EFTA01282246.pdf

KYC Print Page 1 of 18
DB PWM GLOBAL KYC/NCA: PART A
KYC Case # : 01977705 Status : 6. Approved
One sheet must be established oer relationshi • list all accounts included in the relationshi
1. Relationship Details
Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP Bookng Center. New York
Relationship Manager: Stewart Oldfield
• New PWM Relationship 0 Existing NM Relationship
Relationship to PWM: If existing, please indicate since when the relatiorship exists, provide reason for new profile and attach old profile: ••• 2018
Periodic Review - HR Overdue KYC •"
Last Approved KYC S • leepers Inc, lege Inc & lege LLC - 01790820
2
Dent Referral 10 RM Prospect I 0 IMermedery/FIN I Other Source (GB, etc.)
How Was the dent(s)
Introduced? How long has the
RM person* known the Please provide details (e.g. name of referral source, ow many years RM personally has known client, etc): Jeffrey Epsten
client? reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship..
Does Deutsche Bank pay a • yes I 2 No
retrocession or similar
compensation to a third party
for the introduction of this (If ys, &tabs):
relationship?
List all existing and new account involved in this relationship
Legal Entity Account Name / Number Opening Date (intended/actual)
Account(s)
1 2 Jege Inc 10/18/2013
2 ! Jege LLC- 10/18/2013
3 2 Jeers Inc 9/23/2013
Who is the primary contact
person for the RM? (Note:
Preferred method of contact
This person needs to have Darren K. Indyke
orclicate I:6one no., fax no.,
signatory right and/or
erred address, etc.):
information right for the
accounts.):
SDNY_GM_00037634
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One sheet must be established for each account to be opened
2. Account Ownership Summary
Account Name: Jege Inc • DDA Acct Number (if dkabble).
Account Manager: Stewart Oldfietd
what a the pirpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The
purpose of this account is to pay for costs associated to Jeffrey Epstein's airplanes.
Indicate from where the assets are expected to arrive?
l? DB Group: Same Booking Center (indicate account number): Existing
• DB Group: Other Booking Center (indicate DB location and account details):
0 Other Institution - (Indicate name & location):
O Plwskal Deposits (specify cash, searitim, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated ranter and volume per month)?: ..4 0-3(moned;
$0 • SIK
What is the expected volume of assets and currency for the account approx. 90 days after 126,795.55 I Currency I USD
opening?
126,795.55
What is the expected volume of assets and currency for the account approx. one year after I Currency
opening? I USD
Does/will the client have Assets Under Management (MEl) within DB under Eur. 314? Ovine No
Please list all parties related to the account.
For each party:
• Check d a source of wealth description is required for the party
• Check the appropriate box to describe the relationship of the party to this account (> I can be selected).
• f none of the check boxes apply, describe the party relation to the aoxunt in the "Other column.
• Always dcsaibe the relationship between the parties ri the last column.
• Please drill down to the ulbmatedunden0 g Beneficial Ownes .
_egal Description AccountPIC Settor of Jltimate Ignatorh.imitedFinancial Significant _egal iStantalSetdaiFoundingOther
Entity-ISource Hader Owrerfrust / Beneficia r Full POA MermediayShareholdelleepreseMadye Door "please
owner
of Wealth Founder of A ,FIM) (>-25%) describe
required Foundation pon-PIC other roles
entity and/or
Pates (indicate indicate
related ownership relationship
to this 45) between
amount parties)
JEGE,
I El 2 Inc g O O O O O O O O O
Harry O O .
2 O O Beller q O El O • O O •
Je
2 g
3 O g E. ffrey El O • Li O 100 O LI O
Epsom
Darer,
4 O • K. O El • O 21 O • O O •
Indyke
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2. Account Ownership Summary
Account Name: Jege LLC DOA Acct. Number ttraldilablei
Account Manager: Stewart Oldfield
What s the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The
purpose of this account is daily expense ncluirig taxes and payments for Jeffrey Epstein's *planes.
Indicate from where the assets are expected to arrive?
2
DB Group: Same Booking Center (indicate account number): Existing
0 DB Group: Other Booki-ig Center (indicate DB location and account details):
O
Other Institution — (Indicate name & location):
. Physical Deposits (specify cash, sectritim, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: -, 14/month;
$100 - $47K
What is the expected volume of assets and currency for the account approx. 90 days after 1284,777.18 I Currency I t/SD
opening?
What is the expected volume of assets and currency for the account approx. one year after 284,777.18 1Currecy I t/SO
opening?
ENO
Does/will the client have Assets tinder Management (Aunt) within DB under Eur. 3M? 0 Yes
Please list all parties related to the account.
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this accent (> 1c an be selected).
• f none of the check boxes apply, describe the party' relation to the account in the "Other column.
• Always describe the relationship between the parties n the last column.
• Please drill down to the ultimatedundeffinng Benefcial Owners .
_egal Description Account PlC Set for of Jlbmate Senator tmitedFinancial Significant egal Srantor/SetdoifoundingOdier
Entayaf Source Helder Ownerf rust/ Beneficialbr Full POA ntermediayShareholdeittepreseManve Donor (please
of Wealth Founder of Owner ?OA ,FIM) (>=2.5%) describe
squired Foundation Ion-PIC other roles
entity and/or
Pates (ncleate 'ndicate
related ownership relationship
to this %) between
account parties)
2
I P ra L J I E G G E, DO O O OO O O O
Jeffrey
2 O El E. O OD 0 . w 4 OO O O O MSoleem b er,
Epstein
3
OE
B
'
ell er
1 O OO O .w4 OD O O
O
Darren
4 O M K. O DO O .w4 OD O O O
Indyke
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CONFIDENTIAL- PURSUANT TO FED. R. CC DB-SONY-0000460
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2. Account Ownership Summary
Account Name: leepers Inc Acct Number (bravado/lei
Account Manager: Stewart Oldie:id
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? The
purpose of this account is to hold and make investmens in marketable securities.
Indicate from where the assets are expected to arrive?
2
DB Group: Same Booking Center (indicate account number): Existing
0 DB Group: Other Bookirig Center (indicate DB location and account details):
O Other Institution - (Indicate name & location):
• Physical Deposits (specify cash, scarifies, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per mouth)?: ••• 4-10/mcith;
52K • S40K
What is the expected volume of assets and currency for the account approx. 90 days 13,269,297.20 Currency I USD
after opening? I
What is the expected volume of assets and currency for the account approx. one year 3,269,297.20 Currency USD
after opening?
Does/will the client have Assets Under Management (MM) within DB under Eur. 3M? Orme No
Please list all parties related to the account.
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this accout (> 1c an be selected).
• f none of the check boxes apply, describe the party's relation to the account in the "Other" column.
• Always describe the relation hip between the parties in the last column.
• Please drill down to the ultimate/undedying Beneficial Owner(s).
.gal Description Account PlC Setdor of Jltimate Signatory Limited inancel Significant .egal GrantalSetdorfounding Other
Dittrof Source Helder Owneffrust/ Benerciabor Full POA ntermediaryphatehdderRepresentabve Donor (please
of Wealth Founder of Owner POA NM) (>=25%) describe
required Foundation Yon•PIC other rapes
entity and/or
Pares (ridcate nthcate
related to ownership relatonship
this %) between
DOX411t parties)
e e
1 In je c e Persi g O O O • • • O O O
Director &
Darren
2 O O K. Indyke • O O O 72 M • O O O ALttenzed
Signal:0';
3
O •
g
"
e
w
l
erty • • O • 2 O O O O O
lean
4 0 • ABrnna n • • 0 N 2 0 0 0 O O
Wiebracht
5 O K E J . e E ff p re s y te in O O O 2 El O O ioo O O O
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CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SONY-0000461
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One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa
3A. Individual Details (for all parties)
Individual's Name: Jeffrey E. Epstein Date of Birth: 1/20/1953
Country of Residence: Virgin Islands, U.S. Corny of Otizenship: United States
Has client resided outside of
Little Saint James Sant Thomas 00802 Vrgn Islands, U.S. his/her coLntry of nationality • yin No
Address of primary residence:
for 5 years a more?
Profession/Occupation: Self Empolyed Tax ID I SSN:
Current Employer: Southern Trust Company Inc Position/Title/Rank: President
Adckess of employer: 6100 Red hook Quarter 83 St. Thomas Virgin Islands, U.S. 00802
Does the person work as senior executive of a D0remgnized regulated entity in the financial r-i 5
industry? or an entity listed on a DEllecognisei exchange? (Not applicable for operating entities Li Yes No
Is the inckvidual a Politicaly Exposed Person (PEP)?OT Yes, desate) Connection with Prince ,74. Yes O No
Andrew and Bill Calton
To the best of yes knowledge, is the individual related to an employee of the DB group?, 0 Family • Friendship i None
Family or Friends*, cfescnbe) N/A
To the best of yes knowledge, is the individual party to a non-banking relationship with
Deutsche Bank (e.g., external legal counsel, client referral source, suppler of goods or • sires 2 No
services)?(d Yes,descrite) N/A
If appkatle, indicate which bank officers have met the Indicate where and when the dent meeting(s) took place:
person:
Client Private Client Mace of
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
panicile: Business:
Stewart Oilfield 2 • O 6)2812017
. • O
• • •
0
Wealth Details fa this individual are not filed in, because they are the same as for the following person:
38. Wealth Details (Only for parties requiring source of wealth description as indicated ri Section 2)
Nature of the Individual's Busness: Private investment
Pnmary Country of source of wealth/source of Funds? United States
Pnmary industry of sane of Wealth/Source of Funds? High Risk Frontlet Institutions
Summarize Sane of Wealth: 2 Business Owner 0 SaLary/Earnings 2 investment 0 Inhaitance/Gilis pother:
Further Dearite Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trust, how did settlor accumulate wealth? Fa rtheitance,
how did family acorn bate vrealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries
of major activities, Moon-ant business partners.) Jeffrey Edward Epstein (ban January 20, 1953) S an American financier and registered sex offender in the
United States. He worked at Bear Stearns early in his career and then formed his own firm, J. Epstein & Co. He Wes in the US Virgin Wands. Epstein taught
calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Stearns.
In 1976, Epstein started work as an options trader at Bear Steams where he worked in the special products division, advisng highnet•wath client on tax
strategies. Proving successful in his financial career, in 1980 Epstein became a partner at Bear Steams.
In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of client with more than $1 billion in net worth. In 1987,
Leslie Wexner, founder and chairman of Ohio•based The Limited chain of women's clothing stores, became a well4mown client. Wexner acquired Abercrombie
& Fitch the folowing year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the
wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of
St. Thomas ri the U.S Virgin Islands.
In 2003, Epstein bed to acquire New York magazine. Other bidders were advertising executive Donny Deutch, investor Nelson Pa media mogul and
publisher Matmer Zuckerman, who had the New York Daly News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein, a
longtime Wall Street investor, who paid $55 main.
In 2004, Epstein and Zuckerman committed up to 525 million to finance Radar a celebrity and pop culture magazine founded by Maer Roshan. Epstein arid
SDNY_GM_00037638
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Zuckerman were equal parthers in the venture. Roshan, as it editor-in-chief, retained a smal owners' slake.
Presently, Mr. Epstein founded Southern Trust Company Inc, a private consulting company that invest the asset of their client and gets their revenue from
the return of thine investment Southern Trust invests ri different portfolios catered to their client and makes their revenue based on the returns and the
fees associated with managing their client's asset
Estimated Annual Income($): 10,000,000.00 Estimated amount of investable assels($): $50 MM - 100 MM
Estimated Net Worth($): $503 MM + Amount of asset planned to iwest with PWM(S): 2,300,000.00
Other Known Fruandal Institutiors:
Institution: Country: S. Assets Under Mgt:
Institution: Country: S. Assets Under Mgt:
Institution: Country: S. Assets Under Mgt:
Please indicate the family stuabon of the irekvidual (marital status, other family members, etc.): WA
SONY_GM_00037639
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CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000463
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One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa
3A. Individual Details (for all parties)
Individual's Name: Harry Beller • Date of Birth:
CoLntry of Residence: United States Canby of Ctzenship: United States
Has dient resided outside of
hi/her country of nationality • yin No
Address of primary residence:
for 5 years a more?
Profession/Occupation: Accountant Tax ID I SSN:
Current Employer: HBRK Associates, Inc Position/Title/Rank: Accountant
Address of employer: 575 Ledngton Avenue, 9th Floor Monsey NY United States 10022
2
Does the person work as senior executive of a DB.recognized regulated entity in the financial No
industry? or an entity listed on a DB•recognised exchange? (Not applicable for operating entities " Y1es
Is the individual a Pditicaly Exposed Person (PEP)?(/f Yes, describe) N/A • Yes 2 ND
To the best of your knowledge, is the individual related to an employee of the DB groupW • Family • Friendship i None
Family or Friendshio, descnbe) N/A
To the best of your knowledge, is the individual party to a non-banking relationship with
121No
Deutsche Bank (e.g., external legal morel, client referral source, suppler of goods or ■• Yes
services)?(/ res,descrbe) N/A
If appkatie, indicate which bank officers have met the Indicate where and when the dent meeting(s) took place:
person:
Client Private Client Mace of
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
Domicile: Business:
O O O
• • •
• • O
O Wealth Details for this individual are not filed in, because they are the same as for the following person:
38. Wealth Details (Only for parties requiring source of wealth desuiption as indicated in Section 2)
Nature of the Individual's Business:
Pnmary Country of source of wealth/source of Funds?
Pnmary industry of source of Wealth/Source of Funds?
Summarize Sake of Wealth: O Business Owner O Salary/Eamings O Investment O Inhentance/Gifd DOther:
Further Desate Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For ousts, how did setdor accumulate wealth? For nheritance,
how did family accumulate vrealth?For business owners, how long in business, how many employees, level of oral:al:Sy? Indicate type of business, countries
of major activities, important business partners.)
Estimated Annual Income($): Estimated amount of investable assets($):
Estimated Net Woith(l): Amount of assets planned to meat with PV/f4($):
Other Known Hnandal Institutions:
Institution: Country: EEsstt.. Assets Under Mgt:
Institution: Canby: Est. Assets Under Mgt:
Institution: Est. Assets Under Mgt:
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Please indicate the farndy Srtuadon of the inovidual (manta) status, other family members, etc.):
SDNY_GM_00037641
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CONFIDENTIAL - PURSUANT TO FED. R. Ce DB-SONY-0000465
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One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa
3A. Individual Details (for all parties)
Individual's Name: Darren K. Indyke • Date of Birth:
Country of Ref:denim: United States Gantry of Otaenship: United States
Has dient resided outside of
hither country of nationality • yin No
Address of primary residence:
for 5 years a more?
Profession/Occupation: Accountant Tax ID / SSN: 098.548596
Current Employer: Southern Frendal LLC Positionakle/Rank: Accarkant
Address of employer: 6100 Red Hook Quarter B3 St Thomas Virgin Islands, U.S. 00802
r,
Does the person work as senior executive of a DB.recognized regulated entity in the financial n No
industry? or an entity listed on a DB.recognisei exchange? (Not applicable for operating entities " Yes
Is the individual a Politically Exposed Person (PEP)?(/f Yes, describe) WA O Yes @ No
To the best of your knowledge, is the individual related to an employee of the DB group?(if • Family • Friendship i None
Fam.ify or Friendshio, descnbe) WA
To the best of yes knowledge, is the individual party to a non-banking relationship with 2
Deutsche Bank (e.g., external legal counsel, dient referral source, suppber of goods or • Yes No
servkies)?(f resdesarbe) N/A
If applicatie, I-ideate whidi bank officers have met the hi:kr-ate where and when the dent meeting(s) took place:
person:
Client Private Client Place of
Bank Officer Name(s) Bank Office: Other Location (specify): Date:
/Domicile: Business:
Stewart Oldfield 121 • O 12/12/2016
ill • •
• • O
O Wealth Details fa this individual are not filed in, because they are the same as fa the following person:
38. Wealth Details (Only for parties requiring source of wealth desuipbon as indicated in Section 2)
Nature of the Indmduars Easiness:
Pnmary Country of source of wealth/source of Funds?
Pnmary industry of source of Wealth/Source of Funds?
Summarize Sane of Wealth: O Business Owner O Salary/Eamings O Investment O Inhentance/Gifts O Other:
Further Desate Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For nhentance,
how did family accumulate vrealth?For business owners, how long in business, how many employer, level of profitability? Indicate type of business, countries
of major actMbes, important business partners.)
Estimated Annual Income($): Estimated amount of investable assets($):
Estimated Net Woith(l): Amount of assets planned to overt with PV/M($):
Other Known Hnandal Institutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Canby: Est. Assets Under Mgt:
Institution: Canby: Est. Assets Under Mgt:
SDNY_GM_00037642
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CONFIDENTIAL — PURSUANT TO FED. R. Ce DB-SONY-0000466
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Please indicate the farndy Srtuadon of the inovidual (manta) status, other family members, etc.):
SDNY_GM_00037643
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000467
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One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa
3A. Individual Details (for all parties)
Individual's Name: Jean Anne Brennan W.ebracht Date of Birth:
Country of Residence: Virgin Islands, U.S. Country of Otaenship: Vrgin Islands, U.S.
Has dient resided outside of
his/her country of nationality • yin No
Address of pinery residence:
for 5 years or more?
Profession/Occupation: Finance Tax ID / 55W:
Current Employer: Southern Frendal LLC Position/Title/Rank: Finance
Address of employer: 6100 Red Hock Quarter, 83 St, Thomas VIrgri Wands, U.S. 00802
Does the person work as sale* executive of a DB•recognized regulated entity in the financial r-i
mkt:say? or an entity listed on a DB.recognisei exchange? (Not applicable for operating enbbes Li Yes 5 No
Is the indvidual a Politica/1y Exposed Person (PEP)?(/f Ye; desarbe) WA • Yes O No
To the best of your knowledge, is the individual related to an employee of the DB groupW • Family • Friendship i None
Family or Friendshoz descnbe) WA
To the best of your knowledge, is the individual party to a non-banking relationship with 2
Deutsche Bank (e.g., external legal counsel, dent referral source, suppber of goods or •Yes No
serviaes)?(f Yes descrite) N/A
If appbcatie, richcate which bank officers have met the Irdcate where and when the dent meeting(s) took place:
person:
Client Private Client Mace of
Bank Officer Name(s) Bank Office Location (specify): Date:
: Domicile: Business:
O O O
• • 0
• • •
O Wealth Details fa this individual are not filed in, because they are the same as for the following person:
38. Wealth Details (Only for parties requiring source of wealth descripbon as indicated ri Section 2)
Nature of the Individual's Business:
Pnmary Country of source of wealth/source of Funds?
Pnmary industry of saute of Wealth/Source of Funds?
Summarize Soiree of Wealth: O BuRness Owner O SaLary/Eamings O Investment O Inhentance/Ofrs Dotter:
Further Desate Source of Wealth /Detail the histay of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? Fa inhentance,
how did family accumulate vrealth?For business owners, how long in business, how many employer, level of profitability? Indicate type of business, countries
of major actMbes, important business partners.)
Estimated Annual Income($): Estimated amount of investable assets($):
Estimated Net Woith($): Amount of assets ',lamed to joint with PV/M($):
Other Known Anandal Institutions:
Institution: Catty: Est. Assets Under Mgt:
Institution: Canby: Est. Assets Under Mgt:
Institution: Canby: Est. Assets Under Mgt:
SDNY_GM_00037644
ONF IDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. Ce DB-SDNY-0000468
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KYC Print
Please indicate the family situation of the individual (marital status, other family members, etc.):
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Somme
3C. Legal Entity Details (For all Legal Entities)
Legal Entity Name: JEGE, Inc
®Private Investment O
O foundationtAssccation O Trust 2 Company • Estate
Type of Entity: O Partnership Purpose of Entity: phdanthropic/Chenable O
Commercial
OPurpose of Entity
Type of Entity Other (specify):
ther (speci fy):
Date of
Gauntry of United States 91712000
incorporation f
incorporation/registration:
registraten:
Identified on Customer Profile No
Volcker Status: Volcker Flag:
6100 Red Hook, Quarter B3 St, Thomas 00802 virginWands
Address (city, street, post ' U.S. TIN/EIN:
U.S.
code):
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For [ruse/foundations, include information about
revocability,settle and beneficiaries,etc:
Jeffrey Epstein is the sole owner. The signers on this account we Jeffrey Epstein, Hany Beier and Darren Indyke
Please indicate how ownership of the legal entity is reflected: Share Certificate
• Spedal attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate benefidal owner Ono( the some person° Jeffrey Epstein is the sole owner. The signers
on this account are Jeffrey Epstein, Harry Boller and Darren Indyke
To the best of your knowledge, is the entity party to a nen-barking relationship with Deutsche
Bank (e.g. external legal counsel, client referral source, suppler of goods or services)?: Yes • No
N/A
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the tunness: Holds funds to pay for costs asscoated with an airplane owned by Jeffrey Epstein.
Countries where business is transacted: United States
Number of employees: 1
3D. Wealth Profile (Only for art es requiring source of wealth description as indicted in Section 2)
Pnmary Country of source of wealth/source of Funds? United States
Pnmary industry of saris of Wealth/Source of Funds? High Risk Financial Institutions
Provide Evidence of Corporate Asses (e.g. balance sheet or equivalent summary of asset/liabities):
All corporate funds/assers come from contributions by the sole owner, Jeffrey Epstein and his source of wean.
Estimated gross receipts p.a.($): 1,000,000.00
Estimated net profit p.a. ($): 1,000,000.00
Estimated investable assets ($)• c$1 MM
Potential Amount to be nvested with PWN ($):
Other Known Frendal Institutions:
Institution: Ccguntry: Est. Asset Under Mgt:
Institution: Ccguntry: Est. Assetr Under Mgt:
Institution: Ccguntry: Est. Assets Under Mgt:
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One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Somme
3C. Legal Entity Details (For au Legal Entioes)
Legal Entity Name: AGE, LLC
Prnste Investment El
O Foundabon/Associabon O Trust RI Company O Estate
Type of Entity: Purpose of Entity:
.m..eanthropiciCharrtable O
• Partnership
Commercial
Purpose of Enoty
Type of Entity Other (specify):
Other (specify):
Date of
Country of Virgin Islands, U.S. 10/19/2012
incorporatio /
incorporation/registration:
registration:
Identified on Ostomer Profile No
Volcker Status: 'Volcker Flag:
6100 Red Hook, Quarter B3 St, Thomas 00802 Virsin Islands,
Address (oty, street, post U.S. TI :
U.&
code):
Provide a description of the enbty's organizational structure, its ownership structure and its Top Management. For trusts/foundations, indude information about
revocability,settkr and ber.eficianes,etc:
Single member LLC Jeffrey Epstein is the sole member. The signets on this account are Jeffrey Epstein, Harry Beller, and Darren Indyke
Please indicate how ownership of the legal entity is reflected: Operating Agreement
O Special attention: Bearer Shares - Indicate where shares we custodied:
Describe the chain from the direct owner of the entity to the ultimate benefidal owner Ono( the sane personsA Srigle member LLC Jeffrey Epsten is the
sole member. The signers on this account are Jeffrey Epstein, Harry Bella, and Darren Indyke
To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche
Bank (e.g. external legal counsel, client referral source, suppler of goods or services)?: Yes O No 0
N/A
Describe Nature of Entity's Primary Business and Investment Activities
This is a company famed to hold funds fa the hum and payments of one of Jeffrey Epstein's
Nature of the business: airplanes. This LLC was formed to eventually take over payments for AGE Inc. AGE Inc will be
closed mthin a year
CoLntries where business is transacted: Virgin Islands, U.S.
Number of employees: 1
3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2)
Pnmary Country of source of weakh/source of Funds? United States
Pnmary industry of sane of Wealth/Source of Funds? High Risk Financial Institutions
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assels/liabates):
Initial funding of $1,000 from sole member Jeffrey Epstein. All corporate assets come from contributions made by the sole owner
Estmated gross receipts p.a.($): 100,000.00
Estmated net profit ea. ($): 100,000.00
Estimated investable assets (8)* <S1 MM
Potential Amount to be nested with FINN ($):
Other Known Anandal Institutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: S. Assets Under Mgt:
Institution: Country: S. Assets Under Mgt:
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details (For al Legal Entities
I
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Legal Entity Name: Jeepers, Inc •
O Foundation/Association O Trust® Company O Estate 4 Priv-ate Investment •
Type of Entity: • Partnership Purpose of Entity: philanthropic/Charitable O
Commercial
of Enoty
Type of Entity Other (specify):
Other (spec ify):
Date of
Country of Virgin Islands, U.S. 8/18/2003
incor poration /
incorporation/registration:
relistration :
Identified on Customer Profile No
Volcker Status: Volcker Flag:
6100 Red Hook Quarter B3 St, Thomas 00802 Virgin Islands,
Address (oty, street, post us U.S. TIN/EIN:
code):
Provide a description of the entity's organizational stnichre, Its ownership structure and Its Top Management. For trustrifoundalkos, include information about
revocability,settlor and benefidaries,etc:
Jeffrey Epstein is the sole shareholder of Jeepers Inc. The egrets on this account are Jeffrey Epstein, Jean Mne Brennan, Harry Beller, and Darren Inclyke
Please indicate how ownership of the legal entity is reflected: Shareholder Information Attached.
• Spedal attention: Bearer Shares - Indicate where shares are custoched:
Describe the chain from the direct owner of the entity to the ultimate benefidal owner (ifn ot the sanepersortsx Jeffrey Epstein is the sole shareholder of
Jeepers Inc The signors on this account are Jeffrey Epsten, Jean Anne Brennan, Harry Beller, and Darren Indyke
To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche
Bank (e.g. external legal counsel, client referral source, suppher of goods or services)?: Yes O No 121
N/A
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business: Jeepers Inc is a private company that holds investments of its owner, Jeffrey Epstein.
Countries where business s transacted: Virgin Islands, U.S.
Number of employees: 3
3D. Wealth Profile (Orly for parties require-9 source of wealth description as indicated in Seddon 2)
Pnmary Country of source of wealth/source of Funds? United States
Primary industry of sane of VVealth/Source of Funds? High Risk Financial Institutions
Provide Evidence of Corporate Assets (e.g. balarce sheet or equivalent summary of assets/liabilities):
Jeepers Inc was started to hold the personal investments of Jeffrey Epstein. The company began with 1,000 shares of common stock at no par value. Its
revenue comes from the gains of the nvestments it holds.
Estimated gross receipts p.a.($): 400,000.00
Stinated net profit p.a. ($): 200,000.00
Etinatei investable assets ($)• <SI MM
Potential Amount to be invested with PM ($):
Other Known Frendal Institutions:
Institution: Country: Est Assets Under Mgt:
Institution: Country: Est Assets Under Mgt:
Institution: Country: Est Assets Under Mgt:
SONY_GM_00037647
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DB PWM GLOBAL KYC/NCA: US/LatAm/Int'I PART B
Relationship Name SOUTHERN FINANCIAL RELATIONSHIP
Risk Rating Comments:
Booking Center NY q O Offshore O Moderate 5 High Risk Gwen Hill
NY/Offshore Risk
(Compliance Signature)
DOB Employee O DB Managed PIC O DB is Trustee/Co-Trustee O Bearer Shares
4. Atizichmenb
A. Type of Photo ID Provided @ Dr' - 2 P ffState ID O Other : Darren
Ind yke lean Anne
Checklist of names (individuals and/or entities) that were sutmittei for database searches is
8. attached Yes O No
C. Please indicate the results of the database searches performed
RDC searches complete :Fr Yes O No negative results found Fr Yes O No
PCR checks complete RI Yes O No negative results found 121Yes O No
OFAC checks complete RI Yes O No negative results fend • Yes El No
BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, osa) E Yes O No negative results fend 7.4 Yes O No
Denial Orders checks complete 2 Yes O No negative results fend Ekes 2 No
Marbndale.Hubbel searched (Lawyes/Law Firms only) O Yes No negative results found O Yes O No
Please summarize any negative results from the database searches indicated above: Jeepers Inc
- Negative news does not pertain to our client also it is not material ri nature.
- Court cases on Google does not pertain to our client. It is for Jeepers Inc of Illinois.
Jege Inc
- Negative news in Google relates to Jeffrey Epstein's sex offence in the past which has been cleared already.
- No court cases.
Jege LLC
- Negative news in Google relates to Jeffrey Epstein's sex offence in the past which has been cleared already.
- No court cases.
Many Beller:
- No negabve mecla
- Harry Belle ts the plaintiff in the court case, also it has been disposed.
Jeffrey Edward Epstein:
- Negative media relates to the sex offence in the past which are already cleared. (KYC # - 01790655)
D. - Court cases relates to Jeffrey's sex offence in the past which is already cleared, another is a recent ongoing cMl lawsuit pertaining to fraud, but part of
normal business operations for this client. And in one of the case he's neither defendant nor plakitiff. He's just named as a respondent and the case is
inrnaterial in nature.
- Criminal Filings relates to sex offence which is akeady deared in the past
- ROC alert found - Sex offences in the past which has been cleared - Clearance attached.
Darren Inelyke:
- Negative news in Google relates to Jeffrey Epstein's Foundation and are not material in nature.
- Court case mentioned in Google search relates to Jeffrey Epstein's sex offence ri the past which has been cleared akeady. Darren is just an attorney for
Jeffrey in the case.
- Hrcosoft alert has been cleared by AML Compliance. Clearance attached.
Jean Anne Brennan Wiebracht:
- No negabve mecla
- No court cases
Southern Trust Company Inc:
- No negabve media
- No court cases
E. To the best of your knowledge, has the client ever been convicted of a aiminal offense? 2 Yes O No
F.
• Yes 2 No
To the best of your knowledge, has the customer ever been involved in any past litigar agaket
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Deutsche Bank AG or any of it subsidiaries or is the customer threatening litigation against
Deutsche Bank AG or any of it subsideries? (if Yes pitwide details below and contact Qualdy Mot
(LatAmfinel) or b7e Regulatory Canby/ Group and notify Comp/Saxe immediately)
G. c D o o u e n s t t i h e e s d o e r r n e t g o im r e re s l a s t a e n d d p io a n rt e y d h b a y v e th a e n O y f f f i i n c a e n o c f i a F l o o r r e o ig t n h e A r s a s s e s ts o c C ia o t n io tr n o l / ( O in F te A r C ac )? ti ons within • Yes 2 No
2
Does the dent or related party have any financial or other associatoV interactions within high risk 0 yiN No
countnes?
I. Corporate Documentation Attached (Legal Entities Only) ®Yes O No • Not Applicable
J. Unclsdosed Principal Form Complete (Intermediaries Only) OYis O No 2 Not Applicable
K. If LexisfNexis Seath Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the
nature/contents of the non-English Documentation:
L Spedal Risk Factors
Does the account have Nexus to Special Risk Courerkti O Yes n No
Is the account structure unusually complex? O Yes 2 No
Is there any indication the dent set up a non operating company expressly ri
for the purpose of transferring shares to thrd parties? LI Yes n No
Is there any indication this could be a prohibited business relationship? O Yes No
0
Are the bearer shares identified subject to acoeptaNe controls? 0 Yes 2 No
SONY_GM_00037649
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CONFIDENTIAL - PURSUANT TO FED. R. Ce DB-SONY-0000473
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H. Case Comments
Created By Date Comments
This KYC serves as a high risk review for 3EGE Inc, JEGE LLC and leepers Inc (herein referred to as
'accounthdders") -
Bdow are the reasons why we are comfortable with approving this KYC:
• Informal:Co and supporting decurnents required by our AML Policy were provided and reviewed; and as a
result, we have an understanding of the structwe of the aceowtholders, their purpose, the purpose of the
accounts and expected transaction activity.
• There are a few risk factors associated with the accountholders —
SOW: The UBO (3effrey Epstein) is the founder of Southern Trust Company Inc, which manages client's asset.
Gwen HA 10/15/118 3:03 PM
SOW verification was obtained.
-Negative Media & FED: There is some negative media against Mr. Epstein and he a also maintains a dose
relationship with Bill Ointon and Prince Andrew. Please see risk calculate( for more information. Appropriate
approval was obtained.
• Ow review did not identify any red flags and thus there was no need to escalate this case further.
• We performed due dddence searches on all parties and did not find the names searched to be on any
sanctions lists.
Alka Babu 8/24/118 5:52 AM No material changes confirmation "erred' attached ri the case
ONSHORE APPROVALS
Client Faring Professional (CFP): Stewart Oldfiekl (Signature) 9/28/2018
Stewart Otidfield
Office Director/Busness Head: Andrew F Gallivan (Signature) 9/28/2018
Andrew F Gallivan
Regional Office Crector: (Signature)
AML Business Risk:
(Signature)
AML Compiance:
(Signature)
Sandra Timpone Sandra Timpone 10/15/2018
Gwen Hill Gwen Hill 10/15/2018
LATAM/INTERNATIONAL APPROVALS
Client Facing Professions (CFP): (Signature)
Account Manager: (Signature)
Global Market Team Head (Signature)
(GMTH)/Sub.Market Team Head
(SMTH):
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
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PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management
(PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing
Professionals I(I) (CFP's) should establish and maintain business relationships only with persons who satisfy our high
standards ofs uitability, background and character. Due diligence obtained on the client must be appropriately
documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the
inception of a relationship and on an ongoing basis.
DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above
information is correct and up to date. i confirm that I have no suspicions relating to the money laundering or unethical
activities on the part of the client(s) and that I havef ollowed all the procedures relating to account opening as
described in the PWM Americas Procedures and the PWM Global KYC Policy
(I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Cyficers, Brokers,
Client Managers, etc.
Deutsche Bank Americas New York
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