EFTA01282968.pdf

Dautsc:he Bank
Wealth Pvlanagernr,r1l*
Business De:-.Dsit
The 2017 Caterpillar Trust 01/03/2017
Accoant Tale
The 2017 Caterpillar Trust
Emity,COmmany Name tukw,n, Its .A.mbyr
6100 Red Hook Quarter 83, St Thomas 00802
Make, AzMfr.*, city Lir
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Client Relationship
Corporation Limited labilitycompany
tLl CI Attorney EiCinvo Account
Foundation Partnership Landlord Master Escrow
Non-Profit Otganizetion Limited Liability Pannetsnio Trust Estates
Private Wealth Premiurnim
DBTCA Accounts Doi ItSChts Bank AG NY Branch Accounts
Chocking ACcount Geulsche: Sank AG NY Fraiche:NI Banking Account
Checking with Interest Delnacho Bank AG NY Pretence Ccitifica te of Deposit
Money Market Deposit
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OSTCA Certificate of Deposit
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Cash Master Sweep Account
target &noon: Town Amount
Banking Services
Deluxe Checkbook (Fain Ctirdsi- Business Debi Card
Name Only Name and Address Ov0liCate State:Dwell,
SP/I n Cede Colo.
Internet Banking Services
DB Private Wealth Online Plus ies•eii;
Link to existing online relationship:
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SDNY_GM_00038579
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM P. 6(e) DB-SDNY-0001403
EFTA_00149188
EFTA01282968

Notice of Customer Identification Policy
Important Information
To help the government fight the funding of teitorism and money laundering mins:los. Fedora, law motives all financial
institutions to obtain. verify and record information that identities seat poison who tatablishos an account. investment
info o r th m e a r ti b o u n s i t n h e a s t s w re ill la a t l i l o o n w s h u i s p t w o i i t d h e a n t f i i f n y a y n o c u ia . l W in e s t m itu a t y io a n ls . o T h a i s s k m t e o a s n e s e t i h d a e t n w tif e y i w ng il l d a o s c k u t m ut e y n o ts u ' s n u a ch m a e s , o a v G dt e a m ss b o a a n ts d o o f t her
formation or good standing (legal entities, or 0 passport or other CiaOlo Ovidsoitinetist,
Information Sharing
You authorize. Deutsche Bank to shame information about you and yeti Acentee as set ford: in oui Privacy Polies: including
any dsiclosures that (V) Deutsche Bank believes are required by applicable law and regulations that apply to Deutsche Bank
n p b A e r o g r d o r s e t y o h e o n e m n r w s e r . i n e t i h t n q . u c c o e l o u r S m d a t i . p l n ( l i g 2 i s a ) d n r t i e S S c q e C n u e I w O e c s S e it t t s h e if s e d l a a o b r w y f y i o a n a r p f o f a p i r n p l m i a c p n a a ro c b ti p i l o a e r n l i a t i o n a te s b s t o i u i n t u c u c t h t i o y o p e n n e n t . r i e s ( a M o c n n t d a io i m r n n t i e c e w o ! . t n 'f l A l n a c D e v c c o r o t u r i u o e t n l n d s t : : w a i t l o t r i ! t k h t B in o s a y r o n g n l k i o t / ' n i s v c e i e 1 . e 1 y s 0 r t 1 i p h n •A i s i r a P e d v O n a I 0 t S 0 l a e u 1 g d 1 l 7 e i 5 n n , 0 1 1 t * y y e o o w a r u d l e e n s s r e e t t i o l m o f- n r a e e y s p r o s u u i t s h l : a t i b s t o o e u r h y c a h l f.
3M ELI Notice
Governmental lutes have also broadened the scope ol the Bank's obligations to ail in the tight against money laundering
and terrorist financing: these rules call fix an active involvement of both asset management lams and theii clients. Fur
new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities.
addresses, source of lunds and. if necessaiy, legal ruprescntaiives• awninged sionmeries• benohciat owners or control
r s t e o tr q i u m u c i m t r u e e r m e d e s ia n a t t n e s d l r y e t n q o o u c t i o i r f e l y l e t u h c s t a o t r e s f q h t u h o e i u s i l c t d e h a a d n n o y g c e o u t m s i 1 th e a e n n t a d a b t p i o o r v o n e v t i p o d e e s r u s u b o s s n w t a a l i n t o h t r i a r i e n te l s e t t v i h t a u e n t i i t n o o f n o e a r a m l . i m n a f t o o io n lm n u m a A t o i l o s n o n . c e h n A a h n t a i g i n e c . e t O h d o M i s m e c o l c ie n h n l a O t n s n n w e e v o s u . l a ld u n IC d e o r b in l g ig ed
ATM/Debit Service
You agree Piet the retention or use or the ATIvl/Debit card minsettnes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions or C55:1O50 45.1$5OO45.
Internet Banking Service
I In f t y e o r u n e h t a B ve a n s k e i l n e g c t S e e d r v to ic r e e s c e A i g v r e e I e n m te e rn nt a w l B it a h n D ki B n T g C S A e r b v e ic fo e r s e . y y o o u u u ca rb n e a is c t c a e n s d s t t h h e a t I n y t o e u r n 51 e n1 1 B h a o n o ki m ng e S n& ar n to ia C , ‘Illet into a separate
Acknowledgement of Receipt of Privacy Notice
By signing below you acknowledge ieceiPt of OBTCA's Privacy Notice intivdec in the ApplitOlinn Paci.aye.
Non-U.S. Organizations:
Confirmation of Tax and Compliance Responsibilities
You confirm that it is your responsibility to Italia any (ax obligatiOns and any other regulatory teportang duties applicable to
it in any relevant jurisdictions that may arise in connection with assets. income or transactions in your accoundS) and your
business relationship with OBTCA Furthermoit . you content that Mt, nocessalv Knot Mallen fir) the 111'Ft of Your knowledge
and capabilities) is made available no less than annually to the relevant tieneftbal ovate is). mntality). lienelirimyties):
panner(s), etc.. to enable himMernhem to fulfill any respective tax obligations that may arise ray hinehrethem in connection
with your business relationship with OBTCA
Please complete end attach separate W-8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Cormittons for UtIpOSsi Accounts attached to this Application
and agree to be bound by them. In addition. you agree to notify us Penni:sites ol any matenal cannon to the inkirmation
Provided by you on this Application.
You represent and warrant that all of the information provided thi you or this Anplication is accurate.
The Terms and Conditions for Dews)! Accounts are subject to change
*5101. $5 515324 Or017
Page 2 of 3
SDNY_GM_00038580
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001404
EFTA_00149189
EFTA01282969

Acceptance
You unpoictopp that this application is subject to exceptanco by 08TCA.
6) be e
"-ref c ,D-019
For Bank Use Only
Reviewed by
S.91 Owe O0434/,--czo)(;te-o-
Name A,-43
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out
Aceooted by OBTCA:
7 / 11
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Account numbers:
00A
MOW
COINAG
15.x:,3*:
SDNY_GM_00038581
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED R. GRIM. P. 6(e) DB-SDNY-0001405
EFTA_00 I 49190
EFTA01282970