00 $8,775.70 $29,812.94 $0.00 $29,812.94
Cash
WittiOrreals 0.00 0.00 0.00 0.00 -10,000.00 -10,000.00
Total Cash $0.00 $0.00 $0.00 $0.00 410,000.00 410,000.00
Totals $6,775.70 45,915.50 $860.20 929,812.94 436,302.74 46,489.80
Transactions by Type of Activity
Procne,
Setliesneet
Date Adivily Type Deictiption Quantity Peke Mated lateral Amount Cotten*,
Securities Bought and Sold
05130117 REINVESTCASHINCOME MORGAN ROATING RATE1NCOM E FUND CLASS' 626.612 -6.915.50 USD
.PHSX 1788780550 SHRSSHRS PURCH. AT S9 41000 RD 05/25 PO
05/30/17
Total Securities Bought and Sold -U.S. DOLLARS 0.00 4.915.50
Dividends and Interest
05/30117 CASH DIVIDEND RECEIVED S MORGAN FLOATING RATE INCOME FUND CLASS I 5,915.50 1160
.PHSX f/8878.0550 SHRSRO 05/25 Ft) 05/30f17
05/31/17 MONEY MARKET FUND DEUTSCHE GOVT CASH 860.20 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest U.S. DOLLARS 0.00 8,775.70
Total Value of Transactions 0.00 880.20 USD
The price and quantity displayed may have been rounded.
Page 5 of 7
i PAS builom (*.WigI lveugh PenallyLLC • slallyeamd
Envy Yew Saxe 2OOi subsidiary Oft Sank of New York Mellon
CONFID L- DALBAR MILD COMMUNICATIONS Coma-Ann (MY /Mike)
EXCELLENCE Pero:rot 11C. rnembe nhadysgm_00047744
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010568
EFTA_00158353
EFTA01290381

Client Service Information
You Inv.Omen' Specialitl: DIJ Contact reformation
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC D ELIV ERY
You have not selected any account corn mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
Page 6 of 7
Rated Eacellent Cleats Ilveugh holing MC • SW/ sad
I • In Every Yew Sax 2007 subwhary Oft emit of New York Mellon
CONFID L- DALIN,M ILD COMPAINICATIONS Comm.'s CONY Mellon)
EXCSADICE ;in t,* c INRAAttlYaGM_00047745
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010569
EFTA_00158354
EFTA01290382

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
M ay 1, 2017 - M ay 31, 2017
JEEPERS IN C
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 7 of 7
RAS builem CleatsI va, Penang 1.1.C. a Stay owned
Enty Yew Snot 200/ sublidlay Oft Sank of New York Mellon
CONFIDOI ['ALMA MILD COMMUNICATIONS Corporatim (MY MOW
•••••• OCCDAINCE pe&-t ac „d,,,te matacklge-shi_0004 7746
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10570
EFTA_00 158355
EFTA01290383

15I
Deutsche Bank Deutwhe Neck PriNainNeeth MonMenlieM
Mullets (prig< 6t0a;
Drenthe Ilan% Se:to-meg tit.
P.O. Box 1776, Baltimore, MD 21203 Mw net Otto,
MS Pot Awns. Mu Ikon
New holt. PO 10114
ToNtrtie MA- tI2,SSOS
Direct 110x55 5241.
April 1,2017 - April 30 2017
Account Number:
JEPERS IN C
6/30 RED HOOK QUARTER B3
ST THOM ASVI00802
Portfolio at a Glance
ThisPerkd Yetteale
Your Investment Specialist. BEGiNNiNGACCOUNT VALUE $3,166,702.30 33,149,809.19
JOSH A SHOSHAN Net Cat/ Deposits and Wilhdunsah -10,000.00 -10,000.00
Adjusted Previous Account Value 3,156,702.30 3,139,809.19
°Wends, Wand and Other Income 6,133.04 23,037.24
Net Change in Portfolio 0.00 -11.09
Estimated Annul Income 374,17260
Asset Summary
Punnet Met Type Prberemad Lag Period IltIsPerlod
um 47% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,481,639.82 1,472,437.72
El 53% Mutual Funds 1,670,021.47 1,685,082.48 1,690,397.62
100% Account Total (Pie Chart) 33,149,809.19 $3,166,702.30 $3,182,835.34
Reese review your allocation periodically with your Investment Specialist.
Page lof8
PAS builam OwingI va. Salm MC • Sally waned
Envy Yea Since 200/ subsidiary of the Sat of Mew York Main
CONF IDMYF AL 4 DALIARRAIID COINALINICAT IONS Corm-Ann CONY Mellen)
DIOILIDKE Pemhve 11C. rnembe. iliRkg:Viteki_0004 774 7
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010571
EFTA_00 158356
EFTA01290384

Summary of Gains and Losses
Reeked
This Period Yette•Dale Undue
Short-Term Gain! Loss 0.00 0.00 532.41
Long-Term Gain! Loss 0.00 0.00 19971.52
Net Gain! Loss 0.00 0.00 49,139.11
This summary excludes transactions where cost basis information is not available.
Money Market Fund Detail
Date AdIvNy Type Deenignion Amount Balance
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.85% Activity Ending: 04! 28! 17
04101/17 Opening Balance 1,481,639.82 1,481,639.82
04127117 Withdrawal MONEY FUND REDEMPTION -10,000.00 1,471,639.82
0026117 Deposit INCOM E RBNV EST 797.90 1,472,437.72
04128117 Closing Balance $1,472,437.72
Total All Money Market Funds $1,472,437.72
Income and Expense Summary
Owlet Wed Yeir4e-Date
habil Non Taal* Tanta Non Title
Dividend Income
Money Market 79790 0.00 2,850.00 0.00
Other Dividends 5,335.14 0.00 20,387.24 0.00
Total Dividends, Interest, Income and Expenses $6.133.04 $0.00 623,037.24 $0.00
Page 2 of 8
ate Rated builem Owing gnu*. Sods MC • ter owned
(wry You Saxe 200i subsidiary of theI n of New York MeNon
CONFID AL- DAUM, MILD COMMUNICATIONS Comm.'s (MY Mellen)
ECDAME Perstina 11C. rnernbe nhroSiDltere,okt000dsr
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010572
EFTA_OO158357
EFTA01290385

15I
Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
April 1,2017 - April 30,2017
JEEPERS INC
Portfolio Holdings
Amu' Activity Opening Only Accrued IKONS 30-Dey duet
Opening Dale Ovally Number Ending Balance Balance Income ThisYeat Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
04101/17 1,472,437.120 WA 04128111 1,481,839.82 1,472,43712 0.00 2,850.00 0.65% 0.65%
Total Money Market $1,481,639.82 $1,472,43712 $0.00 $2,650.00
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,481,639.82 $1,472,437.72 $0.00 $2,650.00
latealited Estimated Estimated
Date Annulled Quantity Unit Oat Cod Beds Merkel Price Merkel Valve Geit/lots Annual Income Yield
MUTUAL FUNDS 53.0 0% of Portfolio
P MORGAN ROATING RATE INCOME FUND Security Identifier: PIS%
CLASS' CUSP. 482t513
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
02/13/13 * 148,957.299 10.0700 1.500.000.00 9.4500 1,407,646.48 42,353.52 59,559.09 123%
03101113 * 533.047 10.0600 5.362.46 9.4500 5.037.30 425.16 213.13 423%
04/01/13 * 591.454 10.1100 5.979.61 9.4500 5,589.23 490.38 236.49 423%
05101/13 * 562.992 10.1300 5303.11 9.4500 5,320.27 482.84 225.11 423%
08103/13 0 567.343 10.0900 5324.50 9.4500 5,361.38 463.12 226.85 423%
07/01/13 0 500.501 9.9700 4.990.00 9.4500 4,729.73 -260.27 200.12 423%
08101/13 0 527.827 10.0600 5.30494 9.4500 4,987.96 421.98 211.05 423%
09/03/13 * 531.248 10.0300 5,328.42 9.4500 5,020.29 -308.13 212.41 123%
Reinvestments to Date 28,108.344 9.6200 251.138 69 9.4500 244704.98 -4.433 71 10,438.35 423%
Total Covered 178,878.055 1789,536 73 1,690,397.62 -99,139.11 71,522.60
Total 178,878 055 $1.769,536 73 $1,690,397.62 499,139.11 $71,522 60
TOTAL MUTUAL FUNDS $1,789,536.73 $1,690,397.62 499,139.11 $71,522.60
Unrealised Accrued Estimated
Colt Beds Merkel Value OS'Low intent Annual Income
TOTAL PORTFOLIO HOLDINGS $3,261,974.45 $3,162,835.34 499,139.11 $0.00 $74172.60
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1186, as amended
("tRC") (incorporating amendments enacted by P.L.110 -34 3, the Ern ergency Economic Stabilization Act of 20 0 8) and are, therefore, considered "noncovered," under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are
Page 3 of 8
Rated gullet CleatsI n. P W,s LLC • Sally weed
Envy Yea/ Since 2007 submIlary of the (flog New York Mellon
CONFID DALIN, MUD COINAUXICAD016 CComa-Ann DIPIY Mellen)
EXCIL DK I
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) erg""t C nenbe n"ReB-tStlYD5LNGMY:071401574793
EFTA_00158358
EFTA01290386

Portfolio Holdings (continued)
"covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, es follows:
• Stock in a corporation acquired on or alter January 1,2011
• Mutual funds and dividend reinvestment plan ( 0 RP) shares acquired on or after January 1,202
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 12014.
0 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market
prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NU A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATE DOESNOT EQUAL THESTATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.comi business_continuity.html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 8
Rated Eactliont OwingI va. SalmiM C • SW/ sad
hay Yew Sax 2007 sulshary of theI n d New York Mellon
CONFID L- DALIARIAIEDCOMPAINICATIONS Comma's CONY Mellon)
EXCOMICE Perstwmt 11C rnembe. immalYagm_000477so
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010574
EFTA_00158359
EFTA01290387

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
April 1, 2017 - April 30,2017
EEPERS INC
Portfolio Holdings Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please seethe money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (Ati amountsshown are m base currency)
Ciedits This Period Debits ThIsPeflod Net ThisPetiod treditsYeatio•Date DetasYeaulo-Oste Net Yew-to-Date
Securities
Securities Bought 0.00 4,335.14 -5,335.14 0.00 -20,387.24 -20,387.24
Total Securities $0.00 -$5,335.14 45,335.14 $0.00 420,387.24 420,387.24
Dividends and Interest $8,133.04 $0.00 $6,133.04 $23,037.24 $0.00 $23,037.24
Cash
Witedrawals 0.00 -10,000.00 40,000.00 0.00 -10,000.00 -10,000.00
Total Cash $0.00 410,000.00 410,000.00 $0.00 410,000.00 410,000.00
Totals $8.133.04 415,335.14 49,202.10 $23,037.24 430,387.24 47,350.00
Page 5 of 8
Raid (*.vies gnu*.P ershing MC • tsr sad
Envy Yea Since 200' subsidiary of the Sant of New York Mellon
CO NFID PITWAL4 DAUMMILD COINALINICAT IONS Ccepotation CONY Mellen)
DIOILDICE Penbnot Lit rnemba FINPAWARPM-00047751
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010575
EFTA_00158360
EFTA01290388

Transactions by Type of Activity
Proms
SdIlement
Dote Adivity Type Desolation Quantity Price Accrued interest Amount Oaring
Securities Bought and Sold
04121117 REINVESTCASH !ROOM E $ MORGAN FLOATING RATE INO3M E FUND CLASS I 584.585 4,335.14 USD
PIS% 18313.4900 SHRS SIRS FURCH.AT 59.45000 RD 01125 PD
04/27117
Total Securities Bought and Sold - U.S. DOLLARS 0.00 -5,335.14
Dividends and Interest
04/27/17 CASH DIVIDEND RECEIVED -4 MORGAN ROAIlliG RATE INCOM E FUND CIA.% I 5,335.14 USD
.PHSX 178314900 MRS RD 04/25PD 04/27/17
04/28117 MONEY MARKET FUND DEUTSCHE GOVT CASH 797.90 USD
INCOME RECBVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 6,133.04
Cash Withdrawals and Deposits
0487/17 FEDERAL FUNDS584T FIRST8ANK PUERTO RIC -10,000.00 USD
US0999997
Total Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 -10,000.00
Total Value of Transactions 0.00 4,202.10 USD
The price and quantity displayed may have been rounded.
Client Service Information
You investment Small ENd Canted information
JOSH JA $HOSHAN Telephone Number'
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield M ethod: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Page 6 of B
PAS builom Owing gnu*. Sails MC • SW/owned
Every You Snot 2001 subsdlary ol the Sant of New York Maw
CONFID DAMP MILD COIMARICATIONS Comma's (MY Mellon)
EXCELLENCE
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Perihalt LIC 'lent" FINRe B-tStlDYN.PYA:071407575726
EFTA_00158361
EFTA01290389

Deutsche Bank
P.O.Box 1776, Baltimore, MD 21203
April 1,2017 - April 30,2017
JEEPERS INC
Your Account Information (continued)
ELECTRONIC DELIVERY
You have not selected any account corn munications for electronic delivery. To register and turn off paper corn municationt log in to your account or contact your Investment
Specialist for more information.
mpo•tant !of rma1 on and Discl sores
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general. for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC.). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing t1C, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
Page 7 of 8
Retail beg Cleats twitch PershingI LC • slyly wand
1.11.1 hay Year Since 2007 subsidiary Oft thelltel New York Melba
CONFID L4 DAMMAM COOMAUNICAT 1066 Corm-Ann CONY Mellon)
DiallOKE Pentina 11Crnembe FINa ilailiegit 00047753
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010577
EFTA_00158362
EFTA01290390

Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class w ho has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City. New Jersey 07399: (201) 413-3330.
Page 8 of 8
CONFIDOIWAL Rated Ended CIeeW Ilveugh Paging1SC a Stay owned
Every Veer Saxe 200' sulnidlay Oft ears of New York Mellon
DAMP MILD COPNAUNIGUI016 Corporate,. (MY Mace)
•••••• ECDAME Perstina LLC nwnbe. nratkg:Witeg,M_00047754
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10578
EFTA_00 158363
EFTA01290391

ri
Deutsche Bank 0tt4Slhe Sank Private Neagh minutemen
Lunen Comm 6,0.$
DvAmh p Sera Secw.seg
P.O.Box 1776, Baltimore, MD 212O3 Mew York OSCO
HS Pad, Anne.. no Faw
New Volk Al 101M
are
WIC
M arch 1, 20 17 - M arch 31 20 17
Account Number:
JEERERS IN C
6100 RED HOOK QUARTER B3
ST THOM AS VI 00802
Portfolio at a Glance
TbisPerbe Yee4ciale
Your Investment Specialist BEGIN NINGACCOUNT VALUE 83.166.423.25 83,149,809.19
JOSH Will A N Adjusted Previous Account Value 3,186,423.25 3,149,809.19
Dividends. Interest and Other Income 5,802.53 16,904.20
Net Change in Portfolio -5,323.48 -11.09
END INGACCOUNT VALU
Estimaled Annual Income 874,233.11
Asset Summary
Pinot Asset Type Nor Ye air Last Perrot; Ms Paned
IN 47% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,480,926.65 1,481,639.82
!M 53% Mutual Funds 1,870,021.47 1,685,498.80 1,685,082.48
100% Account Total (Pie Chart) 83,149,809.19 83,166,423.25 83,166,702.30
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Raked
ThisPeriod Year-to-CW4 Unrelated
Short-Term Gain/ Loss 0.00 0.00 678.90
Long-Term Gain! Loss 0.00 0.00 49,818.01
Net Gain/ Loss 0.00 0.00 49,139.11
This summary excludes transactions where cost basis information is not available.
Pagel of 8
RAS (Kellett Owing gnu*.P enalmillt. • Sway owned
(too Yaw 5once 2O07 subsidiary of the emit d New York Mao
CONFID DALOAR MILD COMMuNICATIONS Coma-Ann (MY llen)
Inv* EXCUAINCE PershertlIC rnemMbee. finr uagegM_00047755
CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) DB-SDNY-0010579
EFTA_OO158364
EFTA01290392

Money Market Fund Detail
Date naively Type Desolation Amount Sawa
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.03% Activity Ending:0 3/ 311 7
03101117 Opening Balance 1,480,926.65 1,480,926.65
03/31/17 Deposit INCOM E FtEINV EST 713.17 1,481,639.82
03/31/17 Closing Balance 11,481,639.82
Total All Money Market Funds 11,481,639.82
Income and Expense Summary
OmeN Period Year4o.Date
Triable Non Tout* Tenth Non test
Dividend Income
Money Market 713.17 0.00 1152.10 0.00
Other Dividends 4,889.36 0.00 15,052.10 0.00
Total Dividends, Interest, Income and Expenses 15,602.53 $0.00 St 8,904.20 $0.00
P rtf li H (dings
ACCOUI ActPtlia OPelling Owing Aweed Undone 30-Day Curren
Opening Date Onantiy Number Ceding him Nana Income This Year Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
03101/17 1,481,839.820 NIA 03131117 1,480,926.65 1,481,839.82 51.62 1,852.10 0.51% 013%
Total M oney M arket 81,480,926.65 81,481,639.82 $51.62 11,852.10
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,480,926.65 $1,481,639.82 $51.62 $1,852.10
Unrealized Edknoled Enimaled
Dote Acqdted Wanly Wilt Colt Con Batis Mont Prim Mat Wkis Cebu Unx Annual Income Yield
MUTUAL FUNDS 53.00% of Portfolio
P LIORGARROATINGRATEINCONEFUND &Gnarly Identifier ..PHSX
CLASS I CuSIP. 4821-511
Open End Fund
Dividend Option Reinvest; Capital Gins Option: Reinvest
02/13/13 ta 148,951.299 10.0700 1,500,000.00 9.4500 1,407,646.48 .92,353.52 60,46415 429%
03101/13 * 533.047 10.0600 5.36246 9.4500 5,037.29 -325.17 218.37 429%
Page 2 of 8
Rated Caellont CawingI mo holingl le. • Sully mad
boy Yew Since 2007 subsidiary tithe Mil of PM York Melon
CONFID AL- DAMMA) COOMMCATIONS Corporation MY Mellon)
1,411IDKE Perstina 11C. monk.. FINRAVMY.C.4.4_00047756
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010580
EFTA_00158365
EFTA01290393

I5 I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
M arch 1,2017 - M arch 31,2017
JEEPERS INC
Portfolio Holdings (continued)
Unmanned Estimated &lammed
Date Acquired Ouentily Unit Cost Cod Batt Markel Price Market Value Gan' Loss Annual Income Yield
MUTUAL FUNDS (continued)
P MORGAN ROATING RATE INCOME FUND (continued)
04/01/1313 591.454 10.1100 5.979.61 9.4500 5.589.23 -390.38 240.08 429%
05/01/13 /3 562.992 10.1300 5,703.11 9.4500 5,320.28 -382.83 228.53 429%
06/03/1313 567.343 10.0900 5.724.50 9.4500 5.361.40 -363.10 230.30 429%
07/01/1313 500.501 9.9700 4,990.00 9.4500 4.729.73 -260.27 203.16 429%
08/01/1313 527.821 10.0600 5,309.94 9.4500 4.987.97 -321,97 214.26 429%
09/03/1313 531.248 10.0300 5,328.42 9.4500 5.020.29 -30813 215.64 429%
Reinvestments to Date 25.541.779 9.6240 245.803.55 9.4500 241.36911 -4.433.74 10.367.92 429%
Total Covered 118,313.490 1,784,201.59 1,685,062.48 -99,139,11 72,381.01
Total 178,313.490 $1,784,201.59 $7685,062.48 -$99,139.11 $72,381.01
TOTAL MUTUAL FUNDS $1,784,201.59 $1,685,062.48 499,139.11 $72,381.01
Unmanned Awued Estimated
Cool Basis Market Value Gain, Loss imerest Annual Income
TOTAL PORTFOLIO HOLDINGS $3 265,841 41 $3.166,702.30 499,139.11 50.00 574,233.11
Securitiesacquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended
("IRC") (incorporating amendments enacted by P L 110-343, the Emergency Economic Stabilization Act of 20 08) and are, therefore, considered "noncovered," under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securitieswhich are "covered" under the new cost basis reporting rules. Securities which are
"covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 20 11
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 7 20 12
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
" The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
Page 3 of 8
Rated balled Gen IIVOUghP ., uc a Stay owned
Every Von Saxe 200/ subsidiary ol the Sante New York Mellon
CONFIDOI DAUM MILD COMMUNIGUIONS Corpora,. (MY WIWI)
MEW, EXCILID K Pershee LAC imwnbc. nuRkg4liteM_00047757
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10581
EFTA_00 158366
EFTA01290394

Portfolio Holdings Disclosures (continued)
Pricing (continued)
prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable. however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them Refer to www.pershing.com/ business_continuity.html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 4 of 8
RAS (wiled Cititire Ilveugh Periling 11C. a Stay <yawl
E.try You Sect 200/ subsidiary Oft Sank of New York Mellon
CONFIDOI OALBAR MILD COMMunICATIONS Corporate,. (MY Melee)
•••••• EC (LIDICE Pe ntina AC nwThes nriRkg4YYtePM_00047758
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10582
EFTA_00 158367
EFTA01290395

Deutsche Bank
P.0 Box 1776, Baltimore, MD 21203
M arch 1,2017 - M arch 31,2017
JEEPERS INC
Messages (continued)
The U.S. will adopt a shortened settlement timeframe beginning with trade date September 5,2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving
from a T*3 to a T*2 settlement cycle will provide faster access to sale proceeds, but it also means that funds will be due on purchase transactions earlier. This may be a good time to
consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial insititution about how you can set up
e-delivery.
H
Activity Summary (All amounts shoo n are m base currency)
fades TN, Period Oaks ThisPellod Net IINPerlod CrseltsYsaricelhle Debits YeariceOsto Net Yetto-Dale
Securities
Securities Bought 0.00 4,889.36 4,889.36 0.00 .15,052.10 .15,052.10
Total Securities 80.00 -$4,889.36 44,889.36 $0.00 415,052.10 415,052.19
Dividends and Interest $5,602.53 30.00 85,602.53 $16,904.20 $0.00 $16,904.20
Totals 85,602.53 44,889.36 $713.17 816,904.20 415,052.10 $1,852.10
Transactions by Type of Activity
Process'
Settlement
Date Activiy Type Desaiption Quality Price laved biters Mont Curren,
Securities Bought and Sold
03130117 REINVEST CASH INCOME $ MORGAN ROATING RATE INCOM E FUND SELECT SHARES 518.490 4.889.36 USD
.PHSX 27795 SHRSSHRS PURCH. AT 6943000 RD 03/28 PD 03/3011
Total Securities Bought and Sold -U.S. DOLLARS 0.00 -4.889.36
Dividends and Interest
03/30117 CASH DIVIDEND RECEIVED Jp MORGAN FLOATING RATE INCOME FUND SELECT SHARES 4,889.36 USD
.PHSX 117795 SHRSRD 03/28 PO 034014
03131117 MONEY MARKET FUND DEUTSCHE GOVT CASH 713.11 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 5,802.53
Total Value of Transactions 0.00 713.17 USD
The price and quantity displayed may have been rounded.
Page 5 of 8
PAS (.titan Clewing Ilveugh ti me MC • May "ad
Envy Yea Since 200i subsdlary Oft Sant of New York Mallon
CONFIDMVAL4 DALBARMIED COINALINCAT IONS Coma-Ann CONY Mllon)
DIOILUNCE Perstrat 11C rnembe INR ADWAELGIOSIC047759
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010563
EFTA_00158368
EFTA01290396

Client Service Information
Your Investment Spedatit: DU Contact reformation
JOSHUA SHOSHAN Telephone Number:
280 PARK ME- 3RD FL
NEW YORK NY 13017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default M ethod for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
Page 6 of 8
A Rated ENNIont Cloaks gnash bale MC a toy sad
Ewa Yeas Sect 2007 subsidiary of the OanIt d Now York wagon
CONFID L- DALIARRA103COMMUNICATIONS Corporation CONY Mellon)
EXCILLENCE PersnenlIC rnembe RASONYALGM_00047760
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010584
EFTA_00158369
EFTA01290397

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
M arch 1,2017 - M arch 31, 2017
JEEPERS INC
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 7 of 8
Rated Endow Cleatelveugh 1.1.C. a whoa ./..<0
Eery Yon Saxe 2OO/ subsidiary of the Sank of New York Mellon
CONFIDOI L- DALIAN MILD COMMUMW1O.6 Corporate. (MY Mellen)
OCCOADOCE Penh.* µCnmaite npiRkg*SY4gPM_0004 7761
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10585
EFTA_00 158370
EFTA01290398

TERMS AND CONDITIONS
TRANSACTORS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED COWRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW,PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NTS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(AWI
BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: bNTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO THE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION, THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST IMEMMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES, AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AF-CnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOLIT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANYOf THE ABOVE TERMS MO CCNOITIONSAFtE UNACCEPTABLE TO YOU, FtEASE NOWT PERSN•40 IIBIESOLATELY Bi WRITING BY CERTIFIED PAUL TOONE MEMO RAM JERSEY CITY. NJ 07M. AYR. LEGAL OEM
Page 8 of 3
glee Owing Ilveugh Paging Lice Stony <yawl
L4 Envy Yew &Ace 2001 sublizhay of the BM of New York Mellon
CONFIDOI DALIN' RAT ID COINAUNICATIONS Commit'', MY Meta)
EXC0ADKE PenNot nuke. !URA l;"4 1.id&C,M_0004 7762
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10586
EFTA_00 158371
EFTA01290399

15I
Deutsche Bank Deutsche Bank Securities Inc.
Boston Office
P.O.Box 1776, Baltimore, MD 212O3 1 International Place, 12th floor
Boston, MA 02110
Toil Fret: 8664124505
Direct
February 1, 2017 - Febr r 017
Account Number:
JEEPERS IN C
6100 RED HOOK QUARTER B3
ST THOM AS VI 00802
Portfolio at a Glance
ThIsPerbd Tem4nDele
Your Ghent Advisor. BEGINNI NG ACCOUNT VALUE $3,157,359.91 $3,149,809.19
JailiSaA N Adjusted Previous Account Value 3,157,359.91 3,149,809.19
Dividends. Interest and Other Income 5,51267 11,301.67
Net Change in Portfolio 3,550.67 5,312.39
ENDINGACCOUNT VA
Estimated Annual Enoarne $74,465.14
Asset Summary
Permit Axel Type Pax Year-End Lee Period MsPeriod
IN 47% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,480,374.03 1,480,926.65
53% M utual Funds 1,670,021.47 1,676,985.88 1,685,496.60
100% Account Total (Pie Chart) $3,149,809.19 $3,157,359.91 $3,188,423.25
Please review your allocation periodically with your Client Advisor.
Summary of Gains and Losses
Rested
ThisPerlod Yeento-Date UNetd
Shod-Term Gain! Loss 0.00 t00 1,127 78
Long-Term Gain! Loss 0.00 0.00 44,943 41
Net Gain! Loss 0.00 0.00 43,815.63
This summary excludes transactions where cost basis information is not available.
Page 1 of 7
Rated badkill Owing enough laersMig IBC a tly owned
herr Yew Since 200M subs:n ag el the Bank el New York Mellon
CONFIDPWAL4 DALBARRAIIDCOMAIUMCATIONS Corporabro (MY Mellen)
manoict
Penn.* rnonber allakaniteralt 00047763
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010587
EFTA_OO158372
EFTA01290400

Money Market Fund Detail
Date ANIvky Type Desaiplion Amount Maims
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.48% Activity Ending: 02! 281 17
02101117 Opening Balance 1,480,374.03 1180,314.03
02128/17 Deposit INCOM E REINV EST 552.62 1,480,926.65
02/28/17 Closing Balance $1,480,926.65
Total All Money Market Funds $1,480,926.65
Income and Expense Summary
Oxrent Period YeettoiDde
Triable Non Triable Troth Non Taxable
Dividend Income
Money Market 552.62 0.00 1,138.93 0.00
Other Dividends 4,960.05 0.00 10 162.74 0.00
Total Dividends, Interest, Income and Expenses $5,512.67 $0.00 $11,301.67 $0.00
Portfolio Holdings
Account Milady Opening Oodng Awned lawns 30-Day Glued
Opening Die NNW Number biding Bin Bins Income Meer Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio
Money Market
DEUTXNE GOT CASH INSTL
02101/17 1,480,926.650 WA 02128117 1,480,374.03 1,480,92815 0.00 1,138.93 0.49% 0.48%
Total M oney M erket $1,480,374.03 $1,480,926.65 $0.00 $1,138.93
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,480,374.03 $1,480,926.65 $0.00 $1,138.93
tAirealltei alined Etalteled
Ode Acgoked Gamily UPS Cod 039i Elatis Mint MM. Market Value Oimn o* Annuli Income Yield
MUTUAL FUNDS 53.00% of Portfolio
P MORGAN ROATING RATE INCOM E FUND Securdy Identifier ,RHSX
SELECT SHARES CUSP. 4821313
Open End Fund
Dividend Option: Reinvest Capaal Gains Online: Reinvest
02/13/13 ta 148,957.299 10.0700 1,500,000.00 9.4800 1,412,115.19 17.884 81 61,432.97 4.35%
03101/13 13 533.047 10.0600 5.36246 9.4800 5,053.29 -309 17 219.84 4.35%
Page 2 of 7
A and (Kellett OwingI lveugh holing MC • slialbeivmd
ben Yw Space 2001 subsdlary of the emit of New York Mao
CONFID L- M °C B C A DA R N R C A E T ED COMMunICAII066 C Pe o r r s m tin - a A 1 n 1 n C ( MY Mell e e a n r ) k etipieratalk00647764
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-00105138
EFTA_00158373
EFTA01290401

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 212O3
February 1,2017- February 28,2017
JEEPERS INC
Portfolio Holdings (continued)
Unrealized Ea haled alimaled
DateAcquired Qualify Unit Cod Cot Bads Markel Peke Market Value Gablloss Annual Income Yield
MUTUAL FUNDS (continued)
P MORGAN FLOATING RATE ICON E FUND (continued)
04/01/1313 591.454 10.1100 5.979.61 9.4800 5.606.99 -372.62 243.93 4.35%
05/01/13 a 562.992 10.1300 5,703.11 9.4800 5,337.16 -365.95 232.19 4.35%
06/03/1313 567.343 10.0900 5.724.50 9.4800 5.378.42 446.08 233.98 4.35%
07/01/13 13 500.501 9.9700 4490.00 9.4800 4.744.76 445.24 206.42 4.35%
08/01/1313 527.827 10.0600 5.309.94 9.4800 5.003.80 406.14 217.69 4.35%
09/03/13 t3 531.248 10.0300 5.328.42 9.4800 5.036.23 492.19 219.19 4.35%
Reinvestments to Date 25.023.289 9.6280 240414.19 9.4800 237.220.76 -3.693 43 10.320.09 435%
Total Covered 177,795.000 1,779,312.23 1,685,496.60 .93,815.63 73,326.21
Total 177,795.000 $1,779,312.23 61,685,496.60 493,815.63 $73,326.21
TOTAL MUTUAL FUNDS $1,779,312.23 $1,685,49660 493,815.63 $73,326.21
unrealized Acaued Estimated
Cod Basis Market Value Gaiv Lose inhered Annual Immo
TOTAL PORTFOLIO HOLDINGS $3.260.238.88 $3,166.423.25 493,815.63 $0.00 $74,465.14
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 19136. as amended
("IRC") (incorporating amendments enacted by P L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
"covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1,2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1.2014.
The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
Page 3 of 7
CONFIDOIWAL RAS bailed Owing flag. PersainglAC. Stay wined
Ent, Yew Save 200' subsidiary Oft Sank of New York Mellon
PUMA MUD COMMUNICATIONS Corponitio. (MY Mace)
°CCDANCE Pent:ft11C fillitackInteM—00047765
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10589
EFTA_00 I 58374
EFTA01290402

Portfolio Holdings Disclosures (continued)
Pricing (continued)
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable. however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them Refer to www.pershing.com/ business_continuity html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to S. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 4 of 7
RAS (gelled CIeeW Ilvcog.rersadng IAC a wholly yawl
Eta,' Yea Sect 2001 subsidiary ol the Sank of New York Mellon
CONFIDOI [WEAR RATED COMMunICATI0NS Comma's (MY MOW
••••• EUDANCE Pent C nwnte PM
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10590
EFTA_00 158375
EFTA01290403

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1, 2017 - February 28, 2017
JEEPERS INC
Activity Summary (All amounts shown are in base currency)
Cedils This Period Debits ThisPeriod Net MisPeriod Deals Yeaido-Dale Debits Yeas-to-Date Net Year-to-Dale
Securities
Searilies Bought 0.00 -4,960.05 4,960.05 0.00 .10,162 74 .10,162.74
Total Securities $0.00 44,960 05 44.960 05 $0.00 410,162 74 410,162.74
Dividends and Interest $5,512.67 $0 00 85,512.87 $11,301.67 $0.00 $11,301.67
Totals $5,512.67 44,980.05 $552.62 $11,301.67 410,182.74 $1,138.93
Transactions by Type of Activity
Process
Settlernert
Date Adivly Type Description Quantity Price Accrued lateral Amount Coning
Securities Bought and Sold
02r27n 7 REINVEST CASH INCOME P MORGAN FLOATING RATEINCOMENNO SELECT SliARES 523.185 4,980.05 USD
.PHSX 1772712350 SHRSSIIRS PURCH.AT 59.47000 RD 02/23 PO
02127!9
Total Securities Bought and Sold -U.S. DOLLARS 0.00 4,980.05
Dividends and Interest
02/27117 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOM E FUND SELECT SHARES 4,960.05 USD
,PNSX 1772712350 SHRSRD 0 2/23 PO 02/27117
02/28/17 MONEY MARKET FUND DEUTSCHE GOVT CASH 552.62 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 5,512.67
Total Value of Transactions 0.00 552.62 USD
The price and quantity displayed may have been rounded.
Page 5 of 7
Rata (.wren Owing Omagh Saint MC a Molly sad
buy Yea/ Saxe 200' sulmalloy of the MI d New York Mellon
CONFID AL- DAUMMIND COMMUNICATIONS Corporation CONY Mellon)
Dlauact amnia. c „ ens,. c,„,„smoympikA_00047767
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010591
EFTA_00158376
EFTA01290404

°lent Service Information
Your Clint Advisor: DU Comaa illopustion
JOSHUA SHOSHAN Telephone Number:
280 PARK ME- 3RD FL
NEW YORK NY 10017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account com mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client A dvisor for
more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
Page 6 of 7
Ratenaellint ClewingI va. Penal% MC • Sally weed
I • ell Eery Yew Since 2007 subsidiary Oft Sant of New York M .
CONFID L- DAL/MARAUD COMMUNICATIONS Corm-Ann (MY Mellen)
D(COIDICE Perstret 11C ...onto FINRAtipietaGM_CIOC47768
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010592
EFTA_00158377
EFTA01290405

15I
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1, 2017 - February 28, 2017
EEPERS IN C
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 7 of 7
CONFIDOIWAL RAS (.talent °tag ISCO$11Persadni LLC. a wholly owned
Envy Yew Scott 200' subsidiary ol the MA of New York Mellon
DAMP MILD COMMUNICATIONS Comm.'s (MY MOW
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P.O. Box 1776, Baltimore, MD 212O3
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Account Number:
JEPEFtS IN C
6 730 RED HOOK QUARTER B3
ST THOM ASVI00 8 0 2
Portfolio at a Glance
ThisPerk4 TeR4o-Dale
Your Client Advisor. BEGINNINGACCOUNT VALUE $3,149,809.19 $3,149,809.19
rif.1.10SHAN Adjusted Previous Account Value 3,149,809.19 3,149,809.19
Dividends. Inlerest and Other Income 5,788.00 5,789.00
Net Change in Portfolio 1,761.72 1,761.72
END INGACCOUNT VALUE
Estimaled Annual [flume $75,118.22
Asset Summary
Remit AsS Type Pax Yeae-End Sal Period Ids Peded
IN 47% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,479,787.72 1,480,374.03
r 53% M utual Funds 1,670,021.47 1,670,021.47 1,876,985.88
100% Account Total (Pie Chart) $3,149,809.19 $3,149,809.19 $3,157,359.91
Please review your allocation periodically with your Client Advisor.
Summary of Gains and Losses
Realized
This Period Year4o•Cele Unrealized
Short-Term Gain! Loss 0.00 0.00 1,414 75
Long-Term Gain! Loss 0.00 0.00 .98,781.05
Net Gain! Loss 0.00 0.00 47,366.30
This summary excludes transactions where cost basis information is not available.
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Money Market Fund Detail
Date *Wily Type Desolation Amount BYence
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.50% Activity Ending: 0 V 31117
12/31118 Opening Balance 1,478,781.12 1,479,781.72
01131/17 Deposit INCOM E RBNV EST 588.31 1,480,374.03
01131/17 Closing Balance $1,480,374.03
Total All Money Market Funds $1,480,374.03
Income and Expense Summary
Cuirent Period Yor4o-Date
Tumble Non Tumble Train Non Tate
Dividend Income
Money Market 586.31 0.00 58821 0.00
Other Dividends 5,202.69 0.00 5,202.69 0.00
Total Dividends, Interest, Income and Expenses $5,789.00 $0.00 $5,789.00 $0.00
P rtfolioH !dings
Amount Activity Opening Oozing Aimed Income 30-Day Current
Opening Date Quantity Number &ding Balm Wong loom This Year Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio
Money Market
DEUTSCHE CASH INSTL
GOVT
12/31/16 1,480,314.030 N/A 01131111 1,419,187.72 1,480,314.03 0.00 588.31 0.46% 0.50%
Total M oney M arket 11,479,787.72 $1,480,374.03 $0.00 $588.31
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,419,181.12 $1,480,314.03 $0.00 $586.31
Uwe.* Ed Misled Ural ed
Dale Acqvited Waft UM Cost Cost Bala Market FOX Mead Vake aknos Annual Income Yield
MUTUAL FUNDS 53.00% of Portfolio
,P MORGAN FLOATING RATE INCOME FUND &nobly Identifier ..FtiSX
SELECT SHARES CUSIP 4812t513
Open End Fund
Dividend Option: Reinvest; Capdal Gains Option: Reinvest
02/13/13 ° 148.957.299 10.0700 1,500,000 00 9 4600 1,409,136.05 90,863.95 62,627.60 4.44%
03/01/13 533.047 10.0600 5.36246 9 4600 5,042 63 319.83 224.11 4.44%
Page 2 of 7
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Deutsche Bank
P.O. Box 1776, Baltimore, MD 212O3
January 1,2017 - January 312017
JEEPERS INC
Portfolio Holdings (continued)
Unrealized Estimated &limited
Crete Acquired quintile Una Cod Cot Bois Merkel Price Market Value Gaiaoss Annual Income Yield
MUTUAL FUNDS (continued)
P MORGAN FLOATING RATE 1110014E FUND (continued)
04101!13'3 591.154 10.1100 5.97911 9.4600 5.595.16 -381.45 218.67 4.11%
05101/13 I' 562.992 10.1300 5,703.11 9.4600 5,325.91 -377.20 236.70 4.44%
06103/13 ° 567.313 10.0900 5.721.50 9.4600 5.367.06 -357.41 238.53 4.44%
07/01/13 0 500.501 9.9700 4,990.00 9.4600 1,734.73 -255.27 210.43 4.44%
08/01/13 ° 527.827 10.0600 5,309.94 9.4600 1.99321 316.70 221.92 4.44%
09/03/13 ° 531.218 10.0300 5,328.42 9.4600 5.02461 -302.81 223.36 4.44%
Reinvestments to Date 21.499.524 9.6310 235.954.14 9.4600 231,765.19 -4.188 65 10.300.59 4 44%
Total Covered 177,271.235 1,174,352.18 1,676,985.88 41,366.30 74,531.91
Total 177,271.235 $1,774,352.18 81,676,985.88 497,366.30 874,531.91
TOTAL MUTUAL FUNDS $1,774,352.18 51,676,985 88 497,366 30 874,531.91
Uarealized Accrued Estimated
Cod Buis Market Value pin Loss Inhered Annual loom
TOTAL PORTFOLIO HOLDINGS $3,251.726.21 $3,157,359.91 497,366.30 $0.00 575,118.22
Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of SIM as amended
("IRC") (incorporating amendments enacted by P L 110-343, the Emergency Economic Stabilization Act of 20 08) and are, therefore, considered "noncovered," under the new cost basis
reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are
"covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they
are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 20 11
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1,20 12
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1,2014.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Portfolio Holdings Disclosures
Pricing
This section includesthe net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
Page 3 of 7
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Portfolio Holdings Disclosures (continued)
Pricing (continued)
prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "N! A" and are omitted from the Total.
THEAS OF PRICEDATE ONLY APPEARSW HEN THEPRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at anytime, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.comi business_continuity.html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial Institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to eommissions and other charges incurred in connection with the execution of option transactions hes been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 4 of 7
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Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
January t 2017 - January 31.2017
JEEPERS IN C
Activity Summary (NI amounts shown are in basecurrency)
Credits This Period Debits ThisPerlod Net TISPedod QedilsTeudo•Dele Debits Yeablo•Date Net Year-to-Date
Securities
Searles 8oughi 0.00 4,202.69 4,202.69 0.00 4202.69 .5,202.69
Total Securities 30.00 45,202.69 45,202.69 30.00 45,202.69 45202.69
Dividends and Interest $5,789.00 $0.00 35,789.00 $5,789.00 30.00 $5,789.00
Totals 35,789.00 45,202.69 3586.31 $5,789.00 45,202.69 3586.31
Transactions by Type of Activity
Process
Settlement
Date Actively Type Desaiption Quiddity Nice Accrued Intern Mould Wren,
Securities Bought and Sold
01130/17 REINVESTCASHINCOME ,PM ORGAN FLOATING RATE INCOME FUND SELECT SHARES 549.386 4202.69 USO
SIC 1767218490 SHRS %IRS PORCH. AT 59.47000 RD 0/26 PD
0/30/17
Total Securities Bought and Sold -U.S. DOLLARS 0.00 -5,202 69
Dividends and Interest
01130117 CASH DIVIDEND RECEIVED S M ORGAN FLOATING RATE INCOM E FUND SELECT SNARES 5202 69 USD
..PHSX 1767218490 SHRSRO 0126 PO 0130/9
01/31117 MONEY MARKET RIND DEUTSCHE GENT CASH 586.31 USO
INCOME RE-COVED
233993682
Total Dividends and Interest - U.S. DOLLARS 0.00 5,789.00
Total Value of Transactions 0.00 586.31 USD
The price and quantity displayed may have been rounded.
Page 5 of 7
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Client Service Information
Your Client Advisor: DU Conrad reformslion
JOSHUA SHOSHAN Telephone Number:
280 PARK AVE- 3RD FL
NEW YORK NY 10017
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
BOND AMORTIZATION B_ECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for
more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
Page 6 of 7
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Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1,2017 - January 312017
JEEPERS INC
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 7 of '
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