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EFTA01282991.pdf
AI Summary
This is a Deutsche Bank Trust Company Americas deposit account opening application form for Private Wealth Premium services. The document contains standard banking forms and agreements but appears to be heavily redacted with no clearly visible account holder names or specific details. [Rating: 4/10 - Standard bank account opening form with heavily redacted personal information, appears procedural but could be significant depending on redacted account holder identity]
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Extracted Entities
| Name | Type | Context |
|---|---|---|
| DBTCA | organization | Abbreviation for Deutsche Bank Trust Company Americas referenced throughout the forms |
| Deutsche Bank Trust Company Americas | organization | Financial institution providing banking services and account opening |
Full Text
Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium"M Piave Wealth Premiunin" Private Wealth Premium" Elite Personal Accounts Elit Business Accounts Banking Services O Checking Acct. N Checillig nm O Consumer Debit Card N O Elite Checking with Interest q Elite Checking with Interest O Joint Applicant Debit Card Acct. Acct. N APY O Business Debit Card N O Elite Money Market Deposit Elite Mona Market De sit Acct. a Acct. DolumeiCheckbOok. Style N APY APY O.-1444o O Certificate of Deposit O Certificate of Deposit O Name Only DM 03 -3 -3 Piar-i‘) Acct. N Acct. N Cy Name end Address -rt-;0•Ezt APY APY Cruze'. BLUE Term Term q Duplicate Statement Heeziwyacta Addr O DB AG NY Preferred q DB AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. Acct. State Zip Code APY APY q Meiling address (if different) Term Term Name Promo term Promo term Ad& (DBTCA deposit account required. 1DBTCA deposit account reputed, along will I. DB AG Preferred Terms along with e DB AG Preferred Terms City and Conditions) end Commons) State Zip Code Privet. Wealth PremiumIm O Cash Mester Sweep Account Intyiet Banking Services Checking Acct. a • DBPrivate Wealth Online Plus Elite Money Market Deposit Er Link to Existing Online Relationship Acct. APY lUser/Co I Number Towel Amount Trigger Amount Client Relationship O Individual Account • Custody under NY UTMA O Corporation O Joint Tenants with Right D Foundation O Limited Liability Company of Survivorship O Milt Tenants In Common Non-Profit Organization O Partnership O In Trust For/Payable on Attorney Trust Escrow O Limited Liability Partnership Death/As Trustee for O Trust Landlord Mester Escrow q Estate 134WM-0101 NAOSOD00015602-000104611 013859 632813 SDNY_GM_00038605 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001429 EFTA_00149214 EFTA01282991 Account re and Joint ft glibettep Information inote,cce Joint Applicant Oast nam firs Trt.riethsta1C-4.\-C (last name, err name, middle hitian gairsziriy Social Security Number or Taxpayer ID Number (co 4s, vavyler m "Tr. -fieryt% Address L..t.i.g: camarfacteb -ftWarntriards-2 *On/ State end ZIIp Code Nomes tieeptionicNumber r / Nome Telephone Number Dueness TelephoneNumbs: Business Telephone Number bit* of Birth Thee Mirth Name of Employer Name of Employer Address Address Not applicable C- O• . State andOpCode • tic:R ifg iror ep—Co Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism end money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and ether Information that will allow us to identity you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives. authonzed signatories. beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also. enhanced antiimoney laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give Instructions by telephone. facsimile or email regarding the above captioned account(s) (defined herein as 'Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCA). you agree to indemnity and hold harmless DBTCA fo any claims. losses, expenses, costs or attorneys fees resulting from DETTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that OBTCA may. but shall not be required to, seek verification of your verbal, facsmile or email instructions by call back. In case of dilubt. DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA Is under no obligation to execute your Verbal Instructions in transfer funds or securities to any accoungel without written instructions bearing your originel signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may he required by Wv1030 of legal process to remit funk held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks. orders or withdrawal requests from the survivals) after the death of any owner(s) and may treat the account as the sole prepeM/ of the survivals) after the death of any oweer(e). Unless DBTCA receives writteo notice signed by any owner not to pay or deliver any joint deposit of addition or aeaual, DBTCA shat not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner After the receipt of the motife referred in in the previous sentence. DBTCA mey require the written authorization of any or all joint owners for any further payments or deliveries. 2 13.AWX4-0101 013969032613 SDNY_GM_00038606 CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED IR_ CRIM. P. 6(e) DB-SDNY-0001430 EFTA_00149215 EFTA01282992 ATM/Debit Service You agree that the retention or use of the ATIWDebit card constitutes acceptance of the terms and cond,nons of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into separate Internet Bahking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that It is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, Ineome or transactions In your account(s) and yow business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibikty to fulfill any tax obligations and any other regulatory reporting duties ePPliciehle to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities' is made available no loss than annually to tho relevant beneficial owner(s). settbr(s), beneficiarypes), partner's). etc to enable himthed them to fulfill any respective tax obligations that may arise for hirnMerf them in connection with your business relationship with DDTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. Accephince_,,,...- Yo/u und rsrand that this top subject to acceptance 08TCA • / /3 Account Holder's &velure • est Jon Account Hokles Signature Data 13-AWM4101 013959.032613 SDNY_GM_00038607 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001431 EF1'A_00149216 EFTA01282993 IN WITNESS WHEREOF. the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. (FOR BUSINESS USERS) A lf _7/141—. / Narita/rine V Signs, re DEUTTHE BANK MUST COMPANY AMERICAS B—YPAL i-X—A4A.krict Print Norneklge Dare (FOR ALL OTHER USERS] ACCOunt Name Name/rine Signature Date M.1134667 21 010196MS:613 SDNY_GM_00038608 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001432 EFTA (H)1 49217 EFTA01282994