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EFTA01282930.pdf
AI Summary
This is a blank Deutsche Bank Trust Company Americas (DBTCA) deposit account opening application form for various private wealth banking services. The document contains standard banking application fields, terms and conditions, and customer identification policy notices, but appears to be an unfilled template form. [Rating: 2/10 - This is a blank bank application form with no completed information, names of account holders, or substantive case-related content]
Extracted Entities
| Name | Type | Context |
|---|---|---|
| DBTCA | organization | Abbreviated form of Deutsche Bank Trust Company Americas referenced throughout the terms and conditions |
| Deutsche Bank Trust Company Americas | organization | Financial institution providing the banking services and account opening application |
Full Text
Deutsche Asset & Wealth Management PL-4-C. DBTCA Deposit Account Opening Application Private Wealth PremiumTM Private Wealth Premium Tm Private Wealth Premiumr" Elite Personal Accounts ',Business Accounts Banking Services q Checking Acct. Si O Consumer Debit Card I O Elite Checking with Interest q Elite Checking with Interest O Joint Applicant Debit Card N Acet. N Acct. APY PY O Business Debit Card It O Elite Money Market Deposit Elite Mope Market D sit Acct. N Acct 4rie'upif.1111ctouoet iStZlielit tg e. APY APY o Certificate of Deposit O Certificate of Deposit O „Name Only Acct. Acct. eFr Name and Address APY APY Term Term c) Duplicate Statement Addr O DEt AG NY Preferred q DB AG NY Preferred Certificate or Deposit Certificate of Deposit City Aect. N Acct. State Zip Code APY APY O Mailing address Of different) Term Term Name Promo term Promo term Addr COBTCA deposit account ragwort 408TCA deposit account required. along with a Ci8 AG Prelerrect Terms along with a 08 AG Preferred Terms City and Conditions) and Conditions) State Zip Code Private Wealth Premiumnj q Cash Master Sweep Account Internet Banking Services Checking Acct. 0/ D8 Private Wealth Online Plus Elite Money Market Deposit 'Link to Existin On'ine Relationship Acct. fr APY ser o. um er Target Amount Trigger Amount Client Relationship q Individual Account El Custody under NY UTMA O Corporation O Joint Tenants with Right O Foundation O Limited Liability Company of Survivorship O Joint Tenants in Common Non-Profit Organization O Partnership q In Tryst For/Payable on Attorney Trust Escrow O Limited Liability Partnership Death/As Trustee for O Trust O Landlord Master Escrow O Estate 13-AWM.0101 NAOS0000015602-000104611 013969 037513 SDNY_GM_00038529 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001353 EFTA_00149138 EFTA01282930 Ace unt Title and Joint ApjslrOtion Information 00-r-en # ktp k m Na of Account Tate Joint Applicant (last re unness last name, rem name, middle Social Security Number or Taxpayer ID Number Notalielleable p e Home Telephone Number Business Telephone Number Date of Binh Date of Birth Name of Employer Name of Employer Address Address Not applicable City. State and Zip Code City, State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identity you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid In the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management tams and their clients. For new and existing clients we currently have a legal oblogatioh to ask our customers questions regarding their identities. addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced arti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change's) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone. facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas IDETCA), you agree to Indemnify and hold harmless DBTCA for any claims. losses. expenses. costs or attorneys' lees resulting from DEITCA's acting upon soch misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be required to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or ony part thereof, without incurring any liability. OBTCA is under no obligation to execute your Verbal Instructions to transfer hinds or securities to any acCOtint(S) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shell become the property of each owner as joint tenants. and DBTCA may release the entire account to any owner during the lifetime of all owners. OBTCA may honor checks. orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivors) after the death of any owner(s) end may treat the account as the sole property of the surarvor(s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shag nut be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. Alter the receipt of the notioe referred to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries 2 13-AWM-010I 013959.03203 SDNY_GM_00038530 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001354 EFTA_00149139 EFTA01282931 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below. you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets. income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s). settlor(s), beneficiary(Ors). penner(s). etc. to enable him/her/ them to fulfill any respective tak obligations that may arise for him/her) them in connection with your business relationship with DBTCA. Please complete and attach sopa rate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Applicaton and egree to be bound by them. In addition, you agree to notify us irmeediately of any materiel change to the information provided by you on ths Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. Acceptance You understand that this appli lion is su ct to acceptance by DBTCA. ta.xaltheLV-- th I Account Holder's Signature bite idea Account Holder's Signature Dare rojr. SI; fF,or. OnkFirvieniihdig: . atil;tsri *Z.,* 'NOV ;;C4irte,"rv,WP;;Prer. • An'?" I p i T t I o , . v S 16. } F O i ' k r ( ' l44 O . € . f 1 e 4 ic ; e 2 ;;.' , .,‘.,,..,. I e “ -' , "t e t r .t & ,, %il c 9 .. 1 ' . -.., 7 " 3 q . 4 : rcc 1 ' C4. , F 1% ' V i r c $ 7 , 72 i ' 4 . - .• i 1 t . rS N e a A n c34/ n O y 4 -K . , A Y • isV : : 4 a . s " e , go s - I' ' X.r.- .iin . f .o r r i t e i,.. S !as a 6. . . . Vste• Z - "3 ' 6 ,, : , n a _r.5 W a _-•- t . e . ...• ej r : " , 5. s . ' . t r r a ii - : r a 4 g s . e , i . r ; . d ) r- S , S ' . 's - ' . '. - '. e s - .g 4 - n 1 . t " r . ) , • k e—l ,s' '' A r aiMl il t `1- . Z4" t :4 e 13 " S '^CAr : trCif ° % .., e C 4 eAcc-eP ed r 1., ti• ' .1 -,.. , ,:tr , 5.' C"li Sr...VHta .. .".-- — Nam , e a\ 1., M' grebtt• 0. r'r at ' t a n il A Arlo‘ 3)21.371: t 0 X k i V a it f •RAX 4 I M g • a; 4 as- .T rni ;;;...7. 1i } ,, •.; a', 0 . . N ta ' • • , t V , Ir 0S,'t;., ' r .% a,anatat •th V e a t, 3 'MAW/A.0101 013559 032013 SDNY_GM_00038531 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0001355 EFTA_00 I 49 I 40 EFTA01282932