EFTA01283069.pdf

• - Deutsche Bank
Private Wealth Management
Option Agreement and Approval Form
Please Complete All Sections
Jeepers Inc.
Account No Account Name
Account Type 91142_ Account Registration Entity
cp Managed Account 0 Discretionary Account 0 Other
Name(s] of person(s) other than account owner(s) authorized to place orders for the account.'
Jaffrey Epstein, Harry Beller, Jeanne Brennan
Account and Owner Information (Provide requested information for each account owner ("Client"). Attach supplement to this Agreement if
necessary.)
Name Jeeps= Inc.
Address St. Thomas, 00802 Country Vi rgin Islands
Phone Number of Dependents NA Mantel Status NA Bohdate
Employer NA Business Phone
Business Address
Type of Business Position Years Held
Present Brokerage Accounts with: norgan
Doe9 the individual or entity that controls this account have the power to controf any other Option Accountts) with Deutsche Bank Securities Inc.?
gl Yes 0 No If yes, please provide the account number(s). Will Provide List
Clients) Financial Information
Approximate Aggregate Annual Incdrne Sources of Income (Approximate) Approximate Aggregate Net Worth
of Account Ownerls) from All Sources
aovisaneri tin wont,
o I ess than 350,000 Salary/Bonus so % Loud Her Wenn posarg_eregas use..
D
13 Z0,000 - $99.999 tnterest/Dividends so % 0 Less than $50.000 Less than $50,000
ED $100,000 - 3249,999 $50.000 -$99,999 US50.000 -199.999
lal eS250.000 -3499999 Other (specify). _J $100.000 - $249999 ustoo.000-$249.999
3500.000 - 5999.999 % 0 $250.000 - $499.999 05250.030 -$499.999
$1.000,000-$2,499.999 % 0 memo - $999,999 0 ssoecioo - ta99.999
$2.500.000 - $4.999.999 D sim000- $2.499,999 lul stet:woo - $2.499.999
0 55.000.000 and over % 0 92,500,000 $4.999,999 032.501000 $4.999.999
0 $5,000,000 and over 0 $5.003,000 and over
Investment Experience of Accotnit Ownerht)
Your First Average a Trades Average Size of Average Sue in Types Of PION0 40$ Option Fmerionce
Traded Per Year Trades In S Swett/ Ceramists
Options 2003 10 91,000,000.00 1,000 E., Covered Cell Writing
stocks 2003 10 $1,000,000.00 1,000 Purchased Options
Bonds 2003 10 $1,000,000.00 a.1,000 IA Option Spreads
Commodities 2003 10 $1,000,000.00 1.000 [2/ Uncovered Put writing
LIMO Stock Index 2003 10 $1,000,000.00 1,000 Uncovered Cal Writing
OIC Derivatives 2003 10 $1,0432,000.00 1,000 0 None
Structured Products 51,000,000.00 1,000
Other (Specify)
Deutsche Bank Securities Inc.,a subsidiary of Deutsch Bank AG. conducts invOsIMer I banking and securities activities in the tinned States.
III INIM
T1
co-Nat-or27 OM 14 (05/11)
000404 052711
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P 6(e) 06-SDNY-0001565
EFTA_00149350
EFTA01283069

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Option ObjeGiant (check ALL that apply):
PA
0 Income (covered cal writing) Portfolio Protection (protective puts) 0 Speculation (spreads & uncovered writing)
Chiantis) Strategy Requests (Please check as many of the following strategies sought to be employed)
0 1. Covered Call Writing
Mparet0 Rick Calls fully covered by underlying stock. Stock may be caged at any time or at expiration, requiting owner to sell at strike price.
10 2. Purchasing Options
involves Substantial Hi.* Entire premium is at risk. Profit or tom usually determined by selling position. If position is not dosed of exercised by
expiration date, options will expire worthless.
III 3 OPtion Spreads — Margin account required.
ieyebaSubsortiaLBiNs. .n addition to risk of purCbasing puts or tells. if long side is cosec out. leaving only a short position, the financial risk
becomes unlimited. Option assignments require purchase el the underlying stock in the open market to effect delivery to purchaser Cl option.
0 4. Uncovered Put Writing — Margin account and special statement for uncovered option writers required.
Involves.Substenhal Risk. If assigned. the chant must purchase the underlying stock at the strike price, which may be substantially higher than the
then-current market pica.
k.! 5. Uncovered Call Writing — Margin account and special statement for uncovered option writers required.
InvelvesSpbstaitial Risk. Writing uncovered calls twelves unlimited financial risk. Option assignments require purchase of the underlying stock in
open market to effect ddivory to purchaser of option.
I have read end understand all of the conditions and stipulations on the reverse side al this form in regard to trading in options and represent that trading
in options is natal)* in light of my investment objectives. financial situation. risk tolerance and knowledge. I hereby confirm that I am the source of and
attest to the accuracy of the above information and authonze Deutsche Bank Securities Inc. (also referred to heroin as "Deutsche Rank Alex. Brown, to
verify any representation contained therein, at its clbereliOn. I will promptly notify Deutsche Bank Alex. Brown, in writing. of any material change in the
above-stated information. I acknowledge that I may obtain an options dewing corporation prospectus upon request.
I have received and read the Options Clearing Corporation Disclosure Document entitled "Characteristics and Risks of
Standardise lions."
471 5/ 3
;Sipnetf' ,Date'
Signed Date
-Tito
Print Client Advisor Name CA #
2- i S
Client Advisor Signature I Date
A r
CC(--
RCP Approval Oate
OPTION DEPT. APPROVAL:
li RCM' DA It COOITylilS
g‘,Covered Call Writing
10 Purchasing Options Tit-- --22a-1g
1 -trZ)—
bcOption Spreads
Se
Uncovered Put Writing
efUncovered Celt Writing
Irian-air-an Oki t4 (05/11)
006404.051011
SDNY_GM_00038742
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P 6(e) DB-SDNY-0001566
EFTA_00149351
EFTA01283070

Disks, TtrOhibiliont and General Information Concerning Option Trading
understand that options transactions involve a high dowse of risk std offer no guarantee of gain er atsuraa against las. Accordingly, I weestand that pee to engaging in
any option transaction I should review my presage financial siltation and determine whether his achisable to Incur the risk of loss associated with that parties Investment.
I latent-sal at when I eennggaggep'n Oaken trading I expose myself to cedes. potentially substantial Nuncio( risks In addition to thee. identified on the front side of this form
Le/der the hearing -CI•entte) SeetoW Requests; aiding but not listed to the following:
— I understand at I ShOuld not buy an Option unite I a able to sustain a totalled of the premium and liamaction oats
— III sell bwile) coveted citrons, I understand that I may forfeit pare ipetion as capital gains but retain tisk of palladia in capital losses le the oaderlYing setae I
untested that if an exercise is assigned to me. I may be forced to liquidate my position in the undedyng sea ray at a Mt Whitt. May be untredable to me. I also
understand that I should not sell Mee) a coveted cal opts n urdess I am prepared to dad the undedang SetuaN lor a as came .ble nentlerrahte, a erCeedatae
into such underlying security) upon the exercised the open.
— If I sell erne uncovered (naked) Options I risk substantial capital loss if. arc to IM extent that the marked price of the unekelYing security increases above the strike Ma
Secs or deacons below me strike price claw. If an exercise is assigned to me. it will, in all latellhOOd, be at a lime vaidi veil bee me to ASSrane such a capital la.
I understand that I egad net sell (write) A put option or an uncovered eau option, cooecisily an inch option. unless I am ate to abstain potentially unlimited kisses.
— lam aware that various factors may affect the price of an option contract, such as the relationhip between the exercise prim and market lateen of the Underh'Intl security.
Me erne period remaining unul Me option expire, and the price lbctuata a other chatactestics of the underlying security.
— 1 am aware that the respective Option ttrchamps I-Exchanges') may, in their discretion and from time to time, restrict eareactions in particular option a the anise
ocean contracts in the interest of maintaining a fair and orderly marked in option contracts es in the underlying security, tot the protection d ataxia I understand that I
may not et ulic (Goose a position in the eves Malawi:nary market in the Nylon mann to extra or tae list no exchange reateCla or suspends liana in eon option.
— I am aware that the Exchanges have established restrictions on census opening purchase and sale naneactions on the Exchanges %etch Me considered to be winced
options.
2. I understand and agree that my atm with Decade, Rank Sagas Inc (also referral to Mein as -Cada Bank Alex &own-) will be aka in necoanoe with the
skies of the Financial Industry Regulatory Authority (-FINRA, and the &da ta on which lad options are traded and of the Optima Caring Corporation as
teased in as era:erectus. Ian, aware ol and agree to he bound by such nice. fl accordance with such nes:
— I will net attempt to acquire al any tire other by Myself a in minced with dark a posinen in tows, of the tents pr crib front time to time by the Exchanges For
the purpose ol computing such has. I uncle/stand that teal long call options and short put option of the same and stock mutt be added tocompute the position
Somilarty. otai long put Mans and shun call Wiens of the same undadying stock must he added to tempos the position
— IMO not attempt to exeride other by myself or in concert with others. during any odiad ol five cordecultre business days. a quantity in excess of the kat prescrioce by
the Exchange-
— Understand that If Sound in violatron of either the potation limit ne the lama lied low be subject to samba imposed by the Exchange Involved And that these
sections may include liquidation of the positions in violation.
3 I undated Mal Deufarlhe Rank ax Brea has policies which may lie meta restrictive than et impose valetas:04Mb in elation to 'boos ni the &chain. RNRA of the Now
York Stoll Exchange. I agree to abide by such policies as a conceders of doing business with Deutsche Bank Alex. &own. I understand that these policies include but an: not
limited to the following.
— Settlement date for all option trades is the business day following trade date. NOMA hstanding this provision, Deutsche Bank Ales. Brown may. In its discretion, elect not
to accept praise oars in options unless cash equal to the purChese price has first been deposited in my account and may elect not to accept opening sale odds an
options animate/Ye first deposited in my account ether the cosi std moils, or unrestricted negotiable shares of the taxinlying stock In en amount specified by
Deutsche Bank Alex. Brown.
— Mutate Rank Nex. Brown may refuse orders to bade COSA in my amount if there are ntranctionS againSt my account, including rest icuons regarding trading in the
underlying asteuelty, ne for any other meson. at its &moan.
— Deutsche Bank AMA. Bran has set trading and exercise dream which tothkiPeed to enders established by the OCC and will accept no re ponality ler completion
ol ceders entered by derma utter such deadline
— Martin, oat in royal or sounities. posted by me against short cyan paeitionS, may rid bo Included in my nurse account equity °flared ocenlarlatirsts Deutsche
Bank Alex. Droves may. in ha use these deposits to secure said short onans with the OCC.
— Option exercise notices assigned to Cautsche Bank Alex. Brown in respect of a short positron in option contracts in customer accounts shall be allocated to customers of
Deutsche Bank Ales. Drown on an anima moan hesis. I understand that it ssignedt the aStarnlent will be Preatraed sate° (in the Oa deceit) a a
purchase lin die as of a pun, settling two business days from the date of assigatett (except for noneguay options. which settle for cash on the day of assignment) and
that I am obligated to deliver Ow underlying stock or rated cash to Deutsche Bank Ale Brown no later than settlement date
4. 1 understand that main regain ents exist in connection with certain options salaam to meet al margin calls as made by Dessacha Bank Plea. Brown. I understand thel
Deutsche Bank Alex. soon in computing the sego requirements for option weiliDAS. may impose a higher margin rearernent for awed ODOM Positions than other
investment firma and that Dana* Bart Nes Drown we inform me 01 its existing maegin ma:Memento for option patens upon request n the event I do not meet margin
rags promptly, Deutsche Rank Ala Blown is authorial. in its ode dasetion and without notification to the, to take any and all step. necessary to saws itself in CentioCb011
with put anctlei call transactions made ler my account, edam the tight to buy ander sell eon, or shed react for my edetiiint and risk any Pan a +claims share
tee-sena by options endorsed by Deutsche Bank ides. Brown for my account, or to buy to my acitiount and risk arty puts an&or calls as Deutsche Bank Afes_ Brawn may
deem necessary to its protection. I further agree that any and al eaponses floated by Deutsehe Bonk Alm. Brown in UM tenreee00 was be reimbursed by
5. This agreement shell apply to all option orders for 'near account, rather or not such orders am executed.
6 Understand that options may be teen on one or more Exchange and that a no Exchange is speceed by me. Deutsche Bank Dec Brown a use as chadion in muting my
Orthrta/,
1 thereby authorize you in vow sole *scram and with nehlk:atrOn to Ma le in the event of my death, without radiation le representutives of my estate or to my heirs1
whenever you deem it necessary for your protection, to take such action, Including. without Imitation, to buy. sell or sell short for my aeceurels) and irty risk. puts, Ca or
ad ferns al pitons area to buy, sot or bell Shed OM Part or all of the ontlefiyin0 seance represented by 0000ne endorsed by Wel for net accounted. My and all
expenses, tautens" without limitation attorneys' foes and thew tuabOnatAu Msbursements, lamed by you in connection with suds transactions will be reimbursed by me or by
my 'State
8. You et older no obligation to canny to me Orly inkrinaben relating to the unclerlying soiureeS covered by an option or any securities related thirtsa or any rtformatien
:elating to oppose whether suds information is then or area? Wean or available. Any inlormation, advice of notification in respect to any option or any alloying
securities at aunties relating thereto which you rnay give me and which au ate not required to give by the terms of this agreement a any ad agreement. expressed a
she not be anotfuod as patting en implied utreernem or worn of dealing between us see t nal not mean the prawns or this or any other agreement between is.
9. Ile agreement and its awe( nee sea be governed by the laws of the State of New York and its provisions dal be continuos:Si shall WWI all optics transactions
Snow whether you am acting as broker et principal and all accounts, individually and nellectiintY, which f may open d reopen with Wu: sheet inure to the Ismail of your
present organisms. is successors and assigns: and shell be binding aeon rne and my estate...at:tots. admiriatralors and means, but his assignment ens release me Ian
any of my obligations hereunder. Written notice of revocations of this agnomen* shall not release tenor of us from any obligations hereendet arising price to the ache receipt
Of NM White by the other.
10 Whenever any law or regulates i5 adopted which affects a is imonsigent with any provision add, suds provoion shall be deemed modill ed a superseckid. as the case may
be, by Nadi law of regastiom and such provisions as so modified or superseded and all ether provisions hared ahil in at respects continue in NH force and effect. AV other
summand existing between ma or Maher made aide by their provisions apply to any of my transactions and accounts with ace. shall be at:00W o any of my options
transactions and accounts Where they we not in conga with this agreement Should such a Mai ea it shall be resolved in favor of this agree tint. Otherwise, the
area of each agreement snail be applicable.
II. As used heron. -r and 'me" refers to all account owners. "Yet' and -your rats to Deutsche Bank Alex. Ekown.
Please Initial Help: 7
2/ OM 14 (05d1S)
006404 051011
SDNY_GM_00038743
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001567
EFTA_00 149352
EFTA01283071

Special Statement for
Deutsche Bank Alex. Brown
Uncovered Option Writers
A Ow, Ca d Oeutsclw Sank Sncvetaft,
Account No. Account Name Jeepers Inc.
There are special risks associated with uncovered option writing which expose the investor to potentially significant loss. I understand
that this type of strategy may not be suitable for all customers approved for options transactions. I also understand each of the
following:
1. The potential loss of uncovered call writing is unlimited, since there is no upper limit on a stock's price and the loss to a writer of
an uncovered call equals the Stock price minus the exercise price. The writer of an uncovered call is in an extremely risky
position, and may incur large losses it the value of the underlying instrument increases above the exerase price. Such a loss can
exceed the equity in the call writer's account.
2. The potential loss from writing uncovered put options is also substantial. The writer of an uncovered put option bears a risk of
loss if the value of the underlying instrument declines below the exercise price. However, since stock prices cannot be lower than
zero, the maximum loss is equal to the strike price of the put sold loss the premium received for that put. Such loss could be
substantial if there is a significant decline in the value of the underlying instrument and can exceed the equity in the put writer's
account.
3. For combination writing, where the investor writes both a put and a call on the same underlying instrument, the potential risk is
unlimited and con exceed the equity in the option writer's account.
4. Uncovered option writing is thus suitable only for the knowledgeable investor who understands the risks, has the financial capacity
and willingness to incur potentially substantial losses, and has sufficient liquid assets to meet applicable margin requirements. In
this regard, if the value of the underlying instrument moves against an uncovered writer's options position, tho investor's broker
may request significant additional margin payments. If an investor does not make such margin payments, the broker may kquidate
stock or options positions in the investor's account, with tittle err no prior notice in accordance with the investor's margin
agreement.
5. The option writer may not be able to rely on the secondary market. if a secondary market in options were to become unavailable,
investors could not engage in closing transactions, and an option writer would remain obligated until expiration or assignment.
6. The writer of an American-style option is subject to being assigned an exercise at any time after he has written the option until
the option expires. By contrast, the writer of a European-style option is subject to exercise assignment only during the exercise
period.
NOTE: It is expected that tho person(s) signing below will read the booklet entitled Characteristics and Risks of Standardized Options
available from your broker. Partieular attention is directed to the chapter entitled "Risks of Buying and Writing Options." This
statement is not intended to enumerate all of the risks entailed in writing uncovered options.
I have read and understand the above statement regarding the special risks associated with uncovered option writing and
represent that such trading is suitable in light of my investment objectives, which include speculation, as well as my
financial situation, risk tolerance and. knowledge. I understand that you will rely on the representations I have made herein
and in the Option Agreoment and Approval Form I provkied to you in determining whether to approve my account for the
options strategige I have elected and I hereby certify the truth and accuracy of such statements.
Signed Date 7447 , 1
Signed Date
Signed Date
Signed Date
Signed Date
Approved for: Clipiovered Calls
ROP/Maneger Approval:
08.08AB 0126 OM 14 A woe)
SONY_GM_00038744
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001568
EFTA_00 149353
EFTA01283072

Joint Account Supplement to Option
Deutsche Bank Alex. Brown
Account Agreement and Approval Form
A0.~ a es••••••• h.,.
Acco‘nt No 1.4°°241" Account Name amnia'
Second Account Owner Personal Information:
Name "min .Mn "MO
vain ra
Home Andress s. The VI 00X0.1341
Home Phone Number of Dependents Mental Stews _ Batt:date
Ernimani Sea/mein Fmandes.LLC Business PhOre 340 33525:5
Business Address Si 11~ V( ODICEM
Tyco of Business n"" PoSiti0n Years Her
Present Brokerage ACC0unts web.
0
Dees Misr-inner have the power to centred WY other Option Aepoundst with De‘secte Bank Securities MC.> Yes DNo
II yes. ~se provide the account numberfel: Ph*" 343° Mira"
Third Account Owner Personal Information:
Name Suer
raid V.nW
Home Addrese ~Yeti. r014]4114
Home Phone. Walter et Dependents _ Marital Status _ Births»I MMEI
Employer Soviiwn ;mono tic Business Phone
Business Addressal ibtera. "wane
Type of Business Fee*" Proration Years Held
Present Brokerage Accounts with.
DOGS this owner have the power le ~id any other 00lion Acawnt(sl with Deutsche Bank Securities Mc.? afros QNo
II yes, please provide the account numbensi P",* ere. ssm• bolt
Fourth Account Owner Personal Information:
Name
Home Address
Homo Phone Number nl 0r:penitents _ Marital Status 0athdaw
Employer Business Phone
Business Address
Type of Business Positron Years Held
Present Brokerage Accounts vnth:
ONO
Doos the myna hove the power to coned any other Option Accounts) with Deutsche Bank Securities Inc ®Yes
lives, pose provide the account numbed*
Fifth Account Owner Personal Information:
Name
Home Address
Home Phone Number of Dependents Marital Status Binhdate
EmPloYer Business Phone
Business Address
Typed Business Positron Yeats moo
%salt Brokerage Accounts with:
Does this owner have the power to control any other Option Accounts) with Deutsche Bank Socunbes Inc DYes CiNo
If yes. please provide the account ^embark!' .
VII I
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SDNY_GM_00038745
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY•0001569
EFTA_00 149354
EFTA01283073