EFTA01282339.pdf

Wealth Manager Services
Deutsche Bank
STATE STREET Custody New Account Opening Form
Private Wealth Management
lot I vervIliant You limn! In-
Account # 0 Is Owner a US Tax Payer?
0 External Custody 0 Federal Tax ID (SSN/TIN/EIN)
0 Account MIA Type 8701 PERSONAL CUSTODY
0 Acct Short/Long Name JEFFREY EPSTEIN
Enter Name for Sorting: JEFFREY EPSTEIN
Date Opened 4/10/2014
0 Branch 38: DB NY DOMESTIC - CUSTODY ACCT [E214730
0 State Domicile 54 U.S. Virgin Islands 0 Administrative Law 132 New York
Acct Legal Name JEFFREY EPSTEIN
Next Fiscal 12/31 of the current year OR If ERISA Account Enter Plan Year End
For Client Service Use Only
Tax Prep Service Tax Servicer 2 Production Group 5
OCountry of Residency 209 United States
0 Acquired by
0 Account Capacity 20 CUSTODIAN
Fee Agrmt Date 4/10/14 0 Date of Agreement 4/9/14 0 Date of Apptment 419/14
1
0 Group Code 1 DEUTSCHE BANK TR CO AMERICAS
0 Team Code 5 DOMESTIC CUSTODY
0 Base Currency 22 US DOLLAR
0 Premium Tax Service Client? Yes
0 If an ERISA Account is 5500 Reporting Required? No
0 Is account owner a tax exempt recipient? No
0 Is this an IRA Account? No
Tax Record
0 US Tax Class 1 US RESIDENT (TAX DUTY) Foreign Tax Class
I
0 Country Situs 209 United States
0 State Situs 54 U.S. Virgin Islands
Valid Forms 0 Status 0 Start Date
W-9 2 certified 4/10/2014 (mm/dd/yyyy)
w-8 (mm/dd/yyyy)
Form 1001 (mrnMd/yyy-y)
Treaty Eligible Field 6 Special Withholding Instruction field should only be used for NRA clients submitting W-8Ben forms
Treaty Eligible? INo
Withholding Special Instructions if Not Using Treaty Eligible Rates
JUIN T.:JAW-KA/Jr /RC
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000566
EFTA_00I 48351
EFTA01282339

Tax Record Address
The following address must be added to Global Plus for the official mailing address of the client If the account owner is a
non US taxpayer, enter the address to which the 1099, 1042 or other mailings should be sent. For US taxpayers this may or
may not be the same as the owner affiliation address.
0 Client Name JEFFREY E. EPSTEIN
0 Street Number 6100 Street Name Red Hook Quarter, B3
0 City St. Thomas 0 State 54 U.S. Virgin Islands
0 Zip Code 00802 0 Country 209 United States
0 IRS Control Name EPST
Affiliation - Owner
If owner has an existing client record on Global Plus select Yes in the option below and provide the existing Internal client #. No other
Information Is required. If No Is selected owner Information will populate based on tax record Information provided. This address
Information below should reflect the legal/permanent address of the account owner. May be different than mailing address above.
0 Is the owner an existing client record on Global Plus No Internal Client #
If new client complete the appropriate information for the owner affiliation: Client Title
First Name Last Name
Individual Client Name JEFFREY 'EPSTEIN
Name Extension Field
or Corporate Name
Street # 6100 I Street NamelRed Hook Quarter, B3
Address Line 2
Mailing Info
City St. Thomas 'state 54 U.S. Virgin Islands
Zip Code 00802 I Country 209 United States
Name Type 7 individual SSN or TIN
Date of Birth
0 Mandatory for IRA Account
0 Select Yes to also use this owner for the following account affiliation types. These are mandatory affiliation setups except for
Daily Advice Recipient If not the owner, complete the additional affiliation setup section. These affiliations types will be setup using
the tax record address/mailing address. If that address should not be used select No here and setup in the affiliation section.
If Daily Advice is to be setup, select which type:
J
Yes 56 - Proxy Voter 36 - Advice Recipient r #N/A
Yes 137 TAX LETTER RECIPIENT
No 1042S Recipient (applicable to non-domestic accounts only)
Account Affiliations - Internal
0 Affiliation Type 152 - Corporate Action Representative
ClienVEE Number Arthur Tendler EMP #01001.1
Affiliation Type 200 - Strategic Wealth Advisor
Client/EE Number Paul Morris EMP#
0 Affiliation Type 228 - Custody Officer
ClienVEE Number Arthur Tendler EMP #
0 Affiliation Type 2 - Investment Officer
Client/EE Number Arthur Tendler EMP #
0 Affiliation Type 4 - Account Assistant
ClienVEE Number Katy cheng EMPIRE.
SDNY_GM_00037743
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000567
EFTA_00 148352
EFTA01282340

0 Affiliation Type 23 - Tax Officer
Client/EE Number State Street [E:TAXST]
Affiliation Type 218 - Employee Account I
Client/EE Number
Affiliation Type 260 - Interested Party I
CiienVEE Number
Affiliation Type 270 Hirtle Callahan Affiliation 'Mandatory if opening a Hirtle Account
Client/EE Number
Affiliation Type
Client/EE Number
Currency 22 USD US DOLLAR
Type of Portfolio Principal
Portfolio Name JEFFREY EPSTEIN P CUSTODY USD
Alt Portfolio # USD P 199
I
Type of Portfolio N/A
Portfolio Name JEFFREY EPSTEIN N CUSTODY USD
I
Alt Portfolio # USD N 199
Date Opened 4/10/2014 21:21
Capacity Code 20 CUSTODIAN
0 Investment Authority 6 NO RESPONSIBILITY Acct Code Exten
0 Investment Objective 199 - CUSTODY 199
0 Voting Authority 2 CUSTOMER VOTES l /f #1 selected, do not add Proxy affiliation
0 Taxlot Sale Method 4 highest cost (maximum loss)
Setup Sweep Yes
0 Sweep Strategy 143 • DWS GOVT CASH FUND [999010GC1]
Affiliation Adds
Affiliation Type 1251 MUTUAL FUND REPORT RECIPIENT
Is the affiliation an existing client record on Global Plus INo (Internal Client # I
If new client complete the appropriate information for the owner affiliation: Client Title
Fist Name Last Name
Individual Client Name
Name Extension Field
or Corporate Name SAME AS OWNER
Street # I Street Name'
Address Line 1
Mailing Info
City State
I
Zip Code I Country
Name Type SSN
Date of Birth Mandatory for IRA Account
Branch 38: DB NY DOMESTIC - CUSTODY ACCT [E214730]
Identity any other affiliati n types this 231 MUTUAL FUND PROXY RECIPIENT
client may be on this acc unt: 252 CORPORATE ACTION RECIPIENT
CIINIV COLA IlillY177ALL
CONFIDENTIAL
CONFIDENTIAL — PURSUANT TO FED R. CRIM. P. 6(e) DB-SDNY-0000568
EFTA_00148353
EFTA01282341

Affiliation Adds
Affiliation Type
Is the affiliation an existing client record on Global Plus I No 'Internal Client # I
If new client complete the appropriate information for the owner affiliation: Client Title
Fist Name Last Name
Individual Client Name
Name Extension Field
or Corporate Name
Street # Street Name!
Address Line 1
City State
Zip Code Country
Name Type SSN
Date of Birth Mandatory for IRA Account
Branch
Identify any other affiliation types this
client may be on this account:
Affiliation Adds
Affiliation Type
Is the affiliation an existing client record on Global Plus I No 'Internal Client #
If new client complete the appropriate information for the owner affiliation: Client Title
Fist Name Last Name
Individual Client Name
Name Extension Field
or Corporate Name
Street # Street Name'
Address Line 1
Mailing Info
City 'State
Zip Code Country
Name Type SSN
Date of Birth 1 Mandatory for IRA Account
Branch
Identify any other affiliati n types this
client may be on this ac unt:
Affiliation Adds
Affiliation Type
Is the affiliation an existing lient record on Global Plus 'Internal Client # I
I
If new client complete the appropriate information for the owner affiliation. Client Title
Fist Name Last Name
Individual Client Name (Langer
Name Extension Field
or Corporate Name
Street # Street Namel
Address Line 1
Mailing Info
City State
Zip Code I Country
Name Type SDNY_GM_00037745
CONfrIDENTIX
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000569
EFTA_00148354
EFTA01282342

Date of Birth Mandatory for IRA Account
Branch
Identify any other affiliation types this
client may be on this account:
Affiliation Type
Is the affiliation an existing client record on Global Plus I "Internal Client # I
If new client complete the appropriate information for the owner affiliation: Client Title
Fist Name Last Name
Individual Client Name
Name Extension Field
or Corporate Name
Street # Street Name'
Address Line 1
Mailing Info
City State
Zip Code Country
Name Type SSN
Date of Birth Mandatory for IRA Account
Branch
Identify any other affiliation types this
client may be on this account:
Affiliation Adds
Affiliation Type
I
Is the affiliation an existing client record on Global Plus 'Internal Client #
If new client complete the appropriate information for the owner affiliation: Client Title
Fist Name Last Name
Individual Client Name
Name Extension Field
or Corporate Name
Street # Street Name'
Address Line 1
Mailing Info
I
City State
Zip Code Country
Name Type SSN
Date of Birth Mandatory for IRA Account
Branch
Identify any other affiliation types this
client may be on this account:
SDNY_GM_00037746
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000570
EFTA_00 I 48355
EFTA01282343

Affiliation Adds
Affiliation Type
Is the affiliation an existing client record on Global Plus " Internal Client
If new client complete the appropriate information for the owner affiliation: Client Title
Fist Name ast Name
Individual Client Name
Name Extension Field
or Corporate Name
Street # Street Name'
Address Line
Mailing Info
City State
Zip Code Country
Name Type SSN
Date of Birth Mandatory for IRA Account
Branch
Identify any other affiliation types this
client may be on this account:
REVIEWED
By mahpras at 11:57 am, Apr 10, 2014
PRASHANT MAHENDRU • 4/10/2014
Name Date
APPROVED
DHRUV YADAV 4/10/2014
Name Date
By yadadhr at 9:25 pm, Apr 10, 2014
SDNY_GM_00037747
CONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000571
EFTA_00 I 48356
EFTA01282344