EFTA01282476.pdf

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AUTHORIZATION OF POWER OF ATTORNEY
For Natural/Individual Persons For Brokerage Accounts and/or retirement accounts with DBSI
This Authorization/Power of Attorney constitutes a non-durable limited power of attorney, designed to
give a person or persons designated by you either (1) limited authority over your Account(sl or (2) full
authority over your Account(s) as set forth below.
NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REQUIRED TO BE INCLUDED,
VERBATIM, IN EVERY POWER OF ATTORNEY.
CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important document. As the "Principal" you
give the person whom you choose (your "agent") authority to spend your money and sell or dispose of your
property daring your lifetime without telling you. You do not lose your authority to act even though you have
given your agent similar authority. When your agent exercises this authority, he or she must act according
to any instructions you have provided or, when there are .no specific instructions, in your best interest.
"Important Information for the Agent" at the end of this document describes your agent's responsibilities.
Your agent can act on your behalf only after signing the Power of Attorney before a notary public.
You can request information from your agent at any time. If you are revoking a prior Power of Attorney by
executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s)
and to the financial institutions where your accounts are located. You can revoke or terminate your Power
of Attorney et any time for any reason as long as you are of sound mind. If you are no longer of sound mind,
a court can remove an agent for acting improperly. Your agent cannot make health care decisions for you.
You may execute a "Health Care Proxy" to do this. The law governing Powers of Attorney is contained in the
New York General Obligations Law, Article 5, Title 15. This law is available at a law library, or online tbrough
the New York State Senate or Assembly websites, www.senate.state.ny.us or www.assembly.state.ny.us.
If there is anything in this document that you do not understand, you should consult with your lawyer.
AUTHORITY
The u ersigne4 Principal (the "Undersigned" or "Principal") hereby appoints:
AP
Wfy cm k 14 II" as the Undersigned's agents) and attomey(s)
in-fact ("Atjent(s)") to act INDIVIbUALLY with respect to any and all accounts, if applicable (see below) in the
Undersigned's name ("Account(s)"), held individually or jointly (provided that all joint account holders have
executed this foan) with DBSI, as well as individual retirement accounts bold kit the benefit of the Undersigned
("IRAs"), with the authority to direct DBSI to buy, sell (including short sales) and otherwise transact in any
security, including but not limited to stocks, bonds, mutual fund shares, limited partnership interests, call and put
options (covered and uncovered), on margin or otherwise, and any instrument, agreement or contract relating
to same, on margin or otherwise, or enter into futures, options on futures and forward contracts, interest rate.
currency, equity or commodity swap transactions, deposit accounts at financial institutions and direct or indirect
interests in securities, deposit instruments or contracts where all or part of the return is calculated by reference
to changes in, among other things, the value of securities, commodities, currencies, interest rates, property of
any description or indices, in each case in accordance with ()BSI's terms and conditions for the Undersigned's
account, account type, and risk and in the Undersigned's names, or numbeds) on ()BSI's books. Agent(s) must
exercise the authority granted herein pursuant to the Undersigned's instructions, or otherwise for purposes
which the Agent(s) reasonably deems to be in the Undersigned's best interest. By giving this authority, the
Undersigned authorizes Agent(s) to make inquiries on the Account(s), including requesting information about
account transactions, balances and holdings.
NlRlllAMIN
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' Principal agrees that DBSI shall not be obligated to proceed with instructions that are inconsistent with
the terms of any agreements governing the Account(s), or that would violate any applicable laws, rules or
, regulations, or that would be otherwise limited by the account type or documentation on file.
THE UNDERSIGNED AUTHORIZES THE AGENT(S) TO RECEIVE COPIES OF ACCOUNT STATEMENTS
AND TRANSACTION CONFIRMATIONS UPON THE AGENT(S)'S REQUEST. DBSI RETAINS THE RIGHT
IN ITS SOLE DISCRETION TO REFUSE TO ACCEPT INSTRUCTIONS BY THE AGENT(S) TO CHANGE
THE MAILING ADDRESS ASSIGNED TO THE UNDERSIGNED'S ACCOUNT(S) OR ANY BENEFICIARY
DESIGNATIONS.
NOTE: If you want to authorize your Agent(s) to make gifts of your money or assets or other property held in
the Account(s) during your lifetime, without restriction, to any one or more persons, including the Agent(s)
himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to
your Agent(s) grants your Agent(s) authority to take actions whiah could significantly reduce your property
'or change how your property is distributed at death. DBSI shall not be responsible to monitor whether any
payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider.
SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION
q LIMITED TRADING AUTHORIZATION. In all such purchases, sales or trades, DBSI is
authorized to follow the instructions of Agent(s) in every respect concerning the Account(s), and Agent(s)
is/are authorized to act for the Undersigned and on the Undersigned's behalf in the same manner and
with the same force and effect as the Undersigned might or could do with respect to such purchases,
sales or trades as well as with respect to all other things necessary or incidental to the furtherance or
conduct of such purchases, sales or trades.
Note: This Limited Authorization does not permit Agentls) to withdraw or transfer assets from the
Account(s).
— OR—
ii
/i C4ULL AUTHORIZATION TO TRADE AND MOVE ASSETS. DBSI is authorized to follow the
t/4...du
instructions of Agent(s) in every respect concerning the Acoount(s), and to make deliveries or transfers
of assets (including cash), from the Account(s) and payment of moneys es directed by Agent(s), without
restriction 4ineittding4tralunkjentfeL himself, herself or themselves except in connection with IRAs)
in accordance with DBSI's terms and conditions and account type. In all matters and things aforementioned,
as well as in all other things necessary or incidental to the furtherance or conduct of the Account(s), Agent(s)
may act in the same manner and with the same force and effect as the Undersigned might or could do.
Note: This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to
withdraw or transfer assets from the Account(s).
For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with
distributions.
This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written
notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or
his or her branch manager. However, the limited power of attorney granted hereunder is got a durable power
of attorney and will cease to be effective upon actual receipt by OBS) of written notice of the occurrence of
either of the following events: (il the Undersigned is judicially declared to be incompetent, or (ii) the death of
the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shall be entitled
to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual
written notice.
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The' Undersigned understands and agrees that DBSI has the right to require additional verification and
documentation from the Undersigned or the Undersigned's Agentis) in certain transactions that DBSI, in its
sole discretion, deems necessary. In addition, DBSI has the right to request that either a new Authorization!
Power of Attorney be executed or that the Agent(s) verify in writing the validity of the current Authorization!
Power of Attorney.
Agent Name: '1 fro( Agent Name: Q94 It it 41
Address: Address
TIN of Agent: TIN of Agent:
Relationship r 4 Relationship
fttre..,cr •
to Principal: to Principal:
THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED
HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE
LINES BELOW.
INDEMNIFICATION
The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts of the Agent(s). The
Undersigned hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives, and
assigns to indemnify and hold harmless DBSI and its parents, affiliates, subsidiaries, officers, employees, and
agents (collectively, -DB") from all claims that may arise in connection herewith, and to pay. DB promptly, on
demand, any and all losses and liabilities arising therefrom or from any action taken or not taken by DB in reliance
hereon, including without limitation, any debit balance due with respect to the Account(s). The Undersigned
further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the
Undersigned's Agent(s) in connection with the Account(s) prior or subsequent to the execution of this document
and holds harmless DB regarding same.
This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective
of any change or changes at any time in the personnel thereof for any cause whatsoever.
The Undersigned understands and agrees that the DBSI may require joint account holderfs) to sign all requests
for withdrawals from an account jointly with the Agent(s).
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' The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney
and understands same, and has executed this Power of Attorney of his/her own free will and has received
. advice about the effect of this Power of Attorney from his/her advisers as he/she has deemed necessary or
advisable.
In witness whereof, the Undersigned has executed this Authorization/Power of Attorney.
Date: /OW/. Signature:
4 Sikn,
Print Name:.
(the "Ondersi ned")
TO BE EFFECTIVE FOR JOINT ACCOUNT(S), ALL ACCOUNT HOLDERS MUST SIGN:
In witness whereof, the Undersigned has executed this Authorization/Power of Attorney.
Date: Signature:
Print Name:
(the "Undersigned")
This section intentionally left blank.
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ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE
)474k
ss.:
STATE OF NEW YORK, COUNTY OF
On 1,4,‘iL1_14 before me, 44y /39/ "r personally
appeared ( 4, dir% personally known to me r proved to me on the basis of satisfactory
evidence to the ind vidual s)whose name(s) is (are) subscribed to within the instrument and acknowledged
to me that he/she/they executed the same in his/her/their capacitylies), and that by his/herhheir signature(s)
on the instrument, the individual(s), or the person upon belt9tf of whom the in walls) acted, executed
the instrument.
Notary Public HARRY L 3FLLER
Notary nbikt glare 01 NSW York
NO. Oar: ;924
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORgISTATE in' OC‘I"d County
commission Expires Feb. 17,20
STATE OF COUNTY OF ss.:
On before me, personally
appeared personally known to me or proved to me on the basis of
satisfactory evidence to be the individuals) whose name(s) is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/hed
their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individuals)
acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned
in (state/country).
(signature and office of the individual taking acknowledgement)
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts)
STATE OF NEW YORK, COUNTY OF ss.:
On before me personally
appeared personally known to me or proved to me on the basis of satisfactory
evidence to be the individual(s) whoseina me(s) is (are) subscribed to within the instrument and acknowledged
to me that he/she/they executed the same in his/herhheir capacity(ies), and that by his/her/their signature(s)
on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed
the instrument.
Notary Public
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts)
STATE OF COUNTY OF ss.:
On before me, personally
appeared personally known to me or proved to me on the basis of
satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/
their signature(s) on the instrument, the individualls), or the person upon behalf of whom the individual(s)
acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned
in (state/country).
(signature and office of the individual taking acknowledgement)
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IMPORTANT INFORMATION FOR THE AGENT(S):
When you accept the authority granted under this Authorization/Power of Attorney, a special legal relationship
is created between you and the Principal. This relationship imposes on you legal responsibilities that continue
until you resign or the Authorization/Power of Attorney is terminated or revoked. You must
1. act according to any instructions from the Principal, or, where there are no instructions, in the Principal's
best interest;
2. avoid conflicts that would impair your ability to act in the Principal's best interest;
3. keep the Principal's property separate and distinct from any assets you own or control, unless otherwise
permitted by law;
4. keep a record of all receipts, payments, and transactions conducted for the Principal;
5. disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's
name and signing your own name as "Agent" in either of the following manner: (Principal's Name) by
(Your Signature) as Agent, or (Your Signature) as Agent for (Principal's Name); and
6. agree that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of
any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations.
You may not use the Principal's essets to benefit yourself or give major gifts .te yourself or anyone else
unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in
a Statutory Major Gifts Rider which the Principal may attach to this Authoriiation/Power of Attorney. If you
have that authority, you must act according to any instructions of the Principal or, where there are no such
instructions, in the Principal's best interest. You may resign by giving written notice to the Principal and to
any co-agent, successor agent, cr the Principal's guardian if one has been appointed. If there is anything
about this document or your responsibilities that you do not understand, you should seek legal advice.
Liability of Agent: The meaning of authority given to you is defined in New York's General Obligations Law,
Article 5, Title 15. If it is found that you have violated the law or acted outside the authority granted to you
in the Authorization/Power of Attorney, you may be liable under the law for your violation.
AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT:
It is not required that the Principal and the Agent(s) sign at the same time, nor that multiple Agents sign
at the same time. is4„
'7 /3C a v
kr' i.e &tit
I/we, . __ _ have read the foregoing
(insert names) of Agent(s))
Authorization/Power of Attorney.
I am/we are e person(s) identified therein as Agent(s) forRYJe Principal famed therein.
.
, .
Agent's s gnature • Ageki's sigrfatu re
Dated: 1.ON /1 Dated: Aii( 4 3
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ACKNOWLEDGEMENT OF AGENT(ST SIGNATURE IN NEW YORK STATE
0ti.
STATE OF NEW YORK. COUNTY OF ss.:
On W ith before me, Myr/ i;e &v ."' personally
13i-s•kb“,,.
appeared •i-cx Itt personally known to me or proved to me on the basis of satisfactory
evidence to the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged
to me that he/she/they executed the same in his/her/their c1pacity(ies), and that by/his/her/their signature(s)
on the instrument, the individual(s), or the person uponb ehalf of whom the dividual(s) acted, executed
the instrument.
/ HARRY I. RELLER
Notary Public Notary Public. Stair: of New York
No O!9S.48.53924
O9Ciliel in Ponlanu County'',
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATgommiss on Expires Feb. 17, 20
•
STATE OF COUNTY OF ss.:
On before me, personally
appeared personally known to me or proved to me on the basis of
satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/
their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s)
acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned
in (state/country).
(signature and office of the individual taking acknowledgement)
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE (for joint accounts)
STATE OF NEW YORK. COUNTY OF AJCPV q ° r ss.:
On /0//c /a before me, lot...Av., 4 A (2 til.S eel ca,. personally
r
appeared f ixerr" (K personally known to me or proved to me on the basis of satisfactory
evidence to the incrivi ual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged
to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signaturefs)
on the instrument, the individual(s), or the person upon behalf of whom the individuallthictecL executed
YOLANDA RICHARDSON
the instrument. Notary Public. State of New York
isS No O I ItI6053071
Qualified in Queens County
Notary Public Coin minion Expires January 2. 2025
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts)
STATE OF COUNTY OF ss.:
On before me, personally
appeared personally known to me or proved to me on the basis of
satisfactory evidence to be the individualls) whose name(s) is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/
their signaturefs) on the instrument, the individual(s), or the person upon behalf of whom the individualls)
acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned
in (state/country).
(signature and office of the individual taking acknowledgement)
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Allergies
NONE
Endorsements
Restrictions
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rr A ry -tt 4
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;CLASS .0.
ID:
BELLER
HARRY,)
1 s) tix0 Hir s31
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' U Current Classification. (dick here for help) Internal
Re: BSO Exception Request-DBPIDAForni[l] 13
Zia Memon to
Zbynek Kozelsky, Vahe Stepanian 10/22/2013 07:54 AM
Cc Jay Lipman, Tazia Smith, Fran M Wickman, Amanda Kirby
Sender Date Subject
▪ Vahe Stepanian 10/21/2013 08:47 AM BSO Exception Request -
Zbynek Kozelsky 10/22/2013 07:49 AM Re: BSO Exceptioi
▪ Zia Memon 10/22/201307:54 AM Re: BSO E.
Classification: For internal use only
BSO approved
Zbynek Kozelsky
--- Original Message ---
From: Zbynek Kozelsky
Sent: 10/22/2013 07:49 AM EDT
To: Vahe Stepanian/dh/ Zia Memon
Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby
Subject: Re: BSO Exception Request - DB POA Form in
Classification: For internal use only
Good morning Zia,
Please see below.
Ziggy Kozelsky
Markets Coverage Group
Deutsche Bank Securities Inc.
Private Wealth Management
345 Park Avenue
154
Sent From Blackberry
Vahe Stepanian
---- Original Message ---
From: Vahe Stepanian
Sent: 10/21/2013 08:47 AM EDT
To: Zia Memon
Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby
Subject: BSO Exception Request - DB POA Form (I]
Classification: For internal use only
Good Morning Zia,
Hope you had a great weekend.
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Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below).
As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already
transferred in $120mmt liquid across his accounts.
A few items that we're requesting exceptions for:
1) Using DB POA for entity accounts (per Fran. POA is meant for natural persons accts.) - Client would
like his assistants to have FULL POA over accts. Cannot use LTA in this situation.
2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval
3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant
is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant).
I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have
any questions.
We're meeting with the client tomorrow morning, so we would appreciate if you could please review at
some point today.
Thanks in advance for your help.
Vahe
-- Forwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM ----
From: Fran M Wickman/db/dbcom
To:
Cc:
Date: 10/18/2013 02:52 PM
Subject. POA Issues Ili
Classification: For internal use only
DB POA is for Natural Persons accounts only. DB Limited Trading
Authorization is o e comp e ed for trusts & corporations.
Professional relationship to Agent requires BSO approval.
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.
DB POA is for
Natural Persons accounts only. OB Limited Trading Authorization is to be completed for corporations &
LLCs
s not a valid acct #.
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.
The signatures were notarized by one the Agents being given power of attorney.
Kind regards,
Fran Wickman
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Fran Wickman
Deutsche Bank Securities Inc.
Private and Institutional Chant Services (PICS)
1 South Slide! 21202-3298 Baltimore, MD. USA
Tel .~
Fax .1 410159S-3797
Mobile
Email
Panio-Kiv-RwOon
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■0
Current C lassification: (dick here for help) Internal
D
Re: Fw: BSO Exception Request - DB POA Form [I]
Zbynek Kozelsky to Vahe Stepanian 10/24201302:41 PM
Cc: Carol Koterwas, Fran M Wickman
_ Sender Date Subject
. .
Vahe Stepanian 10/24/2013 10:01 AM Fw: BSO Exception Requ
Zbynek Kozelsky 1W2412013 02:41 PM Re: Fw: BSO E
Classification: For internal use only
Carol,
Please add. Thanks!
Zbynek "Ziggy" Kozelsky
Director I Branch Administrative Manager
Deutsche Bank Securities Inc.
Deutsche Asset d Wealth Management
Markets Coverage Group
345 Park Avenue. 26th Floor
New Y•rk Y 1 1
Tel.
Fsx
Ems
Peas44,1.1v Peepoost.
10/24/2013 10:0121,
Vahe Stepanian ClassiffCetion or Int/el:cal:4s." OhjY ocid:mizok. AM
From:
To:
Cc:
Date:
Subject: Fw: BSO Exception Request - DB POA Form (I)
Classification: For internal use only
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Good Morning Fran/Carol:
On the below, it looks like when my colleague sent down the forms, they forgot to include two account
numbers on the Harry/Jean Anne POA
We need to add Harry Beller on accts. Can you please help to get this
an'
done?
I've CC'ed Ziggy on this e-mail who is aware of this issue.
Thank you,
Vahe
Vahe Stepanian
Associate I Wealth Investment Coverage
Deutsche Bank Securities Inc.
Deutsche Asset 8 Wealth Management
345 Park Avenue - 26th Floor
New York NY 10154-0004
Tel.
Fas
Mob
Em
Forwarded by Vahe Stepanian/db/dbcom on 10/24/2013 09:59 AM
From:
To:
Cc:
Date: 10/22/2013 07.54 AM
Subject: Re: BSO Exception Request - DB POA Form III
Classification: For internal use only
BSO approved
Zbynek Kozelsky
--- Original Message ---
From: Zbynek Kozelsky
Sent; 10/22/2013 07:49 AM EDT
To: Zia Memon
Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby
Subject; Re: BSO Exception Request - DB POA Form III
Classification: For internal use only
Good morning Zia,
Please see below.
SDNY_GM_00037980
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Ziggy Kozelsky
Markets Coverage Group
Deutsche Bank Securities Inc.
Private Wealth Management
345 Park Avenue
0154
Sent From Blackberry
Vahe Stepanian
---- Original Message
From: Vahe Stepanian
Sent: 10/21/2013 08:47 AM EDT
To: Zia Memon
Cc: zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby
Subject: BSO Exception Request - DB P0A Form [I]
Classification: For internal use only
Good Morning Zia,
Hope you had a great weekend.
Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below).
As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already
transferred in $120mm+ liquid across his accounts.
A few items that we're requesting exceptions for:
1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would
like his assistants to have FULL POA over accts. Cannot use LTA in this situation.
2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval
3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant
is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant).
I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have
any questions.
We're meeting with the client tomorrow morning, so we would appreciate if you could please review at
some point today.
Thanks in advance for your help.
Vahe
— Forwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM —
From: Fran M VVickman/db/dbcom
To:
Cc:
Date: 10/18/2013 02:52 PM
Subject: P0A Issues [I]
Classification: For internal use only
- DB POA is for Natural Persons accounts only. DB Limited Trading
Authorization is to be completed for trusts & corporations.
SDNY_GM_00037981
CONFIDENTIAL
. .
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000805
EFTA_00 I 48590
EFTA01282490

Professional relationship to Agent requires BSO approval.
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.
DB POA is for
Nalura ersons accounts only. Limited I ra mgAuthorization is to e compete for corporations &
LLCs
s not a valid acct It.
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.
The signatures were notarized by one the Agents being given power of attorney.
Kind regards,
Fran Wickman
ra
Fran Wickman
Deutsche Bank Securities Inc.
Private and Institutional Chenl Services (PICS)
1 So h Baltimore. MD. USA
Tel +
Fax +
Motel
Email
Panitricienenn
SDNY_GAA_00037982
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000806
EFTA_00I48591
EFTA01282491