EFTA01290001.pdf

PA
Deutsche Bank NMI:Iv ..nl Ncelh.....gtmest
Marini <petal< C404
O.M,1M IlardiSr:wiDei Inc
P.O. Box 1776, Baltimore, MD 21203 ryed a
)45 PoNt Att %v. )60 Ficxx
Nerd 'CM% 10154
ROM. *GC 14, SIAS
Cote 164455 5641
December 1,2017 - December 31, 2017
Account Number
SOUTHERN TRUST COMPANY INC
610 0 RED HOOK QUARTER B3
ST THOMASVI 0 0 BO 2
Portfolio a: a Glance
This Period YeaMotolo
Your Investment Specialist. BEGINNINGACCOUNT VALUE $3,584,810.33 87,865,268.31
JOSHUA SHOSHAN
No Cash Deposes and Withdrawals 0.00 4,786,525.39
Nel Securities In/Out of Account 4,918,750.00 4,918,750.00
Adjusted Previous Account Value 8,503,560.33 7,097,492.92
Dividends. Interest and (Mho Income 140048.40 233,644.76
Other Transactions -2.00 -24.00
Net Change in Portfolio' 693.99 413,187.12
END INGACCOUNT VALUE
Esturnaled Annual Income $190,306.62
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Panel Asset Typo Prior Year-End Lad Puled ThisPernne
• 43% Cash, Money Funds, and Bank Deposits 5,388,291.31 746,730.53 3,681,800.80
II 67% Fixed Income 2,476,977.00 2,836,079.80 4,962,500.00
100% Account Total (Pie Chart) 87,865,268.31 $3,584,810.33 $8,644,300.80
Please review your allocation periodically with your Investment Specialist.
Page 1 of 13
(Wed ESC011ent Clewing liner ;kli% I1C sub./yew"
B010 0243CSF30025 s (rely Year Sane 2007 istaldlan of Ilts lank N Nero Yak Melba
CONFIDNIIAL4 DMIAR RATFO COMMUNICATIONS Caponeo n (IINY Melon)
EXCILIANCE Pe„Ora Ilk. mente. Finitn.g41U.GM-00047132
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009956
EFTA_00157741
EFTA01290001

Summary of Gains and Losses
Realized
This Period Year4o-Dele Unreelined
Short-Term Gain! Loss 4,384.86 4,384.86 0.00
Long-Term Gain! Loss 470,554.35 470,554.35 436.069.68
Net Gain! Loss 466,169.49 466,169.49 -336,069.68
This summary excludes transactions where cost basis information is not available.
For Your Information
The European Central Bank (the' ECB" ) and other credit institutions introduced • negative interest rates' Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
Currency doing Amount in
currency USD Equivalent per lit Omen Mace Base Carting USD
BRITISH POUND 1.3525 0.7393 BRITISH POUND 68 760.00 92,997.90
Exchange rates are based on interbank exchange rates as of t2/ 29/ 2017. Exchange Total Global Cash Balance $92,997.90
rates can vary.
Money Market Fund Detail
Oste Activity Type Description Amount Bina
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 120% Activity Ending:12/2W T/
12101/17 Opening Balance 136,726.08 136,726.08
12104/17 Withdrawal MONEY FUND REDEM PTION '2.00 136,724.08
12127/17 Deposit MONEY FUND PURCHASE 3,404,196.24 3,540,920.32
12129117 Deposit INCOM E REIN VEST 791.08 3,541,621.40
12/29/17 Closing Balance 43041021.40
Total All Money Market Funds $3,541,621.40
Income and Expense Summary
Quint Period Year4ototo
Taxable Nan Taxable Tirade Non Taxable
Dividend Income
Money Market 70108 0.00 7,556.62 0.00
Page 2 of 13
Rated Eacelitnt Clain liner PetaldaglIC. eulogy evened
0243CSF3002 L Event Year Since 2007 sabildianr of lite Beek a New Yak Man
CONFIDO. DALIAR RATIO COMMUNICATIONS Ceeporialan Man)
8010 5 LXCILL INCI PerI hnx 11.C. mentan nono.fic;IVYTGM_0 0047133
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009957
EFric00157742
EFTA01290002

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
December 1,2017 - December 31,2017
SOUTHERN TRUST COM PANY INC
Income and Expense Summary (continued)
Cement Railed Yea 40-OM.
Taxable Non T**Ie Taxable Non Taxable
Interest Income
Bond Interest 139347 40 010 226,088 14 0.00
Total Dividends, Interest, Income end Expenses $140.048 48 10.00 1233,644.78 1090
Portfolio Holdings
U.S. DOLLARS
Account Activity Opebg Ceding Accrued Income 30-Day Wren!
Opening Date aumitky Number Ending Balsa Silence Income Gib Yew Yield Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Cash Balance 0.00 47,181.50
Money Market
DEUTSCHE GOVT CASH 'NM
12/01/17 3.511.621.400 N/A 12/29/17 136.726.08 3.541.821.40 0.00 7.556.62 1.10% 120%
Total Money Market 1138,726.08 $3,541,621.40 30.00 17,556.62
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 1136,726.08 $3,586,802.90 $0.00 17,556.82
Adjoined Unseated Aimed Estimated Estimated
Otte Acquired Quantey (M Coil Cost Bans Merkel Price Market Venn Ceinflos Menet Annual Income Yield
FIXED INCOME (In Maturity Date Sequence)
Corporate Bonds
ROYAL BK SCOTLAND GROUP PLC ADR SER U Seaway Identifier 780 097AU5
REPSTG PRE: U 9418010 U5780097AU54
3165% 17/04/88 8/E DID 10104/075 8 P Rating 8,
11/10/15'•R13 5,000,000.000 105.9710 5,298,569.88 992500 4,962,500.00 436,069.88 0.00 182,750.00 318%
Original Cost Basis: 85298,8911
Total Corporate Bonds 15,298,569.68 $4,962,500.00 4336,069.68 80.00 $182,750.00
5,000,000.000
TOTAL FIXED INCOME 15,298,589.88 14,982,500.00 4336,069.88 10.00 1182,750.00
5,000,000.000
Unmated Accrued Estimated
Oast Bads MOS Wm Gain' Loss Irate at Annual Income
TOTAL U.S. DOLLARS $8,887,372.58 18,551,302.90 4336,069 68 80.00 $190,306.62
3o 1f 3
Page
)3K0ISF ID
Rated Unlit.? Cures through Fenian1 1c a whayevened
BO 10 0 d2aCe:.p AL bey Year Since 2007 sobildiary a The tae a Near Yak Mellon
- DMIAR RATED COMMUNCATIONS CavoratIon (SHY Mellon)
uautoct
Perfhnx 11.C. rix,tatt FINIIAAVVELGM-0004 7134
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CB-SONY-0009958
EFTA_00157743
EFTA01290003

Portfolio Holdings (continued)
BRITISH POUND
C911119 Cluing Acaved 30-Dey
Deunplion °sanely Balance Bin Currency Income Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Global Cash Balance 450320.00 58,750.00 GBP
92,997.90 USD
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 150,720.00 68,780.00 CV 0.00
92,997.90 USD 0.00
Awned
Market Wee Currency Interest
TOTAL BRITISH POUND 68,760.00 GBP 0.00
92,997.90 USD 0.00
Unceakred Accrued Strafed
Cost Bath Make Value Winton Intend Annual Income
TOTAL PORTFOLIO HOLDINGS - U.S. 88.887.372.58 88,611,300.80 4336,069.88 $0.00 8190.30612
DOLLARS
Noncovered under the cost basis rules as defined below.
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of
1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncoverede. Securities marked as "covered', were identified as securities potentially
subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost
basis will not be reported to the IRS.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the
taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may
be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain
circumstances, including those involving foreign bonds, bonds sold short or bonds Issued with less than one year to maturity. This information is meant as a general guide and you
should consult your tax advisor in the preparation of your tax returns.
12 Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided fo us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Page 4 of 13
cip
Rated Eaceilent Clewing through Paoli% I1C nob* wend
L Every Yet Since 2007 saitidiary a me Malt a New Vat Mde*
CON FIDff DALIAR RATED COMMUMCAT iONS PCearr,poratIon (MY Man)
(JtallI NCI Per 11.C( nwntat• oratAXAVVELGIt00047135
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009959
EFTA_00 157744
EFTA01290004

Deutsche Bank
P.O Box 1776, Baltimore, M0 21203
December 1,2017 - December 31,2017
SOUTHERN TRUST COMPANY INC
Holdings Summary by Currency
untidy Ceti Fixed Meow Toll by Mreoq
U.S. DOLLARS 3,588,802 4,962,500 8,551,302 USD
BRITISH POUND 88,780 0 68,760 GBP
Total USD Equivalent 3,681,800 4,962,500 8,644,300 USD
% of Allocation 43% 57% 1009E
Portfolio Holdings iscl sues
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARS W HEN THE PRICEDATE DOES NOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EA I) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing ads as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges Incurred In connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
Page 5 of 13
Rated Excellent Clewing through PeesNng LC. **lay evened
100243CSF3002 L trey Year Since 2007 sobeldiary a me task a New YM Mellen
CONFIDOP DMIAR WM COMMUNICATIONS Carponalan Sly Melee)
EXCILLINCE Perglira U.C.ntente. raelAAR4YeteM-00047136
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) BO 5 DS-SDNY-0009960
EFTA_00 I 57745
EFTA01290005

Portfolio Holdings Disclosures (continued)
Foreign Currency Transact ions (continued)
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content Credit ratings are opinions and not statements of facts: are not recommendations to purchase. hold or sell securities. and do not addresssuitability for
investment purpose. Credit ratings should not be relied upon as investment advice.
Schedule of Realized Gains and Losses Current Period
Date Dale Realized
Description Disposed Acquked Designation Disposition Method/ Tsansuilon Gunnies Proceeds Cog Basis Gat Loss
Short Term
BRITISH POUND STERU 12121117 06/19/17 Norayeree First In First Out! saL 68,760 000 91.798.04 86,740.74 5.057.30
Security Identifier G8P999997 12121/17 12/19/17 Noncovereil First In First Out! SELL 68,760 000 91,798.04 92.165.90 .367.86
12/2I /17 12121117 Noncoyeree First In First Out! SELL 2,030,384 230 2,710,664.45 2/10,969.03 -304.58
Total 2.167.904 230 2.894.260.53 2.889.875.67 4.384.86
Total Short Term 2,894,160.53 2.889,875 67 4,384 86
Long Term
BRITISH POUND STERU 12/21/17 06119114 Noncoyered* Fist In First Out! SELL 38.160 000 50.945.51 64.933.06 -13.987.55
Security Identifier 689999991 12121111 12119114 Noncoveref First In First Out! SRI 68.160 000 91198.04 107.499.38 .15,101.34
12/21/11 06119115 Nonoayered. First In First Out SELL 68.760 000 91.79864 109.204.63 .17.406.59
12/21/11 12118115 Noncoveref First In First Out SELL 68.760 000 91.798.04 102.383.64 •10.585.60
12121/17 06/17/16 Noncosereds First In First Out! SBA 68.760 000 91.798.04 98,278 67 -6,480.63
12/21/17 12119116 Noncom( First In First Out SELL 68,760.000 91.798.04 84.925.48 6,872.56
Total 381,960.000 509,935.71 561,224.86 47.289.15
Page 6 of 13
Rated Galls. Cleanng through Perrin11C • Waal owned
berg Yaw Since1007 setaldiary of The Bask a Mew Vat Mellon
" Q62 conFI D L4 DALIARIATIDCOMMUNICATIONS CorporatfonaltlY Melon)
LXCGAINC( firstigattACanertarf iNRA.IIViqq[Et IVI—OulA 7137
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009961
EFTA_00 157746
EFTA01290006

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
December 1,2017 - December 31,2017
SOUTHERN TRUST COMPANY INC
Schedule of Realized Gains and Losses Current Period (continued)
Dale Date Realized
Description Despond Acquked Designation Disposition Method/ Tianadlon Precut Cod Burs Gain Lou
Long Term (continued)
NATIONWIDE BUILDING 12121/17 04/15/14 Noncovered' Rat In First Out / Sal 2.900.900.000 2,799,246.80 3,412,512.00 413,265.20
RO ISSUE CONY GBP 'SNP XS9431 Original Cost Basis: 3,42,5210
8269 6.875%09120188 REG DTD
Security Identifier 663980UK3
Total Long Term 3,309,182.51 3,919,736.86 4370,554.35
Total Short and Long Term 6,203,443.04 6,869,612.53 466,169.49
' Noncovered under the cost basis rules as defined below.
Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as
amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the
cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed.
Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost basis will
not be reported to the IRS
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes. especially for noncovered securities. Adjustments to cost basis may have been made for prior
income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital
information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be
differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1299-B or online displays you may have available to
you.
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not
required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be
responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims
any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer
election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary
incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those
involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the
preparation of your tax returns.
Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which
you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your
account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this
may be reported on the IRS Form 1099-B.
Page 7 of 13
Rated hoellent Citron through Peahen LLC nub* evanad
0243CSF3002 L Erect Year Since 2007 sotaldiacy a me lank a New Yen Mellon
CONFIDO. PAIRAR RATED COMMUNICATIONS Carpotaban Malan)
BO 10 5 EXCELLING( Pe rite 11C. erter-bn FINRAVOYRELGM- 00047138
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009962
EFTA_00 I 57747
EFTA01290007

M essages
Please note the following information for Pershing's 2017 Form 1099 tax statement (1099): The 1099 includes IRS1099 Form 8, DIV, INT, OID and M ISC. Your 1099 will be delivered
as early as possible, beginning January 31.2018. By February 15, you will be mailed either your 1099 or a special Pending 1099 Notice. T he Pending 1099 Notice will be sent if we have
not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your
information is still being reviewed and finalized. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099. Your 1099
will be mailed no later than M arch 15.2011. For more information please visit mytaxhandbook.corn.
M UN ICIPAL SECUFUTIESRULEM AKING BOARDS( M SR9S)
INVESTOR EDUCATION AND PROTECTION
An Investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on
the M SRB website, msrb.org.
Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB, FIN RA, and NYSE
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 13b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
The U.S. adopted a shortened settlement timeframe beginning with trade date September 5,2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving
from a T+3 to a T+2 settlement cycle provides faster access to sale proceeds, but it also means that funds are due on purchase transactions earlier. This may be a good time to
consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial institution about how you can set up
e-delivery.
DISCLOSURE
By completing a physical or electronic contact form or providing Trusted Party information to my broker or advisor for electronic capture, Uwe authorize the named Financial
Institution and Pershing LLC ("Pershing') and their affiliates to share my nonpublic personal information* held at Financial Institution and Pershing with the named trusted contact
person( s) (the "Trusted Contact Person(s)") identified as such. Additionally, I/ we authorize this information to be shared with the Trusted Contact Person(s) at the discretion of
Financial Institution and Pershing. This authorization includes, but is not limited to, sharing or disclosing any information regarding securities, insurance, bank related, financial
planning or other financial products or services offered by or through Financial Institution and/ or Pershing or any financial information I/ we may have provided to Financial Institution
and Pershing. I/ we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about my whereabouts
or health status (i.e., if Financial Institution and Pershing becomes concerned that I may no longer be able to handle my financial affairs) or in the event that Financial Institution and
Pershing becomes concerned that I may be a victim of fraud or exploitation. Financial Institution and Pershing suggests that the named Trusted Contact Person(s) not be someone
authorized to transact business on the account, or who is already otherwise able to receive the information described above.
Account owners should contact their Financial Institution or financial representative with additional questions.
Account owners may also contact FINRA at its toll-free number for senior investors to get assistance or raise concerns about issues with brokerage accounts and investments.
CALL 844-57-HELPS (844-574-3577)
MONDAY - FRIDAY; 9 - 5 P.M. ET
• "Nonpublic personal information" includes, but is not limited to: financial account information and balances, information regarding the purchase of a security or insurance product,
and any other personally identifiable financial information: (i) provided by a me/ us to my/ our Financial Institution; (ii) resulting from any transaction in my/ our account or any service
performed on behalf of me/ us by the Financial Institution; or (iii) otherwise obtained from me/ us by the Financial Institution.
Activity Summary (All amounts shown are in base currency)
Credits ThisnuNd DebitsTnisPerkd Net ThisPerkid treditoYeeploale DebileYeer4o4ete Net Yetto•Dar
Securities
Securities Sold 6,206,973.62 0.00 6,206,973.62 6,206,973.62 0.00 6,206,973.62
Securities Deposited 4,918,750 00 0.00 4,910,750 00 4,918,750.00 0.00 4,918,750.00
Page 8 of 13
Rated Eacelient Clams through Fenian LLC **bay ems
0243C SF30 0 2 L Every Yet Since 2007 .Mawr a The Mak a New Yoh Mellon
CONFIDO. DALBAR RATIO COMMUNICATIONS CarpontIon (OM Mellon)
BO 13 5 ()tallMCC Per Ow 11.C.rnnter iirreA.WANLGM_00047139
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0009963
EFrA_00 157748
EFTA01290008

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
December 1,2017 - December 31,2017
SOUTHERN TRUST COMPANY INC
Activity Summary (continued)
CrsditeTNsPerise Debits ThisPetkof Net This Puled OrdlleYetto-Daie DebitsYsar4o-Dete Net Yew-to-Date
Total Securities $11,125,723.62 $0.00 $11,125.723.62 $11,125,723.62 $0.00 $11,125,723.62
Dividends and Interest $140,048.48 $0.00 $140,048.48 $233.644.76 $0.00 $233,644.76
Fees $0.00 42.00 42.00 $0.00 424.00 424.00
Cash
Withdrawals 0.00 0.00 0.00 0.00 -4,788,525.39 -4,786,525.39
Total Cash $0.00 $0.00 $0.00 $0.00 44,786,525.39 44,786,525.39
Totals $11,265,772.10 42.00 $11,265,110.10 $11,359,368.38 44,786,549.39 $6,572,818.99
Transactions by Type of Activity
Procese Trade
Settlement Transaction
Date Date Activity Type Description Quietly Price Accrued intent Aliment Osrenq
Securities Bought and Sold
12/27/17 12121117 SOLD BRITISH POUND -2.549.864.230 1.3350 3,404,196 24 USD
12/27/17 12121117 SOLD NATIOMVIOE BUILDING SOCIETY EUROISSUECONV GBP -2,000,000 000 104.8250 2,644.23 2,099,144 23 GOP
1363980UK3 (SINS %SI:43%13696875% 09120/88 REG OM 0311711 CLB AS 3.530.58 2,802,777 38 USD
OF12/2120V
Total Securities Bought and Sold
BRITISH POUND 2.644.23 2,099,144.23 GBP
TOTAL USC EQUIVALENT 3,530.58 2,802,777.38 USD
U.S. DOLLARS 0.00 3,404,196.24 USD
Securities Withdrawals and Deposits
12122/17 SECURITY RECBVED ROYAL BK SCOTLAND GROUP PLC ACR U REMO PREF U 5,000.000 000 4,918,750.00 USD
780097AU5 SHSISINIUS780097AU54 3655% 11104/88 B/E OTC Al04/07
WI 0534 INTERACTIVE BROKERS LLURETAIL A/C U2269756
Total Securities W it hd rawals and Deposits - U.S. DOLLARS 0.00 4,918,750.00
Page 9 of 13
Rated hotlient Clarets Winer PenlikeiI 1C %Say waned
024 3C SF30 0 2 Every Yee, Since 2007 sabsidlerg d The Melt ea New Yee* Mellon
BA 10 CON 5 FID - AL- D CJ A IC L I I L A L R M R C A C T ED COMMUNICATIONS C P e e e rc p h o n ta x t$ 1 a 1 n .C ( . S m H o Y t M to el l i o in n) a rktrrRnecOM-00047140
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009964
EPTA_00157749
EFTA01290009

Transactions by Type of Activity (continued)
Prom' Trade
Settlement Tram:Non
Date Date Activity Type Desaiption Ouantily Price Acaued Interest Amount Currency
Dividends and Interest
12/21/17 12/20/17 FOREIGN BOND INTEREST 2000000 00 SHARES NATIONWIDE BUILDING SOCIETY EURO 68.760 00 GBP
GS3980UK3 ISSUE CONY GBP ISNI X584381269 6875% 09/20/88 REG 92.16510 USD
DTD 03/1114 CLB FOREIGN BOND INTEREST RD 421/ PD 12202
ASOF 211117
12129117 MONEY MARKET FUND DEUTSCHEGOVI CASH 701.08 USD
INCOME RECEIVED
PER232045
12129117 FOREIGN BOND INTEREST 5000000 ROYAL BK SCOTLAND GROUP PLC ADR SDI U REPSTG 47.181 50 USD
780097AU5 PREF U SHSISINSUS780097AU54 3S55% 1)/04/88 B/E DTD
9/04/07 CLB RD 12/14 PC 2/29/17
Total Dividends and Interest
BRITISH POUND 0.00 68,760.00 GBP
TOTAL USG EQUIVALENT 0.00 92,165.90 USD
US. DOLLARS 0.00 47182.58 USD
Fees
12/01/17 FOREIGN CUSTODY FEE Fgn Safekeeping NOV 201 CUSP: G63980-UK-3 -2.00 USD
663980UK3
Total Fees - U.S. DOLLARS 0.00 -2.00
Tots /saved Interest Total Amount
Tranamtionsaimmary Total Aoaued Wend Total Amount Curlews USD Equivalent USDEquivalint
BRITISH POUND 2.644.23 2,167,904.23 GBP 3,530.58 2194143.28
U.S. DOLLARS 0.00 8.370.826.82 USD 0.00 8.370.826.82
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Somalia ENJ Contact Information
JOSHUA SHOSHAN Telephone Number:
Page '3 of '3
Rated ticOlent Cleaving [Sough Penang LC. a .be/owned
024 3C SF300 2 (my Year Sine 2007 subsidiary of The Sank o4 New York Mellon
CON5FIDNAL DALIAR RATED COMMUNICATIONS Corporation (SHY Mellon)
EXCELLING( _000004971415
BO 10
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ,INRDA .Ses)(x6NDMy43 96
EFTA_00 157750
EFTA01290010

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
December 1,2017 - December 31,2017
SOUTHERN TRUST COMPANY INC
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Informal! n and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institutionit acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the
acceptance and, In certain Instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of Investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 41:3-3330. Errors and Omissions excepted.
Page 11 of 13
Rated Ezotilent Clewing through Pagel% 11C•aapronwel
80100243CSF3002 (very Year Since 2007 utak:limy of The Make/ Mew WA Meta
CONFIDOP DALIAR RATED COMMUNICATIONS Carpotabon(•tlY Mellon)
5 LXCILLINCI PenhnxlIC. mere.. FtratA.SCVVELGM—00047142
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009966
EFrA_0015775 I
EFTA01290011

Important Information and Disclosures (continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330.
Page 12 of 13
['mental Chin{ through Pate 11C•wholyevnted
100243C SF3002 L bey Yew Since 2007 MISS." a The Bank a New Vat Mellon
CONFIDO. PALIAR WED COMMUNKATIONS CaoporatIon Oltly Mellon)
Uallttla Penh nx WC. nen-6n WRAANYLOM-00047143
BO 5
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009967
EFTA_00157752
EFTA01290012

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TINE OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FRANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVALABLE UPON REQUEST
WITH PERSHING UNTL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF [TWILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW,PERSHING COM,
STATEMENT. IF SO, TIE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHNG.COM/DISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(AX1)-(2)]
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAN EQUITY ORDERS TO EXCHANGES, ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED N MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A CONFINED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE.BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR BEST OCECURON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE.
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NERO/. ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET W THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
• DIVIDENDS. NTEREST NC OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERS/4+1G ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS r• ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE AU. YOUR
LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF, WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABLMES TO PERSH ING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF THE ABOVE TERMS AND CONDITIONSARE UNACCEPTABLE TO YOU. REASE NOTE Y PERS-ING IIALEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING MCA. JEMILEYCITY, Ni 07399, MTN' LEGAL. DEPT
Page 13 of 13
Rated ticellent Clewing through Pealing LLC. a *lay evened
i00243CSF3002 L trey Year Since 2007 sttaldiary a flit in a New Yak Mellon
CONFIDOP DAMMAM COMMUNICATIONS Carpotabas My Mellon)
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) BO 5 UMIAK( Per Orly LI.C.nytnbel ca) DE1-SDNY-0009968
EFIA_00157753
EFTA01290013

a
Deutsche Bank Drutt.tRo Sant PtIsain NcY,I. ht.ntetmest
Marie, (*nut< C-1O4:
0whiche Sank Se.e Ain Pic
P.O. Box 1776, Baltimore, MD 21203 Yeti Ci14/.
3AS PPuott A*.n s nth pow
Mw 'kn. NY 10154
Toll „en M.114, VW,
Cote Ito 54% 5641
November 1,2017 - November 30,2017
Account Number
SOUTHERN TRUST COMPANY INC
6100 RED HOOK QUARTER B3
ST THOMASVI 0 OH 2
Portfolio at a Glance
TbisPerhd Yew-to-Date
Your Investment Specialist BEGINNINGACCOUNT VALUE 33,537,283.04 37,885,288.31
Net Cash Deposits aid Withdrawals 0.00 4,788,525.39
Adjusted Previous Account Value 3,537,283.04 3,078,742.92
Dividends. Interest and Other Income 109.60 93,59828
Other Transactions -2.00 -22.00
Net Change in Portfolio, 47,419.89 412,493.13
ENDINGACCOUNT VALUE allIMI
Accrued Interest 382,87728
Estimated Annual Income 3192,948.04
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Prato Meet Type Prior Yemad tad Period ThisPerlod
I. 21% Cash, Money Funds, and Bank Deposits 5,388,291.31 735,039.42 746,730.53
al 79% Fixed Income 2,476,977.00 2,802,213.62 2,838,019.80
100% Account Total (Pie Chart) 87,865,268.31 $3,537,283.04 83,584,810.33
Please review your allocation periodically with your Investment Specialist.
Page 1 of a
Rated [smitten Cleanng %roar PenhieglIC a May evened
A0099390 CSF30018 DaDff s Every Year Since 2007 sabsidiary a Me Usk OW. Yak Mellon
CONFIDSAL4 DALIAR WV) COMMUNICATIONS CoacwatIon ('NY Wilco)
EXCELLENCE Perow 11.C.mento rthstx.gWiwPM-00047145
CONFIDENTIAL - PURSUANT TO FED. R. (RIM. P. 6(e) DB-SDNY-0009969
EFTA_00 157754
EFTA01290014

For Your Information
The European Central Bank (the' ECG' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
Calrency aosg Amount In
°Jitney USD EQUiVin per USD Currency Sabin Base Currency USD
BRITISH POUND 1.3534 0.7388 BRITISH POUND 450320.00 610.004.45
Exchange rates are oased on interbank exchange rates as of 1V 30/ 2017. Exchange rates Total Global Cash Balance $610.004.45
Can vary.
Money Market Fund Detail
Date Activity Type Desaiption Amount Urea
Sweep Money Market Fund
DBJTSCHEGOVT CASH INSTL
Current Yield: 0.99% Activity Ending: 11l 30/ 17
11/01/17 Opening Balance 136 618 48 136,618.48
11/02/17 Withdrawal MONEY FUND REDEM PTION -2.00 136.616.48
11130/17 Deposit INCOM ERBNV EST 109 60 136,726.08
11/30117 Closing Balance 3138,726.08
Total All Money Market Funds 5138,728.08
Income and Expense Summary
()Arent Period Yeareo•Dale
Taxable Non Taxable Taxable Non Terabit
Dividend Income
Money Market 109 60 0.00 6,855.54 0.00
Interest Income
Bond Interest 0.00 0.00 88,740.74 0.00
Total Dividends, Interest, Income end Expenses 5109.60 60.00 893.598.28 80.00
Page 2 of 8
ID
Rated Excellent Clawing through Pealing LLc a wholeevnted
AO 0 9 9 )63Kii8F AL Every Year Since 2007 setnicliacy of Me Bask ether Yoh Mellon
- DANIAR MEW COMMUNICATIONS CeeptrattonOINY Mellon)
EXCELLENCE Pet 'hex RC. nxennn iteReAR4VELGOA-00047146
CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) DB-SDNY-0009970
EFTA_00 157755
EFTA01290015

Deutsche Bank
P.O Box 1 7 76, Baltimore, MD 21203
November 1,2017 - November 30,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings
BRITISH POUND
OPenirg Posing Awned 30 'Day
Desolation Oisralty Balms Bekaa Currency Income Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Global Cash Balance 450,720.00 450,720 00 GBP
610,004.45 USD
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 450,720.00 450,720.00 GBP 0.00
610,004.45 USD 0.00
Aomori Blhatied Estimated
Desolation Overlay Mirka Price Moat Value Currency latent anal income Asia
FIXED INCOME (In Maturity Date Sequence)
Corporate Bonds
NATIONWIDE BOWING SOOETY EURO ISSUE 2.000.000 000 1041500 2.097.00010 GBP 61236.34 137.500.00 6.55%
CONY GBP ISMS X694313469 2,838879 80 DSO 82,877.26 186,092.50
6.875% 09/20188 REG DTO 0311111
S5 P Rating BB*
Saariy Ideetifig:G63980UK3
Total Corporate Bonds: 2,000,000.000 2,097,000.00 CiP 61,236.34 137,500.00
2,636,079.80 USD 82,877.26 186,092.50
TOTAL FIXED INCOME 2,000,000.000 2,097,000.00 OW 61,236.34 137,500.00
2,838,079.80 USD 82,877.26 186,092.50
*coved Dikeeled
Market Vase Currency lateral Anal incase
TOTAL BRITISH POUND 2,547,720.00 SSP 0,236.34 137,500.00
3,448,084.25 USD 62,877.26 188,092.50
U.S. DOLLARS
Diana Cluing Austad Income 30-Day
Desolation Ovrally Balsa BUses lame ThisYear Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Money Market
DEUTSCHE GOVT CASH INSIL 136,726.080 136,618.48 136,726.08 0.00 6,855 54 0.97%
Total Money Market 6136,618.48 6136,726.08 80.00 $6,855.54
Page 3 of 8
Rated Catrlient Claims liner PollanI IC **lay evamd
AO 099390CSF30 018 L (very Yes, Since 20O7 sataldlary a Ma lank a New Yak Mellon
CONFIDO. DALIAR RATED COMMUNICATIONS Caeporatten (eta Mete)
LXCILL MCC Perctira LLC. Renter FitiftA.614‘GM- 00047147
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DE1-SDNY-0009971
EFTA_00157756
EFTA01290016

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Opening Ming Awned Income 30.0ey
OmMelon OneMay blarree Be Income ThhYear Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS (continued)
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS $136,618.48 3136,726.08 $0.00 86,855.64
Accrued Ett keeled
Mated Value Interest Annual Income
TOTAL U.S. DOLLARS $136,726.08 $0.00 $6,855.54
Mined Strand
Merkel Value Interne Annus Income
TOTAL POFtTFOUO HOLDINGS - U.S. $3,584,810.33 $82,877.26 $192.948.04
DOLLARS
Holdings Summary by Currency
Currency Cedt Reed Income Told by Quaver
BRITISH POUND 450,720 2,091,000 2,541,120 08P
U.S. DOLLARS 136,726 0 136.726 USD
Total USD Equivalent 7413330 2,838.079 3,584,810 USD
% of Allocation 21% 79% 100%
Portfolio Holdings scl su es
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARS WHEN THE PRICEDATEDOESNOT EQUAL THESTATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EA I) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Page 4 of 8
11111110018
Rated Excellent C leanng through Peaky IIC. *ea* evened
AO 0 L Every Yew Since 2007 sobeltliary a Me in a New Yen Mete
CONFIDO. PALIARRATED COMMUNICATIONS CeopoestIon (IINY Mellon)
EXCILUNCE PeriF inx 11.C.mnWon FR:RA.4(440M-00047148
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-00O9972
EFTA_00157757
EFTA01290017

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
Novem ber 1,2017 - November 30,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings Disclosures (continued)
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for
investment purpose. Credit ratings should not be relied upon as investment advice.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Rease see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10 b-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 5 of 8
Rated ticellent Clewing through Perattag LC. a vAay owned
A001.1018 fray Year Since 2007 sobsidiary of The Bank Olt. York Mellon
CONFIIA AL-- OMAR PAITO COMMUNICATIONS 02000eatIon OM Mellon)
UalLINCI PerchnglICrint-to Ithito..%WiLELGM-00047149
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009973
EFTA_00157758
EFTA01290018

Messages (continued)
Please note the following information for Pershing's 2017 Form 1099 tax statement (1099): The 1099 includes IRS 1099 Form 8, DIV, INT, OID and M ISC. Your 1099 will be delivered
as early as possible, beginning January 31, 2018.8y February 15, you will be mailed either your 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have
not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1399 mailing. You will also be sent the notice if your
information is still being reviewed and finalized. It will inform you of the securities that ere pending final reporting, and will provide the anticipated mail date of your 1099. Your 1099
will be mailed no later than M arch 15, 2016. For more information please visit mytaxhandbook.com.
M UN ICIPAL SECURITIESRULEM AKING BOARDS(M SRI*
INVESTOR EDUCATION AND PROTECTION
An investor brochure that describes the protections available under M SRS rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on
the M SRBwebsite, msrb.org.
Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRS, FINRA, and NYSE
Activity Summary (All amounts shown are in base currency)
Claes ThisPeriott DebitsThisPerio4 Net ThisPeded QeditsYeerio•DMe DebileYeer4o-Date Net Yedlo•Dele
Dividends and Interest $109.60 $0.00 $109.60 $93,596.28 $0.00 $93.596 28
Fees $0.00 42.00 42.00 $0.00 -$22.00 -522 00
Cash
Withdrawals 0.00 0.00 0.00 0.00 -4,786.525.39 4,116,525 39
Total Cash $0.00 $0.00 $0.00 $0.00 44386,625.39 44,786,525.39
Totals $109.60 42.00 8107.80 $93,596.28 44,786,547.39 44,692,951.11
Transactions by Type of Activity
Process
Settlement
Date Adivity Type Desaiption Oetetily Price Awned altered Amount Currency
Dividends and Interest
11130/17 MONEY ARKET FUND DEUTSCHEGOUT CASH 109.60 USD
INCOME RECBVED
PEF232045
Total Dividends and Interest - U.S. DOLLARS 0.00 109.60
Fees
11/01/17 FOREIGN CUSTODY FEE Fp Safekeeping OCT 2017 CUSP G63980-UK-3 -2.00 USD
663180UK3
Total Fees- U.S. DOLLARS 0.00 -2.00
Total Value of Transactions 0.00 107.80 USD
The price and quantity displayed may have been rounded.
Page 6 of 8
Rated hottlent Clewing through PaganI IC avoid,' evened
A0 0 99390 CSF3001 L (my Year Since 2007 Mak:Wry a me in a Near Yak Meta
CONFIDOs DALIAR RATED COMMUNiCAT *NS CooporatIon (My Mellon)
8 EXCELLENCE Perihnx 11.C.nlet-tan uNeAARge,eM_0 0047150
CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) DE!-SDNY-0009974
EFTA_00157759
EFTA01290019

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
November 1,2017 - November 30, 2017
SOUTHERN TRUST COMPANY INC
Client Service Information
Your Inverrinern Special/re ENJ Contact Infonoilion
JOSHUA SHOSHAN Telephone Number:
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Informal n and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Page 7 of 8
A0099390CSF30018
iiruts Rated timeliest Claim. through PenliqgI 1C *a.* evened
bey Yew Since 2007 sobsidiary of The lank el New Vat Mellon
CONFIDOP L-- DALIARMITO COMMUNCAT IONS CarpontIon (OM Melba)
uctuitra Penh nx mertan tIvRAVO VELGM-00047151
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009975
EFTA_00157760
EFTA01290020

Important Information and Disclosures (continued)
The Role of Pershing (continued)
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC€. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LW, Legal Department.
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award. unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 8
Rated Escoilent Clewing liner ti des LLC nob* evened
099390 CSF3001 L Emmy Year Since 2007 Moldier! of TM kale a Newt Vat Mellon
CONFIDO. DALIAR RATED COMMUMCATI0NS Carponban (MY Mellon)
AO 8 LIMA INCE Per ihnx 11.C. mtett• FINRA.EIANYLEIGM_ 0 0047152
CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) DB-SDNY-0009976
EFrA_00157761
EFTA01290021

PA Deutsche Bank Dtututh• tent PrI•ain Nnwll. li.ntetmest
Mann, (ptrate Geo.:
Owhiche gar* 1.:witin
P.O. Box 1776, Baltimore, MD 21203 *el C.ote
345 Put Amnia. )641 HON
Nerd rcrk. WV 10154
Taimyr M.1. t17-S1.05
time 110 8.5 5641
October 1, 2017 - October 31, 2017
Account Number:
SOUTHERN TRUST COMPANY INC
6 10 0 RED HOOK QUARTER B3
ST THOMASVI 0 0 80 2
Portfolio at a Glance
This Period Yew-to-DS
Your Investment Specialist BEGINNINGACCOUNT VALUE 83,518,194.98 87,885,288.31
Net Cash Deposits awl Withdraws% 0.00 4,788,525.39
Adjusted Previous Account Value 3,516,194.98 3,076,742.92
Dividends. Interest and Other Income 109.63 93,466.68
Other Transactions -2.00 -20.00
Net Change in Portfolio' 20,980.43 385,073.44
ENDINGACCOUNT VALUE _MMIIIIIIMIMMEMI
Accrued Interest 36613966
Estimated Annual Income 3189304.69
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Panel Asset Typo Prior Year-End Last Period ThisPoriod
21% Cash, Money Funds, and Bank Deposits 5,368,291.31 741,106.66 735,039.42
• 79% Fixed Income 2,476,977.00 2,776,086.32 2,802,243.62
100% Account Total ( Pie Chart) $7,885,268.31 $3,516,194.98 83,537,283.04
Please review your allocation periodically with your Investment Specialist
Page 1 of 8
D
Rated ticelleint Clewing through Min IIC aulapromml
A 01013660a F Kpi_ AL* bereetot Since 2007 sataldiary a The kelt a New Yak Melloa
A u DA a L u IA t R tr M a IT O COMMUNKATIONS C P arpo t n ux t I U o . n C ( . M me Y r - M e e n l l o on ra ) tr..NlYurPM_00047153
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0009977
EFTA 00157762
EFTA01290022

For Your I nformat Hz))
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
CR irency close Amount In
Curency DSO Equivalent per USO Offiency Balance Base Currency USD
BRITISH POUND 1.3277 0 1531 BRITISH POUND 450.720 00 598.420.94
Exchange rates are based on interbank exchange rates as of 13/ 31/ 20 17. Exchange rates Total Global Cash Balance 3598.420.94
can vary.
Money Market Fund Detail
Date Activity Type Dem:caption Mount Urn
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yietd: 0.95% Activity Ending:10/ 31/ 17
09/30/17 Opening Balance 136.510 85 136.510.85
10/03/17 Withdrawal M ON EY FUND RED EM PTION -2.00 136.508.85
10/31/17 Deposit INCOM ERBNV EST 109 63 136,618.48
10/31117 Closing Balance 3136,618.48
Total All Money Market Funds 3136.618.48
Income and Expense Summary
Oarent Period Yeadotiele
Taxable Non Taxable Talkie Non Taxable
Dividend Income
Money Market 109.63 0.00 6,745.94 0.00
Interest Income
Bond Interest 0.00 0.00 86.740.74 0.00
Total Dividends, Interest, Income end Expenses 9109.63 $0.00 $93,486.68 $0.00
Page 2 of 8
Rated Eirellent Clewing lamer Pagel% I1C wady evamd
AO 13 1324 CSF30 0 20 Evert Year Since 2OO7 sataldlarg of The Rank Olin *at Mellon
CONFIDO' DMIAR RATED COMMUIIICATIONS Caeporation Oltly Malan/
LXCILIINCE P Five ItCerter-bn FINRAVV VELGM—00047154
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DI3-SDNY-0009978
EFTA_00157763
EFTA01290023

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
October 1,2017 - October 31,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings
BRITISH POUND
Opening Dosing Aimed 30-Dry
Desolation Deettny Balance Balance Currency Income Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Global Cash Balance 450320.00 450320 00 GBP
$98,420.94 USD
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 450,720.00 450,720.00 GBP 0.00
598,420.94 USD 0.00
Awned atieseled Estimated
deugke Gayety Markel Price Moan Value Dinency letual MaudIncome mid
FIXED INCOME (In M sturdy Date Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOOETY EURO ISSUE 2100.000 000 105.5300 2.110.60010 GBP 49,965.85 131.500.00 6.51%
CONY GBP ISIS XS134313269 2,802243 62 USD 66,339.66 182,558.75
6.875% 09120188 REG DID 03111%
St. P Rating 86+
Securfty Ideetifiet 663980UK3
Total Corporate Bonds: 2,000,000.000 2,110,600.00 GIP 49,965.85 137,500.00
2,602,243.62 USD 66,339.66 162,558.75
TOTAL FIXED INCOME 2,000,000.000 2,110,600.00 03P 49,965.85 137,500.00
2,802,243.62 USD 66,339.66 182,558.75
Accrued MSS
MEIJI Value Ceram interest Maud Income
TOTAL BRITISH POUND 2,581,320.00 GBP 49,965.85 137,500.00
3,40018116 USD 66.339.66 182,558.75
U.S. DOLLARS
°PINK Going Accrued Income 30 -Day
Desaiption Ovvelly BEEN Ebbw Income ThisYear Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Money Market
DEU7SCHEGOVT CASH INSTL 136,618.480 136.510.85 136,618.48 0.00 6,745.94 0.94%
Total Money Market $136,510.85 $136,618.48 $0.00 $6,745.94
Page 3 of 8
A0,3..020
Rated [stollen% Clewing through PenblinI 1C nob* evened
L trey Year Since 2007 sabsidiary a The Melte/New Yalt Mellon
CO NFID OM AR RATIO COMMUNICATIONS CarpontIon (MY Mellon)
LXCILLUICE Penh nxil.C. nx+Won IttatAVVVELGM-00047155
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009979
EFTA_00157764
EFTA01290024

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Opening (king Moved Income 30•Cm y
OeseripMoe OtaniAy bin Sin Income This Year Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS (continued)
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS $136,510.85 3136,618.48 $0.00 $6,745.94
Acaved Masted
Market Value Interest Maui Income
TOTAL U.S. DOLLARS $136,618.48 $0.00 $6,745.94
Amami Blienaled
Magel Value Inlets Minus Income
TOTAL PORTFOLIO HOLDINGS - U.S. 53,537,283.04 $66,339.66 $169.304.69
DOLLARS
Holdings Summary by Currency
Oaiency Cedi Reed lemma Total by °Jaen"
BRITISH POUND 450,720 2,110,800 2,561,320 G8P
U.S. DOLLARS 136,618 0 136,616 USD
Total USD Equivalent 735,039 2,802,243 3,537,283 USD
% of Allocation 21% 79% 100%
Portfolio Holdings iscl su es
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer and may differ
from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARS WHEN THE PRICEDATE00ESNOT EQUAL THESTATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EA I) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Page 4 of 8
Rated ticellent Clewing through PenlivgI 1C nob* evened
AO 131324CSF30020 trey Yew Since 2007 Mishit." a The Sal, a New Vat Mellon
CONFID DALIARMIT0 COMMUNICATIONS CarporatIon (MY Mellon)
Uallttla PerIhnx 11.C.mtr-bn on)
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009980
EFTA_00157765
EFTA01290025

a
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
October 1,2017 - October 31,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings Disclosures (continued)
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for
investment purpose Credit ratings should not be relied upon as investment advice.
M essages
M UNICIPAL SECURITIESRULEM AKING BOARD®(M SRB®)
INVESTOR EDUCATION AND PROTECTION
An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on
the M SRB w ebsite. msrb.org.
Page 5 of 8
ID
Rated tactile.", Clown& tivough Pershing U.C. • Say was
A 0 10 1361CoOgf F Every Year Since 2C07 subudiary of The Bank a Mew Yak Melba
DALBAR MTFD COMMIJNICAT*NS Corporation (MY Mellon)
EXCMINCE 111•RA.Pknii2PM_00047157
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009981
EFTA_00 157766
EFTA01290026

Messages (continued)
Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB, FIN RA, and NYSE
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Reese see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (All amounts shown are in base currency)
Credits ThisPeciod Odes ThisPeriod Na ThiPetind CredloYear4mDate DebiloYear4o-Dote Net Yew-to-Date
Dividends and Interest $109.63 50 00 $109.83 $93,488.88 $0.00 $93,488.88
Fees $0.00 -$2 00 42.00 $0.00 420.00 420.00
Cash
Withdrawah 0.00 0.00 COO 0.00 -4,786,525.39 -4,786,525.39
Total Cash $0.00 $0.00 $0.00 $0.00 44,786,525.39 44,788,525.39
Totals $109.63 42.00 $107.63 $93,486.68 44,786,545.39 44,693,058.71
Transactions by Type of Activity
Proust'
Settlement
Date Activity Type Desaiption Gaantly Price Accrued Mitered Amount Currency
Dividends and Interest
10/31/17 MONEY MARKET FUND DEUTSCHE GOO' CASH 109 63 USD
INCOME RECEIVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 109.63
Fees
10102117 FOREIGN CUSTODY FEE Fgn Safekeeping SEP 20 V CUSIP. 653980-UK-3 -2.00 USD
663/SOUKS
Total Fees - U.S DOLLARS 0.00 -2.00
Total Value of Transactions 0.00 107.63 USD
The price and quantity displayed may have been rounded.
Page 6 of 8
Rated (O1Oent Clewing through Pershing 11C. away owned
AO 13,4CON.3 020 F IDO. L D (v A e L r B y A Y R e R ar A S TE in D e C 2 O 0 M 0 M 7 UNICATIONS i C st a a r l p d o la n r t y fo o n f ( T lt h l e Y k m ek a * w M ) e w Yoh Melba
PeriP rig U.C.ntenter mottrAnitteM- 00047158
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009982
EFTA_00157767
EFTA01290027

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
October 1,2017 - October 31, 2017
SOUTHERN TRUST COMPANY INC
Client Service Information
Your Investment pedal& ENJ Coatsd Information
Telephone Number:
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent or your financial institution and you agree that you w ill not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Page 7 orb
Rated Escoilent Clearing iw IenleinlIC•aapronwel
A0101C324COSF3N0020FIDOP AL Emmy Year Since 2007 Wieldier, of TM kelt N Mew Vat Meta
DALIAR RATIO COMMUtisCATIONS Caporation (MY Mellon)
LIMA INCE PeriF inx 11.C. meet./ FitaAARVizeteM-00047159
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009983
EFTA_00157768
EFTA01290028

Important Information and Disclosures (continued)
The Role of Pershing (continued)
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www,pershing.com/ about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights. including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. w itness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reasons) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any am endm entsthereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied: (II) the class is decertified:or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page of 8
ID
Rated Galls. Ck•dng through halm: LAC. a Mtoly owned
A0101361750giOF bay Year Since1007 seteldiary of The dank el Mew York Mellon
DAL IAR RATED COMMUNICATIONS Corporation (IINY Melba)
LXCGAINCE Perstint Wareing Fit.RA. tleAcqa9M—00047160
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009984
EFTA_00 157769
EFTA01290029

a
Deutsche Bank Otuttzkr Sant Prise... threlt. hal.n.etmest
Marini contact *IOW
Devliche Oar* Sever, Inc.
P.O. Box 1776, Baltimore, MD 21203 OW' Yon me
34, Put Avenva.3611• RCP'
Now VC16. X110114
Tall',.. we t17-S1.05
Clue IRO 8.5 sul
September 1,2017 - Se tem ber 30,2012
Account Number:
SOUTHERN TRUST COMPANY INC
6 10 0 RED HOOK QUARTER B3
ST THOMASVI 00802
Port( olio at a Glance
IlisPerled Year4aDate
Your Investment Soecialist BEGINNINGACCOUNT VALUE 23,390,293.50 87,885,288.31
Net CS Deposits ad Wdhdrawals 0.00 4,788,525.39
Adjusted Previous Account Value 3,390,293.50 3,078,742.92
Dividends, Interest and 0lhei Income 104.43 93.377.05
Other Transactions -2.00 48.00
Net Change in Portfolio' 125,799.05 344,093.01
I itft"..'t6,-6.r.".5".r.I"Iii "tr;"11.::
Accrued Interest 551.40291
Estimated Annual Income $191,078.81
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Penal Aunt Type Prior Yeatad tad Paled ThisPetiad
. 21% Cash, Money Funds, and Bank Deposits 5,388,291.31 711,011.00 741,108.88
ii. 79% Fixed Income 2,476,977.00 2,673,222.50 2,775,088.32
100% Account Total (PieChart) 37,865,268.31 33,390,293.50 $3,516,194.98
Please review your allocation periodically with your Investment Specialist.
Page 1 o19
Rated t.cdkM Owing through haft WC ithelyewned
totet Yew &Me 2C0/ stinicliwy of theBarka New Yak MSe
CON F ID giTTAL DALBAR RATED COVOAWOCATIONS Corporation (MY Waal
••••• LX(OADICI Pashint LIC.ment. FINRA.IIMP Sla&M_00047161
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009985
EFTA_00 157770
EFTA01290030

For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S These rates are subject to change in response to market changes. and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
Currency awing Amount In
Currency USD Equivalent per USD Qmeocy Balance Base Currency USD
BRITISH POUND 13414 0 7454 BRITISH POUND 450.72090 604.59511
Exchange rates are based on interbank exchange rates as of 09! 29! 2017. Exchange Total Global Cash Balance $604,595.81
rates can vary.
Money Market Fund Detail
Dale Activity Type Description Amount
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield 0 93% Activity Ending 09/ 29/17
09101/17 Opening Balance 136.408 42 136.408.42
09105/17 Withdrawal MONEY FUND REDEM PTION -2.00 136,406.42
09/29/17 Deposit INCOM EREINVEST 104.43 136.510.85
09/29/17 Closing Balance 3136,510.85
Total All Money Market Funds $138,510.85
Income and Expense Summary
Current Period Yeat4o-Oate
Tama* Non Taxable Taxable Non Taxable
Dividend Income
M oney M arket 104.43 0.00 6,636.31 0.00
Interest Income
Bond Interest 0.00 0.00 86,740 74 0.00
Total Dividends, Interest, Income and Expenses 5104.43 $0.00 393.377.05 30.00
Page 2 of 9
Rated (Kell." Owing through haft auto a Many owned
Crecy Year Sect 2C0/ adosidiory of **Bark a New Yak Melon
CONFID DALBAR RATED CONMUNICATTOP6 Corporation (MY Melee)
trauma Ptrshine 11C. menix. FINRA.Altr NE&M_00047162
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009986
EFTA_00 I5777 I
EFTA01290031

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
September 1,2017 - September 30,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings
BRITISH POUND
°Pei Cooing Awned 30•Day
°mimeo' DienlIty Ban Banco Currency Income Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Global Cash Balance 450,720.00 450,720.00 GBP
604,595.81 USD
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 450,720.00 450,720.00 GBP 0.00
604,595.81 USD 0.00
Awned &Sled NEWS
Desedrelee Desnlity Merkel Price Market Value Currency lateral Annul Income Yield
FIXED INCOME (In Maturity Date Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOOETY EURO ISSUE 2.000.000 000 103 4400 2.068.800.00 GBP 38,319.67 137.500 00 6.64%
CONV GBP 'SIM X894313269 2,775,088 32 USD 51,402.01 184.442 50
6.875% 09/10188 REG DT0 03/1141
$4 P Rating BB*
Security Ideetifier.G63980UK3
Total Corporate Bonds: 2,000,000.000 2,066,800.00 CAP 38,319.67 137,500.00
2,775,088.32 USD 51,402.01 184,442.50
TOTAL FIXED INCOME 2,000,000.000 2,068,800.00 OW 38,319.67 137,500.00
2.775.088.32 USD 51,402.01 184,442.50
Awned Beaded
Market value Currency interne AimedMom
TOTAL BRITISH POUND 2,519,520.00 GBP 38,319.67 137,500.00
3,379,684.13 USD 51,402.01 184,442.50
U.S. DOLLARS
0646619 Clain Awned Income 30-Day
Ovlaiplion Demelly Boise Lace income Thisaw Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Money Market
DEUTSCHEGOVT CASH INSR 136,510.150 136,408.42 136,510.85 3.50 6,636.31 0.93%
Total Money Market 5136,408.42 6136,510.85 $3.50 $6,636.31
Page 3 of 9
Rated EICtiltf4 Cleating through Perstars LAC. a Sbaly owned
bort Yen Sine 2C0/ ad:8*m elfin Bark Now Yeek Melba
CONFIDP DALIAN WED COVOAUNICATTONS corporation (MY WIWI
DICELLOICI Pa shine L1C. mente. FINRA.MtlYeLelt00047163
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DEI-SDNY-0009987
EFTA_00 157772
EFTA01290032

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Opening Ming Acaued Income 30.Oey
OnceiplIon &salty Balance Balance Income ThleYer Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS (continued)
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS $136,408.42 $138,510.85 $3.50 $6,636.31
Accrued Ealmated
Mutat Value Petered Annual Income
TOTAL U.S. DOLLARS $136,510.85 $0.00 $6,636.31
Accrued Blinded
Minkel WM Intoned Annul Income
TOTAL PORTFOUO HOLDINGS - U.S. $3,516,194.98 $51,402.01 $191,078.81
DOLLARS
Holdings Summary by Currency
Cwiency CM And Income Total by al Iraq
BRITISH POUND 450,720 2,068,800 2,519,520 GBP
U.S. DOLLARS 136,510 0 136.510 USD
Total USD Equivalent 741.106 2,775.088 3,516,194 USD
% of Allocation 21% 79% 100%
Portfolio Holdings Disci su es
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer and may differ
from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARS WHEN THE PRICEDATEDOESNOT EQUAL THESTATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Page 4 of 9
Ratecamallent Clearlas through h O.W. taco ...aftowned
EworYtarSme200/ stithory of Ow Barra Now Ycelt Melba
C0NFIDOMPAL DAMARRATEDCOMMUNKAPONS Cot/antics (IINY Mel n)
••••• ()MANCE Penhint L1C. monhe. nnickfiRitlYALGOL00047164
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009988
EFTA_00157773
EFTA01290033

a
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
3eptember 1,2017 - September 30,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings Disclosures (continued)
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for
investment purpose Credit ratings should not be relied upon as investment advice.
Messages
Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual
basis.
Pershing'sJune Statement of Financial Condition is now available. On -line 30. 2017, Pershing's net capital of 52.28 billion was 13.79% of aggregate debit balances and exceeded the
Page 5 of 9
Rated (scene% Cloatins through Perstars LC, Sbany owned
Cron Year Sffice MO/ stinicliary a theBark a New Yak Mellon
CO NFIDM itfAL DALIAR RA TED COMUNICADONS Corporation (IINY PASO
actifuta 00047165
•••••lif Pershing Lit.m tnis MiRA.VAPteteM-
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009989
EFTA_00157774
EFTA01290034

Messages (continued)
minimum requirements by $1.95 billion.
Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement. note that on Ally 31. 2017. Pershing's net
capital of $2.47 billion was 1512% of aggregate debit balances and exceeded the minimum requirement by 52.14 billion.
A copy of the June 30,2017, Statement of Financial Condition is available at pershing.coml statement_of_financial_condition.html. You may also request a free, printed copy by calling
(888)880-8510 or (201) 413.4200, option S.
The U.S. adopted a shortened settlement timeframe beginning with trade date September 5,2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving
from 81+3 to a 1+2 settlement cycle provides faster access to sale proceeds, but it also means that funds are due on purchase transactions earlier. This may be a good time to
consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial institution about how you can set up
e-delivery.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (All amounts shown are in base currency)
Credits iNsPeiNd Debits ThisPailod Net ThisPeihd GeditsYne-te-Dale DehileYear-to-Dete Net Year-te-Date
Dividends and Interest $104.43 $0.00 $104.43 593,317.05 $0.00 $93,377.05
Fees $0.00 42.00 42 00 $0.00 -$18.00 -518.00
Cash
Withdrawals 0.00 0.00 0 00 0.00 4,786,525.39 4,706,525.39
Total Cash $0.00 $0.00 $0.00 $0.00 44,788,525.39 44,788,525.39
Totals $104.43 42.00 $102.43 $93,377.05 -$4,786,543.39 44,893,168.34
Transactions by Type of Activity
Process
Settlement
Date Adivily Type Desulptkie OtrastIty Price Acased Intend Moen' Oxieitq
Dividends and Interest
09129117 YONEYNARKETFUND DEUTSCHE GOVT CASH 104.43 USD
INCOMERECBVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 104.43
Fees
09101/17 FOREIGN CUSTODY FEE Fgn Safekeeping AUG20/ CUSP: G63980.11K-3 -2.00 USD
933980UK3
Total Fees-U.S DOLLARS 0.00 -2.00
Page 6 of 9
Rated balk.% Cleating through Pirthirell.C. a alb* aimed
(net Year Sffice 2CO1 stinicliary of tlw Bank a Now Ycelt Melba
CONFIDOWAL4- DAL/AR RA TED COMMUNICATIONS Corporation veer Mellon)
acrostics 00047166
Poshift 11.C. FINROARttifyelt
CONFIDENTIAL - PURSUANT TO FED. R CRIIVI. P. 6(e) DB-SDNY-0009990
EFTA_00157775
EFTA01290035

Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
September 1, 2017 - September 30,2017
SOUTHERN TRUST COM PANY INC
Transactions by Type of Activity (continued)
Process;
Settlement
Date Adivity Type Description Quentilly Price Accrued Meted Mount Coming
Total Value of Transactions 0.00 102.43 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Ines:nem Spedalit ENJ Contact Information
JOSHUA SHOSHAN Telephone Number
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities. First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield M ethod: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information
Page 7 of 9
Rated (Anneal Cloarlas through Pershing1Mo Sbany owned
fray Vet. &ace 2C01 stinicliary of tlw Bark of New Yak Mellon
CONFIDg DALIAR RATED COMUNICATONS Corporation (MY Mellon)
mamma Pershing 11C. menix. FINRA.E *PriliteM_00047167
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OOO9991
EFTA_OO157776
EFTA01290036

Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise t hem. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (induding unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Raza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LW shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Raze, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 9
Rated brellent Clwin through Pershing1.Mo Sbaly owned
hen, Yea, Since 20)/ stinicliary of tMearka Now Yak Mace
CONFIDWFAL DALIAlt RA TED COMMUNICATORS Comontlas (IINY Mellon)
armee actunia holing 11C. meat*. FINR kgiftlyeLGM_00047168
CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) DB-SDNY-0009992
EFrA_00 157777
EFTA01290037

TERMS AND CONISTON('
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TILE OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE, OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FWANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVALABLE UPON REQUEST
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING COM.
STATEMENT. IF SO, DE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COMOISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NHS—
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(AX1H2n
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PI YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED Pi MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMPLIED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTANED FOR YOU UNDER ORDERS TO ITS AFFILIATE13NY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE.
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NEMO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET PI THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSH:NG ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS CI ASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE NDEBTED TO PERSHNG LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF THE ABOVE TERMS AND CCNINTONS ARE UNACCEPTABLE TO YOU. REASE NOTIFYPERS-MG IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING PLAZA JERSEY CITY. NJ 0T399, ATTN. LEGAL DEPT
Page 9 of 9
Rated bra e% Clozeln Stough Panel% LLC. a SRO/ <synod
Ludy Yew Sine 20O1 minicliory elf•Balta Nrw Yak Melba
CONFIDWITAL1-1 DALSAR RAM COMMUNICATIONS corpora* (MY Mace)
MIMIC( Pennant L1C.ment. FINRA.MYELGM-00047169
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009993
EFIA_00157778
EFTA01290038

a
Deutsche Bank dull:Iv Lint ethamin MII,1, Ilit•meetowil
Mulcts Cpernatt 6104
Devtiche Sank 1e:,e/biri
P.O Box 1776, Baltimore, MD 21203 11^v Yeti CA1Ce
145 Poi Ate,ye. 2611 rood.
Nee 14/1. NI 10154
Toll tree 1161 112 1.10,
t,tc 110 815 5611
August 1,2017 - Au ust 31,2017
Account Number:
SOUTHEFtN TRUST COMPANY INC
6100 FtED HOOK QUARTER B3
ST THOM ASVI 00802
Portfolio at a Glance
Thin Period Yew-tar/Ile
Your Investment Specialist: BEGINNINGACCOUNT VALUE $3,489,181.51 $7,885,288.31
JOSHUA SHOSHAN NM Cash Deposits aid Wdhdrawals 0.00 .4,788,525.39
Adjusted Previous Account Value 3,189,181.51 3,078,742.92
Dividends. Interest and Other Income 106.24 93,272.62
Other Transactions -2.00 -18.00
Net Change in Portroilo, -98,992.25 218,293.98
ENDINGACCOUNT VALUa
Awned Interest $34,847.48
Estimated Annual Income $183,673.13
Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Priog Year-End tad Period Ibis Period
12:1s%cint ACtaasthT; oney Funds, and Bank Deposits 5,388,291.31 730,398.21 711,071.00
Fixed Income 2,416,917.00 2,758,783.30 2,873222.50
100% Account Total (Pie Chart) $7.885,288.31 $3,489,181.51 $3,390,293.50
Please review your allocation periodically with your Investment Specialist.
Page l of 8
Ralc4 (scant CleatInthrough Mitts LUX. a Sbaly owned
hay Year &Me 2C01 stinicliary of tlw Banks:INow Yak Melba
CONFIDWFAL inns U DK M E W LL * U R I A C T I ED COMMUNICATIONS C h o o r l p i o n r g at 1 io 1 n C ( . I m N e Y n d M at e . F te I ) N RA.gitlifyelt 00047170
CONFIDENTIAL — PURSUANT TO FED. R CRitcl, P. 6(e) DB-SDNY-0009994
EFTA_00157779
EFTA01290039

For Your Information
The European Central Bank (the' ECB" ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 104 2 S These rates are subject to change in response to market changes. and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
Currency Poring Amount in
Currency USD equivalent per USD Currency Balance Base Currency USD
BRITISH POUND 1.2883 0.7762 BRITISH POUND 450.720.00 580.662.58
Exchange rates are based on interbank exchange rates as of 06/ 31/ 2017. Exchange Total Global Cash Balance $580,662.56
rates can vary.
Money Market Fund Detail
Dale Activity Type Desaiptkin Amount
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield 0 93% Activity Ending 08/ 3V 17
06/01/17 Opening Balance 136.304.18 136.304.18
08102/17 Withdrawal MONEY FUND REDEM PTION -2.00 136.302.18
08/31/17 Deposit INCOM EREINVEST 106.24 136,408.42
08(31/17 Closing Balance $136,408.42
Total All Money Market Funds $136.408.42
Income and Expense Summary
Current Period YearitoiDate
Untie Non Taxable Taxable Non Taxable
Dividend Income
M oney M arket 106.24 0.00 6,531.88 0.00
Interest Income
Bond Interest 0.00 0.00 86.740 74 0.00
Total Dividends, Interest, Income and Expenses $106.24 $0.00 $93,272.62 $0.00
Page 2 of 8
Rated (scallenl C14.4.14 trough Pershing LLC,a Sway owned
Era, Yee/ &ace 200: sidnickavy a it.. Barka New Yak Melon
CONFIDgi DAllAR RATED COMUNICATI0NS Corporation (MY maw
matuia Pershing U.C.entnis FINRA.E*PreteM_00047171
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009995
EFTA_00 157780
EFTA01290040

a
Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
August 1,2017-August 31,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings
BRITISH POUND
Closing Mused 30.0ey
Desuiplion OesnUty Bin Eslance Currency Income Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Global Cash Balance 450,720.00 450,720.00 GBP
580,662.58 USD
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 450,720.00 450,720.00 CV 0.00
580,662.58 USD 0.00
Amnia Fantod Blinded
Wattles Quantity Markel Rid dirket Value Canna lateral Maud Income mid
FIXED INCOME (In Maturity Date Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOOETY EURO ISSUE 2.000.000 000 103.1500 2,075,000.00 GBP 27,049.18 137,500.00 6.62%
CONV GBPI51Nt XS134313269 2,673,222.50 USD 34,847.46 177,141.25
6.875% 09/10188 REG DTO 0311111
S5 P Rating 8B+
Saariy Ideatifier.G63980UK3
Total Corporate Bonds: 2,000,000.000 2,075,000.00 GOP 27,049.18 137,500.00
2,673,222.50 USD 34,847.46 177,141.25
TOTAL FIXED INCOME 2,000,000.000 2,075,000.00 ESP 27,049.18 137,500.00
2,673,222.50 USD 34,847.46 177,141.25
Awned Estimated
Market Vela Camay lateral Annul Income
TOTAL BRITISH POUND 2,525,720.00 03P 27,049.18 137,500.00
3,253,885.08 USD 34,847 46 177,141.25
U.S. DOLLARS
OFenI09 Oaring Accrued Income 30-Day
Description Quaky Bolas Bina Income ThisYear Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Money Market
DEUTSCHEGOVT CASH INSTL 136.408.420 136,304.18 136,408.42 0.00 6,531.88 0.92%
Total Money Market it 36,304.18 8136,408.42 80.00 86,531.88
Page 3 of 8
Rated (Kent.% Cleating through hating ac a abaft ("mod
(n.y Year Sect 2C01 ninicliary of the Bark a Now Ycelt Melba
CONFIDWFAL armee D a A c LB it A t R u R t A a T ED COMMUNICATIONS F Co t r s p h o im ra 1 t 1 io .C n . m SW en A d f s e l F le I a N l RPARtqfPA—00047172
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009996
EFTA_00 157781
EFTA01290041

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Opening Ching Awned Income 30.0ay
Deseripboa Oenay Ban Sam Income ThbYear Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS(confinued)
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS $136,304.18 $138,408.42 30.00 36,531.88
acaued Eetkaated
Market Value Interne Annual Income
TOTAL U.S. DOLLARS St 36,408.42 30.00 $6,531.88
knee Stlenated
Market Value bluest Mud Income
TOTAL POFtTFOUO HOLDINGS - U.S. 13,390,293.50 $34.847.46 $183,673.13
DOLLARS
Holdings Summary by Currency
Currency Cedl Reed Income Total by alfrenry
BRITISH POUND 450,720 2,075,000 2,525320 GBP
U.S. DOLLARS 136,408 0 136.408 USD
Total USD Equivalent 717,071 2,673,222 3,390,293 USD
% of Allocation 21% 79% 100%
Portfolio Holdings scl su es
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer and may differ
from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARS WHEN THE PRICEDATEDOESNOT EQUAL THESTATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities. thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Page 4 of 8
Rated twellent Owl% through Perstarg LLC. a wholly vernal
ben Yes, Since 2C01 stithory OftBanked Nom York Man
CONFIDWITAL4 DAU M PA ttD CONMUNICAMNS Co•PontionaNY
amulet Pershing 11C. mea M t* d , oFniri)R ATANYELGM_00047173
CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) DEI-SDNY-0009997
EFTA_00157782
EFTA01290042

a
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
kugust 1,2017 - August 31,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings Disclosures (continued)
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. &piring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for
investment purpose. Credit ratings should not be relied upon as investment advice.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 5 of 8
Rated htelkPt Cleating trough PershingL c, Sway owned
tan Year SoKe 200/ sticliory elfinBark New Yak Mellon
CONFIDO' DAUIAR RATED COVIMUNICATTONS Corporation0NY Mellon/
EXCalula hr shine 11C. mat. FINRA.AWA1Sit1IVI_00047174
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009998
EFTA_00157783
EFTA01290043

Activity Summary (All amounts shown are in base currency)
OEMs ThIsPelled DebesThisPerled Net ThlsPnlod OidesTer4o-Dale DibilsTear-le-Dete lid Ter-lo-Dele
Dividends and Interest $106.24 $0.00 $106.24 $93,272.62 $0.00 $93,272.62
Fees $0.00 42.00 42.00 $0.00 416.00 416.00
Cash
Withdrawals 0.00 0.00 COO 0.00 -4,786,525.39 -4,786,525.39
Total Cash $0.00 $0.00 $0.00 $0.00 44,786,525.39 44,786,525.39
Totals $106.24 42.00 $104.24 $93,272.82 44,786,541.39 44,693,268.77
Transactions by Type of Activity
Pieces
Settlement
Date Madly Type DttalptIan 0uenley Pike Awned Mined Mount Currency
Dividends and Interest
08131/17 MONEY M ARKET FUND DEUTSCHEGOUTCASH 106.24 USD
INCOMERECBYED
PER232045
Total Dividends and Interest - U.S. DOU_ARS 0.00 106.24
Fees
08/01/17 FOREIGN CUSTODY FEE Fgn Safekeeping All 201CUSP:G63960-LIK-3 -2.00 USD
G53980UK3
Total Fees-U.S. DOLLARS 0.00 -2.00
Total Value of Transactions 0.00 104.24 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Imaginal Speclalit ENJ Contad Infoinution
JOSHUA SHOSHAN Telephone Number:
Page 6 of 8
Rated twellent Cleating through Perstars LUC, a Sbaly owned
hen, MN Since 200? adosidiary Oft Barka Now Yak Melba
CONFIDOWAL4 m DA a IL m ,* R a A T ED COMMUNICATIONS Corporation (MY Mel m ee) t &ggilieeM_00047175
Ptrshine 11C.. ..mix.
CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) DIE1-SDNY-0009999
EFTA_00157784
EFTA01290044

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
August t 2017 - August 31,2017
SOUTHERN TRUST COMPANY INC
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AM ORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 4 t3-3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Ad.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Page 7 of 8
Rated (Falk.% CIwifl through Pershing1.Mo Sbaly owned
(rev Year Sect MO/ stinicliary elfinBark a Now YM Mace
CONFIDOWAL4- DALBAR RATED COMMUNICATORS Comontlas(ONY Melon)
holing 11C. mont.t. FINR,SAtly t,SM_00047178
CONFIDENTIAL - PURSUANT TO FED. R CRiM. P. 6(e) OB-SDNY-0010000
EFTA_00157785
EFTA01290045

Important Information and Disclosures (continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. w fitness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reasons) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 8
••• Rated twine% Owing throush Perstars LUC, alb* owned
bent Year Since MO/ adosidiary of theBarka New Yak Mellon
CONFIDg DALIAlt RATED COMMUNICATIONS Corporation0NY Melee)
orttuuta Ptrshine 11C. FINRA.AW Se&M _00047177
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010001
EFTA_00 157786
EFTA01290046

a
Deutsche Bank diAl.t14 Nye°. kg4.1(( Melt
MadellCentratt 010W
0vvliche Oar* Setwnen
P.O. Box 1776, Baltimore, MD 212O3 10v. Yon Me
145 Pot Avern.4.1611 Flow
NeId %/km 10114
Tonne NA 117 1105
Cote IRO 845 5641
July 1, 2017 - July 3 2017
Account Number:
SOUTHERN TRUST COMPANY INC
6 10 0 RED HOOK QUARTER B3
ST THOMASVI 0 0 80 2
Portfolio at a Glance
This Period Yetto-Code
Your Investment Specialist. BEGINNINGACCOUNT VALUE $3,385,186.09 $7,865,268.31
JOSHUA SHOSHAN Net Cash Deposits and Withdrawals 0.00 -4,788,525.39
Adjusted Previous Account Value 3,385,186.09 3,078,742.92
Dividends. Interest and Other Income 103.85 93,188.38
Other Transactions -2.00 -14.00
Net Change in Portfolio' 103,893.57 317,288.21
END INGACCOUNT VALUE
Accrued Interest 920,302.70
Estimated Annual Income 3187,884.39
'Net Change in Portfolio is the difference between the ending account value and
beginning account value after activity.
Asset Summary
Putt Asset Type Prior Year-Ead Lad Period ThisPeriod
• 21% Cash. Money Funds, and Bank Deposits 5,388,291.31 721,552.39 730,398.21
79% Fixed Income 2,476,977.00 2,663,633.70 2,768,763.30
100% Account Total (Pie Chart) $2,865,268.31 $3,385,186.09 83,489,181.51
Please review your allocation periodically with your Investment Specialist.
Page 1 of 8
Rated tutlket Clestlas trough hating11C, whey owned
(WV Mu Sege 200/ vasicliory of the Bark of New Yak Melba
CONFIDOMAL4- [ o A ta M u U o i R c A e T ED COMMUNICATIONS Cor s p h o i r n a t t 1 io 1 n C ( . M m Y e r M it. a F o IN ) RA.fIOM Se&IVI_00047178
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO1OOO2
EFTA_OO 157787
EFTA01290047

For Your Information
The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
Currency Clotang Amount In
annul uS0 Equiyarenl per 1.150 Oluency Belem Bon Currency USD
BRITISH POUND 1 3181 0 7586 BRITISHPOUND 450720.00 94,094.03
Exchange rates are based on interbank exchange rates as of 07/ 311 2017 Exchange Total Global Cash Balance 3594,094.03
rates can vary
Money Market Fund Detail
Dalt Activity Type Dimples Amount Bin
Sweep Money Market Fund
DEUTSCHE GOVT CASH iNSTi.
Current Yield 0.91% Activity Ending: 07/31/17
07101/17 Opening Balance 136202.33 138202.33
07/05/17 Withdrawal MONEY FUND REDEMPTION -2.00 138,200.33
07/31/17 Deposit IN COM E FtBN V EST 103.85 138 304.18
07/31/17 Closing Balance $138,304.18
Total All Money Market Funds $136,304.18
Income and Expense Summary
Oarent Period Yerto-Dale
Taxable Non Taxable Terabit Non Terabit
Dividend Income
M oney Market 103.85 0.00 8,425.64 0.00
Interest Income
Bond Interest 0.00 0.00 86,740.74 0.00
Total Dividends. Interest, Income and Expenses 3103.85 30.00 393,166.38 30.00
Page 2 of 8
Rated balk. Cleating through haft LLC.a whey owned
Lae, MY Sect 2CO1 ad:8*m of Ow Barra New Ycelt Melba
CONFIDWAL-4 DALIIMATEDCOWMUNICATiOt6 CorporationOM Melleal
mama holing manta' nnen.fiRbliseelt00047179
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010003
EFric00157788
EFTA01290048

a
Deutsche Bank
PO Box 1776, Baltimore, MD 21203
July 1, 2017 - July 31, 2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings
BRITISH POUND
Opening Dosing Accrued 30.Day
Devolution Omolity Balance Balance Currency Incore Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Global Cash Balance 450,720.00 450,120 00 GBP
$94,094.03 USD
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 450,720.00 450,720.00 GBP 0.00
594,094.03 USD 0.00
Accrued Esteneted Blinuted
DesalpHoe Dowdy Merkel PH* Market YON Currency Intern Arnaud Income YINd
FIXED INCOME (In Maturity Date Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO IS9JE 2.000.000 000 104.6500 2.093.000.00 GBP 15,403.01 137,500.00 8.56%
COW GBPI5IN$XS9439469 2,758,783 30 USD 20,302.10 18123825
6.875% 09120188 REG 010 03/1111
S5 P Rating BB*
Security Ideetifier G63980UK3
Total Corporate Bonds: 2,000,000.000 2,093,000.00 CeP 15,403.01 137,500.00
2,756,783.30 USD 20,302.70 181,238.75
TOTAL FIXED INCOME 2,000,000.000 2,093,000.00 GBP 15,403.01 137,500.00
2,758,783.30 USD 20,302.70 181,238.75
Awned Eilleuted
Nudist Yen Currency lateral Maud Incase
TOTAL BRITISH POUND 2,543,720.00 GBP 15,403.01 137,500.00
3,352,877.33 USD 20,302.70 181,238.75
U.S. DOLLARS
0penkg Oak* Accrued Income 30-Day
Devolution Overfly Basco Bina Income ThisTew YON
CASH, MONEY FUNDS, AND BANK DEPOSITS
Money Market
DEUTSCHEGOVT CASH INTL 136,304.180 136,202.33 136,304.18 0.00 6,425.64 0.90%
Total Money Market $136,202.33 $136,304.18 $0.00 86,425.64
Page 3 of 8
Rated liallent Clearlas through Pantile/RUCs Sbaly owned
tan Year Sect 2C0/ stinicliory of theBarka Now Yak Melba
CONFIDP m DAL e B i A o R t R ic A ( T ED COMMUNICATIONS C P o a r g p i o n r g a 1 ti . o 1C n . 0 m NY o M te e l l F on IN ) RA6WELGM-00047180
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010004
EFTA_00 157789
EFTA01290049

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Opening Cloing Maud Income 30.0ay
Oeseregion avidity Bin Bin Income Thh Year Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS(confinued)
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS $136,202.33 $138,304.18 $0.00 $6,425.84
Awned Bleated
Markel Value altered Maud Income
TOTAL U.S. DOLLARS S138,304.18 $0.00 58,425.84
Mooed Blended
Medal Virus Intend Annul Income
TOTAL PORTFOUO HOLDINGS - U.S. $3,489.181.51 $20,302.70 $187.884.39
DOLLARS
Holdings Summary by Currency
auency Con And Name Told by alfrenci
BRITISH POUND 450,720 2,093,000 2,543,720 G8P
U.S. DOLLARS 136,304 0 136.304 USD
Total USD Equivalent 730,398 2.758.783 3.489.181 USD
% of Allocation 21% 79% 100%
Portfolio Holdings Disci su es
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARS W HEN THE PRICEOATE 00ESNOT EQUAL THESTATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures.
Accrued interest represents interest earned but not yet received.
Page 4 of 8
Rated (Jane % Cleating through Peal% LLC. a Sbaly owned
tan Year Sect 2001 stinicliory a ft Bark a Now Yak Melba
CONFIDOWAL4- D a A c L e IIA it R t r R i A a T ED COMMUNICATIONS Corporation NY Melnleenr te.fiRMiskeM_0 0047181
Ptrshint 11.C. ...mix.
CONFIDENTIAL — PURSUANT TO FED. R CR[Ivi. P. 6(e) DB-SONY-0010005
EV1:4_00157790
EFTA01290050

a
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
July 1,2017- July 31,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings Disclosures (continued)
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for
investment purpose. Credit ratings should not be relied upon as investment advice.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10 b-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Page 5 of 8
Rated beam' Cloarlas throush Perstars lit. R 'Many owned
CONFID AL- her/ Yw Sect 2001 .shifty Oft Bank N New Yak Mellon
DAIMA PAM COMMUNICATIONS Corporation (IINY PASO
riaama 00047182
Petshift mtnis MRA.
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010006
EFTA_00157791
EFTA01290051

Activity Summary (All amounts shown are in base currency)
Dudes Thiseetioe DebesTAislarkid Net lbkeened CradesTette-Date DobileYear4o-Dete Net Yew-to-Dale
Dividends and Interest $103.85 $0.00 $103.85 $93,188.38 $0.00 $93,188.38
Fees $0.00 42.00 42.00 $0.00 414.00 411 00
Cash
Witldrewab 0.00 0.00 0.00 0.00 4,786,525.39 4,786,52539
Total Cash $0.00 $0.00 $0.00 $0.00 441,788,525.39 41,786,525.39
Totals $103.85 32.00 $101.85 $93,188.38 44,788,539.39 44893,373.01
Transactions by Type of Activity
Process
Settlement
Date Adhlty Type Description (Warn Pike Accrued Intmed Amount Currency
Dividends and Interest
01/31/17 MONEY II ARKET FUND DEUTSCHE GOVT CASH 103.85 USD
INCONERECBVED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 103.85
Fees
07103/17 FOREIGN CUSTODY FEE Fgn Safekeeping JUN 2017 CUSP. G83980-UK-3 -2.00 USD
G53980UK3
Total Fees-U.S DOLLARS 0.00 -2.00
Total Value of Transactions 0.00 101.85 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Seethed: ENJ Contact Infotmalion
JOSHUA SHOSHAN Telephone Number:
Page 6 of 8
Rated baillent Owl** through P.O.W.L AC, Sbany owned
ha, MN Since 2C0/ adnicliory of Ow lark N Now Ycelt Meta
CONFIDWFAL ••••• L 'A AM m AR a R r A a T ED COMUNICADONS C P o tr r t p N or n a t t 1 io 1 n C ( . M me Y rn M he e . l n lea e l rssfiRNieLit00047183
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010007
EFTA_00157792
EFTA01290052

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
July 1,2017- July 31,2017
SOUTHERN TRUST COMPANY INC
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for Mutual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AM ORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institutionit acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that It receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 4 t3.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department.
One Pershing Raze, Jersey City, New Jersey 07399; (201 413-3330. Errors and Omissions excepted.
Pagel of 8
Rated (scant Clearlas through P.O.W. LUX. a Sbaly ("mod
(net Year &ace 2001 minicliary of the Bark at Now Ycelt Melba
CONFIDNVAL DAL/AR RA TED COMUNICAMIS Comonelos (My Mellon)
Inge MELLING Petshift 11.C. mtnin. FINRASWIt00047184
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010008
EFTA_00157793
EFTA01290053

Important Information and Disclosures (continued)
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or
(Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, ...trsey City, New Jersey 07399; (201) 413-3330.
Page 8 of 8
Rated balk.% Cleating flout'. Radtkell.C. • 'Many owned
(rev Yew S.ritt 2C0/ stinicliary of **Bark a New Yak Mellon
CONFID DALBAR RA TED COMMUNICATIONS Contention CONY Melee)
actatria 00047185
Ptrshinellf.rnenix. FINRA.AW
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010009
EFTA_00 157794
EFTA01290054

PA
Deutsche Bank Drututiv Sant Peirair Marti. hil...tmett
Marleis Urotragt Wow
O•vtiche Om* Slinv.DPI l.c
P.O Box 17 76, Baltimore, MD 21203 New York ante
345 Palk Arent.. Nth flpq
Ken kik iff 10114
Toll sr,. 1161417 Stei
Cirecl lry)11•5
June 1.2017 - June 30.2017
Account Number:
SOUTHERN TRUST COMPANY INC
6 130 RED HOOK QUARTER B3
ST THOM ASVI 00802
Pc-t` Ica: a Glance
T hisPeriod
Yeer4oale
Your Investment Specialist: BEGINNINGACCOUNT VALUE 33,311,184.72 37,865,268.31
JOSHUA SHOSHAN Net Cash Deposits aid Withdrawals 0.00 4,786,525.39
Adjusted Previous Account Value 3,311,184.72 3,078,742.92
Dividends, Interest and Olher Income 86,830.72 93,062.53
Net Cii het Activity -2.00 -12.00
Net Change in Portfolio .12,827.35 213,392.64
ENDINGACCOUNT VALUE
Accrued Interest 34,879.00
Estimated Annual Income 3104,893.04
Asset Summary
Pflug Ant Type Prior 'farad List Period IbisPeriod
21% Cash, Money Funds, and Bank Deposits 5,388,291.31 629.110 12 721,552.39
79% Fixed Income 2,478,977.00 2,682,074.60 2,883,833.70
KJ 100% Account Total (Pie Chart) 57,865,268.31 83,311,184.72 53,385,186.09
Please review your allocation periodically with your Investment Specialist.
For Your Information
The European Central Bank (the' ECIr ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a
deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the
future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Page 1 of 9
Ras (utile% ClielagibroughhnhhOLCashdywormd
tan Year Sect 2C0/ mAdidiryoftlwiardisiNormYwkAlebn
CONFIDWFAL DALBAR RATED COMMUNICATORS Comondon(ONYAWW)
anal, actustra PenhintaC.membe. nrreaRIWYELGM_0 0047186
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010010
EFTA_00157795
EFTA01290055

Exchange Rate Table Global Cash
ol minty dosing Ammer
Cuitency USD Spivslent per USD Conency Balance bee Currency WO
BRITISHPOUND 1.2987 0.7700 BRITISH POUND 150320.00 585,350.06
Exchange rates are based on interbank exchange rates as of 06/ 30/ 2017 Exchange Total Gabel Cash Balance $585,350.06
rates can vary.
Money Market Fund Detail
Date Activity Typo Desaiption Mows Biwa
SweepMoney Market Fund
DEUTSCHE GOVT CASH INSTL
Current Yield: 0.86% Activity Ending: 06/ 30/ 17
08/01/17 Opening Balance 136,114.35 136,114.35
08102/17 Withdraw al MONEY FUND RF.DEM PTION 2.00 136,112.35
06130/17 Deposit INCOMERBNVEST 89.98 136,202.33
06G0/17 Closing Balance $136,202.33
Total All Money M arket Funds $136,202.33
I ncome and Expense Summary
defeat Period Yes-to-Dale
Taxa Non Taxable Tenet Non Taxable
Dividend Income
M oney Market 89.98 0.00 6,321.79 0.00
Interest Income
Bond Interest 86,740.74 0.00 86,740.74 0.00
Total Dividends, Interest, Income and Expenses $86,830.72 30.00 $93,062.53 50.00
Portfolio Holdings
BRITISH POUND
Offfsba Owing Accrued 30-Day
Oeicriplion OusWily Ben Silence *nag Income YitN
CASH, MONEY FUNDS, AND BANK DEPOSITS
Global Cash Balance 381.980.00 450.720.00 GOP
585,350.06 USD
Page 2 of 9
Rated (Kellen( Clearlas through P.O.W. LLC. a Sbaly turned
[rev Year Sect 2001 ad:4*m of tin Barra Now Ycelt Melba
CONFIDP DALBAR RATED COWAUNICATTOP6 Corporation0NY NNW
cfcatura holing 11C. rnendx. FINRA.gitlYeLelt00047187
CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) DEI-SDNY-0010011
EFTA_00157796
EFTA01290056

a
Deutsche Bank
P.O Box 1 7 76, Baltimore, MD 21203
June 1, 2017 - June 30,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings (continued)
BRITISH POUND (continued)
OPSI79 Closing Aimed 30.Oq
Description Noce Balance Bunny! Income Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS(continued)
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 381,960.00 450,720.00 GBP 0.00
585,350.06 USD 0.00
Accrued Edimaled Estimated
Description Duantily Market Price Might Value Cement,/ Interest Annual Income Yield
FIXED INCOME (In Maturity Date Sequence)
Corporate Bonds
NATIONWIDEBUILDINGSOCIETY EURO ISSUE 2,000,000.000 102.5500 2,051,000.00 G8P 3356.83 137.500 00 630%
CONY GBP ISMS XS943131269 2,663,633.70 USD 4,879.00 178.571 25
6.875% 09120188 REG DID 03/111
S8 P Rating 8B+
Security Idestilier:663180UK3
Total Corporate Bonds: 2,000,000.000 2,051,000.00 MP 3,756.83 137,500.00
2,663,633.70 USD 4,879.00 178,571.25
TOTAL FIXED INCOME 2,000,000.000 2,051,000.00 GP 3,756.83 137,500.00
2,663,633.70 USD 4,879.00 178,571.25
Acomed Muted
Market Value Denney Inters Maul Income
TOTAL BRITISH POUND 2,501,720.00 GBP 3,756.83 137,500.00
3,248,983.76 USD 4,979.00 178,571.25
U.S. DOLLARS
°Penton Only Awned Income 30.Oay
Dna ippon Oventity Balance Ulna Income 7*Year Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Money Market
DEUTOIEGOVT CASH INSTL 136,202.330 136,114.35 136202.33 6.69 6,321 79 0.80%
Total Money Market 3136,114.35 3136,202.33 36.69 $6,321.79
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 3136,114.35 3136,202.33 36.69 36,321.79
Page 3 of 9
Rated ticeller4 Cloarlas through Pershing1SC, Sbaly owned
tort Yea, Since 200/ stinicliory of tinier. of Now Ycelt Melba
CONFIDWAL-4 D tr A a I u L, m * RA a T ED COMMUNICATIONS Corporation (MY Melon) 00047188
Pa %hint 11C. FINROAROYftelt
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-00 10012
EFTA_00 157797
EFTA01290057

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Awned Estimated
Make VON Waal Annual Income
TOTAL U.S. DOLLARS $136,202.33 $0.00 56,321.79
Accrued Estknated
Maket Value Meisel Annual Income
TOTAL PORTFOLIO HOLDINGS - U.S. $3.385.186.09 64,879.00 6184.893.04
DOLLARS
Holdings Summary by Currency
Currency Cash Fixed Income Total by Cuttenry
BRITISH POUND 450,720 2,051,000 2,501,720 08P
U.S. DOLLARS 136,202 0 136,202 USD
Total USD Equivalent 721.562 2,663,633 3,385,186 USO
% of Allocation 21% 79% 100%
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market
prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARS W HEN THEPRICEDATE DOES NOT EQUAL THE STATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political. and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities. thereby overstating them. Refer to www.pershing.com/ business_continuity.htm I for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Page 4 of 9
Rated bctilte4 Owing through Pars/deg LC. a Sway owned
bat Year Sae 2C01 slaws eltheBark of New Yak Megan
CONFIDg DAt/AR RATED COMUNICATONS Corporates OINY Mellon)
actiutia Pealing 11.C. rants. FINRA.WARAM_00047189
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10013
EFTA_00157798
EFTA01290058

PA
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
June 1, 2017 - June 30,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings Disclosures (continued)
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U S dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content. Credit ratings are opinions and not statements of facts, are not recommendations to purchase. hold or sell securities. and do not address suitability for
investment purpose. Credit ratings should not be relied upon as investment advice.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10 b-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
The U.S. will adopt a shortened settlement timeframe beginning w ith trade date September 5.2017, for equities. corporate and municipal bonds. and unit investment trusts. M owing
from a T + 3 to a T+2 settlement cycle will provide faster access to sale proceeds. but it also means that funds will be due on purchase transactions earlier. This may be a good time to
consider e-delivery of your account documents-including trade confirmations. account statements and more. Ask your advisor or financial insititut ion about how you can set up
e-delivery.
Page 5 of 9
Rated balk. Owing through Pars/ars LAC. a Sbany owned
bery Yew S.ritt 2C0/ stinicliary aft Bark New Yak Mellon
CONFIDO. DALBAR RA TED CONMUNICATiONS Contention CONY Mellon
acritura 00047190
Pt,shinellf.rnenix. FINRA.AW
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10014
EFTA_00157799
EFTA01290059

A Cl way Summary (All amounts shown are in base currency)
Sledge kennelled Debits ThIsPerkid Net IbIsIktfled CriditsYstto-Dele DebnsTher4o-Dete Net Yew-to-Die
Dividends and Interest 386,830.72 $0.00 $86,830.72 $93,062.53 $0.00 $93,062.53
Fees $0.00 42.00 42.00 $0.00 412.00 412.00
Cash
Withdrawals 0.00 0.00 0.00 0.00 4,786,525.39 -4,786,525.39
Total Cash 30.00 $0.00 $0.00 $0.00 44,786,525.39 44,786,525.39
Totals $86,830.72 -62.00 $86,828.72 $93,062.53 44,786,63729 44,693,474.86
Transactions by Type of Activity
Process, Trade.
Settlement Tr/no:lion
bite Dote Mikity Type DinalptIon Ouantily Pries Awned !Mired Amount °recency
Dividends and Interest
06/21/17 06120117 FOREIGN BOND INTEREST 2000000.00 SHARESNATIORWIDE BUILDING SOCIETY EURO 68,760 00 GBP
G63980 UK3 ISSUE CONY GBP ISHII XS943131269 8.875% 09120/88 REG 86,740.74 USD
DTD 03/1111 CLB FORS% BOND INTEREST RD 06117 PD
0620 V ASOF 06/1/17
08130/17 MONEY MARKET FUND DEDTSCHEGOVT CASH 89.98 USD
INCOMERECBVED
P9232045
Total Dividends and Interest
BRITISH POUND 0.00 68,760.00 GBP
TOTAL USD EQUIVALENT 0.00 86,740.74 USD
US. DOLLARS 0.00 89.98 USD
Fees
06/01/17 FOREIGN CUSTODY FEE Fgn Safekeeping MAY 2017 CUSP. 063980-U8-3 -2.00 USD
(363980 UK3
Total Fees - U.S. DOLLARS 0.00 -2.00
Total ACCIved initiett Total Amount
TraneadlonsSummary TotalMaud Int ered Total Amount Currency USD Equrralent USDEgelvelent
BRITISH POUND 0.00 68,760.00 O8P 0.00 86,740.74
U.S. DOLLARS 0.00 87.98 USD 0.00 81.98
The price and quantity displayed may have been rounded.
Page 6 of 9
Rated [scam Cloarlas through PhilawllC,a Sbaly owned
halt' MN Since 200? adosidiary of tlw Bark of New Ycelt Melba
CONFIDWFAL •••••• m DAL a IA m R R a AT ED COMMUNICATIONS C P o a r g p i o n ra g t L io 1 n C (W .rn ly e M ity e l n ee re ) reefiRrneLelt0 0047191
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010015
EFTA_00 157800
EFTA01290060

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
June 1,2017 - June 30,2017
SOUTHERN TRUST COMPANY INC
Client Service Information
Your lammed Spodaint ENJ Coated 'donation
JOSHUA SHOSHAN Telephone Number:
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRON IC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you w ill not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the
acceptance and, in certain instances, execution of securities orders: the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333.AI' other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Pagel of 9
Wed bane% Clearlas through Peal% LC. a wilwanornal
hay Year Sffice 2C0/ emery of tinier. a Nom Yak Mike
CONFIDWFAL4- DAUM RA TED COMUNICATiOt6 Corporation (MY NNW)
FICILIANCI Ptrshint L1C. mat. FINRA,EINYILGM-00047192
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010016
EFrA_00 I 57801
EFTA01290061

Important Information and Disclosures (continued)
The Role of Pershing (continued)
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www,pershing.com/ about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights. including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows.. Pershing LLC, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. w itness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied: (II) the clan is decertified: or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 9
Rated ballent Charting through hairs LUC, ...any owned
hay Yen Seem 200: sticliary ***Barka New Yak Mellon
CONFID DAUM PATO) COMMUNICATORS Corporation (MY Mellon)
mattock 00047193
Petshift mtnin MRA.VAPIII2PM-
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10017
EFTA 00157802
EFTA01290062

TERMS ANDCONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVFDArE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FILANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVALABLE UPON REQUEST
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW,PERSHING COM,
STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COMIDISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NHS -
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(AX1)-(2)]
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PI YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COM3NED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE.
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NEMO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
• DIVIDENDS. NTEREST MID OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS (-• ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING" FOR ANY AMOUNT, ALL SECURITES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF THE ABOVE TERMS NO CONDITIONS ARE UNACCEPTABLE TO YOU. REASE NOTIFY PERS-ING IMMEDIATELY IN WRRINGEW CERT IRED MAIL TOONE PERSHING PLAZA JERSEY CITY, NJ 073W, ATTN. LEGAL DEPT
Page 9 of 9
Raid (maw CM/tin Stough haMAT LLC.a ttimoiteemd
hay Yeti Since 2001 minicRacy of Dm Bark a Now Yak Meta
CONFIDWFAL DAUM* RATED COMMUNICATIONS Comantlas (IINY Meson)
••••• mama PeoNnt LIC.rnento FIN RATAIYELGM_00047194
CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) DEI-SDNY-0010018
EFTA_00157803
EFTA01290063

PA Deutsche Bank Drututlw Lint etisair N,Y11. tOntitmest
Marten itemagt Wow
Ontichr Mal Sinwitin Ar.
P.O. Box 1776, Baltimore, MD 21203 NamYerk cake
34S Palk Mee,. nil flea
WmWA NY 101%4
Onie 11164617.5105.
COM 410 015•51141
May 1,2017-May31,2017
Account Number:
SOUTHERN TRUST COMPANY INC
6 10 0 RED HOOK QUARTER B3
ST THOMASVI 00802
Portfolio at a Glance
llisPeriod Yesto-Dele
Your Investment Specialist. BEGIN NING ACCOUNT VALUE $3,302,473.14 87,865,268.31
JOSHUA SHOSHAN Net Cash Deposits ad Withdrawals 0.00 4,786,525.39
Adjusted Previous Account Value 3,302,473.14 3,076,742.92
Dividends, Interest and Olher home 79.47 6231.81
Nel Other Activity -2.00 -10.00
Net Change in Portfolio 8,834.11 226,219.99
I I _
Accrued Interest 378,984.46
Estimated Annual Income $183,703.06
Asset Summary
Pearl Mat Type Prior Year-End lest Period TAIsParled
El 19% Cash, Money Funds, and Bank Deposits 5,388,291.31 630,102.14 629,110.12
. 81% Fixed Income 2,476,977.00 2,672,371.00 2,662,074.60
100% Account Total (Pie Chart) 37,865,268.31 33,302,473.14 33,311,184.72
Please review your allocation periodically with your Investment Specialist.
Page 1 of 8
Rated (ottlkot Owl** through Persian lle. rthelkamed
Even, Year Sopa MP ninicliary of tlw Bak a Nat Yak Mao
CONFIDM L (MOLAR RATED COMMUNICATIONS Corpotation (MY A4441040 m_00047195
••••• OCCOADICE Ptrshint M FINRA.IIWP
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10019
EFTA_00157804
EFTA01290064

Exchange Rate Table &boa, Casn
Omency doing Amount In
Quincy USD Emilvalent per USD 011Imml Bianca Base Currency USD
BRITISHPOUND 1.2907 0.7747 BRITISHPOUND 381,96000 492,99517
Exchange rates are based on interbank exchange rates as of 05/ 3Y2017. Exchange Total Global Cash Balance $492,995.77
rates can vary
Money Market Fund Detail
Date Activity Type Desalption Amount Silence
Sweep Money Market Fund
DBJTSCHEGOVT CASH INSTL
Current Yield: 0.74% Activity Ending:0 5/3V 17
04129/17 Opening Balance 136.036.88 136,036.88
05102/17 Withdrawal MONEY FUND REDEMPTION -2.00 136,034.88
05/31/17 Deposit INCOMEREINVEST 79.47 136,114.35
05/31/17 Closing Balance $136,114.35
Total All Money Market Funds $136,114.35
Income and Expense Summary
Oment Period Yeaseo-Date
Taxable Nan Taxable Trimble Noe honk
Dividend Income
Money Market 79.47 0.00 6,231.81 0.00
Total Dividends, Interest, Income and Expenses $79.47 $0.00 $6,231.81 $0.00
Portfolio Holdings
BRITISH POUND
Deming thing Accrued 30-Dm
Description (Manley Balance Bilana Currency Income Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Global Cash Balance 391,960.00 361,960.00 GBP
492,995.77 USD
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 381,960.00 381,960.00 03P 000
492,995.77 USD 0.00
Paget of 8
as (scab% Clearlas VVOUgh Perstars LC, Sbaly owned
ben Yet/ Sffice 20O1 Snider" of theBark a New Yak Melba
CONFIDWFAL4 DALAI!, RA TED COMUNICAnONS Corporation (SN't Melee)
'taint 11C. mortet FINROS41Y eLelt00047196
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010020
EFTA_00157805
EFTA01290065

FA
Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
M ay 1, 2017 - May 31,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings (continued)
BRITISH POUND (continued)
Accrued alonaled Esleraled
Deenalon Overlay Mickel Ma Market Value Quanta [Memel Annual Income Yield
FIXED INCOME (in Maturity Date Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 2.000.000 000 103.9000 2,078,000.00 GBP 61,195.05 13750010 6.61%
CONY GBP ISM* XS1143131269 2,682,074.60 USD 78,984.46 177,471.25
6.875% 09/20188 REG DTO 0311141
P Rating BB+
Secuwiy Ideatilier:66398011K3
Total Corporate Bonds: 2,000,000.000 2,078,000.00 TAP 61,195.05 137,500.00
2,882,074.60 USD 78,984.48 177,471.25
TOTAL FIXED INCOME 2,000,000.000 2,076,000.00 CV 61,195.05 137,500.00
2,682,074.60 USD 78,984.48 177,471.25
Mena BMWS
Mirka WIN Courtney lateral Arnaud Inane
TOTAL BRITISH POUND 2,459,960.00 GBP 61,195.05 137,500.00
3,175,070.31 USD 78,984.48 177,471.25
U.S. DOLLARS
Pella Guinn Amid Income 30-Day
Pleiades Ovantity Balsa edam Income ThisYear Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Money Market
DEUTSCHEGOVI CASH INSR 138,114.350 136,036.88 138,114.35 0.00 6231.81 0.69%
Total Money Market $136,038.88 $138,114.35 50.00 $6,231.81
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $136,036.88 $136,114.35 50.00 56,231.81
Accrued Estimated
Monet Value Interest Maul Income
TOTAL U.S. DOLLARS 5136.114 35 50.00 56231.81
Accrued Estimated
Maki% Value Memel Anneal Income
TOTAL PORTFOLIO HOLDINGS - U.S. 53,311,184 72 578,984.46 5183,703.06
DOLLARS
Page 3 of 8
calla scawt Owing through haft LIC Mx* aimed
bervYtarSesce2C0/ stithory old* Bark a Nov Yak Man
CONFIDNVAL DAUMARATMCOMMUNICA11016 Corporation tear NNW
Demme
Ptrshine 11C. mote.
FINRA,fictIOYSYGM-00047197
CONFIDENTIAL - PURSUANT TO FED. R CRIld. P. 6(e) DB-SDNY-0010021
EV1:4_00157806
EFTA01290066

Holdings Summary by Currency
Cuuency Cub flied Inform Total by Quemoy
BRITISH POUND 381,960 2,078,000 2,459,960 GBP
U.S. DOLLARS 136,114 0 136,114 USD
Total USD Equivalent 629.110 2.082.074 3.311.184 US0
% of Allocation 19% 81% 100%
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICEDATEONLY APPEARS WHEN THEPRICEOATEDOESNOT EQUAL THESTATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/business continuity.html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 8
Rats (salient Cleating through haft1Mo Sbaly owned
Every Year Sect 2C0/ stinicliory of &altar. a Now Yak Melba
CONFIDNVAL DAUM RA TED COMMUNICATORS Corporation (INY WNW
lawn actituta Paging 11C. rnendx. FivriAfiRtlYskom_000snsa
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DEL-SDNY-0010022
EFTA_00 57807
EFTA01290067

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
M ay 1,2017- M ay 31,2017
SOUTHERN TRUST COM PA NY INC
Portfolio Holdings D[sclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for
investment purpose. Credit ratings should not be relied upon as investment advice.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10 b-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (All amounts shown are in base currency)
Credits ThisPeliod Debits ThisPerio4 Net ThisPeriod CreditsYegio•Dele Debits Year4coDele Net Yer4o•Dele
Dividends and Interest $79.47 50.00 $79.47 58,231.81 50.00 88,231.81
Fees 50.00 42.00 42.00 50.00 410.00 410.00
Cash
Withdrawals 9.00 0.00 0.00 0.00 .4.788,525.39 .4,788,525.39
Total Cash 50.00 $0.00 $0.00 50.00 44,788,525.39 44,786,525.39
Totals $79.47 42.00 577.47 56,231 81 44,788,535.39 44,780,303.58
Page 5 of 8
Riled EICSA Cleating through PerstSOLC. May owned
ben Ye.' Seitt 2001 stinicliary Oft Bank a New yin Main
CONFIDOWAL DAL BAR RA TED COMMUNICATONS Corporation OM NNW
etcetera Ptrshim LC riNRA.MOYELGOA_00047199
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010023
EFIA_00157808
EFTA01290068

Transactions by Type of Activity
Proses
Settlement
Date Activity Type Description Quantity Price Accsued Interest Arnaunt Caren,
Dividends and Interest
05131/17 MONEYMARKETFUND DEUTSCHEGOVT CASH 79.47 USD
INCOME RECINED
PER23204 5
Total Dividends and Interest - U.S. DOLLARS 0.00 79.47
Fees
05101/17 FOREIGN CUSTODY FEE Fgn Safekeeping APR 204 CUSIP: 65398041K-3 -2.00 USD
G63980UK3
Total Fees - U.S. DOLLARS 0.00 -2.00
Total Value of Transactions 0.00 77.47 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Speciaist ENJ Contact Masan
JOSHUA SHOSHAN Telephone Number:
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities. First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Page 6 of 8
Rated (salient Cleating through Pershing Luc. a atbay ("mod
(rev Yew Sect 2C0/ stinicliary of the Bark a Now Ycelt Melba
CONFIDWFAL DALBAR RATED COMMUNICATIONS Corporation0NY Plebe)
lawn c(co.tuta holing 11C. mt.**. MIRA ficktlYeLelt00047200
CONFIDENTIAL — PURSUANT TO FED. R CRilvl. P. 6(e) DB-SDNY-0010024
EFrA_00 57809
EFTA01290069

a
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
M ay 1,2017 -May 31,2017
SOUTHERN TRUST COMPANY INC
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives asthe result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents. the
acceptance and, in certain instances, execution of securities orders.the assessment of the suitability of those transactions. w here applicable. the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which
a claim is filed
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason( s) for their award. unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified: or
Page 7 of 8
Rated (scallent Cloning through Perstars LUC a as owned
fray 'kw Sffice 2001 sticliary of the Bark a New Yak Mellon
CONFID DAL/AR RATED COMMUNICATIONS Corporation (IINY Mellon)
C(CalUla Pershing Lit.m tnin MRA.VAPteteM—00047201
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10025
EFTA_00 157810
EFTA01290070

Important Information and Disclosures (continued)
Important Arbitration Agreement (continued)
(Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 8
Rated (Kent.% Cleating through Pantiles1.Mo abaft owned
(rev Year S.ritt 2001 Snider" of Ow 6.31* a New Yak Mellon
CONFID DALBAR RATED COMMUNICATIONS Corporation (IN't Melee)
ClatIANCI Ptrshinellf.rnenix. FINRA.A4V5rWril_oo047202
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10026
EFTA_00I57/11 I
EFTA01290071

PA Deutsche Bank Drutl.tRo Sant Miser &cell% lig.n.etmest
markt cootratt C+ow
Dwellhe tlardiSr:AviDei Inc
P.O. Box 1776, Baltimore, MD 21203 POW Yon Me
30 Pot Ane r•Va. )611 Ficel
New %/3.m 10114
Tonne MAC 147SIRS
Cote 11-0 845 51441
April 1,2017 - April 30,2017
Account Number:
SOUTHERN TRUST COMPANY INC
6 10 0 RED HOOK QUARTER B3
ST THOMASVI 0 0 80 2
Portfolio at a Glance
ibis Period Yee/pa-DO
Your Investment Specialist. BEGINNINGACCOUNT VALUE 57.148.688.64 57,865,268.31
JOSHUA SHOSH A N Net Cash Deposits ad Withdrawals 4,000,000.00 4,786,525.39
Adjusted Previous Account Value 3,148,688.64 3,078,742.92
Dividends, Interest and Olhei Income 282.23 6,152.31
Net Other Activity -2.00 4.00
Net Change in Portfolio 153,504.21 217,585.88
ENDING
Accrued Interest $61,008.71
Estimated Annual Income 5181,008.59
Asset Summary
Neal Anti Type Prior Yearad lest Period ThisPerlod
El 19% Cash, Money Funds, and Bank Deposits 5,388,291.31 4,613,283.04 630.102.11
in 81% Fixed Income 2,476,977.00 2,535,405.60 2,672,371.00
100% Account Total (Pie Chart) 57,865,268.31 $7.148,688.64 53,302,473.14
Please review your allocation periodically with your Investment Specialist.
Page 1 of 8
Rated (talk.% Owing fetish Pershing LC. a .6* owned
bery Year Sect 2CO/ stinidiwy of tinBark a New York Mellon
CON FID giTTAL mDALaIArRin RAaT ED COMUNICATiOt6 Corporation (INV Melee)
too holing 1.1C. mendx. FINRA.WAI IVI_00047203
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10027
EFTA_00 157812
EFTA01290072

Exchange Rate Table Global Cash
Closing Amaral in
Coirency
Quincy USD Equivalent per USD Oiling Balance Base Currency USD
BRITISH POUND 1.2935 0.7730 BRITISH POUND 381,960.00 494865.26
Exchange rates are based on interbank exchange rates as of 04/ 28/ 2017. Exchange Total Global Cash Balance $494,065.26
rates can vary
Money Market Fund Detail
Date Activity Type Deo/Viol Amount Balance
Sweep Money Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.65% Activity Ending:01 /2 8/ 17
04101/17 Opening Balance 4.135.756 65 4,135,758.65
04104/17 Withdrawal MONEY FUND REDEMPTION x.000.002.00 135.75445
04128/17 Deposit INCOM E REINV EST 282.23 136,038.88
04/28/17 Closing Balance 8136,036.88
Total All Money Market Funds 8136,036.88
Income and Expense Summary
Cumin Period Yeado-Date
Terabit Nan Taxable Tumble Non Taxable
Dividend Income
Money Market 28223 0.00 8,152.34 0.00
Total Dividends, Interest, Income and Expenses $282.23 $0.00 $6,152.34 80.00
Portfolio Holdings
BRITISH POUND
Cpen mg thing Awned 30-Day
Desorption Donley Balance Balance County 'mono Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Global Cash Balance 381,960.00 381,960.00 GBP
494,065.26 USD
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 381,960.00 381,960.00 03P 000
494,065.26 USD 0.00
Page 2 of 8
RAS EICHItf4 Cleating throush Perstang LUX. a abaft owned
Lary Yew Since 2001 stinicliary of** Barta Now Yak Melba
CONFIDWFAL wr M CA E LO M R E RA L T ID COVIMUNICATTONS c P a e m nn o in m e i le', O m w o ( n W St. I F W IN I RAMOYaLelt00047204
CONFIDENTIAL - PURSUANT TO FED. R CRlIvl. P. 6(e) DB-SDNY-0010028
EFTA_0015 7813
EFTA01290073

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
April 1, 2017 - April 30,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings (continued)
BRITISH POUND (continued)
Accrued Eshrnaled Estimated
Discretke Dearility Make) Pike Market Value analog Inleetst Annual Income Yield
FIXED INCOME fin Maturity Date Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 2,000,000.000 103.3000 2,066,000.00 GBP 49,484.89 137,500.00 6.65%
CONY GBP isms XS94311269 2,672,371.00 USD 64,008.71 177,856.25
6.875% 09120166 REG OTO 03/1141
P Rating 8B+
Securuy Idemitier:663980UK3
Total Corporate Bonds: 2,000,000.000 2,066,000.00 GBP 49,484.89 131,500.00
2,672,371.00 USD 64,008.71 177,856.25
TOTAL FIXED INCOME 2,000,000.000 2,066,000.00 CM 49,484.89 137,500.00
2,672,371.00 USD 64,008.71 177,856.25
Accrued Winded
Market Vales Currency inbred Maul Income
TOTAL BRITISH POUND 2,447,960.00 GBP 49,484.89 137,500.00
3,166,436.26 USD 64,008.71 111,856.25
U.S. DOLLARS
OPoll09 Going Awned Income 30.0re
Desolation Ovatity Balsa Blanca Income TN,Year Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Money Market
DEIRSCIIEGOVT CASH INSR 136,036.880 4.135.756.65 138.036.88 0.00 6,152.34 0.65%
Total Money Market $4,135,756.65 6138,036.88 $0.00 $6,152.34
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $4,135,756.85 6138,038.88 $0.00 $6,152.34
Awned Estimated
Mike Value Muse Maud Income
TOTAL U.S. DOLLARS $136,036.88 $0.00 $6,152.34
Accrued Estimated
Minket Value Intone Annual 11103fill
TOTAL PORTFOLIO HOLDINGS - U.S. 63.302,473 14 $64,008.71 $184,008.59
DOLLARS
Page 3 o18
Rated Nap* Cloarlas through Pershing1 1C, abaft owned
bery Vest Since 2007 staid*/ of ea Bardtd Now Ycelt Melba
CONFIDNVAL DAUM RA ttl) COMIUNICAMIS Co•PotatlanaNY
law/ aflame( holing 11C. rnenix. FINRAWOYELGIt00047205
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DI3-SDNY-0010029
EFTA_00 I 57814
EFTA01290074

Holdings Summary by Currency
fluency Cub Mee lemma Total by Cameos
BRITISH POUND 381,980 2,068,000 L447,960 GBP
U.S. DOLLARS 136,036 0 136,036 USD
Total USD Equivalent 630.102 2,672,371 3.302.473 USD
% of Allocation 19% 81% 100%
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARS W HEN THE PRICEOATEDOESNOT EQUAL THESTATEM SIT DATE
Estimated Annual Figures
The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/business continuity.html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 8
RAS EICtlitf4 Clearlas through Perstarell.C. a abaft toned
hart Yes, Since 2C01 nMkn,yoftMbnka Now Yeek Melba
CONFIDWFAL DAU M RA TED COMMUNICATIONS Corporation (MY WNW
••••• MIMIC( Ptrshint mete. FINRA.6414YELGOL00047206
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010030
EFTA_00157815
EFTA01290075

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
April 1,2017- April 30,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings Disci su es (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's, Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for
investment purpose. Credit ratings should not be relied upon as investment advice.
M essageb
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (All amounts shown are in base currency)
Credits ThisPeried DetkeThisPeriod Net ThisPerled QediteYeerio•Dele DetileYeentroDete Net YeentigMe
Dividends and Interest $282.23 $0.00 $282.23 $6,152.34 $0.00 $6,152.34
Fees $0.00 42.00 42.00 $0.00 48.00 48.00
Cash
Withdrawals 0.00 4,000,000.00 4,000,000.00 0.00 4,786,525.39 4,786,525.39
Total Cash $0.00 44,000,000.00 44,000,000.00 $0.00 44,786,525.39 44,786,525.39
Totals $282.23 44,000,002.00 43,999,719.77 86,152.34 44,788,533.39 44,780,381.05
Page 5 of 8
Rated (.hiked Clearlas through Perstarell.C. a Saw/ toned
Even Year SoKe 200/ stinithory of tMeanka Now YM Melba
CONFIDWFAL DAL BAR RA TED COMMUNICATORS CoMotation (MY NNW)
••••• (XCOJANCE Per sNnt tLC. mama. FINRA.latfiaGM-00047207
CONFIDENTIAL — PURSUANT TO FED. R CRIM, P. 6(e) DB-SDNY-00 10031
EFIA_0015 7816
EFTA01290076

Transactions by Type of Activity
Process
Settlement
Dote Adivity Type Desalption Quantity Price Accrued Interest Amount Coning
Dividends and Interest
04128117 MONEY MARKET FUND DEUTSCHEGOVT CASH 282.23 USD
INCOM E RECBTED
PER232045
Total Dividends and interest - U.S. DOLLARS 0.00 282.23
Fees
04103!17 FOREIGN CUSTODY FEE Fge Safekeeping MAR 201C USIP: 663980-UK-3 -2.00 USD
663180UK3
Total Fees - U.S. DOLLARS 0.00 •2.00
Cash Withdrawals and Deposits
04104/17 FEDERAL FUNDS SENT SILICON VALLEY BANK -2,500,000.00 USD
USC999997
04104/17 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -1,500,000.00 USD
USD999997
Total Cash Withdrawals end Deposits-U.S. DOLLARS 0.00 4,000,000.00
Total Value of Transactions 0.00 -3,999,719.71 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Investment Speciakd ENJ Contact Infouration
JOSHUA SHOSHAN Telephone Number:
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: First In First Out
Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out
Default Method for all Other Securities: First In First Out
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Page 6 of 8
Rated (mtclkot Ow/ft through Perstarell.C. a abaft <synod
Inn, Year Seitt 2001 stiniclian of tha Bata Now Yak Melba
CONFIDWFAL DALBAR RATED COMMUNICATIONS Corporation (MY NNW
EXCMINCE Pashine LIC. mat. FINRA.fiRrOlfielt00047208
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010032
EFrA_00 57817
EFTA01290077

PA
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
April 1,2017 - April 30, 2017
SOUTHERN TRUST COMPANY INC
Your Account Information (continued)
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment
Specialist for more information.
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (I) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives asthe result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account. its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents. the
acceptance and. in certain instances, execution of securities orders:the assessment of the suitability of those transactions. w here applicable: the rendering of investment advice.
if any. to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection, Pershing provides coverage in excess of SIPC limits For more detailed information please visit: www.pershing.com/ about/ strength-and-stability
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing ISC, Legal Department,
One Pershing Plaza Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed.
• Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited
• The ability of the parties to obtain documents. w itness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason( s) for their award. unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court.
Page 7 of 8
Rated (scaent Owing through PerainglIt. a okay owned
Lary Year Since 2001 stinithory elfinBarka New Yak Mellon
CONFIDO \L- DALBAR RATED CONMUNICATiOt6 CorporationCONY Mellon)
mimic( Paging C. mendx. FINRA.AW ”Wril_00047209
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010033
EFTA_00 157818
EFTA01290078

Important Information and Disclosures (continued)
Important Arbitration Disclosures (continued)
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied: (II) the clan is decertified:or
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 8
Rated (scallent Clwln e•ou(n haft LLC, • Sw•I owned
Cron Year Sffice 200/ stinidiary of the Bark New Yak Mellon
CONFID DAL/AR RATED COMMUNICATIONS Corporation (OM Melee)
amnia Pershing Lit(..sends on) Si0LAM_00047210
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10034
EFTA_00157819
EFTA01290079

Pi
Deutsche Bank 0416614 Lint ensair thfarlh 641616tmest
Minns COotratt 6,0554
Devtiche Oar* 16.5tien Inc
P.O. Box 1776, Baltimore, MD 21203 POW' Yon CTte
546 Pot Anemia. )611 How
New Yok. NV 10154
Tall 'roe NU 617-5505
tirect 160 845 5641
M arch t 2017 - M arch 31,2017
Account Number:
SOUTHERN TRUST COMPANY INC
6 10 0 RED HOOK QUARTER B3
ST THOMASVI 00802
Portfolio at a Glance
This Period YeentigMe
Your Investment Specialist. BEGIN NING ACCOUN T VALUE 87,954,751 92 37,865,268.31
JOSHUA SHOSHAN Nei Cash Deposits mad Withdrawals ;86,525.39 986,525.39
Adjusted Previous Account Value 7,168,226.53 7,078,742.92
(Mends Interest and CA het Income 2,088.15 5,870.11
Net Other Activity -2.00 4.00
Net Change in Portfolio .21,622.04 64,081.61
Accrued Interest 347,898.22
Estimated Annual Income $177,772.81
Asset Summary
Permed Asset Type Prior Yearad law Period ThIsPerkel
El 8511 Cash, Money Funds, and Bank Deposits 5,388,291.31 5,395,432.52 4,613,283.04
n 35% Fixed Income 2,478,977.00 2,559,319.40 2,535,405.60
100% Account Total (Pie Chart) $7,865,268.31 $7,954,751.92 37,148,688.64
Please review your allocation periodically with your Investment Specialist.
Page 1 o19
Rated bane% Owing through Pinkly/.I le. a Sway vend
bey Yew Sege 200/ stivskliory or elw Bank 6/ livet Yale Maga
CON FIDWFAL4-1 LAMMR AM COMMUNICATIONS Corporation (MY Melee/
DICULDICI 'taint IIC. montc. FINRA.Wer SIWIVI_00047211
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10035
EFTA_00157820
EFTA01290080

Exchange Rate Table Glooal Casn
Canon. Posing Amount In
Currency USD Equivalent per US) Quincy Sluice Base Currency USD
BRITISH POUND 1.2502 07998 BRITISH POUND 381,960.00 417,526.39
Exchange rates are based on interbank exchange rates as of 037 3V 2017. Exchange Total Global Cash Balance $477.520.39
rates can vary.
Money Market Fund Detail
Date Agility Type Desorption Amount Mace
Sweep M oney Market Fund
DEUTSCHEGOVT CASH INSTL
Current Yield: 0.63% Activity Ending: 031 3V 17
03701/17 Opening Balance 4,920,197.89 4,920,197.89
03702/17 Withdraw al MONEY FUND REDEMPTION 1.00 4,920.195 89
03110/17 Withdraw al MONEY FUND REDEMPTION -786,525.39 4.133,670 50
03131/17 Deposit INCOME REINVEST 2,088.15 4,135,756.65
03/31117 Closing Balance 64,135,756.65
Total All Money Market Funds $4,135,756.65
Income and Expense Summary
Current Period Year4o-Dule
Triable Non habit Taxable Non Taxable
Dividend Income
Money Market 2,086.15 0.00 5,870.11 0.00
Total Dividends, Interest, Income and Expenses $2,086.15 $0.00 $5,870.11 $0.00
Portfolio Holdings
BRITISH POUND
Opening Posing Moved 30 toy
Dennison Ponlity Balance Sluice Currency Income Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Global Cash Balance 381,960.00 361,960.00 GBP
477,526.39 USD
TOTAL CASH MONEY FUNDS, AND BANK DEPOSITS 381,960.00 381,960.00 GEIP 0.00
477,526.39 USD 0.00
Paget of 9
Rated beeilent Clearlas through Parfaits11C a Sbaly aimed
hen, Yea, Since 2001 nsMMmyatMearka New Ycelt Melba
CONFIDOMFAL DAUM RA TED COMMUNICATIONS Corporation My mace)
comma rums.g9iliutelt00047212
Ptrshint 11C. motto
CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) DB-SDNY-0010036
EFTA_00157821
EFTA01290081

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
March 1,2017 - M arch 31,2017
SOUTHERN TRUST COM PA NY INC
Portfolio Holdings (continued)
BRITISH POUND (continued)
Accrued Estimated armored
Dutrakm Ilvaraty awed Pike Mirka Value Catena Interest Annual Income Yield
FIXED INCOME (in Maturity Date Sequence)
Corporate Bonds
NATFONWICE BUILDING SOCIETY EURO ISSUE 2,000,000.000 101.4000 2,028,000.00 GOP 38,152.47 137,500.00 6.78%
CONV GBP IMO X5114311269 2,535,405.80 USD 47,698.22 171,902.50
6.875% 09120188 REG DTO D3/111
$6 P Rating BB+
Secutily Moldier: G63980UK3
Total Corporate Bonds: 2,000,000.000 2,028,000.00 GBP 38,152.47 137,500.00
2,535,405.60 USD 47,698.22 171,902.50
TOTAL AXED INCOM E 2,000,000.000 2,028,000.00 CV 38,152.47 137,500.00
2,535,405.60 USD 47,698.22 171,902.50
Accrued Edleuded
Market Vika Currency lateral Maud Name
TOTAL BRITISH POUND 2,409,960.00 GBP 38,152.47 137,500.00
3,012,931.99 USD 47,698.22 171,902.50
U.S. DOLLARS
Or i% Quip Adored Incase 30-Dry
DesaiplIon clesaily Balsa Solana Income 7NeYeer Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Money Market
DEUTSCHEGOVT CASH 64511, 4,135,756.650 4,920,197.89 4,135,758.85 144.10 5,870.11 0.57%
Total Money Market $4,920,197.89 $4,135,756.65 $144.10 $5,870.11
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $4,920,197.89 $4,135,756.65 $144.10 $5,870.11
Accrued Estimated
Merkel Value Waal ANS Income
TOTAL U.S. DOLLARS $4,135,756.65 $0.00 $5.87011
Accrued award
MOM Value Inane Annual Mourne
TOTAL PORTFOUO HOLDINGS - U.S. $7,148.688.64 $47,698.22 $177,772.61
DOLLARS
Page 3 of 9
Rawl ballast Clearlas throush Pershing LUC, Sbaly owned
beet Yew Since 2O01 stinicliwy of tM eanka Novo Yak Melba
CONFIDWFAL4- D c A a L m IAIE e R r A a M D COMMUNICATORS C P o e r s p tl o in ra g t 1 io 1 n C ( . O rn N e Y n M te i t l e M n I ) R OS:914Yftelt00047213
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010037
EFTA_00157822
EFTA01290082

Holdings Summary by Currency
Cuuency CM flied Meow Total by Cunene?
BRITISH POUND 381,960 2,028,000 2,409,960 GBP
U.S. DOLLARS 4,135,756 0 4,135,756 USD
Total USD Equivalent 4,613,283 2,535,405 7.148,688 USD
% of Allocation 65% 35% 100%
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARS W HEN THEPRICEOATEDOESNOT EQUAL THESTATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/business continuity.html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions.
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 9
Rated (ottlket Clearlas through Perstars LLC. a Sbaly turned
(n,y Year $oKe 200/ Snider" of theBarka Now Ycelt Melba
CONFIDOWAL DALBAR RATED cothwurocAnoNs Corporation (INT NNW)
••••• (XCIllM CC Pashint 11C. monhe. FINRA.MOYELGM-00047214
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 08-SDNY-0010038
EFTA_OO 57823
EFTA01290083

PA Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
M arch 1,2017 - M arch 31,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings Disclosures (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the M argin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions. regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content. Credit ratings are opinions and not statements of facts: are not recommendations to purchase, hold or sell securities, and do not address suitability for
investment purpose. Credit ratings should not be relied upon as investment advice.
M essages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
The U.S. will adopt a shortened settlement timef rams beginning with trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving
from a T+3 to a 1+2 settlement cycle will provide faster access to sale proceeds, but it also means that funds will be due on purchase transactions earlier. This may be a good time to
consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial insititution about how you can set up
e-delivery.
Activity Summary 0,„„is s,,,, d. e ,n L.urr ei,c4
OedNe This Petiod DNA' Tata Period Net DIN Period Comfits Yeas-to-Date DetalaYear4o-Date Net Year-to-Date
Dividends and Interest $2.086.15 $0. 00 $2.086.15 $5.870.11 $0.00 $5.870.11
Fees $0.00 42 00 52.00 $0.00 46.00 46.00
Cash
Withdraviaks 0.00 •786.525.39 •786.525.39 0.00 .786.525.39 •786.525.39
Total Cash $0. 00 $786,525 39 $786,525.39 SO 00 $786,525.39 $786,525.39
Totals $2.086.15 $786,527.39 4784.441 24 $5.870.11 4786.531 39 4780.661 28
Page 5 of 9
Rated (Anneal etyma through haft LLC. a Sway owned
fray Year Since 2C01 staid*/ of theBark at New Yak Mellon
CONFID DALIAR RATED COMUNICADONS Corporation (IINY Mellon)
trauma 00047215
Pershing Lit...sends FINRA.
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010039
EFTA_00 157824
EFTA01290084

Transactions by Type of Activity
Process(
Settlement
Dote Activity Type Dwaiption Quantity Price Awned Interest Amount Omen,
Dividends and Interest
03131/17 MONEY MET FUND DEUTSCHEGOVT CASH 2986.15 USD
INCOMERECRED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 2,086.15
Fees
03101/17 FOREIGN CUSTODY FEE Fgn Safekeeping FB3 2017 CUSP:6639809W -2.00 USD
663980UK3
Total Fees - U.S. DOLLARS 0.00 •2.00
Cash Withdrawals and Deposits
03110/17 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -786,525.39 USD
USD999997
Total Cash Withdrawals and Deposits-U.S. DOLLARS 0.00 -786,525.39
Total Value of Transactions 0.00 -784,441.24 USD
The price and quantity displayed may have been rounded.
Client Service Information
You: Investment Spedabd:ENJ Contact Information
JOSHUA SHOSHAN Telephone Number:
Your Account Inform at I o
TAX LOT DEFAULT DISPOSITION METHOD
Default M ethod for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default M ethod for all Other Securities: FIRST IN FIRST OUT
BOND AMORTIZATION ELECTIONS
Amortize pram ium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRON IC ELIV ER?
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log In to your account or contact your Investment
Specialist for more information.
Page 6 of 9
Raid futile% Clearlas through paces LI.c a whcanornal
bay Year &ace 200/ minicliary old* Bank a Nat Yak Mike
CONFIDWAL4 ( D E AL m IAN m RA a T ED COMMUNICATIONS Corporation CONY MS) 00047216
Pegging LC merit. FINRA.640 YELGM—
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010040
EFrA_00 57825
EFTA01290085

PA Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
March 1,2017 - M arch 31,2017
SOUTHERN TRUST COMPANY INC
Important I nf or mat ion and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and ( ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents. the
acceptance and, in certain instances. execution of securities orders. t he assessment of the suitability of those transactions. w here applicable. the rendering of investment advice,
if any. to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about/ strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LI_C, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which
a claim is filed
• Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason( s) for their award. unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any am endm ents t hereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified: or
Page 7 of 9
Rated tacellent Owing through Peal% LUC, Many owned
(w Yew Sect 2001 atidiory elfinBark New York Mellon
CONFIDg DAIMA PA TM COMMUNICATORS Corporation (ONY Wien)
ctoutoict 00047217
Ptrshine 11C. menix. FINRA.AW
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010041
EFTA 00157826
EFTA01290086

Important Information and Disclosures (continued)
Important Arbitration Agreement (continued)
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 9
Rated (salient Owing through Pars/ars LC. a awn/ owned
bery Year S.ritt 2C0/ stinicliary a*MBanka New Yak Mellon
CONFID DALBAR RA TED COMMUNICATIONS Corporation (ONY Melee)
mimic( Ptrshine 11C. rnenix. FINRA.AW SeNm-00047218
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010042
EFTA_00 157827
EFTA01290087

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE, OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. FRANC/AL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVA/LABLE UPON REQUEST
WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING COM.
STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING.COM/DISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS -
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(AX1)-(2)]
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES P/ YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A CONNIVED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MD OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REOUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTOR: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE.
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. QUALITY OF THEN EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE
• DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSH.NG ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR OUAUTY OF EXECUTION PURPOSES.
DATE. THIS ro ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHNO TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE.WfTHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABILITIES TO PERSH ING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF THE ABOVE TERMS AND CCNOITONS ARE UNACCEPTABLE TO YOU. REUSE NOTIFY PERS-ING IMMEDIATELY IN WRMNG BY CERTRED MAIL TOONE PERSHING RASA JERSEY CITY, NJ OT3SS, ATTN. LEGAL. DEPT
Page 9 of 9
RAS [NORM Cleatlas *Rush Ponta% M.a Sway owned
hart Yew Since 2001 manicliary of Ow Barka Ow Yak Melba
CONFIDWFAL4- DALBAR RAM COMMUNICATIONS Corporation (SNY Mace)
MELLOR:I Penning LLC. mentet FINRA.MEIYELGM-00047219
CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) DB-SDNY-0010043
EFM_00157828
EFTA01290088

Deutsche Bank Deutsche Bank Securities Inc.
Boston Office
1 International Place, 12th Floor
P.O. Box 1776, Baltimore, MD 21203
Boston, MA 02110
Toll Free: 866412-5505
Direct: 410-895:5841
February 1, 2017 - 017
Account Number:
SOUTHERN TRUST COMPANY INC
6100 RED HOOK QUARTER B3
ST THOMASVI 00802
Portfolio at a Glance
his Period Yerito-Dete
Your Client Advisor. BEGINNINGACCOUNT VALUE 57.933.499.85 97,865268.31
JOSHUA SH OSHA N Adjusted Previous Account Value 7,933,499.85 7,865,268.31
Dividends, Interest and Other Income 1,836.02 3,783.96
NM Other Act nity -2.00 4.00
Net Change in Portfolio 19,418.05 85,703.65
Accrued Interest 932,899.52
Estimated Annual Income 5174.881.46
Asset Summary
Percent Asset Type IrThd Year-End Lad Period ThisPeried
68% Cash, Money Funds, and Bank Deposits 5,388291.31 5,398,831.35 5,395,432.52
32% Axed Income 2,476,977.00 2,534,868.50 2,559,319.40
100% Account Total (Pie Chart) 97,865,268.31 $7,933,499.85 $7,954,751.92
Please review your allocation periodically with your Client Advisor.
Page 1 of 8
Rated (salient Owl% through Pershing LLC.a Saw owned
Few Yet/ Sffice 2001 ninidiary of tlw Bel* Of New Yak Mellon
CONFIDOMAL4-- a tiA c l t l u A r lt s R ic A t M COMUNICATiOt6 P C o o s rp h o it r in a t t i i o t n . 0 .. N to Y o M ts e l F im ai ) r :A.0 14V SANM_00047220
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010044
EFTA 00157829
EFTA01290089

Exchange Rate Table Global Casn
Currency aping Amount In
Currency USO Equivalent per USD Quincy Bianca Base Currency USD
BRITISH POUND 1.2442 0.8037 BRITISH POUND 381 960.00 475 34.63
Exchange rates are based on interbank exchange rates as of 02/ 28/ 2017. &change Total Global Cash Balance $475,234.63
rates can vary.
Money Market Fund Detail
Dale Activity Type Deectiptlen Amount Balm
Sweep Money Market Fund
DEUTSCHEGOVTCAS-IINSTL
Current Yield: 0.48% Activity Ending: 02/ 28/ 17
02101/17 Opening Balance 4,918,363.87 4,918,363.87
02102/17 Withdraw al MONEY FUND REDEMPTION -2.00 4,918,361.87
02126/17 Deposit INCOM E RBNV EST 1,836.02 4,920,197.89
02/28117 Closing Balance $4,920,197.89
Total All Money Market Funds $4,920,197.89
Income and Expense Summary
Oment Period Year4o-Date
Doable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 1,836.02 0.00 3,783.96 0.00
Total Dividends. Interest, Income and Expenses 51,836.02 $0.00 $3,783.96 S0.00
Portfolio Holdings
BRITISH POUND
09eral9 Meng Acaued 30.Osy
DeeMption Overelly Beira Balance Currenq Income Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Global Cash Balance 381,960.00 381.960.00 G8F
475,234.63 USD
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 381,960.00 381,960.00 GP 0.00
475,234.63 USD 0.00
Paget of 8
Ras balk.% Owl% through P.O.W. LAC. a Waft0,mnd
bevy Yew Sect 2C0/ stinicliary of **Bank of Now Ycelt Melba
CONFIDNVAL DALIAR RATED COMUNICAnOt6 Corporation My Mellon)
lawn camera Pttshing 11.C. mends FINRA64,14yelt00047221
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010045
EFTA_00 157830
EFTA01290090

Deutsche Bank
P.O Box 1 7 76, Baltimore, MD 21203
February 1, 2017 - February 28, 2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings (continued)
BRITISH POUND (continued)
Accrued Estimated Esluraled
Deseptioo °wordily Merkel NM' Market Value CliffI MO/ elute Annual Income Yield
FIXED INCOME (In Maturity Date Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 2.000,005000 102.8500 2,057500.00 GBP 26,442.31 137,500.00 6.68%
CONY GBP mkt XS1143131259 2,559,319.40 USD 32.89952 171,07750
6.875% 09120188 REG DTO 0311141
St. P Rating BB+
Seculuy Windier: G63980UK3
Total Corporate Bonds: 2,000,000.000 2,057,000.00 CEIP 26,442.31 137,500.00
2,559,319.40 USD 32,899.52 171,077.50
TOTAL FIXED INCOME 2,000,000.000 2,057,000.00 GBP 28,442.31 137,500.00
2,559,319.40 USD 32,899.52 171,077.50
Awned BOWS
Merkel Woe Currency Moral Arnaudloom
TOTAL BRITISH POUND 2,438,980.00 GBP 28,442.31 137,500.00
3,034,554.03 USD 32,899.52 171,077.50
U.S. DOLLARS
OOeNIq Going Maned Income 30-Dry
Description Untie Balance Blanco Worn TNIYear Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Money Market
DEUTSCHEGOVT CASH INSTL 4,920,197.890 4,918,363.87 4,920,197.89 0.00 3,783.96 0.49%
Total Money Market 84,918,363.87 84,920,197.89 80.00 83,783.98
TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS $4,918,363.87 44,920,197.89 80.00 83,783.98
Aimed Estimated
Market Value Interest Annual Income
TOTAL U.S. DOLLARS $4,920.197.89 50.00 $3.783 96
Accrued Estimated
Market Value Introit Annual Income
TOTAL PORTFOLIO HOLDINGS - U.S. $7,954.75192 $32,899.52 8174,881.48
DOLLARS
Page 3 o18
Rated (Kam Close line Pershing LUX. a %rime tented
here Yen Since ?CO/ sdnichary of the lark of fa Yea Melon
CONFIDgMÄL DAUMR AM COMMUNICATIONS Comrades (MY Mellon)
D(CflUNCI Pershing L1C. merit« reirmentlYstelt 00047222
CONFIDENTIAL - PURSUANT TO FED. R CRiM. P. 6(e) DB-SDNY-0010046
EFTA_00157831
EFTA01290091

Holdings Summary by Currency
Cutrency Cult And Income Total by Wang
BRITISH POUND 381,980 2,057,000 L438,960 GBP
U.S. DOLLARS 4,920,197 0 4,920,197 USD
Total USD Equivalent 5,395.432 2.559,319 7.954,751 USD
% of Allocation 68% 32% 100%
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARS W HEN THEPRICEDATEDOESNOT EQUAL THESTATEM ENT DATE
Estimated Annual Figures
The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/business continuity.html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 8
Rated (Kellen( Clearlas through Perstarell.C.a Sbaly owned
(rev Year Sect 2C0/ attn.' ft Barka Now Ycelt Melba
CONFIDWFAL DALBAR RATED COMMUNICATORS CorporationMY WNW
dawn actuma holing 11.C. rnendx. FINRAMOYfyGM_00047223
CONFIDENTIAL — PURSUANT TO FED. R ORilvl. P. 6(e) DB-SDNY-0010047
EFTA_OO157832
EFTA01290092

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203 I
February 1, 2017 - February 28, 2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings Disclosu es (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities: and do not address suitability for
investment purpose. Credit ratings should not be relied upon as investment advice.
NI es s a es
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (All amounts shown are on base currency)
Creeks ThisPedoe DebeeMisPerkel Net ThisPeried PediteYeereo4We DetileYearect4Me Net Yeeeto4lete
Dividends and Interest $1,036.02 $0.00 $1,836.02 $3,183.96 $0.00 $3,183.96
Fees $0.00 42.00 42.00 $0.00 44.00 44.00
Totals 11,836.02 42.00 $1,834.02 $3,783.98 44.00 $3,779.08
Page 5 of 8
Rated (Kent.% Clestlas through Pershirs LUC a Sbaly coned
Frey Year Sect MO/ stinicliory of the Bark a Now Ycelt Mace
CONFIDfifrAL DALBAR RATED COMMUNICATIONS ComorationOINY Plebe)
lawn actu.e4a PessliftILC.rnenis FINR,Satlye&M_00047224
CONFIDENTIAL — PURSUANT TO FED. R CRIM, P. 6(e) DB-SDNY-0010048
EFTA_00157833
EFTA01290093

Transactions by Type of Activity
Process
Settlement
Date AdivNy Type Denipt ion Quantity Price Acaued Interest Amount Coming
Dividends and Interest
02128/17 MONEY MARKET FUND DEUTSCHEGOYT CASH 1,836.02 UM
INCOME RECINED
PER232045
Total Dividends and Interest - U.S. DOLLARS 0.00 1,838.02
Fees
02101/17 FOREIGN CUSTODY FEE Fgn Safekeeping .11N201CUSP:663980-LIK-3 -2.00 USD
683980UK3
Total Fees- U.S. DOLLARS 0.00 -2.00
Total Value of Transactions 0.00 1,834.02 USD
The price and quantity displayed may have been rounded.
C1ient Service Information
Tow Client Advisor. ENJ Contact internam
JOSHUA SHOSHAN Telephone Number:
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for
more information.
Page 6 of 8
Rated lialkot Clearlas through Phtnaell.C,a Sbaly wood
Even, Year Sege 2C0/ stinicliory of Ow Bark of Now Ycelt Melba
CONFIDWFAL DAL BAR RA TED COMMUNICATORS Corporation (ONY Mellon)
EXCOAINCE Paging LIC. mat. FINRAWYELGOL00047225
CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) DB-SDNY-00 10049
EFTA_00157834
EFTA01290094

PA Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
February 1,2017 - February 28,2017
SOUTHERN TRUST COMPANY INC
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and ( ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents. the
acceptance and. in certain instances, execution of securities orders. t he assessment of the suitability of those transactions. w here applicable. the rendering of investment advice,
if any, to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which
a claim is filed
• Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited
• The ability of the parties to obtain documents. w itness statements and other discovery is generally more limited in arbitration than in court proceedings
• The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any am endm ents t hereto. shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified: or
Page 7 of 8
RaNd Clueing trough hairs LC. a okay owned
(Very Yea. Saxe 2001 stesidiary of **Bark of New Yak Mellon
CONFID DALLURATED COMMUNICATIONS Corporation (IINY maw
acaLuia Pershing %LC. entnis FaiRA.VAPteteM_00047226
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 1005O
EFTA_00 157835
EFTA01290095

Important Information and Disclosures (continued)
Important Arbitration Agreement (continued)
(ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 8
Rated ballast Clearlas through ..a.r UC.a Sbaly owned
(rev Year Since 2C01 adnicliary of **Barka Ni. Ycelt Melba
CONFIDOMPAL4- DAM!,R ATIO COMMUNICATIONS CorporationMY1A~
actauia holing 11C. rnente. FINRAMOYELGOL00047227
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010051
EV1:4_00157836
EFTA01290096

a
Deutsche Bank Onisot Pam kmair. wean lAmagentoi
Weals todvage 6,0.1)
Des-tun. Sam Secte*es
P.O. Box 1776, Baltimore, MD 212O3 ling wan Oat*
Na Pant •••••••.16% I ter
New leek Me 10114
IMPK4411311. mliluwl
January 1, 2017 - Januar 312017
Account Number:
SOUTHERN TRUST COMPANY INC
6 10 0 RED HOOK QUARTER B3
ST THOMASVI 00802
Portfolio at a Glance
This Period Yew-to-Die
Your Client Advisor. BEGINNING ACCOUNT VALUE $7.865268.31 $7,865268.31
JOSHUA SH OSHA N Adjusted Previous Account Value 7,865,268.31 7,865,268.31
Dividends. Interest and Other Income 1,947.94 1,947.94
NM Other Activity -2.00 -2.00
Net Change in Portfolio 66,285.60 66,285.60
Accrued Interest $19,957.07
Estimated Annual Income $174,909.19
Asset Summary
Percent Asset Type PS, Yarad Lid Period ThisPerlod
M 68% Cash, Money Funds, and Bank Deposits 5,388,291.31 5.386.291.31 5,398,831.35
[Hi 32% Axed Income 2,476,977.00 2,476,977.00 2,534,668.50
100% Account Total (Pie Chart) $7.865,288.31 $7,865,268.31 $7,933,499.85
Please review your allocation periodically with your Client Advisor.
Pagel of 8
d „, i , M „ -, a , , i , n . ” s „ ,. . .t 1 r " e 4 r " a . r, • L eamms . a c . o . i . r m n s o o b w i i r ls l s o m a w i ib r s e i e la a is i p s e o e r i i s c a i n n t d a . r
CONFIDENTIAL
.""a‘ Thearel5_00047228
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO 1OO52
EFTA_OO157837
EFTA01290097

Exchange Rate Table &opal Casn
Ca piney going Amount in
Ctiiency USD Equivalent per US) Ostience Bianca Base Currency USD
BRITISH POUND 1.2579 07949 BRITISH POUND 381,960.00 480,467.48
Exchange rates are based on interbank exchange rates as of 0 V 31/ 2017. Exchange rates Total Global Cash Balance 5480,467.48
can vary.
Money Market Fund Detail
Dale Adivity Type Descripteen Amount 8dance
Sweep Money Market Fund
DEUTSCklEGOVT CASH INSTL
Current Yield: 0.50% Activity Ending. 01/ 311 7
12131/16 Opening Balance 4,916,417.93 4,916,417.93
01104/17 Withdrawal M ON EY FUND REDEM PTION .2.00 4,916,415.93
01131/17 Deposit INCOM E REINV EST 1,947.94 4,918,353.87
01/31117 Closing Balance $4,916,363.87
Total All Money Market Funds $4,918,363.87
Income and Expense Summary
Conant Period Yealotiale
Taxable Non Taxable Trade Non Taxable
Dividend Income
Money Market 1.947.94 0.00 1,947.94 0.00
Total Dividends, Interest, Income and Expenses $1.947.94 $0.00 $1,947.94 $0.00
Portfolio Holdings
BRITISH POUND
Opening Dorn Accrued 30 -Om
Description Overilly Uwe Uwe Currency 'none Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Global Cash Balance 381,980.00 381,980.00 GOP
480,467.48 USD
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 381,980.00 381,960.00 03P 0.00
480,467.48 USD 0.00
Paget or 8
Si pandas lit). rinerivoia Oleol imilitialC 'Sag
horns as SP woad saddhitadall slillieV•
CONFIDENTIAL MiNCeltraler mum agom atairsalt VaisareataNYIIIIISI
.."1" tgint00047229
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0010053
EFTA_00157838
EFTA01290098

a
Deutsche Bank
PO Box 1776, Baltimore, MD 21203
January 1,2017 - January 31,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings (continued)
BRITISH POUND (continued)
Accrued Estimated Estimated
Deurlotion Ovanifty Market Peke Market Value Quincy lotus Annual Income Yield
FIXED INCOME (In Maturity Date Sequence)
Corporate Bonds
NAT1ONW IDE BUILDING SOCIETY EURO ISSUE 2.000,000 000 100.7500 2,015,000.00 GOP 15,865.38 137.500 00 6.82%
CONY GBP ISHII XS94313269 2,534,668.50 USD 19,957.07 172.961 25
6.875% 09/20188 REG DTO 0311114
$3 P Rating 811+
&aril G63980UK3
Total Corporate Bonds: 2,000,000.000 2,015,000.00 CO 15,865.38 137,500.00
2,534,668.50 USD 19,957.07 172,961.25
TOTAL FIXED INCOME 2,000,000.000 2,015,000.00 IMP 15,865.38 137,500.00
2,534,668.50 USD 19,957.07 172,961.25
Accrued Estimated
Merkel Value Wino/ lateral MauiI mam
TOTAL BRITISH POUND 2,396,960.00 CAP 15.865.38 137,500.00
3,015,135.98 USD 19,951.07 112,961.25
U.S. DOLLARS
OpeuYq geeing Auned Income 30-Day
Oesuiplion Overlay Bina Blanca Income INeYear Yield
CASH, MONEY FUNDS, AND BANK DEPOSITS
Money Market
OBJTSCHEGOVT CASH INSTL 4,918,363.170 4.916.417.93 4,918,363.87 0.00 1,947.94 0.46%
Total Money Market 34,916,417.93 34,918,363.87 30.00 81,947.94
TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 34,916,417.93 $4,916,363.87 30.00 81,947.94
Awned Wended
SWIM Value Muni Maui Income
TOTAL U.S. DOLLARS 34.918.363.87 30.00 31.947 94
Accrued Estimated
Muhl Value 'Steal Annual income
TOTAL PORTFOLIO HOLDINGS - U.S. 87.933.499.85 319,957.07 817009.9
DOLLARS
Page 3 o18
G• papule's aslil oam OinbailmibtaiSitiCniet
Uwitelwas ion saddini•••• done
CONFIDENTIAL stioncenewiteicaos Vana*M0•00000.
fts"`"ttnirtt000472so
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0010054
EFrA_00 157839
EFTA01290099

Holdings Summary by Currency
olitency CM Axed Income Total by Wang
BRITISH POUND 381,960 2,015,000 2,398,960 G8P
U.S. DOLLARS 4,918,363 0 4,918,363 USD
Total USD Equivalent 5.398.831 2,534,668 7.933.499 USD
% of Allocation 68% 32% 100%
Portfolio Holdings Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market
prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ
from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total.
THEAS OF PRICE DATEONLY APPEARS W HEN THE PRICEDATEDOESNOT EQUAL THESTATEP4 ENT DATE
Estimated Annual Figures
The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or
guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest
and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making
investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal
may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.corni business continuity.html for specific details as to formulas used to
calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may
have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions,
including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your
agent and receives payment for order flow.
Option Disclosure
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished
to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining
current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or
financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional
information regarding this procedure is available upon written request to your introducing firm.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar
corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate
identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial
organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or
received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use.
Page 4 of 8
N parries 43k. \matador
IsperfinNO7 ga•011iaokkrodllamilditstadi
CONFIDENTIAL MOAT l0iree S fit t t i L O ia n C V t elowitscimas Nollistoperiorliernidini
"a" lbritn_0O047231
CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) DB-SDNY-00 10055
EFTA210 15784O
EFTA01290100

Deutsche Bank
P.O Box 1776, Baltimore, MD 21203
January 1,2017 - January 31,2017
SOUTHERN TRUST COMPANY INC
Portfolio Holdings Disclosu es (continued)
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your
shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than
the number of shares in your margin account.
Ratings
This statement may contain credit rating information obtained from Standard & Floors. Reproducing and distributing any information received from Standard & Poor's is not permitted
without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard &
Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties
including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with
the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities: and do not address suitability for
investment purpose. Credit ratings should not be relied upon as investment advice.
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual
fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds
credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for
additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform.
Activity Summary (All amounts shown are on base current')
Credits This Period Debits This Perkd Net Thb Period 0editsYar4o0ale Dead' Yeanto•0de Nd Yeanto4:11e
Dividends and Interest 51,947.94 50.00 51,947.94 51,947.94 50.00 $1,947.94
Fees $0.00 42.00 42.00 $0.00 42.00 42.00
Totals 11,947.94 42.00 $1,945.94 $1,947.94 42.00 $1,945.94
Page 5 of 8
Co painless t i u = m ris .. . . . t . e ., a m . o .. i . s .m n . i k smo n ns .. h . e .r ic ii . i .i n ., .
,,,,,,,, E >jai,
CONFIDENTIAL saureciocoutetswas NesOgasootillefildhme
UQ11K1 .""" Thlifirt15_00047232
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0010056
EFIA_0015 7841
EFTA01290101

Transactions by Type of Activity
Process
Settlement
Dote Adivily Type Dentition Quantity Price Awned Interest Amount Onion
Dividends and Interest
01131117 MONEY MARKET FUND DEUTSCHEGOYT CASH 1,947.94 USD
INCOME RECINED
233993682
Total Dividends and Interest - U.S. DOLLARS 0.00 1,947.94
Fees
01103/17 FOREIGN CUSTODY FEE Fgri Safekeeping DEC 20 5 CUSP. 053980-UX3 -2.00 USD
663980UK3
Total Fees- U.S. DOLLARS 0.00 -2.00
Total Value of Transactions 0.00 1,94594 USD
The price and quantity displayed may have been rounded.
Client Service Information
YOU, aunt Advisor TNT Contadlefornallen
JOSHUA SHOSHAN Telephone Number:
Your Account Information
TAX LOT DEFAULT DISPOSITION METHOD
Default Method for M utual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
BOND AMORTIZATION ELECTIONS
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
ELECTRONIC DELIVERY
You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for
more information.
Page 6 of 8
ee papedne ClamblikimIngoiatiKnbit
adeaddlni••••••1•••70
CONFIDENTIAL tnattla
""" tart at00047233
CONFIDENTIAL — PURSUANT TO FED. R MIK P. 6(e) OB-SDNY-0010057
EFTA_00 157842
EFTA01290102

a
Deutsche Bank
P.O. Box 1776, Baltimore, MD 21203
January 1,2017 - January 31,2017
SOUTHERN TRUST COMPANY INC
Important Information and Disclosures
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without
inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or
liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the
suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under
common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your
financial institution or that it receives asthe result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your
account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents. the
acceptance and. in certain instances, execution of securities orders.the assessment of the suitability of those transactions. w here applicable. the rendering of investment advice.
if any. to you and in general, for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding
your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as
a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the
Disclosure Statement, please contact your financial institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC
protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after
receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your
rights, including your rights under the Securities Investor Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LI_C, Legal Department,
One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which
a claim is filed
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings
• The arbitrators do not have to explain the reason( s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the
panel at least 20 days prior to the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class
action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative
class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified: or
Page 7 of 8
to pawls lindl oam Clatimpbei. U.C•Ms11V
lary.ie *rats 4•0•1440•141evollbi Soh %monk
CONFIDENTIAL MA WO I NI•Pov SUM iniccowniccroa NoaCor••• IliI,—
1O1"' "“" ttn tint it00047234
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10058
EFTA_00 157843
EFTA01290103

Important Information and Disclosures (continued)
Important Arbitration Agreement (continued)
(III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to
the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330.
Page 8 of 8
MO lel Wader
Minn tt S ••••••••ffirsdil••••••••lot
CONFIDENTIAL Ya 120:11 JianlY W inlinalialinalt NON•Ceplarkalffildiml
00.0.2
"at Thellirt15_00047235
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-00 10059
EFTA_00 157844
EFTA01290104