EFTA01282920.pdf

D.ewtsche Asset
& Wealth Management L Lc
DBTCA Deposit Account Opening Application
Peyote Wealth PremiumTM Private Wealth Premium Tra Private Wealth Premium TPA
Elite Personal Accounts Eli Business Accounts Banking Services
O Checking Acct. N Checking Acct. N O Consumer Debit Card
O Elite Checking with Interest O Elite Checking with Interest O Joint Applicant Debit Card
Acct. /I Acct. SI
APY BiPY O Business Debit Card II
q Elite Money Market Deposit Ellite Money Market Deposit
d
Ada. N Acct. I ejeluse Checkbook Surle /
APT APY 61/iat/Cced, Cao cle,4/1
O Certificate of Deposit q Certificate of Deposit O Name Only perlci3 -S -3?orto
Acct. Acct. N re iName and Address tr ' ?k esidt
APY APT Co colt-. CI ten/
Term Term q Duplicate Statement -pig got mcmr
Addr
O DB AG NY Preferred q DB AG NY Preferred
Certificate of Deposit Certificate of Deposit City
Acct. Acct. ft State Zip Code
APY APY O Mailing address (if different)
Term Term
Name
Promo term Promo term
Addr
(OBTCA deposit account required, IDBICA deposit account required,
alone with a DB AG Preferred Terms alone with a DB AG Prettified Terms City
and Conditions) and Conditional State Zip Code
Private Wealth Premium TM O Cash Master Sweep Account
Internet Banking Services Checking Acct. Si WV? S 3- S.-
e
DB Private Wealth Online Plus Elite Money Market Deposit
77O
04 -ink to Existing Online Relationship Acct. If lig q
APY
Target Amount
Trigger Amount
Client Relationship
O Individual Account o Custody under NV UTMA O Corporation
O Joint Tenants with Right O Foundation O Limited Liability Company
of Survivorship
O Joint Tenants in Common q Non-Profit Organization O Partnership
q In Trust For/Payable on O Attorney Trust Escrow O Limited Liability Partnership
Death/As Trustee for
O Trust O Landlord Master Escrow
O Estate
13.AWM.0101
NAOS0000015602-000104611
013959 092613
SDNY_GM_00038519
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001343
EFTA_00 I 49 I 28
EFTA01282920

AccouZ . .6a.rg Joint Application Information
Name 01 cant Trite Joint Applicant
(last na ' (last name, first name. middle initial)
Social Security er ortaxpayer a14/ u ., m A n r kr, $3 Social Security Number or Taxpayer ID Number
6/ 40 tea h itg e-
Address t)54 ocg-ot, Address
___51 71t-oncs Notapplicame
/
City. State and Zip City, State and Zip Code
Nome Telephone Number
Business Telephone Number
pate of Birth Date of Binh
Name of Employes Name of Employer
Address Address
Not applicable
City, State and Zip Code City. State and Zip Code
Notice of Customer Identification Policy
Important Information
To help the government light the funding of terrorism and money laundering activities, Federal law requires all financial
institutions to obtain, verify, and record information that identifies each person who establishes an account. investment or
other business relationship with a financial institution. This means that we will ask for your name. address, and other
information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of
formation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing: these miles call for an active involvement of both asset management firms and their clients. Pot
new and existing clients we currently have a legal obligation to ask our customers questions :Beading their identities.
addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners en control
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering
requirements tequire that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the changels) and provide us with relevant documentation to verify these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding
the above captioned account(s) (defined herein as 'Verbal Instructions'). It is understood that the risk of Verbal
Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful
misconduct of Deusche Bank Trust Company Americas (OBTCA), you agree to indemnity and hold harmless D8TCA for
any claims, losses, expenses, costs or attorneys fees resulting from DBTCA's acting upon such misunderstood and
unauthorized Verbal Instnictions. You uneerstand that OBTCA may, but shall not be requited to. seek vetificalion of your
verbal. facsimile or email instmcnons by call back. In case of doubt, OBTCA may in its sole discretion refuse to execute
your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your
Verbal Instructions to transfer funds or securities to anyeccount(s) without written instructions bearing your original
signature.
Joint Account Disclosure
You have opened a joint acccum with DBTCA and acknowledge receipt Of the following information: This deposit and any
additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire
account to any owner during the lifetime of all owners. DBTCA may honor checks. orders or withdrawal requests from
any owner during the lifetime of all owners The Bank may bp required by service of legal process to remit funds held in
the joint account to satisfy a judgment entered against. or other valid debt incurred by. any owner of the account. DBTCA
may honor checks, orders or withdrawal requests from the survivals) after the death 01 any owners) and may treat the
account as the sole property of the survivals) after the death of any owner(s). Unless OBTCA receives written notice
signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner
for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to
in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments
or deliveries.
2 11AWM.0101
013959.032613
SDNY_GM_00038520
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001344
EFTA_00149129
EFTA01282921

ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a
separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of OBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s)
and your business relationship with DBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and
your business relationship with OBTCA. Furthermore. you confirm that the necessary information Bo the best of your
knowledge and capabilities) is made available no loss than annually to the relevant beneficial owneits), settlor(s).
beneficiarY(ieS). Panne:is). etc. to enable him/herf them to fulfill any respective tax obligations that may arise for him/her/
them in connection with your business relationship with DBTCA.
Please complete and attach separate W-8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions tor Deposit Accounts attached to this
Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to
the information provided by you on this Application.
You represent and warmpt that all of the information provieed-by you on this Application is accurate.
The Terms and Conditions for Deposit Acco are subject to change.
Accepts ce
You u instead that this
A Qum/Wide a Signature bge
Joint Account Holder's Signature Date
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3 i3.AWM-0101
013%9.037513
SDNY_GM_00038521
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001345
EFFA_00149130
EFTA01282922

IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be
executed on the date listed below.
IFOR BUSINESS USERS'
DEUTS HE BANK TRUST COMPANY AMERICAS
it/
BY
ek_
'VILA nA,r1
WulfN arnange
toi t3
Dote'
(FOR ALL OTHER USERS]
Account Name
Narnanitle
Signature Date
Wr413467
21 010198 060613
SDNY_GM_00038522
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001346
EFTA_00I49I31
EFTA01282923