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EFTA01282991.pdf

set10 Interestingness: 4/10 Original PDF ↗

AI Summary

This is a Deutsche Bank Trust Company Americas deposit account opening application form for Private Wealth Premium services. The document contains standard banking forms and agreements but appears to be heavily redacted with no clearly visible account holder names or specific details. [Rating: 4/10 - Standard bank account opening form with heavily redacted personal information, appears procedural but could be significant depending on redacted account holder identity]

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redacted_content financial_transactions

Extracted Entities

Name Type Context
DBTCA organization Abbreviation for Deutsche Bank Trust Company Americas referenced throughout the forms
Deutsche Bank Trust Company Americas organization Financial institution providing banking services and account opening

Full Text

Deutsche Asset
& Wealth Management
DBTCA Deposit Account Opening Application
Private Wealth Premium"M Piave Wealth Premiunin" Private Wealth Premium"
Elite Personal Accounts Elit Business Accounts Banking Services
O Checking Acct. N Checillig nm O Consumer Debit Card N
O Elite Checking with Interest q Elite Checking with Interest O Joint Applicant Debit Card
Acct. Acct. N
APY O Business Debit Card N
O Elite Money Market Deposit Elite Mona Market De sit
Acct. a Acct. DolumeiCheckbOok. Style N
APY APY O.-1444o
O Certificate of Deposit O Certificate of Deposit O Name Only DM 03 -3 -3 Piar-i‘)
Acct. N Acct. N Cy Name end Address -rt-;0•Ezt
APY APY Cruze'. BLUE
Term Term q Duplicate Statement Heeziwyacta
Addr
O DB AG NY Preferred q DB AG NY Preferred
Certificate of Deposit Certificate of Deposit City
Acct. Acct. State Zip Code
APY APY q Meiling address (if different)
Term Term Name
Promo term Promo term
Ad&
(DBTCA deposit account required. 1DBTCA deposit account reputed,
along will I. DB AG Preferred Terms along with e DB AG Preferred Terms City
and Conditions) end Commons) State Zip Code
Privet. Wealth PremiumIm O Cash Mester Sweep Account
Intyiet Banking Services Checking Acct. a
• DBPrivate Wealth Online Plus Elite Money Market Deposit
Er Link
to Existing Online Relationship Acct.
APY
lUser/Co I Number Towel Amount
Trigger Amount
Client Relationship
O Individual Account • Custody under NY UTMA O Corporation
O Joint Tenants with Right D Foundation O Limited Liability Company
of Survivorship
O Milt Tenants In Common Non-Profit Organization O Partnership
O In Trust For/Payable on Attorney Trust Escrow O Limited Liability Partnership
Death/As Trustee for
O Trust Landlord Mester Escrow
q Estate
134WM-0101
NAOSOD00015602-000104611
013859 632813
SDNY_GM_00038605
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001429
EFTA_00149214
EFTA01282991

Account re and Joint ft glibettep Information
inote,cce Joint Applicant
Oast nam firs Trt.riethsta1C-4.\-C (last name, err name, middle hitian
gairsziriy
Social Security Number or Taxpayer ID Number
(co
4s, vavyler m
"Tr. -fieryt% Address
L..t.i.g: camarfacteb
-ftWarntriards-2 *On/ State end ZIIp Code
Nomes tieeptionicNumber r / Nome Telephone Number
Dueness TelephoneNumbs: Business Telephone Number
bit* of Birth Thee Mirth
Name of Employer Name of Employer
Address Address
Not applicable
C- O• . State andOpCode • tic:R ifg iror ep—Co
Notice of Customer Identification Policy
Important Information
To help the government fight the funding of terrorism end money laundering activities, Federal law requires all financial
institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or
other business relationship with a financial institution. This means that we will ask for your name, address, and ether
Information that will allow us to identity you. We may also ask to see identifying documents such as a certificate of
formation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. For
new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities,
addresses, source of funds and, if necessary, legal representatives. authonzed signatories. beneficial owners or control
structures and to collect requisite documentation to substantiate the information. Also. enhanced antiimoney laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give Instructions by telephone. facsimile or email regarding
the above captioned account(s) (defined herein as 'Verbal Instructions"). It is understood that the risk of Verbal
Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful
misconduct of Deusche Bank Trust Company Americas (DBTCA). you agree to indemnity and hold harmless DBTCA fo
any claims. losses, expenses, costs or attorneys fees resulting from DETTCA's acting upon such misunderstood and
unauthorized Verbal Instructions. You understand that OBTCA may. but shall not be required to, seek verification of your
verbal, facsmile or email instructions by call back. In case of dilubt. DBTCA may in its sole discretion refuse to execute
your Verbal Instructions or any part thereof, without incurring any liability. DBTCA Is under no obligation to execute your
Verbal Instructions in transfer funds or securities to any accoungel without written instructions bearing your originel
signature.
Joint Account Disclosure
You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any
additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire
account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests from
any owner during the lifetime of all owners. The Bank may he required by Wv1030 of legal process to remit funk held in
the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA
may honor checks. orders or withdrawal requests from the survivals) after the death of any owner(s) and may treat the
account as the sole prepeM/ of the survivals) after the death of any oweer(e). Unless DBTCA receives writteo notice
signed by any owner not to pay or deliver any joint deposit of addition or aeaual, DBTCA shat not be liable to any owner
for continuing to honor checks, orders or withdrawal requests from any owner After the receipt of the motife referred in
in the previous sentence. DBTCA mey require the written authorization of any or all joint owners for any further payments
or deliveries.
2 13.AWX4-0101
013969032613
SDNY_GM_00038606
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED IR_ CRIM. P. 6(e) DB-SDNY-0001430
EFTA_00149215
EFTA01282992

ATM/Debit Service
You agree that the retention or use of the ATIWDebit card constitutes acceptance of the terms and cond,nons of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
If you have selected to receive Internet Banking Services, you understand that you will be required to enter into
separate Internet Bahking Services Agreement with DBTCA before you can access the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that It is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise in connection with assets, Ineome or transactions In your account(s)
and yow business relationship with DBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibikty to fulfill any tax obligations and any other regulatory reporting duties ePPliciehle
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and
your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your
knowledge and capabilities' is made available no loss than annually to tho relevant beneficial owner(s). settbr(s),
beneficiarypes), partner's). etc to enable himthed them to fulfill any respective tax obligations that may arise for hirnMerf
them in connection with your business relationship with DDTCA.
Please complete and attach separate W-8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this
Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to
the information provided by you on this Application.
You represent and warrant that all of the information provided by you on this Application is accurate.
The Terms and Conditions for Deposit Accounts are subject to change.
Accephince_,,,...-
Yo/u und rsrand that this top subject to acceptance 08TCA
• / /3
Account Holder's &velure • est
Jon Account Hokles Signature Data
13-AWM4101
013959.032613
SDNY_GM_00038607
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001431
EF1'A_00149216
EFTA01282993

IN WITNESS WHEREOF. the undersigned, by and through its authorized officer, has caused this instrument to be
executed on the date listed below.
(FOR BUSINESS USERS)
A
lf _7/141—.
/
Narita/rine
V
Signs, re
DEUTTHE BANK MUST COMPANY AMERICAS
B—YPAL
i-X—A4A.krict
Print Norneklge
Dare
(FOR ALL OTHER USERS]
ACCOunt Name
Name/rine
Signature Date
M.1134667
21 010196MS:613
SDNY_GM_00038608
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001432
EFTA (H)1 49217
EFTA01282994