EFTA01290105.pdf

15I
Deutsche Bank
uteche Bank Securities inc
Baltimore, MD 212O3
M arch 1,2019 - M a 31 2019
Account Number:
SOUTHERN TRUST COMPANY INC
ST THOM ASVI 00802
Portfolio at a Glance
ThisPerIod Year-lo-Dale
Your Investment Specialist. BEGINNINGACCOUNT VALUE $0.00 $5,205,298.67
Alta. Net Cash Deposits and Withdrawals 459.18 4,290,057.99
Adjusted Previous Account Value 450.18 44,759.32
Dividends. Interest and Other Income 850.18 36,016.51
Net Change in Portfolio' 0.00 48342.15
tf4DINGACCOUNT VAWn $0.01n $0110
Estimated Annual Income 53.491 43
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Ansel Type Prior Year-End Last Period llds Period
0% Cash, Money Funds, and Bank Deposits 4,392,828.67 0.00 0.00
0% Fixed Income 812,470.00 0.00 0.00
0% Account Total $5,205,298.67 $0.00 $0.00
Please review your allocation periodically with your Investment Specialist
Summary of Gains and Losses
Raked
This Perkd Year4mDde traresized
Long-Term Gain! Loss 0.00 -161.230.36 0.00
Net Gain! Loss 0.00 -161,230.36 0.00
This summary excludes transactions where cost basis information is not available.
Page 1 of 7
Rated Emarnt Owing enoYD. ',entity PIC a Sally owned
Every Vex Sae. 2007 subsidiary aT e Bonita New York Mellon
OMAR RATED COMMUNCATIONS CS (MY Melon)
EXCUIUKt Penme. LIX arta MiFlatikiterAt 00041348
CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) DB-SDNY-0010172
EFTA_OO157957
EFTA01290105

For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 142 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 142 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Activity Type Deseription Amount Biwa
Sweep Money Market Fund
CASH AC TRDWSGOVT & AG INSTL
Current Yield: 2.29% Activity Ending: 05/13/19
05101/19 Opening Balance 0.00 0.00
05/13/19 Deposit MONEY FUND PURCHASE 650.14 650.14
05/14/19 Withdrawal MONEY FUND REDEMPTION 150.14 0.00
05/14/19 Withdrawal SHARES REDEEM ED 41.04 .0.04
05/14/19 Deposit ACCRUED DIVIDEND CREDIT 0.04 0.00
05113/19 Closing Balance 50.00
Total All Money Market Funds 50.00
Income and Expense Summary
Current Period Year-to-Csale
Trade Non Toll* Retitle Non Taxable
Dividend Income
Money Market 0.04 0.00 3,491.43 0.00
Interest Income
Bond Interest 650.14 0.00 32 52514 0.00
Total Dividends, Interest, Income and Expenses 5650.18 50.00 $36,018.57 50.00
Page 2 of 7
Account Number.
Med Cacellent Owing Sough penting ac a wally owned
A: crt c:a) Every Year Shwa 2007 subsidiary e4 The brat a New York Mellon
CONFIDO. DALIAlt RAII D COMMUNICATIONS CAS (OW Mellon)
EXCLUDICE LIX.rnerrter FIllaktiaGM_ 00047349
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010173
EFTA_00157958
EFTA01290106

Deutsche Bank
Baltimore, MD 21203
M arch 1,2019 - M ay 31,2019
SOUTHERN TRUST COMPANY INC
Portfolio Holdings
Opening posing Acauecl Income 30•Day
Description Quantify Balance Balance Income Tittles Yield
CASH. MONEY FUN DS.AND BANK DEPOSITS 0 00% of Portfolio
Money Market
CASH AC TR 911/SCTOVT & AG INSTL 0.00 0.00 0.00 3,491.43 2.31%
Total Money Market $0.00 $0.00 $0.00 $3,491.43
TOTAL CASH, MONEY FUNDS. AND BANK DEPOSITS $0.00 $0.00 $0.00 $3,491.43
Aimed &imaled
Mania Value Were* Annuallecome
Total Portfolio Holdings $000 $0.00 $3,491.43
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
prices. unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EA!) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Page 3 of 7
Amount Number
Rateamant Mat dwout.P elbeg LIC, a wholly armed
At 0(1:3X:20 L Every Vex dice 2007 va+:ifna The lock of New York Mellon
CONFID DAIJAR MUD COMMUMCATIONS Conmeathm OINY Man)
EXCOAD.Ct ElliRAg*IYULGMJ)0047350
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010174
EFTA_00 I 57959
EFTA01290107

Portfolio Holdings Disciosures (contsnued)
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (to arn,un,s sno“n are .n case
CreditsThis Perk4 Debits ThIsPerk4 Net TbisPeried CreelternMeate DetitsYeateci-Dete Net Year-le-Date
Securities
Securities Sold 0.00 6.00 0.00 861.21215 0.00 861.212.75
Total Securities $0.00 $0.00 $0.00 $861.212.75 $0.00 $861,212.75
Dividends and Interest $650.18 $0.00 $650.18 $36 016 57 $0.00 $36,016.57
Cash
Withdrawals 0.00 450.18 450.18 0.00 4.290.057.99 -5 290 057 99
Total Cash $0.00 5650.18 4650.18 $0.00 45.290.057.99 45.290.057.99
Totals $650.18 4650.18 $0.00 $891229.32 45,290,057.99 44,392,828.67
Page 4 of -
Account Number
Med hallent OwingI MO. Pegging LIC. a.lgpy owned
A/CM:Mt:20 L Every Yew Shwa 2007 subsidiary*.I lle &onkel New York Mellon
CONFIDO. D EX R C U IM M EN I t C A C l I D COMMLINICATICNS P CA e M na m n a t L im IX ( . M no Y t M e e ,F llo l n iR ) A.4041 00047$51
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DEt-SDNY-0010175
EFTA_00I57960
EFTA01290108

Deutsche Bank
Baltimore, MD 21203
March 1, 2019 - May 31, 2019
SOUTHERN TRUST COMPANY INC
Transactions by Type of Activity
Process
Settlement
Date Ai:flyby Type Description OuentIty Price Accrued Interest Amount Currency
Dividends and Interest
05/10119 FOREIGN BOND INTRUST ROYAL BK SCOTLAND GROUP PLC ADR SERU REPSTG PREP U 4,000,000.000 650.14 UST)
780097AUS SITS 7 640% 1310 4/88 BIE RD 06/28 PD 06129113 RATE ADS
05114119 MONEY MARKET WND CASH AC TR DWSGOVT d AGENCY INSIL INCOME REDEEM ED 044 US0
INCOME RECEWED
PER232045
Total Dividends end Interest - U.S. DOLLARS 0.00 650.18
Cash Withdrawals and Deposits
05114119 FEDERAL FUNDS SENT PMORGAN CHASE BANK, 450.18 USD
993999997
Total Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 450.18
Total Value of Transactions 0.00 0.00 UST)
The price and quantity displayed may have been rounded.
Client Service Information
Your Invetiment Specialist: ABR Contact Infoimition
Telephone Number:
NEW YORK NY 10154.0003
Your Account Informal' n
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Page 5 of 7
Assault Number Rated (scant Owing through Meting LLC • Mealy owned
EtfU li:25 [very Vex Sect 2007 subsidiary ollbe brad New York ~ha
CONFIDg AL- DALUR RAT ED COMIWAICATIONS CaPonth20 (IIMY MOM
ExCULENCt Penh... MC. imnter latagritePA 00047352
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010176
EFTA_00157961
EFTA01290109

Your Account Information (continued)
ELECTRONIC D ELIV ERY
Your electronic delivery selections for account communications are listed below:
Electronic Delivery
Enrollment Communication
• Slaternents and Reports
O Trade Confirmations
O Tax Comments
O Notifications
• Prospectus
• Proxy/Sliareholder Communications
You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does It assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 113-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (aPct. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Yur fin ni l r nization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
Jersey City, New Jersey 07399; . Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other In court, including the right to a trial by jury, except as provided by the rules of the arbitration forum In which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings.
Page 6 of 7
Account Number
Rated fire ant Owing through holingI IC.• Sally owned
A: crtat:::?3 Every Ye• Shwa 2007 subsidiary e4 TM Bonita New York Mao
CONFIDO AL- OMANIRAIID CONVOCATIONS CoPoratim (MY Melba)
CO:WM( Penhal; MC. rrenkar m,Rng4;fCaCat00047353
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010177
EFTA_00157962
EFTA01290110

Deutsche Bank
Baltimore, MD 21203
M arch 1,2019 - M ay 31,2019
SOUTHERN TRUST COM PA NY INC
Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date
• The panel of arbitrators will typically include a minority of arbitratorswho were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LW shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399;
Page.' of
Account Number
RaleamearM °wring Sae. Paging LIC, a Mlolly armed
Every Vex Site 1007 subekharft et The km of New York Mellon
CONFID L4- DAL/MtMUD COMMUNICATIONS Ceeponthm (111a Mellon)
EXCIMENC( PerItre. . Ell4RA 1;:SYY42LCAl_0004 7354
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010178
EFTA_00 157963
EFTA01290111

Deutsche Bank DeutwTheNn1P6saireittikMNI4e.....
Malets“veratt Ow,
Dretcheihodnewmeinc.
Baltimore, MD 21203
ToU'rtie
Cirtc:
February 1,2019 - Februar 28 2019
Account Number:
SOUTHERN TRUST COMPANY INC
ST THOM ASVI 008 02
Portfolio at a Glance
thisPerlod Yew-to-Ciete
Your Investment Specialist BEGINNINGACCOUNT VALUE $1,297,789.90 $5,205,298.67
Mialid lni AN Net Cash Deposits and Withdrawals 4,289,40711 4,289,407.81
Adjusted Previous Account Value 8,382.09 44,109.14
Dividends, lathiest and Other Income 405.16 35,366.39
Net Change in Portfolio' -8.787.25 48,742.75
hit Ir i,S;t~UI III i_tl: $0.00
Estimated Annual Income 53.491 39
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Percent Prom Type Prior Trim-Bid Last Period Tills Period
0% Cash, Money Funds, and Bank Deposits 4,392,828.67 127.769.90 0.00
0% Fixed Income 812,470.00 870.000.00 0.00
0% Account Total $5,205,298.67 $1.297.789.90 $0.00
Please review your allocation periodically with your Investment Specialist.
Summary of Gains and Losses
Rafted
This Period Year4otinte Umeslized
Long-Term Gain! Loss -161,230.36 -161.230.36 0.00
Net Gain/ Loss -161,230.36 -161,230.36 0.00
This summary excludes transactions where cost basis information is not available.
Page 1 of 8
ANNAssalint Owing Swab holingL it .• Sally owned
I . Every Vox Since 2007 subsItliNy e4 The Bonita New York WON
DAIJAR MUD CONVOCATIONS CielnatiNI (MY NAN)
Penn.'s U.C. myna, FilatagtreaGM_CICI047355
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) E PUNFID DB-SDNY-OO1O179
EFTA_OO157964
EFTA01290112

For Your Information
The European Central Bank (the ECB' ) and other credit institutions introduced • negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1342 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Desatlion Amount Blom
Sweep Money Market Fund
CASH AC TR DWSGOVT 8 AG INSTL
Current Yield: 2.31% Activity Ending: 02/ 13119
02101/19 Opening Balance 427,789.90 427,789.90
02113/19 Deposit MONEY FUND PURCHASE 861,212.75 1,289,002.65
02/14/19 Withdrawal MONEY FUND REDEMPTION 4,289,002.65 0.00
02/14119 Withdrawal SHARES REDEEM ED 405.16 405.16
02/14/19 Deposit ACCRUED DIVIDEND CREDIT 405.16 0.00
02/13/19 Closing Balance $0.00
Total All Money Market Funds $0.00
Income and Expense Summary
Current Period Yeer4o.Date
Taxable Non Taut* Tootle Non Usable
Dividend Income
Money Market 405.16 0.00 3,491.39 0.00
Interest Income
Bond Interest 0.00 0.00 31,87500 0.00
Total Dividends, Interest, Income and Expenses $405.18 50.00 535,388.39 50.00
Portfolio Holdings
0 Going Awned IMMO 30.0ay
Description Duality Bins Bans Income This Yon Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 0.00% of Portfolio
Money Market
CASH AC TR DWS GOVT S AGP M 427,789.90 0.00 0.00 3,491.39 2.31%
Total Money Market $427,789.90 $0.00 $0.00 $3,491.39
Page 2 of 8
Account Number
Rattassant Owing tinge,. holingI lt. a wholly craned
L Every Vex Since 2007 subsidiary e4 TM Bonita New York Melba
CONFIDO. D EX A ( L C II IL M D W rC ED COMMUNCATIONS C Pe a n n n n e a .* t M im C ( . M 'sm Y i M te e . l n ba i ) n fiakkaat00047356
CONFIDENTIAL — PURSUANT TO FED. R CRI AA. P. 6(e) DB-SDNY-0010180
EFTA_00157965
EFTA01290113

Deutsche Bank
Baltimore, MD 21203
February 1,2019 - February 28, 2019
SOUTHERN TRUST COM PA NY INC
Portfolio Holdings (continued)
Opening Closing Austad locome 30-Day
Description Quantity Balance Balance looms TidsYear Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS (continued)
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $427,789.90 00.00 00.00 83,491.30
Accrued Estimated
Market Value IMerest Annuid Income
Total Portfolio Holdings so 00 90.00 83.491.39
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. M arket prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THESTATEM 84T DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.corni disclosures for specific details as to formulas used to calcu late the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 196, unless a particular rate is required by applicable law. Your financial
Page 3 of 8
Account Number:
bled baked Owing engemPent/in.I lt. a Sally craned
AiOnt:6 Every Year Age 2007 subsidiary a The Bonita New York Melee
CONFIDO. AL- DAU MR AII D CONVOCATIONS Colneatim (OW Meta)
EXCWINCIE Ptnhet; LI.C.inernte. FIIIRactlYIELCat00041357
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010181
EFTA_00157966
EFTA01290114

Portfolio Holdings Disclosures (continued)
Foreign Currency Transactions (continued)
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Schedule of Realized Gains and Losses Current Period
gate Date Realized
Description Dispowl Acquired Designation Deposition Method r Tiamadion Quantity Proceeds Cod Basis Debates
Long Term
BUCKEYE PARTNERS LP 02111119 01125118 Covered Rrst In First Out I sat 1,000,000.000 857.494 00 1,018,724.36 -161,230.36
FLTG RATE NT 6.375%0122/78 Original Cost Basis: 1013.756.00
B/E DID 0122/1 CLB
Security Identifier: 11230A50
Total Long Term 857.494.00 1,018,724.36 ,161,230.36
Total Short and Long Term 857.494.00 1,018.724 36 ,161,230.36
Generally. securities acquired before 2011 in retirement accounts or held by Non-U.S entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as
amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered". were identified as securities potentially subject to the cost
basis reporting rules and may be reported to the IRS on form 1099-8 for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998. the cost basis
will not be reported to the IRS.
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior
income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital
information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments. but may also include adjustments for corporate action events. Therefore there may be
differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1399-8 or online displays you may have available to
you.
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not
required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be
responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims
any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting.
Page 4 of 8
Account Number:
Rated (want Owing tlarartim LI.C, a -holly owned
At OWW))19 L Every Vex Sine 2007 subsay or The Ilardi or Net York Mellon
CONFIDO DAUM), MAIM COMMUNICATIONS Conmeathm OW Man)
Cita/ANC( Pentmg MC. rren-ter miRAAcklguLGM_OOO47358
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010182
EFTA_00 I 57967
EFTA01290115

Deutsche Bank
Baltimore, MD 21203
February 1,2019 - February 28, 2019
SOUTHERN TRUST COMPANY INC
Schedule of Realized Gains and Losses Current Period (continued)
Cost Basis on fixed income securities may be adjusted for amortization. accretion, original issue discount adjustments. or principal payd owns The calculation is based upon the taxpayer
election, type of fixed income security. and certain attributes, obtained from sources believed to be reliable. In the event. one or more of these attributes is changed. there may be a temporary
incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those
involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the
preparation of your tax returns.
Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which
you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your
account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may
be reported on the IRSForm 1099-B.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at 51p er share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10 ( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (Au an'our:s sitvirn are))) one ...„%y)
Cr edits TNs Period Debits TillsPerkid Net TIOsPeriod Credits Yesio..Date DealtsYearimaate Net Year.to.Date
Securities
Securities Sold 861,212.75 0.00 861.212 75 861.212.75 0.00 861,212.75
Total Securities $861.212.75 $0.00 $861,212.75 8861,212.75 50.00 $861,212.75
Dividends and Interest $405.16 $0.00 5405.16 $35.366.39 $0.00 $35.366.39
Cash
Withdrawals 0.00 .1,289,407.81 1,289,407.81 0.00 4,289,407.81 5.289.407.81
Total Cash $0.00 41,289,107.81 41,289,407.81 $0.00 45,289,107.81 45,289,107.81
Totals $861.617.91 41.289.107.81 4427.789.90 $896,579.14 45.289.407 81 41.392.828.67
Page 5 of 8
Account Number
Mcd baked aerie Sae. Pathan Ltd, a wholly owned
At 0W'S))I S L Every Yew Age 2007 subekhady or Ilya UM of NeveYork Menon
CONFID DALIMA RATED COMMUMCATICMS &notation (MY Mellon)
EXCIUNCIE ucnwritafilien StlYGM_00047359
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010183
EFTA_00157968
EFTA01290116

Transactions by Type of Activity
Process Trade
Settlernerl Transaction
Date Date Acrid)* Type Description Quantity Price Maud Interest Anus' Currinq
Securities Bought and Sold
02/13/19 02111/19 SOLD BUCKEYE PARTNERSL P AXED TO FLTG RATE NT 8.375% 4,000,000.000 85.7500 3,718.75 861,212.75 USD
BPL4588115 0122/78 WEND 0 /MB CUI VARIABLERATE
Total Securities Bought and Sold -U.S. DOLLARS 3,718.75 861,212.75
Dividends and Interest
02114/19 MONEY MARKET FUND CASH AC TR DWSGOVT 8 AGENCY INSTL INCOM E REDEEMED 405.16 U50
INCOME RECBVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 405.18
Cash Withdrawals and Deposits
02114/19 FEDERAL FUNDS SENT DEUTSCHEBANK TRUST 4,289,407.81 USD
USD999197
Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 -1,289,407.81
Total Value of Transactions 3,718.75 427,789.90 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Seedalitt: ZEN Caned inrommion
Telephone Number:
NEW YORK NY 10154
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Page 6 of 8
Account Number:
Paled (wart Owing through Posting PSC. nob* mond
At ODE/CMS Levy Yaw Since 2007 suboldiarft time Bonita New York Malan
CONFID DAUM MILD COMMUMCATICM CoMatimi (MY Meta)
EX(M ENU Penne. MC. intrite Alitatikkur-40 00041360
CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0010184
EFTA_00157969
EFTA01290117

Deutsche Bank
Baltimore, MD 21203
February 1,2019 - February 28,201
SOUTHERN TRUST COMPANY INC
Your Account Information (continued)
ELECTRONIC DELIVERY
Your electronic delivery selections for account communications are listed below:
Electronic Delivery
Enrollment Communication
O Statements aid Reports
• Trade Confirmations
O Tax Documents
O Notifications
O Prospectus
O Proxy/Shareholder Communications
You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences.
Important I nformat ion and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders: the assessment of the suitability of those transactions, where applicable: the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIKES) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit www perching corn/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department,
Page 7 of 8
Account Number
Rated (want Clang tlaraang LIC, a ally armed
At OPFS))1. L Every Yaw Slate 2007 Smear/ of The ear or New Yak Mellon
CONFIDO. DAISMIM I ED commumcAncres Camonthm (MY Man)
EXCIILENCt Pentmg Emen.g4nuf-Al_00047361
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0010185
EFTA_00 I 57970
EFTA01290118

Important Information and Disclosures (continued)
The I f P rhin ntinued)
Jersey City, New Jersey 07399; . Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain docum ants. w itness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LW shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied. (II) the class is decertified. or
(III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows. Pershing U_C, Legal Department, Jersey City, New Jersey 07399;
Page 3 of 8
Account Number:
Rated heternt Oeming Swot.P ining LI.C, a wholly owned
AMMONS L Every Yew Saxe 1007 sunshine/ aline &onkel New Yon; Mellon
CONFIDO. DALSAR WED COMMUMCATICMS Comonthen (SHY Mellon) nm
EXCELLENCE Pr,an LIX. merott. Filien3OWql2P10-00047362
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010186
EFTA_00157971
EFTA01290119

I5 I
Deutsche Bank Otunelve Sank Private Neagh litonsgenen4
Mulct Coaratt &owe
0vatsclw Sank Secy.'s.. Inc
Baltimore, MD 21203
Frn
Illrecl
January 1,2019 - n r 19
Account Number:
SOUTHERN TRUST COMPANY INC
ST THOM ASV100802
Portfolio at a Glance
ThisPerlad Yeur4o-Date
Your Investment Specialist: BEGINNINGACCOUNT VALUE 85,205,298.67 $5,205,298.67
MARTIN ZEMAN Net Cash Deposits and Withdrawals 4,000,909.00 4,000,000.00
Adjusted Previous Account Value 1,205,298.67 1,205,298.67
Dividends. Interest and Other Income 34,961.23 34,961.23
Net Change in Portfolio' 57,530.00 57,530.00
:12: I 4c .1.;:t..ro; LII !:
Accrued Interest $1,593.75
Estimated Anneal Income 368,838.23
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Permit Asset Type Arlie Yem-End Lad Period Ills Purled
IN 33% Cash, Money Funds, and Bank Deposits 4.392.828 67 4,392,828.67 427,789.90
El 87% Fixed Income 812,470.00 812,470.00 870,000.00
100% Account Total (Pie Chart) 95,205,29887 $5,205,298.67 $1,297,789.90
Please review your allocation periodically with your Investment Specialist.
At Page ' of S
Rated Cmollent Owing themeliPenlong LI.C, a Mlolly armed
CON D FA L4- (way Yew Slme 2007 soboldiady oiTMU M, of New York Mellon
DALIAR ft/411D COMMLIMCATIOM5 Comeabm (IMY in
EICallENU MC. rremter inRIAINALGM_0004 7363
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0010187
EFTA_00 157972
EFTA01290120

Summary of Gains and Losses
Realized
This Period Yetto•Dale Urealized
Long-Term Gain! Loss 0.00 0.00 -141,725.42
Net Gain/ Loss 0.00 0.00 -148,725.42
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Money Market Fund Detail
Date Adivity Type Dosaiplkol Amount Uwe
Sweep Money Market Fund
CASH AC TR DWSGOVT 8 AG INSTL
Current Yield: 2.30% Activity Ending: 0 V 311 S
01/01119 Opening Balance 4,392,828.67 4,392,828.67
01/10/19 Withdrawal MONEY FUND REDEMPTION -4,000,000.00 392,828.67
01/23/19 Deposit MONEY FUND PURCHASE 31,875.00 424,703.67
01/31119 Deposit INCOM EREINV EST 3,086.23 427,769.90
01131/19 Closing Balance $427,789.90
Total All Money Market Funds $427,789.90
Income and Expense Summary
0.1111111 Period Yes-le-Date
Untie Non Taxable Taxable Non Taxable
Dividend Income
Money Market 3,086.23 0.00 3,088.23 0.00
Interest Income
Bond Interest 31,875.00 0.00 31,875.00 0.00
Total Dividends, Interest, Income and Expenses 534,961.23 $0.00 $34,961.23 $0.00
Page 2 of 8
Account Number:
Mal balks* twin: through holingI lt. • Salk owned
ACC:Want:21 Every Yew Shwa 2007 subsidiary SIMUnita New York Mellon
CONFIDO. AL- 0ALSAR RAIE D COMMJNICATIONS Cal:anti:a (MY Mellon)
exattma 00047364
Penne. MC. newt*, FilitallAWALGIA
CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010188
EFTA_00157973
EFTA01290121

Deutsche Bank
Baltimore, MD 21203 I
January 1, 2019 - January 31, 2019
SOUTH ERN TRUST COMPANY INC
Portfolio Holdings
flown' Adivity Opening Closing Acaued income 30-Day Current
clown Date Ouantiy Number Siding Nance Baknce Income nitsZeie Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS 33.00% of Portfolio
Money Market
CAM AC TR DWSGOYT 8 AG INSTI.
01101/19 427,789100 WA 01131119 4,392,828.67 427,789.90 0.00 3,088.23 2.30% 2.30%
Total Money Market 34,392,828.67 $427,789.90 30.00 $3,086.23
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 34,392,828.67 3427,78990 30.00 93,086.23
Aquaria Unrealized Accrued EshmMed Estimated
Dote Acscrked neatly Wit coal Cod eat Mulud Rice Market Value Gan!' Loss Interest Annual income Yield
FIXED INCOME 67.00% of Portfolio (In Maturity Date Sequence)
Corporate Bonds
BUCKEYE PARTNERS L P TO RIG RATE Security Identifier 18230893
NT 6.375% 0122/78 WE
OTD0122113CALLA8110122/23Moody Rating Elatsla P Rating
BB
01125/18 1,000,000.000 101.8730 1,018,725.42 87.0000 870,000.00 -148,725.42 1,593.75 63,750.00 7.32%
Original Cost Basis: St01,75000
Total Corporate Bonds 31,018,725.42 3870,000.00 4148,725.42 31,593.75 363,750.00
1,000,000.000
TOTAL FIXED INCOME 31,018,725.42 $870,000.00 4148,725.42 31,593.75 363,750.00
1,000,000.000
llarealized Acaued Ediented
Codes* MarkelWS Gilt/Loss Voted Annual locum
Total Portfolio Holdings 31,446,515.32 31,297,789.90 4148,725.42 $1,593.75 366,836.23
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost
basis will not be reported to the IRS.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the
taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may
Page 3 of a
Account Number: Rated (wart Owing tinge.P astingI lt, a wholly craned
ecomessem Every Vex Since 2007 subsidiary a The Unit a New York Mellon
CONFIDO. AL- DAUM WED commumcAncres Cannatim (MY Maw)
EX( CIL t Penne. LIX.inerrte, F ilitactlYIELGM_000473135
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010189
EFTA_00157974
EFTA01290122

Portfolio Holdings (continued)
be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain
circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you
should consult your tax advisor in the preparation of your tax returns.
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable. however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts. please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or
received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Page 4 of 8
Account Number:
eateameamt Oaring iThel habeg LIC, a wholly owned
At 0:53WS10:21 L Every Vex Sect 1007 subekhady elI lie Snake. New York Mellon
CONFIDg DAIJAR MUD COMMUMCATICMS Ceeponthal (SPO' Mellon)
CICOAD.Ct Penh...* u.c.neirta tatetAlAtlY42PM_00°47366
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010190
EFTA_(() 157975
EFTA01290123

Deutsche Bank
Baltimore, MD 21203
January 1,2019 - January 31,2019
SOUTHERN TRUST COMPANY INC
Portfolio Holdings Disclosures (continued)
Ratings
This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's, Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions. regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs. expenses or losses in connection with
the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase. hold or sell securities; and do not address suitability for
investment purpose. Credit ratings should not be relied upon as investment advice.
Messages
Important Reminder for Pershing's 2018 IRS Form 1099 (3, DIV, INT, M ISC and DID): As a reminder, by February 15, 2019, you will be mailed either your Form 1099 or a special
Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of
the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final
reporting and provides the anticipated mail date of your 1099 Your 10 99 will be mailed no later than M arch 15. 2019.
Although a money market mutual fund seeks to preserve the value of your investment at $1p er share, it is possible to lose money by investing in a money market mutual fund. Shares
of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage
account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC
Rule 10 b-10 ( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (Au amoun,ssnon n are.n case ...erren_y)
(Neils TN; Period Debits This Peilod Net ThisPeriorl Credits Yemeo-Date Debits Year4o-Date Net Year-to-Date
Dividends and Interest $34.961.23 $0.00 $34.961.23 $34.961.23 $ 0 00 $34,961.23
Cash
Withdrawals 0.00 4.000.000.00 4,000,000.00 0.00 4.000.000.00 -4.000.000.00
Total Cash $0.00 44.000.000.00 44.000,000,00 $0.00 44.000.000 00 44.000.000.00
Totals $34.961.23 44,000,000.00 43,965,038.77 $34.961.23 44,000,000.00 43,965,038.77
Page 5 of 8
Account Number
Rated Emeeent Meng Sae. Penbeg LIC, a wholly armed
At 0:5)!CS10:2) L Every YON Axe 2007 subekhady ol The km of New Yeti; Mellon
CONFID DMJARRMEDC0MMUMCATICMS CemontSi OW Melon)
EXCIEILENCl Penh,* mete, f iliRIANItar-Al_0004 7367
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010191
EFTA_00 157976
EFTA01290124

Transactions by Type of Activity
Process,
setiement
Chute Activity Type Description Quantity Price AoQued lateral Amount ClIMIllq
Dividends and Interest
01122/19 BOND INTEREST RECEIVED 1000000 BUCKEYE PARTNERS L PH= TO FUG RATENT 31,815.00 USD
19230ASO 8376%0122178 EVE DTD 0122/11 CL8 RD 0111P 00922/1
01/31/19 MONEY MARKETFUND CASH AC TR DWSDOVT 3,086.23 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 34,901.23
Cash Withdrawals and Deposits
01110119 FEDERAL FUNDSSENT DEUTSCHEBANK TRUST 4,000,000.00 USD
US0999997
Total Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 4,000,000.00
Total Value of Transactions 0.00 4,966,038.77 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Specialist ZEM Contact Information
Telephone Number:
NEW YORK NY 10 154
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION B_ECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Page 6 of 8
Account Number: MedE xam Owing tinge,.h ating LLC. • Way owned
At 0:531WX:21 Every Yew Shwa 2007 subsidiary el Ilwa &onkel New York Mellon
CONFID AL- DALIAlt ItAlI D COMMUNICATIONS Cannatim (MY moon)
EXCLUENCl Penhnt LLC. intetar fI l illactlYASIM_00047368
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010192
EFTA_00157977
EFTA01290125

Deutsche Bank
Baltimore, MD 21203
January t 2019 - January 31, 2019
SOUTH ERN TRUST COMPANY INC
Your Account Information (continued)
ELECTRONIC D EUVERY
Your electronic delivery selections for account communications are listed below:
Electronic Delivery
Enrollment Communication
O Statements and Reports
• Trade Confirmations
O Tax Documents
• Notifications
• Prospectus
O Proxy/ShareholderCommunication,
You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any. to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 4134333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC11). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.cornt about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
Page 7 of 8
Account Number:
RAW t•eawn Oaring tn# •ants ISC. • wholly owned
ACC:SW:SIMI (wry Veit since 2007 Smear/ el The Simko. New York Mellon
CONFIDO. AL- OMAR RATED COMMUNICATIONS Omponthal (MY Meta)
EXCIA INC t Penh...* nwrter Filatikkeyeat 00047369
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010193
EFTA_00157978
EFTA01290126

Important Information and Disclosures (continued)
The l fPrhin ntinued)
Jersey City, New Jersey 07399; . Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain docum ants. w itn ess statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LW shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied. (II) the class is decertified. or
(III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows. Pershing U_C, Legal Department, Jersey City, New Jersey 07399;
Page8 of
Account Number
CONFIDOWAL4 Rated (meet OwingI MO. Mains LI.C, a wholly ...toed
Ate:Si:MOM Every Vex Sine Mel subsidiary*.I lie &onkel Haw York Mellon
DAIL& ItAlE D COMMUNICATIONS CciPontim (MY Mellon) aaa a a
EXCOAENC( Pemba* 4C. note itlSe- l—uuv"707u
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010194
EFTA_00 I 57979
EFTA01290127