EFTA01282702.pdf — Epstein Files Explorer

AI Summary

This is a Deutsche Bank internal cover sheet and processing form for an ISDA Master Agreement and Credit Support Annex with Southern Trust Company, Inc. dated October 10, 2015. The document appears to be routine financial contract documentation that was later disclosed as part of criminal proceedings. [Rating: 4/10 - Standard financial contract processing documentation, but notable for being part of criminal disclosure files and involving Deutsche Bank]

Flags

financial_transactions legal_proceedings

Extracted Entities

Name	Type	Context
Deutsche Bank AG	organization	Financial institution entering into agreement with Southern Trust Company
Southern Trust Company, Inc.	organization	Counterparty to the ISDA Master Agreement with Deutsche Bank
Ajinkya Natarajan	person	Deutsche Bank negotiator handling the agreement
Cynthia Cuomo	person	Deutsche Bank employee designated for signature on the agreement
Milagros Morales	person	Deutsche Bank employee designated for processing the agreement

Full Text

COVER SHEET FOR GLOBAL MARKETS WITH NETTING CHECKLIST
for Signature and for Processing
To: Cynthia Cuomo
for Signature
To: Milagros Morales
for Processing
From: Ajinkya Natarajan
Date: October 10, 2015
Counterparty/Agent Name: Southern Trust Company, Inc.
CP Principal (if applicable):
Jurisdiction of Organization: USA
Entity Type: Corporation
Type of Agreement:
ISDA Master Credit Support Amendment Futures & Other
Agreement Annex Options Agrmt
(scanning only)
0
q COUNTERPARTY IS URGENTLY REQUESTING THE RETURN OF THIS AGREEMENT.
Attached, please find the following for review and signature:
Execution copies of the above referenced agreement hetween Deutsche Rank AG and
Southern Trust Company, Inc. dated as of October 10, 2015 .
O Supporting documentation: Enclosed or Missing/Pending:
Enc. or M/P Enc. or M/P
Secretary of State/Registration
Legal Opinion 0 Waived
Certificate of IncJRestated Certificate of Inc. Guaranty
Charter and By-laws
Offering document
Guaranty Signature Specimen/ Incumbency
IRS Tax Form W-9
Limited Partnership Agreement
IRS Tax Form W-8ECI
Corporate Resolution(s)
IRS Tax Form W-8REN
Signature Specimen/Incumbency
IRS Tax Form W-8IMY
Investment Management Agreement Other:
Sub-Management/Sub-Advisory Agreement Other:
O Rlackline copy (against template).
PLM CONTRACT NUN CE4I0330
R:/Global _Markets/Netting Info/CCOREhlettr IrNTIAL
SDNY_GM00038236
CONFIDENTIAL - PURSUANT TO FED_ R CRIM. P. 6(e) DB-SDNY-0001060
EFTA_00148845
EFTA01282702

PARAGON LEGAL MODULE (PLM) - NETTING INFORMATION STORAGE SHEET
Negotiator: AJINKYA NATARAJAN
Countcrparty: Southern Trust Company, Inc.
Contract tt: 640330
Contract Type: Isda And Csa Amendment
Please store the following information in Paragon Legal Module:
In the master agreement's Contract Details Screen:
Credit Line Netting: YES NO O
Regulatory Netting YES NO O
In the CP Properties Screen for the Head Office:
Credit Line Netting: YES O NO O
Regulatory Netting YES NO q
In the CP Properties Screen for the CP Office
Credit Line Netting: YES NO N/A q
Regulatory Netting YES NO N/A O
In the CP Properties Screen for the CP Office
Credit Line Netting: YES NO N/A O
Regulatory Netting YES NO N/A q
In the CP Properties Screen for the CP Office
Credit I .in e Netting: YES NO N/A O
Regulatory Netting YES NO N/A O
In the field "Netting Comment":
In the field "Attention to":
-is-i-i -.t-ryENGIFIAL
SDNY_GM_00038237
R:/Global _Markets/Nening Info/
CONFIDEN-T IAL
PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0001061
EFTA_00 I 48846
EFTA01282703