EFTA01282866.pdf

• Deutsche Bank
Private Wealth Management
,
Option Agreement and Approval Form
Please Complete All Sections
Account No. Account Name The Haze Trust
Cash
Account Type Account Registration ENTITY
O Managed Account • Discretionary Account O Other
Name(s) of person's' other then account owner(s) a uthoroed to place orders for the account:
Jeffrey Epstein, Harry Beller, Jeanne Brennan
Account and Owner Information (Provide requested information for each account owner ("Chen'''. Attach supplement to this Agreement if
necessary.)
Name The Haze Trust
Address 8100 Red Hook Quarter, 133, St. Thomas, 00802 Country Virgin Islands
PhooJIIIIIIIIIII Number of Dependents NIA Marital Status NIA Ehrthdat
Employer Business Phone
Business Address
Type of Business Position Years Held
Present Brokerage Accounts with: JP99Organ
Does the individual or entity that controls this account have the power to COM/04 any other Option Accounts) with Deutsche Bank Securities Inc.?
O
O Yes No If yes, ptease provide the account number(s)'. Will Provide List
Client(s) Financial Information
Approximate Aggregate Annual Income Sources of Income (Approximate) Approximate Aggregate Net Worth
of Account Owner(s) from All Sources
Aornrarneto KM Wall,
. Less than $50.000 Salary/Bonus so % taind Nei Worn WormP rierOsi Resseirce
a $50.000 - $99.999 Interest/Dividends r % O Less than 550,000 plass than $50,000
O $100.0®- $249,999 Qq 550.000 - L99.999 O $50.000 - 599,999
(3 $250.000 - $499.999 Other (specify): ij 3100.000 - 5249.999 O sioo.coo - 5.249.999
O 5b00,000 - 5999.999 % O $250.000 - $499.999 0 q 3250.000 - $499,999
H51.000.000-
51.000.000 - $2.499.999 % S500.000 - 3999.999 O $b00.000- $999.993
$2.500.000 - $4.999,999 % 31.000,000 52.499.999 32.499.999
0 35.000.000 and over --- O $2.5C0.000 - 54,999,999 ❑52,500,000 - $4,999,999
ID $5.000.000 and war El $5,000.000 and over
Investment Experience of Account Owner(s)
I
Year First Amery I trades Average Sire of Asap Sue in TYPO! of PreiAros OPOOrf &Wiwi)
Traded Per Year Rados in S Shares /Contracts
Options 1999 10 stook000.00 1,000 0 Covered Call Writing
Stocks 1999 10 31,000,000.00 1,000 CO' Purchased Options
- Bonds 1999 t10 $1,000,000.00 1,000 [2r Option Spreads
Commodities 1909 SO 51,000,000.00 1,900 vf„ Uncovered Put Writing
Listed Stock Index 1999 10 $1AOO,OOO.OO 1,000 opi Uncovered Call Writing
OTC Derivatives 1999 10 51,000,000.00 1,000 n Nene
Suuctured Products 1999 to $1,000,000.00 1,000
Other (Specify)
Deutsche Bank Lacunae* Inc.. a subsidies'', of Deutsche daa AG. conducts investment banking and secunties activities in the united States
Itglill I I
1
09-P1MAOr 27 O1A 1 (05/I 1)
006404.052711
SONY mu nneutant
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001255
EFTA_00 II 49040
EFTA01282866

J
• . Option Objectives (check ALL that apply):
0
Income (covered cell wonting) 0 Portfolio Protection (protective puts) I:l Speculation (spreads & uncovered writing)
Client(s) Strategy Requests (Please check as many of the following strategies sought to be employed)
El 1. Covered Can Writing
MogNalthsk, Calls fully covered by underlying stock. Stock may bo called at any time or at I:uptake/a. requiring owner to soil al strike price.
CI 2. Purchasing Options
litateS.Substantal Rig. Enure etroium ts at risk. Profit or lots usually (*termed by selling position it ()pelmet is not closed or exercised by
expiration date, options will expire WOnNOSS.
0 3. ()Phan Spreads — Margin account required.
Involyet SubstamistSisis. In addition to risk of puichasing puts or cals, if long side is closed out, leaving only a short position. the financial nsk
becomes unlimited. Option assignments require purchase of the undedying stock in the ow meet to gifted delivery to purchaser of option.
0
4. Uncovered Put Writing — Margin account and special statement for uncovered option writers required.
Involves Sul-melte/ Risk. If assigned. the client must purchase the underlying stock at the strike price, which may be substantially higher than the
then-current market price.
12:1 S. Uncovered Call Writing — Margin account and special statement for uncovered option writers required.
lateglastantiat Risk. Writing uncovered cads involves unlimited financial risk Option assignments require purchase of the underlying stock in
open masker to effect delivery to purchaser of option.
I have read and understand all of the conditions and stipulations on the reverse side of this form in regard to trading in options and represent that trading
in Options is suitable in light of my investment OtlenliveS. financial Milani), risk tolerance and knowledge. I hereby confirm that tam the source of and
attest to the accuracy of the above information and authorize Deutsche Bank Securities Inc. (also referred to heroin as 'Deutsche Clank Alex. GrOwni to
verify any representation contained therein, at its discretion. t will promptly notify Deutsche Bank Alex. Brown, in writing, of any material change in the
abovestated information. f acknowledge that I may obtain an options tearing corporation prospectus upon request.
I have received and read the Options Clearing Corporation Disclosure Document entitled "Characteristics and Risks of
Standardized Options."
$1g"-ried; Pate) AV : 3/PS
Signed Dale
_in
Print Client Advisor Name CA e S
1-0, 2- 1
Client Advisor Signature Date
ROP Approval Date — ( 6 --3-.
OPTION DEPT. APPROVAL:
SROP DA* Comments.
IA:Covered Call Writing
tii3Purchasing Options
--I-----1-(971-,-
IIPOphon Spreads
IWUncovered Put Writing
9
9Uncovered Call Writing
09-1:491.4.0127 OM 14 (0919
006404.051011
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001256
EFTA_00I49041
EFTA01282867

Risks, Prohibitions and General Inf.:Welt)Oh Concerning Option Trading
understand that options transactions sleeve a high degree of risk and offer no guarantee of gee or assurance against Ines. Accordingly. I understand that price to engages in
any option transaction. t swig review my present financial situation and determine whether it Is advisable to incur the ink of Ins eSseCiated with dial panther Investment
1. I understand that Wen I engage in option trailing I expose myself to certain. potentially substantial finance fees in acicetion to those identified on the front step of ens form
under the hording -Clireel Strategy Requests: including but not heeled to the learning
— I wetland that l should not buy an option unless I am able to sustain a total lop of the gerniten and transseion ante
— II I SC* (write) covered onlions. I undeetand that I may tedS parlirientel v capital gains teat retain risk cd participation in capital lobes In the underlying security. I
understand that if an ckendla a ass geed to me. I may be forced to thicket my position in the endearing security al agna which may be unfavorable to me. t olio
understand that I shout° not sell Motel a rewired call option unless 1 are prepared to teler the ',querying security (or a sects ity cowrie*. eneengeble. Or emereisable
me such undedvieg security) upon the exercise or the option
— m 1 sell (wee uncovered (naked) options. I risk Sublevel capital kiss ii. and to the extent thin., the market price ef thee matey increases above the strike price
°lawn or deartees below etc strike price daps. II an exenise asegned to me. it vat Si all lithahopti be at a time Sti veil force me to assume such a capital loss.
I understand put I ahatd not art (Yenta)APO option a an untested rap eptirn, sWectally en index option. unless I am able to sustain Potentially unbrieled lasses
- I am aware that vanciaa firkins May affect the pee 04 an dPliOn °Oreille. fuel AS ue MlatiOnetlip Whew toe CateCise price and market pee d the ceded/Mg annalrilY,
the time wood remaining until the option teem and the price fluctuation or ogee charactenstiesef the underlying warty.
— lam aware that tho respective option exchange ettichanortr) may, in thee discretion and from time to tire restrict transactions in particular options of the exercise of
Caen contracts in the weed of reemerging a fair did orderly market in 01)600 cnitaas or in the %teething security, for the numeclien of investor* 1 eldeleand emu
may not be safe to close a potation in the went eel a secant:My maket in the option ceases to exist or the ewe emerge Maine] a sex ounds trading Si the option.
— I am aware that the Exchages have establielvd retritteets on curtain opening purctee and sale tranailions on the Exchange which we considered to be restricted
oPlions
2. I understand and agree that my accoods) with Deutsche Bank Securities Inc. law related to hereto as "Deuteto Bank Alex. Brown-) wal be handled In .102.3111MOO with the
gee or the Finance( industry Regulatory Authority eFINfteil aid the Exchanges on which listed options ate traded and of the Options Clearing Corponstinn (" OCC"). es
traxessed in es prospodus.1 am aware of and amen In be bound by sum met n accordance with such rasa:
— 1 wvM not Warrior WI %quint al any tine, elmer by ninetieth concert with ethers. a rbe lien in excess of the limits presented kom time knone by the Extent" For
the purpose of computing such knee I under,s tand that total long call open and swat put options of the sane undedeng stock Moen be added to compute the ;orator,
limit. Sirniarly, total long the Outions and short cal options of the sorrel endowing stoth nun be added In compute IM position knit.
— I wil not attempt to exerree. Mabee by nye& or et COOCell YAM others. (keno any period of five cones tine betas clan, a quantity in excess of the limit fectscobe by
the Exchanges.
— I understand that if found in seinen of eller the position limit or the theme awe I may be suthect ro sections inward by nil EaChenge inyneted acid that these
sanctions may include figuidation of IX ego* in sateen-
3. I understand Ow Deutsche Bank Alex. Wenn he pollee which may be more restrictive than or impose requirements in addition to those of the Eichanges. FINRA or the New
York Sore Exchange. I agree to abide by such pokes ass trendhon of dating lawless with Deutsche Bark Nex. Brown I untkestand that these paces *etude but are not
limited to tho knowing:
— Settlement date or all option trades is the timeless day following trade date Notwithstanding this provisiett Dente Bank Alex. Brown awry. in is cfiscreton. elect riot
to wow purchase orders In retinas unless cwsh equal to the OnecOnea pee has first been deposited it my COON. and may elect nonexempt °pestle sale orders in
options unless nave first deposited in my account either the requited margin or unresuithe nee beak sere d the underlying stock In an DOWNY Spealied by
Deutsche Bank Alex. &Oval.
— Deutsche Bien Alex. Brown may neat ones to trade options in my *account thee ere resection keine my account Including rest s regarding trad.ng n the
underlying security. or for any other reason. at its discretion.
— Deutsche Bank Aka. Brown has set trading and excrete deadlines which cerement to deuceines exabehnd by do OCC and vett uoxpt no responsibility kw wmploot
of orders entered by diems after such deacine.
— Margin. Other in UllA Or a0Cu Mire. nMiled by me genet Mart Winn postbag. nab not be inducted in my miser accent lathe re interne COMOuleMICS. DOntSChe
Bark Alex. Brown may, in tunt use these deposits to secure said short positions with the OCC.
Option exercise notices assigned to Deutsche Bare Alex. Brown in respect eased position n option contracts in CuStOrne accents Shan be allocated to ameners of
Deuloela Bank Alex. Brown on an automated randen basis I understand that inset assigned, the assigenent will be excessed theses gn the case of a oath or a
purchase On the case eared, setting two business days Iron the date of assignment (except for norewee egielar which Sea* for anti 0^ rho day of narrnon) and
that I am obligated to deliver the emceeing stock or recited cash to Deutsche Bank Alex. Brown no later than settlement date.
4 I aserstand that margin requiremons exist in connection with within options arid I are to meet all margin calls as made by Deutsche Bank fifes. Brown. I understand that
Deutsche Bank Nem Brown, in crewing the merge requirements fa option prosidone may impose a higher marten requesment for individual option positions than oder
irevestrnem limn, and that Deutsche Bank Alex. Brown will inlaid+ me el its destine margin retirements lor crown positions Open request. In the owning no meet martin
calls promptly. Deutsche Bank Abe. Brown is euthellect in its sole discretion end without notification to me to take any and all steps necessary to protect itself in connection
with pre andet can transactions made for my amount inducting the right to buy armor soli shod, or al exempt for my account end risk any pail or an of the shores
represented by Whore eneesed by Deutsche Bank Alex. Brown for my aware or to buy for my account and risk any Puts AndiO, eau as Deutsche Bank Alex Brown nay
deem necessary for its prorection. I hither wee that eery and all expenses inflated by Dwelt Sink Aix. Brawn in this connection will be nirnoursed by me.
k nes agreement shall apply to all option ode's to my/out account. whether or not such news are executed.
6 I understand that options may be fisted on one a more Exchanges and thane Exchange es specified by me, Deutsche Rink Atha. Grown will use its dispatch in routing my
aerie
7. lean athlete you in your sple discretion and with notiresten to me (or in the event of my death without notification to representatives of my estate or In my heirs)
whenever you deem It necessary lot your protection. to take suet action, including. %wheat uneaten, to buy. sell or tel short for my acceuM(s1 and ffel risk. outs, cads. or
Other lone Of Optima tut to buy, sell, or sell short any pad or all of the underlying securities represented by options endorsed by you for my accounts,. Any and as
expenses, itheitesing "Aleut brinnatiOn enilneYS. fees and tor reasonable disbursements, infused by you in OanneCtiOn with such transactions veil be reimbursed by me c by
my estate.
8. You ere under no obligation to homey to me any information relating to the underlyeng securities covered by an option or any secvdta reefed teen or any infestation
shag In aeons Metes sixth intertnetton is then or Mamer known or owasble Any intonation. Waal' Or notification in repent to any option or any undelOng
SeWritiin or securities relating thereto which you may give me and which sou are not required to give by the tenns of this agownyant or any other agreement. expressed or
mete. shall riot be construed as creating an implied agreement or Woe e eating between us and shell ram impale the provisions of this or any abet at:Cement between us.
9. 1h e agreement and its enforcement shall be governed by the laws of tee State of New York and its provisions shall be COMMuOUS; stuff cover all onions transactions
hereunder. whether YOu are acang as urea a principal. and an accounts, Mcaodually and collectively. wen I may open or re-wen with you; Shan nun to the benefit Of Ws
present argent:oboe its SuCCeSSOrS and assigns: and sham be binding upon MP and my estate. exacter:el, administrators and assists, but no asegenent shall teem me from
any of my obligations rentunicke. Written notice of revocations of the, agreement see not release either of us from any obligations hemendet arising price to the actual receipt
of such notice by the other.
IO Whether any law or ohlthallon is adopted which affects a is inconsistent with any gevision heave. such provision she be downed Modified or superseded, as the case may
be. by such law or regulation. and teen nrOviSinnb as so modified or superseded end all other produces hereof shall in all mecca continue in eel fore and eke. AU other
agreements existing between us or length made which. by their provisions apply to any of ery transactions std accounts with you, shell be awlicable to Sly of my options
transactions and accounts were they are net in conflict with this agrournont. Should fixed tonna ads1 it she be resolved in laver el MIS °gement Otherwise. the
Provisions of each ageeemont shall be Meisel&
11 Ad used herein, 'E end 'me mar. to at IUXOUOI Owner,. "You" snit 'Your" relent to Deutsche Bank Alex. Brown. IM
Nase Initial frkire;
0ta-Rwsi-oi 2? OM 14 (OSM I)
006404 051011
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001257
EFIA_001 49042
EFTA01282868

Special Statement for
Deutsche Bank Alex. Brown
Uncovered Option Writers
A '.N.rsimen of novitche Pa* Sae IT.4.0* Int
Account No. Account Name The Haze Trust
There are special risks associated with uncovered option writing which expose the investor to potentially significant loss. I understand
that this type of strategy may not be suitable for all customers approved for options transactions. I also understand each of the
following
1. The potential loss of uncovered can writing is unlimited, since there is no upper limit on a stock's price and the loss to a writer of
an uncovered call equals the stock price minus the exercise price. The writer of an uncovered call is in an extremely risky
position, and may incur large losses if the value of the underlying instrument increases above the exercise price. Such a loss can
exceed the equity in the call writer's account.
2. The potential loss from writing uncovered put options is also substantial. The writer of an uncovered put option bears a risk of
loss if the value of the underlying instrument declines below the exercise price. However. since stock prices cannot be lower than
zero, the maximum loss is equal to the strike price of the put sold less the premium received for that put. Such toss could be
substantial if there is a significant decline in the value of the underlying instrument and can exceed the equity in the put writer's
account.
3. For combination writing, where the investor wntes both a put and a call on the same underlying instrument, the potential risk is
unlimited and can exceed the equity in the option writer's account.
4. Uncovered option writing is thus suitable only for the knowledgeable investor who understands the risks, has the financial capacity
and willingness to incur potentially substantial losses, and has sufficient liquid assets to meet applicable margin requirements. In
this regard. if the value of the underlying instrument moves against an uncovered writer's options position, the investor's broker
may request significant additional margin payments. It an investor does not make such margin payments, the broker may liquidate
stock or options positions in the investor's account, with little or no prior notice in accordance with the investor's margin
agreement.
b. The option writer may not be able to rely on the secondary market. If a secondary market in options were to become unavailable,
investors could not engage in closing transactions, and an option writer would remain obligated until expiration or assignment.
6. The writer of an American-style option is subject to being assigned an exercise at any time after fie has written the option until
the option expires. By contrast, the writer of a European-style option is subject to exercise assignment only during the exercise
period.
NOTE: It is expected that the person(s) signing below will read the booklet entitled Characteristics and Risks of Standardized Options
available from your broker. Particular attention is directed to the chapter entitled "Risks of Buying and Writing Options: This
statement is not intended to enumerate all of the risks entailed in writing uncovered options.
I have read and-understand theebove statement regarding the special risks associated with uncovered option writing and
represent that such trading is suitable in light of my investment objectives, which include speculation, as well as my
financial situation, risk tolerance and knowledge. I understand that you will rely on the representations I have made herein
and in the Option A remnant and Approval Form I provided to you in determining whether to approve my account for the
options strategies 1 ve elected an hereby certify the truth and accuracy of such statements.
Signed Date 7°71.-1,4)
Signed, Date
Signed Date
Signed Date
Signed Date
Approved for: Uncovered Call- tr covered Puts
BOP/Manager Approvai7 Date
0.1.O11A8.0126 OM 14 A (2A431
SDNY_GM_00038434
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001258
EFTA_00I 490,13
EFTA01282869

e's
Joint Account Supplement to Option
Deutsche Bank Alex.B rown
Account Agreement and Approval Form
Oan Ltilft.• 60.
Account No. - — Arco...ant Name memit"I'w
Second Account Owner Personal Information.
Name 11.1"0.1 Joe,We
I tome Address 610014e0.4;;On. a fmn.noaszt Ile IAA maw 8.0.
I Phone Number of Dopenden% Marital Status _ Birthdate S - 1
cyrrsonx snore hemostsce °useless PhOne
Business Addiess OM Red Hoak 00% stures.v..00002.tme
type of Business flibia. Peahen Years Held
Present Broke:we Accounts with:
Does this owner have the power to control any other Option Acroun(s) with Deutsche Burk SOCU01011 GlYesONo
It 'res. olorne °tootle the account numbans) vase" ski illesms
Third Account Owner Petit:01M 10100110600:
Name err SUIT/
ler
Home Address ST6 ‘4010000A01. PI 4. M0froni. 10122.4110
Home Phone Numbed of Dependents Marital Status &MOH,
Employer *Sr finan00.1C Business Phone
Business /to wn moms noesoes. a howls 00802.1340
lype el Business tan! Posinon _ Years Held .
Present Brokerage Accounts with
Does MN oven" have Ike POWCI to WiltrOl any Other OPuun ACCOSala with Deutsche Bank Scoot/es Inc" (Toll QNo
if yes. please provide Inc account numbed') Monne* 'Nam* 10^
Fourth Account Owner Personal Information:
Name
PAIII••••••
Horne Address
Home Phone Number of Dependents Marital Stews eirthdaie
Employer Basin= Phone
Business Address
type of Business 00111000 Yeets Hold
Present Brokeitigo Accounts with:
Doss this owner haw the power to control any other Option Account's) web Deutsche Bank Seaflies Inc.? elYes QND
lives. latrine provide the account number's)
Fifth Account Owner Personal Information:
Name
Pn• te.en• wow
I tome Address _
liOrmi Phone Number ol DePendOntS Marital Status Birthdate
Lmployer Business Phone
Business Address_
'typo of Business Poseton Yeats Held
Resent Wants Accounts with:
Ofts this owner Iwo the power to creel any 011ie Opton Acceunt(s) with Deutsche Bonk Securest's Inc.? Efrell ONci
lr yes, please picentle the account numbet(s)
00.30A0013104. IA 0 man
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P 6(e) DB-SDNY-0001259
EFTA_00 I 49044
EFTA01282870