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EFTA01283003.pdf
AI Summary
This is a Deutsche Bank Trust Company Americas (DBTCA) deposit account opening application form with standard banking terms and conditions. The document appears to be heavily redacted or corrupted with illegible handwritten sections at the bottom. [Rating: 3/10 - Standard bank account opening form with boilerplate legal language and no clear connection to substantive case details]
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Extracted Entities
| Name | Type | Context |
|---|---|---|
| DBTCA | organization | Abbreviated form of Deutsche Bank Trust Company Americas referenced throughout terms and conditions |
| Deutsche Bank Trust Company Americas | organization | Bank providing deposit account services and account opening application |
Full Text
a cc -KiT Deutsche Asset v-kc ' & Wealth Management 1-3.``) q% 4 or- DBTCA Deposit Account Opening Application Private Wealth Premium!". Private Wealth Premium TN Private Wealth Premium TM Elite Personal Accounts Elit usiness Accounts Banking Services q Checking Acct. X CheckultOect, N _ Consumer Debfl Card # O Elite Checking with Interest 0 Elite Checking with Interest O Joint Applicant Debit Card 0 Acct. X Acel. N APY 24PY O Business Debit Card N O Elite Money Market Deposit lite M rk Acct. I Acct. a tiel Ch lisock Style fl APY APY T4( axectiC Givsigg, 0 O Certificate of Deposit O Certificate of Deposit I Name Only Acct. Acct. N Name and Address APY APY Term Term q Duplicate Statement o DB AG NY Preferred D DB AG NV Preferred Addr CITY Certificate of Deposit Certificate of Deposit Slate Zip Code Acct. x Acct. APY APY q Mailing address (if different) Term 1 ram Name Promo term Promo term Addr (DMA deposit account required, (DEITCA deposit account required. along wan a 08 AG Preferred Terms along with a 08 AG Preferred Terms City and Conditions) and Conditions) State Zip Code Private Wealth Premium!". O Cash Master Sweep Account Internet Banking Services Checking MCI. X DB Private Wealth Online Plus Elite Money Market Deposit [Link to Existing Online Relationship Acct. If APY (User/Co. ID Number) Target Amount Trigger Amount Client Relationship D o O Individual Account Custody under NY UTMA Corporation q Joint Tenants with Right O Foundation o Limited Liability Company of Survivorship O Joint Tenants in Common O Non-Profit Organization O Partnership q In Trust For/Payable on O Attorney Trust Escrow q Limited Liability Partnership Death/As Trustee for q q Trust Landlord Master Escrow D Estate 13.AWM4101 NAOSODUKU5602-000104611 013959 032613 SDNY_GM_00038625 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0001449 EFTA (()149234 EFTA01283003 Acco I Title anddoint Apo). z einio ti _ Arty fra51- ticco...:61- ink so ..7-vt , Name of Account title Joint Applicant (last name first name micklle inner) or Business (last name, first mine middle initial) Social Security Number or Taxpayer ID Number Social Security Number or Taxpayer ID Number A woko.e. Address Address /0Oi,V Not malleable City/Sutefand Zip Code City. Stale and Zip Code Hon Home Telephone Number Business Telephone Number Date of Birth Dare a Earth Name of Employer Nan* of Employer Address Address Not ap_plicable City, State and Zip Code Coy. Stamina Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identity you. We may also ask to see identilying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the light against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. Fa new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, it necessary, legal representatives, authorized signatories, beneficial owners or cootrol structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verily these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email lege/ding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence cu willful misconduct of Deusche Bank Trust Company Americas (OBTCA). you agree to indemnify and hold harmless OBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from OBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You anderstand that DBTCA may, but shall not be required to, seek venlication of your verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. OBTCA is under no obligation to execute your Verbal Instfructions to transfer funds or securities to any aocount(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a loint account with OBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner throng the lifetime of all owners. DBTCA may honor °necks. Olefin or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. OBTCA may honor checks. orders or withdrawal requests Irons the survivors) after the death of any owner(sl and may treat the account as the sole property of the survivors) after the death of any owner(s). Unless OBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to Nino( Cheeks, urders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence, DBTCA may require the written authorizationiof any or all joint owners for any further payments or deliveries. 2 13-AIN/A4D0i 013959032613 SDNY_GM_00038626 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0001450 EFTA_00 I 49235 EFTA01283004 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Bonking Services Agreement wito DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in yew account(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reparling duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accountts) and your business relationshp with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiary(ies), partner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/het/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. Acceptance Y understand that this a7ficel s subject to afcepance by DBTCA. 177143 Account Hoder's Signature Date Joint Account Holder's Signature Date •"qi:.7 ck get. ICe l YW . Ai PNaFir iril gataibr iCCM6W t 414A,,,,r t e,-.g..e..Y.:Z . e ,......'0 a-G.vF.A.1.04 4. r , a l, ' Cth '41.,„%2".WiPW "g§1347 ,75.2;lcaniVr. :kg.h -W. - ,•,....a.;'V...AIm.,;''AP.40, t• Kt4-.4 4.:o -sCii-c.I. .. fl•bertc.(4.*: 1,;, - tficies:..41: te' ir.111.te4.114,.3,frakaill . )-y tjutt... yrfzer.sesv icIr eti.rtO f rtgt •~ h. 1- nA: . C ear :A AlP" " e "T. MO ,,,, ..... ", r)s, . ° T o A.I.,),,I, -1.: iragte ri0y0A1t., t- 44" iv -viefe.tv Names.W SW - N.Q. Ses.e, Pc.C..V:Pintr ,IrWC .../12/PliPM:Slicisii17kS4M Ant gl Wine. .cp Ak:t4 •44 r. .e•C• 7..4.*.a.77W4Tn3 .Title t : r,' tc*,1.,VZ I 447 .2 .9...1 lea A V . Ada Qua r .. ..,k ., _ F ._ e 4t n , , . i t f i t i i i) fie ;. V . Mr 40.7 .tiltet" ver: S.,...A.S. A :f c r.i r,e A .t. • n r s, i ,, a **A n 19.1,W-4. t. - C,kIr.,r‘,i/ l,4. 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