EFTA01283088.pdf

AN66?/7S
Deutiche Bank
Private Wealth Management
Option Agreement and Approval Form
Please Comptimiiii
Jeffrey Epstein
Account No. Account Narre
individual
Account Type Cash Account Registration
0 Managed Account U Discretionary Account 0 Other
hame(s) of person(s) other than account owner(S) authorized to place Orders the account:
Jeffrey Epstein, Harry Beller, Jeanne Brennan
Account and Cwner Inforrnat on (Provde 'equestea information for each account owner ("Clem"). Amen supplement to this Agreement it
necessary.)
Jeffrey Epstein
Name
Address Little Saint James, St Thomas Country Virgin Islands, US
Pho Number of Dependents Marital Status SIMS Birthdate 01/20(1953
Employe' Southern Financial LLC Business Phone
6100 Red Hook Canter, B3, St Thomas, Virign bMnda, Utan 00802
Business Address
Type of Business Finance Position President Years Held
Present Brokerage Accounts with. JPMorgan
Does the inthineua or entity that controls this account have the power to control any other Option Accounts) with Deutsche Bank Sr-urines Inc.?
a Yes 0 No t yes, please provide tne account number(s): Will Provide List
Clients) Financial Information
Approximate Aggregate Annuat Income Sources of Income (Approximate) Approwmate Aggregate Net Worth
of Account Owner(s) from All Sources
Apcnnovi•Nel Won^
E 0 l 5 fe 6 s 0 s .0 t 0 h 0 a n - $ 6 5 9 0 9 .0 ,9 0 9 0 9 I S n a te la r r e y s / t B /D on iv u id s e nds 6 6 0 0 E L l a id L e % s M s t o h r e e n l $50.000 H Less than n R a IW m OO e na
0 6100030 - 6249.999 ❑$50.000 -$99,999 $50.000 - $99.999
Other (specify):
S250.003 - $499.699 0 $100,000 - $249.999 0 $100,000 - $249.999
q El ssoo.000 -9999999 0 9256000 - $499.999 El uses= - $499.999
H $1,000.000 -$2.499,999 0 $600.003 - 9999.999 q $500.000- 6999,999
62.500.000 -64.999.999 91.000.000 - $2.499.999 0 $1,000,000- $2,499,999
(23 55.000.000 and over 12.500.000 - $4.999.999 q 62,500.000 - 54,999.999
55.000.000 and over 65.000.000 and over
Investment Experience of Account Owner(s)
Year Fist Average a Trots Average Sized Average Size el Types of Previous Option Experience
Traded Pot Year Trades MS StewsI Can:recta
Options 1966 10 $1,000,000.00 1,000 E
Covered Call Writing
Stocks 1969 10 $1,000,000.00 1,000
Purchased Options
Bonds 1966 10 $1,000,000.00 1,000 Option Spreads
Commothoss 1085 10 $1,000,000.00 1,000 Vncovered Put Writing
Listed Stock Index 1588 10 $1,000,000.00 1,000 It Uncovered Call Writing
OTC Convatives 1985 10 $1,000,000.00 1,000 0 None
Suoctomd Products 1958 10 $1,000,000.00 1,000
Other (Specify)
Deutsch, Bonk Stscurines Inc ,• subsidiary of Deutsche Bank AC. conducts investment banking and SCOASOS activities n tno Unitas States
111111111,1110
"e-PlIsilf MINN
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001610
EFTA_00 I49395
EFTA01283088

Option Objectives (check ALL that apply):
Q kJ
Income (covered call writing{ Portfolio Protection (protective puts) In Speculation (spreads & uncovered writing)
GhentIs) Strategy Requests (Please check as many of the following strategies sought to be employed)
El I. Covered Call Writing
Niesleas, Calls fully covered by underlying stock. Stock may be called at any time or at expiration. requiring owner to sea at stray price.
2. Purchasing Options
involves Subsuvilial Risk. intim premium is at risk. Prole or loss usually determined by selling position. If position is not dosed or exercised by
expiration date. options will expire worthtess.
Q 3. Option Spreads - Margin account required.
Involves Substantial Rick In addition to risk of purchasing puts or cats. if long side is dosed out, leaving only a short position the linanoal risk
becomes unlimited. Option assignments require purchase of the underlying stock in the open market to effect delivery to purchaser of option.
El 4. Uncovered Put Writing - Margin account and special statement for uncovered option writers required.
Involves Substantkljlisk If assigned, the client must purchase the underlying stock at the strike price, when may be substantially higher than the
then-onrent market puce.
(ZI 5. Uncovered Cal Writing - Margin account and special statement for uncovered option writers required.
Involves Substantial Rit. Writing uncovered calls involves unlimited financial risk. Option assignments require purchase of the undeilying stock in
open market to effect delivery to purchaser of option.
I have read and understand all of the conditions and stipulations on the reverse side of this form in regard to tradrng in options and represent that trading
in options is suitable in light of my investment objectives, financial situation, risk tolerance and knowledge. I hereby confirm that I am the source of and
attest to the accuracy of the above information and authonze Deutsche Bank Securities Inc. (also referred to herein as 'Deutsche Rat* Mex. Brown") to
verify any representation contained thereon, at its discretion. I will promptly notify Deutsche flank Alex. Brown, in writing, of any MMONfichange in the
above-stated information. I acknowledge that I may obtain an options clearing corporation prospectus upon request.
I have received and read the Options Clearing Corporation Disclosure Document entitled 'Characteristics and Risks of
Standardized Options.-
Sifinin;
Signed C Date
T05
Pont Client Advisor Name CA II
Client Advisor Signatur Dale
ROP Approval Dale
OPTION DEPT. APPROVAL:
S P DATE Comments:
Covered Call Writing
f
Purchasing Options to- -0-13
Option Spreads
Uncovered Put Writing
0 Uncovered Call Wnting
09P1W-0127 14 05/11)
SONY W87
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001611
EFTA_00149396
EFTA01283089

Risks, Prohibitions and General Information Concerning Option Trading
I understand the options uunsactions invoke a high dunce of nsk and oiler no guarantee of gain or assurance aganst loss. Artordingly. I understand that prior to engaging in
any option transaction. I she renew my present financial situation and datemew whether it it advisable to incur de risk nf loss amoneed with tnat particular investment.
1 I understand that when I engage in Option ening I emose myself to erten, potentially substantial financial Mks in addition to those Weeded en the from side ol this form
underlie heading twee) Strategy Requests: including be rot firmed to the following
- I understand than I should not buy an option unless I are able to sustain a total loss of the prernamn and transaction eons:
— If I sell three) covered options. I understand that I may been penicipanon n capital gains boa man risk ol participation in capital losses n the iinmribnieg sacura
understand thin it an exerciussee is assithed to me, logy be laced to liquidate my pewee in the endedying security at alin* wbich nay aniav nti
understand ittal I shauld not IS (write) n cowered rap option undid I am prepared to ti ame the underlying security (ce a security convertible, exchangeable, or exerosable
info such undMying casual yon the netace of INC Wen
emit.) uncovered (neer einem, I risk substantial w__in_ltel "IS it and lo the tudent that the Markel pre.) of the underlying security increases abeve the strike price
- of a call or decreases below the strike price or If an exercise is assigned to me. it me, in al Ikelitmod, be a a lime when will force me to 3Miale such a capital loss.
I understand INK I should nil sea bade) a sett diem a an IthOthend call option, etoodaky an index option. maudlin% abbe to sustain potenhey unlimited Mum
— lath aware that various lades may affect the price el an option contract, such as the relationship between the exercise pone and market pica of the underlying securny.
the time period remaining until the option M(re& and the price fluctuation or other egraclenstics of the underlying seam*
- I en aware that the respective option exchanges rExchangen may. in their discretion and horn time to time, restrict Itensacticas in particular options of the exercise ot
option atritraiSS in the intermit 04 nuanieming a lair and ordrey market in paten convects or in Me undone® security. for the protection of investon. I understand that I
may mat be able to close a position es the event that a secondary market in the option ceases to exist a ten feting exchange mistrals a suspends trading n the option.
— lam aware that the Litchsoiges have established restrictions on omen opera® purchase and sew transactions on the Exeucgos which are considered to be reacted
OPUnne.
2. I undOrMand and agreo that my aocounds) with Deutsche Bank Securities Inc. (also referred to herein as tentacle Bank Alex. &own') will be handed in accordance with the
Rules of the Fieranclia Industry Piendbery Authority CHNHA, and the Exchanges on winch listed options are traded and of the Options Charing Corporation rocc-). as
expressed in it. pospeate lain aware of and agree to be bound by such Met In acnsdancit weh such ithew
— I wi not attempt to acquire in any lime. other by myself or in OW® with NM® a position in excess of the lints presorted Iran time to time by the Exchanges Fa
the purgatorial catgut® Lath limits. I understand that teal king call widens end noon put ended ol ten NISTA undyhing mock must be added to moose gio position
limit. Similarly. total long put options and short call options el the same undethring stock must be added to compute the position limit
— Ow. 001 attempt to exercise, either by myself or in Danced with others. during arty period of free consecutive business caws a quantity in swats of the Lima presaged by
the Facharen: J.
— I molests® that it found in violation ol either the position Snit for Inc exorcise lint I may be impel to sanctions imposed oy the Exchange inverven and dirt these
sanction may include epeckstion of the positions in violation.
3 I understand that Done® Bank Alex. Brown has pokes which may be more restrictive than a impose requirements in addition to those of the Exchanges, EWA a the New
York Stock Exchange. I ern in abide by such policies as a comae® of doing business with Deutsche Bank Alex. Brown. I undatend that these policies include but are not
limited to the knowing.
— Settlement nee the alt option Irene is the human der knOwing mode date. Newithsterlding ths Pewee. Deutsch: Bark N . &mut may. kr its dereiont elect rid
to accept purchase orders in options unless cosh equal to the parched price has first boon deposited in my account. and may elect not in swept opening side cyders in
options unless I have rat deposited in my account either the required moron or unrestricted negotiable shares of the underlying sloe in an amount specified by
Deutsche Bank Nut Drown
— Moist® Bank Alex Brown may reuse orders to trade options in my accent if there are restrictions elect my account. theiudes9 restrictions regarding trading in to
unannyinasecunty.O1 for any other Me-SO\ at its discretion
— Deutsche Dank Alex. Brown INS set trading and exercise ecsalland with correspond to denims castanet® by the OCC and will accept no reSpOnsitakty for completion
of ceders entered by clients alter nen deadline.
— Mange.. tither in Cads a securities, posted by me Rome shod option positions, may riot be triad in my margin account equity a interest Computations. Deutsche
Bank Nex. Brown may, in turn, use mess deposits to sews said short petitions with the OCC.
— Option exorcise notices assigoed to Deutsche Bank Alex. Brown in respect of a short position n option connects in customer accounts shall be allocated to customers ol
Deutsche Bonk AIM Brien, on an automaton random Wm. I understand that it I am assigned. Me assinenent will be proccetal name fin thy Luse of a coal a a
purchase no the case Of a pod, milling two business days keel the date of assignment (except (Or non eicely Peons, which set NC for cash on thic.day assignmenuand
Statism obligated to deliver the underlyng stock or required cash to Deutsele Bank Alex. Brown no later than settlement date.
4. lender:WA that margin tequinernents Pitt in con earn with certain Options an:If/vette to inert at margin calls as made by Deutsche Hank Ads Brown. I tide/sued that
Deutsche Book Ales &own in computing the margin tequitanents for aeon positions, may impose a higher margin requirement la inciVoilual option positions than other
imielment firms. and that Deutsche Bank Alex. Brown we inform me of its westing m419,1111 winner's; for option positions ',Pon request. In the eventide not meet margin
Calla prOmpilly. OuutSChe Bann Mex. &vital is aulnithext in its sae dierenxi ace withOol noldbeen 10 Me, to take any old an steps ousenery to peke itself in OceneitiOn
with pt andlor call transactions made fa my account, ex:Mb® 0.0 light 1O buy and* Set that or ShOrt GOMpt kJ my Kneed and risk any pat a all of the stems
represented by options indresed by Deutsche Dank Ares. emvin for my account or to toy for my Noun and risk any puts andthr ens as Deutsche Bank Alex. Brown may
deem tersesiairy km its piotecton. I turtlMa agree that any raid all expenses inured by Deutsche owe Nix. Brown in the tonne:6m will be reimbursed by ma.
5- This agreement Shelled* lea option ardent for my/our account whether a not such orders are executed
6 I understand that courns may be listed on one or morn Ex/lenges and that i no Exchange b specified by me. Deutsche Bank Alex &own will use its &seem In routing my
ordadsl.
7 I hereby author® you in your sow discretion del with notiliwtion to mO bar it the went d my ;leak. without notification to representatives el my Wale a to my heirs)
whenever you deem it necessary Inc your protection. in take such action. Inducing, without limitation. to buy. sell or sell short for my emounigil and my risk, dots. mils. Or
odes forms of options anon to buy. sell. or seri shot any ban or el Of the underlying secunles represented by options endorsed by you for my accoontel. My and dl
expenses, including, without limitation attorneys fees and their rossenable disburreementt incurred by you in monad-lion with such transactions veil be reimburse:I by meet by
my estate.
& You are under no obegatien to convey to me any information relating to the underlying securities covered by an °peon or any securities related thereto. or any information
relating to Options whether south inlormaten .5 then or thmalter knOwn or amoebae My inforMatiOn, ad.** or notification in dap® to any Wien or any uncknying
to:winks or secueines neon 'lento which you may give ono end which sou are riot required to give by the *ma of this agreement o any Other agrement expressed oe
implied. she% not be consuued as treat® an implied ithreement Cr course of dealing between is and stall riot npair the provisions of this or any other agmernom between us.
9. This agruornem and es onfurcenent shall W governed by the laws of the Stale of New York arid ns proven® shall be ominous. shall weer al options ininsadions
hereunder. Whether yOu are acting as Inter a prinripel, end all accouols, imlividually and collectively. which I may teen or re ripen Mtn yet that inure to the benefit of your
present oeganitalion, its successes and assigns'. and shag be binding upon me and my egad. executors. administrator% and assigns. but no assignment shall release me from
any of my obligations hereunder Written natal of revocations of this agreement slue not release either of us from any obligations hereunder arising prior to the actual receipt
of such notice by the other
10 Whenever an law or regulation is adopted which elects a is inconestant with any provision hereof, such prows.® slue be deemed modified or superseded, es the ewe may
be. by such law or feet/aeon and such PeASIOOS OS so rriodffied or superseded and all tithite proasions hereof shall in all aspects continue n but force and effect. All other
ogrwrnalts existing between td or hemallia Made whirls, by thee prtheiOns apply to any 01 my transact and Amounts with yOu. Shall be applicable to any of my opharis
transaction; and annents where they am not ki conflict with the agreement. Should such it omelet most n shall be resolved in lawn of this agreement. Otherwise. the
provisions of each agreement shag be delicable.
11 As used herein. -I- and 'me refers to el account owners. 'you" and 'Your refers to Deutsche Bank Alex. Brown
Please Initial Flare:
09-P1h14-0127 OM 14 (05/11)
SONYagialaltilidar88
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) OB-SDNY-0001612
EFI'A_00149397
EFTA01283090

Special Statement for
Deutsche Bank Alex. Brown
Uncovered Option Writers
of Cletncre Sark Soci. i het c
Account No. Account Name Jeffrey Epstein
There are special risks associated with uncovered option writing which expose the investor to potentially significant loss. I understand
that this type of strategy may not be suitable for all customers approved for options transactions. I also understand each o' the
following:
1. The potential loss of uncovered call writing is unlimited, since there is no upper limit on a stock's price and the loss to a writer of
an uncovered all equals the stock price minus the exercise price. The writer of an uncovered call is in an extremely risky
position, and may incur largo losses if the value of the underlying instrument increases above the exercise price. Such a loss can
oxceed the equity in the call writer's account.
2. The potential loss iron writing uncovered put options is also substantial. The writer of an uncovered put option bears a risk of
loss if the value of the underlying instrument declines below the exercise price. However, since stock prices cannot be lower than
zero, the maximum loss is equal to the strike price of the put sold less the premium received tor that put. Such loss could be
substantial if there is a significant decline in the value of the underlying instrument and can exceed the equity in the put writer's
accourt.
3. For combination writing, where the investor writes both a put and a call on the same underlying instrument, the potential risk is
unlimited and can exceed the equity in the option writer's account.
4. Uncovered option writing is thus suitable only for the knowledgeable investor who understands the risks, has the financial capacity
and willingness to incur potentially substantial losses, and has sufficient liquid assets to meet applicable margin requirements. In
this regard, if the %rake of the underlying instrument moves against an uncovered writer's options position, the investor's broker
may request significant additional margin payments. If an investor does not make such margin payments. the broker may liquidate
stock or options positions in the investor's account, with little or no prior notice in accordance with the investors margin
agreement.
5. The option writer may not be able to rely on the secondary market. If a secondary market in options were to become unavailable,
investors could not engage in closing transactions, and an optior writer would remain obligated until expiration or assignment.
6. The writer of an American-style option is subject to being assigned an exercise at any time after he has written the ootion until
the option expires. By contrast, the writer of a European-style option is subject to exercise assignment only during the exercise
period.
NOTE: It is expected that the personis) signing below will read the booklet entitled Characteristics and Risks of Standardized Options
available 'ram your broker. Particular attention is directed to the chapter entitled "Risks o' Buying and Witting Options." This
statement is not intended to enumerate all of the risks entailed in writing uncovered options.
I have read and understand the above statement regarding the special risks associated with uncovered option writing and
represent that such trading is suitable in light of my investment objectives, which include speculation, as well as my
financial situation, risk and knowledge. I understand that you wilt rely on the representations I have made herein
and in the Option cement a d Approval Form I provided to_you in determining whether to approve my account for the
options strategi have elects and I hereby ruth and accuracy of such statements.
Signed Date ID (a 'tie
Signed Date
Signed Date
Signed Date
Signed Date
Approved for: (Hoovered Calls Eroncovered Puts
'AO
ROPIManager Approval: Date:
08-03AgeiSptSt4N otoe9
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001613
EFTA_00 149398
EFTA01283091

U Current Classification: (dick here for help) Internal
Epstein Account Options Coding
Jay Lipman to. Donna R Taylor 10128201302:27 PM
Cc Vahe Stepanian, Tazia Smith, Amanda Kirby
Classification: For internal use only
Hi Donna,
Thank you for calling me regarding the Epstein account. Per your questions, the account Holder has 0
dependants, and we do not know when the account will be funded. As such, please can you go ahead and
code the account for what you are able to, without any capital in the account Thanks Donna.
Kind Regards,
Jay Lipman
Jay Lipman
Analyst I Markets Coverage Group
Deutsche Bank Securities Inc
Deutsche Asset g Wealth Management
345 Park Avenue - 26th Floor
New York, NY 10154
Tel.
Fax
Ema
PASTrierk417 afferrtit
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EFTA_00 149399
EFTA01283092

4
AUTHORIZATION OF POWER OF ATTORNEY
For Natural/Individual Persons For Brokerage Accounts and/or retirement accounts with OBS,
This Authorization/Power of Attorney constitutes a non-durable limitedp ower of attorney, designed to
give a person or persons designated by you either (1) limited authority over your Account(s) or (2) full
authority over your Account(s) as set forth below.
NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REQUIRED TO BE INCLUDED,
VERBATIM, IN EVERY POWER OF ATTORNEY.
CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important document As the "Principal," you
give the person whom you choose (your "agent") authority to spend your money and sell or dispose of your
property during your iifetime without telling you. You do not lose your authority to act even though you have
given your agent similar authority. When your agent exercises this authority, he or she must act according
to any instructions you have provided or, when there are no specific instructions, in your beat interest.
"Important Information for the Agent" at the end of this document describes your agent's responsibilities.
Your agent can act on your behalf only after signing the power of Attorney before a notary public.
You can request Information from your agent at any time. If you are revoking a prior Power of Attorney by
executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s)
and to the financial institutions where your accounts am located. You can revoke or terminate your Power
of Attorney at anytime for anv reason as long as you are ob sound mind. If you mu no tenger of sound mind,
a court can remove an agent for acting Improperly. Your agent cannot make health care decisions for you.
You may execute a "Health Care Proxy" to do this. The law governing Powers of Attorney is contained in the
New York Gernert Obligations Law, Artier. 5, Title 15. This law is available at a law library, or online threngti
the New York State Senate or Assembly websites, www.senate.state.ny.us or www.assembly.state.ny.us.
If there is anything in this document that you do not understand, you should consult with your lawyer.
AUTHORITY
The urersigne9 Principal (the "Undersigned" or "Principal") hereby appoints:
A
(32./fiv k it. as the Undersigned's agents) and attomeyls)
ht-feat Ms:tenon to act IND UAW/ i.vidrnsspect to, any and NI accounts, if applicable (see below) in the
Undersigned's name ("Aocount(s)"), held individually or jointly (provided that all joint account holders have
executed this forml with DBSI, as well as individual retirement accounts held for the benefit of the Undersigned
("IRAs"), with the authority to direct 1)951 to buy, sell (including short sales) and otherwise transact in any
security, including but not limited to stocks, bonds, mutual fund snares, limited partnership interests, call and put
Options (covered and uncovered), on margin or otherwise, and any instrument, agreement or contract relating
to same, on margin or otherwise, or enter into futures, options on futures end forward contracts, interest rate,
currency, equity or commodity swap transactions, deposit ac aunts at financial institutions and direct or indirect
interests in securities, deposit instruments or contracts where all or part of the return is calculated by reference
to changes in, among other things, the value of securities, commodities, currencies, interest rates, property of
any description or indices, In each case in accordance with DBSI's terms and conditions for the Undersigned's
account, account type, and risk and in the Undersigned's names, or numberls) on DBSI's books. Agent(s) must
exercise the authority granted herein, pursuant to the Undersigned's instillations, or otherwise for purposes
which the Agent(s) reasonably deems to be in the Undersigned's best interest. By giving this authority, the
Undersigned authorizes Agent(s) to make inquiries on the Account(s), including requesting information about
account transactions, balances and holdings.
tri, •
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EFTA01283093

Principal agrees that 0BSI shall not be obligated to proceed with instructions that are inconsistent with
the terms of any agreements governing the Accounffs), or that would violate any applicable laws, rules or
regulations, or that would be otherwise limited by the account type or documentation on file.
THE UNDERSIGNED AUTHORIZES THE AGENT(S) TO RECEIVE CORES OF ACCOUNT STATEMENTS
AND TRANSACTION CONFIRMATIONS UPON THE AGENT(S)'S REQUEST. DBSI RETAINS THE RIGHT
IN ITS SOLE DISCRETION TO REFUSE TO ACCEPT INSTRUCTIONS BY THE AGENT(S) TO CHANGE
THE MAILING ADDRESS ASSIGNED TO THE UNDERSIGNED'S ACCOUNT(S) OR ANY BENEFICIARY
DESIGNATIONS.
NOTE: If you want to authorize your Agent(s) to make gifts of your money or assets or other property held in
the Account(s) during your lifetime, without restriction, to any one or more persons, including the AgentIs)
himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to
your Agent(s) grants your Agent(s) authority to take actions which could significantly reduce your property
or change how your property is distributed at death. DBSI shall not be responsible to monitor whether any
payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider.
SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION
O LIMITED TRADING AUTHORIZATION. In all such purchases, sales or trades, DBSI is
authorized to follow the instructions of Agent(s) In every respect concerning the Account(s), and Agent(s)
is/are authorized to act for the Undersigned and on the Undersigned's behalf in the same manner and
with the same force and effect as the Undersigned might or could do with respect to such purchases,
sales or trades as well as with respect to all other things necessary or incidental to the furtherance or
conduct of such purchases, sales or trades.
Note: This Limited Authorization does not permit Agent(s) to withdraw or transfer assets from the
Account(s).
— OR—
/ Il
OFULL AUTHORIZATION TO TRADE AND MOVE ASSETS. DBSI is authorized to follow the
I
Oiled
instructions of Agent(s) in every respect concerning the Acoount(s), and to make deliveries or transfers
of assets (including cash), from the Account(s) and payment of moneys as directed by Agent(s), without
restriction feseludimptcetbershpoissle); himself, herself or themselves except in connection with IRAs)
in accordance with DBSI's terms and conditions and account type. In all matters and things aforementioned,
as well as in all other things necessary or Incidental to the furtherance or conduct of the Account(s), Agent(s)
may act in the same manner and with the same force and effect as the Undersigned might or could do.
Note: This Full Authorization grents Agent's) unrestricted authority to uede In the Accounts) and to
withdraw or transfer assets from the Aocount(e).
For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with
distributions.
This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written
notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or
his or her branch manager. However, the limited power of attorney granted hereunder Is wet a durable power
of attorney and will cease to be effective upon actual receipt by DBSI of written notice of the occurrence of
either of the following events: (i) the Undersigned is judicially declared to be incompetent, or (ii) the death of
the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shell be entitled
to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual
written notice.
2
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EFTA01283094

The Undersigned understands and agrees that DBSI has the right to require additional verification and
documentation from the Undersigned or the Undersigned's Agent(s) in certain transactions that DBSI, in its
sole discretion, deems necessary. In addition, DBSI has the right to request that either a new Authorization/
Power of Attorney be executed or that the Agent(s) verify in writing the validity of the current Authorization/
Power of Attorney.
Fti-ty got,
Agent Name: Agent Name: Vie: 114 ( "
s7C /Arc #;•14: r,
Address: Address:
Py ken-
T1N of Agent: TIN of Agent:
Relationship Relationship
to Principal: /jeer!" r 44 It to Principal:
7-er.
THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED
HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE
LINES BELOW.
INDEMNIFICATION
The Undersigned acknowledges and agrees that the Undersigned is responsible for ell acts of the Agent(s). The
Undersigned hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives, and
assigns to inderneify and hold harmless DBSI end its parents, affiliates, subsidiaries, officers, employees, and
agents (collectively, 'DB") from all claims that may arise in connection herewith, and to pay DB promptly, on
demand, any and all losses and liabilities arising therefrom or from any action taken or not taken by DB in reliance
hereon, including without limitation, any debit balance due with respect to the Account(s). The Undersigned
further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the
Undersigned's Artem(s) in connection with the Account(s) prior or subsequent to the execution of this document
and holds harmless DB regarding same.
This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective
of any change or changes at any time in the personnel thereof for any cause whatsoever.
The Undersigned understands and agrees that the DBSI may require joint account holder(s) to sign all requests
for withdrawals from an account jointly with the Agent(s).
3
I t-PWA4-0186 /01112)
009611-010612
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P 6(e) DB-SDNY-0001617
EFTA_00 149402
EFTA01283095

The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney
and understands same, end has executed this Power of Attorney of his/her own free win and has received
advice about the effect of this Power of Attorney from bis/her advisers es he/she has deemed necessary or
advisable.
In witness whereof, the Undersigned has executed this Authorization/Power of Attorney.
Date: irl.77. I .4 Signature:
1 0.
Print Name:
(the "Undersi. nod")
TO BE EFFECTIVE FOR JOINT ACCOUNT(S), ALL ACCOUNT HOLDERS MUST SIGN:
In witness whereof, the Undersigned has executed this Authorization/Power of Attorney.
Date: Signature:
Print Name:
(the "Undersigned")
This section iMentIonally left blank.
4
IIPWM-00$6 f01/12)
G00611-010612
SONY_GM_00038794
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001618
EFTA_00 149403
EFTA01283096

ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE
)44k
STATE OF NEW YORK, COUNTY OF 58.:
04:skt 01, 2/3
On before me, _ igal_L 30/(6)-- personally
c(-4,.
appeared 171/11•14/ personally known to me r proved to me on the basis of satisfactory
evidence to e the i netts/id ual sywhose name(s) is (are) subscribed to within the instrument and acknowledged
to me that he/she/they executed the same in hisTheritheir capacity(ies), and that by his/her/their signature(s)
on the instrument, the individual(s), or the person upon ben of whom the in maks) acted, executed
the instrument.
Notary Public HARRY I. RELLEFI
Notary Public. Stele of New York
No. 01a ii485"5924
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YacliRo
mi4mnilsinsiioan 'Crisnpicretksi;Finebd.Clo7u,n21.'4 4/
STATE OF COUNTY OF
On before me, personally
appeared personally known to me or proved to me on the basis of
sotisfactory evidence to be the individua(s) whose name(s) Is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/her/their capecity(ies), and that by his/her/
their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s)
acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned
in (state/oountry).
(signature end office of the individual taking acknowledgement)
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts)
STATE OF NEW YORK, COUNTY OF as.:
On before me, personally
appeared personally known to me or proved to me on the basis of satisfactory
evidence to be the individuals) whose names) is (are) subscribed to within the instrument end acknowledged
to me that he/she/they executed the same in hia/herhheir capacIty(ies), and that by his/her/their sIgnature(s)
on the instrument, the individual(s), or the person upon behalf of whom the individualist acted, executed
the instrument.
Notary Public
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts)
STATE OF COUNTY OF ss.:
On before me, personally
appeared personally known to me or proved to me on the basis of
satisfactory evidence to be the individusks) whose name(s) is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/her/their capacitylies), and that by his/her/
their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individuals)
acted, executed the instrument, and that such individuals) mode such appearance before the Undersigned
in (state/country).
(signature and office of the individual taking acknowledgement)
5
1141WM-0085101/121
030611.010612
SONY_GM_00038795
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001619
EFTA_0014 9404
EFTA01283097

IMPORTANT INFORMATION FOR THE AGENT(S):
When you accept the authority granted under this Authorization/Power of Attorney, a special legal relationship
is created between you and the Principal. This relationship Imposes on you legal responsibilities that continue
until you resign or the Authorization/Power of Attorney is terminated or revoked. You must:
1. act according to any instructions from the Principal, or, where there are no instructions, In the Principal's
best interest;
2. avoid conflicts that would Impair your ability to act in the Principal's best interest;
3. keep the Principal's property separate and distinct from any assets you own or control, unless otherwise
permitted by law;
4. keep a record of all receipts, payments, and transactions conducted for the Principal;
5. disclose your Identity as an Agent whenever you act for the Principal by writing or printing the Principal's
name and signing your own name as "Agent" in either of the following manner: (Principal's Namel by
(Your Signature) as Agent, or (Your Signature) as Agent for (Principal's Name); and
6. agree that DBSI shall not be obligated to proceed with Instructions that are inconsistent with the terms of
any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations.
You may not use the Principal's assets to benefit yourself or give major gifts to yourself or anyone else
unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in
a Statutory Major Gifts Rider which the Principal may attach to this Authorization/Power of Attorney. If you
have that authority, you must act according to any instructions of the Principal or, where there are no such
Instructions, in the Principal's best interest. You may resign by giving written notice to the Principal and to
any co-agent, successor agent, or the Principal's guardian if one has been appointed. If there is anything
about this document or your responsibilities that you do not understand, you should seek legal advice.
Liability of Agent: The meaning of authority given to you is defined in New York's General Obligations Law,
Article 5, Title 15. If it is found that you have violated the law or acted outside the authority granted to you
in the Authorization/Power of Attorney, you may be liable under the law for your violation.
AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT:
It is not required that the Principal and the Agent(s) sign at the same time, nor that multiple Agents sign
at the same time. Sca
I/we, pe, obit Jo It have read the. foregoing
(insert name()) Of Agentlen
Authorization/Power of Attorney.
I am/we arse person(s) identified therein as Agent(s) fofrt1 e Principal ;tinted therein.
/Li
at • letwet- 4.-e14/.
Agent's signature Age Vs sigisture
Dated: SWIM__ Dated: / 4//( //3
6
11-PWA4-0980(01/12)
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CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0001620
EFTA_00I 49405
EFTA01283098

ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE
STATE OF NEW YORK COUNTY OF u ,fr;r / 55.:
„•,,,
On /C/1/13. before me /K 7, Fri 1)3 Cfft.t r. personally
appeared "Tr,. (A ex err". lei"... personally known to me or proved to me on the basis of satisfactory
evidence to bithe individual(s) whosen ame(s) is (are) subscribed to within the instrument and acknowledged
to me that he/she/they executed the same in his/her/their cApacity(ies), and that by, isJher/their signature(s)
on the instrument, the individual(s), or the person upon behr of whom the!dividual(s) acted, executed
,..•
the instrument. V/ _i • c.-4,---,___--
HARRY I. SELLER
I Notary Public Notary Public, State of New York
No 018E4853924
Qualified in Rockland County
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATC0mmissi0n Expires Feb. 17.2O
STATE OF , COUNTY OF ss.:
On before me personally
appeared personally known to me or proved to me on the basis of
satisfactory evidence to be the individual(s) whose name(a) is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/her/heir capecity(ies), and that by his/her/
their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s)
acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned
in (state/country).
(signature and office of the individual taking acknowledgement)
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE (fee joint amounts)
e ...•
4-/ekti kJ.°
STATE OF NEW YORK, COUNTY OF r
On tops- Iii _ y
before me obaited it A. a: (Aiik vAi • ...-. personally
appeared far r er personally known to me or proved to me on the basis of satisfactory
evidence to the individualist whose na me(s) is (are) subscribed to within the instrument and acknowledged
to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s)
on the instrumunt. the individuel(s), or the person upon behalf of whom the individvgsArged,l ceHxAecRuDteSdO N
a
the instrument. Notary Public. Stare of New York
cts.....4 No Of R 1605307f
Qualified in Queens County
Notary Public Commission E.pireir January 2. 20A.S
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts)
STATE OF COUNTY OF ss.:
On before me, personally
appeared personally known to me or proved to me on the basis of
satisfactory evidence to be the individual(s) whose namelsl is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/
their signature(s) on the instrument, the indlvidual(s), or the person upon behalf of whom the individuals)
acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned
in (state/country).
(signature and office of the Individual taking acknowledgement)
7
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C00011-010612
SDNY_GM_00038797
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0001621
EFTA_00149406
EFTA01283099