EFTA01283085.pdf — Epstein Files Explorer

AI Summary

This document is a Deutsche Bank institutional suitability certificate signed by Jeffrey Epstein for two accounts - Southern Financial LLC and Southern Trust Company Inc. The form certifies these entities as institutional accounts capable of independent investment judgment under FINRA regulations. [Rating: 8/10 - Document directly links Jeffrey Epstein to multiple financial entities and Deutsche Bank accounts, providing concrete evidence of his institutional financial relationships]

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Extracted Entities

Name	Type	Context
Deutsche Bank Securities Inc.	organization	Financial institution providing investment services and requiring institutional certification
Southern Financial LLC	organization	Institutional account certified with Deutsche Bank
Southern Trust Company Inc.	organization	Institutional account certified with Deutsche Bank
Jeffrey Epstein	person	Authorized signatory for both Southern Financial LLC and Southern Trust Company Inc. institutional accounts

Full Text

SOUTHERN FINANCIAL LLC
KS ;
SONY_GM_00038769
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001593
EFTA_00149378
EFTA01283085

an
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Private Vlleillth Ma nag° Men t
Institutional Suitability Certificate
Affirmative Indication Of Exercise Of Independent Judgment
(Pursuant To FINRA Rule 21 / 1)'
In connection with any recommonded2 transaction or investment strategy by Deutsche Bank Securities Inc. (OBSII or
its Client Advisors. the undersigned admowledges on behalf of the Institution named below that:
I. It is an Institutional Account as defined in ANRA Rule 4512(0)3; namely,
q e) A bank, savings and loan association, Insurance company, or registered investment company
EZI bi An investment adviser registered either with the Securities and Exchange Commission under Section 203 of
The Investment Advisers Act of 1940 or with a state securities commission (or any agency or office
performing like functions)
c) Any other entity (whether a natural person, corporation, partnership, trust, or otherwise) with total assets of
at least $50 million as of the date of this Certification (whether such assets are invested for such person's
own account or under management for the account of others).
IMPORTANT: You must select one of the above
II. It (1) is capable of evaluating investment risks independently, both In general and with regard to all transactions and
investment strategies involving a security or securities; and (2) will exercise independent Judgment in evaluating
the recommendations of Deutsche Bank Securities Inc. or its associated persons, UhleS8 it hes otherwise notified
Deutsche Bank Securities Inc. in writing;
Itl. It will notify the Deutsche Bank Securities Inc. Client Advisor servicing the Institutional Account if anything in this
Ceniticato ceases to be true;
IV. He or she is authorized to sign on behalf of the Institutional Account named below.
By signing this Certificate, the undersigned affirms that the.above statements are accurate but does not waive any
rights afforded under U.S. federal or stole securitiee laws, including without limitation, any rights under Section 10(b) of
the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder.
NOTE: This Certificate shall apply with respect to all recommended transactions end investment strategies involving
securities that are entered into by the "Institutional Account" named in this Certificate, whether for the account of such
Institutional Account or for the account of any beneficial owner that has delegated decision making authority to such
Institutional Account.
Southern Financial Lt.0 Jeffrey Epstein
Institutional Account Name Name of Authorized Signatory
M.Cc itr
of Authorized Account Number
Signature of Auth sized Signatory Date
Southern Trust Company Inc. Jeffrey [-Peter
Institutional Account Name ..---Nafflifof Authorized Signatory
PV
-
Till Authorized Sign Account Number
Ignetyre of Authorized a Date
( \'2,M
Client Advisor Signature Date
Avuleblo et http://www.linroOtoanautilY
'As defined in FINRA Ruin intitem4:009
/C 1 n ottMeOttelt
SONY_GM_00038770
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001594
EFTA_00 149379
EFTA01283086