EFTA01290231.pdf

15I
Deutsche Bank
Draisre Ban, PoomeWealh Mamtenan
Mitarts I OrecIVC,IsP
Cettsche Sank Saloon nc,
P.O.Box 1776, Baltimore, MD 212O3 Mrs bri Olk•
in Anew. 20th Hoer
Mew eett.M. IOVA
Account Num ber:
Statement Period: 12/0112016 - 12/3112016
Portfolio at a Glance
This Period Year-to-Date
JEEPERS INC Beginning Account Value 53,130,335.71 $1,712,138.17
6100 RED HOOK QUARTER B3 et Cash Deposits and Withdrawals 0.00 1,285,318.70
ST THOMAS VI 00802 Adjusted Previous Account Value 3,130,335.71 3,007,117.17
Dividends, Interest and Other Income 8,914 88 81,592.85
Net Chan ,e in Portfolio 10.558 60 60129.17
7nd rg AcccL.ntVa ue $3,149,809.19 3,1 4 9 8 0E. 19
Estimated Annual Income $83,407 18
Your Client Advisor:
JOSHUA *IOWAN
Asset Summary
Prior Year-End Last Period This Period %Mlocation
Cash, Money Funds, and Bank Deposits 205,961.90 1,419,312.57 1,479,787.72 47% n r Please rev e,v1,0.,r alicca:Foe
Mutual Funds 1,538,176.57 1,651,023.14 1,670,021.17 pro° ca 7 ')C/ C ee:Ach so•
Account Total (Pie Chart) $1,742,138.47 $3,130,336.71 $3,110,1011.19 10503%
Page 1 dB
C A0 O 09900 N 0CSF1 F 0024 ID G E o p N ape T rle I ss A L R ? o M n at e e a * d l a I [ I . N .. P H O A a I T t O) C 2 O 0 M 07 M UNICATI0h6 1 Ma . t 0 t . . • •••• LA s 0 hw ..6 a 1 ve F v I a N 1 N 1 Y 1 M :s a tl t e . t P t"r C in SIV WIN*
SDNY_GM_00047594
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0010418
EF1'A_OO1582O3
EFTA01290231

Summary of Gains and Losses
Realized
This Period Year-to-Date Berealited
Short-Term Gain/Loss 000 000 1,845.48
Long-Term Gain/Loss 0 00 000 -100,773.41
Net Gain/Loss 0.00 0.00 .19,126.02
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the tECE1') and other credit institutions introduced 'negatrve interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest wil be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Current Yield: 0.43% Activity Ending: 12130116
12/01116 Opening Balance 1,479,312.57 1,479,312.57
12130116 Deposit INCOME REIN VEST 475.15 1,479,717.72
12130116 Closing Balance 11,479,78732
Total All Money Market Funds $1,479,767.72
Income and Expense Summary
Current Period Year-to-Date
Taxable Noe Taxable Taxable Non Taxable
Dividend Income
Money Market 415.15 0.00 6,477.12 0 00
Other Dividends 1.43913 0.00 73,115.73 0 00
Total Dividends, Interest, Income and Expenses 36,914.86 30.00 $81,892.65 90.00
Page 2 ol 8
Account Number Riled Exc•Ilent
1>liAll it: IL LEPERS INCC ONFIDAE pa N per T les I s A L C tr X I a A C S y B I I A ' f R a R n A S T i C n D t* C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00047595
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DES-SDNY-00 10419
EFTA 00158204
EFTA01290232

Deutsche Bank Dralsre Ban, Ponle Wei11. Ma.ziented
Weals UMW* G.MP
Dettfthe lank Seven .4
P.O. Box 1776, Baltimore, MD 21203 11•• %A Oita.
Hf POI AMMO nth Met
Mew etA Ire 10154
Statement Period: 1210112016 -12/31/2016
Portfolio Holdings
Awns)! Addy ()peeing Chasing Accrued Income 30-Day Carrent
°peeing Date Quantity Nurrber Emile labia Bahia Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 4 7.0 0% of Portfolio
Money Market
DEUTSCHE GOVT CASH IN STL
12101116 1.479.787.720 N/A 12130/16 1.479.312.57 1.479.787.72 000 8.477.12 0 38% 0.43%
Total Money M arket 11,479,312.57 31,479,787.72 $0.00 $8,477.12
Total Cash, M oney Funds, and Bank Deposits $1,470,312.57 31,479,787.72 $0.00 0,477.12
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Cod Basis Market Price Market Valet Gain! loss Annual Income Yield
Mutual Funds 5 3.0 0% of Portfolio
P MORGAN FLOATING RATE IN COME FUN D Security Weedier: PHSX
SELECT SHARES CUSP: 481211510
Open End Fund
Dividend Option: Reinvest, Capital Gains Option: Reinvest
02/13/13 13 148,957.299 10.0700 1,500,000.00 9.4500 1,407,648.47 -92.353.53 63,157.89 4.48%
03101/1313 533.047 10.0600 5,362.46 9.4500 5.037.30 -325 16 226.01 4.48%
04/01113 13 591.454 10.1100 5,979.61 9.4500 5,589.24 390.37 250.78 4.48%
05/01/1313 562.992 10.1300 5,703.11 9.4500 5.320.27 382.84 238.71 4.48%
016/03/1313 937.343 10.0900 5,724.50 9.4500 5.361.39 363.11 240.55 4.48%
07/01/13 13 500.501 9.9700 4,990.00 9.4500 4,729.73 -260.27 21221 4.48%
08/01/13 13 527.827 10.0600 5,309.94 9.4500 4,987.97 321.97 223.80 4.48%
09/03/13 13 531.248 10.0300 5,328.42 9.4500 5,020.30 308.12 225.25 4.48%
Reinvestments to 23.950.138 9.6350 230,751.45 9.4500 226,328.80 -4.422 65 10,154.86 4.48%
Date
Total Covered 176,721.849 1,769,149.49 1,870,021.47 -99,128.02 74,930.06
Total 176,721.849 $1,769,149.49 $1,670,021.47 -$99,128.02 374,930.06
Total Mutual Funds 61,769,149.49 $1,670,021.47 -$99,128.02 374,930.06
Unrealized Darned Estimated
Cod Bade Market Valle Gait/ Lose Interest Annual Income
l Total Portfolio Holdings 63,248,937.21 $3,149,809.19 -$99,128.02 30.00 183,407.18
Footnotes
Page 3 of 8
Account Number Riled excellent
DINO W.)11.1. LEPERS INC GCE Opa «y R "A Tac2°°7 'CATIONS M • a •• r • a • s •• •LC e a da n m is V •• a • n •• a . : , w r a r se NS Si*
SDW_GA4_00047596
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010420
EFTA_00158205
EFTA01290233

Portfolio Holdings
(continued)
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating
amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-6
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquied on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
The U.S. will adopt a shortened settlement timeframe beginning with trade date September 6 2017. for equities, corporate and municipal bonds, and unit investment trusts. Moving from a T+3 to ail-2 settlement
cycle will provide faster access to sale proceeds, but it also means that funds wil be due on purchase transactions earlier. This may be a good time to consider e-delivery of your account documents-including
trade confirmations, account statements and more. Ask your advisor about how you can set up e-delivery.
Activity Sum m a ry oviamounrs shown am in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Yeas-to-Date
Securities
Secunbes Bought 000 .8439.73 -8.439.73 0.00 -73.11573 -73,115.73
Total Securities $0.00 -$8,439.73 -$8,439.73 $0.00 -$13,115.13 -$73,115.73
Dividends and Interest 0,914.81 WOO 8,914.81 $81,592.15 30.00 81,592.15
Cash
Withdrawals 0.00 0.00 0.00 0.00 -4,420,200.85 -1,420,200.85
Deposits 0.00 0.00 0.00 5,685,549.55 0.00 5,685,549.55
Total Cash $0.00 $0.00 $0.00 $5,885,549.55 -$4,420,200.85 $1,285,348.70
Totals $8,914.88 -$8,439.73 $475.16 $5,787,142.40 -$4,493,318.68 $1,273,825.82
Piga 4 of 8
Account Number Road Cranford
1),IAll LEPERS INC paperless L O a ,L y O A V R a R t A a T a ED C 2 O 0 M 07 M UNICATIONS Mar.%
Ian IIIYKY
SDNY_GM_00007597
CO N F D ArNTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010421
EFTA_00 158206
EFTA01290234

15I
Deutsche Bank
Orals° e Ban, Ponle wean Ma.zientni
Mitatt COottIVG,WP
Chische Ilank Senn, vt
P.O.Box 1776, Baltimore, MD 212O3 Mw bet Once
.145 •••re. 20th incer
Mew verk. nr 10114
Statement Period: 1210112016 - 12/31/2011
Transactions by Type of Activity
Process/
Settlement
Dale Activity T Desdidion Deantity Price Starred Interest Amount Curren
Securities Bought and Sold
12129/16 REIS. VEST CASH INCOME P MORGAN FLOATING RATE INCOME FUND SELECT 894 039 .8.439.73 USD
PH SX SHARES 175827.8100 SH RS SHRS PURCh. AT 59.44000 RD
12127 PD 12129/16
Total SOCUrItIOS Bought and Sold • U.S. DOLLARS 0.00 .5,439.73
Dividends and Interest
12/29116 CASH DMDEND RECBVED PM ORGAN FLOATING RATE INCOME FUND SELECT 8,439.73 USD
PH SX SHARES115827 8100 SHRS RD 12121 PD 12129116
12/30116 MONEY MARKET FUND DEUTSCHE GOVT CASH 475.15 USD
INCOME RECBVED
233993682
Total Dividends and Interest- U.S. DOLLARS 0.00 8,914.88
Total Value of Transactions 0.00 476.16 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: Ski Contact Information
.O9.1.,ASPOSHAN Telephone Number:
280 PARK AYE - 3RD FL
NEW YORK NY 10017
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestm ent Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual m arket discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Page 5 of 8
Account Num her Rited[licoMM
. >NAB nOtt LEPERS INCC ONFID G E o p N ape T rle I ss A L 0..,“P"erm."e.R.ASZIC;C20M1,AWMUNICATION6 O aetr W ne N ts " • L a O tri a a . * v I e •• l • t • = •IA tr . o ra m n e in = " Pc
SDW_GA4_00042598
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) "Cr" na DB-SDNY-OO1O422
EFTA_OO1582O7
EFTA01290235

Your Account Information (continued)
Electronic Delivery
You have not selected any account con unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market ohms do not constitute a bid or an offer, and may differ from the actual sale price. Securities for Mich a price is
not available are marked "N/A' and are omitted hom the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guile to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s) Prices for marketable securities are received from various pricir g services thought to be reliable; however, pricing services are
sometimes unable to provide timely information Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing vnll be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset. the current price will purge and N/A will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAl) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable, however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and Dustless conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
..wnv.pershing.convbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wil
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included n confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please prorriptty advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing km.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization othenvise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, Moored a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Page& of 8
Account Number Rated excellaint
it it OARS INC C O N F I D C A io E pa N per T le T ss AL 0 tr A im 1 l 0 y A Y lt e R n A S W UN :, . C 2 O 0 M 07 M UNICATIONS Marian ottriatalioCiiiiiZoiiiIS SAW
SDNY_GM_00047599
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010423
EF1'A_00158208
EFTA01290236

Deutsche Bank Dralsre Ilan, Poo/lewean Ma.ziental
Mitatt CO•erIVG.MP
Ch4fO,4 Saionfl
P.0 Box 1776, Baltimore, MD 21203 Mw verb Once
Joniell AMMO. leth I ter
Mew eett. IVY 10114
Statement Period: 1210112016 - 12/31/2016
Important Inform ation and Disclosures (continued)
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, n certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appficable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: WfM.pershing.corniabouttstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a parry's abibty to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators vAll typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claim encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Raze, Jersey City, New Jersey 07399; (201)413.3330.
Page? o18
Account Number. Go papedess Kited evoollent
tray Vat Unto 2007
LEPERS INCC ONFID^ENTIAr"anOnALOMlta RAT ( COMMUNICATIONS
SDW_Ca4_00047600
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010424
EFTA_00158209
EFTA01290237

TERMS AND CONDITIONS
TRANSACTIONS PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE BLOCK POSITIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ARMOR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FbNANCLAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERCHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT W ILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH CO NOT APPEAR ON YOUR VIEW IT ONLINE AT WVVVV.PERSHING.COM.
STATEMENT. F SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COMDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 007(A)(1)-(2)1
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVKXBLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SEE AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THER ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF DECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TM, INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AFAHrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ME INDEBTED TO PERSHING LLC ('PERSHING, FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. INI THOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ME INDEBTED TO PERSHWG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANYOF THE MOVE TERMS AND CCHENTONSARE UNACCEPTABLE TO YOU, PLEASE NOTFY PERSHING IMIEDIATELY IN WRITING/3Y CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CRY NJ 07399, AMY LEGAL DEPT
Page 8 of 8
Account Nurnber:
At,C9940TCSF200,74 OILAI4 ROIL OARS INCrt DGAO. EpaNreTr-lIeAssC --....-laizt .,:2;:c2g.O7.O„TioNs i ea ir tr a ia k n a e p t u w t, e • r • a •• n •• t • r • O •• v •• e • Z • P ia e ll a IS IO S C O W•
ON F
SDNY_Gli.4_00047601
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0010426
EF1'A_00158210
EFTA01290238

Deutsche Bank Dralsre Ban, Pootle wean ma-utenna
Mats Conti.* C,isri.
Ce0uht 007.1410.00
P.O.Box 1776, Baltimore, MD 212O3 lore yen OR,*
in Pin •••••••• Itoth 1 Ica
Mew verk.
Account Number:
Statement Period: 11/0112016 -11130/2110
Portfolio at a Glance
This Period Year
JEEPERS INC Beginning Account Value 13,128,211.02 91,742,131.47
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 0.00 1,285,318.70
ST THOMAS VI 00802 Adjusted Previous Account Value 3,126,211.02 3,007,481.17
Dividends, Interest and Other Income 5.624.12 72,677.97
Net Chan e in Portfolio •3.499 73 50.170 57
-nd rg AcccLnt Va ue 53 130,335 71 $3,130,335.71
Estimated Annual Income $81,67382
Your Client Advisor:
DANIEL SAM
D
Asset Summary
Poor Year•End Lad Period Ibis Period %AlloatIon
Cash, Money Funds and Bank 0epovs 205,961.90 1,416,946.17 1,419,312.57 41% • Please rev e,vi,o..r alixa' s
Mutual Funds 1.516.176 57 1.649.264 85 1 651.023 14 53% i penooca 7 k'i t- yz,r C e— A
Account Total (Pie Chart) K742.136.47 $3,128,211.02 13,130,335.71 100%
Page I ot 7
R7401 (kcollont
A01003 8SCSF1001, „ tray Yarn 2007
OAISAR ILO COMMUNICATIONS
CON F I D(' EN)ejnAL 7710MINCS
SDNYS4.4_00047602
CONFIDENTIAL - PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0010426
EF1'A_0015821I
EFTA01290239

Summary of Gains and Losses
Realized
This Period Year-to-Date Unrealized
Short-Term Gain!Loss 0 00 000 145391
Long-Term Gain/Loss 0 00 000 -111.140.53
Net Gain/ Loss 0.00 0.00 ,109,688.82
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest we be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting
arrangements, begin to charge negative ederest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Current Yield 0.30% Activity Ending: 11130116
11101/16 Opening Balance 1,478,946.17 1,478,946.17
11130/16 Deposit INCOIAE REINVEST 366 40 1.479 312 57
11130/18 Closing Balance 81,479,312.57
Total All Money Market Funds 61,479,312.57
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market M6.40 0.00 8,001 97 0.00
Other Dividends 5.258 02 0.00 64.676 00 000
Total Dividends, Interest, Income and Expenses $5,824.42 60.00 872,877.97 60.00
Page 2 of 7
Account Number Rated incelYnt
DOAN ROL I ..EF_FERS INCC ONFIDE Cio 1 pa S pe I r T les I s A L " l C r I w AaL Y O A"SM"A S T O E M D . C 2 O 0 M 07 M UNICATIONS
SONY_GM_00047603
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10427
EFTA 00158212
EFTA01290240

Deutsche Bank Draisre Banc Prmaie Wok', Ma.genten
Marets townie C.a.P
DtobC he Mt Sonoran nt.
P.0 Box 1776, Baltimore, MD 21203 Mow *A Paco
HI nifi Ammo, nib Ike!
Mew eett. NY 10114
Statement Period: 11/01/2016 • 11/30/2016
Portfolio Holdings
Account Activity Opening axing Accrued lecome 30-Day Current
Opening Date Quality Number Ending Balms Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 47.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
11/0*/16 1.479.312.570 N/A 11/30/16 1.478.946.17 1.479.31257 0.00 8.001.97 3 3011 C .30'.)
Total Money Market $1,478,046.17 $1,179,312.67 $0.00 $6,001.97
Total Cash, Money Funds, and Bank Deposits 61,478,048.17 $1,479,312.57 $0.00 $8,001.97
Unrealized Estimated Estimated
Dale Acquired Quantity Unit Cost Cc Basis Markel Pike Market Value Gainl Loss Annual Income Yield
Mutual Funds 5 3.0 0% of Portfolio
P MORGAN FLOATING RATE IN COME FUND Security Identifier: PHSX
SELECT SHARES CtiSIP. 461211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
02/13113 13 148,957.299 10.0700 1,500,000.00 9.3900 1,398,709.05 -101,290.95 62,413.11 4.46%
03107113 13 533.047 10.0600 5,362.46 9.3900 5.005.31 -357.15 223.35 4.46%
04101113 13 591.454 10.1100 5,979.61 9.3900 5,553.76 -425.85 247.82 4.46%
05107113 13 562.992 10.1300 5,703.71 9.3900 5.286.49 .416.62 235.89 4.46%
06103113 13 567.343 10.0900 5,724.50 9.3900 5.327.36 -397.74 237.72 4.46%
07/01113 13 500.501 9.9700 4,990.00 9.3900 4.699.70 -290.30 209.71 4.46%
08/01113 1/ 527.827 10.0600 5,309.94 9.3900 4,95619 -353.65 221.16 4.16%
09103/13 13 531.218 10.0300 5,328.42 9.3900 1.988.42 •340.00 222.59 4.46%
Reinvesiments to 23.056.099 9.6120 222,371.72 9.3900 216,196 76 -5,814.96 9,660.50 4.46%
Date
Total Covered 176,627.110 1,780,709.76 1,661,023.11 -109,886.62 73,671.15
Total 176,627.110 61,780,70 9.76 $1,651,023.11 -$109,686.62 $73,671.66
Total M utual Funds $1,760,709.76 61,651,023.14 •$109,886.62 $73,871•65
Unrealized Partied Estimated
Cod Basis Market Value Gaial Loss Interest Annual Income
I Total Portfolio Holdings $3,240,022.33 $3,130,336.71 -$100,686.62 $0.00 $81,673.82
Footnotes
Page) on
Account Number Go paperli255 ray se.t. 2007
LEPERS INC 01.10AR RAM, COMMUNICATIONS
CONFIDAENTIAL
SDNY_GM_00047604
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010428
EFTA_00158213
EFTA01290241

Portfolio Holdings (continued)
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating
amendments enacted by P.L 110.343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Reporting requirements generally wit be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on cc after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
Please note the fallowing information for Pershing's 2016 IRS Form 1099 (8, DV, INT, OlD and MISC X Your form 1099 will be delivered as early as possible, beginning January 31, 2017. By February 15. you will
be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the
securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 15, 2017.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (Aft amounts shown are in base currency)
Credits This Period Debits This Period Net Ibis Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Secunbes Bought 000 .5.258.02 -5.25802 0.00 .64 676 00 .64 676 00
Total Securities $0.00 -$5,258.02 -$5,258.02 $0.00 -$64,676.00 -$64,676.00
Dividends and Interest 15,624.42 $0.00 $5,624.42 $72,677.97 $0.00 $72,677.97
Cash
Withdrawals 0.00 000 0.00 0.00 .4,420.200.85 -4.420.200.85
Deposts 0.00 000 0.00 5,685.549.55 0.00 5.685.549.55
Total Cash $0.00 $0.00 10.00 15,685,549.55 -$4,420,200.85 11,265,348.70
Totals $5,624.42 -$5,258.02 1368.40 15,758,227.52 -14,484,876.85 $1,273,350.67
Page 4 of
Account Kum ber GO paperless OtoteAWLIKWwYoMo .
OBAIVROLL LEPERS INC IOZZA*Ant,g,LunicAnohe
CONFIErENTTAL
SDNY_GM_00047605
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) "al l"n DB-SDNY-0010429
EFTA (()158214
EFTA01290242

F1I
Deutsche Bank Dmisre Banc PrmaieWeSth Maatenmi
Marets Corea. 4.0.2
Dettscht lot Sectanei
P.O.Box 1776, Baltimore, MD 21203 Mow Su* Oita.
HI PIO Anew. leth I ker
Mew 4n WI 10114
Statement Period: 1110112116 - 11130/2116
Transactions by Type of Activity
Process/
Settlement
Dale ARirity T Desaidion Ovantity Price Accrued littered Amount Curies
Securities Bought and Sold
11129/16 REM:VEST CASH INCOME P MORGAN FLOATING RATE INCOME FL ND SELECT 560.557 .5,25812 USD
PH SX SPARES 1752672530 SP RS SHRS PURCF. AT 59.38000 RD
11126 PD 11128/16
Total 900.100$ Bought and Sold • U.S. DOLLARS 0.00 4,266.02
Dividends and Interest
CASH
11129116 DIVIDEND RECBVEO .P MORGAN FLOATING RATE INCOME FUND SELECT 5,258.02 USD
PH SX SHARES1152672530 SPRS RD 11125 PD 11128/16
11130116 MONEY MARKET FUND DEUTSCHE GOVT CASH 366.40 USO
INCOME RECBVED
233993682
Total Dividends and interest • U.S. DOLLARS 0.00 5,624.42
Total Value of Transactions 0.00 368.40 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE, 26Th FLOOR
NEW YORK NY 101510003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stotts in a Dividend Reinvedm ent Ran: FIRST IN FIRST OUT
Default Method 101 all Other Sectuitiet FIRST IN FIRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market diteount method for all other bond types: Constant Yield Method
Include market discount in income annually: ho
Page 5 of I
Account hum Baer Rated Excellent
." MIAS ItOtt LEPERS INC Go paperless I 0 v . o 4 r 0 y A Y l e t a R s A S T le ( 0 w. C 2 O 0 M 07 M UNICATIONS
CONFIDMTIAL
SDNY_GA4_00047606
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010430
EFI'A_OOI 582 I 5
EFTA01290243

Your Account Information (continued)
Electronic Delivery
You have not selected any account con in unmans for electronic delivery. To register and turn off paper tom m unications. log in to your mount of contact your Dien' Advisor for m ore information.
m portant Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, ixtuding short positions, at the dose of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "N/A' and are omitted trom the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual Iquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information Where pricing sources are not readily available, estimated prices may be used. Wien the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset the current price will purge and N/A will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using intonation from providers believed to be reliable, however, no assurance can be made as to the accuracy. Sine interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
mnr.pershing.contousiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wi
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please prorriptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, Mound a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Page 6 of 7
Account Aum her Raged excolla.nt
DMA° ItOll LEPERS INC C ONFID
G
A
o
E
Pa
R
Per
T
les
I
s
A L•
otrntRAniTc2O7.1mumcanows
SDNY_GM_00047607
CONFIDENTIAL - PURSUANT TO FED, R CRIM. P. 6(e) DB-SDNY-0010431
EF1'A_00158216
EFTA01290244

Deutsche Bank Orals° e Banc Prmale Wealth Maarnan
1.0101$0040.01•11
0,002 Sot Strum 04.
P.O.Box 1 7 76, Baltimore, MD 212O3 110. yen 0110
315 Pin /Mel, 20th l by
Mew vtA PIT 10154
Statement Period: 11/0112016 - 1113012016
Important Information and Disclosures (continued)
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the drection of your financial institution. It acts as custodian for funds and securities you may deposit with it (Greedy or through your financial institution or that it
receives as the resuk of securities transactions it processes
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where apphcatie; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or it you would like additional copes of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: wmy.pershing.com/aboutistrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's abibty to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more kinked in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wilt typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing 110 shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330.
Paget of?
Account lumber. Rated 11.*Illent
Go paperless ',very Va. 'ante 2007 oatti.lin we= littr G"oa.n.i n 807f
6(eLE)R S °NAAR RATED COMMUNICATIONS ••••••••04, ••••••••••=a, twee 00C
[%C71 ONO'
SDNY_Glit000476O8
INCCONFIDAERTIAL
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. DEt-SDNY-0010432
EFTA_OO158217
EFTA01290245

F1I
Deutsche Bank Gnaw,. San, Prmaie Wtaith Magatentm
Mieetts I oreiteComP
Cavische Sank Settann
P.O.Box 1776, Baltimore, MD 21203 Mrs bet Once
in Pin /MOM 35th'
As vest /tY IOTA
Account Number:
Statement Period: 10 01)2016 -10/31/2016
Portfolio at a Glance
This Period Year-to-Dale
JEEPERS INC Beginning Account Value $5,115,708.88 $1,712,138.17
6100 RED HOOK QUARTER B3 et Cash Deposits and Withdrawals -2,000,000.00 1 265 348 70
ST THOMAS VI 00802 Adjusted Previous Account Value 3,115,708.86 3,007,187.17
Dividends, Interest and Other Income 7,271.77 67.053 55
Net Chan e in Portfolio 5.23059 53.670 30
:nd rg A ccc t \la ue $3.128,211.02 $3,128.211.02
Estimated Annual Income 381,918 88
Your Client Advisor:
DANIEL SABBA
Asset Summary
Prior Thisbe Lad Period This Period % Alloatioi
Cash, Money Funds, and Bank Deposits 205,961.90 3,478,133.92 1,478,948.17 47% Please rev e,v yc.r alixarren
Mutual Funds 1,536,176.57 1,637,571.71 1,619,261.85 prod ca y Vf V yC,r C,ee: Actv sorr
Account Total (Pie Chart) $1,742,138.47 $6,115,708.66 $3,121,211.02 10503%16 r
Page 1 o18
Riled ILKoollent
A010202 CSF30019 Go paperless WI" 2007 Mrla. et•ZralOttraele. SIONVI•••••
ONSAR RAT( DCOMMUNICATIOhtS
SDNY_GM_00047609
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDENTIAL "(Mina DB-SDNY-0010433
EFTA_00158218
EFTA01290246

Summary of Gains and Losses
Realized
This Period Year-toOate Umallted
Shon-Terrn Gain/Loss 0 00 000 1.88815
Long•Term Gainkoss 0 00 000 -107,875.14
Net Gainlloss 0.00 0.00 ,106,186.61
This summary excludes transactions ere cost basis information is not available.
For Your Information
The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest vnl be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting
arrangements, begin to charge negative eiterest rates on additional foreign currency balances.
Money Market Fund Detail
Oate Adivity Type Description Mount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH IN STL
Current Yield' 0.29% Activity Ending: 10131116
10101116 Opening Balance 3,478,133.92 3,478,133 92
10126116 Withdrawal MONEYFUND REDEMPTION -2.00(1.000.00 1.478.133.92
10131116 Deposit INCOM E REINVEST 812.25 1.478.948.17
10131110 Closing Balance 11,478,946.17
Total All Money Market Funds $1,478,946.17
Income and Expense Summary
Current Period 'fear-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 812 25 0 00 7.63557 0 00
Other Dividends 6.459 52 0 00 59.417 98 0 00
Total Dividends, Interest, income and Expenses 97,271.77 10.00 $57,03.55 $0.00
Page 2 of 8
Account Number Rated Encourent
MOAB ROIL LEPERS INC C ONFID CE AE O O N aPe T rle I S A S L OY..reintrOcTimumcATioNs • ea • t • r • la •• . • . • A •• M La D atale r a oma la p . ro G w e n te" o S , inIV Si*
SONY_GNI_00047610
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) "al na DB-SDNY-0010434
EF1'A_00158219
EFTA01290247

Deutsche Bank Orals° e Ban, PonlevItalh Ma.ziental
Mlf•IIS CO•en4tC0C,P
ChM/it Sank Setwan int
P.O.Box 1776, Baltimore, MD 21203 Mrs bet OR,*
.115 Pot Ass.. Halter
Mew %A ICI14
Statement Period: 10/0112016 - 10131/2016
Portfolio Holdings
Amount Adivily Opening axing Awned Income 30-Day Current
Opening Date Quantity 'iurrber Ending Bahama Bahia Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 47.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
10101116 1.478146 170 N/A 10131116 3.178.133.92 1.478.946.17 0.00 7.635.57 03151 029%
Total Money Market 33,178,133.92 S1,178,9 16.17 $0.00 $7,635.57
Total Cash, Money Funds, and Bank Deposits $3,471133.92 $1,478,946.17 $0.00 $7,636.67
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Cost Bads Market Price Market Value Gala/ Lois Annual Income Yield
Mutual Funds 53.00% of Portfolio
P MORGAN FLOATING RATE IN COME FUND &rarity !doodler: JPHSX
SELECT SHARES CUSP. 481211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
02/13113 13 148,957.299 10.0700 1,500,000.00 9.4100 1,401,681.18 -98.311.82 63,157.89 4.50%
03101113 13 533.047 10.0600 5162.46 9.4100 5.015.98 -34548 226.01 4.50%
04101113 13 591.454 10.1100 5,979.61 9.4100 5,565.58 .414.03 250.78 4.50%
0510111313 562.992 10.1300 5,703.11 9.4100 5.297.75 -405.35 238.71 4.50%
01610311313 567.343 10.0900 5,721.50 9.4100 5,338.70 385.80 240.55 4.50%
07/01113 13 500.501 9.9700 4,990.00 9.4100 4,709.71 -280.29 21221 4.50%
08101/13 13 527.827 10.0600 5,309.94 9.4100 4,966.86 343.08 223.80 4.50%
09/03113 13 531.248 10.0300 5,328.42 9.4100 1,999.04 -329.38 22525 4.50%
Reinvestments to 22.195.542 9.6190 217,053.70 9.4100 211,683 05 -5.370 65 9,538.11 4.50%
Date
Total Covered 176,247.263 1,765,461.74 1,649,26415 -106,186.89 74,313.31
Total 175,287.263 81,756,451.74 31,649,26415 -S106,186.89 674,313.31
Total Mutual Funds 51,755,451.74 $1,649,264.15 -$106,188.89 $74,313.31
Uorealited Accrued Estimated
Cod Basis Market Valee Gale/ Loss Interest Annual Income
Total Portfolio Holdings 33,234,397.91 63,128,211.02 -6108,188.59 $0.00 981,948.88
Footnotes
Page 3 of 8
Account Number rusds....w m
GO paperless t-wy vf."_ ^(. 2007 :tan et Nerralasit. :Lin NNW 0.0.4.
LEPERS INC Oaten RATCo COMMUNICATIONS ••••••••414 ••••••.••••••
)1/711(NCII
SDW_Gl$4 00047611
CONFIlrEN T IAL
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010435
EFTA_00158220
EFTA01290248

Portfolio Holdings (continued)
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating
amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock M a corporation acquired on or after January 1, 2911
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary RI amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Scarifies
&cunties Bcught 000 -6459.52 -6.45952 0 00 59.417 98 -59.417 98
Total Securities 80.00 -86A59.52 -38,159.52 $0.00 -859,417.98 -859,417.98
Dividends and Interest $7,271.77 $0.00 37,271.77 867,053.55 $0.00 $67,053.55
Cash
'Withdrawals 000 -2.118.049.60 -2,11804960 0.00 -4,420.200 85 -4,420,200.85
0 epows 118.019 60 0.00 118,049 60 5.685,549 55 0.00 5.685.549.55
Total Cash $110,049.60 -92,118,019.60 -$2,000,000.00 85,885,549.55 -$1,420,200.85 $1,265,348.70
Totals $125,321.37 -$2,124,509.12 -$1,999,117.75 $5,752,603.10 -$1,479,618.83 $1,272,981.27
Transactions by Type of Activity
Process'
Settlement
Date Adivity Type Description Quantity Price Awued Interest Amon' Currency
Securities Bought and Sold
10/28/16 REINVEST CASF INCOME P MORGAN FLOATING RATE INCOME FUND SELECT 685.724 -6459.52 LSO
Ph SX SHARES 171581.5290 SH RS SKIS PL RCH. AT 1912000 RD
10126 PD 10128116
Total Securities Bought and Sold - U.S. DOLLARS 0.00 -6,159.52
Page of 8
()OAR RNA L A E c P co E u R n S t N IN u C m ber Go paperless R 0 tr A a a l t m E ed t " A Y E R x e c R w e A l S l T e i E n n c D t e C 2 O 0 M 07 M UNICATIONS 0.3223==auvura..."
CONFIDESITIAL IXCIILENCE
SDNY_GM_00047612
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10436
EFTA_00158221
EFTA01290249

15I
Deutsche Bank Dralsre ben Prmale Wealth Maarnmil
Weals CooeriteComP
CesiSthe M Setionel
P.O. Box 1776, Baltimore, MD 21203 Mrs bet Once
315 P1t Air, 1 20th I ter
Mewbnwy 10114
Statement Period:1110112M - 101311211e
Transactions by Type of Activity
(continued)
Process/
Settlement
Date Activity T Pe Detmistion Ouan Price Ac rued Interest Amount Correa
Dividends and Interest
10/28116 CASE DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FEND SELECT 6,159.52 USD
Ph SX SHARES 114581.5290 SI- RS RD 10/26 PO 10/28116
10131118 MONEY MARKET FUND DEUTSCHE GOVT CASF 812.25 USD
INCOME RECBVED
233993682
Total Dividends and interest • U.S. DOLLARS 0.00 7,271.11
Cash Withdrawals and Deposits
10113/16 FEDERAL FUN S RECBVED BANK OF AM ERICA N.A. 43555 118.049.60 USD
USD999991
10111116 FEDERAL FUNDS SENT .PNORGAN CHASE BANK, .118,01060 USD
US099999T
10126118 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST .2,000.000.00 USD
USD999997
Total Cash Withdrawals and Deposits- U.S. DOLLARS 0.00 .2,000,000.00
Total Value of Transactions 0.00 .1,919,18125 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SAB13A
315 PARK AVENUE. 26TH FLOOR
NEWYORK NY 10151-0003
Pap 5 of 8
Account Number Riled (Koollont
ONAK ROLL LEPERS INC Go pape • r less O tv A e S cY S A Y R . . R . A S TE .C D . C 2 O 0 M 07 MUNICATIONS • ea • t • r • i • t • t • a •• La e a tF ir T in C g = ., Pro O w t r a a' w " e s •n
SDNY_GM_00047613
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10437
EFTA_00 158222
EFTA01290250

Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvests enl Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Sections:
Am orize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account com m unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted.
have been obtained from iidependent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
riot available are marked "N/K and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Where pricing sources are not reedit( available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement. Prior statements will not be revised. You should affrays request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price avaiable for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EA') and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using intonation from providers believed to be reliable; however, no assurance can be made as to the accuracy. Shoe interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
www.pershing.comlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You vidl
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included n confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which ale valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Page 6 of 8
OMB ROIA L A E c P co E u R n S t A IN m C ber Ci° PaPerieS5 Riled sTk.(CD.10017•...CATIONS .esrairrit rt.tittes.":-". ... SOY.
Olen IINC1
SDNY_GM_00047614
CONF D AE. NTIA
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010438
EF1'A_00158223
EFTA01290251

Deutsche Bank Dralsre San. Ponle TRY', Me.igenan
Pesee0 Con0000.2
C70sthe Sn Setionel
P.O. Box 1776, Baltimore, MD 21203 Mew bre Oita.
315 Part AMMO, 2•000cer
Deny %AM. 1004
Statement Period: 1010112016 - 10/31/2016
Important Information and Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept horn your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (X) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses intuited by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
arid other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
ciders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every posside circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copes of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC1). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit mm.pershing.comraboutistrength.and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (intruding unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generalty more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
Page of ft
Account Number Rated Excellent
Go paperless [very Yeat SinCe 2007 OM FM•Y MWwMO
IN 0.003107 RAM. COMMUNICATIONS
F I [%Q1I MNCI
SDNY_GM_00047615
CCON DENTAL
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6L(EeP)E RS DB-SDNY-0010439
EFTA_00158224
EFTA01290252

Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the cowl. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07199; (201)413-3330.
Page Iola
Account Num ber Rated excellent
M102022CSF30019 MOAB ROIL LEPERS INC Go paperless O tr A e S e O " A Y R e a R r A 'S T i ( n D t* C 2 O 0 M 07 M UNICATIOld e eat s ri e a r s e* se U r n tm ea e r r re e e a rn le ie s a it . t N e e ll e e . m se .e. c e nMet Sew*
CONFIDMTIAL "a""a
SDNY_C4.4 00047616
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DS-SDNY-0010440
EFTA_00158225
EFTA01290253

15I
Deutsche Bank
Gnaw, e Sam Poo/leVH.1n Mamtenan
Mlf•IIS I eery, t0O.P
Chischt Sank Setwari
P.O.Box 1776, Baltimore, MD 21203 *re bet Once
115PIA IMMO• . Italleer
Mrs, Perk. ?IV ICI
Account Number:
Statement Period:09:01'2016 - 09/30/2016
Portfolio at a Glance
This Period Year-to-Date
JEEPERS INC Beginning Account Value 87007,711.80 51,742,138.47
6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals .2,000,000.00 3,285,348.70
ST THOMAS VI 00802 Adjusted Previous Account Value 5,107,711.80 5,007,487.17
Dividends, Interest and Other Income 8,251.05 59,781 78
Net Chan. e in Portfolio 1.74581 48.439 71
-nd rg AcccL.nt Va ue $5.115.708.66 $5,115.708.66
Estimated Annual Income $81.02046
Your Client Advisor:
DANIEL SAM
Asset Summary
Prior Year-End Lad Period This Period % MOWN
LSO Cash Money Funds and Bank Deposits 205,961.90 5,477,103.60 3,478,133.92 87.99% Ir Please rev ear Cr.. alixarren
Ir SD Fixed Income 1,516,176 57 1.830,808 20 1,837,574.74 3201% r pros Ca ri kV V yc.r C :er Adv serr
Account Total (Pie Chart) 51,712,138.17 $7,107,711.00 $5,115,708.61 100.00%
See the Asset Summary Disciosure aid Footnotes section for important intonation regartin your Asset Summary.
Pagel 019
Go paperiess Riled wcollont
DNA° Rat,. C BO O 09852 N 0CSF3 F 0024 IDENTIAL I L O X b A C w LO I " I A Y W R o e R e t . A la T n E c D e/ C 2 O 0 M 07 M UNICATIONS eattir&W.rwertra710": "0P•0a1:0.141.11110.0.0.0
SDNY_GM_00047617
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010441
EF1'A_0015 8226
EFTA01290254

Asset Summary Disclosure and Footnotes
Feted Income contains Fbced Income Mutual Funds
Summary of Gains and Losses
Realized
This Period Year4oBale Unrealized
Short-Term Gamlloss 0.00 0.00 1,465.69
Long•Term Gain/Loss 0.00 0.00 .112.883.17
Net Gain/Loss 0.00 0.00 ,111,417.46
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest veil be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting
arrangements, begin to charge negative 'Merest rates on additional foreign currency balances.
Money Mark et Fund Detail
Date Adivity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH IN STL
Current Yield: 0.31% Activity Ending: 09/30/18
09101116 Opening Balance 5,477,103.80 5,477,103 60
09109116 Withdrawal MONEY FUND REDEMPTION -2,000,000.00 3,477,103 60
09130/16 Deposit INCOME REINVEST 1,030.32 3,478,133 92
09130/111 Closing Balance $3,471,133.92
Total All Money Market Funds $3,411,133.12
Income and Expense Summary
r rent Period Tear.loBate
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 1,031132 0.00 8,823.32 0.00
Other Dividends 5,220.73 0.00 52958.46 0.00
Total Dividends, Interest, Income and Expenses $6,251.05 10.00 $59,161.71 $0.00
Page 2 of 9
Account number fro paperless Rated excellent
LEPERS INC OralArre;cloc:imuwicariotw
SDNY_GM 00042618
CO N F D AENTIAL
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DS-SDNY-0010442
EF'FA_00158227
EFTA01290255

Deutsche Bank Gnaw* San. Poo/leVH.1h Mamtentni
Mite's ferry* E0C,P
Devische Sank Ntwari 4.
P.O. Box 1776, Baltimore, MD 21203 lIcebri
315 Part /week NM I Ice!
Mew %A M. WIN
Statement Period: 09/0112016 • 09/30/2016
Portfolio Holdings
Account Activity Opening Caadag Accrued Income 30-Day Current
°peeing Date Quantity Number Ending Bahia Balsam Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 68.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH IN STL
09101116 3.178.133.910 N/A 09130118 5.477.103.60 3.178.13312 72.19 6123.32 031% 031%
Total Money Market $5,477,103.130 $3,471,133.92 $72.19 $6,823.32
Total Cash, Money Funds, and Bank Deposits 95,477,103.60 33,478,1 33.92 $72.49 $6,823.32
Unaided Estimated Estimated
Dale Acquired Quantity Unit Cod Cod Balls Market Price Market Valet Gals! Lois Annual Income Yield
Mutual Funds 32.00% of Portfolio
P MORGAN FLOATING RATE IN COME FUND Security Identifier: PHSX
SELECT SHARES CUSP. 48121L510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
02/13/1313 148,957.299 10.0700 1,500,000.00 9.3800 1,397,219.46 -102,780.54 61306.84 4.53%
03101/1313 533.047 10.0600 1382.46 9.3800 4.999.97 -362.49 226.54 4.53%
04/01113 13 591.454 10.1100 5,979.61 9.3800 5,547.84 431.77 251.37 4.53%
05/01/1313 562.992 10.1300 1703.11 9.3800 5.280.87 -422.24 23927 4.53%
06/03113 13 567.343 10.0900 5,724.50 9.3800 5.321.68 402.62 24112 4.51%
07/01/1313 500.501 9.9700 4,990.00 9.3800 4.694.70 .215.30 212.71 4.53%
06/01/1313 527.827 10.0600 5,309.94 9.3800 4,951.01 -35813 224.33 4.53%
09/03/13 13 531.218 10.0300 5,328.42 9.3800 1.983.11 -345.31 225.78 4.53%
Reinvestments to 21.809.818 9.6560 210,594.18 9.3800 204,576.10 -6118.08 9,269.18 4.53%
Date
Total Covered 171,661.529 11748092.22 1,637,574.74 111,117.18 71,197.11
Total 171101.529 $1,748,992.22 $1,637,574.74 -$111,417.48 $74,197.14
Total Mutual Funds 31,748,992.22 $1,837,874.74 -3111,417.48 $74,197.14
Uartalited Accrued Estimated
Cod Bads Market Value Gail Loss 'stereo Annual Income
I Total Portfolio Holdings 35,2 27,12 6.11 55,115,708.66 -3111,417.48 $0.00 381,020.16
Footnotes
Page 3 of 9
Account Number Rited[meloM
LEPERS INC
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MUNICATIONS
=Ian ofweritaslitit .47.m'"e m MOROI
CONFIIDENTIAL
SDNYS4.4_00047819
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010443
EFTA_00158228
EFTA01290256

Portfolio Holdings
(continued)
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating
amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-rehrement,
US taxpayers securities which have been acquired on or after their "applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock M a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
11 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
M essages
Pursuant to the Securities Exchange Act of 1934, Pershing (IC (Pershing), a BNY Mellon company, provides individual investors pith certain financial information on a semi-annual basis.
Pershing's June Statement of Financial Condition is now available. On June 30, 2016, Pershing's net capital of $2.171 billion was 12.59% of aggregate debit balances and exceeded the minimum requirements by
$1.83 Dillon.
Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31, 2016, Pershing's net capital of $2.227 billion was
13.17% of aggregate debit balances and exceeded the minimum requirement by 51.89 bilion.
A copy tithe June 30. 2016. Statement of Financial Connor?* available al pershing.com/stafement of finanaal conctition.html. You may eiso request a free. printed copy by calling (888) 860-8510 or (201)
413-4200, option O.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product heed in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Sum m ary (All amounts shown am in base uneasy)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Seounues Bought 000 -5 220 73 -5.22073 0.00 -52,958.48 -52,956A6
Total Securities $0.00 -$5,220.73 -$5,220.73 $0.00 -$52,958.41 -$52,951.46
Dividends and Interest $6,261.06 $0.00 $5,251.06 $59,781.78 $0.00 $69,111.71
Cash
Withdrawals 0.00 -2,000.00010 -2,000.000.00 0.00 -2 302,151 25 -2,302,151.25
Deposits 0.00 0.00 0.00 5,567,499.95 0.00 5,567,499.95
Total Cash $0.00 -$2,000,000.00 -$2,000,000.00 $5,567,499.95 -$2,302,151.25 $3,205,34820
Totals $8,251.05 -$2,005,220.73 -$1,995,969.68 $5,027,281.73 -$2,355,109.71 $3,272,112.02
Page 4 of 9
Account hum ber Rated excollent
Go paperleSS tvery Yen Unto 2007
LEPERS INC OAl0AR RAT( OCOMMUNICATIONS
CONFIDAMMAL
SONY_GM_00047620
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010444
EFTA_00158229
EFTA01290257

15I
Deutsche Bank Draisre Rana PcmaieWeeRhMagatenmi
I /Wets CallItt
DevIsche IAA Stu* en .4.
P.O. Box 1776, Baltimore, MD 21203 Mow %A Olio.
345 Nth Met'
Mew etA Ire IOW
Statement Period: 0 91011201 6 - 0913012016
Transactions by Type of Activity
Process/
Settlement
Date Amivity Type Dowd • Quant Prim Paruod 'stored Amount Curies
Securities Bought and Sold
09129116 REINVEST CAS- INCOME P MORGAN FLOATING RATE INCOME FL AD SELECT 557.175 •5.22073 USO
StISX SHARES 171024.3510 SH RS SHRS PURCI- AT $937000 RD
09127 PD 09129116
Total Securities Bought and Sold • U.S. DOLLARS 0.00 .6,220.73
Dividends and Interest
09129116 CASH DIVIDEND RECBVED .P MORGAN FLOATING RATE INCOME FUND SELECT 5.220.73 USD
PH SX SHARES114024.3540 SH RS RD 09127 PD 09129/16
09130116 MONEY MARKET FUND DEUTSCHE GOVT CASH 1.030.32 USD
INCOME RECBVED
233993682
Total Dividends and Interest- U.S. DOLLARS 0.00 8,251.05
Cash Withdrawals and Deposits
09109116 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -2.000.000.00 USD
USD999997
Total Cash Withdrawals and Deposits- U.S. DOLLARS 0.00 -2,000,000.00
Total Value of Transactions 0.00 .1,998,9130.68 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SAHA
345 PARK AVENUE. 26TH FLOOR
NEW YORK NY 101514003
NIS of 9
1>tlAil /I: a A JE c E c P o E u R n S t N IN u C m ber Go paperless R Loy a ne te l.i" d n Yee R n A U TE M D * C 2 O 0 M 07 M UNICATIONS M • a • t • •• ' , I 4 n m a w /s a r ds v n a o t m Pro C w 'o .p."s,- Non Ram
IIICTIIINO1
SDNY_GM_00042621
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010445
EFTA_00 158230
EFTA01290258

Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OI,T
Default Method for Stocks in a Dividend Reinvestm enl Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FAST IN FIRST OUT
Bond Amortization Elections:
Am orate premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account carom unicafions for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
riot available are marked "N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual bquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Where pricing sources are not ready available, estimated prices may be used. When the updated price is received from the price provider, the updated Nice will
be used in the release of the current month's statement. Prior statements MI not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities. including thinly-traded securdies, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing wdl be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset the current price wit purge and WA will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing once, as wel as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, arid prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wym.pershing.comibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wi
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment fa order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included el confirmations previously furnished to you. A summary of this
information is available to you promptly upon your mitten request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Page 6 of 9
DBAR ROLL Account Number Go paperless R L 0 e . a 0 v t 4 e e 0 y d A Y IL R e K a R o r A e S l T le i C n n c D t e C 2 O 0 M 07 M UNICATIONS MM ......"Triaa on rc o . « .7". .....l la R w W M iy o w
Olen IMO'
SDNY_GM_00047622
67RStONFIDAENTIAL
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. DB-SDNY-0010446
EFTA_0015823 I
EFTA01290259

Deutsche Bank Gnaw, e Ban, Po.or Wealh Mamtenan
Mlf•IIS Conte(' G.AP
Ct.,uht Sank Seitanti
P.O. Box 1776, Baltimore, MD 212O3 *vs bet Once
315 Part Aire. 20th I ter
w en 11Y 10114
Statement Period: 09/0117016 • 0913012016
Important Information and Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your firancial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and MI any other instructions ccnceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses intuited by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)113-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (S1PC1). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit wmv.pershing.comfaboutlstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filet.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generalty mere limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all patties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
Page 7 of 9
L A E c P co E u R n S t N N u C m C ber ONFID W A r pNapeerTlesTs AL R ' O ,v a A e t L e r• 0 y d A V e R v a R o g i A l m lo U o n L w t , * C 2 O 0 M 07 M UNICATIONS I ea I t • r d n • a •• s • e • L eei O t►e a rla4 .* 7 :::::. •H • i ONI•C ...•••••
SDW_GIA 00047623
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010447
EFTA_00158232
EFTA01290260

Important Information and Disclosures
(continued)
Important Arbitration Disclosures (continued)
• The rules of some arbitration forums may impose time limits for bnnging a darn in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action unfit (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (291)013-3330.
Page I of 9
ONAII L A E c P co E u R n S t h IN u C m C tier ONFID G A o E pa R per T les I s A L l O tirs M ata O yd A Ve R x. c R .o. A l M l T e e n (D w t * C 2 O 0 M 07 M UNICATIOhtS e O tr n iw .. in •• le •• k • t • r • a •• = •• r • 0 • i t P e r S ow . er " a`
SDNY_GM_00047624
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010448
EFTA_00158233
EFTA01290261

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • TN* STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRVE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION MIS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 6O7(A)(1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS ANO FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF TO CERTNN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL.
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMANON STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AccrIrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE NDEBTED TO PERSHING LLC (-PERSHING') FOR ANY AMOUNT. ALL SECURITES
HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. VVITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F /MOP THE ABOVE TERNS AND CCHOITIONSAFtE UNACCEPTABLE TO YOU, PLEASE NOTFY PERSH•03 ILINEDIATELY N WRIDN0 SY CERTIFIED AWL TO ONE PERSHING PLAZA JERSEY CITY. NJ MEE ANTE LEGAL DEPT
Page 9 of 9
E0(.9”2"<5Fiiic...4 Account hum bet Go paperless I R v i o le ry d Y ex e c a e r l 1 /a .n n a t t 2007
LEPERS INCC ONFIDEsmAL E O X N C .S II A IE R N R C A T W ) COMMUNICATIOhe
SDNY_GM_00047625
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10449
EFTA_00 158234
EFTA01290262

Deutsche Asset
& Wealth Management
Orals° e Ban, POetle wean Mamtental
Mitatt COott/VG,C,P
Chnthe Sank Senn, nt,
Mw bet Once
PO &a 1778, Balumore, MD21203 115 PIA bi••••••• lance,
Mew In nr 101..4
Account Number:
Statement Period: 08/0112016 -0813112016
Portfolio at a Glance
This Period Year-to-Date
JEEPERS INC Beginning Account Value $7,093,467.81 $1,742,138.17
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 0.00 5,285,318.70
ST THOMAS VI 00802 Adjusted Previous Account Value 7,093,167.81 7,007,407.17
Dividends, Interest and Other Income 1,301.91 53.530 73
Net Chan e in Portfolio 8.94208 46.693 90
:nd rg Acccvit \la ue $7.107,711.80 $7,107.711.80
Estimated Annual Income $80,101 39
Your Client Advisor:
DANIEL SABBA
Asset Summary
Prior Year•End Last Period This Period % Allocation
LSO Cash. Money Funds and Bank Deposits 205,961.90 5,475,697.10 5.477.103 60 77.06'., Please rev e,v.,c..r alixaxn
SD Fixed Income 1,536.176 57 1.617,770 71 1.630.608 20 22 94% prop ca w V )c,r C er: Actv so'
Account Total (Pie Chart) 81,712,136.47 $7,093,167.$1 67,107,711.00 100.00%
See the Asset Summary Disclosure an Footnotes section for important intonation repannp your Asset Summary.
Page lot?
R""ile"dI O„N
A0101570CSF30017 Go paperless Year ',a." 2007 Marian et laZtaXeripegli l e•n IlloNVOSPO
CONFIDENTIAL: 0Allint PAU 0COMMUNICATIONS
SDNV_GM_00047626
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0010450
EFTA_00158235
EFTA01290263

Asset Summary Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Fords.
Summary of Gains and Losses
Realized
This Period 'ream°Dale Unrealized
Short.Thlin GainfLoss 000 000 1,330 81
Lon •Term Gain/Loss 000 000 .114.494 10
Net Gain:Loss 0.00 0.00 -113,163.29
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Sank (the 'ECM') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest will be reported on your Forms 1099 andfor 1042 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting
arrangements. begin to charge negative retest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Current Yield: 0.31% Activity Ending: 08131116
07130116 Opening Balance 5,475,69/.10 5,475,697.10
08131/16 Deposit INCOME REINVEST 1,408.50 5.477.103.60
08131116 Closing Balance 86,477,103.60
Total All Money Market Funds $6,477,103.60
Income and Expense Summary
Carrot Period Yeapto.DMe
Taxable No Taxable Taxable No Taxable
Dividend Income
Money Market 1,406.50 0.00 5,793.00 0.00
Other Dividends 5.895.41 0.00 47,131.13 0.00
Total Dividends, Interest, Income and Expenses 67,301.91 10.00 663,630.13 80.00
Page? of?
sr: 0IS70CSF3C ; Ininit ROL i L A E c P co E u R n S t N IN u C m C ber ONFID G A O E pa N per T les I s A L r R IC i Z l a e B d Al Y e sSe x e7 c R e n l A lo T n O t ;C2O°:47MUNICATIONS
SDNY_GM_00047627
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-001 0451
EFTA_00 158236
EFTA01290264

Deutsche Asset
& Wealth Management wean Magagenmil
Orals° e Banc .,male
Pipet. tonne
6t,:sp
Cettfthe Sank "K.
PO. Box 1776, Balernoro, PAD 21203 Mrs bet Once
315 Pot •••ner. 20th incer
Mew etA nr 10114
Statement Period: 08/01/2016 • 0 8131/2 01 6
Portfolio Holdings
Amount Activity Opening Closiag Awned Interne 30-Day Current
°peeing Date Quantity Nurrber Ending Bala's. Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 7 7.0 0% of Portfolio
Money Market
DEUTSCHE GOVT CASH IN STI.
07130116 5.477 103 600 NM 08131116 5.475.697.10 5.477.103.60 000 5.79310 030% 031%
Total Money M arket $5,475,691.10 $5,477,103.60 $0.00 $5,793.00
Total Cash, M oney Funds, and Bank Deposits $6,475,697.10 $5,477,103.60 10.00 25,793.00
Uarealized Estimated Estimated
Date Acquired Quantity Unit Cosl Cost Balls Markel Price Market Value Gall/ Loss Annual Income Yield
Mutual Funds 2 3.0 0% of Portfolio
P MORGAN FLOATING RATE IN COME FUND Security Identifier: PHSX
SELECT SPARES CIJSIP: 461211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
02/13113 13 148,957.299 10.0700 1,500,000.00 9.3700 1,395,729.90 ,104,270.10 63,604.76 4.55%
03101113 13 533.047 10.0600 5,362.46 9.3700 4.994.65 -367.81 227.61 4.55%
04101113 13 591.454 10.1100 5,979.61 9.3700 5,541.93 .437.68 252.55 4.55%
05101/1313 562.992 10.1300 5,703.11 9.3700 5,275.23 .427.88 240.40 4.55%
06103/1313 567.343 10.0900 5,724.50 9.3700 5.316.01 .408.49 242.26 4.55%
07/01113 13 500.501 9.9700 4,990.00 9.3700 4,689.69 .300.31 213.71 4.55%
08/01/13 13 527.827 10.0600 5,309.94 9.3700 4,945.73 -364.21 225.38 4.55%
09/03/13 13 531.248 10.0300 5,328.42 9.3700 4,977.79 .350.63 226.84 4.55%
Reinvestm ents to 21.252.643 9.6630 205,373.45 9.3700 199,137.27 -6,236.18 9,074.88 4.55%
Date
Total Covered 174,024.364 1,743,771.49 1,630,608.20 -113,163.29 74,308.39
Total 174,024.364 $1,743,771.49 $1,830,608.20 -$113,163.29 $74,308.39
Total Mutual Funds 11,743,771.49 11,630,608.20 -1113,93.29 174,308.39
Uanalized Accrued Estimated
Cod Basis Market Valle Gain/ Loss Interest Annual Income
I Total Portfolio Holdings 37,770,375.09 37,107,711.10 -1113,163.29 $0.00 $80,101.39
Footnotes
Page 3 of?
Account Kum bur now (wawa
paperless eatttrrin Or r. aralettl‘l"a"0••••Zeon NNW IMAM.
LEPERS INC OZZATLTCD 10TimUNICATIONS •••••••••tu4 •••••••1••••10, Mae 001,
CONFIDAE.aN. TTAL
SDNY_GM_00047628
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) "Cri "7 DB-SONY-001O462
EF1'A_00158237
EFTA01290265

Portfolio Holdings (continued)
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ORM (incorporating
amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered* under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Reporting requirements generally wil be phased in over a three-year period, as follows.
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (kl amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Sec.rties 5,ought 0.00 .5.89541 -5.89541 000 -47,737.73 -47,737.13
Total Securities $0.00 -$5,895.41 -$5,895.41 $0.00 .$47,737.73 .$47,137.13
Dividends and Interest $7,301.91 $0.00 $7,301.91 03,530.73 0.00 $63,530.73
Cash
'Nithdrak‘als 0.00 000 0.00 0.00 -302,15125 -302,15125
Deposits 0.00 0.00 0.00 5,567,499 95 0.00 5,567,499.95
Total Cash $0.00 $0.00 $0.00 $5,567,499.95 -$302,161.25 $6.255,348.70
Totals $7,301.91 -$5,895.41 $1,406.50 $5,621,030.68 .$349,086.08 $5,271,141.70
Transactions by Type of Activity
Process'
Settlement
Date Activity Type Description Cheerily Price Acamed Mired Amorist Currency
Securities Bought and Sold
08130/15 REINVEST CASh INCOME PM ORGAN FLOATIAG RATE INCOME FUND SELECT 629.651 -5 895 41 LSO
0.SX SHARES 173394.5030 SHRSSHRS MACH. AT $9.36000 RD
08128 PD 08130116
Total Securities Bought and Sold - U.S. DOLLARS 0.00 -5,895.41
Page 4 of 7
Account burn ber Itsted[remolle,
IMAIL ROL LEPERS INC Go paperless C v IA •r IS y A W A M R / A W TE IC D . C 2 O 0 M 07 M UNICATIONS Onhotilt. ••••••••••••••• Writ. SOO
Olen liNef
SDNY_GM 00047629
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010453
EFTA_00158238
EFTA01290266

Deutsche Asset
& Wealth Management
Orals° c ern Pinwale wean Manenmil
Peseed$ COrefideEtwa
DedSde Ea* Settonel t.
Mee *A Once
P.O. Box 1776, E1•16nwiro, MD 21203 He Pin /Mel, 20th Ike!
Mew vtA PIT 101S4
Statement Period: 0 810112016 - 0 8/31/ 201 6
Transactions by Type of Activity (continued)
Process/
Settlement
Date Activity Type Desaiptioa Quantity Price Accrued Interest Amount Currency
Dividends and Interest
08/30116 CAST DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT 5,895.41 USO
PFSX SFARES 173394.5030 Sh RS RO 08/26 PD 08130116
08131116 MONEY MARKET FUND DEUTSCFE GOVT CAST 1,406.50 USO
INCOME RECEIVE?
233993682
Total Dividends and Interest • U.S. DOLLARS 0.00 7,301.91
Total Value of Transactions 0.00 1,406.50 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: OAK
DANIEL SABBA
345 PARK AVENUE, 26TH FLOOR
KBV YORK NY 1015443003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT
Default Method for all Other Securitiet FIRST IK FIRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Page 5 of T
Account Number Go paperless Rated Excellent
1).Atl ROLL LEPERS INCC ONFIDAENTIAL "O" rcic•m•=0O"3 020°Z7out00.110h6
SDNY_GM_00047630
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10454
EPTA_00 158239
EFTA01290267

Important Information and Disclosures
Pricing
This section includes the ret market value of the securities in your account on a settlement date basis. including short positions, at the dose of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "NW and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guile to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely efformation. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement Prior statements vdl not be revised. You should akvays request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securties, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price **di purge and N/A wit be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as wet as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment. trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wenv.pershingeorn/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included n confirmations previously furnished to you. A summary of this
information is available to you promptly upon your mitten request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, rowed a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Page 6 of
L A E c P co E u R n S t K IN u C m ber Go paperless R °Nv a . t .e e ,* d m E / x c R e A l S l T e oE n .DC t . C 2 O 0 M 07 MUNICATIONS e eat s ri , w ts• e • l • s • e •• R ••• N e l a ia s s . wo 0 w •T avd".e. e naNNI•lawat
CONFIDAENTIAL "a""
SDNY_GM_00047631
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010455
EFTA_00158240
EFTA01290268

Deutsche Asset
& Wealth Management
Dralsre In Ponievftan roanenna
Ma, ts COottMet00.1.
ChM/it Ilar* S((% Mt.
Mrs bet Once
PO. Boa 1776, Balbmoro, MD 21203 315 Pot Awns., tan, ter
Mew etA r 10114
Statement Period: 08/0112016 - 08/31/2016
Important Information and Disclosures (continued)
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other properly and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses Stewed by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, n certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more deta4ed information please visit: weir. pershing.com/abouUstrengthond-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wilt typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413.3330.
Page? at?
r Dann )i i L A E c P co E u R n S t n IN u C m ber. Go paperless d Th. K i i t ted [ e . r . l . r l A e r n r t ; C 2“" Minnows • ea • t • tw ••• l• • • • • • • I • n •• • • • • • • • • • • • • = taS Mr eO s '" . r . s e Z' i " r e C S inNS SOW*
SDNY_GM_00047632
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010456
EFTA_00158241
EFTA01290269

Deutsche Asset
& Wealth Management
Gnaw e Ban, Poetic W. V. Vagagentm
Weetts I ortriteComP
Cesische Sank Saloon w.
Mrs bet OR,*
PO. Boa 1776. Baltimore. MD 21203 .115 Pin AOINIOP. Halter
Mrs WA PIT IOVA
Account Number:
Statement Period:07'01/2016 - 07/3112016
Portfolio at a Glance
This Period Year-to-Date
JEEPERS INC Beginning Account Value $7,116,382.48 $1,742,138.47
6100 RED HOOK QUARTER B3 et Cash Deposits and Withdrawals -50,000.00 5.265 348.70
Adjusted Previous Account Value 7,00,382.45 7,007,487.17
ST THOMAS VI 00802
Dividends, Interest and Other Income 7,814.41 46.228.82
Net Chan e in Portfolio 17,270.95 39 751 82
_ndrg AcccLnt 1.1a ue $7,093,467.81 $7,093,467.81
Baum ated Annual Income $78 599 34
Your Client Advisor:
DANIEL SARA
Asset Summary
Prior Year-End Last Period This Period %Alloation
LW Cash. Money Funds and Bank Deems 205,961.90 5,524,272.94 5,475,697.10 77.19% ar - Please revea, Cr.. alixa'
2
LSD Fixed Income 1,516.176 57 1.594,109 51 I 817,770 71 22 81% r - penooca 7 ',ft- yz,r C e—
Account Total (Pie Chart) $1,742,13147 17,118,382.45 $7,093,467.81 100.00%
See the Asset Summary Disclosure and Footnotes secton tar important information regarthma your Asset Summary.
Pagel o(8
Rotod excenont
OµAhnoLi A00990 09CSF1001, Go paperless 4k :ir O tv A a S y S AR RA S T W C ." D C 2 O 0 M 07 MUNICATIONS m ••• w •• •••inaw."••••• s'a roc
CONF I DAENTIAL
SDNY_GM_00047633
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) "en iNa DB-SDNY-0010457
EFTAS0015 8242
EFTA01290270

Asset Summary Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Fuels
Summary of Gains and Losses
Realized
This Period Year•lo•Dale Unrealized
Short•Term Gain/Loss 0.00 0.00 895.26
Long•Term Gam/Loss 0.00 0.00 .121.000.63
Met GaInlloss 0.00 0.00 ,120,105.37
This summary excludes transactions vitere cost basis information is not available.
For Your Information
The European Central Bank (the sECE3') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest will be reported on your Forms 1C99 and/or 1042 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting
arrangements. begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Desaiption Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH III SW.
Current Yield: 0.30% Activity Ending: 07/29/16
07101116 Opening Balance 5,524,27294 5.524,272 94
01/08116 Withdrawal MONEY PAD REDEMPTION 40900.00 5,474,212 94
07/29/16 Deposit INCOME REINVEST 14 24.16 5 475 697 10
07129/16 Closing Balance 15,475,697.10
Total All Money Market Funds $5,475,697.10
Income and Expense Summary
Portent Period Year•to-Date
Taxable Noe Taxable Taxable Non Taxable
Dividend Income
Money Market 1,424.16 0.00 4,386.50 0.00
Other Dividends 6,39925 0.00 41,842.32 0.00
Total Dividends, Interest, Income and Expenses 17,814.41 10.00 14922892 $0.00
Page 2 of 8
Account Kum her tray
1>BAll ROL I IEPERS coNF D G ru o n paperless A L I 0 t M r .0 a . C 1 y 0 / A I Y I R N e a R O r A S 1 T i n C c 0 e C 2 O 0 M 07 M UNICATIONS • ea • t • r •• Z •• l • e •• m •aC e , t . w •• e • e •t t r r o a n is LiaW w a o O. w .'l "e a a. s .t , e ' lnSet See*
SDNY_GeLOOO4176.14
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010458
EFTA_00158243
EFTA01290271

Deutsche Asset
& Wealth Management
Dralsre Sam Pon* wean M.M(e.'..I
Ma, ts COott•pec00.1.
DnU4M Sank Satanel
Mrs bri Mo.
PO. Boa 1776. Balbmoro. MD 21203 315 Pot Anew. leth I ter
M« !n IVY 10114
Statement Period: 07/0112016 • 07/31/2016
Portfolio Holdings
Account Activity °peeing Qosiag Accrued Income 30-Day dissent
Opening Date Quantity %urrber Endieg idiom Baltic' Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 7 7.0 0% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
07/0*/16 5.475.697.100 N/A 07/29/18 5.524.272.94 5.475.897.10 0 00 s 3E6 50 030% 030%
Total Money Market $5,524,272.94 $5,475,697.10 $0.00 $4,386.50
Total Cash, Money Funds, and Bank Deposits $6,524,272.94 $5,476,697.10 $0.00 $4,366.50
Unrealized Estimated Estimated
Dale Acquired Quantity Unit Cost Cod Basis Market Price Market Value Gainl loss Annual Income Yield
Mutual Funds 2 3.0 0% of Portfolio
JP MORGAN FLOATING RATE INCOME FUND Security !dandier: PHSX
SELECT SHARES CUSP. 48t211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
02/13113 18 148,957.299 10.0700 1,500,000.00 9.3300 1,389,771.60 ,110,228.40 63,753.72 4.58%
03101113 13 533.047 10.0600 5,362.46 9.3300 4.973.33 -389.13 228.14 4.58%
04/01113 13 591.454 10.1100 5,979.61 9.3300 5,518.26 481.35 253.14 4.58%
05101/1313 562.992 10.1300 5,703.11 9.3300 5.252.71 450.40 24196 4.58%
08103/1313 567.343 10.0900 5,724.50 9.3300 5.293.31 431.19 242.82 4.58%
07/01/13 13 500.501 9.9700 4,990.00 9.3300 4,669.68 -320.32 21421 4.58%
08101/13 13 527.827 10.0600 5109.94 9.3300 4.924.62 -385.32 225.91 4.58%
09/03/13 13 531.248 10.0300 5,328.42 9.3300 4.956.54 41118 221.37 4.58%
Reinvestm ents to 20.622.792 9.6730 199478.04 9.3300 192.410 66 -7,067.38 8,826.57 4.58%
Date
Total Covered 173,394.503 1,737,175.08 1,617,770.71 -120,105.37 74,212.84
Total 173,394.603 $1,737,875.08 $1,517,770.71 -$120,105.37 $74,212.54
Total Mutual Funds $1,737,875.08 $1,517,770.71 .$120,105.37 $74,212.54
Unrealized Accrued blimaled
Cod Basis Market Value (kid Loos Interest Annual Income
l Total Portfolio Holdings $7,213,573.15 $7,093,467.81 •$120,105.37 $0.00 $71,599.34
Footnotes
Page 3 of 8
Account Number Rated excollent
LEPERS INC
GO paperless
"
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a
ATIMYrIlArT(C7C2OTIMUNICATIONS aete ftite et •47:::at Polp"ti• on IIMAISI
SDW_Ca4_OOO47635
CON F DAENTIAL ""<'
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0010459
EFTA_00158244
EFTA01290272

Portfolio Holdings (continued)
Securities acquire° before 2011 or in retirement accounts are generally net subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating
amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their "applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-6
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquied on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this information.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
If Article 15 of the EU Securities Financing Transactions Regulation ("STIR') is applicable to you, please refer to https:Thinvw.pershing.contglobal-assets/pdf/disclosures/per-eu-arlide-15-info-stripdf for
access to an information statement disclosing the risks and consequences of delivering non-cash collateral under a relevant collateral arrangement with Pershing LLC (including a margin account). This statement
does not amend or supersede the express terms of any transaction, collateral arrangement or otherwise affect your or our liabilities or obligations. Please contact your financial professional if you have any
questions.
Activity Summary (AN amounts shown are m base currency)
Credits This Period Debits this Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Secunbes Bought 0 00 -6.390.25 -6.390 25 0.00 .41,842 32 41.842 32
Total Securities $0.00 -$6,390.25 -16,390.25 $0.00 -$41,142.32 -$41,842.32
Dividends and Interest $7,814.41 $0.00 $7,814.41 $46,220.02 0.00 146,228.82
Cash
Withdrawals 0.00 .50,000.00 -50.000.00 0.00 -302.15125 -302,151.25
Deposits 0 00 000 0.00 5.567.499 95 0.00 5,587,499.95
Total Cash $0.00 -$50,000.00 -$50,000.00 $5,567,499.95 -$302,151.25 $5,205,348.70
Totals $7,814.41 -$56,390.25 -$40,575.84 $5,613,728.77 -$343,093.57 $5,209,735.20
Page 4 of 8
LAM. ROll L A E c P co E u R n S t N IN u C m ber Go paperless R O tr a A a t L e y 0 d A v e R a x c R n o A l S le i M n n c t ) e C 2 O 0 M 07 M UNICATIONS . r 9 . " ., : . - . , 1 . .. L . A .. . m .. u .,. s .7 s. " M 4, a 7 l 1a t, aC M sre at Z - e c on UMW MAW
CONFIDENTIAL
SDNV_GM_00047636
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-OO1O46O
EF1'A_00158245
EFTA01290273

Deutsche Asset
& Wealth Management
Gnaw e San. PootieWealh Ma.zienan
Myatt C044.14tC0C,P
Cetnthe Sank Setwarint,
*re bet Once
P.O.Boa 1776. Baltimore. MD 21203 .115 Pot Owner, 20th I ter
Mrs Perk. 10. 10114
Statement Period: 0710112116 - 0713112116
Transactions by Type of Activity
Process'
Senleme-:
Date Adivay type Devi ion Ouse Pik* Accrued littered Amount Curies
Securities Bought and Sold
07128116 REINVEST CASH INCOME P MORGAN FLOATING RATE INCOM E RAO SELECT 684.914 4,390.25 USD
PH SX SHARES 172709.5890 SH RS SHRSFIJRCH. AT 59.33000 RD
01126 PD 07128116
Total SOW Bought and Sold • U.S. DOLLARS 0.00 4,390.25
rlilli
Dividends and Interest
07/28116 CASH DIVIDEND RECBYED ,P M OFtGAN FLOATING RATE INCOME FUND SELECT 6,390.25 USD
PH SX SHARES 172709.5890 SH RS RD 07126 PD 07128116
07/29/16 MONEY MARKET FUND DEUTSCHEGOUT CASH 1,424.16 USD
INCOME RECEIVED
233993682
Total Dividends and Interest- U.S. DOLLARS 0.00 7,814.41
Cash Withdrawals and Deposits
07/08116 FEDERAL FUNDS SENT FIRSTBANK PUERTO RC -50.000.00 USO
USD999997
Total Cash Withdrawals and Deposits- U.S. DOLLARS 0.00 -50,000.00
Total Value of Transactions 0.00 48,575.84 LISO
The price and quantity displayed may have been rounded.
Client Service Inform ation
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVEAbE. 26TH FLOOR
NEW YORK NY 101544003
Page 5 old
Account Number Go paperiess Raged ( ....lent aor...2.........."7=04-.1..a•.. ...stems.,
tray ••••• 1.c. 2007
LEPERS INCc O N F I D raurci A L MAMMA ItAnD COMMUNICATIOld •••••••••LA •••••••••••• in.. .00
f %CFI IIINK
SDW_GM_00047637
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DEt-SDNY-0010461
EFTA_00158246
EFTA01290274

Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST ik FIRST OUT
Default Method for socks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortisation Sections:
Am °We premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have riot selected any account corn m unications for electronic delivery To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Mattel prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
riot available are marked "N/A' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your accounts). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement Prior statements MI not be revised. You should affrays request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable
For certain securities. including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing MI be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset the current price MI purge and N/A will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing pace, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EA') and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuks.
These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, arid prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wvm.pershing.com/business_continuky.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment fa order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included n confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing form in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Page6 of 8
Account leant bar ulunsndct..„.twAm.
GO paperless 2eO7 T ..`"7.1•••••••••....Catt •G o'"mn.r" si nSY Si*
IEPERS INC OAS BA CD COMMON CA IONS
CONFIDAENTIAL E al I Ma'
SDW_GIA_00047638
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(0) DB-SDNY-0010462
EF'FA_00158247
EFTA01290275

Deutsche Asset
& Wealth Management
Draisre San. Ponie wean Mamtentne
Weans COott/VC,C,P
Chisthe Sank Setwari
Mrs bet Once
PO. Box 1776, Baltimore, MD 21203 315niell Ante, 20th I ter
Mew eett.1O. 10114
Statement Period: 0710112016 - 07/31/2016
Important Inform ation and Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaty convert foreign currency to from U.S. dollars for dividends and similar corporate action
or
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, a received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Rote of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept horn your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other properly and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for hinds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)113-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possibe circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement. please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC1) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit .pershing.com/abouttstrength-and-stability.
WAY
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any cal communication should be re-confirmed in writing to further protect your tights, including your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
Paget otii
Account Number SnI
OMAN Kitt .EPERS INCC ONFIDA Go E pa N pe T rle I s A s L ean '0 A toAVR i o n RnA n Tit ( . C 0 • C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00047639
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DI3-SONY-0010463
EFTA_00158248
EFTA01290276

Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
• The rules of some arbitration forums may impose time limits for bunging a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rgihts under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330.
Page 0 ol 8
Account Kum her Rated
(5° paperless Vf...k.S. 2007
LEPERS INC OASOAIR RAT(D COMMUNICATIONS
SDNY_GM_00047640
CONF D AERTIAL: "anima
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEt-SDNY-0010464
EF1'A_00158249
EFTA01290277

Deutsche Asset
& Wealth Management
Dralsre San, Pooele "main mamienern
mats Coottme6,o.P
Chnthe Sank Senor ,"(
*robe* Once
PO. Box 1776, Balbrnora, MD 21203 .115 Pot eiwPrier. Iteth I la?
Mew %A WC
Account Number:
Statement Period: 06! Oli 2016 - 06/3012016
Portfolio at a Glance This Period Year-to-Date
JEEPERS INC Beginning Account Value 37,115,94419 $1,742,138.47
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 0.00 5,315,3470
ST THOMAS VI 00802 Adjusted Previous Account Value 7,115,9409 7,057,487.17
Dividends, Interest and Other Income 7,571 77 31414.41
net Pontolio •5.134 11 22.480 87
Estim aled Annual Income $76.88204
Your Client Advisor:
DANIEL SAM
Asset Summary Prior Year-fad Lad Period This Period % Allocation
la SC Cash Money Funds and Bank Deposits 205.96110 5,522,894.45 5.524.272 94 77.61% I Please rev e,v yo..r al' avc
USD Fixed Income 1,536.176 57 1.593,050 34 1.594.109 51 2239% pros Ca 7 Vi C er:Aciv 62,
Account Total (Pie Chart) $1,742,138.47 87,115,944.79 67,118,362.45 100.00%
See the Asset Summary Disciosure and Footnotes secton for important intonation reporting your Asset Strnmary.
Pagel o18
Riled incelYnt
I .nnt A0097750CSF10024 Go paperless tt , O tr 6 . 1 , 6 * 6 Y 1 .. 1 . • 14"0. C 2 O 0 m 07 muniC611O66 e eatr s iw s s v in a c, e a t S .. e . n ve o l w ol= r w a oe ro ." c e onMEV MAW
CONFIDENTIAL "aunAnT
SDNY_GM_00047641
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010465
EFTA_00158250
EFTA01290278

Asset Summary Disclosure and Footnotes
Fixed Income certain& Fixed Income Mutual Furls
Summary of Gains and Losses
Realized
This Period Yeardo.Date Unrealized
Short•Term GainfLoss 000 000 .123.13
Long.Term Gain/Loss 000 000 .137.233.18
Net Gain;Loss 0.00 0.00 ,137,378.32
This sumrnary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest wit be reported on your Forms 1C99 and/or 1042 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting
arrangements. begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INS7L
Current Yield: 0.34% Activity Ending: 06130116
06101116 Opening Balance 5,522,694.45 5,522,894.45
06130116 Deposit INCOME REINVEST 1,378.49 5.524.212.94
08130118 Closing Balance 66,624,272.94
Total All Money Market Funds $6,624,272.94
Income and Expense Summary
Carrot Period Teeple-041e
Taxable Moo Taxable Taxable Mon Taxable
Dividend Income
Money Market 1,378.49 0.00 2,982.34 0.00
Other Dividends 6.193.28 0.00 35,452.07 0.00
Total Dividends, Interest, Income and Expenses $7,571.77 10.00 $38,414.41 $0.00
Page 2 of 8
Account Kum ber Riled ex.vollent
A '09/750CSF3C _ UZIA14 ROL LEPERS INC paperless L O b A w S0 , A Y R e a R • A U T n E t D o C 2 O 0 M 07 M UNICATIONS :raw etwerrat =Ws" Ste Ns*
CONFIDE NTTAL
SDNY_GM_00047642
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DES-SDNY-00 10466
EFTA_0015825 I
EFTA01290279

Deutsche Asset
& Wealth Management
time' Sam Pootie wean maitenan
Marets I 'melte G,Ist.
Dettsche Ma Saloon ‘it.
Mir•Veri Moo
PO. Boa 1776, Baltimore, MD 21203 Pan Anew, Md, Met
Mew etek 10114
Statement Period: 06/01/2016 • 0613012016
Portfolio Holdings
Amount Activity Opening Clods° /eased Income 30-Day Current
Conine Date Quantity Nurrber Ending Bahia Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 78.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH IN Sit
06101116 6.624172 940 N/A 06130/16 5.522.894.45 5.524.272.94 0.00 2.96334 0 3014 034%
Total Money M arket 8,622,194.45 $5,621,272.94 $9.00 $2,962.34
Total Cash, M oney Funds, and Bank Deposits $5,622,194.45 $5,621,272.94 $0.00 $2,962.34
llarealized Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Pria Market Value Gala/ Loss Annual Income Yield
Mutual Funds 22.00% of Portfolio
P MORGAN FLOATING RATE IN COME FUND Security Identifier: PHSX
SELECT SHARES CUSP. 481211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
02/13/13 13 148,957.299 10.0700 1,500,000.00 9.2300 1,374,875.87 -125,121.13 63,753.72 4.63%
03/01/1313 533.047 10.0600 5,362.46 9.2300 4.920.03 -442.43 228.14 4.63%
04101113 13 591.454 10.1100 5,979.61 9.2300 5,459.12 -520.49 253.14 4.63%
05101/1313 562.992 10.1300 5,703.11 9.2300 5.196.41 -506.70 240.96 4.63%
06103113 13 567.343 10.0900 5,721.50 9.2300 5.236.57 487.93 242.82 4.63%
07/01/1313 500.501 9.9700 4,990.00 9.2300 4,619.62 -370.18 21421 4.63%
08/01(13 13 527.827 10.0600 5,309.94 9.2300 1,871.84 438.10 225.91 4.63%
09103113 13 531.248 10.0300 5,328.42 9.2300 4,903.42 •425.00 227.37 4.63%
Reinvestments to 19,937.878 9.6840 193,087.79 9.2300 184,026.63 -9,061.16 8,533.43 4.63%
Date
Total Covered 172,709.589 1,731,115.83 1,591,109.51 -137,376.32 73,919.70
Total 172,709.589 $1,731,166.83 $1,694,109.51 -837,376.32 $73,919.70
Total Mutual Funds $1,731,416.83 $1,594,109.51 -$137,376.32 $73,919.70
llareolized Accrued Estimated
Cod Basis Market Value Gala/ Loss Interest Annual Income
Total Portfolio Holdings $7,255,750.77 $7,110,312.45 -837,376.32 $0.00 $76,182.04
Footnotes
Page3at8
Account Kum ber RalledincoMM
LEPERS INC Go pNapeTrleIsAs Lte . " C ` I " A V L IMA RA S T M ED C . C 2 O 0 M 07 MUNICATIONS e o t n ti i t v t r a o e u ts 4 e a tr v a o l w os now tt s M tO ae r s • i I s K te enisitl•Sa.
CONFID MT MCI SDNY_GM_00047643
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010467
EFTA_00158252
EFTA01290280

Portfolio Holdings (continued)
Securities acquire° before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating
amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered* under the new cost basis reporting rules are defined as non-rehrement
US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock n a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual hind or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit produces disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
If Article 15 of the EU Securities Financing Transactions Regulation ("SFTR') is applicable to you, please refer to https:Thwm.pershing.corril_global-assets/pdf/disclosures/pereu-arbde-15-info-stritpdf for
access to an information statement disclosing the risks and consequences of delivering non-cash collateral under a relevant collateral arrangement with Pershing LLC (including a margin account). This statement
does not amend or supersede the express terms of any transaction, collateral arrangement or otherwise affect your or our liabilities or obligations. Please contact your fniancial professional if you have any
questions.
Activity Sum m ary (AP amouMs shown are in base cuffency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Secunbes Bought 0.00 -6,19328 -6.19328 0.00 •35.452.07 35.452 C7
Total Securities $0.00 -16,193.26 .56,193.28 30.00 -$35,452.07 -135,452.07
Dividends and Interest $7,571.77 $0.00 $7,571.77 $38,414.41 $0.00 $38,414.41
Cash
Withdrawals 0.00 0.00 0.00 0.00 -252,15125 -252,15125
Deposits 0.00 0.00 0.00 5.567.499.95 0.00 5.567.499.95
Total Cash $0.00 $0.00 $0.00 $5,567,499.95 -$252,151.21 $6,315,348.70
Totals 11,511.71 -16,193.26 $1,378.49 $5,805,914.36 -$267,603.32 $6,318,311.04
Page 4 of 8
Account Kum ber Rated excellent
P `I LEPERS INC Go paperless E 04 v 1 e . r 0 y a Y e e t a R r A S T i C nc D e C 2 O 0 M 07 M UNICATIONS
[Mal eNor
SDW_GM 00047644
CONF D —ENTIAL
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010468
EFTA_00158253
EFTA01290281

Deutsche Asset
& Wealth Management
Dralsre Banc Prvale Wroth Maragentwil
WeeI s CarritIGIMP
DevISIN sekSettarel Hr.
Mrs %eh Mk.
PO. Box 1776, Baltimore, MD 21203 315 Pot Arrwew. nth Ike.
Wm. eett.. WY IOIS4
Statement Period: 06/0112016 - 06/30/2016
Transactions by Type of Activity
Process/
Settlement
Date Activity Type Description Quantity Price Accrued litters Mount Omen
Seaultles Bought and Sold
06129116 REINVEST CAS- INCOME .P MORGAN FLOATING RATE INCOME FLND SELECT SHARES 673 915 4,193 28 USD
PHSX 172035.6740 SHRS SH RS PIACI- AT $919000 RD 06127 PD
06129116
Total Securities Bought and Sold • U.S. DOLLARS 0.00 4,193.28
Dividends and Interest
06129116 CASH DIVIDEND RECBVEO XIMORGAN FLOATING RATE INCOME FUND SELECT SI-ARES 6193.28 USD
PH SX 172035.6740 SHRS RD 06127 Ft 06129116
06130/16 MONEY MARKET FUND DEUTSCHE 60VT CASH 1,378.19 USD
INCOME RECBVEO
233993682
Total Dividends and Interest - U.S. DOLLARS 0.00 7,671.77
Total Value of Transactions 0.00 1,310.49 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DM
DANIEL SABBA
345 PARK AVENUE, 26TH FLOOR
NEW YORK NY10151-0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stooks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method all Other Securities: FIRST IN FIRST OUT
for
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual m arkel discount m ethod for all other bond types: Constant Yield Method
Include market discount in income annually: ho
Page 5 of 8
Account Number listed Excellent
WILWII ROI I EARS INC Go paperless I O ... A .w IS ry A Y A e R w A S T i E nc D e C 2 O 0 M 07 M UNICATIONS
CONFIDn TEAL XCIIIENCI
SDNY_GM_00047645
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DES-SDNY-00 10469
EFTA _00 158254
EFTA01290282

Your Account Information (continued)
Electronic Delivery
You have not selected any account corn in unications for electronic delivery. To register and turn off paper corn m unications. log in to your account 01 contact your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless othenisise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "N/A- and are omitted hom the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your accoungs). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information Where pricing sources are not readily available, estimated prices may be used. Wien the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset. the current price will purge and WA will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EA') and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable, however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vivny.pershing.convbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person horn
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate viii not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, naffed a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Sage 6 of
Account Aumber REavidae,d y[.r..,s,A,il,enrt.
nit...sit i Cfo paperless 2007 MM aw✓~rr~ w Yid
IKCONF ID-ENTAIL- 0.4113A CD COMMUNICATIOhtS
SDNY_GA4 00047648
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6 l ( E e P ) E RS "all INC1 DEt-SONY-0010470
EFTA_00158255
EFTA01290283

Deutsche Asset
& Wealth Management
Orals° e Sam Ponle wean Mamigenmil
Myatt ferry, COC,P
....UM Sank Setwlei
II— bet Mar
P.O. Box 1776, 8•16rnoro, MD 21203 .115 Pot Owner, Halter
New vest pr IOVA
Statement Period: 06/01/2016 • 0 6/3012 01 6
Important Information and Disclosures (continued)
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it drectly or through your financial institution or that it
receives as the result of securities transactions it processes
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appficatle; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: iwnv.pershing.com/aboultstrengthand-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Deparbnent, One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, fl an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wilt typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The tides of the arbitration forum in vdrich the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330.
Pagel of 8
Account Kum ber. Rated c"..k,nt
(so paperless MatLe OiNtIOVOI=MMIIM"
ORAN ROIL LEPERS INCC ONFIDAENTIAPIr -rilsn't°437caTI°.6 0•••••••L a avow nala. •SC
SDNY_C4.4_00047647
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEt-SDNY-OO1O471
EFTA_00158256
EFTA01290284

TERMS ANO CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSTIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS. USAGES, RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PFRAHING UNTIL THE ENTIRE PURCHASE PRICE IS RECENED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. F SO. TIE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COANDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTNG THE VALVE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 8O7(A)(1)-(2))
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED N MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMAT/ON STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVOE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ME INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. W ITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PR NATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
VANYOF THE ABOVE TERMS AND CCHEMONSARE UNACCEPTABLE TO YOU. PLEASE HOMY PERSHING IMMEDIATELY IN WRITING8Y GURNEE° MAIL TO ONE PERSHING PLAZA. JERSEY CRY. NJ 07393. ATTN LEGAL DEPT
Page 8 of 8
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IMIA14 RC)IL O Ac A co R un S t N IN u C m ber: FIDG-no p\arpuerrleiAss L:-O- T K I O v i n t e e r d y n e n xcol S le e n n D t t o C 2 O 0 M 07 M UNiCAT IONS M ••• r • a • s •• . • ••M e a ti v e e n s tr t a n n a t l U k at M tri a tr e e a O S P i E n NISIII•e••••
CON
SDNY_GM_00047648
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010472
EF'FA_00158257
EFTA01290285

Deutsche Asset
& Wealth Management
Orals° e Ilana Ponle Maagenmil
Mateett CO•eriteCoMP
Ce*ISthe Sank Senonel
Mrs bet OR,*
P.O. Box 1776, Baltimore, MD 21203 .115 Pot Ammo. Halter
Mew %A PIT IOTA
Account Number:
Statement Period: 05/01/2016 - 05/31/2016
Portfolio at a Glance
This Period Year-to-Dale
JEEPERS INC Beginning Account Value 67,105,519.6? 51,742,138.47
6100 RED HOOK QUARTER B3 el Cash Deposits and Withdrawals 0.00 5 315 348 70
ST THOMAS VI 00802 Adjusts Previous Amount Value 7,105,519.6? 1,057,487.17
Dividends, Interest and Other Income 6,996.63 30.842 64
611m
Net Chan e in Portfolio 3.12819
:nd rg Acccvit Va ue $7.115.944.79 $7,115,944.79
Estimated Annual Income 574 699 01
Your Client Advisor:
DANIEL SAB8A
Asset Summary
Prior Yearad Last Period This Period % Allocation
LW Cash, Money Funds and Bank Deposits 205.961.90 5,521,554.84 5.522.894 45 77 61% Al Please review your allocation
1.. SD fixed Income 1,516,176 57 1,583,964.83 1,59305034 22 39% periods:ail/ w1A your Clerd Advsor.
Account Total (Pie Chart) 61,712,138.17 $1,105,519.67 $7,115,944.79 100.00%
See the Asset Summary Oiscbsure and Footnotes section br important Somalian regartkig your Asset Summary.
Page 1 oil
A00981,18CSF30016 GO paperless R Ev a e te ry d Y [.. e .m n a Se t nC• 2007 et
CONFIDAENTIAL OALSAR PATO) COMMUNICATIONS ••••••••In anstamona. =PC
SDNY_GA4 00047649
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010473
EFTA_00158258
EFTA01290286

Asset Summary Disclosure and Footnotes
Fixed Income contains Fixed Income Mutual Fuels
Summary of Gains and Losses
Realized
This Period Year•lo•Dale Unrealized
Short-Term Gain/Loss 0.00 0.00 •235.33
Long•Term Gain/Loss 0.00 0.00 .132.008.88
Net Gainfloss 0.00 0.00 ,132,242.21
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the sECE1') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest wil be reported on your Forms 1C99 and/or 1042 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Description Amount Balance
Sweep M oney M arket Fund
DEUTSCHE GOVT CASH IN STI.
Current Yield: 0.28% Activity Ending: 05/31/16
04130116 Opening Balance 5,521,554.84 5.521.554.04
05131118 Deposit INCOME Rea VEST 1.339.61 5.522.894.45
05131116 Closing Balance $6,522,894.45
Total All Money Market Funds 86,622,894.45
Income and Expense Summary
Current Period Year•toOate
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 1,339.61 000 1.583.85 0.00
Other Dividends 5.657.02 0.00 29,258.79 0.00
Total Dividends, Interest, Income and Expenses $8,996.63 10.00 $30,142.64 30.00
Page 2 of I
-
Account humc bero NFIDAENTIAL
,JINN RCA ..EEPERS INC GO paper less " O 'W AL Y O A V R W R A W TC .C D . C 2 O 0 M 07 MUNICATIOhtS : O ra n n r• rotta e a t• v Z o r w a S t RA A r P r r e ow js er . e OWN Maws
Olen (NCI
SDNY_GM_00047660
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DE-SDNY-00 10474
EFTA_00 158259
EFTA01290287

Deutsche Asset
& Wealth Management
Draisre Ban, Ponieweillt Mamtentne
Vitals COott/VG.AP
Cettsthe Sank Smoori
Mrs %A Mo.
PO. Boa 1776, Baltimore, MD 21203 HI Pell Aire, leth I ter
Mew eett. NY 10114
Statement Period: 05/0112016 05/31/2016
Portfolio Holdings
Account Activity Opening Closing leaved locome 30-Day Current
Opening Date Quantity Number Ending Bahia Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 78.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH INSTL
04130116 5.522.894.450 N/A 05131/16 5.521.554.84 5,522,894.45 0.00 1.583.85 0 28'4 0 28%
Total Money Market $5,621,564.84 $5,6229K U $0.00 $1,683.86
Total Cash, Money Funds, and Bank Deposits $5,521,554.84 $5,622,891.16 $0.00 $1,693.86
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Cost Bash Market Pete Market Valle Gale/ Lose Annual Income Yield
Mutual Funds 2 2.0 0% of Portfolio
P MORGAN FLOATING RATE IN COME FUND Security Identifier: PHSX
SELECT SHARES DAP: 181211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
02/13/1318 148,957.299 10.0700 1,500,000.00 9.2600 1,379,344.58 -120,655.42 63,306.85 1.58%
03/01113 13 533.047 10.0600 9 362.46 9 2600 4.93902 -426.44 226.55 4.58%
04101113 13 591.454 10.1100 5,979.61 9.2600 5,476.86 251.37 4.58%
05101113 13 562.992 10.1300 5,703.11 9 2600 5,213.31 --458092.9705 23927 4.58%
0610311313 567.343 10.0900 5,724.50 9 2600 5.253.59 470.91 241.12 4.58%
07101113 13 500.501 9.9700 4,990.00 9.2600 4,834.85 -355.35 212.71 4.58%
0810111313 527.827 10.0600 5,309.94 9.2600 4,887.89 - 422.25 224.33 4.58%
09103/1313 531.248 10.0300 5,328.42 9.2600 4,919.36 •409.06 22518 4.58%
Reiroeslmentsto 19,263.963 9.7020 186,894.51 9.2600 178,384.28 -8,510.23 8,187.18 4.58%
Date
Total Covered 172,036.871 1,726,292.66 1,693,060.34 -132,212.21 73,116.10
Total 172,036.871 $1,729292.65 $1,693,060.34 4132,212.21 $73,116.16
Total Mutual Funds $1,729292.55 $1,593,050.34 -$132,212.21 $73,116.16
Uanialited Partied Estimated
Cost Basis Market Value Gale/ Loss Interest Annual Income
I Total Portfolio Holdings 57,248,187.00 37,116,944.79 -6132,242.21 $0.00 $14,699.01
Footnotes
Page) on
Account Number Rated Excellent
FiDGroi spereurlenssAL Every Yves Since 2007 fleSetraa l: 44:•••"•• Menillikill.
1EPERS INC CIALSAA RATED COMMUNICATIONS
CON
SDNY_GM_00047651
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010475
EFTA_00158260
EFTA01290288

Portfolio Holdings
(continued)
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating
amendments enacted by P.L 110.343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement
US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on loam 1099-6
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2911
• Mutual funds and dividend reinvestment plan (DRP) shares acquied on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at 11 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Sum m a ry oviamounts snow? se in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Setunbes Bought 000 -5.65702 -5.657 02 0 00 -29.258 79 -29.258.79
Total Securities $0.00 -$5,657.02 -$5,857.02 $0.00 -$29,20.79 -129,25179
Dividends and Interest $6,996.63 $0.00 16,996.63 130,842.64 30.00 130,81214
Cash
'Withdrawals 000 000 0.00 0.00 -252,151.25 -252,15125
Depows 0.00 0.00 0.00 5.56719995 0.00 5.567.499.95
Total Cash $0.00 $0.00 10.00 15,567,499.95 -$252,151.25 15,315,3417D
Totals 16,996.63 -15,657.02 11,339.61 15,598,342.59 -$281,410.04 $5118,932.55
Transactions by Type of Activity
Prouty/
Settlement
Date Activity Type Description <Nastily Price Accrued Interest Amami Currency
Securities Bought and Sold
05127116 REINVEST CASh INCOME P MORGAN FLOATING RATE INCOME PAD SELECT SlARES 610.909 -5657.02 LSD
FFsx 171424.7650 SI- RS SmRS PURCH. AT 39 26000 RD 05125 PO
05127/16
Total Securities Bought and Sold - U.S. DOLLARS 0.00 -5,657.02
Page 4 of?
Account Number Rated Euellent
011Alt ;hit LEPERS INCC ONFIDE Go 1 pa S pe I r T les I s A L E °I v d e e ry a v a R s A s T in E c D e C 2 O 0 M 07 M UNICAT1O1.6
SONY_GM_00047652
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10476
EFTA_00158261
EFTA01290289

Deutsche Asset
& Wealth Management
Davisre Ram Prede Width Itvetenne
Mann Eenf ape Eta% P
Cestuht See Sationei
New Vart Mk*
P.O.Om 1778, 8almwm. MD 21203 Sif Mew. MIN I be
New %A BY 10114
Statement Period: 05/01/2016 • 05131/2016
Transactions by Type of Activity (continued)
Process'
Settleme-:
Dale Activity Type Description Quantity Price Accrued Interest Amount Currency
Dividends and Interest
05127116 CASH DIVIDEND RECEIVED "MORGAN FLOATING RATE INCOME FUND SELECT SHARES 5,657.02 USD
,PHSX 171424.7650 SHRS RD 05125 PO 05121/16
05131116 MONEY MARKET FUND DEUTSCHE GOVT CASH 1339.81 USD
INCOME RECBVED
233993682
Total Dividends and Interest • U.S. DOLLARS 0.00 6,996.63
Total Value of Transactions 0.00 1,339.61 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE. 26TH FLOOR
NEW YORK NT 101514003
Your Account Inform ation
Tax Lot Default Disposition Method
Default Method for Mutual Funds FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IK FIRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper communications, login to your account or contact your Client Advisor for more information.
Pied of T
Account N um bet Go paperiess Rated Excellent
Mini; LEPERS INC L',NbwA/A YRe Re.A STeE•CDe C 2 O 0 M 07 MUNICATIOhe
SDNY_GM_00047653
CONFID AEWIAL "cm"
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010477
EF'FA_00158262
EFTA01290290

Important Information and Disclosures
Pricing
This section includes the ret market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "NYC and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guile to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
scrrehmes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement Prior statements will not be revised. You should always request a anent valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securties, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset the current price will purge and N/A will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuks.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Sine interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
mrm.pershing.conVbusiness_continuityntml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your mitten request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate S not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, routed a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Page of?
Account Number Rated excellent
Go paperless
1,11AIL 'I LEPERS INC otrairaw. cc7c2O°:i7muiricwr lows
SOW_GM 00047654
CON F D AENTIAL
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010478
EFTA_00158263
EFTA01290291

Deutsche Asset
& Wealth Management
Gnaw e In Ponievftan Ma.zgenan
Mitatts I trottMet0WP
Devisthe Sank Senoori
*We bet Once
PO. Boa 1776. Baltimore. MD 21203 He Pot Odoorrne, Halter
Mrs verk.1O. 101W
Statement Period: 05/0112016 - 05131/2116
Important Information and Disclosures (continued)
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and Oil any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
is employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
ciders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/abouttstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza,
Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request fcr an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing 110 shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action unfit, (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330.
Page7ot7
Account Aumber Riled exc•Illent
r,r,r. 'Nu; GO paperless Every Year K. 2007 :ran eirrerraillit Orre"a n SUS tileitio.
JEEPERS INC OALOAR RAUL. COMMUNICATIONS
)(al IINC
SDNY_GM_00047655
CO N F D AENTTAL
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEI-SDNY-0010479
EFTA_00158264
EFTA01290292

Deutsche Asset
& Wealth Management
Gnaw,* Ram Pootle wean humtenna
Mategfeettate.COo.P
Cetn,4 Sank Senonel Ht.
Mr* bet Once
PO. Boa 1776, Balbmoro, MD 21203 .115 Part lama. Ha 1b et'
Mei %A WC 101'4
Account Number:
Statement Period: 0 4:01/ 2016 -14/3012118
Portfolio at a Glance
Ibis Period Year
JEEPERS INC Beginning Account Value 11,741,898.07 11,742,138.47
6100 RED HOOK QUARTER 83 Net Cash Deposits and Withdrawals 5,335,348.70 5,315,348.70
ST THOMAS VI 00802 Adjusted Previous Account Value 7,077,044.77 1,057,481.17
Dividends, Interest and Other Income 6,289.60 2314101
Net Chan e in Portfolio 22.205.30 24.188.49
:nd rg Accc nt Va ue $7 ,1 0 5.5 1 9 6 7 57,105,519 67
Esbm ated Annual Income $72,58519
Your Client Advisor:
DANIEL SAM
Asset Summary
Prior Year•End Last Period This Period % Allocation
LSO Casn Money Funds and Bank Deposits 205.961.90 186.083 86 5.521.554 84 7771% pI Please rev e” Cr.. alixarren
USD Fixed Income 1.516.176.57 1,555.612 21 583,964 83 22 29% pros cay kv V ac,r C ,er: Ad sor
Account Total (Pie Chart) 11,742,138.47 11241,696.07 $7,105,519.67 100.00%
See the Asset Summary thscesure and Footnotes section for important intonation repankip your Asset Summary.
Page 1 o18
Rated [...Rent
A009806SCSF30016 NI SS tray Vag Since 2007 .e.a.t. .tie aw.e.r.arwea.l.ett.iaeOars taeid"iie4a n
Mutual RATED COmmuNiCMIONS
CONF I D(' E') N)91TAL EXt711CNCC
SDNY_GM_00047656
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010480
EF1'A_00158265
EFTA01290293

Asset Summary Disclosure and Footnotes
Fixed Income ccrtains Fixed Income Mutual Furls
Summary of Gains and Losses
Realized
This Period Tearto•Date Uarealized
Short-Term Gain/Loss 000 000 .684.14
Long•Term Gain/Loss 000 000 .134.988.56
Net Gain:Loss 0.00 0.00 ,135,070.70
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest veil be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting
arrangements. begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH Ill SU
Current Yield: 0.29% Activity Ending: 04129/18
04101118 Opening Balance 188,083.86 188,083.88
0004116 Withdrawal MONEY FUND REDEMPTION 4,84727 182,236.09
04129/16 Deposit MONEY FLND RAChASE 5,339,19647 5,521,432.56
04129116 Deposit INCOME REIN VEST 122.28 5,521,554.84
04129116 Closing Balance 15,521654.84
Total All Money Market Funds 15,521,554.84
Income and Expense Summary
Current Period Tear-to-Date
Taxable Hoe Taxable Taxable Non Taxable
Dividend Income
Money Market 122 28 0.00 244.24 0.00
Other Dividends 6 147 32 0.00 23,601 77 0 00
Total Dividends, Interest, Income and Expenses 16,269.60 10.00 $23,846.01 10.00
Page 2 of 8
Account Num ber Rated (.arm
ininiL Flint JEEPERS INC GO paperless 0 tr . a 1 y 0 A v f a t • P ATC t D * C 2 O 0 M 07 M UNICATIONS : e T s a o n u n, e m t w e e m rr o a ir ll s s . r * vo O w s "e 'w e. e t s Met tiliOso
NTEAL
CONFID SDNY_GM_00047667
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10481
EFTA_00 158266
EFTA01290294

Deutsche Asset
& Wealth Management
Dralsre Ilan, Ponle vftan Ma.zienan
Macat, CO•MIVC01,1,
Ceenthe Sank Satanel
Mrs bet flit*
PO. Boa 1776. Baltimore. MD 21203 315 Pot Aire. 20th liter
Mew %A 1.1. 10114
Statement Period: 04/0112016 • 04/30/2016
Portfolio Holdings
Account Activity Opening Claim° Accrued Income 30-Day Current
Opening Date Quart!, Nurrber Ending &loose Batace Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits 7 8.0 0% of Portfolio
Money Market
DEUTSCHE GOVT CASH IN STI.
04/01/16 5.521 554 840 N/A 04129/16 186.083.86 5.521.554.84 40.77 211.24 3 29,4 0 29%
Total Money Market $188,083.86 55,521,554.84 $40.77 $244.21
Total Cash, Money Funds, and Bank Deposits $196,093.88 $5,521,564.54 7 $244.24
Ui trSela l:i :ed Estimated Estimated
Date Acqvired Quantity Unit Cosl Cost Basis Market Pro Market Value Gould Loss Annual Income Yield
Mutual Funds 22.00% of Portfolio
P MORGAN FLOATING RATE INCOME FUND Security !doodler: PHSX
SELECT SHARES CUSP. 48121L510
Open End Fund
Dividend Option: Reinvest; Capital Gains Option: Reinvest
02113113 18 148,957.299 100700 1,500,000.00 9.2400 1,376,365.41 -123,634.58 62,859.98 1.58%
03101113 13 533.047 10.0600 5,362.48 9.2400 4.925.35 -437.11 224.95 4.56%
04101113 13 591.454 10.1100 5,979.61 9.2400 5,465.03 -514.58 249.59 4.55%
05101113 13 562.992 10.1300 5,703.11 9.2400 5,202.04 501.07 237.58 4.56%
06103113 13 587.343 10.0900 5,724.50 9 2400 45..2424..224 239.42 4.56%
07/0111318 500.501 9.9700 4,990.00 9.2400 626 385.38 21121 4.56%
08/0111318 527.827 10.0600 5,309.91 9.2400 4,811.12 : 2 222.74 4.56%
0910311313 531.248 10.0300 5,328.42 9.2400 4,908.74 -419.68 224.19 4.56%
Reinvestments to 18,653.054 9.7160 181,237.49 9.2400 172,354.25 -8,883.24 7,871.59 4.56%
Date
Total Covered 171,424.765 1,719,636.63 1,693,964.83 -136,670.70 72,34125
Total 171,424.765 $1,719,636.63 $1,683,964.83 -$135,870.70 $72,341.25
Total Mutual Funds $1,719,636.63 61,583,984.83 -$135,870.70 $12,341.25
Uorealized Pawed Estimated
Cod Bads Market Value Gaul Loss Interest Annual Income
Total Portfolio Holdings 67,241,190.37 $7,106,519.67 -$135,100.70 $0.00 372,585.49
Footnotes
Page 3 ol 8
Account Kum ber
Go paperless
LEPERS INC I O n AL r B Y A • R RA S T I' ( S o ° C 2 O 0 M 07 MUNICATKINS
CONFIDENTIAL "mnn
SDNY_Cat00047658
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEt-SDNY-0010482
EF1'A_00158267
EFTA01290295

Portfolio Holdings
(continued)
Securfties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating
amendments enacted by P.L 110.343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (A I I anomie shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Secunbes Bought 000 43,147 32 -6.14732 000 -23.60177 -23.601.77
Total Securities $0.00 -$6,147.32 -$6,147.32 $0.00 -$23,601.77 -$23,601.77
Dividends and Interest 16,269.60 $0.00 $6,269.60 $23,846.01 $0.00 $23,046.01
Cash
'Withdrawals 000 -232,15125 -232,151.25 0.00 -252.151.25 -252.15125
Depows 5.567.499.95 0.00 5,567,499.95 5,567,499.95 0.00 5.567.499.95
Total Cash 15,567,499.95 -$232,151.25 $5,335,348.70 $5,567,499.95 -$252,151.25 $5,315,348.70
Totals 15,573,769.55 -$238,298.57 15,335,470.96 $5,591,345.96 -$275,753.02 $5,315,592.94
Transactions by Type of Activity
Protest/
Settlement
Date Activity Type Description Quantity Price Awued Interest Amami Currency
Securities Bought and Sold
04126/16 REINVEST CASH INCOME 2 MORGAN FLOATING RATE INCOME RAO SELECT SHARES 666.015 -6.147.32 LSO
Ph SX 170758.7500 SIRS SHRS PURCH. AT 5923000 RD 04126 PO
04128116
Total Securities Bought and Sold - U.S. DOLLARS 0.00 -6,147.32
Page c of 8
Account Number Rated Excellent
()RAI% RO L I .E.F_FERS INC Go paperless OALOAR RA S T e E . D C. C 2 O 0 M 07 MUNICATIO116
SDNY_GM_00047659
CON F D AEISITIAL "cm"
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10483
EFTA (()158268
EFTA01290296

Deutsche Asset
& Wealth Management
Graisre Ban, Poo/lewean Mamtental
Weett. CO•tcytt01,P
Cetn1h4 Sank Setionel int
Mrs bet Once
PO. Boa 1776. Balbmoro, MD 21203 315 Pot •••re. 20th Met
Mew verk. nr 10114
Statement Period:1410112116 - 0413112116
Transactions by Type of Activity (continued)
Process'
Settlemeet
Date Adivi T Pe Description Ono Price Accrued liters Mount Ama
Dividends and Interest
04128116 CASH DIVIDEND RECEIVED .9 MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,147.32 USO
.911SX 170758.7500 SHRS RD 04128 PO 04128118
04129/16 MONEY MARKET F6110 DEUTSCHE GOVT CASH 122.28 11SD
INCOME RECEIVED
233993682
Total Dividends and Interest • U.S. DOLLARS 0.00 6,269.60
Cash Withdrawals and Deposits
04104116 FEDERAL RADS SENT VALLEY NATIONAL MK -3,847.77 1)90
LISD999997
04106116 FEDERAL FUNDS RECEIVED BANK OF AMERICANA 37311 228,303.48 11SD
140999997
04107116 FEDERAL FUNDS SENT !MORGAN CHASE BANK, ,228,303.48 USO
140999997
04128116 FEDERAL FUNDS RECSVED SUNTRUST BANK 17169 6,339,196.47 DSO
140999997
Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 6,336,348.70
Total Value of Transactions 0.00 5,335,410.96 USD
The price and quantity displayed may have been rounded.
Client Service Inform ation
Your Client Advisor: OM
DANIEL SABBA
345 PARK AVENUE, 28TH FLOOR
NEW YORK NY 10154.0003
Page 5 o18
Account Number itet.lettv.e.m
JEEPERS INC Go paperless Lorsistrttarr;c2gimunicAnows et Vitin et arCalosirOrse41.11101V WINO
SDW_G1S4 00047660
CON F I D AENTIA L "num"
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-OO1O484
EFTA_00158269
EFTA01290297

Your Account Information
Tax Lot Default Disposition Method
Default Method lot Mutual Funds FIRST IN FIRST OLT
Default Method for Stocks in a Dividend Fieinrestm enl Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Sections:
Am ortze premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
riot available are marked "N/A' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement. Prior statements will not be revised. You should affrays request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities. including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the cunent price will purge and N/A will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wiviv.pershing.comthusiness_continuity.Mml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment fa order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Page 6 of 8
Account Kum her Road Excellent Sri
L>KAO ROIL I"C ONFI D G A o E pa N pe T rle 1 ss A L C r I o A s M y A Y R e R a, A S T i E nc D e C 2 O 0 M 07 M UNICATIONS • ea • tr • i • w •• t •µ0 ee r l t s now woe t = . l . c '
SDNY_GM_00047661
6: ERS
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. DB-SDNY-0010485
EFTA_00158270
EFTA01290298

Deutsche Asset
& Wealth Management
Draisre can, Poo/lewean Nia.zienan
Mitatts I only, C0O.P
CettsO4 Sank ((t "K.
New WA Mo.
P.O.Box 1776, Baltimore, MD 21203 315niell Si...,, MN I ter
New ettk NY 10114
Statement Period: 04/0112016 - 04/30/2016
Important Information and Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
Conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it eirecth/ or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
ciders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every posstle circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit MAY. pershing.com/abouttstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in writing to further protect your tights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)4134330. Errors and 0ITISSI00S excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a coup reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and other discovery is generalty more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all patties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
Page 7 el 8
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SDW_Cat00047662
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0010486
EF1'A_00158271
EFTA01290299

Important Information and Disclosures
(continued)
Important Arbitration Disclosures (continued)
• The rules of some arbitration forums may impose time limits for bringing a darn in arbitration. In some cases, a claim that is ineligible fa arbitration may be Nought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the cant. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330.
Page dB
00Al aROLL L A E c P co E u R n S t N IN u C m ber Go paperless E r o t v n e . r d B y A Y e R x e c R e e / A l s le i M n n c t . e C 2 O 0 M 07 M UNICATIONS 0 . " ..-
SDNY_GM_00047663
D AENTIAL "'Thula
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONF DB-SDNY-00 10487
EFTA 00158272
EFTA01290300

Deutsche Asset
& Wealth Management
Draisre Ilan, PootieWea•Pm Ma.zienna
Weans Connie 4."4.
Detts04 lank Savona.
Mrs bri Moo
PO. Boa 1776, Balbmoro, MD 21203 315 Poi Si...,, 20th I ter
Mum •tet. IIX IOVA
Account Number:
Statement Period: 03/01/2016 -03/3112016
Portfolio at a Glance
This Period Year-to-Date
JEEPERS INC Beginning Account Value $1,703,326.68 91,742,138,47
6100 RED HOOK QUARTER B3 Net Cad) Deposits and Withdrawals .10.000.00 .20,000.00
ST THOMAS VI 00802 Adjusted Previous Account Value 1,893,325.58 1,722,138.47
Dividends, Interest and Other Income 5,821.16 17,576.41
Net Chan e in Portfolio 02.54133 1.98119
:nd rg Acccvit 14a ue 51 741,699 07 S1 741 69,3 07
Estimated Annual Income $71,669.87
Your Client Advisor:
DANIEL SABBA
Asset Allocation
Prior Year•End Lad Period This Period Alloation
LSD Cash. Money Funds and Bank Deposits 205.961.90 196,040.86 186 083 86 10 68% Please review your docetion
L SD Fixed Income 1.516.176 57 1,507,284.72 1.555 612 21 89 32% periodic:sit/ We your MI MOW.
Amount Total (Pie Chart) 81,742,138.47 11,703,325.58 $1,741,696.07 100.00%
See the Asset Avocation Disclosure and Footnotes section for important informaLon regarding your Asset Alocaton.
Page tote
B0099024CSF30024 CV) paperless R [Oro a A t Ss e Oy d A V ( R v o o Pn il A a TT . . % OM ). C 2 O 0 M 07 M UNICATIONS =Ian oanttalolot treaSn ININ't•••••
CONFIDENTIAL Olen MAC/
SDNY_C4.4 00047664
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010488
EF1'A_00158273
EFTA01290301

Asset Allocation Disclosure and Footnotes
Fored Income contains Eked Income Mutual Funds.
Summary of Gains and Losses
Realized
This Period Year-to-Date Unrealized
Short-Term GainlLoss 0.00 0.00 -1,998.16
Long-Term Gain/Loss 0.00 0.00 -15597714
Net Gain:Loss 0.00 0.00 -151,1176.00
This summary excludes transactions where cost basis information is not available.
For Your Inform ation
The European Central Bank (the 'EC8') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Mildly Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH IN STL
Account N um ber: 0000001491 Current Yield: 0.27% Activity Ending: 03131/16
03/01116 Opening Balance 196.04086 196.040.86
03104116 Withdrawal MONEY FUND REDEMPTION -10900.00 196940.86
03131116 Deposit INCOME REINVEST 43.00 186983.86
03131/16 Closing Balance $1$6,0113.136
Total All Money Market Funds 5106,063,66
Income and Expense Summary
Current Period Year-to-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 43.00 0.00 121.96 0.00
Other Dividends 5,784.16 0.00 17,454.45 0.00
Total Dividends, Interest, Income and Expenses 35,027.16 10.00 $17,676A1 30.00
Page 2 of 9
Account number lunsc...wm
DINO R011 JEERERS INCc o N F IDAr G anA o L paperless OiLLOAR RA M T a E c D e C 2 O 0 M 07 M UNICATIONS M • a •• r • ia •• n •• ••up e m t la or Z os t e a • a •• t •0. W t il r e ir e 0 s 0 "i 0 n MEV MA.*
SDNY_C4.4_0004766.5
CONFIDENTIAL - PURSUANT TO FED. R CRI NA . P. 6(e) DEI-SDNY-00104439
EF1'A_00158274
EFTA01290302

Deutsche Asset
& Wealth Management
Gnaw e Banc PrmaieWmth Nargenan
Naeats Goer ace Comp
Censche Nit Sett .
Mw bet Once
PO. Boa 1776. Baltimore. MD 21203 He Part Aorem., Halter
Mrs Perk. WI WIN
Statement Period: 03/0112016 - 03131/2016
Portfolio Holdings
Axton! Adivily Opening Closieg Accrued Income 30-Day Current
Opening Date Quantity %umber Endieg Belays Income This Year Yield Yield
&IWO!
Cash, Money Funds, and Bank Deposits 11.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH IN STL
03101116 188.083.880 0000001/91 03131/16 198.040.86 186.083.88 000 121.96 027% 027%
Total Money M arket 1106,040.88 1186,083.86 10.00 8121.96
Total Cash, Money Funds, and Bank Deposits $196O40.88 $188,083.88 WOO 8121.96
Usrealtted Estimated Estimated
Date Acquired Quantity Unit Cod Cost Balls Market Price Market Value Gala/ Lois Annual Income Yield
Mutual Funds 89.00% of Portfolio
P MORGAN FLOATING RATE INCOME FUND Smutty Identifier: PHSX
SELECT SHARES OAP: 481211510
Open End Fund
Dividend Option: Reinvest Capital Gins Option: Reinvest
02/13/13 13 148,957.299 10.0700 1,500,000.00 9.1100 1,357,000.99 -142,999.01 62,413.10 4.59%
03/01113 13 533.047 10.0600 5,382.46 9.1100 4.858.08 506.40 223.35 4.59%
04101/13 13 591.154 mum 5,979.61 9.1100 5,388.14 -591.47 247.82 4.59%
05/01/1313 562.992 10.1300 5,703.11 9.1100 5.128.85 -574.26 235.89 4.59%
016/03/1313 567.343 10.0900 5,724.50 9.1100 5.188.49 -556.01 237.72 4.59%
07/01113 13 500.501 9.9700 4,990.00 9.1100 4,559.58 .430.44 209.71 4.59%
08/01/13 13 527.827 10.0600 5,30914 9.1100 4,808.51 -501.43 221.16 4.59%
09/03/13 13 531.248 10.0300 5,328.42 9.1100 4,839.61 -488.75 222.59 4.59%
Reinvestments to 17.987.039 9.7340 175,090.17 9.1100 163,861.91 -11.228 23 7,536.57 4.59%
Dale
Total Covered 170,768.760 1,713,488.21 1,665,612.21 -167,876.00 71,547.91
Total 170,768.760 $1,713,48121 81,655,612.21 -5157,876.00 571,547.91
Total Mutual Funds 81,713,486.21 81,555,612.21 -8157,876.00 $71,547.91
Unalted Accrued Estimated
Cost Basis Market Value Gale/ Loss Interest Annual Income
I Total Portfolio Holdings $1,899,572.07 91,741,696.07 -3157,876.00 10.00 171,669.87
Footnotes
Page 3 019
DOM) ROU. L A E c P co E u R n S t K IN u C m her Go paperless R r O il i N e le d S d A Y C A m m P o • A l 1 lo 1 M / o .C . l • C 2 O 0 M 07 M UNICATIONS •••••••• snow..
I
SDW_GM_00047666
CON F D AENTIAL
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FXCIIIENCJI DB-SDNY-0010490
EFTA_00158275
EFTA01290303

Portfolio Holdings (continued)
Securities acquire° before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating
amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their "applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-6
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Please be advised that Deutsche Investment Management Americas Inc. will be liquidating the NY Tax Free Money Fund and Tax Free Money Fund Investment (the "NY Tax Free Funds') and the Tax-Exempt
Canaria Money Market Fund on or about April 8, 2016 and as such the NY Tax Free Funds and the Tax-Exempt California Money Market Fund will no longer be evadable as money market funds in the D8SI
cash sweep program (the 'Sweep Program').
What this means for you:
If you are currently invested in the NY Tax Free Funds or the Tax-Exempt Califomia Money Market Fund, your entire position in the applicable NY Tax Free Funds and Tax-Exempt California Money Market Fund
MU be automaticaly redeemed and the proceeds will remain as cash balances n your brokerage account. For more information about your available cash sweep options and to select a new cash sweep option
you must contact your Client Advisor.
If you are not currently invested in the NY Tax Free Funds or the Tax-Exempt California Money Market Fund, then this change will not affect the existing sweep for your cash balances and you do not need to
contact your Client Advisor.
For mare information on the cash sweep options available to you in the Sweep Program, please visit our website at http://vnwrwealth.deutscheawm.corntamericasten/CashSweepOptions.htrnl and click on 'Cash
Sweep Options'.
Page 4 of 9
Account hum tier Rated Csice0ent
ONAlt It ti LEPERS INCC ONFID d ^ENTIA L " L O y N c o L n S ( m A V A a R s A " S T i E nc D e C 2 O 0 M 07 M UNICATIOhtS aotian eirrwai t. w t.. e .) e .. .• s : 4 ec . as ammo
SDNY_GM_00047667
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010491
EF1'A_00158276
EFTA01290304

Deutsche Asset
& Wealth Management
Gnaw e Banc PrmaieW.11.14,utentm
Nieeets C Owe Ne MP
P•nWhe sank Settanti
IN* brit Onor
PO Box 1776, Baltimore, MD 21203 .115 Part •••re. Nth, Ice!
Mrs etA Irt UM.
Statement Period: 03/0112016 - 03/3112016
Activity Summary (NI amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Securities Bought 0.00 -5.784.16 .5.784.16 0 CO . y 454 45 .' 7.454 45
Total Securities $0.00 -$5,784.16 -$5,784.18 $0.00 -$17,454.45 -$17,454.45
Dividends and Interest $5,827.16 $0.00 $5,827.16 $17,576.41 $0.00 $17,576.41
Cash
Withdrawals 0.00 •10.00000 -10,000.00 000 -20.000.00 .20,000.00
Total Cash $0.00 -$10,000.00 -$10,000.00 $0.00 -$20,000.00 •$20,000.00
Totals $5,827.16 -$15,184.15 -59,157.00 $17,576.41 -$37,454.45 -$11,578.04
Transactions by Type of Activity
Process'
Settlement
Date Activity Type Desalptla Quantity Price Awned loafed Moist
Olrreacy
Securities Bought and Sold
03/30116 REINVEST CASH INCOME .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 636.321 -5,784.16 USD
PH SX 170122.4290 SHRS Sti RS BIRCH. AT 59.09000 RD 03128 PD
03130116
Total Searritles Bought and Sold • U.S. DOLLARS 0.00 -5,784.18
Dividends and Interest
03130116 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT SI-ARES 5.784.16 USD
Stl SX 170122.4290 SHRS RD 03128 PO 03130116
03131116 MONEY MAItKETFIJND DEUTSCHE GOVT CASH 43.00 USD
INCOME RECEIVED
233993682
Total Dividends and Interest - U.S. DOLLARS 0.00 5,827.16
Cash Withdrawals and Deposits
03104116 FEDERAL FUNDS SENT VALLEY NATIONAL BANK -10.000.00 USD
US0999997
Total Cash Withdrawals and Deposits- U.S. DOLLARS 0.00 .10,000.00
Page 5 ol 9
Account number Rated exceliont
Go paperless et weer:alltit .0'"•01;••" •.1 /.IOW WS*
()SAO ROIL IEPERS Cc o N F D rNTT A L [ "O M VA"S e .O n A Y I r f r N eA a r r CD. C 2O0M07M ON I CA TIONS ••••••••ac, avow na rem sac
SDW_GIA_00047668
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010492
EFTA_00158277
EFTA01290305

Transactions by Type of Activity (continued)
Process'
Settlement
Date Activity Type Desaiption Quantity Price Acaued Interest Amount Currency
Total Value of Transactions 0.00 -9,957.00 USO
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIB. SABBA
345 PARK AVENUE NTH FLOOR
NEW YORK NY 10154-0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT
Default Method for all 011ie! Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Am wide premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account com s unications for eledronic delivery. To register and turn off paper communications, log in to your account or canted your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services, which we believe to be relied.. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "N/A* and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guile to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account( sy Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely intonation. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will
be used in the release of the curtent month's statement Prior statements MI not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price Mil purge and NIA will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Page 6 of 9
Account Number.- Riled lballont
(JINN INA t LEPERS INC Go paperless E 0. v 4 e 1 r 0 y A V R a R n A 5 T . C 1• O K• C 2 O 0 M 07 M UNICATIONS Ma /S t O in t LA 'O •• w •• e •• V 1' e M it A = ...- SINI1100.1.
IIICIIIIINOr
SDNY_GM_0004766.9
CON F D AE. NTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010493
EFTA_00158278
EFTA01290306

Deutsche Asset
& Wealth Management
Draisre Banc Prmaie Weal, Ma.zgenan
POleatt Genf Colap
Cettsche IsiP• Settaen
*vs bet Once
PO. Boa 1776, Baltimore, MD 21203 315 Pot Aire. 20th I ter
OInveett. Br 10114
Statement Period: 03/0112016 - 03/31/2016
Important Information and Disclosures (continued)
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
mwr.pershing.comibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
riot receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order now.
Options
Information with respect to coevnissions and other charges incurred in connection with the execution of option transactions has been included in con&mations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your Introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automaticaly pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing form.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the tens outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) MA be bitted at the rates such agents
use.
The Role of Penning
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
is employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds arid securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your fniancial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account a activity should
be directed to your financial institution. Your financial organization's contact information can be found on the rest page of this statement.
• For a descrntion of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
Page 7 of 9
tninit it( L A E c P co E u R n S t I I n N u C m c bet O N Ft D G a o n p ti a u p r e ri rless A R [ O v a A e t L r e O y d A • ( e R * l c p R e o A r l l 1 T a e E r r d w D e C ,O O O M 7 M UNICATIONS
?Mall WW
SDNY_GM_00047670
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEI-SDNY-OO1O494
EF1'A_OO158279
EFTA01290307

Important Information and Disclosures (continued)
The Role of Pershing (continued)
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC*). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC 'arils. For more detailed information please visit wiwipershing.corniaboutisUength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be reconfinned in writing to further protect your rights, including your rights under the Securities Investor
Protection Act
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as folows: Pershing LLC, Legal Department, One Pershing Plan,
Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generaly final and binding; a party's abikly to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (lithe class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page I in 9
OKA° ItOll L A E c P co E u R n S t K IN u C m tier Go paperless a 0 tr / e r 4 e n 1 a 0 g A v [ R . a . . R n IS A U T M n E t D o C 2 O 0 M 07 M UNICATIONS
CONFIDAnTIAL
SDNY_GM_00047671
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DEI-SDNY-0010485
EFTA_00158280
EFTA01290308

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR RS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER,
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSRIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS, CUSTOMS. USAGES, RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL, SHALL REMAIN AVAILABLE UPON REQUEST.
WITH PERCHING UNTIL THE ENTRE PURCHASE PRICE IS RECENED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE, WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT W ILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WVVW.PERSHING.COM.
STATEMENT. F 50. THE TRANSACTIONS WEL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WIAAV PERSHING COANDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD 8E RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 007(A)(1)-(2))
BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED N MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION, THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF TO CERTAAN OPTION EXCHANGES, IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDNG THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO NCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST N ACCUMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR AMITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
AER0HIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ME INDEBTED TO PERSHING LLC (PERSHNG') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. INI THOUT TENDER,
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU.
• WHENEVER YOU ARE INDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAN/ YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F AM OF THE ABOVE TERMS AND CCAIDIT IONS ME UNACCEPTABLE TO YOU. FLEASE NOTFYPERS-INO IMMEDIATELY IN WRITING BY CEMIFED HAIL TO ONE PERSHING MASS JERSEY CITY. NJ 07399. ATTN LEGAL DEPT
Page 9 of 9
Account Mum ber _At Noted if...giant
Go paperless Marian a iartito ttittremeen MEN MO,*
JEEPERS INCC ON FIDAENIIAL-' Irozejitacc7c2oTimutticanos •••••••••mn ••••••••••A Mae •00
SDNY_GM_00047672
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010496
EFTA_00158281
EFTA01290309

Deutsche Asset
& Wealth Management
Gnaw e Banc Prmaie Wok', Ma.agenna
Weans Connie 4,1,P
DetIscht Sot Setionei
likre bet Mks
PO. Boa 1776, Balbmoro, MD 21203 .115Parli Anent leth I /act
Mrs vest. PIT ICWA
Account Number:
Statement Period: 01/0112016 - 02/29/2016
Portfolio at a Glance
This Period Year-to-Date
JEEPERS INC Beginning Account Value S1,742,131.4? $1,742,131.47
6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals .10.000.00 -10.000.00
ST THOMAS VI 00802 Adjusted Previous Account Value 1,732,138.47 1,732,136.47
Dividends, Interest and Other Income 11,749.25 11,749.25
Net Chan e in Portfolio 40362.14 .10.562.14
-nd rg Accct.nt \la ue SI 723 325 58 SI 72,3 325 58
Estimated Annual Income $71,190.13
Your Client Advisor:
DANIEL SAWA
Asset Allocation
Prior Year-led last Period This Period % Allocation
LW Cash, Money Funds and Bank Deposits 205.961.90 205,961.90 196.040 86 1151% Please review your allocation
LSD Fixed Income 1,536.176.57 1,536,176.57 1.507,284 72 8849% :- penorecaltf win your CaereAdvisor.
Account Total (Pie Chart) 91,742O38.47 11,742,131.47 $1,703,325.58 100.00%
See the Asset Allocation Disclosure and Footnotes section for important information regarding your Asset Allocation.
Pagel off(
Rated excellent
A01005 OCSF30017 Go paperless tweY V••• WW• 2007 =in arerwast =Iss ec Mina••••
OAlliAn RAT( DCOMMUNICATIOhtS
CONFIDENTIAL "a"'
SDW_GA4_00047673
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010487
EFTA_OO158282
EFTA01290310

Asset Allocation Disclosure and Footnotes
Fixed Income ccrtains Fixed Income Mutual Furds.
Summary of Gains and Losses
Realized
This Period Yeardo•Dale Unrealized
Short-Term Gain/Loss 000 000 4.229.41
Long•Term Gain/Loss 000 000 .196.189 92
Net Gain:Loss 0.00 0.00 ,200,419.33
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Sank (the 'ECS') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The
interest coil be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting
arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Aaiun)! Type Desaiption Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH IN STL
Account N um ber: 0000001491 Current Yield: 0.26% Activity Ending: 02/29/16
01101116 Opening Balance 205.961.90 205161.90
01129116 Deposit INCOME REINVEST 37.58 205,999.18
02/18116 Withdrawal MONEY FUND REDEMPTION .10.000.00 195,999.48
02129116 Deposit INCOME REINVEST 11.38 196,010.86
02129/16 Closing Balance $196,040.86
Total All Money Market Funds 6196,04016
Income and Expense Summary
Current Period Year10-Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 78.96 000 78.96 00
Other Dividends 11,670 29 000 11.670 29 000
Total Dividends, Interest, Income and Expenses 311,719.25 30.00 311,749.25 60.00
Page 2 of 8
Account Number Rated excellent
otinit ;:,,LI JEFFERS INC GO paperless O tr A a & y O A Y R e P a, A S T in O c :, e C 2 O 0 M 07 M UNICATIONS
I EXCII10101
D AE. NTIA SDNY_GM_00047674
6(e) CONF
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DES-SDNY-00 10498
EFTA_00 158283
EFTA01290311

Deutsche Asset
& Wealth Management
Dralsre Ilan. Poo/lewean maitenna
Marets tenni* G.MP
Chliche Rink Sett "
Mr•bri Moo
P.O.Box 1776, Baltimore, MD 21203 HI v.n Anew. leth liter
Mew etA NY 10114
Statement Period: 01/0112016 -0212912016
Portfolio Holdings
Account Activity °peeing Closiag Accrued Income 30-Day Current
Opening Date Quantity Number 5rdiag Bakes. Income This Year Yield Yield
BAWD!
Cash, Money Funds, and Bank Deposits 12.00% of Portfolio
Money Market
DEUTSCHE GOVT CASH IN STL
01/01116 198.040.860 0000001491 0212916 20546 1.90 196.040 86 0 00 78 96 0 26% 0 26%
Total Money Market 1205,961.9 0 1198,040.86 $0.00 $78.96
Total Cash, M oney Funds, and Bank Deposits 1206,961.90 $196,040.86 $ 178.96
Unrea0liz0e0d Estimated Estimated
Date Acquired Quantity Unit Cod Cost Basis Market Price Market Value Gainl loss Annual Income Yield
Mutual Funds 88.00% of Portfolio
P MORGAN FLOATING RATE IN COME FUND Security !doodler: PHSX
SELECT SHARES CUSP. 48t211510
Open End Fund
Dividend Option: Reinvest; Capital Gains Opted Reinvest
02/13/13 13 148,957.299 10.0700 1,500,000.00 8.8800 1,319,761.66 -180,238.34 62,264.15 4.71%
03/0111313 533.047 10.0600 5,362.46 8.8600 4122.79 439.67 222.81 4.71%
04101113 13 591.454 10.1100 5,979.61 8.8600 5,240.29 -739.32 24723 411%
05101113 13 562. 992 10.1 300 5,703.11 8.8600 4.988.10 .715.01 235.33 4.71%
06103113 13 567.343 10.0900 5,724.50 8.8600 5.026.66 497.84 237.15 411%
07/01/13 13 500.501 9.9700 4,990.00 8.8600 4,434.43 -555.57 20921 4.71%
08/01113 13 527.827 10.0600 5,309.94 8.8600 4,676.55 433.39 220.63 4.71%
09/03113 13 531.248 10.0300 5,328.42 8.8600 4,708.86 421.93 222.06 4.71%
Reinvestments to 17,350.718 9.7580 169,306.01 8.8600 153,727.38 -15.578.63 7,252.60 4.71%
Dale
Total Covered 179,122.429 1,707,704.06 1,607,214.72 -200,419.33 71,111.17
Total 179,122.429 31,707,70 4.05 31,607,284.72 4200,419.33 $71,111.17
Total Mutual Funds 11,707,70 4.00 11407,284.72 4200,419.33 171,111.17
Unrealized Accrued Estimated
Cod Basis Market Valle Gale Loos Interest Annual Income
l Total Portfolio Holdings $1,903,744.91 11,701,323.58 -1200,419.33 10.00 $71,190.13
Footnotes
Page 3 ol 8
Account Kum ber Rioted Excellent
LEPERS INC 6° paperless aL tafelt.ATTC200:47MUMCATIONS M • a •• t ••• tw ••L o C , •••••••••••••. pone =PC
CONFIDE NTTAL
SDNY_GIN 00047675
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0010499
EFTA_00158284
EFTA01290312

Portfolio Holdings (continued)
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating
amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-6
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock M a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
13 The cost basis of this security has been provided to us by the delivering firm cur transferring agent and Pershing makes no representation as to the accuracy of this information.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are
not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Sum m ary (NI arnourds shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Securities
Sec irties ;iought 0.00 -11670.29 -11.670 29 000 •11,67029 -11.670.29
Total Securities 90.00 -$11,610.29 -911,610.29 10.00 -611,610.21 .$11,670.29
Dividends and Interest 211,749.26 $0.00 $11,749.25 $11,749.25 $0.00 $11,71L25
Cash
Withdrawals 0.00 -10,000.00 -10,000.00 0.00 -10,00000 -10,000.00
Total Cash $0.00 -$10,000.00 -$10,000.00 $0.00 -$10,000.00 -$10,000.00
Totals 211,749.26 -$21,670.29 -$9,921.04 $11,749.25 -121,570.29 -$9,921.04
Page 4 of 8
Account hum ber Rated Ence•Mnt
MOAB ROLL LEPERS INC Go paperless L O s A , L * 0 A Y R e R e, A S T e E n D ce C 2 O 0 M 07 M UNICATIONS
CONFIDAENTIAL
SDNY_GM_0004 T676
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10500
EFTA_O0 158285
EFTA01290313

Deutsche Asset
& Wealth Management
Draisre San, Poo/lewean Ma.zienan
Vitals C0•44I4t4,1,P
Cesisthe Sank Scoonei
Mrs bet Once
PO. Box 1776, Baltimore, MD 21203 .115 Pot Owner. 20th I ter
Mrs %A /0. 101,4
Statement Period: 01/01/2016 • 02/29/2016
Transactions by Type of Activity
Process'
Saltine
Date Acdvity Type Description Nan Price Accrued liters Mount Curren
Sew Mies Bought and Sold
01128116 REINVEST CASH INCOME .P MORGAN FLOATING RATE INCOM E RAD SELECT STARES 621.042 1.570.75 USD
PH SX 168810.6120 SHRS SF RS PORCH. AT 58.97000 RD 01/26 PD
01128116
02126116 RBA VEST CASH INCOME P MORGAN FLOATING RATE INCOMEFUND SEECT SHARES 690.775 4.099.54 USD
PH SX 189131.6540 SHRS SI- RS MCI- AT 58.83000 RD 02124 PD
02128116
Total Securities Bought and Sold • U.& DOLLARS 0.00 .11,670.29
Dividendsand Interest
01/28116 CASH DIVIDEND RECEIVED PMORGAN FLOATING RATE INCOMEFUND SELECT SPARES &570.75 USD
PH SX 188810.6120 SHRS RD 01126 Ft 01128116
01/29116 MONEY MARKET FUND DEUTSCHE GOVT CASH 37.58 USD
INCOME RECEIVED
233993682
02/26116 CASH DMDEND RECBVEO .9 MORGAN FLOATING RATE INCOME FUND $9.ECT SHARES 6.099.54 USO
StISX 189431.6540 SHRS RD 02124 PO 02128118
02/29116 MONEY MARKET FUND DEUTSCHE GOVT CASH 41.38 USD
INCOME RECEIVED
233993682
Total Dividends and Interest • U.S. DOLLARS 0.00 11,74925
Cash Withdrawals and Deposits
02/18116 FEDERAL FUNDS SENT VALLEY NATIONAL BANK -10.000.00 USD
USD999997
Total Cash Withdrawals and Deposits- U.S. DOLLARS 0.00 -10,000.00
Total Value of Transactions 0.00 -9,921.04 USD
The price and quantity displayed may have been rounded.
Page 5 o18
L>BAO ROLL Account Kum ber Go paperless R O tra i n le y n d A Y I a b e t o a R o r A lk S o M in n c . t e C 2 O 0 M 07 M UNICATIONS ottirinotastroan it eO'r"sistoonill•WO•0=1,
SDW_GM 00047677
67 RS 'KC O N F D AENTIA
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. DB-SDNY-0010501
EFFA_00158286
EFTA01290314

Client Service Information
Your Client Advisor: BAN
DANIS.. SABBA
345 PARK AVENUE 26Th FLOOR
NEW YORK NY 10154-0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvemm enl Plan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortisation Elections:
Am ono premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types Conant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corn n unicafions for electronic delivery To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for m ore information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are matted "N/A- and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EOUAL THE STATEMENT DATE.
The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily
be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are
sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. Wien the updated price is received from the price provider, the updated price will
be used in the release of the current month's statement Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an
order.
Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets
are priced via third party sources believed to be reliable.
For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be
listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset the current price will purge and NIA will be placed in the price field in the statement. The
pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information horn providers believed to be reliable; however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, alas decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wvriv.pershing.comibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
Page 6 of 8
4-,
Account Kum ber Rated, `.„el
°SAO Roll LEPERS INCC ON F I D G AE o p N ape T rle I s A s l. - "0 v A `N alO Y A "' (0 . C 2 O 0 M 07 M UN CA T IONS etririnetrZtair00040.111SI•iiiiim.
SDNY_GM_00047678
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010502
EFTA_00158287
EFTA01290315

Deutsche Asset
& Wealth Management roaitenan
Gnaw, e gam Poo/lewean
mats
I potty, 6.0.1.
Chis04 kr* Noon' t.
PO. Boa 1776, Baltimore, MD 21203 Ifire bet Once
.115 Pot •••ner. 20th I ter
Mrs Perk. 10. 10154
Statement Period: 01/01/2016 • 02/2012016
Important Information and Disclosures (continued)
Reinvestment (continued)
whom your security was purchased. may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, a received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (S) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
as employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its arm operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the fist page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. It you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC*). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: WON/. pershing.corniaboiNstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to
your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted.
Page 7 of 8
Account hum ben Rolsd Cwillen1
Go paperless 1. very Vann Sint* 2007 Mon lYe eve Irma ova
LEPERS INC onefl I1ATCD COMMUNICATIONS
IMCIIIINC/
SDNV_GM_00047679
CO N F D ArNMIAL
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010503
EFTA_00158288
EFTA01290316

Important Information and Disclosures
(continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is Med.
• Arbitration awards are generaly final and binding; a patty's stilly to have a Court reverse or modify an arbitration award is very kilted.
• The abilOy of the parties to obtain documents, witness statements and other discovery is generally more landed in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hewing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative lass who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows' Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330.
Page I of
L A E c P co E u R n S t l I u N m CC ber ONFID G AE O p N ape T rle5 I 5 A L " r at u g` t " s " w :TN e .. Aa w T m D ca.n oN s :rn et Sr:ral•InfeOri••••n MEV *Se
SDNYS4.4 00047680
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DEt-SONY-0010504
EF'FA_00158289
EFTA01290317