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EFTA01282872.pdf
AI Summary
This is a Deutsche Bank Wealth Management trading authorization form that grants limited power to an unnamed agent to buy, sell, and trade securities on behalf of an account holder. The document is a standard legal form with redacted account details and signatures. [Rating: 4/10 - Standard banking document with redacted key information; significance unclear without knowing account holder or agent identities]
Flags
redacted_content
financial_transactions
Extracted Entities
| Name | Type | Context |
|---|---|---|
| Deutsche Bank | organization | Financial institution providing wealth management services and the trading authorization form |
| Deutsche Bank Securities Inc. | organization | Subsidiary of Deutsche Bank AG conducting securities activities in the United States |
Full Text
Deutsche Bank Wealth Management Trading Authorization Limited to Purchases and Sales of Securities Account Number Account Name . • . • The undersigned hereby authorizes (whose signature appears below) as his or her agent and attorney in tact to buy, sell (including short sales) and trade in stocks, bonds. and any other securities and/or contracts relating to the same on margin or otherwise in accordance with your terms and conditions (or the undersigned's account and risk and in the undersigned's names. or number on your (ooks. The undersigned hereby agrees to indemnify and hold you harmless from and to pay yOu promptly on demand any and all losses arising therefrom or debit balance due thereon. Mall such purchases, sales or trades you are authorized to follow the instructions of the aforesaid agent in every respect concerning the undersigned's account with yOu; and s/he is authorized to act for the undersigned and in the undersigned's behalf in the same manner and with the same force and effect as the undersigned might or could do with respect to such purchases, sales or trades as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases. sales or trades. The undersigned hereby ratifies and confirms any and all transactions with you heretofore or hereafter made by the aforesaid agent or for the undersigned's account. This authorization and indemnity is in addition to land in no way limits or restricts) any rights which you may have tinder any other agreement or agreements between the undersigned and your firm. fhis authorization and indemnity is also a continuing one and shall remain in full force and effect until revoked by the undersigned by a written notice addressed to you and delivered to the Branch office of the Client Advisor whose signature appears below, but such revocation shall not affect any liability in any way resulting from transactions initiated prior to such revocation. This authorization and indemnity shall inure to the Wien of your present firm and of any successor firm or firms irrespective of any change or changes at any time in the personnel thereof for any cause whiltsOever. and of the assigns of your present firm or any successor firm. As used herein. "you" and "your refers to Deutsche Bank Securities Inc. Very tr Osis Signature og\c Slat Agent': Snail Seat...ire • TOn; el Alte. 4 Sayan,* n!gitIngraell Arm Oat 11 zolt.)- e.6114L-- pratere oiChot ruMsor Date APereeerl la Dale Deutsche Bank Securities irk*, a bsidiary of Deutsche Bank AG, conducts securities aCtivetes in the United States 2016 Dekncnt Dank nolimi ughis refereed WM 163315 006409 12515 SDNY_Gtd_00038451 CONFIDENTIAL DB-SDNY-0001275 CONFIDENTIAL - PURSUANT TO FED IR_ CRIM. P. 6(e) EFTA 00149060 EFTA01282872