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EFTA01282815.pdf
AI Summary
This document is a trading authorization form from Deutsche Bank Wealth Management granting an unnamed agent power of attorney to buy, sell, and trade securities on behalf of an account holder. The form contains standard legal language for financial trading authorization but lacks specific account details or named individuals. [Rating: 4/10 - Standard financial authorization form with boilerplate legal language, but relevant to case as it shows banking relationship structure]
Flags
financial_transactions
redacted_content
Extracted Entities
| Name | Type | Context |
|---|---|---|
| Deutsche Bank AG | organization | Parent company of Deutsche Bank Securities Inc. |
| Deutsche Bank Securities Inc. | organization | Financial institution providing wealth management services and securities trading authorization |
Full Text
Deutsche Bank Wealth Management Trading Authorization Limited to Purchases and Sales of Securities Account Number Account Name The undersigned hereby authorizes (whose signature appears below) as his or her agent and attorney in fact to buy. sell (including short sales) and trade in stocks, bonds. and any miler securities and/or contracts relating to the same on margin or otherwise in accordance with your terms and conditions for the undersigned's account and risk and in the undersigned's names. or number on your books The undersigned hereby agrees to indemnify and hold you harmless from and to pay you promptly on demand any and all losses arising therefrom or debit balance due thereon. In all such purchases, sales or trades you are authorized to follow the instructions of the aforesaid agent in every respect concerning the undersigned's account with you; and sme is authorized to act for the undersigned and in the undersigned's behalf in the same manner and with the same force and effect as the undersigned might Or Could do with respect 10 such purchases, sales or trades as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases. sales or trades. The undersigned hereby ratifies and confirms any and all transactions with you heretofore or hereafter made by tut aforesaid agent or for the undersigned's account. This authorization and indemnity is in addition to (and in no way limits or restricts) any rights which you may have under any other agreement or agreements between the undersigned and your firm. This authorization and indemnity is also a continuing one and shall remain in full force and effect until revoked by the undersigned by a written notice addressed to you and delivered to the Branch office of the Client Advisor whose signature appears below. but such revocation shall not affect any liability in any way resulting from transactions initiated poor to such revocation. This authorization and indemnity shall inure to the benefit of your present firm and of any successor firm or firms irrespective of any change or changes al any time in the personnel thereol for any cause whatsoever. and of the assigns of your present firm or any successor firm. As used herein. "you" and -your" refers to Deutsche Bank Securities Inc. Due ) feat..:•, ti : • City Sow 69ent'sScoal SecurityI AO 1 71 joi‘e..3 niwte 4 AL:thanted Agri Dale 2444 Steostret cmr- 4/' aAAv Niue 01C leat Advd. Date APPttuel Us Date / /7 -- C ,D.eu.stc.h.e. B.a.nOk. S.ecru.ritie tor., st s Ia / of Deutsche Bank AG. conducts securtt es activities in the United States. 525 a AG All rbahia lasovotl W.A169335 006409 117516 SDNY_GM_00038380 CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001204 EFTA_00 148989 EFTA01282815