EFTA01289887.pdf

Deutsche Asset
& Wealth Management
08.8o< was n maNw.n,n,
heron Gto.p
DestlAhl Smori eic
Yee *A Oat*
P.O. Oat 1778, Sahimore. M021203 Handl ATMS. H•cal'A Sr
Is. Teri m
Account Number: 4G-023812
Statement Period: 12;01;2015 - 12(3112015
Portfolio at a Glance This Period Yea r.to.Date
SOUTHERN TRUST COMPANY INC Beginning Account Value 68,206,752.73 $7,449,267.22
6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 8,206,752.73 7,449,267.22
ST THOMAS VI 00802 Dividends, Interest and Other Income 102.611.72 433.450.15
Net Other Adivity •2.00 •52.00
et Chan in Portfolio -102,58978 324 107 00
nchng Account Value $8 206 772 67 88,206,772.67
Accrued Interest $6 090 09
Your Client Advisor: Estimated Annual Income $324.495.93
DANIEL SAMBA
Asset Allocation
Prior Year-Esd Lad Period This Period %AIM:lotion
LSD Cash. Money Funds. and Bank Deposits 1.196003.71 3617,587.81 3,117,813.92 41.64% Pease review your allocation
h on-U SD Cash, Money Funds, and Bank Deposits 168,688.28 261,115.97 380,23123 1.39% , cercificaity wth you' Cleft Advisor,
A on.l. SD Axed Income 4.551,115 20 3,051,118.92 2,961,517.52 3609%
LSD Equities 1,532,160 00 1,170,600.00 1,167,180 00 1788% [-'
Account Total (Pie Chart) $7,449,267.22 08,206,752.73 08,200,772.07 100.00%
See the Asset Allocabon Disclosure and Footnotes seeton lor important intorrnaton regardrig your Asset notation.
Page 1 of 9
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SDNY_GM_00046915
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009739
EFTA_00 157524
EFTA01289887

Asset Allocation Disclosure and Footnotes
M values are displayed m U.S. dollars based on interbank exchange rates as of 12/31015 Exchange rates can vary.
Summary of Gains and Losses
Realized
Ibis Period Year•to-Date Unrealized
long•Term Gan/Loss 0 00 000 31.762 50
Net Gain/Loss 0.00 0.00 37,782.50
This summary excludes transactions where cost basis information is rot available.
Exchange Rate Table Global Cash
Currency Posing Mount In
Currency USD Equivaleat per USD Currency Balance Base Currency USD
BUIS- POLK() 1 4737 0.6785 BRITISF POUND 244.440 00 360 231 23
Total Global Cash Balance $360,231.23
Exchange rates are based on interbank exchange rates as of 12/31/2015. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Number 0000001489 Current Yield: 0.13% Advil,/ Ending: 12131/15
12101115 Opening Balance 3.417.587.84 3,417,587.84
12/02/15 Withdrawal MONEY MAD REDEMPTION .2.00 3,417,585.84
12/31115 Deposit INCOME REINVEST 228.08 3,417,813.92
12131/1$ Closing Balance 11417,813.92
Total All Money Market Funds $3,411,813.92
Income and Expense Summary
Current Period Year•to•Date
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equines 000 0.00 121,125.00 0.00
Money Market n808 0.00 737.18 0.00
Interest Income
Bond Interest 102.38181 0.00 311,588.27 0.00
Total Dividends, Interest, Income and Expenses 1102,611.72 $0.00 $433,410.45 $0.00
Page 2 of 9
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Account Number: NG-023812 Go paperless Rated tacellenti
DRABROLL r ( D v xA e eL r y sB uA V rR s wR . e . A S r T i E v O a C 2 O 0 M 07 M UNICATIONS
GDmv_PM_00046916
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6; THERhOnn DrwriA DB-SDNY-0009740
EFTA_00157525
EFTA01289888

Deutsche Asset
& Wealth Management
Devilwe wan PAaminntat
Mwoets Ontia
De.,,0 INw kW'''. n<
Vin brit Mc*
P.O. Box 1778, Ballimore. MD 21203 Annw. 10tit Icce
Statement Period: 12101/2015 - 12131/2015
Portfolio Holdings
U.S. DOLLARS
Accent Activity Opening Closing Accrued Income 304lay Carrent
Opening Date C.:a roily I/umber &ding Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits
Money m ark e t
DEUTSCHE GOVT CASH INSTL
12101115 3,117,813.920 0000001/89 12131115 3 417 587 84 3,117,813.92 0.00 737.18 0.08% 0.13%
Total Money Market 13,417,58724 13,417,813.92 $0.00 1737.18
Total Cash, Money Funds, and Bank Deposits $3,417,587.84 13,417,813.92 $0.00 1737.11
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/ Loss Annual Income Yield
Equities
Preferred Stocks (Listed by expiration date)
ALLY FINL INC FIX TO FLT Security Identifier: ALLY PRB
DIV•8.50% FRECI•OTRLY CALLABLE0 25.00 USW 02005h308
ON A INKY BASIS AFTER 05/1512016
Dividend Oplion: Cath
06111113'.13 57,000.000 25.0780 1,129,417.50 25 7400 1 167,180 00 37,762.50 121,125.00 8.25%
Total Preferred Soda $1,129,117.60 11,167 110.00 $37,762.50 1121,126.00
Total Equities $1,129,117.60 ft 467,180.00 $37,762.50 1121,125.00
Unrealized kaued Estimated
Cod Bads Market Value Dein/ Loss Interest Masai Income
Total U.S. DOLLARS 1,117,231.12 14,884,993 92 37,762.50 0.00 121,8112.18
BRITISH POUND
Opening Closing Accrued 30-Day
C eStr ption Quantity Balance Balance Currency b031011 Yield
Cash, Ai oney Funds, and Bank Deposits
Global Cash Balance 17500.00 241,440.00 GBP
360.231.23 USD
Total Cash, Money Funds, and Bank Deposits 115,880.00 244,440.00 GBP 0.00
360.231 23 USD 0.00
Page3 of 9
Account Number. N4G-023812 Go ASS Italia excellent,
ORAlt Q0.1k DusicenA eD L A y x o La n Oc , A V tR r a w n R Ae s rT i n E c D e C 2 O .0 M 07 M UNICATIONS
SDNY_GM_00046917
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6706THERhcONn OB-SDNY-0009741
EFTA_00 I 57526
EFTA01289889

Portfolio Holdings (continued)
BRITISH POUND (continued)
Accrued Estimated Estimated
Description Quantity Market Price Market Value Currency Interest Annual Income Yield
Fixed Income (In Maturity OM. Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 1,000,000.000 100.4800 2,009,600.00 GBP 4,132.61 137,600.00 6.64%
CONVGBPISIMIXS1043181269 2161.54732 USD 6,090 09 202,633.75
6.875% 09/20188 REG DTO 03111114
St P Baling BB+
Secudty Identifier G83980111(3
Total Corporate Bonds : 2,000,000.000 2,009,600.00 GBP 4,132.61 137,500.00
2.961.547.52 USD 6,010.09 202.633.75
Total Fixed Income: 2,000,000.000 2,009,600.00 GBP 4,132.51 137,500.00
2,961,547.52 USD 6,090.09 202,633.75
kneed Estimated
Market Value Currency Interest Maul Income
Total BRITISH POUND 2,254,040.00 GBP 4,132.61 137,500.00
3 321 77875 LSO 6 090 09 102,633 75
Unrealized Accrued Estimated
Cost Basis Market Value GairilLoss Interest Annual Income
Total Portfolio Holdings - U.S. 34,647,231.42 60,106,77117 237,762.50 96,090.09 9324,495.93
DOLLARS
Footnotes
' Noncovered under the cost basis rules as defined below.
Securities acquired helm 2011 or n retirement accounts we generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended (-IRC") (incorporating
amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or alter their 'applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as folows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple lured payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
13 The cost basis of this security has been provided to us by the delmenng km or transferring agent and Pershing makes no representation as to the accuracy of this information.
Pap 4 of 9
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D a C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00046918
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009742
EFTA_0015 7527
EFTA01289890

Deutsche Asset
& Wealth Management
Gnaw.< Rana Pn.a. wean imaigenas
17.070 I 240.6,7.7
De.00,7 Sank Smola. "0.
Peevert 000,
PO Boa 1770 Balamore. MO21203 HI Part Ratak Ita I ter
Statement Period: 12/01/2015 • 12/31/2015
Holdings Summary by Currency
Currency Cash Fixed lame Equities Total by Currency
US. DOLLARS 3,417.813 0 1,462,180 4.884.99 LSD
BRITIgi POUND 244,440 2,009,600 0 2254.040 GBP
Total ITSD Equivalent 3,778,045 2,961,547 1,487,180 8,208372 OD
% of Alloallon 48.03% 38.09% 17.88% 100.00%
Messages
Although a money market mutual fund seeks to preserve the value of your investment at 91 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Please note the !atoning information for Pershing's 2M5 IRS Forms 1099 (B, DIV, INT, O1O end MISC ): Your form 1099 will be deivered as early as posstle, beginning January 31, 2016. By February 16, you
wall be mated either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It *16 inform you of the
securities that are pending final reporting. and will provide the anticipated mail date of your 1099 form Your 1099 wit be mailed no later than March 17. 2016.
Activity Summary our amounts shown are in base currency)
Credits This Period Debits This Period Net lilt Period Credits Year-to-Date Debits Year-to-Date Net Year-t-oDate
Dividends and Interest $102,611.72 10.00 1102,811.72 1433,450.45 10.00 1433,450.45
Distributions 10.00 $0.00 10.00 $2,000,000.00 10.00 12,000,000.00
Fees 10.00 -12.00 -12.00 $0.00 -152.00 -152.00
Money Market Funds $0.00 $0.00 $0.00 124.00 -380,408.52 .$80,384.52
Totals $102,611.72 -$2.00 $102,609.72 $2,433,474.45 -$80,460.52 $2,353,013.93
Pap5 of 9
VRAO ROLL Account Num C b S er T : N e 4G n -023 12 DGor piaspmerlesAs L R r L 0x s 7 a r e e t 4 e r s0 y d a 7 V t 0m a . A c Rie e . A L r i T s a E s D u C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00046919
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 693(E)UTHERk DB-SDNY-0009743
EFTA 00157525
EFTA01289891

Transactions by Type of Activity
Process/ Trader
Settlement Transaction
Date Date Activity Type Desaiption Quantity Price Accrued Interest Amount Currency
Dividends and Interest
12/22/15 12120115 FOREIGN BOND INTEREST 2000000.00 SHARES NATIONWIDE BUILDING SOCIETY EURO 68.760 00 GBP
663980UK3 ISSUE CONY GBP ISM/ XS1043181269 6.875% 09120188 102.363 64 USO
REG DID 03111114 CLB FOREIGN BOND INTEREST RD
121815 PD 122015 AS OF 12/18115
12/31/15 MONEY MARKET FUND DEUTSCHE GO VT CASH 228.08 USD
INCOME RECEIVED
233993682
Total Dividends and Interest
BRITISH POUND 0.00 68,760.00 GBP
TOTAL USD EQUIVALENT 0.00 102.38364 USO
UNITED STATES DOLLAR 0.00 228.08 USD
Fees
12101115 FORBGN CUSTODY FEE Fgn Safekeeping NOV 2015 CUSP G639804, K.3 .2.00 USD
G6381011K3
Total Fees • UNITED STATES DOLLAR 0.00 .2.00
Total Accrued Interest Total Amount
Transaction Summary Total Accrued Named Total Mount Currency USD Equivalent USD Equivalent
BRITISH POUND 000 68 760 00 GBP 000 102.383 64
UNITED STATES DOLLAR 0 00 226 08 USO 000 226 08
The price and quantity displayed may have been rounded.
Client Service Information
Client Advisor: DAN
Your
DANIEL SABBA
345 PARK AVENUE, 26TH FLOOR
NEW YORK NY 10151.0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Secedes: FIRST IN FIRST OUT
Bond Amortization Elections:
Amortize pram ium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Faye 6 of 9
Account Number. N4G-023 12 Rasa Rao-SYS
UBAJ ROLL SOUTHERN OSTON D G r o N pap T erl 1 ess A L D L e w AxLa in BmA V Rm e R e e r A S rT o E m D e C 2 O '0 M 07 M UNICATIONS
SDNY_GM_00046920
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009744
EFTA_00157529
EFTA01289892

Deutsche Asset
& Wealth Management
Device e x... won,.
MW•leS Ww',•0.p
De.tic he Nom
qr. istli 0110,
PO, Bat 1770, Balamore, MD 21203 Pant Annw. Ittit kw
Statement Period: 1210112015 - 12/31/2015
Your Account Information (continued)
I
Electronic Delivery
You have not selected any account corn m unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS W-IEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuks.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business condtions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wmv.pershing.com/busiiess_continuity.html for specific details as to formulas used to calculate the bgures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintairing current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The light to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Reproducing and distnbuting any information received from Standard & Poors is not penrtted without prior written
Poor's.
authorization from Standard & Poor's. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pooes is not responsige for any errors or
Page 7 of 9
Account Number: N46423812 Rai tscollerigi
MOM, ROIL SOL THEM Ostyr FID G A o L p 1 ap S er I le T ss I AL414, ) D L rx n Ae r Ur y t uM Y r e .r aR ar eA S rT i E nc D e C 2 O CK M L M 7 UNICATIONS
SDNY_GM_00046921
CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) OB-SDNY-0009745
EFrA_00157530
EFTA01289893

Important Information and Disclosures (continued)
Ratings (continued)
omissions. regardless of the cause. cr for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities: and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as cleating broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and tio any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for kinds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its mil operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department AI other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corn/about/strength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confimed in writing to further protect your rights, including your tights under the Securities Investor
Protection Act.
• your financial orgarization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court. including the tight to a trial by pry. except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
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• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is lied, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shaft be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399;
Page 8 of 9
ORAN ROI I Account Numcbesr. N4oG-02N3812 n D G E o p N ape T rle I ss A e t R r E Dx v A A e e L M r rB y tA u V E R A r m dR N e eA . l l S r o T a n E m t D i e C 2 O 0 M 07 M UNICATIONS n.c rc
SDN Y_GM_0004 6922
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: 6THERk O8-SDNY-0O09746
EFrA_00 157531
EFTA01289894

TERMS ANDCONDITIONS
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SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ANDOR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
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STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERMOIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COM/DISCLOSURES
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THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NES -
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(AX1H28
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES 14 YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER.DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED II MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTOR F YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMMNED STATEMENT OF TO CERTAN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE Arrn INT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE.
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET 14 THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST 14 ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
• DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSH:NG ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS Co ASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX NVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT, ALL SECURITES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRA/ATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF Ti€ ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERS-ING IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING RASA JERSEY CITY. NJ 07329, ATTN' LEGAL DEPT
Page 9 o19
Account Number N4G-023812 Dl...E NTIA Rated • t Ir a r ce • l l k iz in e i 2007 rtirirs===="" st
no:sumer COMMUNICAT,ONS
SDNY_GM_00046923
CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 67eL)THERit soNr ci OB-SDNY-0009747
EFTA_00157532
EFTA01289895

Deutsche Asset
& Wealth Management
DARN. Ram km. man PATmenas
Idwals Comae GAM
onuov sat setwor a.
you Moo
PO 84:* 1778, Salumore. MO 2t203 MS Put Dorm. Ms I Mr
ICI 1.4
Account Number: N46-023812
Statement Period: 11101/2015 -11/3012015
Portfolio at a Glance
This Period Year-to-Date
SOUTHERN TRUST COMPANY INC Beginning Account Value K2 36,79 7.85 97,449,267.22
6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 8,236,797.85 7,449,267.22
ST THOMAS VI 00802 Dividends. Interest and Other Income 30.393 09 330138 73
Net Other Adivity -2.00 .50.00
et Chan in Portfolio -60.436 21 426 69E 78
nding Account Value S8 20 6 75 2 7 3 $8,206,752.73
Accrued Interest 592 166 81
Your Client Advisor: Estim aced Annual Income 6328 585 35
DANIEL SABBA
Asset Allocation
Prior Year-End Lad Period This Period % Allocation
SO Cash. Money Funds and Bank Depotits 1,196,003.71 3,387,196.75 3,117,587.81 41.64% Pease review your allocation
hon-LSD Cash, Money Funds, and Bank Depoits 166,688.28 211,285.06 264,115.97 3.22% nen-co:luny wth your Client Advisor.
on.L SD Axed Income 1,554,115.20 3,113,416.04 3,054,118 92 37.22% —
LSD Equities 1,532,160 00 1,161,900,00 1,170,600-00 17.92% I \
Account Total (Pie Chart) 87,449,287.22 $8438,797.05 18,206,752.73 100.00%
See the Asset Placation Disclosure arc Footnotes motto rot important informaton roguing your Asset Minton.
Pape 1 of 8
Rama Dadioni
nano Rol k C A0 O 09699 N 0CSP3 F 0017 IDE p N ape T rle I ss A L rD t x A Ac n L O y ia A V rR o n R w eA W r T E A D R C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00046924
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009748
EFTA_00157533
EFTA01289896

Asset Allocation Disclosure and Footnotes
A9 values are displayed m U.S. dollars based on interbank exchange rates as of 11/3012015 Exchange rates can vary.
Summary of Gains and Losses
Realized
This Period Year.to-Date Unrealized
Long-Term Gain/Loss 0.00 000 41 182 50
Net Gain/Loss 0.00 0.00 41,182.50
This summary excludes transactions where cost basis information is rot available.
Exchange Rate Table Global Cash
Currency Closing Amount in
Currency USD Equivalent per USD Currency Balance Base Currency USD
BRITISHPOLK() 1 5051 0.6644 BRITISH POUND 175 680 CO 264 415 97
Total Global Cash Balance $264,415.97
Exchange rates are based on interbank exchange rates as of 11/30/2015. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Description Amount Balsam
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Number: 0000001489 Current Yield 0.01% Activity Ending: 11/30115
10131115 Opening Balance 3.387.196.75 3,387,196.75
11/03115 Wnhdrawal MONEY RAO REDEMPTION 4.00 3,387,191.75
11/17115 Deposit MONEY FUND PURCHASE 30,28125 3,117,476.00
11/30115 Deposit INCOMEREINVEST 111.81 3,117,587.81
11:30,15 Closing Balance 53,417,587.81
Total All Money Market Funds 83,417,587.81
Income and Expense Summary
Current Period YearioDate
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 30.281.25 000 121.125 00 0.00
Money Market 111.81 0.00 509 10 0.00
Interest Income
Bond Interest 000 0.00 209,204 63 0.00
Total Dividends, Interest, Income and Expenses 830,393.09 $0.00 6330,838.73 WOO
r.. Page? o18
S
l)E1A7 ROLL A SO cc U o T u H n E t N RA u mber:NGn-023 r1c2 l D G A o E pap N er T les I s A I ( C t v a A e t L r i M d y A V to R . c . R . e A lb S T r i o C n l e D l s C 2 O 0 M 07 M UNCATIONS ..1°-413,r7—'"T,..a.ttn.."0..?...'
r xart Lir NCI
SDNY_GM_00046925
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009749
EFTA_00 I 57534
EFTA01289897

Deutsche Asset
& Wealth Management
Otvisre Rant Prmair Wolin Papmgenen
Weals COMM* 6'04)
MAUI M %„.9f' ,•C
Mee Von 011ict
P.O. Boa 1770 OaIlimore, MO 21203 la Pan Ammo. Ita Mei
War lot Irt 10114
Statement Period: 11/01/2015 • 11/30/2015
Portfolio Holdings
U.S. DOLLARS
Account Activity Opening Closing Accrued Income 30.0ay Cement
Opening Date Quantity Number Sidles Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits
Money Market
DEUTSCHE GOVT CASH 01511
10/31115 3,117,587.840 0000001489 11130115 3,387,196.75 3 417.587 84 0.00 509.10 0.01% 0.01%
Total M only Market $3,317,196.16 13,417,587.84 $0.00 65011.10
Total Cash, M oney Funds, and Bank Deposits $3,387,196.75 13,417,587.84 $0.00 $609.10
Unrealized Estimated Estimated
Date Acquired Quantity Bait Oast Cod Basis Market Price Market Value Gainl Loss Annual Income Yield
Equities
Preferred Stocks (Listed by expiration date)
ALLY MIL INC FIX TO FLT Security Identifier: ALLY PRB
DIV.8.50% FRECI.OTItLY CALLABLE Q 25.00 CLS1P 020051008
ON A QTRLY BASIS AFTER 05115/2016
Dividend Option: Cath
06111113'.1$ 57,000.000 250780 1,429,417.50 25 8000 1 470.600.00 41,182.50 121,125.00 8.23%
Total Preferred Stocks 61,129,117.50 $1.470,600.00 611,182.50 $121,125.00
Total Equities 11,129,117.50 $1,470,600.00 $11,182.50 $121,125.00
Unrealized kaued billeted
Cod Basis Market Value Gain! Loss Interest Annual Income
Total U.S. DOLLARS $1,817,005.31 $4,888,187.84 $11,182.50 $0.00 6121,834.10
BRITISH POUND
Opening Closing Mound 30•Day
Description Quantity Balance Balance Currency Income Yield
Cash, M oney Funds, and Bank Deposits
Global Cash Balance 175,680.00 176,680.00 GBP
284.41507 USD
Total Cash, M oney Funds, and Bank Deposits 1/5,880.00 175,880.00 GBP 0.00
261.115 97 U50 0.00
Page3 of 8
Account Kumberber N4G-023 12
ADGEo pNapeTrleIsAs tsrery sine. 2007
6(S4O3)LT HERA OSTOI PAA dank RATED COMMLMKATOG
rxelrarnaer
SDNY_GM_00046926
NY
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0009750
EFTA_00 157535
EFTA01289898

Portfolio Holdings
(continued)
BRITISH POUND (continued)
Awued Estimated Estimated
Oesuiption Quantity Market Price Market Value Currency Inters Annual Income Yield
Fixed Income (In Maturity Date Sequence)
Corporals Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 2,000,000.000 101.4600 2,029,200.00 GBP 61,236.34 137,600.00 6.773,
CONY GBP GINOX.61043181269 3 054,148 92 USD 92,166.81 206 951.25
6.875% 09120188 REG DTD 03111114
St Piloting BB+
Security Identifier: 683980UK3
Total Corporate Bonds : 2,000,000.000 2,029,200.00 GBP 81,238.34 137,500.00
3.054.148.92 USD 92,186 81 206.951 25
Total Fixed Income: 2,000,000.000 2,029,200.00 GBP 01,23934 137,500.00
3,054,148.92 USD 92,168 81 206.951 25
Awned Estimated
Market Value Currency Interest Annual Income
Total BRITISH POUND 2,204,880.00 GBP 61,236.34 137,500.00
3,318 564 89 LSD 92,166 81 226 951 25
Uarealized Accrued Estimated
Cod Basis Market Value Gala/ Loss Interest Annual Income
Total Portfolio Holdings - U.S. 54,847,005.34 58,206,752.73 541,182.50 $92,166.81 $328,585.35
DOLLARS
Footnotes
' Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or Si retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended FIRC") (Incorporating
amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as nonretnement,
US taxpayers securities which have been acquired on or alter their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as folows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
13 The cost basis of this security has been provided to us by the delivering km or transferring agent and Pershing makes no representation as to the accuracy of this information.
Page 4 of 8
OBALI RON Account Nu a mber: y 71464 n 23 12 n D G A O E pap N er T les I s A rD L R xA a n c t L . e y iO d a A V [ r m Rn o R o n eA i S l r T e l E a r D . t e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00046927
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 678)6THERN DB-SDNY-0009751
EFrA_00157536
EFTA01289899

Deutsche Asset
& Wealth Management
(Misr* Rant Pnwale *man Pirmienen
Pdaeals Coon., 6,O‘P
Destsay M Sew 034+ +Ic
Ras Mar
PO Pox 1776, Sallimore. MD 21203 HI Pan linnet) kn, be,
War int hY 10114
Statement Period: 11/01/2015 • 11/30/2015
Holdings Summary by Currency
Currency Cash Fixed Income Equities Total by Cuffing
US.DOLLARS 3.417.587 0 1.470.600 4.888,187 USD
BRITISH POUND 175.680 2,029,200 0 2,201,880 GBP
Total USD Equivalent 3,682,003 3 054 148 1 470 800 8 206 52 USD
% of Allocation 41.16% 37.22% 17.92% 100.00%
M essa es
Please note the folloiiing Information for Pershing's 20151RS Forms 1099 (8, DIY, INT, 010 and MISC I Your form 1099 MN be delivered as early as possiole, beginning January 31, 2016. By February 16, you
will be mated either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the
securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 wit be mailed no later than March 17, 2016.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information.
Activity Summary (Ni amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-t-oDate
Dividends and Interest $30,393.09 10.00 130,393.09 1330,838.73 $0.00 1330,838.73
Distributions $0.00 10.00 $0.00 $2,000,000.00 $0.00 12,000,000.00
Fees $0.00 -$2.00 -$2.00 $0.00 -850.00 -850.00
Money Market Funds $0.00 $0.00 $0.00 $24.00 -380,408.52 -380,384.52
Totals 330,393.09 -32.00 530,391.09 82,330,862.73 -880,458.52 32,250,404.21
Page 5 of 8
Account Number: N46423812 s Plated tacollenti
OlitAkl ROLL Go paperless D t v A e L r B y A V R a R s. A W TE it D * C 2 O 0 M 07 M UNICATIONS
rxemmer
SDNY_GM_00046928
6:6THERhOsOnrlDriSITIAr
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0009752
EFTA_00 157537
EFTA01289900

Transactions by Type of Activity
Process/
Settlement
Date Activity Type Desaiption Nan*/ Price Accrued Intered Amount Currency
Dividends and Interest
11/16/15 CASH DIVIDEND RECBVED 57000 SHRS ALLY RAI lisCFIX TO FLT DN-8.50% 30 281 25 LSO
ALLY PRO FREOOTRLY CALLABLE 25.00 ON A OTRLY BASS AFTER
05116/2016 R9 11101 PO 11116115
11/30/15 MONEY MARKET FUND DEUTSCHE GOUT CASH 111 .84 LSO
INCOME RECEIVE
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 30,393.09
Fees
11102115 FOREIGN CUSTODY FEE Fgn Safekeeping OCT 2015 CUSIP:G63980•Ulc3 •2.00 USD
G639130UK3
Total Fees - UNITED STATES DOLLAR 0.00 -2.00
Total Value of Transactions 0.00 30,391.09 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DA
DAN la SABBA
345 PARK AVENUE, 26TH FLOOR
KEW YORK NY 10154.0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Flan: FIRST IN FIRM OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types. Constant Yield Method
Include market discount in income annually No
Electronic Delivery
You have not selected any account communications for electronic delivery To register and turn off paper communications log in to your account or contact your client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted,
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale vice. Securities for which a price is
Page6 of 8
tt..“ +. t Account Num O ber N s 46 c 423 a 12 n DCiAo pnapetrrleassr iAP D be A e L f M y y e R e x c R w e A ll W e T O n E t O D , D C r O o M w M UNICATIONS
rxeramer
SDNY_GM_00046929
6: 6THERk
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0009753
EFTA_00 157538
EFTA01289901

Deutsche Asset
& Wealth Management
Iltra lin VMYn PAIMIP-414
MW4CS OwttneG•ap
De.tic Bou
Yin brk Office
PO. Lica 1778. Sallimore. MA 21203 14,Pant Anre, ,ken
...ion hY IOVA
Statement Period: 11/01/2015 - 11/30/2015
Important Inform ation and Disclosures (continued)
Pricing jcomnue0./
not available are marked 'N/A' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time.
and may be affected by current and future economic, political and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
mwr.pershing.com/busiriess_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The doter amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon vMtten request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing Mn. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives a financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poets. Reproducing and distributing any information received from Standard & Pools is not pennitted without prior written
authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or set securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
Page of II
Account Numcbers: N4o6423n812 n katod tacellordi
Go paperless Unary Van Late 2007
SOUTHERN DrISITIA rDxAeLOsAuRm ReArT EOCOMMUNCATIONS
SDNY_GM_00046930
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009754
EFIA_00157539
EFTA01289902

Important Information and Disclosures (continued)
The Role of Pershing
• Pershing carves your account as clearing broker pursuant to a cleanrg agreement wen your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (i) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
es employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable. the rendering of investment advice, if any. to you and in eneral for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . AI other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCt). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comfaboutrstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includthg unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, man eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators MI typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration fauns may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is feed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399;
Page 8 of 8
6AsocoioduhntEkRkum6ersNo4GN-02381r2 Rated tocelleni
Go paperless Every Yew SOSO, 2007
ID ENTRe rLxAeMsAaRm ReArT ED COMMUMCATDONS
SDNY_GPC00046931
CONFIDENTIAL - PURSUANT TO FED. R CRIIVI. P. OB-SDNY-0009755
EFIA_00157540
EFTA01289903

Deutsche Asset
& Wealth Management
Oeuiv.v Si,,, Pon.M om Manarrat
Miners Coma,. 4.p.p
Deot4N Mr kcynei
Ma brk Mot
P.O. Oat 1770, Ba!ammo. MD 21203 41, Part AMMO. )Mu tccr
Account Number: N46-02 3812
Statement Period: 1010112015 - 10/3112015
Portfolio at a Glance
This Period Year-to-Date
SOUTHERN TRUST COMPANY INC Beginning Account Value 0,042,523.53 37,449,267.22
6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 6,042,623.63 7,449,267.22
ST THOMAS VI 00802 Dividends. Interest and Other Income 50.049 98 300.445 64
Net Other Adivity -4.00 .4800
A et Chan e in Portfolio 144.228 34 497 132 99
Accrued Interest $77.15716
Your Client Advisor: Estimated Annual Income $333.849.76
DANIEL SABBA
Asset Allocation
Prior Year-bd lad Period This Period %Allocation
LSO Cash. Money Funds. and Bank Deposits 1,196,003.74 1,337,150.77 3,387,196.75 41.13% P ease renew your allocation
Non-U SD Cash, Money Funds, and Bank Deposits 188,688.28 266,067.38 271,285.06 3.29% cer crehrta y wth you' ClentArlyisct
A onL SD Axed Income 4.554,415.20 4,961,295.40 3,113,416.04 37.80%
LSD Equities 1,532,160.00 1,478,010.00 1,464,900.00 17.78% N
Account Total (Pie Chart) $7,449,267.22 01,042,523.53 38,236,797.85 100.00%
See the Asset Allocation Disclosure and Footnotes secton lor important intormaton topsides; your Asset notation.
Pape 1 of 10
Rioted twalloni
BM 0:W5130018 Every VAN Seam 2007
DALBAR RATEDCOMMUNICATIONS
CON Fl D(rEPIDTfiAs L exeunt...a
SDNY_GM_00046932
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OH-SDNY-0009756
EFTA_00157541
EFTA01289904

Asset Allocation Disclosure and Footnotes
M values are displayed m U.S. dollars based on interbank exchange rates as of 10/31/2015 Exchange rates can vary.
Summary of Gains and Losses
Realized
This Period Year.to-Date Unrealized
Long-Term Gain/Loss 000 0 00 35.482 50
Net Gain/Loss 0.00 0.00 36,467.50
This summary excludes transactions where cost basis information is rot available.
For Your Information
Please note that the Valuation at a Glance section on page one of yow account statement MI be updated and renamed Portfolio at a Glance beginning with the October 2015 statement This change does not
apply to accounts which display only opening and closing balances on page one.
Exchange Rate Table Global Cash
Currency Closing Mount in
Currency USD Equivalent per USD Currency Balance Base Currency USD
I BRITIS- POIAD 1 5442 0.6475 I BRITISh POUND 175,680.00 271.285 06
Total Global Cash Balance $271,386.05
Exchange rates are based cn mterbank exchange rates as of 10/31/2915 Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Description Mown Balsam
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Num bet 0000001489 Current Yield 0.04% Activity Ending: 10130/15
10101115 Opening Balance 1,337,150.77 1,337,150.77
10102115 Withdrawal MONEY FUND REDEMPTION -4.00 1,337,146.77
10129/15 Deposit MONEY FUND PURCHASE 50000.00 1,387,146.77
10/30/15 Deposit MONEY FUND PURCHASE 2,000,000.00 3,387,146.77
10130115 Deposit INCOME REINVEST 49.98 3.387.196.75
10/30115 Closing Balance $3,387,196.76
Total All Money Market Funds 93,387,196.76
Page 2 of 10
Osbenn n DrwriAL
Account Number:1446473 12 ROM tmellmil
B*110281CS130 ?: IL)6A0 Roll SOl, THERM Go paperless rD (v xA e eL r s0 y A u T Rr o n R m eA S rT i E m D s C 2 O '0 M 07 M UNICATIONS
SDNY_GM_00046933
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009757
EFTA 00157542
EFTA01289905

Deutsche Asset
& Wealth Management
Gnaw.< Ram Pnwale Vie 1. Para ge ngin
rawats Coerce 88m,
°tow* M. smonet Lac
linvIert CORc•
P.O. Bat 1778, Bahimore, MD 21203 III Part Annie. Halter
Statement Period: 10/01/2015 • 10/3112015
Income and Expense Summary
Current Period Year-to-Date
Taxable Nee Taxable Taxable Non Taxable
Dividend Income
Equities 0.00 0.00 90.843 75 0.00
Money Market 49.98 0.00 397.26 0.00
Interest Income
Bond Interest 50.000.00 0.00 209.204 63 0.00
Total Dividends, Interest, Income and Expenses 950,049.99 $0.00 $300,445.64 $0.00
Portfolio Holdings
U.S. DOLLARS
Account Adivity Opening Clodeg Awned Income 30.Day Current
Opening Date Quantity Number Biding Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits
Money Market
DEUTSCHE GOVT CASH INSTL
10/01115 3,387,196.750 0000001489 10130/15 1,337,150.77 3,387,196 75 3.11 397.26 0.04% 0.04%
Total Monty Market $1,337,160.77 $3,387,196.75 $3.71 $397.26
Total Cash, Money Funds, and Bank Deposits $1,337,160.77 13,387,196.76 $3.71 $397.26
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cod Cost Basis Market Price Market Value Gild Low Annual Income Yield
Equities
Preferred Stocks (listed by expuation dee)
ALLY FINL INC FIX TO FLT Security IdentIller: ALLY PRB
DIV-8.50% FRED-DIMLYCALLABLE. 25.00 CUSP: 02005N308
ON A 0TRLY BASIS AFTER 05/15/2016
Dividend Option: Cash
06111/13 '.13 57.000.000 25.0780 1.429.417.50 25.7000 1 464.900 00 35.482 50 121.125.00 8.26%
Total Preferred Stocks 11,429,117.50 $1,464.900.00 135,402.50 $121,125.00
Total Equities $1,429,417.50 $1,464,900.00 $35,482.50 1121,125.00
Unrealized leaned Estimated
Cost Basis Market Value Gain! loss Interest Anneal Income
Total U.S. DOLLARS $4,016,614.25 $4,852,096.75 $36,462.60 $0.00 9121,622.26
Page 3010
Account Number. N4G-0N23 12 Go paperiess Rabid tacellera
Event Year Siva 2007
Oen.° vOl SOL Tr ERN OSTOMPALYI bt DALBAR RATED COMMUNICATIONS
F I DAENTIAL rxanurmer
SDNY_GM_00046934
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009758
EFTA_00 157543
EFTA01289906

Portfolio Holdings (continued)
BRITISH POUND
Opening (losing Awued 3D-Day
DeSViptiOn Quantity Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 175,680.00 175,680.00 GBP
271.285 06 USD
Total Cash, Money Funds, and Bank Deposits 175,680.00 175,880.00 GBP 0.00
271.285 06 USD 0.00
Acaued Estimated Estimated
Description Quantity Market Price Markel Yale Curia Interest Annual Income Yield
Fixed Income (In Maturity Date Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 2,000,000.000 100.8100 2,016,200.00 GBP 49,065.85 137,500.00 6.81%
CONY GBP ISM/X.51043181269 3.113.416 04 USO 77,157.26 212.327.50
6.875% 09120188 REG DID 03111114
58 PRating 08*
Security Identifier: G63980UK3
Total Corporate Bonds : 2,000,000.000 2,016,200.00 GBP 49,985.86 137,500.00
3,113,416.04 USD 77,15726 212,327.50
Total Fixed Income: 2,000,000.000 2,016,200.00 GBP 49,965.86 137,600.00
3,113,416.04 USD 77,15726 212.327 50
ACtrued Estimated
Markel Value Currency lama Animal Income
Total BRITISH POUND 2,191,880.00 GBP 49,986.86 137,600.00
3,384301.10 USD 77,157 26 212.327 50
Unrealized Acaeed Palmated
Cost Bees Markel Pelee Gala Loss littered Memel Income
Total Portfolio Holdings - U.S. 14,816,614.25 88,238,797.85 $35,482.50 $77,157.28 $333,849.78
DOLLARS
footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retnement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating
amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered enoncovered," under the new cost basis repotting rules, and marked or denoted as such.
All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or aver their "applicable date(s)' at which they are subject to the cost basis reportin rules and the adjusted basis will be reported to the IRS on form 109943
for the applicable tax year in which the security is disposed.
Page 4 of 10
Account Number. N4G-023 12 Go paperless Rated excellent,
MIAN MOIL L THERA OSTOMPNAL ?Fat I DAENTIAL E D rx A n e L v l B l y a A V r R N a R n e ' A r W TE oo D s C 2 O 0 M 07 M UNCATIONS eatrlapa'rlatrionst .0:trian ire MS*
SDNY_GM_00046935
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) OB-SDNY-OOO9759
EFTA_00 57544
EFTA01289907

Deutsche Asset
& Wealth Management
Oruisre Rant Prmair. *man Papmgenmt
Pdaeat$ Caen., 6,0“)
Detts1.4 la* Seltona
pa Mee wan Onto
Oa 1778, Babimore, MD21203 la Put Annus. Ita I ter
Statement Period: 10/0112015 • 1013112015
Portfolio Holdings
(continued)
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1. 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
IS
Holdings Summary by Currency
Currency Cash Fixed Income Equities Total by Currency
L S DOLLARS 3.387.196 0 1.414.900 4.852.096 LSO
BRITISH POUND 175.680 2.016.200 0 2.191.880 COP
Total U50 Equivalent 3,818.481 3,113,416 1.464,900 8,236,797 USD
% of Monition 44.42% 37.80% 17.78% 100.00%
Schedule of Realized Gains and Losses Current Period
Disposition Acquisition Disposition Realized Gain/ Loss/
Date Date Transaction Description Quantity Cost Basis Proceeds Disallowance
Long Term
10129115 12/04113' RDMG PETROLEOS DE VENEZLE ENIOR ISA/IX.50460546525 5.000 2.000.000.000 2.000.000.00 2,000,000.00 003
First In First Out % 10128/15 REG 0 TD 10/28/09 CL
Security Identifier P7807h AF2
Original Cost Basis: 1,800,000.00
Total Long Term $2,000,000.00 $2,000,000.00 $0.00
Total Short Term and Long Term $2,000,000.00 32,000,000.00 $0.00
Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally nil subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended ("IRC.) (incorporating
amendments enacted by P.L.110-34 3, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noccovered," under the new cost basis reporting rules, and marked or denoted as such.
Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as
non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis Will be reported to the IRS
on form 1099-B for the applicable tax year in which the security is disposed.
Page 5 of 10
ORM, MOIL A SO cc U o T u H n E t R N N u m C ber S N40-023 12 Go paperless R L C y A a o t L e n M d . A Y ta R e c R a e r A l b S T r l o E a l D t l e C 2 O 0 M 07 M UN TOG ? aw r a e ee s ta t d ~errRww r tin = t Let
rxenurmer
SDNY GM 00046936
OT DriSMAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009760
EFTA_OO 157545
EFTA01289908

Schedule of Realized Gains and Losses Current Period
(continued)
Reporting requirements generally will be phased in over a three•year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and
subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as
it relates to corporate actions, has been obtained from sources we believe to be reliable.
Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost
basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099.8 or online displays you may have available to you.
When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by
Pershing as it relates to N.R. 1424. You should consul with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or
warranties with respect to the accuracy of any information that you report to the IRS or other taxing authormes, and, accordingly, disclaims any and all liability that may arise with respect to your use and rebance
on the information provided herein for such reporting.
Cost Basis on fixed income securities may be adjusted for amortation, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fired
income security, and certain attributes, obtained from sources believed to be relable. In the event, one or more of these attributes is changed, there may be a temporary Snorted adjusted cost basis reflected
until the cost basis system is amended to reflect this change. These calculations wit not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with
less than one year to maturity. This information is meant as a general guide and you should consul your tax advisor in the preparation of your tax returns.
Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax-lot disposition method. The disposition method is the method which you have selected to
use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, Fist Out (FIFO). Your accounts selected tax lot method will be
used to determine the cost basis for calculating gain andicir loss, unless another method was selected at the tine of the security disposal, and this may be reported on the IRS Form 1099-8.
Messages
Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Portfolio at a Glance beginning with the October 2015 statement This change does not
apply to accounts which display only opening and closing balances on page one.
Although a money market mutual fund seeks to preserve the value of your Investment at ft per share, It is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Sum mary
(Ali amounts shovm are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Dividends and Interest $50,049.98 $0.00 $50,049.98 $300,445.64 $0.00 $300,445.64
D 1st(' bu ti on s $2,000,000.00 $0.00 $2,000.000.00 $2,000,000.00 $0.00 $2,000,000.00
Fees $0.00 -$4.00 -$4.00 $0.00 -$48.00 -$48.00
Money Market Funds $0.00 $0.00 $0.00 $24.00 .660,408.52 .$60,384.52
Totals $2,050,049.98 -$4.00 $2,050,045.98 $2,300,469.64 .$80,456.52 62,220,013.12
Page 6 of 10
AN Q Account Number NG-023812 Go paperl ess e k i, I [ t v a e li r a y v [w .. a . i le s r i . n ce 2007
OR 011 CALLUM RA T ED COMMUNCATIONS
rxesamer
SDNY_GM_00046937
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:9 Hutto rirlDENTIA DB-SDNY-0009761
EFTA_00157546
EFTA01289909

Deutsche Asset
& Wealth Management
Orvisre Mm Pn.a. Wean Paptagenan
Pdaeals Codrage6KM)
Dettsch4 Sank %twos %..c
11n. von Oilt•
P.O. Bat 1778, BaMimore, MO 21203 In Pan Aneo. 160. I be,
Statement Period: 1010112015 • 10/3112015
Transactions by Type of Activity
Process/
Settlement
Oate Activity T Demi ion (Meath Price Accrued Interest Ammon eirren
Dividends and Interest
10/28115 FOREIGN BOND INTEREST 2000000 PETRO LEOS DE VENEZUELA hOTES SEKIOR 50.000 00 USD
P7807FAF2 ISMS XS0460546525 5.000% 10/28115 REG DID 10/28109
CLB RD 10/27 PD 10128/15
10/30115 MONEY MARKET FUND DEL TSCFE GOVT. CASI4 49.98 USD
INCOME RECBVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 50,019.98
Distributions
10129/15 SECURITY REDEEM ED PETROLEOS DE VENEZUELA NOTES SENIOR -2.000.000.000 2.000.000 00 USD
P7807FAF2 ISA 9 XS0460546525 5.000% 10/28/15 REG DTO 10/28/09
CLB ACCOUNT REDEMPTION
Total Distributions • UNITED STATES DOLLAR 0.00 2,000,000.00
Fees
10101/15 FOREIGN CUSTODY FEE Fun Safekeeping SEP2015 CUSP. G63980-UK-3 -2.00 USD
G53980UK3
10101/15 FOREIGN CUSTODY FEE Fgn Safekeeping SEP2015 CUSIP. P7807F-AF-2 -2.00 USO
P780714,F2
Total Fees- UNITED STATES DOLLAR 0.00 -1.00
Total Value of Transactions 0.00 2,050,045.98 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DM
DANIEL SABBA
345 PARK AVENUE. 26TH FLOOR
NEW YORK NY 10151.0003
Page? of 10
Account Numcbeor. Nr4Ge-02n3 1n2 rciDENTIAL Rated taceibra
USAO 4011 SOUTHERN Go paperless D L v A e L r B y A V R e R st A S T i E nc D e C 2 O 0 M 07 M UNCATIONS
r %CIL UNCE
SDNY_GM_00046938
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009762
EFTA_00 157547
EFTA01289910

Your Account Information
Tax Lot Default Disposition
Default Method for Mutual Funds. FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corn m unications for electronic delivery To register and turn off paper con m unications, log in to your account or contact your Oient Advisor for more inform ation.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked ^N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS MIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnwepershing.corribusiness_conbnuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accourts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) vae be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Poor's. Standard & Pools does not guarantee the accuracy, completeness, fimehness or availability of any information. Standard & Pools is not responsible for any errors or
Page 8 of f0
Account Numcbesr. oN46n-02r3I81D2 AMSTTIAL szt ; Pallid excellent,
2=1-%'F 0770 ROLL SO U THERN Go paperless L r0xA v e e Ls r O y uA Y rRt e r a Ra r eA S rT l E a D te C 2 O 0 M 07 M UNCATOONS
SDNY_GM_00046939
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CS-SDNY-0009763
EFTA_00157548
EFTA01289911

Deutsche Asset
& Wealth Management
Divivre Itint w,aan Paamir,tat
Maroets Ontia G•ap
U-.'tO Nom Want n<
gr. ISA Office
P.O. Boa 1776. Bslomoro MD 21203 li,Pant Annie. n, loct
nv am w
Statement Period: 1010112015 • 10/31/2015
Important Inform ation and Disclosures (continued)
Ratings (continued)
omissions, regardless of the cause, or for the resufts of using such content Standard & Pool's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase. hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the secunties laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your fniancial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in enerat for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at AI other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possible circumstance. but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCet Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vnvapershing.coriVaboutistrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399 Errors and Omissions excepted.
Important Arbitration Disclosures
• At parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generaty more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reasons) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by aft parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typicaty include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time knits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the clan is filed, and any amendments thereto• shall be incorporated into this agreement
Page 9 of 10
Account Num leer N4G-023 12 I D G m o p aperless ( M v a e u ry d Y to e c a e r l l S o i n n e c e 2007 aet
SOLTHERA OSTairc DAL BAR RATED COMMUNICATIONS -IAA, •••••••• nit^. rent. MC
^EM ILIAL rxemoser
SDNY_GM_00046940
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009764
EFIA_00157549
EFTA01289912

Important Information and Disclosures (continued)
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration. nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until: (I) the class certification is denied: (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399;
Page 10 of 10
OsTONn
Account Number. N4G-023 12 CNNINN
Go paperless May Van Same 2007
L THERA EiENTIA L DrxAeLrBaArRn aReArT ED COMMUNICATIONS
SDNY_GM_00046941
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009765
EFIA_OO15755O
EFTA01289913

Deutsche Asset
& Wealth Management
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Account Number: N4G-023812
Statement Period: 0910112015 - 09/30/2015
Valuation at a Glance
This Period Year-to-Date
SOUTHERN TRUST COMPANY INC Beginning Account Value 18,121,495.79 17,149,267.22
6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 6,121,496.79 7,419,267.22
ST THOMAS VI 00802 Dividends. Interest and Other Income 43.96 250.395.66
het Other Activity 43.00 -44 00
het Chan in Portfolio -79,00822 242 904 65
ncling Account Value 5 8 0 4 2 5 2 3 5 3 $8,042,523.53
Accrued Interest 5100.257 36
Your Client Advisor: EsIrrn aled Annual [noon e 5429.716 03
DANIEL SABBA
Asset Allocation
Prior Year-End Lad Period This Period %Allocation
L SO Cash. Money Funds. and Bank Deposits 1,196,003.74 1.337.114.81 1.337,150 77 16.63% Please review your allocation
hon-LSD Cash, Money Funds and Bank Deposits 166.688.28 270.160.70 266.067 36 3.31% I penoclicalty wth your Client Adyiscc
honiL SD Axed Income 4,554.415 20 5.032.220 28 4.961.295 40 61.68%
LSD Equities 1,532,160 00 1.482.000 00 1478,01000 18.38% [
Account Total (Pte Chart) 37,449,267.22 $8,121,495.79 18,042,623.53 100.00%
See the Asset Allocation Disclosure and Footnotes SAMOA for important information regamng your Asset Moulton.
Page tot 11
a GirsrerfixL
Itefied Excellent,
(very Vs. Since 2007 .
DAL BAR RATED COMMUNICA TONS
doNFID exam/14er
SDNY_GM_00046942
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009766
EFLC00157551
EFTA01289914

Asset Allocation Disclosure and Footnotes
AO values are displayed in U.S. dollars based on interbank exchange rates as of 09/3012015. Exchange rates can vary.
Summary of Gains and Losses
Realized
Ibis Period Year•to-Date Unrealized
Lon -Term Gain/Loss 0.00 000 42 655 88
Net Gain/Loss 0.00 0.00 42,655.88
This summary excludes transactions where cost basis information is rot available.
For Your Information
Please note that the Vatuation at a Glance section on page one of yew account statement will be updated and renamed Pagano at a Glance beginning with the October 2015 statement This change does not
apply to accounts which display only opening and closing balances on page one.
Exchange Rate Table Global Cash
Currency Closing Mount in
Currency USO Equivalent per USD Currency Balance Base Currency USD
BRITISh POUND 1 5145 0.6602 BRITISh POUND 175,680.00 266 067 36
Total Global Cash Balance $268,067.36
Exchange rates are based on interbank exchange rates as of D9/30/2015. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Destriptios Mont him
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Num tier: 0000001489 Current Yield 0.04% Activity Ending: 09/30115
09101115 Opening Balance 1,337,114.81 1,337,114.81
09102115 Withdrawal MONEY FUND REDEMPTION .4.00 1,337,110.81
09130/15 Withdrawal MONEY FIND REDEMPTION .400 1,337,106.81
09130/15 Deposit INCOME REINVEST 43 95 1,337,150.71
09130115 Closing Balance 61,337,160.77
Total All Money Market Funds $1,337,160.77
Income and Expense Summary
Current Period Year•to•Dale
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 010 0.00 90,843.75 000
Money Market 43.96 0.00 347.28 000
Page 2 of 11
0600 401 k Account Number N4G-023812 D c A o p E ap N er T les I s A R L r0xA y a e o L te sO n d , aA V t rR a t . r c Ra o eA ll L e rT a r E ia t D e C Z O 0 M 07 M UMULTIONS l'Itt.tra-reatta="0-=.-"=:
SDNCGM_00046943
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: THERNc seynn DB-SDNY-0009767
EFTA_00157552
EFTA01289915

Deutsche Asset
& Wealth Management
0 Isre e..' Pn•VIP Wealth Papmgenan
Weals CCoon., Crap
Des4s4MN %Items +gc
Ont•
PO Boa 1778. Baliimore. MO2t203 HI Part Ammo. 1Nk I ber
New RaL M
Statement Period: 09/01/2015 • 09130/2015
Income and Expense Summary (continued) Current Period Year4o-Date
Taxable Nee Taxable Taxable Non Taxable
Interest Income
Bond Interest 0.00 0.00 159.204 63 0.00
Total Dividends, Interest, Income and Expenses $43.96 50.00 $250,395.66 $0.00
Portfolio Holdings
U.S. DOLLARS
turnout Activity Opening Closter; Acaued Income 30-Day Current
Opening Date Quantity Number Ending Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits
money Market
DEUTSCHE GOVT CASH INSTL
09101115 1,337,150.770 0000001189 09/30115 1,337,114.81 1,337,150.77 0.00 317.28 0.01% 0.01%
Total Money Market $1,337,111.81 91,337,150.77 $0.00 $347.70
Total Cash, M oney Funds, and Bank Deposits $1,337,111.81 $1,337,150.77 $0.00 $347.28
Adjusted Unrealized Acarued Estimated Estimated
Date Malted Quantity Unit Cost Cost Basis Market Price Markel Valle Gain! Loss Interest Annual Income Yield
Fixed Income (In Maturity Date Sequence)
Corporate Bonds
IPETROLEOS DE VENEZUELA Security Identifier: PTIOTHAF2
NOTES SENIOR ISMS XS0480516525
5.000% 10128/15 REG DTD 10128/09 SE P Rating El•
12/01/13 '.3.17 2,000,000.000 99.5170 1.990.936.62 99.2500 1,985,000.00 -5.936.62 42,222.22 100 000 00 5.03%
Ori 'nal Cost Basis: 51,800,000.00
Total Corporate Bonds $1,990,136.62 81,985,000.00 -$5,938.52 $42,222.22 $100,000.00
2,000,000.000
Total Fixed Income 81,990,936.62 $1,985,000.00 -$5,936.82 $12,322.22 $100,000.00
2,000,000.000
Pate 3 of tt
Account Number: 1446423 12 Raba taallormi
OBAS ROLL OSLO MPAb Jie
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SONY GM_00046944
N YE I
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 693(e)THERk DB-SDNY-0009768
EFTA_00 157553
EFTA01289916

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Unrealized Estimated Estimated
Dale Acquired Quantity Usk Cosl Cod Basle Market Price Markel Value Gala( Loss Annual Income Yield
Equities
Preferred Stocks (Listed by expiration date)
ALLY MAL INC FIX TO FLT Security Identifier: ALLY PRO
DIV4.50% FREO-OTRLY CALLABLE (1 25.00 CUSP. 02005N308
ON A OTRLY BASIS AFTER 05115/2016
Dividend Option: Cash
06111113 57,000.000 25.0780 1,429,417.50 25.9300 1,478,010.00 48,592.50 '2' 125 37 E•'
Total Preferred Stocks 31,429,417.50 31,478,010.00 348,592.60 1121.125.00
Total Equities 31,429,117.50 31,478,010.00 348,592.50 1121.125.00
Unrealized Accrued Estimated
Cod Basis Market Value Gain/ Loss Interest Annual Income
Total U.S. DOLLARS 34,757,504.89 34,800,160.77 342,655.88 142,222.22 1221.472.28
BRITISH POUND
Opening Closing Accrued 30.0ay
DeSairocn Quantity Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 175,680.00 176,880.00 GOP
266.067 36 trSD
Total Cash, Money Funds, and Bank Deposits 175,680.00 176,680.00 GBP 0.00
266,857.36 USD 0.00
Atoned Estimated Estimated
Description Quantity Market Price Market Value Currency Interest Annual Income Yield
Fixed Income On Wrung Otire Sequence)
Corporate Bonds
NATIONW IDE BUILDING SOCIETY EURO ISSUE 2,000,000.000 91.2600 1,965,200.00 GBP 38,319.67 137,500.00 6.99%
CONYGBPISINEOM43181269 2,976,295.40 USD 58,035.14 208.243.75
6.875% 09120188 REG DTD 03111114
S8 PRafing BB.
Security Menbfier: G63980UK3
Total Corporate Bonds : 2,000,000.000 1,966,200.00 GBP 38,39.67 137,600.00
2,976,295.40 USD 58,035.14 208,243.75
Total Fixed Income: 2,000,000.000 1,965,200.00 GBP 36,319.67 137,600.00
2,976,295.40 USD 58,035 14 208,243.75
Page 4 of 11
Account Number. N4G-023812 e k r Rated Email,r oll
DRAB 9(Xt D G E o p N ape T rle I ss A [ C r v x e A e r L y n M t V . s . S T a E n O te C 2 O 0 M 07 M UNICATIONS Paw. 0.1 reani••• ova ...sc. mot
SON Y_GM_OOO46945
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: THERkc sonn OB-SDNY-0009769
EFrA_00157554
EFTA01289917

Deutsche Asset
& Wealth Management
DmNee Ram PnweVkahn Mragenan
Idwals Coon., Gnat)
DesNOT4 MS %twos
lire yen(/IN
PO Box 1778, BaIlimore, MO 21203 Na Pan 4wy_lN I ter
Statement Period: 0910112015 • 09/30/2015
Portfolio Holdings
(continued)
BRITISH POUND (continued)
Accrued Estimated
Market Value Currency Interest Annual Income
Total BRITISH POUND 2,140,880.00 GBP 38,319.67 137,500.00
3 242 362 76 LSD 58 035 14 208 243 75
Unrealized Acaued Estimated
Market Value Gain! loss Interest Annual Income
Cost Basis
Total Portfolio Holdings - U.S. 30,757,504.89 $8,042,523.53 $42,855.88 3100,257.36 $429,718.03
DOLLARS
Footnotes
Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended ('IRC1)(incomorating
amendments enacted by P.L.110.343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such.
Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their -appficable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three.year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Colons and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances. including those involving foreign bonds, bonds sold short or bonds issued vrith less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
+ This bond is maturing.
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
la The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Page5ratt
VICAR ROIL A SO cc U o T u H n E t R N A um O ber b : 14 e 46- n 023 n 1 r 2 iD G A O E pa N pe T rle 1 ss A ! E D M v A e u L r O d y A V [m R . . R o . A i L l T e a E r c D . e C 2 O 0 M 07 M UNICATIONS oct."= L " A 7 O 0.72::="0..=•—.."tr.
ex.:sumer
SDNY_GM_00046946
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 8(e) DB-SDNY-0009770
EFDC00157555
EFTA01289918

Holdings Summary by Currency
Currency Cash Fixed Income Equities Total by Currency
L S DOLLARS 1 337 150 1 985 000 1 478,010 4800,160 USD
BRITISh POLO 175,680 1.965 200 0 2 140,880 GBP
Total USD Equivalent 1,603,219 4,961,296 1,415,010 8,042,523 USD
% of Allocation 19.93% 61.69% 10.31% 100.00%
Messages
Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Peat at a Glance beginning with the October 2015 statement This change does not
apply to accounts wtich display only opening and closing balances on page one.
Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing). a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis.
Pershing's June Statement of Financial Condition is now available. On June 30, 2015, Pershing's net capital of 52.179 billion was 10.78% of aggregate debit balances and exceeded the minimum requirements by
$1.77 billion.
Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31, 2015. Pershing's net capital of $2.163 billion was
11.55% of aggregate debit balances and exceeded the minimum requirement by $1.79 billion.
A copy of the June 30, 2015. Statement of Financial Condition is available at vAiwpershing.conVstatement•ohfinanciahcondition. You may also request a free, printed copy by calling (888) 860-8510 or (201)
413-4200, option ft5
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information.
Activity Summary (Ail amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year•to•Date Debits Year•to•Date Net Year•to•Date
Dividends and Interest $43.96 $0.00 $43.96 1250,395.66 $0.00 $250,395.66
Fees $0.00 .18.00 .$8.00 $0.00 •$44.00 -$44.00
Money Market Funds $0.00 $0.00 $0.00 $24.00 .$60,406.52 .90,384.52
Totals $43.96 .$8.00 $35.96 $250,419.56 ,590,452.52 $109,967.14
Page 6or 11
Account Number: N4G-023612 Go paperless I L t v a o li v a , v E e xc .. e . l s le i n n t e , . 2.007 .tt: 'gra " =Jr»
OftAkl ROLL DriTilA r DAUM. RA TEO COMMUNICAMONS
rxesurraer
SDNY_GM_00046947
6: "HERNOtynri
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0009771
EFTA_00 157556
EFTA01289919

Deutsche Asset
& Wealth Management
Dralsev gam Pon. Wean Alvmp--tent
Vinett. COevageGtop.p
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P.O. Bat 1778, Babimore, MD21203 lire bet ONO
Na Aortae. Mk I kw
Nave Wet AY 10154
Statement Period: 0910112015 • 09/30/2015
Transactions by Type of Activity
Process/
Settlement
Date Activity Type ()esthetics Nutty Price Awed Intend Amount Carreecy
Dividends and Interest
09/30/15 M Olt, EY MARKET FUND DEUTSCHE GOUT CASH 43.96 USO
INCOME RECEIVED
233993682
Total Dividends and Interest - UNITED STATES DOLLAR 0.00 43.96
Fees
09/01115 FOREIGN CUSTODY FEE Fgn Safekeeping AUG 2015 CUSP. 663980-1.K-3 -2.00 USO
663980UK3
09101115 FOREIGN CUSTODY FEE Fgn Safekeeping AUG 2015 CUSP: P7807H-AF-2 -210 USO
P7807I-AF2
09130115 FOREIGN CUSTODY FEE Fgn Safekeeping SEP2015 CUSP. G63980-UK-3 -2.00 USO
663980UK3
09130115 FOREIGN CUSTODY FEE Fgn Safekeeping SEP2015 CUSP. P1801F-AF-2 -2.00 USO
P7801HAF2
Total Fees • UNITED STATES DOLLAR 0.00 4.00
Total Value of Transactions HO 35.96 USD
The price and quantity displayed may have been rounded.
Client Service Inform ation
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE. 26TH FLOOR
NEW VOID( NY 10154.0003
Paget or 11
ORAN A SO cc U o T u H n E t R N N u mber N4G-023 12 Go paperless R Dr L x v A a e e t L e r s B y d u A V t rR n t e r e e Ra l r l A w c S Tt r l i E a l D te C 2 O 0 M 07 M UNCATIONS . r . : . r p — a . . i ..A in...
SDN Y_GM_OOO4 6948
C SOrenkarl DENTIAL
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009772
EFTA_00 157557
EFTA01289920

Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinveslm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat al interest as original issue discount (OID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Constant Yield Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account tom m unications for electronic delivery. To register and turn off paper tom m unications. log in to your account or contact your Oient Advisor for mole inform ation.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in you account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
mm.pershing.comfbusiness_continuity.htifi for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wit
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization othervirse. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poofs. Reproducing and distributing any information received from Standard & Pars is not permitted without prior written
Page 8 of 11
Account Number: N46-023812 Rata. tacollene
DRAB ROLL DE p N ape T rle I ss A E Drx v Ae e Ln r O y u A Y rRn e R a s r eA S rT l E a D te C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00046949
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 67,„UTHERt stmn OB-SDNY-0009773
EFTA_00157558
EFTA01289921

Deutsche Asset
& Wealth Management
Dralcre PAM Vona n PAIMIP,114
4.110wet•gt G:e.ar..m
De.tic N. Secv,
Yin ISA Office
P.O Cox 1770, B20imore, MD 21203 Annw. !Mk noct
Statement Period: 09/01/2015 - 09/30/2015
Important Inform ation and Disclosures (continued)
Ratings (continued)
authorization from Standard 8 Pools. Standard 8 Pox's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard 8. Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content. Standard 8 Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation In orders
for the purchase and sale of securities and other property and (ii) any other intructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you 'n for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department a Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statemen
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/abouUstrength-anddtability.
• This statement wall be deemed conclusive. You are advised to report any inaccuracy cr discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in witting to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a partys ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and other discovery is generaly more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, n an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled healing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Page 9 of it
Account Number: N46-023812 italed
? : 0? -11CSF,, voi Go paperless D ( e v xA e a r U y mM Y r e .f R a a r Ac S rT i E nc D e C 2 O 0 M 07 M UNICATIONS •—•••vm,
SDNY_GM_00046950
CONFIDENTIAL — PURSUANT TO FED. R CRIM. 67eL)THERkC sONrIDElTrIA OB-SDNY-0O09774
EFIA_00157559
EFTA01289922

Important Information and Disclosures (continued)
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration. nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied: (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The taws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399;
n Page 10 of 11
A so cc o T u H n E t N RA u m O be S r: T N4 O G-023 1 r 2 icp Grow pap r e i rle A ss L R L L v A a e t M e ry d A V [ R n . o A R t . A i L o T a n E c ' D , e C 2 O 0 M 07 M UMCATIONS Owe.i sa moor IS wan am
r xarur NCI
SDNY_GM_00046951
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009775
EFIA_001 57560
EFTA01289923

TERMS AND CONDITIONS
TRANSACTIONS • PERSHING MAY TRADE FOR RS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL. BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME Of ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. RNANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVALABLE UPON REQUEST.
WRH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COM/DISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NUS-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(AX1H28
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PI YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. DE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COM3INED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AHD OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T S AVALABLE FOR YOUR BEST EXECUTION: NOTWRHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
INSPECTION UPON REQUEST. FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE.
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECUMTES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (NERO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL MARKET CENTERS DO NOT MAKE A MARKET W THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
• DIVIDENDS, INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSH:NG ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR DUALITY OF EXECUTION PURPOSES.
DATE. THIS fl ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT, ALL SECURRES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN RS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE, WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF, WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF THE ABOVE TERM ARO COMMONS ARE UNACCEP1 ISLE TO YOU. REAM NOWT PEREHMO IIALEDIATELY N MEMO BY CERTFED MM. TO ONE PERSIIIG RACAL JERSEY CITY. NI 07399, ATTE' LEGAL DEPT
Page11011
P00992( 1CSF30024 DIME POLL A SO cc U o T u H n E t N RN u m O ber: u N46 n 423 r 81 I 2 DEGoN papTerlIesAs L R rD tr xA a s eL d y rB tA Y o t R r e w a R a e e r A l e S rT r i E m A D s C 2 O 9 M 07 M UNICATIONS • 7 • 0 • # • a • •• = u Ira .. m••• WOO :L ., i N at. " " ":1=
SDNY_GM_00046952
CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) OB-SDNY-0009776
EFTA_00157561
EFTA01289924

Deutsche Asset
& Wealth Management
Ocuicov Ram Pon. VIedin Manired
Peals oon(' 4..P
otosag lank Sew *cr.%
von Oat*
P.O. Box 1778, lishimare, MD21203 Hann Anneo. IN I bet
Wye" in' MIL
Account Number: NitG-023812
Statement Period: 0810112015 - OSI 3112 015
Valuation at a Glance
This Period Year-to-Date
SOUTHERN TRUST COMPANY INC Beginning Account Value $8,205,630.78 17,449267.22
6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 8,205,630.78 7,449,267.22
ST THOMAS VI 00802 DR:Wends. Interest and Other Income 30.328.11 250.351 10
Net Other Adivity 0.00 •36.00
Net Chan e in Portfolio -11/461.10 421.912.87
Accrued Interest 515,762 90
Your Client Advisor: Estimated Annual hewn e 5432.875 82
DANIEL SABBA
Asset Allocation
Prior Year-End Lad Period This Period % Allocation
LSD Cash. Money Funds. and Bank Deposils 1,196,003.71 1,306,781.70 1,337,114.81 16.16% Please review your allocation
hon-li SI) Cash, Money Funds. and Bank Deposits 166,688.28 214,11330 270,180.70 3.33% perodically wth your Client Adviser.
Non-LSD Axed Income 4354,415.20 5,141,018.58 5,032,22028 61.96%
LSD Equities 1,532,160 00 1,183,710.00 1,182,000.00 18.25%
Account Total (Pie Chart) 67,449,287.22 8,205,830.78 8,121,495.79 100.00%
See the Asset Allocation Disclosure and Footnotes secton or important intommmon regaming your Asset M0Ca0ll
Page 1 of 8
listed tacelkini
A009/10,2CSP3001, GO paperless [very Ye.. Since 2'007 ....,...
CON Fl DAENTIAL
DrxAeLnBoArRtr RaAerT ED COMMUNICATIONS
SMNCGM_00046953
CONFIDENTIAL - PURSUANT TO FED. R CRIM, P. 6(e) OB-SDNY-0009777
EFTA_00157562
EFTA01289925

Asset Allocation Disclosure and Footnotes
An values are displayed m U.S. dollars based on interbank exchange rates as of 08/31/2015 Exchange rates can vary.
Summary of Gains and Losses
Realized
This Period Year.to-Date Unrealized
Lang-Term Gain/Loss 000 000 39,291 35
Net Gain1Loss 0.00 0.00 30,261.35
This summary excludes transactions where cost basis information is not available.
Exchange Rate Table Global Cash
Currency Goring Mount in
Currency USD Equivalent per USD Currency Balance Base Currency USD
BRIT'S. POUND 1 5378 0 6502 BRITISF POUND 175 680 CO 270 160 70
Total Global Cash Balance $270,160.70
Exchange rates are based on interbank exchange rates as of 08/31/2015. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Description Amount Balance
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Number: 0000001489 Current Yield 0.01% Activity Ending: 08131/15
08101115 Opening Balance 1.306.788.70 1,306,788.70
08118115 Deposit MONEY FUND PURCFASE 30,28125 1,337,069.95
08131115 Deposit INCOME REINVEST 14.86 1,337,114.81
03131115 Closing Balance $1,337,111.81
Total All Money Market Funds $1,337,111.81
Income and Expense Summary
Current Period Year•laale
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 30281.25 0.00 90,813.75 0.00
Money Market 44.86 0.00 303.32 0.00
Interest Income
Bond Interest 0.00 0.00 159,204.63 0.00
Total Dividends, Interest, Income and Expenses $30,326.11 $0.00 $250,351.70 $0.00
Page 2 of 8
Account Number: N46423812 paperless OARedtacoRoM
OftAki ROLL D G A o M STITA E LrxA v e e Ms ry tAu V Rrt . r . Ra . Ae S rT i E dx O • C Z O 0 M 07 M UNICATIONS
SDNY_GM_00046954
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:9 THERNcsoln DB-SDNY-0009778
EFTA_00 157563
EFTA01289926

Deutsche Asset
& Wealth Management
Deuiv•V Ram Prpnlf Wean Manip--frent
Mweets Cowan Gtap
Dtotem Stiv,lei AC
brk 00c•
P.O Oat 1778, Bahimore, MD 21203 Ma Part Antrok AM I kci.
Statement Period: 0810112015 - 08/31/2015
Portfolio Holdings
U.S. DOLLARS
Accoent Activity Opening Closing Accrued Inane 30.Day Current
Opening Date Quantity Number Estliag Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits
Money Market
DEUTSCHE GOVT CASH INSTL
08101115 1,337,114.810 0000001/89 08131115 1106,788.70 1,337,111.81 0.00 303.32 0.01% 0.04%
Total Money Market $1,308,788.70 $1,337,114.81 $0.00 $303.32
Total Cash, Money Funds, and Bank Deposits 61108,788.70 $1,337,114.81 80.00 6303.32
Adjusted Unrealized Muued Estimated Estimated
Date Acquired Quantity Ur it Cog Cod Basis Market Price Market Value Gain/ Loss littered Annual Income Yield
Fixed Income (In Maturity Date Sequence)
Corporate Bonds
PETRO LEOS DE VEN EZUBA Security Identifier P7807HAF2
NOTES SENIOR ISMS XS0180546625
5.000% 10128/15 REG DID 10128/09 SA P Rating B.
12101/13 '.3,12 2,000,000.000 99 0650 1,981,291 15 98.4000 1,968,000 00 -13,291.15 34,166.67 100 000.00 5.08%
Original Cost Basis: $I,800,000.00
Total Corporate Bonds $1,981,291.15 11,958,000.00 -113,291.15 $34,166.67 1100,000.00
2 000 000.000
Total Fixed Income 11,981,291.15 $1,968,000.00 -$13,291.15 $34,166.67 1100,000.00
2,000,000.000
Unrealized Estimated Estimated
Date Acquired Quantity Veit Cod Cost Basis Market Price Market Value Gain/ Loss Annual Income Yield
Equities
Preferred Stocks (Listed by expiration date)
ALLY FINL INC FIX TO FIT Security Identifier: ALLY PRB
DIV-8.50% FREQ-QTRLY CALLABLE @ 25.00 CLSIP 02005h308
ON A QTRLY BASIS AFTER 0511512016
Dividend Oplion: Cash
06111113'.I3 67,000.000 25.0780 1,429,417 50 26.0000 1,482,000 00 52,582 50 121,125.00 8.11%
Total Preferred Stocks 11,429,417.50 11,482,000.00 $52,582.50 1121,125.00
Total Equities $1,429,417.50 11,482,000.00 $52,582.50 1121,125.00
Page 3 of 8
Account Number: N40423 12 Ruled tace0ordl
A00,00,2CSF,, : DOAB 90lt 67,7attnripaGro pgapreirleAss L E D v A e L n B t A Y R e R ar A L T e E a D C 2 O 0 M 07 M UNICATIONS
exciturmer
SDNY_GM_00046955
P.
CONFIDENTIAL — PURSUANT TO FED. R OB-SDNY-0009779
EFIA_00157564
EFTA01289927

Portfolio Holdings
(continued)
U.S. DOLLARS (continued)
Unrealized Accrued Estimated
Cost Basis Market Value Gain! Loss Interest Annual Income
I Total U.S. DOLLARS $4,747,823.46 $4,787,114.81 $39,291.35 $34,166.67 3221,420.32
BRITISH POUND
Opening Closing Accrued 30.Day
Desolation Orrantig Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 175,680.00 175,600.00 GBP
270.160 70 LSO
Total Cash, Money Funds, and Bank Deposits 175,680.00 175,680.00 GBP 0.00
270.160 70 USD 0.00
Awued Estimated Estimated
Description Quantity Market Price Markel Value Currency Intend Annual Income Yield
Fixed Income (In Maturity Dare Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 2,000,000.000 99.6300 1,992,600.00 GBP 27,049.10 137,500.00 6.90%
CONY GBP ISINSKS1043181269 3.064.220 28 USD 41396.23 211.447.50
6.875% 09/20/88 REG DTO 03/11/14
S8 P Rating BB+
Security Identifier: G63980UK3
Rice Estimated as of: 08/28115
Total Corporate Bonds : 2,000,000.000 1,992,600.00 GBP 27,049.18 137,500.00
3,064 220 28 USD 41,596 23 211,447 50
Total Fixed Income: 2,000,000.000 1,992,600.00 GBP 27,049.16 131,600.00
3.064.220.28 LSD 41.596 23 211.447 50
Awued Estimated
Market Value Currency Interest Annual Income
Total BRITISH POUND 2,168,280.00 GP 27,049.18 137,500.00
3,334 380.98 1.53 41.596 23 211 447 50
Unrealized Awued atimated
Cost Basis Markel Value Gain! Loss Interest Annual Income
Total Portfolio Holdings - U.S. 84,747,823.46 $6,121,495.79 839,291.35 $76,762.90 8432,875.82
DOLLARS
Footnotes
' Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended rIRC") (incorporating
amendments enacted by P.1.110-343, the Emergency Economic Stabitation Act of 2008) and are, therefore, considered enoncovered," under the new cost basis reporting rules, and marked or denoted as such.
a Page< of 8
s
Vent, MOLL A SO cc U o T u H n E t R N N u mber. N4G-023 12 D6° PaPerles A , ' R , D a xA a y t Lc e d i B Y J t l a e L c A a R e r l E l S e A i n n i c l T ec 2o E '0m0 D 7m umcsa retZt:72- -
SDNY_SM_00046956
C SrOennr el 'af ar!
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009780
EFTA_00 157565
EFTA01289928

Deutsche Asset
& Wealth Management
Gram.< Rota Pnwale wean swagenen
manes Coon., 6,o‘P
Des004 8.10i Se0,34.1,w.
bet Coco
PO &a 1778. Ballimore, MO21203 Na Pan An~. Ita I ter
Statement Period: 0810112015 • 0813112015
Portfolio Holdings (continued)
M other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired en a after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Holdings Summary by Currency
Currency Cash Fixed Income Equities Total by Currency
6 S o6LLAR.s 1,337.114 1,968.000 1.482.000 4.787.114 USD
BRITISH POUND 175.680 1.992.600 0 2.168,280 GOP
Total USD Equivalent 1,607,275 5,032,220 1,482,000 8,121,495 USD
% of Allocation 19./9% 81.98% 18.25% 100.00%
Messages
I
Although a money market mutual fund seeks to preserve the value of your investment at 51 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
O Pap5of8
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SDNY_GM_00046957
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009781
EFTA_00157566
EFTA01289929

Activity Sum m ary (All amounts shown are on base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Dividends and Interest $30,328.11 $0.00 $30,328.11 $250,351.70 $0.00 $250,351.70
Fees $0.00 $0.00 $0.00 WOO -$38.00 -$36.00
Money Market Funds $0.00 $0.00 $0.00 $24.00 -$80,408.52 -$80,384.52
Totals $30,328.11 $0.00 $30,328.11 $250,375.70 480,444.52 $189,931.18
Transactions by Type of Activity
Process/
Settlement
Date Activity Type Description Quantity Price Accrued Interest Amount Currency
Dividends and interest
08/17/15 CASH DIVIDEND RECEIVED 57000 SI-RS ALLY FINL INC FIX TO FLT DIV-8 50% 30.281 25 LSD
ALLY PRB FRED-OTRLY CALLABLE 0 2510 ON A QTRLY BASIS AFTER
0511512016 RD 08101 PO 08117115
08131115 MONEY MARKET FUND DEUTSCFEGOVT CAS& 44.86 USD
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 30,328.11
Total Value of Transactions 0.00 30,326.11 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE. 26D, FLOOR
NEW YORK AY 10154-0003
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Man: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat as interest as original issue discount IOID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accivai market discount method for all other bond types. Ratable Method
include market discount in income annually. No
Page 6 of 8
MIA° ROI I A SO cc U o T u H n E t R N N u mber. N4G-023 12 D G E O S pa T pe T rle I s A s t- e l A '# tm . D Lti A a L v BA r4 R R tr A a TE a D - C 2 O 0 M 07 M UNCATSONS •
rxemmer
SDNY_GM_00046958
COT
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009782
EFTA_00157567
EFTA01289930

Deutsche Asset
& Wealth Management
Oeviv *nal n Manair-wan
Mtnets Cint4t6.0.1.
De.tic Nom SIC,
Yin d Oat*
PO 8c..• 1778.B*Ibmoro MD 21203 Marini Anna, 101.01oct
Nero RA PO KIVA
Statement Period: 0810112015 - 08/31/2015
Your Account Information (continued)
I
Electronic Delivery
You have not seleded any account corn m unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'NW and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business condtions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wmv.pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown CO your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Pools. Reproducing and drstnbuting any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Poor's. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or
Pagel of 8
Account Number NG-023812 I D /A r__..A.)_..- Rated tsallerill
I I Ftn.!. ., >I : SOUTHERN OSOIlq rC Go paperless Lyon, Vast Sera 2007 i o aw r r s a / t atrO tiA rt l a trseoa,...li.a i . n " t 0 •Z .. e p a c lr =
Kgi ALL‘tgrr° C°44141" CA TM e4S
SDNY_GM_00046959
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009783
EFTA_00157568
EFTA01289931

Important Information and Disclosures (continued)
Ratings (conzrue:j
omissions. regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities: and do net address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as cleating broker pursuant to a cleating agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (1) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appbcable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at AI other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this stat
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC1). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vnverpershing.cornfaboutIstrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confined in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by pry. except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is lied, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (19)01e client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399;
Page 8 of 8
Account Number. N4G-023812 Go paperless R (v a e te ry d V e . a A. — Lea . 2007
DriTnA
DrxAeLsOuArRtr RaeArT ED COMMUNICATIONS
SDNY_GM_00046960
CONFIDENTIAL — PURSUANT TO FED. R CRIM 67,L,THERkc soNn OB-SDNY-0009784
EFTA_00 57569
EFTA01289932

Deutsche Asset
& Wealth Management
Dralwv RIM PrmrIPMAPSOI Manip-nad
Mweets Cowan Gomp
0toutm lam Sewri
Pinerrw\ O.N*
P.O. Boa 1778, BaSimon", M021203 Ma PartPartAnew. lth I to
Account Number: N46-023812
Statement Period: 07101/2015 -0713112015
Valuation at a Glance
This Period Year-to-Date
SOUTHERN TRUST COMPANY INC Beginning Account Value 18.161.181.10 27,449,267.22
6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 8,161,181.10 7,449,267.22
ST THOMAS VI 00802 Dividends. Interest and Other Income 44.40 220,025.59
het Other Activity -12.00 .36130
et Chan ,e in Portfolio 44,417 28 536,373 97
ndirg Account Value S8 2C5 630 78 S8 2C5 63C 78
Accrued Interest 349166 64
Your Client Advisor: EStim sled Annual Income 5435,924 71
DANIEL SABBA
Asset Allocation
Prior Year-End Last Period This Period %Allocation
LSD Cash. Money Funds. and Bank Deposits 1,196,003.74 1,306,756.30 1.306.788 70 15.93% Please review your allocahon
hon-L SD Cash, Money Funds, and Bank Deposits 166.688.28 276.256.80 274113 50 3.34% r perodcaity well you' Client Adviser.
h on.l. SD Axed Income 4.554,415.20 5.070.518.00 5.141.018 58 62.65%
USD Equities 1,532,16000 1.507.650 00 1483,71000 18.08% [
Account Total (Pte Chart) $7,449,267.22 98,161,181.10 11,205,630.70 100.00%
See the Asset All ocation Disclosure and Footnotes seeton lot important intormaton retorting yow Asset MODIS00.
Page 1 of 9
631::W•73:3 :,:la Go paperless R L.. a .. t m e y d Y ts « co . ll L e a n c ti e 2007 awtatrinr—:14na.niwdw=—i nt=
DALBAR RATO:PCOMMUNICATOIS
CONFIDarnAL rxesurnser
SDNY_GM_00046961
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009785
EFTA_00 157570
EFTA01289933

Asset Allocation Disclosure and Footnotes
Al values are displayed m U.S. dollars based on interbank exchange rates as of 07/31r2015 Exchange rates can vary.
Summary of Gains and Losses
Realized
This Period Year•to-Date Unrealized
Lang-Term Gam/Loss 0.00 000 89 560 08
Net GalnlLoss 0.00 0.00 89,560.08
This summary exckides transactions where cost basis information is rot available.
Exchange Rate Table Global Cash
Currency Closing Mount in
Currency USO Equivalent per USD Currency Balance Base Currency USD
BRITISH POL AD 1 5603 0.6409 BRITISh POUND 175.680.00 274.113.50
Total Global Cash Balance $274,113.60
Exchange rates are based on interbank exchange rates as of 07/31/2015. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Dwalptioa Amount Balsam
Sweep Money Market Fund
DEUTSCHE GOVT CASH INSTL
Account Number: 0000001489 Current Yield: 0.04% Activity Ending: 07/31/15
07/01/15 Opening Balance 1.306.756.30 1.306.756.30
07/02/15 Withdrawal MONET FUND REDEMPTION .12.00 1,300744.30
07131115 Deposit INCOME REIN VEST 44.40 1,306,788.70
0713111S Closing Balance $1.306.710.70
Total All Money Market Funds $1,306,788.70
Income and Expense Summary
Curreni Period Year•loGate
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equities 000 0.00 60,562.50 0.00
Money Market 44.40 0.00 258.46 0.00
Interest Income
Bond Interest 0.00 0.00 159,204.83 0.00
Total Dividends, Interest, Income and Expenses 644.40 HAM $220,025.59 60.00
Page 2 of 9
ST
Account Number. N4G-023 12 Kn. [manor.
',KANO .011. SOLTHERA Y ID G AM o pa T perl I es A s L Dr (v xA e eL r n B y u A v rR « r aR . eA S rT i m ED s C 2 O 0 M 07 M UNICATIONS
SDNCGM_00046962
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009786
EFTA_DO I5757 I
EFTA01289934

Deutsche Asset
& Wealth Management
Dryly • R•ni won PAnair,tat
14.14,a tovttneG•ap
De.tsc Bin 141,"4.1 M.
VIn brit Cffice
PO, fiat 1770, Balamore, MD 21203 li)Park Annie. Mk Icce
Statement Period: 07/01/2015 - 07/31/2015
Portfolio Holdings
U.S. DOLLARS
Accovat Activity Opening Closing Acaued ilICOOlt 30.flay Current
0pening Date Quantity Number Sidles Mare Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits
Money M arket
DEUTSCHE GOVT CASH INSTL
07/01115 1,306,788.700 0000001489 07131115 1,306,756.30 1,306,788.70 2.86 258.46 0.04% 0.04%
Total Money Market $1,308,766.30 11,306,718.10 $2.86 1268.48
Total Cash, Money Funds, and Bank Deposits $1,308,766.30 11,306,768.70 $2.86 $268.48
Adjusted Unrealized Accrued Estimated Estimated
Date Acquired Quantity U - it Cost Cost Basis Market Price Market Value Gain! Loss latent Annual Income Yield
Fixed Income (In Mobility Date Sequence)
Corporate Bonds
PETROLEOS DE VENEZUELA Security Identifier: P7807HAF2
NOTES SENIOR ISMS X.91480546525
5.000% 10128/15 REG DTD 10/28/09 SA P Rating B4
12104113 '.3.12 2,000,000.000 98 5870 1,971,732 42 100 3500 2.007,000 00 35,287.58 25,833.33 100000.00 0.98%
Original Cos: Bass S1 800.000 OG
Total Corporate Bonds 91,971,732.42 12,007,000.00 $36,267.58 225,833.33 $100,000.00
2 000 000 000
Total Fixed Income $1,971,732.42 $2,007,000.00 $36,267.58 925,033.33 1100,000.00
2,000,000.000
Unrealized Estimated Estimated
Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gainl loss Annual Income Yield
Equities
Preferred Stocks (Listed by expiration date)
ALLY RR INC FIX TO FIT Security Identifier: ALLY PRB
DIV-8.50% FRED-QTRLY CALLABLE M 25.00 CLS1P 020057408
ON A OTRLY BASIS AFTER 0511512016
Dividend Option: Cash
06111113'.x3 51.000.000 25.0780 1,429,117.50 26.0300 1,483,710.00 54,292 50 121,125.00 8.16%
Total Preferred Stocks 11,429,417.50 $1,483,710.00 354,292.50 6121,126.00
Total Equities $1,429,417.50 $1,483,710.00 354,292.50 2121,125.00
Page 3 of 9
ir „too
Account Number: N46423812 Go pciperless Rated t•COlkini
801236/9CSF, ' : InAH ROLI SOUTHERN br A ay U M V. . A R . A L T e E a D C 2 O 0 S 0 V 7 A UPOCATIONS
CseiNnD riTnA rxentrwer
SDNY_GM_00046963
CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) OB-SDNY-0009787
EFTA_00157572
EFTA01289935

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Unrealized Amued Estimated
Cod Basis Market Value Gain! Loss Interest Annual Income
I Total U.S. DOLLARS $4,707,938.62 $4,797,498.70 $89,560.08 $25,833.33 $221,383.46
BRITISH POUND
Opening Dosing Acaued 30.Day
Description Quantity Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 175,680.00 175,680.00 GBP
274.113 50 LSO
Total Cash, Money Funds, and Bank Deposits 175,680.00 175,680.00 GBP 0.00
274.113 50 LSO 000
Argued Estimated Estimated
Description Quantity Market Price Market Value Currency Interest Annual Income Yield
Fixed Income (In Maturity Date Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 2,000,000.000 100.4300 2,008,600.00 GBP 15,403.01 137,500.00 6.84%
CONY GBP ISINIXS1043181269 3.134.018 56 1.50 24.033.31 214 541 25
6.875% 09/20/88 REG DM 03111114
58 P Rating BB•
Security Identifier G63980UK3
Total Corporate Bonds : 2,000,000.000 2,008,600.00 GBP 15,403.01 137,500.00
3,134 018 58 LSD 24,033 31 214,541 25
Total Fixed Income: 2,000,000.000 2,006,600.00 GBP 1$,403.01 137,500.00
3,134,018.58 LSO 24,033 31 214.54125
Acaued Estimated
Market Value Currency Interest Annual Income
Total BRITISH POUND 2,184,280.00 GBP 15,403.01 137,500.00
3 408 132 08 LS) 24.033 31 214.541 25
Unrealized Accrued Estimated
Cod Bads Market Value Gain! Loss Interest Annual Income
Total Portfolio Holdings - U.S. $4,707,938.62 18,205,630.78 $89,560.08 949,866.64 $435,924.71
DOLLARS
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended rIRC") (incorporating
amendments enacted by P.L.110-343, the Emergency Economic Stabikzation Act of 2008) and are, therefore, considered *noncovered," under the new cost basis reporting rules, and marked or denoted as such.
All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-retkement,
Page< of 9
L2870 ROLL A S c O c L o T u H n E t N RA u mber. N4G-023 12 Go paperless P L D T v A l A a e C L te r T O y d IT A V f T R a s T c o R E o r C A l 5 l E T o 1 E n 00 i D 7 C 2 O 0 M 07 M UNICATORS ri.r.i t "." 31"
SDNY GM 00046964
C SrOelliarl DESMA
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009788
EFTA_00 157573
EFTA01289936

Deutsche Asset
& Wealth Management
0euici,e Ram Pon. Wealth Manap-nent
hent% CORrarGtot,p
De.nem lam sewnersc.
Mee bet ONO
PO. Lica 1778. Sallimore. MO 21203 Na Part Mow. AM' kw
Statement Period: 0710112115 • 07/3112015
Portfolio Holdings (continued)
US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2D14.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed. there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations wig not be performed under certain circumstances, including those invoMng foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
17 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ 110f11 the new cost basis reported in this section.
11 The cost basis of this security has been provided to us by the delivering flan or transferring agent and Pershing makes no representation as to the accuracy of this information.
Holdings Summary by Currency
Currency Cash Fixed Inoue Equities Total by Dummy
L S DOLLARS 1,306,788 2,007.000 1,48 710 4.797,40* USD
BRITISH POUND 175,680 2,008,600 0 2,184,280 GBP
Total USO Equivalent 1,680,902 6,141,018 1,483,710 8,205,830 USD
% of Allocation 19.27% 82.85% 18.08% 100.00%
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Page 5 of 9
Account Number: 144G-023812 Go paperless Rated tocellengi ==7:•:" .:"274a..=4.r
(very Va.. Woes 2007
DEVIA r D x A o L u BA r R M R e A e T ED COMMUNICATIONS
SDNY_GM_0004696.5
CONFIDENTIAL — PURSUANT TO FED. R 67eL)THERhc sc orin OB-SDNY-0009789
EFrA_00157574
EFTA01289937

Activity Summary (All amounts shown are in base currency)
Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date
Dividends and Interest $11.10 $0.00 $41.40 $220,025.59 $0.00 $220,025.59
Fees $0.00 -$12.00 -$12.00 $0.00 -$36.00 -$36.00
Money Market Funds $0.00 $0.00 $0.00 $24.00 -$80,108.52 -$80,381.52
Totals $14.10 -$12.00 $32.40 $220,019.59 -$B0,110.52 $139,805.07
Transactions by Type of Activity
Process!
Settlement
Date Activity Type Description Quantity Price Accame Interest Amount Currency
Dividends and Interest
07131/15 MONEY MARKET Flihe DEUTSCHE GOVT CAB. 44 40 LSD
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 44.40
Fees
07/01/15 FOREIGN CUSTODY FEE Fgn Safekeeping IN 2015 CUSP: G63980-UK-3 400 LSD
G63980UK3
07101115 FOREIGN CUSTODY FEE Fgn Safekeeping Ar N 2015 CUSP: P7807H-AF-2 -600 LSD
P7807HAF2
Total Fees - UNITED STATES DOLLAR 0.00 -12.00
Total Value of Transactions 0.00 32.40 USD
The 'mice and Quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK ABLE. 26Th FLOOR
NEW YORK KY 10154
Fage6 of 9
Account Numcber:s N/Go-0238l12n Go paperless Rioted twallenti
USAll ROLL DALTITIA I r0 v xA o eL r Os y A a V Rr s N R C A L T I a E c D e 0 2 0 0 0 0 .0 7 . 100CATIONS
SCINCGM_00046966
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:906THERN DB-SDNY-0009790
EFTA_00 157575
EFTA01289938

Deutsche Asset
& Wealth Management
Oevicev Ram Pon. west n mywrian
minim Codrom 68m,
ocaum opt smokes
Mew *4 Cato
P.O. Om 1778, Bahimore, MD 21203 HS out *son 26th Hew
Statement Period: 0710112015 • 07/3112015
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (OR): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Acaual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account comet unications for electronic delivery. To register and turn off paper comer unications, log in to your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A' and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future result
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and More economic, political and business conditions. they should not be reied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
pershing.comlbusiness_conUnuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confrmatims previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account.
Page 7 oil
Account Number: NG-023812 e t si, Rated tacolkini
IMAI, ROLL Go paperless ( C v A e L r M y A Y R e R ar A S T i E n D e, C 2 O '0 M 07 M UNICATIONS
rxenurraer
SDNY_GM_00046967
CONFIDENTIAL - PURSUANT TO FED. R CRIK 67 8mCONnID AENTIA OB-SDNY-0009791
EFrA_00 I 57576
EFTA01289939

Important Information and Disclosures (continued)
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to from U.S. dollars for dividends and similar corporate action
or
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) wit be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Poor's. Standard 8 Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pool's is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities: and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and till any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hoed Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its am operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appicable the rendering of investment advice, if any, to you and it eneral for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statemen .
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC.). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vriwinershing.comfaboutistrength-and-stability.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confined in writing to further protect your rights. including your tights under the Securities Investor
Protection Act.
• Your financial organization's con • ' an be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399 Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do net have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators coil typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement.
Page 8 of9
Account Number:NG-n023 1r2 ci pr isy nAL Rated excellent,
VitA.0 ROLL S0L THERA OSTO Go paperless r L 0x v Ae e Ls r B y iuA V rR a n R s a t Ae W Tr E o D re C 2 O 0 M 07 M UNCATIONS
SDNY_GM_00046968
CONFIDENTIAL - PURSUANT TO FED. R CRIAri P. 6(e) OB-SDNY-0009792
EFTA_00157577
EFTA01289940

Deutsche Asset
& Wealth Management
Isre an' Prma. Weida •Apmgenmt
Perms Doeme Gnat,
De.mm tat Smelts 6.K
Mn Mt*
P.O. Ocw 1778, fla!ammo. MD 21203 II, Pan Myst 26th I to
Statement Period: 07/0112015 • 0713112015
Important Information and Disclosures (continued)
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shat not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399;
Page 9 of 9
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SDNY_GM_00046969
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009793
EFTA_00 II 57578
EFTA01289941

Deutsche Asset
& Wealth Management
Drailsov Ram P. w,r n Manirnalt
Patents Caen(' 4,0.4)
Des.sthi LW Selvneisc
PO Boo 1778. Belimore. MO21203 Nye bet Mar
Na Pot Anis.. Ita /act
0111.1110
Account Number: N4G-023812
Statement Period: 06101/201S - 06/30/2015
Valuation at a Glance
This Period Year-to-Date
SOUTHERN TRUST COMPANY INC Beginning Account Value $8,016,841.16 $7,119,267.22
6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 8,015,841.16 7,119,267.22
ST THOMAS VI 00802 On:Wends. Interest and Other Income 109,247.59 219.981.19
Net Other Adivity 0.00 .24.00
et Chan in Portfolio 36.092 35 491,956,69
ncling Account Value 8.1 1 8 1 1 0 58,161 131 IC
Accrued Interest $23.129 84
Your Client Advisor: Estimated Annual Income 5437 557 81
DANIEL SABBA
Asset Allocation
Prior Year-fad lad Period Ibis Period % Allocation
LSO Cash. money Funds. and Bank Deposis 1,196,003.74 1,306,713.34 1,306,756 30 16.01% Please review your allocation
Non-LSD Cash, Money Funds, and Bank Deposits 188,688.28 183,127.84 218,258.80 3.39% pacer-ally wth your Client Advisor.
hon•LSD Axed Income 4.554,415 20 5,044,049.98 5,070,518 00 62.13%
LSD Equities 1,532,160 00 1,501,950.00 1,507,650 00 1817%
Account Total Mile Chart) 87,419,267.22 86.016.011.16 86,161,161.10 100.00%
See the Asset Allocation Disclosure and Footnotes seeton for important intorrnaton regatding your Asset Allocation.
Page 1011
Rabid Excellent,
B0097138CM0023 Ever/ Year SSW, 2007
CON Fl D(rget‘rliiAs L
DmAoLo BtAoRrm ReArT ED COMMUNC ATIONS
SDNY_GM_00046970
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-OOO9794
EFTA_00 157579
EFTA01289942

Asset Allocation Disclosure and Footnotes
An values are displayed in U.S. dollars based on interbank exchange rates as of C6/30/2015. Exchange rates can vary.
Summary of Gains and Losses
Realized
This Period Year4o-Date UintaNted
Long.Term Gain/toss 000 0 00 77.97215
Net Gain/Loss 0.00 0.00 77,972.05
This summary excludes transactions where cost basis information is rot available.
For Your Information
On June 5, 2014, the European Central Bank (the •ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECG and other credit institutions.
Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account
statement as Tree Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
Currency Closing Mount in
Currency USD Equivalent per USD Currency Balance Base Currency USD
GRIDS- POIAD 1 5725 0.6359 BRITISH POUND 175.680 00 276.25610
Total Global Cash Balance 4276,256.80
Exchange rates are based on nterbank exchange rates as of 06/30/2015. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Descriptioe Amount Mace
Sweep Money Market Fund
DW S GOVERNMENT CASH INSTL
Account Number: 0000001489 Current 'field 0.04% Activity Ending: 06130115
05130/15 Opening Balance 1,306,713.34 1.306.713.34
06130116 Deposit INCOMEREINVEST 42.96 1.306.166.30
08130/15 Closing Balance $1,306,156.30
Total All Money Market Funds $1,306,766.30
Page 2 of I I
Account NumOber: Nbe46nn423 1r2 i DAENTIA Itstal [malign@
t:097138CSF30 °BALI ROLL 500 T HERA Go paper-less D E rx v A e eL r nB y Au Y Rr e n a R r eA L rT S E O D . C 2 O '0 M 07 M UN CATIONS
SDNY_GM_00046971
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 13(e) DB-SDNY-0009795
EFTA_00 I 57580
EFTA01289943

Deutsche Asset
& Wealth Management
OeRlsoe Rana PnRair Wei& PARygenan
Weals Codrage6,./.•
Mow* MY smonet
von Oilt•
PO OcY. 1776. Bellmore. MO 2t 203 HI Part Rams. 1(4k I be,
Rem Rut 1,tt ICOR
Statement Period: 01/0112115 - 1613012115
Income and Expense Summary
Current Period Year-to-Date
Taxable Noe Taxable Taxable Non Taxable
Dividend Income
Equities 0.00 0.00 60562 50 0.00
Money Market 42.96 0.00 214.06 0.00
Interest Income
Bond Interest 109.204.63 0.00 159.204 63 0.00
Total Dividends, Interest, Income and Expenses $101,247.50 10.00 1219,981.19 10.00
Portfolio Holdings
U.S. DOLLARS
Amaral Activity Opening Closing Awned Income 30.Day Current
Opening Date Quantity Number Eng Balance Balance Income The Year Yield Yield
Cash, Money Funds, and Bank Deposits
Money Market
DWS GOVERNMENT CASH INSTL
05130115 1,306,756.300 0000001489 06130115 1,306,713.34 1.306.756 30 0.00 214.06 0.04% 0.04%
Total M only M arket $1,308,713.34 11,306,756.30 $0.00 $214.08
Total Cash, Money Funds, and Bank Deposits $1,306,713.34 $1,306,756.30 $0.00 1214.06
Adjusted Unrealized kaued Estimated Estimated
Date Acquired Quantity Unit Cost Cod Basis Market Price Market Value Gain/ Loss Interest Annual Income Yield
Fixed Income (In MaturityDigo Sequence)
Corporate Bonds
PETROLEOS DE VENEZUELA Security Identifier: PTSOTHAF2
NOTES SENIOR ISMS X$0460546525
5.000% 10126115 REG DTD 10128/09 S 8 P Rating E4
12104/13'.3,12 2,000,000.000 98.1130 1,962,259 65 98.1000 1,962,000.00 -259.65 17,222.22 100,000.00 5.09%
Original Cost Basis: 61.800.000.00
Total Corporate Bonds 11,952,259.65 11,952,000.00 -MSS $17,222.22 $100,000.00
2,000,000.000
Total Fixed Income 11,962,259.65 11,982,000.00 -1259.85 317,222.22 $160,000.00
2,000,000.000
Page 34011
Account Nucmber.o N4G-N023812n Go paperless i t ; Raked tacollonil 70.-..7====r -Iir.
08..0 ROI I DriTrIA r E Cx v Nc a Li , Btu A Y rB e m R ar eA S rT in IM ce C 2 O '0 M 0 M 7 UNICATIONS
SDNCGM_OO046972
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. THERk $ DB-SDNY-0009796
EFTA_00 [5758 I
EFTA01289944

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Unrealized Estimated Estimated
Date Acquired Quality Unit Cosi Cod Basis Market Price Markel Value Gold Loss Annual Income Yield
Equities
Preferred Stods (Listed by expiration dale)
ALLY FINL INC FIX TO FLT Security Identifier: ALLY PRO
DIV•8.50%FREQ•QTRLYCALLABLER 25.00 CUSP 0200514308
ON AOTRLY BASIS AFTER 05115/2016
Dividend Option: Cash
06111113 '.11 57,000.000 250780 1,429,417.50 26.4500 1.507.850.00 78.232.50 121,125.00 6.03%
Total Preferred Stocks $1,421,417.50 $1,507,850.00 $78,232.60 $121,125.00
Total Equities $1,420,417.50 51,507,850.00 $78,232.50 $121,125.00
Unrealized Awned Estimated
Cod Basis Markel Value Gain/ loss Interest Annual Income
Total U.S. DOLLARS $4098,433.45 $4,776,406.30 $77,972.85 $17,222.22 $221,339.06
BRITISH POUND
Opening Closing Accrued 30.0ay
Description Quantity Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 106,910.00 175,680.00 GBP
276,256.80 650
Total Cash, Money Funds, and Bank Deposits 106,920.00 176,680.00 GBP 0.00
270258.80 USD 0.00
Awued Estimated Estimated
Description Quantity Market Price Market Value Currency Interest Annual Income Yield
Fixed Income (In Maturity Date Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 2,000,000.000 98.8400 1,976,800.00 GBP 3,756.83 137,500.00 6.95%
CONY GBP ISM/ X61043181269 3.108.518 00 USD 5.907 62 216,216.75
6.875% 09120168 REG DTD 03111114
SS P Rating BB.
Security Identifier G63980UK3
Total Corporate Bonds : 2,000,000.000 1,978000.00 GBP 3,758.83 137,600.00
3,108,518.00 USO 5,907.82 216,218.75
Total Fixed Income: 2,000,000.000 1,976,600.00 GBP 3,756.83 137,600.00
3,108,518.00 USD 5,907.62 216,218.75
Page 4 of 11
Account Number N46423 12 Rated tscolle
VOALI ROI I D GO t N pap T erle I s A s L r ( D v xA e eL r n y B Au V Rr . r . Ri . e A S rT i E v D a C 2 O 9 M 07 M UNCATIONS
SDNY_GM_00046973
6; THERhO sonr ci
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0009797
EFTA_00I 57582
EFTA01289945

Deutsche Asset
& Wealth Management
Isre Rim Pnwair Wolin Papmeenes
rents <went G 8
Deoscm sank salons %..c
vonOIRcio
P.O. Om 1778, Bahimore. MD 21203 HI Pan Ratak Ita I ter
DIrr Y 0
Statement Period: 0610112015 • 06/30/2015
Portfolio Holdings
(continued)
BRITISH POUND (continued)
Accrued Estimated
Market Value Currency Interest Annual Income
Total BRITISH POUND 2,152,480.00 GBP 3,756.83 137,500.00
3 384.774 80 1.,SEI 5 907 62 216 218 75
Unrealized Accrued Estimated
Cost Bads Market Value Gain/ Loss Interest Annual Income
Total Portfolio Holdings - U.S. 84,898,433.45 88,161,181.10 $77,972.85 $23,129.84 $437,557.81
DOLLARS
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended CIRC') (incorporating
amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noccovered,' under the new cost basis reporting rules, and marked or denoted as such.
Al other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations well not be performed under certain circumstances. inckiding those involving foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
Pershing has received updated cost basis intonation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
12
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Page$oftt
Account Number N4G423812 !laud excellent,
Ulltakl ROLL Go paperless D L. A /e L n B ! A V R . . R r.i s A eS T ri E nc D e C 2 O '0 M 07 M UNCATIONS S • e •• t • r • ia •V tr A ila C r •••• e • . • v" • : 42~-4 ger to
SDNY_GM_00046074
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6: Thure3NrID ALTITIA DB-SDNY-0009798
EFrA_00 157583
EFTA01289946

Holdings Summary by Currency
Currency Casa Fixed Income Equities Total by Currency
L S DOLLARS I 306 756 1 962 000 1 507 650 4 776 406 USD
BRITISH PO LND 175,680 1 976 800 0 1 152 480 GBP
Total USD Equivalent 1,583,013 5.070,618 1,507.650 8,161,181 USD
% of Allocation 19.40% 62.13% 18.17% 100.00%
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Please be advised that Reich & Tang Asset Management, tic will be iquidating its funds (the TR&T Funds') by the end of July 2015 and as such the WIT Funds wiU no longer be available as money market
funds in the DBSI cash sweep program (the 'Sweep Program').
What this means for you:
If you are currently invested in an R&T Fund, please refer to our earlier letter for more information about your available cash sweep options, or contact your dent advisor.
If you are not currently invested in the R&T Funds, this change will not affect the existing sweep for your uninvested cash balances and no action is required on your part.
For information on al cash sweep options available in the Sweep Program, please visit our website at http://wealth.deutscheawm.corniamericasten/CashSweepOptions.html and click on 'Cash Sweep
Options-Pates'.
Activity Summary (Ni
amounts shown are in base currency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest $109,247.59 $219,981.19 Dividends and Interest $0.00 $0.00
Fees $0.00 $0.00 Fees $0.00 -$24.00
Money Market Funds $0.00 $24.00 Money Market Funds $0.00 .180,408.52
Total Credits 0109,247.59 $220,005.19 Total Debits $0.00 -$80,432.52
hp 6 Om
Account Number N4G-023 12 Go paperless Rated twallonil
ORB ROIL SOUTHERN CS QMPAOY I Dr L x v Ae e L r s O y u A V rRn o R w aeA ' S rT i E v D a C 2 O 0 M 07 M UNICATIONS
SDNCGM_00046975
OT D AENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009799
EFTA_00 157584
EFTA01289947

Deutsche Asset
& Wealth Management
(Misr< Rana Pnvie *man mragenen
Mats Coeval, Gnat)
Dettsor4 lank Smonei Lac.
Ion 011c•
Boa 1770, Ba!ammo, MD 21203 In Pant Anis.. Halter
POnr en in•
Statement Period: 06/0112015 • 06/3012015
Transactions by Type of Activity
Proses& Trader
Settlement Transaction
Date Date Activity Type Descriptioa Quality Price Accrued Interest Amount Comity
Dividends and Interest
06130115 06120115 FOREIGN 80ND INTEREST 2000000.00 SHARES NATIONWIDE BUILDING SOCIETY EURO 68.760 00 GBP
G63980UK3 ISSUE CONY GBP '914X-91043181269 6.875% 09120/88 109,204 63 USO
REG DTD 03/11/14 CL8 FOREIGN BOND INTEREST RD
061915 FO 062015 AS OF 06719715
06130I15 MONEY MARKET FUND DWSGOVT CASH INSTL 42.96 USD
INCOME RECEIVED
233993682
Total Dividends and Interest
BRITISH POUND 0 00 68,760 00 GBP
TOTAL USO EQUIVALENT 0 00 109.204 63 LSO
UNITED STATES DOLLAR 0 00 42.96 LSO
Total Accrued Interest Total Amount
Transactions Summary Total Accrued Interest Total Amount Currency USO Equivalent USD Equivalent
BRITISh POUND 0.00 68,160.00 GBP 0.00 109,204.63
UNITED STATES DOLLAR 0.00 42.96 USD 0.00 42.96
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE, 26TH FLOOR
NEW YORK NY 10154
P4947 of 11
Account Number: NG-023812 DIAL Rated twallerigi
ORA.° .on Go paperless rD (v xA e cL r iB y tu A v rR « t aR . eA S rT i E nc D e C 2 O 00 M 7 MU NICATIONS
SDNY_GM_00046976
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6: 6THERN CSONn DB-SDNY-0009800
EFTA_00 157585
EFTA01289948

Your Account Information
Tax Lot Default Disposition IMII ethod
Default Method for Mutual Funds. FIRST IN FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Flan: FIRST IN FIRST OUT
Default Method for all Other Securities FIRST IN FIRST OUT
Bond Amortization Elections:
Treat al interest as original issue discount IOID): No
Amortize premium on taxable bonds based on Constant Yield Method. Yes
Accrual market discount method for all other bond types Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account Comm unications for electronic delivery. To register and turn off paper corn m unications log in lo your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked 'N/A" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vnwrpershing.cornibusiness_continuity.hbri for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You veil
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itseff or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) w41 be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pears is not permitted without prior written
Page 8 of 11
conriprismAL
Account Number: N46423812 Go paperless R L y a e s n a . V fa o c w o ' l l S o i n n f c i e 2007 :17.L.t74...".41==="=
SOUTHERN OALBAR RATED COMMUNICATIONS Maar. 1.14 realm• IS -.—. inc
rxenurraer
SON Y_GM_00046977
CONFIDENTIAL - PURSUANT TO FED. R DRINA. P. 6(e) OB-SDNY-0009801
EFrA_00157586
EFTA01289949

Deutsche Asset
& Wealth Management
Oruicov Ram Pon. Weahn Maxernalt
Mats Conn Gro.P
Otstuht laria %woes AL
Yee Vert Mc*
P.O. Dm 1778. Now*. MD 21203 Ma Pan Oa.. Mai/at
•frre eR /rt
Statement Period:0610112115 • 06/3012015
Important Inform ation and Disclosures (continued)
Ratings (continued)
authorization from Standard 8 Poor's. Standard 5 Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express implied warranties including warranties of merchantability or fitness for a particular purpose.
or
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sel securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation 10 orders
for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you rill not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitablity of those transactions, where appicable the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you.
• Inquines concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or it you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against kiss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: iswerpershing.comistrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in smiling to further protect your rights, induding your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Departinent, One Pershing Plaza,
Jersey City, New Jersey 07399. Errors and Omissions excepted.
Important Arbitration Disclosures
• AI parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is feed.
• Arbitration awards are generally final and binding; a partys ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by al parties to the panel at least 20 days prior to
the first scheduled healing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Pease& II
Account NumOber. sN4GO-0238N12 Y G A O D Pap r er i 1 s eS r 5 riAlt Rai Excellonil
?'0101311CSF,' LISA0 901.1. THEM L C y A e L ., M V . s e R r A S T in E c 0 e 0 2 0 0 M 0 M 7 UNICATIONS
)U excitor NCI
SON Y_GM_0004 6978
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 67e OB-SDNY-0009802
EFrA_00157587
EFTA01289950

Important Information and Disclosures (continued)
Important Arbitration Agreement
Any controversy between you and Pershing ILL: shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration. nor seek
to enforce any predispute arbitration agreement against any person who has ciliated in court a putative class action, who is a meter of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied: (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey (17399
Page 10 of II
Account Number NG-023812 kilted tacolleria
00..0 ROIL Go paperless D E rx v Aa e I r rS y tuA V rRr a 0a n .e0 5 r7 2 ( 0 0 0 0 . 0 ? N 0 I 0 N 7 IU NICATIONS
SDNY_GM_00046979
CONFIDENTIAL - PURSUANT TO FED. R CRIM. 67 8ureinrID ALTITIA OB-SDNY-0009803
EFrA_00 157588
EFTA01289951

TERMS AND CONDMONS
TRANSACTIONS • PERSHING MAY TRADE FOR RS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHNG MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS
• TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN AVAILABLE UPON REQUEST
WfTH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY Of IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WWW.PERSHING.COM.
STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COMADISCLOSURES
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS.
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NES-
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S RULE 607(A)(1)-(2)]
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS.
PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES 84 YOUR ACCOUNT APPEARS ON THE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST LS ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A GOWNED STATEMENT OF TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR BEST ECECIII1ON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
NSPECTION UPON REQUEST. FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE.
TAX INFORMATION COUNTER AND EXCHANGE-LISTED SECUMTES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL THE NATIONAL BEST BID OR OFFER (P1880). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHNG WILL MARKET CENTERS DO NOT MAKE A MARKET 84 THE SUBJECT SECURITY. PERSHING DIRECTLY
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT MOH
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
• DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSH:NG ALSO REGULARLY
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
DATE. THIS n ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING, FOR ANY AMOUNT, ALL SECURRES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY REM OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS;
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE ND USTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR
GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF 11* ABOVE TERMS AND CONDMONSARE UNACCEPTABLE TO YOU. PLEASE NOTFY PERS/043 IMMEDIATELY IN WRITING8Y CERTIFIED MAIL TOONE PERSHING RADA JERSEY CITY. NJ 01399. ATTN' LEG* DEPT
Page II or 11
AccountNumber:MG-023812 Plated tacelkini
P,C91:31"7,F3t4,2! ()FAN '<CM GO paper less D un A c L y G AR RATED C 2 O 0 M 07 M UNICATIONS /roe. _.r,NVn.-o
DAEISITIA rxesarmer
SDNY_GM_00046980
CONFIDENTIAL — PURSUANT TO FED. R 6: THERt sonn DB-SDNY-0009804
EFTA_00157589
EFTA01289952

Deutsche Asset
& Wealth Management
Drulst,e Si. Pon. Wealth Marrat
Mvern I oterar 4.pyp
DeOtem Mai kIv“lei
Maw bt• 0I
P.O. Box 1778, Bahimore. MD 21203 IONA Ante_ ) Mhl tcr
Account Number: N4G.023812
Statement Period: 05101i2015 - 05/3112015
Valuation at a Glance
This Period Year-to-Date
SOUTHERN TRUST COMPANY INC Beginning Account Value 18,004,916.14 27,449,207.22
6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 8,004,916.14 7,449,267.22
ST THOMAS VI 00802 Dividends. Interest and Other Income 30.325 08 110.733.60
Net Other Adivity 0.00 .24.00
Net Chan in Portfolio .19,400 06 455.864.34
nding Account Value S8,015,841.16 8,0 1 5 8 .1 I IE
Accrued Interest S1C2 531 97
Your Client Advisor: Estimated Annual Mom e 5431 373 85
DANIEL SABBA
Asset Allocation
Prior Year-Ead lad Period This Period %Allocation
LSD Cash. Money Funds. and Bank Deposits 1,196,003.74 1276,381.26 1306,713.34 16.30% Please review your allocation
Non-LSD Cash, Money Funds, and Bank Deposits 166,688.28 164,282.58 163,12714 2.04% perioclicalry wth your Client Advisor'.
hon.L SD Axed Income 4,554,415.20 5,053,745.30 5,044,049,98 62.92%
LSD Equities 1,532,160 00 1,510,500.00 1,501,950.00 18.74%
Account Total (Pte Chart) 27,449,287.22 $8,004,911.14 16,015,141.11 101.00%
See the Asset Allocation Disclosure and Footnotes seeten br important intormaten regaming your Asset Mocabon.
Pagetof9
Rated Excellent,
B0129911CM0017 Go paperless Ivory Year Siva 2007
DAUM. RATED COMMUNICATIONS Vary (La armor 0100ta. •00
CON F I DAENTIAL rxeriurmer
SONY_GM_OOO46981
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009805
EFIA_00157590
EFTA01289953

Asset Allocation Disclosure and Footnotes
Al values are displayed in V.S. dollars based on interbank exchange rates as of 05/31(2015. Exchange rates can vary.
Summary of Gains and Losses
Realized
This Period Year.to-Dale Unrealized
long-Term Gam/tom 0 00 0 00 79.660.43
Net Gain/Loss 0.00 0.00 79,660.43
This summary excludes transactions where cost basis information is rot available.
For Your Information
Co June 5, 2014, the European Central Bank (the 'ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions.
Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account
statement as Tree Credit Balance Interest Charge'. The interest MU be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
Cerreecy Closing Amount in
I
Current USD Equivaleat per USD Omni/ Balance Ban Currency USD
I
BRITISH POIAD 1.5257 0.6554 BRITISH POUND 106.920.00 163,121.84
Total Global Cash Balance 6103,11744
Exchange rates are based on ilerbank exchange rates as of 05131/2015. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Desuiptioe Amount Balance
Sweep Money Market Fund
DV/ S GOVERNMENT CASH 1NSTI.
Account Num bet 000001489 Currenl Yield 0.04% Activity Ending: 05/19115
05101(15 Opening Balance 1.276.38828 1.276.388 26
05118115 Deposit MONEY MAD PURCHASE 30,28125 1,306,669.51
05129115 Deposit INCOME REINVEST 43.83 1.306.713.34
05(29(15 Closing Balance $1,306,713.34
Total All Money Market Funds 91,306,713.34
Page 2 of 9
CSOTi
Account Number. N4G-n023 r12I DAG Eo pNapeTrle ss Rated [nailer.
Envy V.A. Since 2007
soLTHERk IAL rDxAeLn OuArRr aReA rT ED COMMUNCATIONS
SDNY_GM_00046982
CONFIDENTIAL — PURSUANT TO FED. R CRINA. P. 6(e) OB-SDNY-0009806
EFTA_0015759 I
EFTA01289954

Deutsche Asset
& Wealth Management
DmIwo Ram kmve WeahnMagenait
Manes Coorage 6,0.2
Des002 Mw Smonei %lc
Yce von 000,
PO 88.• 1778. 118Ihmore. M021203 la Pan Ao.~. 160. I ter
Statement Period: 05/0112115 -1513112115
Income and Expense Summary
Curren) Period Tear-m-0a*
Taxable Noe Taxable Taxable Non Taxable
Dividend Income
Equities 30,281 25 0.00 60,562 50 0.00
Money Market 13.83 0.00 171 10 000
Interest Income
Bond Interest 0.00 0.00 50.000 00 000
Total Dividends, Interest, Income and Expenses 130,325.08 $0.00 $110,133.60 $0.00
Portfolio Holdings
U.S. DOLLARS
Accout Activity Opening *Dosing Maud Income 30.0ay Current
Opening Date Quantity Number Ending blame Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits
Money market
OW S GOVERNMENT CASH 'NUL
05101115 1,306,713.310 0000001/89 05129115 1,276,388.26 1.306.713 31 0.00 171.10 0.01% ON%
Total m oney Market 11,270,368.26 11,306,713.31 $0.00 $171.10
Total Cash, Money Funds, and Bank Deposits $1,276,388.26 $1,306,713.31 $0.00 $171.10
Adjusted Unrealized /sand Estimated Estimated
Date Acquired Quantity UM Cost Cost Basis Market Price Market Value Gain/ Loss Interest Annual Income Yield
Fixed Income (In Maturity Date Sequence)
Corporate Bonds
PETROLEOS DE VENEZUELA Security Identifier: P7SOTHAF2
NOTES SENIOR ISN XS0460546575
5.000% 10/28/15 REG DTD 10128109 $8 P Rating
12104113 '.3.12 2.000,000 000 97 6110 1,952,872 07 98 0000 1,960.000 00 7.12793 9,16667 100,000.00 5.10%
Original Cost Bass: $1.800.000.00
Total Corporate Bonds 11,952,812.01 11,960,000.00 $7,127.93 19,166.67 1100,000.00
2,000,000.000
Total Fixed Income 11,952,872.07 $1,960,000.00 17,127.93 $9,166.67 $110,000.00
2,000,000.000
Page 3 of 9
Account Number: N46423812 Go paperless Rated tacellordi rr. it = 1
ORAN,. 2ol 6:7EteiNrIDENTIA E Drx v Ae e Ls r B y i Ao V Rr a m R n eA — rT ED C 2 O 00 M 7 M UNOTOIS
SMAY_GM_000469-88
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0009807
EFTA_00 157592
EFTA01289955

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Uareabud Estimated Estimated
Date Acquired Quantity Unit Cod Cost Basis Market Prkt Markel Valgie Gala: Loss Mnual Income Yield
Equities
Preferred Stocks (Listed by expiration date)
ALLY FINL INC FIX TO FLT Security Identifier: ALLY NW
DIV4.50% FREG-OTRLY CALLABLE (1 2510 CUSP. 02005N308
ON AOTRLY BASISAFTER05/15/2016
Dividend Option: Cash
06111113 '.13 57.000.000 250710 1,429,417.50 26.3500 1.501.950.00 72,532.50 121 125 00 8.06%
Total Preferred Stocks $1 429 417 59 $1 501 950 00 $72 532 50 $121 125 00
Total Equities 61,429,417.50 $1,501,950.00 $72,532.50 $121,125.00
Unrealized Accrued Estimated
Cost Basis Market Value Gain! loss Interest Annual Income
Total U.S. DOLLARS 64.689.002.91 $4,766,663.34 $79,660.43 $9,166.67 1221,296.10
BRITISH POUND
Opening Dosing Accrued 30.0ay
Description Quantity Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 106,920.00 106,920.00 GBP
163,127.84 USO
Total Cash, Money Funds, and Bank Deposits 106,920.00 116,920.10 GBP 0.00
163,127.84 US17 0.00
Atoned Estimated Estimated
Desaiptioa Oitantity Market Price Market Value Currency Interest Mnual Income Yield
Fixed Income (In 'defog On Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 2,000,000.000 101.0700 2,021,400.00 GBP 61,195.05 137,500.00 6.60%
CONV GBP tall/X.51043181269 3.084.049 98 USD 93,365.30 209.783.75
6.875% 09/20188 REG DTD 03111114
SI P Rating BB
Security Identifier: G63980UK3
Total Corporate Bonds : 2,000,000.000 2,021,400.00 GBP 61,196.05 137,600.00
3,084,049.98 USO 93,365 30 209,783.75
Total Fixed Income: 2,000,000.000 2,021,400.00 GBP 61,195.05 137,500.00
3,084.049,98 LSD 93,365 30 209,783.75
Pape 4 of 9
Account Number:MG-023 12 Go Rated tsalloril
ORAN ,4011 SOL THERA et 5 iqn DP p N ape T r-le I s A s L Dr (v xA e e r Us y t M Y ur. e d R . eA S rT I E M D » C 2 O 00 M 7 M UNICATOG
SDNY_GM_00046984
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009808
EFTA_00157593
EFTA01289956

Deutsche Asset
& Wealth Management
Ocuisre 000. 090 *kiln 114.4.Nalt
Mats <wrap Gnat)
Oftisay lank %wort +IL
PO Boa 1778, 8•Mmore. MD 21203 wan Olk•
In Pan Ammo. 160. I ter
Statement Period: 0510112015 • 05/3112015
Portfolio Holdings (continued)
BRITISH POUND (continued)
&rued Estimated
Market Value Currency Interest Annual Income
Total BRITISH POUND 2,126,320.00 GBP 61,195.05 137,500.00
3 247 177 82 LSD 93.365 30 209 783 75
Unrealized Accrued Estimated
Cog Basis Market Value Gain/ Loss Interest Annual Income
Total Portfolio Holdings - U.S. 34,669,002.91 38,015,841.16 379,660.43 $102,531.97 $431,079.85
DOLLARS
Footnotes
Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended CIRC') (incorporating
amendments enacted by P.1.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noccovered,' under the new cost basis reporting rules, and marked or denoted as such.
Al other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which, are 'covered' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014.
Cost Basis on (coed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources bekeved to be reliable. In the event, one or more of these attributes is changed, there may be a temporary Incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances. including those iwolving foreign bonds. bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section.
12 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
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SDAW_GM_000469435
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 8(e) DB-SDNY-0009809
EFTA_00157594
EFTA01289957

Holdings Summary by Currency
Currency Cask Fixed Icon Equities Total by Correa,
I, S. DOLLARS ' 306,713 1,960.000 1 501,950 1.768,Ni USD
BRITISh PO L ,,C 106,920 2,021.100 0 2.128,320 GBP
Total USD Equivalent 1,159,141 6,014,019 1,601,960 8,015,041 USD
% of Allocation 18.34% 62.92% 11.74% 100.00%
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Summary (AY amounts shown are in base currency)
Credits This Period Year•to•Date Debits This Period Yeet•to•Date
Dividends and Interest $30,325.08 1110.733.60 Dividends and Interest $0.00 10.00
Fees $0.00 $0.00 Fees 30.00 -S24.00
Money Market Funds $0.00 324.00 Money Market Funds 30.00 -180,408.52..
Total Credits $30,325.08 5110,75710 Total Debits 30.00 -$80,432.52
Transactions by Type of Activity
Process,
Settlement
Date Activity Type Deaip ion t' Price Acand Intend Amount Currency
Dividends and Interest
05115115 CASH DIVIDEND RECEIVED 57000 SHRS ALLY FINL INC FIX TO FLT DIV-8.50% 30,251.25 USD
ALLY PRB FRE0•0TRLY CALLABLE§ 25.00 ON A 0TRLY BASIS AFTER
0511512018 RD 05101 FD 05/15115
05129115 MONEY MARKET FUND DWSGOVT CASH INSTL 43.83 U SO
INCOME RECEIVED
233993682
Total Dividends and interest • UNITED STATES DOLLAR 0.00 30,326.08
Total Value of Transactions 0.00 30,325.08 USD
The price and quantity displayed may have been rounded.
Page of 9
Account Number: N16 n 423 1 r 2 ciGpor paapenrleAss L I ( t v n e e ry d v E « xc . e l S le t n u t b 2007
SOLTHERAOS(5 rDxAeLnOuArRr aReArT EDCOMMUNICATIONS
SDNY_GM_00046986
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-OOO981O
EFTA_00157595
EFTA01289958

Deutsche Asset
& Wealth Management
(Misr< Rana Powilr wean IMAagenalli
Mrens toorace6, ."
oftiscry set.enenk.
wan Oat*
PO &a 1778. Balamore, MO 21203 Hann Ikkilbgr
NR RA Irt 10114
Statement Period: 0510112015 • 05/3112015
Client Service Information
Your Client Advisor: DAN
CAMEL SABBA
345 PARK AVENUE, 26TH FLOOR
N EN YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestment Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as original issue discount (010): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Actual market discount method for all other bond types Ratable Method
Include market dismount in income annually: No
Electronic Delivery
You hare not seleded any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information.
m portant Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted,
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ hom the actual sale price. Securities for which a price is
not available are marked -NArand are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS OMEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuls.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to
www.pershing.comrbusiness_confinuity.html for specific details as to formulas used to calculate the 5gures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MU
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confrmations previously furnished to you. A summary of this
Page 7 of 9
ack
Account Number N46423 12
ObrennriGpo rpawperrleisAs L
WIAkl *Olt SOUTHERN mcarwwrullors
rxtiumer
SDNY_GM_00046982
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 8(e) DB-SDNY-0009811
EFTA_00 157596
EFTA01289959

Important Information and Disclosures (continued)
Options (continued)
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing fine in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance With the terms outlined in the Marge' Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) wit be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Pooes. Standard & Pooes does not guarantee the accuracy, completeness, timehness or availability of any information. Standard & Poor's is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Pooes shall rot be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel_ Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appficable; the rendering of investment advice, if any, to you and in eneral. for the ongoing relationship that it has with you.
• Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCs). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.coristrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399 Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
Page 8 of 9
°PAU MOLL Account Number. N46-023812 D G E o p N ape T rle I s N s _ R L rOx e A a e e L s n r B a y u A V f rR a t s r c Ra . e S Ae lb i Tr n r i E g c D i e C 2 O 0 M 07 M UNICATIONS r..="7==="0..11--"=4"
SDNY_GM_00046988
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6: THEnc sonn DB-SDNY-0009812
EFrA_00 157597
EFTA01289960

Deutsche Asset
& Wealth Management
DetallsrelOarta Prhate Weati,
Ma/8M (Went 6,o‘p
Des.$1114 ISM Stts,tleti AC
ion let Mc*
PO Lica 1778, Balamore, MA 21203 M Put tiatIVI•t
Statement Period: 0510112015 • 05/31/2015
Important Inform ation and Disclosures (continued)
Important Arbitrabon Disclosures(conenved)
the first scheduled hearing date.
• The panel of arbitrators will typicaly include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitrabcn may be brought in court
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified: or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399 1
Page 9 of 9
„Nn„ t A SO cc U o T u H n E t R N N u m O ber: 1 s 44G e -0238 m 12 nGpor pawperrleIsAs t(h is , D ( N v o a e te u ry d l i Y u ta e t c R a e r A l l s •o T i r n E tt c O i e C 2 O 0 N 0 P 7 a ifroCaToOmS ocrart....=,
xcit unser
SDNY_GM_00046989
CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) OB-SDNY-OOO9813
EFTA_00157598
EFTA01289961

Deutsche Asset
& Wealth Management
Dnaiwv Ni,,. Pon. wealth Manvp--frern
Mantis Coonge C 'aro
ontsciv sem sec...net mc
/kw *4 taco
P.O. Bc 1778, Bahimore. MO 21203 HS PM Mon.,. Ita I to
Account Number: N4G-023812
Statement Period: 04/01/2015 -04/30/2015
Valuation at a Glance
This Period Year-to-Date
SOUTHERN TRUST COMPANY INC Beginning Account Value 17,796,104.86 87,149,267.22
6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 7,796,104.86 7,119,267.22
ST THOMAS VI 00802 Dividends. Interest and Other Income 50.03774 80.108.52
Net Other Adivity .12.00 -21.00
Net Chan in Portfolio 159,785 51 175.261.10
nding Account Value 58,00 4,91 6.14 58,004.9'6 14
Accrued Interest 576 55,,,e
Your Client Advisor: Estimated Annual horn e 54::2 521 02
DANIEL SABBA
Asset Allocation
Prior Year-End Lad Period This Period %Allocation
t•SD Cash. Money Funds. and Bank Deposits 1,196,003.71 1,226,362.52 1.276,388 26 15.95% Pease review your allocation
hon1, SD Cash, Money Funds, and Bank Deposits 168.688.28 158,701.36 161,282.58 2.05% secothcalty wth yov Cleft Advisor.
hon4. SD Axed Income 4,551,115 20 1,890,850.98 5,053,715.30 63.13%
LSD Equities 1.532,160 00 1,520,190.00 1,510,500.00 18.87%
Account Total (Pie Chart) 87,449,287.22 17,796,101.86 $6,001,916.11 100.00%
See U'. Asset Amason Disclosure and Footnotes seeton for important intormaton regatding your Asset notation.
Pap1010
ortn.f., ' C BO O NS I IS N CSF3 F 0018 ID G An o p i ap T erle i s A s " I D (tva A" et L ra ` y d " V f " . .e .c R" sot ` n ' S AT o e E rrad i p 2 c 00 — 7 caT OONS
SDNY_GM_00046990
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009814
EFTA_00 157599
EFTA01289962

Asset Allocation Disclosure and Footnotes
All values are displayed m U.S. dollars based on interbank exchange rates as of 0413012015. Exchange rates can vary.
Summary of Gains and Losses
Realized
Ibis Period Yeanto-Dale Unrealized
long-Term Gamiloss 000 0 00 99.513 59
Net GalnlLoss 0.00 0.00 99,513.59
This summary excludes transactions where cost basis information is not available.
For Your Information
On June 5. 2014. the European Central Bank (the ECB') introduced 'negative interest rates' This negative interest rate applied to all deposits held at the ECB and other credit institutions.
Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account
statement as Tree Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 andfcr 1042-S for tax year 2015. These rates are subject to change ei response to market changes, and we
may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
Ourelog Closing Mount in
Currency USD Equivalent per USD Currency Balance Base Carlene/ USD
BRITISH POUND 1 5365 0.6508 BRITISH POUND 106.92000 161.282.58
Total Global Cash Balance $164,282.58
Exchange rates are based on interbank exchange rates as of 04130/2015. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Descriptioa Amount Balance
Sweep Money Market Fund
owS GOVERNMENT CASH INS7L
Account Number: 0000001189 Currenl Yield 0.04% Activity Ending: 04/30115
04101(15 Opening Balance 1.226.362.52 1,226,362.52
04102115 Withdrawal MONEY FUND REDEMPTION .12.00 1.226.350.52
04129115 Deposit MONEY FLND RIRCPASE 50,000.00 1,276,350.52
04130(15 Deposit INCOME REINVEST 37.74 1,276,388.26
0/130115 Closing Balance $1,276.388.26
Total All Money Market Funds $1,276,388.28
Page 2 of 10
Account Number I110-023 12 Raid toce0onti
IIV,N Q01 SOL TH ERN Go paperless Mr tv x e Ua r rM y a v r. t « ra . R eA S Tr l C a O te C 2 O 0 M 07 M UNICATIONS
SDNICGM_00046991
COT D AENT IA
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009815
EFTA_00157600
EFTA01289963

Deutsche Asset
& Wealth Management
Isre Rana Pnwale Wean lapmerentrin
Pdatert$ Cedrage6,0‘p
Des-UM M StUenes MC.
Oat*
PO Boa 1776. Bellmore. MO2t203 Hann ilareet MTh I bee
++.en ,n ICIIA
Statement Period: 04/8112116 -1413012115
Income and Expense Summary
Current Period YeaMaate
Taxable Nos Taxable Taxable Non Taxable
Dividend Income
Equities 0.00 0.00 30,28125 0.00
Money Market 37.74 0.00 127.21 0.00
Interest Income
Bond Interest 50.000.00 0.00 50.000.00 0.00
Total Dividends, Interest, Income and Expenses 150,037.74 $0.00 $00,400.52 $0.00
Portfolio Holdings
U.S. DOLLARS
Accent AdMty °peeing Cosies Accrued Income 30.0ay Current
Opening Date Quantity Number Eadleg Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits
Money Market
DWS GOVERN M ENT CASH INSTL
04101115 1276,388160 0000001489 04130115 1.226.362.52 1.276.388 26 0.00 127.27 0.04% 0.04%
Toll Money Market $1,228,382.52 11,276,388.26 10.00 $127.27
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
04101115 N4G023812 01102115 0.00 0.00 0.00 0.00 NIA NJA
Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 $0.00
Total Cash, Money Funds, and Bank Deposits $1,226,362.52 $1,276,388.26 $0.00 1127.27
Minded Unrealized Pcaued Estimated Estimated
Dale Acquired Quantity Vail Coat Cost Bads Market Price Market Value Gain/ Loss Interest Annual Income Yield
Fixed Income (In Natant), Ode Sequence)
Corporate Bonds
PETROLEOS DE VENEZUELA Security Identifier: PTDOTNAT2
NOTES SENIOR 'SIN 8 XS0460546525
5.000% 10128/15 REG DTD 10128109 SE P Rating Be
12/04113',3,t2 2000,000100 97.1780 1,943,568 91 98.1000 1,962,000.00 18,43109 555.56 100.000 00 5.09%
Page 3 of 10
Account Number: N46423812 Go paperless i t ) Mod tscolloni
OBAN ROLL DriTilA r E Dx v Aa e L r r B y t Au y R e rn . R , e A s rT i E n D e. C 2 O 0 M 07 M UNICATIONS
GDmv_GM_00046092
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:906THERkc soln DB-SDNY-0009816
EFTA_0015760 I
EFTA01289964

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Adjusted Unrealized Accrued Estimated Estimated
Date Acquired Quantity Usk Cod Cog Basis Market Price Market Value Gainl Loss Interest Mnual Income Yield
Fixed Income (continued)
Corporate Bonds (continued)
PETROLEOS DE VENEZUELA (continued)
Original Cost Basis: 51.800,000 00
Total Corporate Bonds $1,913,6$8.91 $1,962,000.00 $18,131.09 $556.66 6100,000 00
2,000,000.000
Total Fixed Income $1,913,668.11 $1,962,000.00 $18,131.09 6555.56 $100,000.00
2,000,000.000
Unrealized Estimated Estimated
Date Acquired Quantity Unit Coil Cod Basis Market Price Market Value Gain/ Loss Mnual Income Yield
Equities
Preferred Stocks (Listed byexpiration date)
ALLY ANL INC AX TO FLT Security Identifier: ALLY PRO
DIV4.50% FREQ.OTRLYCALLABLEO 25.00 CL SIP 02005A308
ON A 0TRLY BASIS AFTER 05115/2016
Dividend 0pbon: Cash
06111113 '.13 57,000.000 25.0780 1,429,417.50 263000 1.510.500.00 81.082.50 121,125.00 8.01%
Total Preferred Stocks $61293117.60 $1,510,500.00 681,052.50 $121,125.00
Total Equities $1,429,41110 61,510,500.00 91,0112.50 6121,125.00
Unrealized Awned Estimated
Cost Basis Market Value Gaid Loss Interest Annual Income
Total U.S. DOLLARS 81,819,371.87 $1,716,888.26 699,513.69 6555.55 $221,252.27
BRITISH POUND
Opening Closing Acaued 60.Day
Description Quantity Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 106,920.00 106,920.00 GBP
164.282 58 1.40
Total Cash, Money Funds, and Bank Deposits 106,920.00 106,920.00 GBP 0.00
164,282.58 USD 0.00
Page 4 010
6Asoc(ecroupnitENRhucsbers:ON4GN-02381r2 Go paperless Rated excellent,
.25125.CSF!' . ()BAD MOLL IDENTIA& Dr E x v Ae e U r s y M u Y r e .n a R r eA L r T S E O D , C 2 O 4: M 10 M 7 UNICATIONS
SDNY_GM_00046993
CONFIDENTIAL — PURSUANT TO FED. R CRIM. OB-SDNY-0009817
EFTA_00157602
EFTA01289965

Deutsche Asset
& Wealth Management
Drallsev Ram Pon. Wirath Alvmp-nent
Vine's Cowan Gtot,p
Otoutm M Sewri
lire brk ON*
PO Bo.‘ 1776. Balomore MD 21203 Ma Part MOW. Mk I to
Statement Period: 0410112015 • 04/30/2015
Portfolio Holdings (continued)
BRITISH POUND (continued)
Axrued Estimated Estimated
Description Quantity Market Price Market Value Currency Interest Annual Income Yield
Fixed Income (In Maturity Date Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 1,000,000.000 100.6100 2,012,200.00 GDP 49,184.89 137,500.00 8.83%
CONY GBP ISKIX,S1043181269 3,091,745.30 USD 76,033.53 211,268.75
6.875% 09120188 REG OM 03111/14
S t P Rating 8E1
Security Identifier G639801/83
Total Corporate Bonds : 2,000,000.000 2,012,200.00 GBP 49,181.59 137,500.00
3,091,745.30 USD 76,033.53 211,268.75
Total Fixed Income: 2,000,000.000 2,012,200.00 GBP 49,48119 137,500.00
3.091.745 30 US0 76.033 53 211,268 75
kaued Estimated
Market Value Currency littered Annual Income
Total BRITISH POUND 2,119,120.00 GBP 49,484.59 137,500.00
3,256,027 88 USD 76,033 53 211 268 75
Unrealized Masud Estimated
Cast Basis Market Value Gaiel Loss Interest Annual Income
54,549,37447 58,004,916.14 599,513.59 976,589.09 $432,521.02
Total Portfolio Holdings - U.S.
DOLLARS
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating
amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered; under the new cost basis reporting rules, and marked or denoted as such.
Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "coveted' under the new cost basis reporting rules are defined as non-retirement,
US taxpayers securities which have been acquired on or after their 'appficable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8
for the applicable tax year in which the security is disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1. 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2912
• Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2010.
Page of 10
OKA,' 4, Acc L o T u H n E t K RA u mO her. ZN4GY-0238W12 ID G AE o p N ape T rle I s A s L rD P I x v l A a e e L t n e r B d r t A u V ts Rr r s n o R .. e l A l S r e T i r E n il c D e C 2 O 0 M 07 M UNICATIONS nIttro=2=r3..;=...'"'="
SON Y_GM_00046994
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009818
EFTA_00157603
EFTA01289966

Portfolio Holdings ( continued)
Cost Basis on fixec income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed
income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until
the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoking foreign bonds, bonds sold short or bonds issued with less
than one year to maturity. This information is meant as a general guide and you should consuk your tax advisor in the preparation of your tax returns.
t The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this inforrnation.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous cknt brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering frm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Holdings Summary by Currency
Currency Cash Find loom &jallies Total byCorrea,
U.S. DOLLARS '.?76.388 1,962,000 1,51 ,500 4,748,88i USD
BRITISH POUND 106,920 2,012.200 0 2,119,120 GBP
Total USD Equivalent 1,440,670 5,053,T45 1,510,500 8,004,916 USO
% of Allocation 16.00% 63.13% 18.87% 100.00%
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Copporation.(SIPC).
For disclosure of rates for DINS money market funds, please visa the OWS Investments website at httpsiNnwr.dws-investments.corn/ENfproductshnoney-market-funds-yields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Activity Sum m a ry (Ali amounts shown are in base cumency)
Credits This Period Year-to-Date Debits This Period Year-to-Date
Dividends and Interest 850,037.74 880,408.52 Dividends and Interest 80.00 WOO
Fees 80.00 80.00 Fees .812.00 .824.00
Money Market Funds 812.00 824.00 Money Market Funds -850,037.74 -880,408.52
Total Credits 850,049.74 880,432.52 Total Debits -$50,049.74 -$80,432.52
Page 6010
Account Number: 144G-023812 Go paperless (very V ts is « o l r • S n in i ce 2'007
DALTITIA DrxAeUmMm. ReArT ED COMMUNCATIONS
SDNY_GM_00046995
CONFIDENTIAL - PURSUANT TO FED. R CRIM. 67,L,THERtic sonn OB-SDNY-0009819
EFrA_00 157604
EFTA01289967

Deutsche Asset
& Wealth Management
Deals°. Mn, Prwair Width imaigewal
mantis t wpm*
Ms-UM Sank StWles ,•/
0188,
P.O. Eke 1778, &ammo, M021203 Na Part Aso,. Ikh I to
Statement Period: 04101/2015 - 04/30/2015
Transactions by Type of Activity
Proceed
Settlement
Date Aaivity T ()e'en ion Quanta Price Accrued Interest Amount Cotten
Dividends and Interest
04128115 FOREIGN BOND INTEREST 2000000 PETRO LEOS DE VENEZUELA NOTES SENIOR 50.000 00 LSO
P78071•AF2 M140460548525 5.000% 10128/15 REG DTD 10/28/09
CLB RD 04/27 PO 04/28/15
04130/15 MONEY MARKET FUND DWSGOVT CASH INSTL 37.74 USO
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 50,037.74
Fees
04101(15 FOREIGN CUSTODY FE Fgn Safekeeping MAR 2015 CUSP: 663980-UK-3 -6.00 USO
663980UK3
04101115 FOREIGN CUSTODY FEE Fgn Safekeeping MAR 2015 CLAP: P7807H-AF•2 -6.00 USD
P78071•AF2
Total Fees • UNITED STATES DOLLAR 0.00 -12.00
Money Market Funds
04102115 M ON EY FUND REDEMPTION DM GOVT CASh IN STL 12.00 USO
L SO999997
04129/15 MONEY FUND PURCHASE CMS GOVT CASH INSTL 40.000.00 USO
US0999997
04130(15 MONEY MARKET FUND DVISGOVT CASH IN STL INCOME REINVESTED -37.74 USO
REINVESTMENT
233993682
Total Money Market Funds • UNITED STATES DOLLAR 0.00 -50,025.74
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Inform ation
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVENUE 26TH FLOOR
NEW YORK NY 10154
csoinnIDENTIAL Page? of 10
Account Num bur N4G-023 12 Rated tacollerdi
Dana .01 I. SO U THERM Go paperless r0 L x v ae o u v sl " au V urt s N R * e . A S rT l E a D te C 7 O 0 M 07 m UNKATIONS
SDNv_GM_00046996
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009820
EFTA_00157605
EFTA01289968

Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds. FIRST If. FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat al interest as original issue discount (DID): No
Amortize premium on taxable bonds based on Constant Yield Method. Yes
Accrual market discount method for all other bond types Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account Comm unications for electronic delivery. To register and turn off paper communications. log in lo your account or contact your Client Advisor for more information.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in you account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available am marked NIA" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
wim.pershing.corrybusiness_continuity.htiN for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon *Item request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order low.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not hilly paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating Information obtained from Standard & Poofs. Reproducing and distributing any information received from Standard & Poors is not permitted without prior written
Page 8 of 10
0012514SCSP30018 MI AS RCM A SO cc ount Number: NG-023812 Go paperless D R Lv a A e te r U y d M Y ta e . c R a e r A l W l T o E n o D i o , C 2 O 0 M 07 M UNICATIONS
rxfllrNCr
SDNY_GM_00046997
CONFIDENTIAL — PURSUANT TO FED. R CRIM.
67,,LTHERNceynriDElTrIA
OB-SDNY-0009821
EFTA_00 I 57606
EFTA01289969

Deutsche Asset
& Wealth Management
(Misr* Ram Pon. Wealth Manirtan
Pdaests CodrageGro.P
otosag ma* smongs Lac
'in.yen Coto
PO, Boa 1778, Bahimore, MD 21203 Na Pan Anna.. 16th I Wei
Neve wet l'et 1011.4
(MI 4:441114.111517 8/.4,91,
Statement Period: 0410112015 • 04/3012015
Important Inform ation and Disclosures (continued)
Ratings (continued)
authorization from Standard 8 Poor's. Standard 8 Poors does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard 8 Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content Standard 8 Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard 8 Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and Many other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you.
• lnquines concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at M other inquines regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPCI. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: iswerpershing.comistrength_stability.htni.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in railing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• AI parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled.
• Arbaration awards are generally final and binding; a parlys ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled healing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Page 9 of 10
Account Nucmbesr Ne46-0y238n12 n c k.....tscollenti
801251WSF3' : IFIA.• D Go A T rles A s E Drx v Ae e Ln r Ou y rA Y RR e A w ne W Tr E o D o, C 2 O '0 M 07 M UNICATOONS rase. aseast PION. IOC
SDNY_GM_00046998
CONFIDENTIAL - PURSUANT TO FED. R CRIM. 67eL)THERk O13-SDNY-0009822
EFrA_00157607
EFTA01289970

Important Information and Disclosures (continued)
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration. nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until: (I) the class certification is denied: (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399;
Page 10 of 10
Account Number: N4G423812 Rated excellent, osatz====...—=
OlitAtl Roll. Go paperless I rC v xA o cL r M y ia A V mR a R n eA L r T a C t O e C 2 O 0 M 07 A IUMCATIONS
SDNY_GM_00046999
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: Thutti onrlD AENTIA DB-SDNY-0009823
EFTA_00157608
EFTA01289971

Deutsche Asset
& Wealth Management
Ocuicov Ram lin.,n vitoWwLemm
hire's Coorage •
oe.os,ht SeO.”3O Lac
Wm bet 0710.
PO Box 1778, Bahimore. MD 21203 Na Pan Annus. Ita Met
Account Number: N46-023812
Statement Period: 0310112015 -03131/2015
Valuation at a Glance
This Period Year-to-Date
SOUTHERN TRUST COMPANY INC Beginning Account Value 57,840,168.77 $7,449,267.22
6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 7,840,16827 7,449,267.22
ST THOMAS VI 00802 Dividends. Interest and Other Income 31.25 30.370 78
Net Other Adivity 0 00 1200
et Chan in Portfolio -44,09516 316 478 86
nding Account Value 57.736 104 86 57,756,104.86
Accrued Interest $98 851 93
Your Client Advisor: Estimated Annual Mom e 5425 020 78
DANIEL SABBA
Asset Allocation
Prior Year-fed IAA Period This Period % Alloatioo
USD Cash. Money Funds and Bank Deposits 1,196,003 74 1,226,33127 1,226,362.52 15.73% Please review yeti ek•adlott
h on-U SD Cash, Money Funds, and Bank Deposits 166.688.28 165,212.78 158,701.38 2.04%
h on.l. SD Axed Income 4,554,415 20 4,936,414.72 4,890,850 98 62.73%
L SD Equities 1 532,160 00 1,512,210.00 1,520,19000 1950%
Account Total (Pie Chart) 37,449,287.22 17,840,168.77 87,790,104.86 100.00%
See the Asset Alb abon Disclosure and Footnotes seeton tor important informaton roguing your Asset Mocation.
Page 1010
210
Rated tsallenti
°HAN 50)11 C B0 O 09885 N 925,3 F 0023 I ErEPAMsAL rD (v xA e eL r sB y u A 'V rRt s aR . eA S rT i E n O a i C 2 O 0 M 07 M UNICATIONS
SW( GM 00047000
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009824
EFTA_00157609
EFTA01289972

Asset Allocation Disclosure and Footnotes
M values are displayed m U.S. dollars based on interbank exchange rates as of 03/3112015. Exchange rates can vary.
Summary of Gains and Losses
Realized
Ibis Period Year-to-Date Unrealized
Long-Term Gain/Loss 000 000 38.223.10
Net GaMILoss 0.00 0.00 38,223.10
This summary excludes transactions where cost basis information is rot available.
Exchange Rate Table Global Cash
Currency Closing Mount in
Currency USD Equivalent per USD Currency Balance Base Currency USD
I
BRIT'S- POUND 1.18d3 0.6737 BRIT'S', POUND 106.920 00 158701.36
Total Global Cash Balance $168,701.38
Exchange rates are based on interbank exchange rates as or 03/3112015. Exchange rates can vary.
Money Market Fund Detail
Oate Activity Type Desolation Amount Balms
Sweep Money Market Fund
OW S GOVERN Al ENT CASH INSTL
Account A um ber 0000001489 Current Yield: 0.03% Activity Biding: 03131/15
0212805 Opening Balance 1,226,33127 1,226,331.27
03131(15 Deposit INCOME REIN VEST 31.25 1,226.362 52
03131/15 Closing Balance $1,228,382.52
Total All Money Market Funds $1,228,382.52
Income and Expense Summary
Currenl Period Year-to-Dale
Taxable Nee Taxable Taxable Non Taxable
Dividend Income
Equities 0.00 0.00 30,281.25 0.00
Money Market 31.25 0.00 89.53 0.00
Total Dividends, Interest, Income and Expenses $31.26 $0.00 $30,310.78 $0.00
Page 2010
Account Numcber:o 144G-0n23812r iD GGoor pawlenerssi Ar Ivorytacellonil
}KAi4 .01 CALMA y R e a R r A S T w E o D ts C 2 O 0 M 07 M UNCATIONS
IXCILLINCI
SDNY_GM_00047001
6: "HERN
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. DB-SDNY-0009825
EFTA_00 157610
EFTA01289973

Deutsche Asset
& Wealth Management
Isre Mn, Ponle *mall nManirear
levees °siege 4.p.p
Des-INN law stun*, •mc
Ne.,1.4 Mt*
P.O. Box 1778, Bahimore. Me 21203 Hann Aseriero. Ikh I ter
Statement Period: 03/0112015 • 0313112015
Portfolio Holdings
U.S. DOLLARS
Account AdivIty Opening Doing Actiued Income 30.Day Oweit
°peeing Date Quantity Number bag Balance Maim Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits
Money Market
DWS GOVERNMENT CASH INSTL
02128/15 1,228,382.520 0000001489 03131/15 1.228.331 27 1,228,382.52 0.00 89.53 0.03% 0.03%
Total Money Market 31,225,331.27 31,226,352.52 30.00 309.53
FDIC Insured Bank Depoits
INSURED DEPOSTS PROGRAM
02128/15 li.4G023812 01102115 0.00 0.00 0.00 000 WA NM
Total FDIC Insured Bank Deposits $0.00 $0.00 30.00 50.00
Total Cash, Money Funds, and Bank Deposits $1,226,331.27 31,226,352.52 30.00 $89.53
Adjusted Uerealized Award Estimated Estimated
Date Acquired Ouaetity Unit Cost Cost Basis Market Price Mattel Value Gaial Loss Interest Annual Income Yield
Fixed Income (In Maturity Date Sequence)
Corporate Bonds
PETROLEOS DE VENEZUELA Security Identifier: P7807HAF2
NOTES SENIOR ISIN XS0460516525
5.000% 10128/15 REG DID 10/28109 SS P Rating g4
12101113'.3.12 2.000.000.000 98.790 1,934,349.40 93.9900 1,879,800.00 .54,549.40 42,222 22 100,000.00 5.31%
Original Oast Basis: St.800.000.00
Total Corporate Bonds $1,931,319.10 $1,1179,1100.00 -351,619.10 $12,222.22 $100,000.00
2,000,000.000
Total Fixed Income $1,931,319.10 11,879,100.00 -351,511.10 $12,222.22 $100,000.00
2,000,000.000
Page 3 of 10
E. 09M9CSF!" Account Number: N4G423812 Go paperless D PL O M W AK / I Y C e m ll o .' M S b in ra C e 2007
'OrinD rISITIA DALBAR VAUD COMMUNICATIONS
SDNY_GM_00047002
CONFIDENTIAL - PURSUANT TO FED. R CRIM. 67eL)THERt OB-SDNY-0009826
EFIA_00 15761 I
EFTA01289974

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Unrealized Estimated Estimated
Date Acquired Quantity Usk Coal Cog Basis Market Price Markel Valve Geld Loss Annual Income Yield
Equities
Preferred Stocks (Listed by expintion date)
ALLY FINL INC FIX TO FIT Security Identifier: ALLY PRB
DIV4.50% FREQ-QTRLY CALLABLE 13 25.00 CI E. 020006308
ON AOTRLY BASIS AFTER 05115/2016
Dividend Option: Cash
06111113 ..I3 57,000.000 25.0780 1,429,417.50 266700 1,520,190.00 90,772.50 120.840,00 7.94%
Total Preferred Stocks 11 421 417 50 11 520 190 00 190 772 50 $120 40 00
Total Equities 11,429,417.50 $1,520,190.00 190,772.50 $120,840.00
Unrealized Accrued Estimated
Cod Basis Market Value Gain/ loss Interest Anneal Income
Total U.S. DOLLARS $4,590,29.42 $4,626,352.52 $36,223.10 $42,222.22 $220,929.63
BRITISH POUND
Opening Closing Accrued 30.0ay
Cescr Quantity Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 108,920.00 106,920.00 GBP
158,701 36 USD
Total Cash, Money Funds, and Bank Deposits 106,920.00 106,920.00 GBP 0.00
158,701.36 USD 0.00
Accrued Estimated Estimated
Descriptor Quantity Market Price Market Value Currency Interest Annual Income Yield
Fixed Income (In Utility DS Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 2,000,000.000 101.4300 2,028,600.00 GBP 31,152.47 137,500.00 6.77%
CONY GBP 'SIN/ X61043181269 3.011.050 98 USD 56,629.71 204.091.25
6.875% 09120188 REG DTD 03111114
S8 P Baling BB
Security Identifier: G63980UK3
Total Corporate Bonds : 2,000,000.000 2,028,600.00 GBP 38,152.47 137,600.00
3,011,050.98 USD 56,629.71 201,091.25
Total Fixed Income: 2,000,000.000 2,028,600.00 GBP 38,152.47 137,500.00
3,011.050.98 USD 56,629 71 201,091 25
Page 4 of 10
Account Numcbesr: No464n238r12c i killed C•colleni
()BAN MOIL SOUTHERN D G A o L p 1 ap S er I le T ss IA rD t x v A e eL r B y m A V Rm a R . e . A S rT la IO te C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00047003
CONFIDENTIAL — PURSUANT TO FED. R CRAI. P. 6(e) 08-SDNY-0009827
EFTA_00157612
EFTA01289975

Deutsche Asset
& Wealth Management
Oralsre Pam Pnwair wain laptageneit
minim tD ome 68...8
De.bot 84,* secte8es a.
Nyev.488k*
PO 8ca 1778, liallimore, MD 21203 141PIA •••••••• l'kh r to
Statement Period: 0310112015 • 03(3112015
Portfolio Holdings (continued)
BRITISH POUND (continued)
Accrued Egimated
Market Value Currency Interest Annual Income
Total BRITISH POUND 2,135,520.00 GBP 38,152.47 137,500.00
3,I6a752 31 I.,60 56.62911 204.091 25
Unrealized Acaued Estimated
Cog Basis Market Value Gauntlet's leered Annual Income
Total Portfolio Holdings - U.S. $4,590,129.42 $7,796,104.86 $36,223.10 $96,651.93 $425,020.78
DOLLARS
Footnotes
Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by
P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered " noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in
this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired
on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis vAN be reported to the IRS on form 1099-8 for the applicable tax year in which the security is
disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Other securities. principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury.
Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from
sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this
change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold
short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous dent brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering Mn or transferring agent and Pershing makes no representation as to the accuracy of this information.
Page 54010
OSAJ IOU Account Number: NG-023812 D G E o p N ape T rle I ss A R D (v A a e b L r i B y d A Y t R a e c a R e r A l l S e T i r E n ia c O e C 2 O 0 M 07 M UNICATIONS
rxenurtraer
SDNY_GM_00047004
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P.
6:)6THERNOtynn
DB-SDNY-0009828
EFTA_00 157613
EFTA01289976

Holdings Summary by Currency
Currency Cash Fixed Icon Equities Total by Currency
L S DOLLARS 1.226 362 1,879.800 1,520,190 4 626,352 LSD
BRITISh POLIO 106,920 2,028.600 0 2,135,520 GBP
Total USD Equivalent 1,385,063 4,890,860 1,620,190 7,796,104 USD
% of Allocation 17.77% 52.73% 19.60% 100.00%
Messages
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposes are not protected by Securities Investor Protection Corporation.(SIPC).
For disclosure of rates for DWS money market funds, please visit the DWS Investments webste at httpslAwnv.dws-investments.conVEN/products/money-market-fundslields.jsp. Please note that all money
market funds listed on the website may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at 11 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Sum m a ry (All amounts shown are in base currency)
Credits This Period Year•Th•Date Debits This Period Year-to-Date
Dividends and Interest 831.25 130,370.78 Dividends and Interest 30.00 $0.00
Fees 80.00 30.09 Fees 30.00 -812.00
Money Market Funds 10.00 312.00 Money Market Funds -331.25 ,530,370.78
Total Credits 331.25 330,382.78 Total Debits -331.25 ,370,382.78
Transactions by Type of Activity
Process/
ttlement
Date Activity Type Description Quantity Price Awned loitered Mount Currency
Dividends and Interest
03131/15 MONEY MARKET FUND DWS GO VT CASH INSTL 31.25 USD
INCOME RECEIVED
233993682
Total Dividends and Interest - UNITED STATES DOLLAR 6.00 31.25
Money Market Funds
03/31/15 MONEY MARKET FUND DWS GOVT CASH INSTL INCOME REIN VESTED -31.25 USD
MkVESTMENT
233993682
Total Money Market Funds - UNITED STATES DOLLAR 0.00 -31.25
Page 6010
&ooli
0040 ROM. Account Number. N4G-023812 Go paperless R ( C v A a e t L e r M y d A % e R x o c R w e A ll s e T i n n E t c D , e C 2 O 0 M 07 M UNICATIONS rr.1.,:7===0.4:44'
DUSMA rxentrwer
SDNCGM_00047005
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: THERNCONn DB-SDNY-0009829
EFTA_00 157614
EFTA01289977

OLIO St:F:O
& \Ale:ill: Mai Liceric r.
GIVISOO Reit kmaInvitaia vapmgenan
Weals Codrage Gnat)
Dettsag M. SettonesW
.Pant (/IN
PO Po. 1776, Balt] more. VD 21203 In Pant Anneo. 160. I ter
Statement Period: 03/0112015 • 03/31/2015
Transactions by Type of Activity (continued)
Proms,/
Settlement
Date Activity Type Description Quantity Price Accrued Interest Amount Currency
Total Value of Transactions 0.00 0.00 US0
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AAA LE, 26Th FLOOR
KEW YORK NY 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestm ent Ran: RRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN RRST OUT
Bond Amortization Elections:
Treat all interest as onginal issue discount MID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Aocrual market discount method for all other bond types. Ratable Method
Include market discount in income annually. No
Electronic Delivery
You have not selected any account comm unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for more inform ation.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement dale basis, including short positions, al the close of the statement period. The market prices, unless otherMse noted,
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked WA" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Nei one
Account Num ben N4G-023 12 Rated excellent,
Wink, Rot t SOL THERA COrenNYE G ID o p A a E pe N rle T ss I AL r E Dx v Ae e L r On y At Y rR e w M a e . U S r l D ate C 2 O 0 M 07 M UNCATIONS
SDNY_GM_00047006
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009830
EFTA_00 157615
EFTA01289978

Important Information and Disclosures (continued)
Estimated Annual Figures
The estimated annual income (EAI) and estimated ar nual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
WVNI.pershing.comibusiness_continuity.htri for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wil
not receive confirmation of these reinvestments. Upon written request to your financial institution, intonation pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firrn.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge, Agreement. The tight to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified horn customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written
authorization from Standard & Pools. Standard & Poet's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or
omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose.
Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a cleating agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and tiffany other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its an operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appbcable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you.
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at Al other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statemen
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
Page 8 of 10
Account Number: NG-023812 Go paperless Paned La-oMSS
l)BAD ROLL DIAL [ Dr w xA r Le y Bs Au v R . m . ReA S rT i E nc D e C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00047007
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6: "Htt5Nri OB-SDNY-0009831
EFTA_00157616
EFTA01289979

Deutsche Asset
& Wealth Management
Onalsre Ram Pon. Wealth Manarrat
Pditat% COM•agt4,0‘P
Des-0AM 87.05.0.0es0c
mr.v.ut Onal
P.O. &a 1778, flahimore. MD 71233 HI Pan Ray. tutumei
Ifrw yen. hY 10114
Statement Period: 0310112/15 • 03/3112015
Important Information and Disclosures (continued)
The Role of Pershing (connived)
provides coverage in excess of SIPC limits. For more detailed information please visit: vAvereershing.comistrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re-confimied in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by pry, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their awad. unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wit typically include a minority of arbitrators Into were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose tine limns for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any lights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legs Department, One Pershing Plaza, Jersey City, New Jersey 07399;
Pepeof 10
OftAE1 MOLL 67 A e c ) c L o T u H nt E N M u m O b S er T :o 1 e 44 n 6n -073r 12c i D G A o p E ap N erl T es I s A L R r b Cx r a A a m t L y e I d aM Y e rR x m e c R w e eA ll S r e T O n E S t D , O . C 2 O 0 M 07 M UNICAIDONS
SDNY_GM_00047008
CONFIDENTIAL - PURSUANT TO FED. R OB-SDNY-0009832
EFTA_00157617
EFTA01289980

TERMS AND CONDITIONS
TRANSACTIONS • PERSHNG MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER. SPECIALIST, ODD LOT DEALER.
• ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY
SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH
INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY, WHERE POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED.
THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR
INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL, AGENT OR BOTH. DUALS
• TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SMALL REMAIN AVAILABLE UPON REQUEST
WITH PERSHING UNTL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT
DATE. WHICHEVER IS LATER. PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN
• YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR VIEW IT ONLINE AT WYVW.PERSHING.COM
STATEMENT. IF SO, TIE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES:
TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. WWW.PERSHING.COMIBUSINESS_CONTINUITY.HTAIL
THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHCH HAVE BEEN EXERCISED. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS.
FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS
FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS-
BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. RULE 607(A)(1)-(2))
DEBIT BALANCE& INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION
STATEMENT, THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED, THE RATE MAY CHANGE NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED
FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS TRADNG SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE
COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY
FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPES. SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON
MARGIN INFORMATION: IF YOU MAINTAN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW
YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTANED FOR YOU UNDER TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION
REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT ORDERS TO ITS AFFILIATE. 8NY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL
RECORD OF THE SEPARATE Aren INT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT.
INSPECTION UPON REQUEST. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER
TAX INFORMATION FLOW. PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE
COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS.
• AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN
REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORRES AT THAT TIME PERSHNG WILL THE NATIONAL BEST BID OR OFFER (N880) ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED
PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY
STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO
INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH
• DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE
AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION OPPORTUNITIES FOR EXECUTORS AT PRICES SUPERIOR TO THE N880. PERSHING ALSO REGULARLY
DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES.
GENERAL INFORMATION.
• PERSHING DOES NOT PROVIDE TAX, INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE
ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY
SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO
DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS.
GENERAL INFORMATION
• WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITIES
HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR
LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER.
DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR
PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS:
ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU.
• WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR
YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY
PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE
COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR
GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT
PROHIBITED BY LAW.
F ANY OF DE ABOVE TERMS AND CONDITONS ARE I marrEPTNNE TO YOU, FUME HOTFY PEEPING INUEDIATELY IN WRITING BY CERTFED WA TO ONE PERMING RATA, JERSEY C . NJ 07399, ATTN. LEON. DEPT
Page 10 of 10
Account Num De;. N4G-023 12 Itatod tacelbroll
L)BAB ROLL SO ta THERA Go paperless L r D x y A e e L n D ., s A y r R o m l R u e . A S r T I O E C D e C 2 O 0 M 07 M UNCANONS awt: I. "rapm 14r a====
SGNY_GM_00047009
CoretripristrunAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009833
EFTA_00157618
EFTA01289981

Deutsche Asset
& Wealth Management
Drelv.e
Ma' ?s (0...tneC•ctp
De.neht eaa stwats
Yrs"... Office
P.O. Boa 1778, Skidmore. MO21203 11)Pant Anna.. !Mk loci
Account Number: N46.023812
Statement Period:02101/2015 - 0212812015
Valuation at a Glance
This Period Year-to-Date
SOUTHERN TRUST COMPANY INC Beginning Account Value $7,641,101.41 17,449,297.22
6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 7,641,101.48 7,449,267.22
ST THOMAS VI 00802 Drvidends. Interest and Other Income 30.309.05 30,339.53
Net Other Activity 0.00 -12.00
Net Chan in Portfolio 268,758.24 360.57402
nding Account Value 57.840 168 77 57,840 HE 7'
Eshm aced Annual Incom e 5433 363 28
Your Client Advisor:
DANIEL SA913A
Asset Allocation
Prior Year-End Led Period This Period % Alloation
1,W Cash. Money Funds. and Bank Deposits 1.196.003.74 1,196,022.22 1,226.33127 15.64% Please review your alcattles
Non-USD Cash, Money Funds, and Bank Deposits 108,688.28 160,561.78 165,212.78 2.11%
A on.l. SD Axed Income 4.554,41520 4,680,857.50 4036,414.72 62.96%
L SD Equities 1,532,I60 00 1,503,660.00 1,512,210.00 19.29% l_. __J
Account Total (Ple Chart) 17,449,267.22 $7,641,101.41 17,640,16837 100.00%
See the Asset MocabonDisciosure and Footnotes secton lor important intorrnaton regarding you/ Asset Mocenon.
Page 109
Railed tacollenli
5009773 CSF30Q16 tv..y Vow Late 2007
0ALOAR RATED COMMUNICATIONS
CON F I ErEPITfiAs L r xesar NCI
SDNY_GM_00047010
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0009834
EFTA_00 157619
EFTA01289982

Asset Allocation Disclosure and Footnotes
Al values are displayed in V.S. dollars based on interbank exchange rates as of 02f2W2015. Exchange rates can vary.
Summary of Gains and Losses
Realized
This Period Yeapto•Date UlmNied
Lang-Term Gain/Loss 0.00 0 00 -17.420.31
Net GalnlLoss 0.00 0.00 .17,420.31
This summary excludes transactions where cost basis information is rot available.
For Your Information
Co June 5, 2014, the European Central Bank (the 'ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions.
Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest wig be reported on your Forms 1099 andfor 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may. in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
Onreacy Closing Mount in
Dureocy USD Equivalent per USD CO nen°, Balance Base Correnry USD
I BRITISH POUND 1.5452 0.6471 BRITISH POUND 106,920 00 165 212 78
Total Global Cash Balance $165,212.78
Exchange rates are based on ilerbank exchange rates as of 02/28/2015. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Description Amount Balm*
Sweep Money Market Fund
DWS GOVERNMENT CASH INSTL
Account Num bet: 0000001489 Current Yield: 0.03% Activity Ending: 02/27115
01/31115 Opening Balance 1,196,02222 1,196022.22
02/18115 Deposit MONEY FUND PURCHASE 30,28125 1,226,303.47
02127115 Deposit INCOME REINVEST 27.80 1.228.331.27
0212711S Closing Balance $1,225,331.27
Total All Money Market Funds $1,228,331.27
Page 2 of 9
Account Number: N46423812 Go paperless e k r Rated tacoll•eS
',WAY , D (v A er U y M Va . R n A v a ED c. C 2 O 0 M 07 M UNICATIONS Meer. LAC ••••••• /ISM fl IWO
rxesurner
SDNY_GM_00047011
CONFIDENTIAL — PURSUANT TO FED. R CRIM. 6: THETONrID AENTIA DB-SDNY-0009835
EFTA_00157620
EFTA01289983

Deutsche Asset
& Wealth Management
Ocuicry Ram ihmerVeAtaiin Maim-t,.•
helf•tt% COM•ia 4,04P
Ch.M... Una %WPM.' AC
Yrs bet Plc*
P.O Box 1779, 82lamore, MD 21203 11)Poli Ant...kINit"n , bet
Statement Period: 02101/2015 • 02/2812015
Income and Expense Summary
Currenl Period Year.to•Dale
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Equi:Ies 30,28125 0.00 30.281 25 0.00
Utley \lake: 27.80 0.00 5828 000
Total Dividends, Interest, Income and Expenses $30,309.05 $0.00 $30,339.53 $0.00
Portfolio Holdings
U.S. DOLLARS
Account Activity Opening Closing Accrued Income 36.Day Cermet
Opeaing Date Quality Number Eating Balance Babes* Income This Year Yiekl Yield
Cash, Money Funds, and Bank Deposits
Money Market
CMS GOVERN M ENT CASH Waft
01131115 1.226.331 270 0000001489 02127/15 1.198.022 22 1.228.331.27 1.01 58.28 0.03% 0.03%
Total Money Market $1,198,022.22 $1,221331.27 $1.01 $58.28
FDIC Insured Bank Deposits
INSURED DEPOSITS PROGRAM
01/31115 A4G023812 01/02715 0.00 0.00 0.00 0.00 NIA MA
Total FDIC Insured Bank Deposits $0.00 $6.00 $0.00 $0.00
Total Cash, Money Funds, and Bank Deposits $1,196,022.22 $1,226,331.27 $1.01 $58.28
Adjusted Ucrealized Accrued Estimated Estimated
Dale Acquired Chastity Unit Cog Cost Basis Market Price Markel Value Gale loss Interest Annual Income Yield
Fixed Income (in Maturity Date Sequence)
Corporate Bonds
PETROLEOS DE VENEZUELA Security Identifier: P7807HAF2
NOTES KNIOR ISAP*0460546525
5.000% 10128115 REG DTD 10/28109 S 8 P Rating BY
12104113 'AM 2,000,000 000 96 2610 1,925,212.81 91.2500 1.825.000 00 -100.212 81 33.333 33 100,000 00 547%
Original Cost Basis: 51,800,000.00
Total Corporate Bonds $1,921212.81 $1,625,000.00 •$100,212.11 $33,333.33 $100,000.00
2,000,000.000
Total Fixed Income $1,925,21211 $1,825,000.00 .3100,21211 $33,333.33 $100,000.00
2,000,000.000
Page 3 of 9
Account Num Der. N4G-023812 Go paperless t k tf; ( " v S e le ry d V ta e c s e t l s k i i v n a i 2007
DENTIA rDxAeLn BuARrm ReA r CON20001CaTIONS
SDNY_GM_00047012
CONFIDENTIAL — PURSUANT TO FED. R CRAI.
67eL)THERNCONn
OB-SDNY-0009836
EFrA_00 157621
EFTA01289984

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Unedited Estimated Estimated
Date Acquired Nutt/ Usk Cod Cod Bads Market Price Markel Value Geld Loss Mnual Income Yield
Equities
Preferred Stocks (Listed by expiration date)
ALLY ANL INC AX TO FLT Security Identifier: ALLY PRB
DIV4.50% FREO.OTRLY CALLABLE (8 2510 CUSP. 020056308
ON A OTRLY BASIS AFTER 05/15/2015
Dividend Option: Cash
06111113'.I3 57.000.000 25.0780 1,429,417.50 26.5300 1,512,210.00 82,792.50 120.84000 7.99%
Total Preferred Stocks $1,429,417.50 $1,512,210.00 $82,792.50 $120,840.00
Total Equities 51,429,411.50 11,512,210.00 182,792.50 6120,840.00
Unrealized Accrued Estimated
Cost Basis Market Value Gain/ loss Interest Anneal Income
Total U.S. DOLLARS 64.580.961.58 64,563,541.27 .07,420.31 $33,333.33 $220,898.28
BRITISH POUND
Opening Closing Awned 31Day
Description Quantity Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 106,920.00 106,920.00 GBP
165,212.7$ USD
Total Cash, Money Funds, and Bank Deposits 106,920.00 116,920.18 GBP 0.00
165,212.18 USI3 0.00
Accrued Estimated Estimated
Demi*, Ovintity Market Price Market Value Currency Interest Mnual Income Yield
Fixed Income (in Usturny On Sequence)
Corporate Bonds
NAIKINW IDE BUILDING SOCIETY EURO ISSUE 2,000,000.000 100.6800 2,013,600.00 GBP 26,442.31 137,500.00 6.82%
CONY GBP ISINI/XS1043181269 3,111,414.72 USD 40,858.65 212 465.00
6.875% 09/20188 REG MD 03/11714
SS P Rating BB
Security Identifier G83980UK3
Price Sim ated as of: 02/26115
Total Corporate Bonds : 2,000,000.000 2,013,600.00 GBP 26,442.31 137,500.00
3,111,414 72 USD 40,858 65 212,465 00
Total Fixed Income: 2,000,000.000 2,013,600.00 GBP 26,442.31 137,500.00
3.111.414.72 USD 40,858 65 212 465 00
Page4 of 9
MIAB ROI A SO cc U o T u H n E t R N N u m O b S er: T 14 O 46i 4n23 1Y 2 D G A o p E ap N erl T es I s A L R r L Dx o A IM a w L B Y y ru A V [A Rm s P R .S e H A I i rT s D E t S a D C 2 O 0 M 07 M UNC ATIONS
SDNY_GM_00047013
CONFIDENTIAL — PURSUANT TO FED. R CRI6,1. P. 6(e) OB-SDNY-0009837
EFTA_00157622
EFTA01289985

Deutsche Asset
& Wealth Management
Oralsrellatta Prtvaie Walt Pt PAMINC•MIIII
minim Comm 8,ouo
otautv sank Stan." at.
Ilsobri Oat*
PO Ca% 1778. Behmore. MD 21203 Hf Pat Ate. 16th floor
Statement Period: 0210112815 • 02/2812015
Portfolio Holdings (continued)
BRITISH POUND (continued)
Acaued Estimated
Market Value Currency Interest Anneal Income
Total BRITISH POUND 2,120,520.00 GBP 26,442.31 137,500.00
3,276,627.50 USD 40 858 65 212465.00
Unrealized Accrued Estimated
Cost Basis Market Valle Gain( loss Interest Annual Income
Total Portfolio Holdings - U.S. $4,500,961.56 $7,840,166.77 ,117,420.31 $74,191.98 $433,363.28
DOLLARS
Footnotes
" Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by
P.1.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered " noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in
this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired
co or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-6 for the applicable tax year in which the security is
disposed.
Reporting requirements generally will be phased in over a three-year penod, as follows:
• Stock in a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012
• Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury.
Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from
sources believed to be reliable. In the event, one or more of these attrbutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this
change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold
short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
12 Pershing has received updated cost basis information, therefore cost basis provided on previous dent brokerage statements may differ from the new cost basis reported in this section.
13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information.
Page 5 of 9
i,,tAir .1 t A SO cc U o T u H n E t R N N u mcbers: NAoG-023n812 n D G E o p N ape T rle I ss A r D [ li v x t A a e e i L s r s D y c u l A V E R r x s N c R . e e . A l S l r e T i n E n e c D e C 2 O '0 M 0 M 7 UNICATIONS. =Sr
SDNY_GM_00047014
CONFIDENTIAL - PURSUANT TO FED. R CRINA. P. 6(e) OB-SDNY-0009838
EFTA_00157623
EFTA01289986

Holdings Summary by Currency
Currency Cask Fixed Income Equities Total by Currency
L S DOLLARS 1 226 331 1 825 000 1 512,210 4.563 541 LSD
BRIT'S'. POLND 106,920 2.013.600 0 2.120,520 GBP
Total USD Equivalent 1,391,611 4,936,111 1,512,210 7,840,168 USD
% of Allocation 17.75% 62.96% 19.29% 100.00%
Messages
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporaticit(SIPC).
For disclosure of rates for DWS money market funds, please visk the DWS Investments webske at https:/AwAv.dwsMwestments.conVEN/products/money•market-fundslields.jsp. Please note that all money
market funds listed on the webske may not be offered through us.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Activity Sum m a ry
(Al/ amounts shown are in base currency)
Credits This Period Year•to•Date Debits This Period Year•to•Oate
Dividends and Interest $30,309.05 $30,339.53 Dividendsand Interest $0.00 $0.00
Fees $0.00 10.00 Fees $0.00 -112.00
Money Market Funds $0.00 $12.00 Money Market Funds .$30.309.05 .$30,339.53
Total Credits $30,309.05 $30,351.63 Total Debits ,130,309.05 -$30,351.53
Transactions by Type of Activity
Process/
ttlement
Date AdWity Type Desaiptioo Quantity Price Accrued Interest Mont Currency
Dividends and Interest
02/17/15 CASH DIVIDEND fECEIVED 57000 SHRS ALLY Fill INC FIX TO FLT DIV4.60% 30,281 25 USD
ALLY FRB FREO•OTRLY CALLABLE@ 25.00 ON A OTRLY BASS AFTER
05115/2016 RD 02101 PD 02117115
02127115 MONEY MARKET FUND DWS GO VT CASH INSTL 27.60 USD
INCOME RECEIVED
233993682
Total Dividends and Interest • UNITED STATES DOLLAR 0.00 30,309.05
Page 6 of 9
Account Number: 146423 n12 pranAL Rsd 4a,0.0
OBA0 ROLL SOUTHERN OSTN Go paperless r b Ox r Ac a Li y BaA V rRn a aR s. Ac L Tt a E c D e C 2 O 0 M 07 M UMCATIONS
SDNY_GM_00047015
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009839
EFTA_00157624
EFTA01289987

Deutsche Asset
& Wealth Management
Dralsoo Rana Pnwale wean &Waren
Weals teem,. 6,0“)
Dettsch4 Mk Smolt. +t.
mYra...wart Ono.
P.O. Boa 1778, Babimore, MO21203 HI PanAny_160. I ter
Statement Period: 0210112115 • 02/2812015
Transactions by Type of Activity (continued)
Process(
Settlement
Date Activity Type Description Quantity Price Atoned Interest Amount Currency
Money Market Funds
02/18/15 MONEY RAD PURCFASE DWSGOVT CASE INS% .30.281.25 LSD
.50999997
02/27/15 MONEY MARKET FUND DWSGOVT CASh INSTL INCOME REINVESTED -27.80 LSD
REINVESTMENT
233993682
Total Money Market Funds • UNITED STATES DOLLAR 0.00 .30,308.05
Total Value of Transactions 0.00 0.00 USD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK AVEN E 2671. FLOOR
NEW YORK Pa 10154
Your Account Information
Tax Lot Default Disposition Method
Default Method for Mutual Funds: FIRST IN FIRST OUT
Default Method for Stocks in a Dividend Reinvestm ent Man: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat all interest as envoi issue discount iOlD): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types. Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account communications for electronic delivery. To register and turn off paper communications, tog in to your account or contact your Client Advisor for more information.
Page 7 of 9
Account Number. N4G-023 12 Rated tnellerdi
VOAtl Roil SOUTHERN Go paperless r0 tn xAe . L y Om A V eR n m R . eA W rT E oo D s C 2 O 0 M 07 M UNICATIONS
SDNY_GM_00047016
C SrOenlarl D AEISMA
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009840
EFTA_00 157625
EFTA01289988

Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices. unless otherwise noted.
have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked "WA" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS MEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vwwirpershing.conbusiness_continuity.hrtri for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will
not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the lime of execution and the name of the person from
whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wil not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) win be billed at the rates such agents
use.
Ratings
This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pools is not permitted without prior written
authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or
°cessions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose.
Standard & Popes shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement will your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and ful any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any. to you and in general, for the ongoing relationship that it has with you.
Page 8 of 9
AccountNur.bec 1446423 12 It tmolloni
1,FtAlt Q0I SO U THERA OSTO DGro ipcaprernlesAs L D Ev A e U ry M VA . R N A S T o E N D e C 2 O 0 M 07 M UNICATIONS •-switmi wrin•C
YFI rxesurner
SDNY_GM_00047017
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009841
EFrA_00 157626
EFTA01289989

Deutsche Asset
& Wealth Management °micro RIM P',..'. roanAlywr all
1445,415 005.4014.6155051/
000004 Ilaria Selvnes Lac
P.O Box 1770, Ba!ammo, MD 21203 lice *A C01100
Na Pot 01400.000 Ha I tcr
50.4. wt, AN 1015A
Statement Period: 02/01/2015 • 02/28/2015
Important Information and Disclosures (continued)
The Role of Pershing (continued)
• Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at AI other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement.
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation (SIPC6). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing
provides coverage in excess of SIPC limits. For more detailed information please visit: vnvw.pershing.comistrength_stability.html.
• This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your financial organization and Pershing. Please be advised that any oral communication should be re- confirmed in writing to further protect your rights. including your rights under the Securities Investor
Protection Act.
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399; Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and ether discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose tine limits for fringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
Important Arbitration Agreement
Any controversy between you and Pershing LLC shad be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or rill) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399;
Neikirk
DRAB 901.15 Account Number: NG-023812 GO paperl ess (It ( rC v xA e eL r sM y t uA V 1 R . r 4 . r . 4 Ra . 4 4 eA 1 5 rT 0 4 • E 5 /0 D 1 0 C 02 O 9 M 07 M UNICATIONS I e CI= ta 0 . • . = e IA 0 A = •••~ nine. in. MC "*".=
SDNY_GM_00047018
CONFIDENTIAL — PURSUANT TO FED. R CRIM. 67 8mOsONrIDUSITIA OB-SDNY-0009842
EFIA_00 157627
EFTA01289990

Deutsche Asset
& Wealth Management
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P.O. Ocw 1778, Bahimore, MD 21203 Hann Ray. 160. I to
War wet 10. 101S.
Account Number: N4G-023812
Statement Period: 01101/2015 - 01/31/2015
Valuation at a Glance
This Period Year-to-Date
SOUTHERN TRUST COMPANY INC Beginning Account Value $7,449,267.22 27,449,267.22
6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 1,419,261.22 7,449,267.22
ST THOMAS VI 00802 Dividends. 'Merest and Other Income 30.48 30 48
Net Other Adivity .12.00 1200
het Change in Portfolio 91.815 78 9181578
-nd rg Acceunt Vaue S7.5 101 48 57,541..101.48
Estimated Annual Inc* m e 5427.354 23
Your Client Advisor:
DANIEL SAWA
Asset Allocation
Prior Year-End Last Period This Period % Allocation
LSD Cash. Money Funds. and Bank Deposits 1,196,003 74 1,196,003.74 1,196,02222 15.86% Please review your allocation
hon-L SD Cash, Money Funds, and Bank Deposits 166.688.28 166,888.28 160,561.78 2.13% r-
A on.LSD Axed Income 4,554,415 20 4,554,415.20 4,680,857 50 62.07%
LSD Equities 1,532,160 00 1,532,160.00 1,503,660.00 1994%
Account Total (Pie Chart) 17,449,87.22 17,449,281.22 91,641,101.41 100.00%
See the Asset Alboabon Disclosure at Footnotes setton lor important intormamon regaming your Asset Moulton.
Page 1°110
Ratocl Excellent,
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SDNY_GM_00047019
CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009843
EFTA 00157628
EFTA01289991

Asset Allocation Disclosure and Footnotes
Al values are displayed in V.S. dollars based on interbank exchange rates as of 01/31/2015. Exchange rates can vary.
Summary of Gains and Losses
Realized
ibis Period Yearsto-Date Unrealized
long-Term Gain/loss 0 00 0 00 -126,915.66
Net Gain/Loss 0.00 0.00 -126,916.01$
This summary excluces transactions where cost basis inlarration is rot available.
For Your Information
On June 5, 2014, the European Central Bank (the ICI?) introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions.
Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account
statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 andfcc 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we
may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances.
Exchange Rate Table Global Cash
Onreacy Closing Mount in
Currency USD Equivalent per USD Wren°, Balance Base Currency USD
I
BRITISH POIAD 1 5017 0.6659 BRITISH POLhD 106,920 00 160 561 76
Total Global Cash Balance 1160,561.76
Exchange rates are based on ilerbank exchange rates as of 01/31/2015. Exchange rates can vary.
Money Market Fund Detail
Date Activity Type Description Amount Babes*
Sweep Money Market Fund
Ow9 GOVERNMENT CASH INSTL
Account Number: 0000001489 Current Yield: 0.03% Activity Ending: 01/30115
01/01/15 Opening Balance 1.196.003 74 1,196,003.71
01/05115 Withdrawal MONEY RAD REDEMPTION .12.00 1,195,991.71
01130115 Deposit INCOME REINVEST 304$ 1,196,022.22
0113011$ Closing Balance $1,196,022.22
Total All Money Market Funds $1,196,022.22
cowl Page 2 of 10
PC I 9,76Fr Account Number:NG-023 12 D G o paperless R (v a er . y d V ta a ce . ll S e i n n t c i e 2007 an.trar
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SDNY_GM_00047020
CONFIDENTIAL — PURSUANT TO FED. R CRII1,1 P. 6(e) OB-SDNY-0009844
EFTA_00157629
EFTA01289992

Deutsche Asset
& Wealth Management
0rulsre Mn, Tome Wean warm.
Meals tonne DAR
MANN NM Muftis M.
DANA CNN,
PO. Lica 1778. Sallimore. MD 21203 A . MAIM.
Na * ref NIL
Statement Period: 0110112115 • 01/3112015
Income and Expense Summary Camel Period Year-to•Dale
Taxable Non Taxable Taxable Non Taxable
Dividend Income
Money Market 30.18 0.00 304 8 0.00
Total Dividends, Interest, Income and Expenses $31.48 $0.00 $30.48 $0.00
Portfolio Holdings
U.S. DOLLARS
Account Activity Openiag Closing Amok Income 30.03y Carrell
Opening Dale Quality 'lumber Ending Balance Balance Income This Year Yield Yield
Cash, Money Funds, and Bank Deposits
Money Market
DWS GOVERNMENT CASH INSTL
01101115 1,196,022.220 0000001489 01130115 1,196,003 74 1,196,022.22 0.98 30.48 0.03% 0.03%
Total M oney M arket $1,196,003.74 11,198,022.22 $0.98 130.48
FDIC Insured Bank Deposits
INSURED DEPOSTS PROGRAM
01101115 N46023812 01102115 0.00 0.00 0.00 0.00 NIA N/A
Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 $0.00
Total Cash, Money Funds, and Bank Deposits $1,196,003.14 11,190,022.22 $0.98 130.48
Adjusted Uorealded Awned Estimated Estimated
Date Mildred Nastily Unit Cod Cost Bads Market Price Markel Vain Gaul Lots latered Annual Income Yield
Fixed Income (In lemony Dare Sequence)
Corporate Bonds
PETROLEO S DE VENEZUELA Security Identifier: P7807HAF2
KOTESSENICIRISMOXS0460546525
5.000% 10128115 REG DM 10/28109 S 8 P Rating By
12/04113 *.a.it 2.000.000.000 95 8080 1,916,158.38 85.7500 1,715,000.00 .201,158.38 25,555.56 100.000.00 5.83%
Original Cost Basis $1,800,000.00
Total Corporate Bonds $1,916,158.38 $1,715,000.00 •$201,158.38 $25,555.56 $100,000.00
2,000,000.000
Total Fixed Income $1,918,158.38 $1,715,000.00 •$201,158.38 $25,555.56 $100,000.00
2,000,000.000
Page 3 of 10
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SDNY_GM_00047021
CONFIDENTIAL — PURSUANT TO FED. R CRIM, P. 6(e) OB-SDNY-0009845
EFrA_00157630
EFTA01289993

Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Unrealized Estimated Estimated
Date Acquired Quantity Usk Cost Cod Bade Market Price Markel Yalu Gild Loss Annual Income Yield
Equities
Preferred Socks (Laded by expiration date)
ALLY FINL INC FIX TO FLT Security Identifier: ALLY PRO
DIV4.50% FREO.OTRLY CALLABLE 0 2510 CUSP 02005N308
ON A OTRLY BASIS AFTER 05f15/2016
Dividend Option: Cash
06111113 '.13 57.060.000 25.0780 1,429,417.50 26.3800 1.503.660.00 74,242.50 120.84000 8.03%
Total Preferred Stocks $1,420,417.50 $1103,680.00 $74,242.60 $120,840.00
Total Equities $1,429,417.50 11,503,680.00 874,242.60 $120,640.00
Unrealized Accrued Estimated
Cost Basis Market Value Gild Loss Interest Annul Income
Total U.S. DOLLARS 54.541.596.10 14,414,662.22 -$128,916.88 $25,555.56 $220,870.48
BRITISH POUND
Opening Closing Accrued 3/.Day
Description Quantity Balance Balance Currency Income Yield
Cash, Money Funds, and Bank Deposits
Global Cash Balance 106,920.00 106,920.00 GBP
160,561 76 LSO
Total Cash, Money Funds, and Bank Deposits 106,920.00 106,920.00 GBP 0.00
160,561.78 USD 0.00
Accrued Estimated Estimated
Description Ovantity Market Price Market Value Currency Interest Annual Income Yield
Fixed Income (In MaturityDO Sequence)
Corporate Bonds
NATIONWIDE BUILDING SOCIETY EURO ISSUE 2,000,000.000 99.7500 1,975,000.00 GBP 15,665.36 137,500.00 6.96%
CONY GBP ISINt XS1043181269 2.965.857 50 USO 23,825.05 206 183 75
6.875% 09120188 REG DTD 03111114
S8 P Rating BB
Security Identifier. 6839801,1K3
Total Corporate Bonds : 2,000,000.000 1,976,000.00 GBP 16,866.38 137,600.00
2,965,857.50 USD 23,825.05 206,483.75
Total Fixed Income: 2,000,000.000 1,976,000.00 GBP 1618138 137,600.00
2165,857.50 USD 23,825 05 206.483 75
Pape 4 of 10
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SDNY_GM_00047022
CONFIDENTIAL - PURSUANT TO FED. R CR*1. P. 6(e) OB-SDNY-0009846
EFrA_00157631
EFTA01289994

Deutsche Asset
& Wealth Management
Gram.< Rana PrmilevkanDaragenen
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Statement Period: 0110112015 • 01/31/2015
Portfolio Holdings (continued)
BRITISH POUND (continued)
Accrued Estimated
Market Value Currency Interest Annual Income
Total BRITISH POUND 2,081,920.00 GBP 15,865.38 137,500.00
3,126,419.26 Is SO 23 825 05 206 483 75
Unrealized Accrued Estimated
Cost Basis Markel Valve Gainfloss Interest Annual Income
Total Portfolio Holdings - U.S. $4,541,598.10 0,541,101.48 -$126,915.88 $49,380.61 $427,354.23
DOLLARS
Footnotes
• Noncovered under the cost basis rules as defined below.
Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by
F.1.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered " noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in
this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired
co or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is
disposed.
Reporting requirements generally will be phased in over a three-year period, as follows:
• Stock n a corporation acquired on or after January 1, 2011
• Mutual funds and dividend reinvestment plan (DRP) shares acquired on after January 1, 2012
or
• Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury.
Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from
sources believed to be reliable. In the event, one or more of these attrbutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this
change. These calculations will not be performed under certan circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold
short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns.
The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information.
3
Pershing has received updated cost basis information, therefore cost basis provided on previous dent brokerage statements may differ from the new cost basis reported in this section.
12
The cost basis of this security has been provided to us by the delivering firrn or transferring agent and Pershing makes no representation as to the accuracy of this information.
13
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SDNY_GM_G0047023
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: "HERh DB-SDNY-0009847
EFTA_00157632
EFTA01289995

Holdings Summary by Currency
Currency Case Fixed Income Equities Total by Currency
I, S. DOLLARS 1,196,021 1.715 000 1 503,660 4 414.662 LSD
BRITISh POLND 108,920 1,975.000 0 2,081.920 GBP
Total ND Equivalent 1 66 683 4 680 867 1 603 660 7 641 101 ISO
% of Allocation 17.99% 82.07% 10.04% 100.00%
Messages
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money
market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the
money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information.
Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Comoration.(SIPC)
For disclosure of rates for DWS money market funds, please vist the DWS Investments website at https:/hAwr.dws-investments.com/EN/productsimoney-market-funds-yields.jsp. Please note that all money
market funds ksted on the website may not be offered through us.
important Reminder for Pershing's 2014 IRS Forms 1099 (8, DN, 1N7", OlD and AllSC): As a reminder, by February 17, you will receive either your 1099 form ora special Pending 1099 Notice. The Pending 1099
Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and wil provide the anticipated mail date of
your 1099 form. Your 1099 will be marled no later than March 16, 2015.
Activity Summary (Att amounts shown are in base currency)
Credits This Period Year•lo•Date Debits This Period Year•to•Date
Dividends and Interest $30.48 $30.48 Dlvidendsand Interest $0.00 $0.00
Fees $0.00 $0.00 Fees -$12.00 .512.00
Money Market Funds $12.00 $12.00 Money Market Funds -$30.48 -530.48
Total Credits $42.48 $42.48 Total Debits .542.48 .542.48
Transactions by Type of Activity
Process,
Settlement
Date Adivity Type Description Quantity Price Accrued Interest Amount Currency
Dividends and Interest
01130115 MONEY MARKET FUND DWSGOVT CASH INSTL 3048 LSO
INCOME RECEIVED
233993682
Total Dividends and interest • UNITED STATES DOLLAR 0.00 30.16
Rage 6 of 10
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SDHCGM_00047024
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0009848
EFTA_00 157633
EFTA01289996

Deutsche Asset
& Wealth Management
°Nil", Pam Prmair Wean lAptagentot
Pdaeals COdrage4,7.1)
Dests0r7 Wet *clones +..c
lire Ion Onto
PO Lica 1778, Ballmore. MO 21203 HS Pon Ammo. 160. Mei
Statement Period: 01/01/2015 - 01131/2015
Transactions by Type of Activity (continued)
Process(
Settlement
Date Activity Type Description Quantity Price Accrued Interest Mount CUn ag
Fees
01/02/15 FOREIGN CUSTODY FEE Fgn Safekeeping DEC 2014 CUBE G639804.0 43.00 USD
G63980UN3
01102115 FOREIGN CUSTODY FEE Fgn Safekeeping DEC 2014 CUSP: P78071-.AF-2 •6.00 USO
P7801HAF2
Total Fees- UNITED STATES DOLLAR 0.00 .12.00
Money Market Funds
01105115 MONEY FUND REDEMPTION DWS GO VT CASH INSTL 12.00 USD
USD999997
01130115 MONEY MARKET FUND DWS GO VT CASH INSTL INCOME REINVESTED -30.48 USD
REINVESTMENT
233993682
Total M on ey Market Funds • UNITED STATES DOLLAR 0.00 -18.48
Total Value of Transactions 0.00 0.00 uSD
The price and quantity displayed may have been rounded.
Client Service Information
Your Client Advisor: DAN
DANIEL SABBA
345 PARK MIEN uE 26TH FLOOR
KEW YORK NY 10154
pep Tot 10
Account Number: N46423812 Go paperless
PC 1 10639CSFIO !! 0000 t L D y A o L n B , A V R s R . A S T E iv D a C 2 O 0 M 07 M UNICATIONS
exclaimer
SCthiv_GM_00047025
6:6THERNOstynriprwriAr
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. DB-SDNY-0009849
EFTA_00 157634
EFTA01289997

Your Account Information
Tax Lot Default Disposition Method
Default Method tot Mutual Funds. FIRST IA FIRST OUT
Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT
Default Method for all Other Securities: FIRST IN FIRST OUT
Bond Amortization Elections:
Treat al interest as original issue discount (DID): No
Amortize premium on taxable bonds based on Constant Yield Method: Yes
Accrual market discount method for all other bond types: Ratable Method
Include market discount in income annually: No
Electronic Delivery
You have not selected any account corn m unications for electronic delivery. To register and turn off paper corn in unications. log in to your account or contact your Client Advisor for more inform alio.
Important Information and Disclosures
Pricing
This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted.
have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is
not available are marked NM" and are omitted from the Total.
THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE.
Estimated Annual Figures
The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results.
These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time,
and may be affected by current and future economic. political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position
quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to
vmw.pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received.
Reinvestment
The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You coil
not receive confirmation of these reinvestments. Upon when request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from
whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow.
Options
Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this
information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning
your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to
the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm.
Proxy Vote
Securities not fully paid for in your margin account may be lent by Pershing to itseff or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be
reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shales in your margin account.
Foreign Currency Transactions
Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action
transactions unless you instruct your financial organization othervirse. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the
conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion
rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents
use.
Ratings
This statement may contain credit rating Information obtained from Standard & Roofs. Reproducing and distributing any information received from Standard & Poors is not permitted without prior written
Page 8 of f0
Account Number. N4G-023 12 D G .E, o pNapeTrles/sA c.„...- Rcutt.-clia)
ORA', volt SOUTHERN CI :.C51,1r, ',rt ..... Slat* 2007
C""AUNICAlia6
SDNY_GM_00042026
CONFIDENTIAL - PURSUANT TO FED. R CRIPA. P. 6(e) DB-SDNY-0009850
EFTA_00157635
EFTA01289998

Deutsche Asset
& Wealth Management
()PASO( PFIftle Vr/.41,1 PA' mfr.-wad
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Am *4 DAN
P.O. Box 1778, Bahimore. MD 21203 HS Put Nem NM to
ReveRN. MY ICIM
U) 4$4.71/9. IDN78114MS
Statement Period: 0110112015 • 01/3112015
Important Information and Disclosures (continued)
Ratings (con:inued)
authorization from Standard ft Poor's. Standard 8 Poor's does not guarantee the accuracy, completeness, timeliness or avadability of any information. Standard ZS Poor's is not responsible for any ends or
omissions, regardless of the cause, a for the results of using such content. Standard ft Poor's makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose.
Standard ft Poets shaft not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not
recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice.
The Role of Pershing
• Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders
for the purchase and sale of securities and other property and (i) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or
its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and
you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you.
• Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it
receives as the result of securities transactions it processes.
• Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives
and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities
orders; the assessment of the suitability of those transactions, where appecable; the rendering of investment advice, if any, to you for the ongoing relationship that it has with you.
• Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at M other inquiries regarding your account or activity should
be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statemen
• For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of
every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial
institution.
• Pershing is a member of the Securities Investor Protection Corporation ISIPCI. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing
provides coverage in excess of SIPC limits. Fa more detailed information please visit: vnynr.pershing.caNstrength_stabilityhtml.
• This statement will be deemed concknive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to
your fniancial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor
Protection Act.
• Your financial organization's cont can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza,
Jersey City, New Jersey 07399 Errors and Omissions excepted.
Important Arbitration Disclosures
• All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed
• Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
• The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings.
• The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to
the first scheduled hearing date.
• The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry.
• The rules of some arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court.
• The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement.
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Important Information and Disclosures (continued)
Important Arbitration Agreement
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration. nor seek
to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any
claims encompassed by the putative class action until; (I) the class certification is denied: (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern.
Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399;
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