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EFTA01282999.pdf

set10 Interestingness: 4/10 Original PDF ↗

AI Summary

This document is a Deutsche Bank Trust Company Americas (DBTCA) deposit account opening application form with various account options and legal disclosures. The document appears to be partially filled out but contains mostly redacted or illegible information regarding the account holder's identity. [Rating: 4/10 - Standard bank account application form with minimal substantive information due to heavy redaction/illegibility]

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financial_transactions redacted_content

Extracted Entities

Name Type Context
DBTCA organization Abbreviated reference to Deutsche Bank Trust Company Americas throughout the document
Deutsche Bank Trust Company Americas organization Financial institution providing banking services and deposit accounts

Full Text

D,eytsche Asset
& Wealth Management cc_
DBTCA Deposit Account Opening Application
Private Wealth PremiumTM Private Wealth Premium TtA Private Wealth PremiumiM
Elite Personal Accounts Eli Business Accounts Banking Services
O Checking Acct. I Checking Acct. N O Consumer Debit Card N
ci Elite Checking with Interest ID Elite Checking with Interest O Joint Applicant Debit Card I
Acct. SI Acct. 0
APY q Business Debit Card N
O Dila Money Market Deposit Elite Money Market Deposit i
Acct. N Acct. :Mime Checkbook Sniff I 14/
APY APY 6i.nat'arati.
O Certificate of Deposit O Certificate of Deposit 0 Name only •3-3?c-tyS(
Acct. Acct. N (Name and Address Ir. ' Cat csk
Gz.ce-q
APY APY Co coit.
Term Term O Duplicate Statement Thie.crimcf4r
Addr
O DB AG NY Preferred O DB AG NY Preferred
Certificate of Deposit Certificate of Deposit City
Acct. I Acct .N State Zip Code
APY APY D Mailing address (if different)
Term Term
Name
Promo term Promo term
Addr
(DBTCA deposit account required. ID8TCA deposit account required.
along wens DB AG Preferred Terms along with a 08 AG Preferred Terms City
and Conditional and Conditional State Zip Code
Private Wealth PremiumtM ID Cash Master Sweep Account
Internet Banking Services Checking Acct. N
DB Private Wealth Online Plus Elite Money Market Deposit
nk to Existing Online Relationship Acct. N
O.3O,< APY
(User/Co. ID-Number) Target Amount
Trigger Amount
Client Relationship
D Individual Account O Custody under NY UTMA O Corporation
O Joint Tenants with Right O Foundation ID Limited Liability Company
of Survivorship
O Joint Tenants in Common O Non-Profit Organization D Partnership
O in Trust For/Payable on O Attorney Trust Escrow O Limited Liability Partnership
Death/As Trustee for
O
Trust O Landlord Master Escrow
O Estate
13 AWM.Oloi
NAOSOD000156024:100104611
013959.032613
SDNY_GM_00038621
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0001445
EFTA_00 149230
EFTA01282999

it
Accou • and Joint Application Information
111-
Nitriteof CCO4JIM tree- Joint Applicant
(lest ea Oast name, first name, middle initial)
Socit / S 4 ec 0 uri ty L Nu e m o er o ( : T / a w xpa k ye r ID Number Social Security Number or Taxpayer ID Number
0`)"44...
Address Address
noncs u5 0
City. State and Zip City, State and Zip Code
Home Telephone Nome Telephone Number
Business Telephone Number Busmen Telephone Number
Date of Binh Date of Binh
Name of Employer Name of Employer
Address Address
Not applicable
City, State and Zip Code City. State end Zip Code
Notice of Customer Identification Policy
Important Information
To help the government fight the funding of terrorism end money laundering activities. Federal law requires all financial
institutions to obtain, verily, and record information that identifies each person who establishes an account, investment or
other business relationship with a financial institution. This means that we will ask for your name, address. and other
information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of
formation or good standing (legal entities/ or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For
new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities.
addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the change(S) and provide us with relevant documentation to verify these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from lime to time you may give instructions by telephone, facsimile or email regarding
the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal
Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful
misconduct of Deusche Bank Trust Company Americas (l3BTCA), you agree to indemnify and hold harmless DBTCA for
any claims, losses, expenses, costs or attorneys' fees resulting from OBTCA's acting upon such misunderstood and
unauthorized Verbal Instrticsions You unoerstand that DBTCA may, but shall not be required to. seek verification of your
verbal, facsimile or email insunctions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute
your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your
Verbal Instructions to transfer funds or securities to any eccount(s) without written instructions bearing your original
signature.
Joint Account Disclosure
You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any
additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire
account to any owner during the lifetime of all owners. DMA may honor checks. Orders or withdrawal requests from
any owner during the lifetime of all owners. The Bank may by required by service of legal process to remit funds held in
the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA
may honor chocks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may treat the
account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice
signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall not be liable to any owner
for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to
in the previous sentence. DBTCA may require the written authorization of any or all joint owners for airy further payments
or deliveries.
2 13.AWM-0101
013959.032613
SDNY_GM_00038622
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001446
EFTA_00I 4923 I
EFTA01283000

ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a
separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise in Connection with assets, income or transactions in your account(s)
and your business relationship with DBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to it in any relevant jurisdictions that may arise in connection with assets. income or transactions in your account(s) and
your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your
knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s),
beneficiary(iesh partner(s). etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/her/
them in connection with your business relationship with DBTCA.
Please complete and attach separate W-8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this
Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to
the information provided by you on this Application.
You represent and weasel that all of the information provioed-by you on this Application is accurate.
The Terms and Conditions for Deposit Acco are subject to change.
Accepts ce
You u tunnel that this
A urn Holder's Signature Del.
Joint ACCOunt Holder's Signature Date
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11.AWIA0101
013959.032613
SDNY_GM_00038623
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001447
EFTA_00 I 49232
EFTA01283001

IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be
executed on the date listed below.
[FOR BUSINESS USERS]
6-e GL c,„
DEUTSCHE BANK TRUST COMPANY AMERICAS
st,),Ario
By
et
reig AAA
Prom Nameffille
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Date I I
(FOR ALL OTHER USERS]
Account Name
NameThtle
Siertature Date
wm134667
21 ounatteete13
SDNY_GM_00038624
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001448
EFTA_00 149233
EFTA01283002