EFTA01282499.pdf — Epstein Files Explorer

AI Summary

This document is a Deutsche Bank institutional suitability certificate signed by Jeffrey Epstein on behalf of Southern Financial LLC and Southern Trust Company Inc., establishing these entities as qualified institutional accounts capable of independent investment judgment. The document demonstrates Epstein's formal financial relationships with Deutsche Bank through these institutional vehicles. [Rating: 7/10 - Document reveals Epstein's formal institutional banking relationships with Deutsche Bank through multiple entities, showing the structure of his financial operations]

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Extracted Entities

Name	Type	Context
Deutsche Bank	organization	financial institution providing private wealth management services and requiring institutional suitability certification
Deutsche Bank Securities Inc.	organization	entity making investment recommendations to institutional clients
FINRA	organization	regulatory body whose rules govern the institutional suitability requirements
Southern Financial LLC	organization	institutional account managed by Epstein at Deutsche Bank
Southern Trust Company Inc.	organization	institutional account managed by Epstein at Deutsche Bank
Jeffrey Epstein	person	authorized signatory for both Southern Financial LLC and Southern Trust Company Inc. institutional accounts at Deutsche Bank

Full Text

Deutsche Bank
Privine Wealth MawIT:men(
Institutional Suitability Certificate
Affirmative Indication Of Exercise Of Independent Judgment
(Pursuant To FINRA Rule 2111)1
In connection with any recommendedz transaction or investment strategy by Deutsche Bank Securities Inc. (DBSII or
its Client Advisors, the undersigned acknowledges on behalf of the Institution named below that:
I. It is an Institutional Account as defined in FINRA Rule 4512(c)3; namely,
0 a) A bank, savings and loan association, insurance company, or registered investment company
0 b) An investment adviser registered either with the Securities and Exchange Commission under Section 203 of
The Investment Advisers Act of 1940 or with a state securities commission (or any agency or office
performing like functionsl
to c) Any other entity (whether a natural person, corporation, partnership, trust, or otherwise) with total assets of
at least $50 million as of the date of this Certification (whether such assets are invested for such person's
own account or under management for the account of others).
IMPORTANT: You must select one of the above
II. It (11 is capable of evaluating investment risks independently, both In general and with regard to all transactions and
investment strategies involving a security or securities; and (2) will exercise independent judgment in evaluating
the recommendations of Deutsche Bank Securities Inc. or its associated persons, unless it has otherwise notified
Deutsche Bank Securities Inc. in writing;
III. It will notify the Deutsche Bank Securities Inc. Client Advisor servicing the Institutional Account if anything in this
Certificate ceases to be true;
IV. He or she is authorized to sign on behalf of the Institutional Account named below.
By signing this Certificate, the undersigned affirms that the above statements are accurate but does not waive any
rights afforded undor U.S. federal or state securities laws, including without limitation, any rights under Section 10(b) of
the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder.
NOTE: This Certificate shall apply with respect to all recommended transactions end investment strategies involving
securities that are entered into by the "Institutional Account" named in this Certificate, whether for the account of such
Institutional Account or for the account of any beneficial owner that has delegated decision making authority to such
Institutional Account.
Southern Financial LLC Jaffrey Epstein
Institutional count Name Name of Authorized Signatory
tae e
e of Authorized Account Number
Signature of Auth zed Signatory Date
Southern Trust Company Inc. Jeffrey Epstein
Institutional Account Name Me of Authorized Signatory
Tit) Authorized Signe Account Number
()nature of Authorized S
Client Advisor Signature
KS
'Avedable et http://www.finre.orgAndustry/R
12-PVVM-0309
1A.s defined in FINRA Rules. 011098.041612
SDNY_GM_00038011
CONFIC ENTI
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0000835
EFTA_00 148620
EFTA01282499