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EFTA01282933.pdf

set10 Interestingness: 4/10 Original PDF ↗

AI Summary

This is a Deutsche Bank Trust Company Americas (DBTCA) deposit account opening application form for various banking services including checking accounts, money market deposits, and certificates of deposit. The document appears to be a standard banking form with sections for account holder information, joint applicant details, and various terms and conditions, though much of the actual account holder information appears redacted or illegible. [Rating: 4/10 - Standard bank account opening form with limited substantive information about the case or specific individuals involved]

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financial_transactions redacted_content

Extracted Entities

Name Type Context
DBTCA organization Abbreviated form of Deutsche Bank Trust Company Americas
Deutsche Bank Trust Company Americas organization Financial institution providing banking services and account opening

Full Text

Deutsche Asset 7- OZZ ZS-CD ED
& Wealth Management
DBTCA Deposit Account Opening Application
Private Wealth PremiumiM Private Wealth Premium TM Private Wealth Premiums'
Elite Personal Accounts Et /Business Accounts Banking Services
O Checking Acct Or Checking Accl. 0 Consumer Debit Cart
O Elite Checking with Interest O Elite Checking with Interest O Joint Applicant Oebil 11
Acct. ft Acct. 0
APY AAPY O Business Debit Card
O Elite Money Market Deposit 2, f Elite Mona Market Deposit
4.4(0
Acct.. Acct. I 0<eluxb_Cieheity c S .le ft A
APY APY
q Certificate of Deposit o Certificate of Deposit 0 Name Only
Acct. I Acct. 0 (21 Name and Addis
APY APY
Term Term O Duplicate Statement
Addr
q D8 AG NY Preferred O O8 AG NY Preferred
Certificate of Deposit Certificate of Deposit City
Acct. Acct. State Zip Cr.:a
APY APY O Mailing address (d dd. went)
Term Term
Name
Promo term Promo term
Addr
(DBTCA deposit account required. (0BTCA deposit account required
along with s 08 AG Preferred Terms along with a DB AG Pottered Terms City
end Conditions) and Conditional State Zip Cc tie
TM
Private Wealth Promium O Cash Master Sweep Account
Internet Banking Services Checking Acct. tt
El 98 Private Wealth Online Plus Elite Money Market Deposit
Link to Existing Online Relationship AiXt. #
APY
(User o. ID NrmS Target Amount
Trigger Amount
Client Relationship
q Individual Account O Custody under NY UTMA O Corporation
O Joint Tenants with Right 0 Foundation O Limited Liability Comp: ny
of Survivorship
O
O Joint Tenants in Common O Non-Profit Organization Partnership
O In Trust For/Payable on q Attorney Trust Escrow O Limited Liability Pannt 'ship
Death/As Trustee for
O Trust O Landlord Master Escrow
q Estate
1: AWM.0101
RAO5O0000156024 MDR II
01. 5x03::6'3
SDNY_GM_00038538
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001362
EFTA_00I 49147
EFTA01282933

Accourkt rifle and Joins Application Information
Name of Account Tale Joint Applicant
(last namet,grst name, reiddlemitian or Business Past name, first name, middle innialf
Soc SecuriDr Numioeprer,p Number S Social Security Number or Taxpayer ID Number
61i00 REO
Adr4f..! T kn." Address
4 US
Netatisdlcabla
City, State and Zip Code City, State and Zip Code
ems Teleohone Number a Nome Telephone Number
Business Telephone Nur g Business Telephone Numbs,
bririlirth Date of Birth
Name of Employer Name of Employer
Address Address
Not applicable
City, Slat. and 2tp Code City. State and Zip Code
Notice of Customer Identification Policy
Important Information
To help the government light the funding of terrorism and money laundering activities, Federal law requires a finanzial
institutions to obtain, verify, and record information that identifies each person who establishes an account. ii vestment or
other business relationship with a financial institution. This means that we will ask for your name, address, an: other
information that will allow us ro identity you. We may also ask to see identifying documents such as a certific rte of
lormation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing; these rules call for an active involvement of both asset management firms and their ci lints. For
new and existing clients we currently have a regal obligation to ask our customers questions regarding their ii sntilteS.
addresses, source of funds and, if necessary, legal representatives, authorized signatories. beneficial owners i-• control
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money I/mondering
requirements require that should any of the above personal or institutional information change, our clients wo .ld be
obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these r ranges.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email l °gelding
the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbi ;
Instructions being given by person or persons purported to be you is your own. Absent the gross negligence o • willful
misconduct of Oeusche Bank Trust Company Americas (D8TCA), you agree to indemnify and hold harmless D. iTCA for
any claims. losses, expenses, costs or attorneys' fees resulting from OBTCA's acting upon such misunderstood and
unauthorized Verbal Instructions. You understand that OBTCA may, but shall not be required to. seek verificatri in of your
verbal, facsimile or email instructions by cell heck In case of doubt, DBTCA may Mils sole discretion refuse to :mica°
your Verbal Instructions or any pan thereof, without incurring any liability. OBTCA is under no obligation to ext i um your
Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your or final
signature
Joint Account Disclosure
•
You have opened a joint account with DBTCA and acknowledge receipt of the following information: This dapo i't and any
additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the rntire
account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal reques ; from
any owner during the lifetime of al owners. The Bank may be required by service of legal process to remit fund held In
the joint account to satisfy a lodgment entered against, or other valid debt incurred by, any owner of the accour DBTCA
may honor checks, orders or withdrawal requests from the survivals) aher the death of any owner(s) and may r eat the
account as the sole prooeny of the survivals) aftor the dee th of any owner's). Unless DBTCA receives written n :Lice
signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to a -y owlier
for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice re ;rred f.0
in the previeus sentence. DBTCA may inquire the written authorization of arty or all joint owners for eny further :iaymentS
or deliveries.
2 u NWM-0101
01: '69.032813
SDNY_GM_00038539
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001363
EFTA_00 I 49148
EFTA01282934

ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditlo 9: of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
II you have selected to receive Internet Banking Services. you understand that you will be required to enter i • to a
separate Internet Banking Services Agreement with DBTCA before you car access the Internet Banking Sen de.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of D8TCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to NAM any tax obligations and any other regulatory reporting dutie ; applicable
to you in any relevant jurisdictions that may arise in connection with assets. income or transactions in your t rcoUnISI
and your business relationship with DBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilitieli.
You confirm that it Is your responsibility to fulfill any tax obligations and any other regulatory reporting dunk,' spplicable
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your acc : and
your business reNtionship with DBTCA. Furthermore. you confirm that the necessary information (to the bes: of your
knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settle) Is).
banali ciaryliest partner(s). etc. to enable him/hed them to fulfill any respective lax obligations that may arise ;or hiralhed
them in connection with your business relationship with DBTCA.
Please complete and attach separate W-8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below. you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to th
Application and agree to be bound by them. In addition, you agree to notify us immediately of any material cl Inge to
the information provided by you on this Application.
You represent and warrant that all of the information provided by you on this Application is accurate.
The Terms and Conditions for posit Accounts are sublet
7 .. --
Acceptance
zYouitemend that this *DPI'
. ount Holder's Signature Oate
Joint Account Holder's Signature Date
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3 13 .iWM.010I
OW59.032,13
SDNY_GM_00038540
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001364
EFTA_00149149
EFTA01282935