EFTA01282110.pdf

KYC l'rint Page 1 of 33
DB PWM GLOBAL KYC/NCA: PART A
KYC Coy, : Status : 6. Approved
One sheet must be established pr relationship - list all accounts Included In the retationshi
1. Relationship Details
Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP. cooking Center: New Yak
Relationship Manager: Stewart DIMS
• New PWM Relationship 9 Existing PWM Relationship
If costing, please indicate sate when the relationship exists, provide reason for new profde and attach old profile: ***This KYC
Relationship to PWM: is a periodic review for high risk remediateni**
Original
o inb newcheclong account with account title as Zorro Management LLC(House Acct) and adding 2 new signets:
Client Referral O RM Prospect O Intermediary/PIM O Other Source (GB, etc.)
How Was the alent(s)
Introduced How long has the
RN personally known the Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein
client? reached out to Stew Oldfleld co 3/7/17 to have a new acct opened elder Zorro Management LLC and add two new signors to this
new acct ally.
Dees Deutsche Bank pay a O Yes
retrocession or driller
empanel:ion to a third party
for the introduction of this al Yes desotei
relationship?
List al existing and new accounts involved in this relationship
Legal Entity Account Name / Number Opening Date (intended/actual)
Account(s)
El Zorro Management, LLC - Deposit 12/20/2016
2
2 Zorro Management, LLC (House Acct 3/13/2017
3 A LSJE, LLC - Deposit 2/25/2015
4 9 Mort, Inc - Deposit 2/6/2015
5 Jeepers Inc- 8rokerage- 0/23/2013
6 9 Hyperion Ai; LLC - Deposit 10/18/2013
7 9 Plan D LLC - Deposits 10/18/2013
8 •
LI JEGE LLC - Deposits 10/18/2013
9 in JEGE Inc- Deposes 10/18/2013
Who is the primary contact
person for the RN? (Note: This Darien Indyke Preferred method of contact
person needs to have signatory (indicate phone no., fax no.,
rights and/or infemation right e-mad address, etc.):
for the accounts.):
SDNY_GM_000373S9
ONFIDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. IA DB-SONY-0000213
I
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EFTA_00148001
EFTA01282110

K17(.7 Print Page 2 of 33
One sheet must be established for each account to be opened
2. Account Ownership Summary
Account Name. Zorro Management, LW - Deposit Acct. Number (dea varlaAW
Account Manager: stewwt oldfield
What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, keg-tern investment, payment/expense account)? the
pispose of this account a to manage the daily expanses of the company
Indicate from where the assets we expected to ainve?
0 DB Group: Same Booking Center (Indicate account number):
O
DB Group: Other Docking Center (indicate DB location and account details):
O
Other Institutran - (Indicate name & location):
O Physical Deposits (specify cash, securities, cheques...,:
What is the expected sae and frequency of regular inflows and outflows for the account (radicate estimated number and volume per mordi)?: 0-10
inflows/outhows between 50k and 100k u a monthly basis
what is the expected vokune of asset and currency for the account approx. 90 days after 1485559.78 I Currency
opening? I usd
what is the expected vokime of assets and currency for the account approx. one year after 1300500
opening? I al"ncY I usd
Does/will the dent have Assets Under Management (AuM) within DB under Eur. 3M? O Yes FA No
Please list all parties related to the account.
Ric each party:
• Check if a source of ‘weith description is required for the party.
• Check the approp ate box to describe the relationship of the party o this account (> I can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the 'Other' column.
• Always describe the relationship between the parties in the last column.
• Please drill down to the ultimate/underlying Beneficial Owner(s).
_egal 7esalptio AccourtPIC Settle of Jitimate Signatory Andel Financial ISIgnifkant _egal Grantor/SetdorFoundingpther
Enoty of Source bolder Owner trust! 3enefklalor Full ?OA IntermeckaryShareholderRepresentative Donor L,please
of Wealth Founder of Dwner POA (FIM) (>=25%) describe
equired foundation Non-P1C other roles
entity andior
(indicate nelleate
dies ownership relationship
dated to %) between
s account oodles)
ZOITO
i 2 2 anagemet, n • O O O O O O O O
It
2 M M J e ps ff t r e e i n y E. O O • O O O O O
Darren O O O O 0 O O O O 71
3 O O ndyke
SDNY_GM_00037390
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000214
I
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EFTA 00148002
EFTA01282111

KYC Print Page 3 of 33
2. Account Ownership Summary
Account Name: Zorro Management, LLC (House Acct) Acct. Number (iftisTagc.X
Account Manager: stew °Wield
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, Ictig.terrn investment, payment/expense account)? The
propose of the account is to manage the monthly expenses of the company
Indicate from where the assets ate expected to arrive?
0 DB Group: Same Booking Cater (Indicate account number):
O DB Group: Other Booking Center (indicate DB location and account details):
ID
Other Institution - (Indicate name & location):
O Physcal Deposts (specify cash, securities, cheques....):
What IS the expected sae and frequency of regular inflows and outflows for the account (ndicate estimated number and volume per month)?: 0.10
infkiws/outflovrs of no more than 15k on a monthly bass
What IS the expected volume of assets and currency for the account approx. 90 days after 19906.52 I Currency
opening? I usd
What IS the expected volume of assets and currency for the account approx. one year after 112000 I Currency
opening? I usd
RI
Does/will the cleM have Assets Under Management (Aunt) within DB under Eur. 314? • Y es NO
Please list all parties related to the account
For each party:
• Chedc If a source of wealth description I required for the party.
• Cheick the appropriate box to describe the relationship of the party to this account (> I can be selected).
• f none of the check boxes apply, dose be the party's relation to the account in the 'Other column.
• Always describe the relationshp between the parties In the last column.
• Please Cal down o the ultimate/underlying Beneficial Owner(s).
_egal Dasalptio AccountPIC Settles of Jltimate Signatory _memFinancial Significant _egal Grantor/SethorFoundingOther
Emory of Source bolder Onner Trust / Benefeialor Full PCIA IntermectarA6hareholderttepresentattve Donor (please
of Wealth Founder of Owner POA (FIN) (>=25%) describe
equired Foundation Non-PIC other roles
entity and/or
(indicate indicate
its ownership relationship
elated to %) between
s account parties)
2otro
1 2 2 anagemet, 2 O O O O O O O O O
LC
O
2 O O Jeffrey E. . s 21 El • • • O O
pstein
Darren
Ill • ndyke X • • O M • • • • O
El 21 ID • O O O
9 O O • El I:
5 O O O O O O 0 O O O O O
SDNY_GM_00037391
O
CONFIDENTIAL - PURSUANT TO FED. R. t DDBS-OSONNYY-0-0000000221155
I
ht tps://db forcepb.my.sa le sforce.com/servlet/servlet.lntegration?lid=01N 30000000D9Di & e... 7/11/2019
EFTA_00 148003
EFTA01282112

KYC Print Page 4 of 33
2. Account Ownership Summary
Account Name: LSJE, LLC - Depost Acct. Number a I erveddble
Aco3unt Manager: stewart oldfleld
What is the purpose of the account (e.g. portfolio managemen , advisory account, custody services, long-term Immanent, payment/expense account)? The
purpose of the account is to manage the monthly expenses of the company
indicate from where the assets we expected to amve?
a C6 Group: Same Booking Center (Indicate account number):
• DB Group: Other Booking Center (Indicate DO location and account details):
O Other Institution — (Indicate me & iccatka):
O Physical Deposits (specify cash, secunties, cheques...,:
What Is the expected sae and frequency of regular Inflows and outflows for the account (indicate estimated number and volume per morith)?: 0.10
Inflowsioudlows of 50-$30k on a monthly basis
What Is the expected vokime of assets and currency for the accorn approx. 90 days after 1121165 I Currency
opening? I usd
What Is the expected vokime of assets and currency for the account approx. one year after 1350000 I Currency use
opening? I
Does/will the dent have Assets Under Management (AuM) within DB under Eur. 3M? O Yes g No
Please list all parties related to the account.
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this &roux (> 1 can be selected).
• f none of the check boxes apply, describe the party's relation to the account In the 'ether' column.
• Alway describe the relationship between the parties in the last column.
• Please erd down to the ultim tefunclertylng Beneficial 0 mer(s).
_eeal Xscription AccountP1C Senior of JIUmate Sgnat rote ono& Significant _egal Grantor/Settlorfoundnopther
Entity Y Source Holder DemerTrust / 3eneficiake Ful ntennediaryShareholderitepresentative Donor (please
YWealth Founder &Dan& POA 'ElM) (>=25%) describe
-equired Foundation Yon-PIC other roles
entity and/or
Parties (.ndicate ndicate
related to ownershp relationship
tNs SS) r atween
aaCcCcOoUu nt rties)
1 2 2 LelE, [SC O O O O O O O O O O
2 MN E J p e s ff t r e e in y E. O O O 0 O O O O O O
Darren O O O
3 O O indyke O El O O O O O
SONY_GM_00037392
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000216
I
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EFTA_00148004
EFTA01282113

KYC Print Page 5 of 33
2. Account Ownership Summary
Account Name: Mort, Inc - Deposit 'Acct. Number trfa vant*/ I
Account Manager: stewart oldfield
What Is the purpose of the account (e.g. portfolio managemen , advisory account, custody servion, long.terrn inveimient, payment/expense account)? The
purpose of the account is to manage the monthly expenses of the company
Indicate from where the assets we expected to amve?
a C6 Group: Same Booking Center (indicate account number):
• DB Group: Other Booking Center (Indicate D8 location and account details):
O Other Institution — (falcate me & location):
O Physical Deposits (specify cash, senates, cheques....):
What is the expected sae and frequency of regular Inflows and outflows for the account (ndicate estimated number and volume per month)?: 0.5 lams/outflows
of less than 510k on monthly basis
What is the expected vokime of assets and currency for the account approx. 90 days after 4853.12 I Currency
opening? I usd
What Is the expected vokune of assets and currency for the account approx. one year after 6500 I Currency
opening? I usd
Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? ❑O yes No
Please list all parties related to the account.
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> I can be selected).
• f none of the check boxes apply, describe the partys relation to the account in the 'Other' column.
• Always describe the relationshp between the parties in the last column.
• Please Cal down o the ultim te/underlying Beneficial 0 iner(s).
algal Desolation hccountPIC Senior of Jitimate Spriatorydnutecfrinanclal Significant _egal Grantor/Settlort-ounetrigOther
Cray of Source Holder OwneeTrust / Beneficial: Ful POA IntevnedlaryShareholdertlepresentative Donor (please
sf Wealth Founder oflOnner POA (FM) (>=25%) describe
equlred Foundation Yon-PIC other roles
entity and/or
Parties (indicate ndicate
related to ownership relationship
this 5b) between
PCCOUnt parties)
I 2 2 Mort, Inc 21 O O O O O O O O O
2 MN Ejaesft ierrenl E. O O O 0 El O O O O O
3 El
O
In
D
c
a
ly
rr
k
e
e
n O O Dq
O e O O O O O
SDNY_GM_00037393
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000217
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00148005
EFTA01282114

KYC Print Page 6 of 33
2. Account Ownership Summary
Account Name: )eepers Inc- Brokerage Acct. Number °lavas,lei
Account Manager: stewart oldfeld
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, keig.terrn investment, payment/expense account)? The
purpose of the account is to manage the securities pt.rctases of the company
Indicate from where the assets ate expected to arnve?
ct DB Group: Same Booking Center (Indicate account number):
O DB Group: Other Booking Center (indicate DB location and account details):
O
Other Institution — (Indicate name & location):
O Physcal Deposts (specify cash, securities, cheques....):
What is the expected sae and frequency of regular inflows and outflows for the account tracheate estimated number and volume per month)?: 0/10
infkiws/outflows of less than S5k a month
What is the expected volume of assets and currency for the account approx. 90 days after 13169993 Currency usd
opening? I I
What is the expected volume of assets and currency for the account approx. one year after 13149993 Currency
opening? I I usd
• y es A NO
Does/will the client have Assets Under Management (AuM) within DB under Eur. 314?
Please list all parties related to the account.
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> I can be selected).
• f none of the check boxes apply, describe the partys relation to the account in the 'Other column.
• Always describe the relationshp between the parties in the last column.
• Please Gal down o the ulUm te/underlying Beneficial O alerts).
_egal Description AccountPIC Settlor of Jltimate Signatory Unice? anti& Significant _egal Grantor/SettlorfoundngOther
Entity g Source Holder Ownertrust / 3enefidake Ful POA ntennediaryStateholderPepresentative Donor (please
sf Wealth Founder &Owner POA FIM) (>=25%) describe
equired Foundation Son-PIC other roles
entity and/or
Parties tracheate nelicate
related to ownership relationship
this %) between
account parties)
O O O O O •
2 2 leepers, 45. O • •
I Inc
• N
2 O • E J p e s ff t r e e in y E. • • O O • O O •
3 O O I D nd a y r kr ene • El • • 2 O O O O •
Jean Anne
4 O O Brennan O O O O 12 O O O O O
Webracht
O 2 O O O O O
Harry O O O
S O O Beller
FIDENTIAL
SDNY_GM_00037394
ON
CONFIDENTIAL - PURSUANT TO FED. R. t DBS-DNY-0000218
I
ht tps://db forcepb.my.sa le sforce.com/servlet/servlet.lntegration?lid=01N 30000000D9Di & e... 7/11/2019
EFTA_00 148006
EFTA01282115

KYC Print Page 7 of 33
2. Account Ownership Summary
Account Name: Hyperon Air, LLC - Deposit Acct. Number (1f amiable)
Account Manager: stewart okifield
What h the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term Immanent, payment/expense account)? The
purpose of the account is to manage the monthly expenses of the company
Indicate from where the assets are waded to arnve?
a DB Group: Same Boding Center (indicate amount number):
• DB Group: Other Booking Center (Indicate DB location and account details):
O Other Institution — (Indicate name & location):
O Physical Deposits (specify cash, securities, cheques....):
What Is the expected sae and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0.3 inflows/outflows
on a d monthly basis of less than $5k
What Is the expected vokime of assets and currency fa the acomot approx. 90 days after 1100291.79 I Curren-ty
opening? I usd
What Is the expected vokime of assets and currency for the account approx. one year after 193500 I Currency
opening? I L6d
Does/will the cheM have Assets Under Management (AuM) within DB under Eur. 3M? I • Yes No
Please list all parties related to the account.
For each party.
• Check if a source of wealth desaiption is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> I can be selected).
• f none of the cheat boxes apply, desaibe the pa's relation to the account in the 'Cther column.
• Alnay describe the relationship between the parties in the last column.
• Please as dorm to the ultim te/underlying Beneficial O mer(s).
_egal )escription PccountPIC Senior of Jitimate Sonataydnute anclal Significant _egal Granta/Settiorfoundnopther
Entty of Source Holder Owner-frost 1 3eneliclake Ful 'OA ntennediaryShareholdertlepresentativo Donor (please
if Wealth Founder &Dana POA ElM) (>=25%) desaibe
tqulred Foundation other roles
entry and/or
Parties (indicate ndicate
related to ownershp relationship
this lb) Ooetween
Account ilarties)
2 2 Hyperion ® O O O O O O O O O
1 Air, LLC
2 • • Epjstfeefriqn E. O O O 0 El O O O O O
3 O • IDndayrkree l O • O • 2 O • O O O
4 O O Ha O O O O 2 O O O O O
ale
SDNY_GM_00037395
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. IA DB-SONY-0000219
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00148007
EFTA01282116

KYC Print Page 8 of 33
2. Account Ownership Summary
Account Name: Man D LLC - Deposits Act Number (ifa miable)
Account Manager: Stewart &died
What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term Immanent, payment/expense account)? The
appose of the account is to manage the monthly expenses of the company
Indicate from where the assets are expected to amve?
gli C43 Group: Same Booking Center (indicate account number):
O DB Group: Other Booking Center (Indicate DB location and account details):
• Other Institution — (Ireicate name & location):
O Physical Deposits (specify cash, secunties, cheques.....:
What Is the expected sae and frequency of regular Inflows and outflows for the account (indicate estimated number and volume per month)?: 0.5 inflows/outflows
between $10k and $150k on a monthly basis
What Is the expected vokune of assets and currency for the account approx. 90 days after 1229030.92 I Currency I usd
opening?
What Is the expected vokune of assets and currency for the account approx. one year after 1160650.00 I Currency
opening? I usd
Does/will the *ern have Assets Undo Management (AuM) within DB under Eur. 3M? 1O yes ONo
Please list all parties related to the account.
For each party:
• Check If a source of wealth desolation Is required for the party.
• Check the appropriate box to describe the relationship of the party to this actinic (> 1 can be selected).
• f none of the check boxes apply, desaibe the party's relation to the account in the naher column.
• Alway describe the relationship between the parties in the last column.
• Please CM down to the ultim tefunderlying eenehaal 0 tner(s).
_egal )esuiptIon liccountPIC Settlor of _Pinnate Signatory „Mute anclal Significant _egal Granta/SettiorfouneincfrOther
Entity Y Source Holder DemerTrust 1 Benefloakt Ful 'OA ntemhediarySharehokkrQepresentawe Donor (please
oe Wealth Fander oflOnner POA ElM) (>=25%) desaibe
tqulred Foundation Non-PIC other roles
entity and/or
Parties (,miclicate ndlcate
related to ownership relationship
tills 5b) een
"CCOLIf1t rleS)
2 2 Plan D, O O O
1 LLC O O O O O O O
Jeffrey E. O O O ®
2 • • Epstein 0 O O O O O
3 O • In D d a y rr k e e n O . O • 2 O • O O O
Ha O 2 O O O O O
4 O O ale O O O
SDNY_GM_00037398
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SONY-0000220
I
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00148008
EFTA01282117

KYC Print Page 9 of 33
2. Account Ownership Summary
Account Name: JEGE LLC - Deposals Acct. Nurnber tif availebk9:
Account Manager: SICYfalt oldfreld
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long.terrn investment, payment/expense account)? The
purpose of the account is to manage the monthly expenses o the company
Indicate from where the assets ate expected to arnve?
0 DB Group: Same Booking Cuter (InOcate account number):
O DB Group: Other Booking Center (Indicate DB location and account details):
O
Other Instituter, — (Inelcate name & location):
O Physcal Deposts (specify cash, secuntes, cheques....):
What is the expected sae and frequency of regular inflows and outflows for the account (ndicate estimated number and volume per month)?: 0/10
infkv.vs/cuttlows of up to $100k on a monthly basis
What is the expected volume of assets and currency for the account approx. 90 days after 1176381.00 I Currency
opening? I usd
What is the expected volume of assets and currency for the account approx. one year after 1130777 I Currency
opening? I usd
Dos/will the cleM have Assets Under Management (AuM) within DB under Eur. 314? 1O Yes 12 No
Please list all parties related to the account
For each party:
• Check if a source of wean' description is required for the party.
• Check the appropriate box to describe the relationship of the party to this accottt (> 1 can be selected).
• f none of the check boxes apply, describe the party's relation to the account In the 'Other' column.
• Ahvays describe the relationshp between the parties In the last column.
• Please Cal down to the ultim to/underlying Beneficial Owner(s).
_egal Desorption hccountalC Settlor of Jltimate Senataydnutee ancel Significant _egal Grantx/SettlorfoundngOther
Entity of Source Holder Ownearust / kneficiate Ful POA ntennediaryShateholderVepresentative Donor (please
of Wealth Founder &Owner POA FIM) (>=25%) describe
equlred Foundation Yon-PIC other roles
entity and/or
Parties (indicate ndicate
related to 3mership relationship
this %) between
account parties)
1 21 2 JEGE, LLC E • • • O O O O O •
Jeffrey
2 O . Epstein E. • • • E O O • O O •
O O In D d a y rr k e e n • U• . • 2 O O O O •
4 O O Hairy O O 21 O O O O O
Beller • O
SDNY_GM_00037397
ON TIA L
CONFIDENTIAL - PURSUANT TO FED. R. t DDBS-OSONNYY-0-0000000222211
I
ht tps://db forcepb.my.sa le sforce.com/servlet/servlet.lntegration?lid=01N 30000000D9Di & e... 7/11/2019
EFTA_00148009
EFTA01282118

KYC Print Page 10 of 33
2. Account Ownership Summary
Account Name: JEGE Inc - Depots Acct. Number (if avaitabfei
Account Manager: stewart oldfield
What is the purpose of the account (e.g. portfolio manageme t, advisory account, custody services, teng.terrn investment, payment/expense account)? The
purpose of the account is to manage the monthly expenses o the company
Indicate from where the assets are expected to amve?
0 DB Group: Same Booking Center (Inelcate account number):
O DB Group: Other Booking Center (indicate DB location and account details):
O
Other Institution — (Indicate name & location):
O Physcal Deposits (specify cash, secant es, cheques....):
What IS the expected sae and frequency of regular inflows and outflows for the account (ndicate estimated number and volume per month)?: 0.S inflows/outflows
of less than SSk on a monthly basis
What is the expected volume of assets and currency for the account approx. 90 days after 1963187.55 I Currency
opening? I isd
What IS the expected volume of assets and currency for the account approx. one year after 1950500 I Currency
opening? I usd
52
Does/will the dent have Assets Under Management (AuM) within DB under Eur. 3M? O Yes No
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> I can be selected).
• f none et the check boxes apply, describe the party's relation to the account In the 'Other column.
• Always describe the relationshp between the parties in the last column.
• Please Cal down o the ultim te/underlying Benefidal O mer(s).
_egal Description PecountPIC Settlor of Jltimate SpnatcryJnatee ancial Significant _egal Grantor/SettlorfoundergOther
Entity of Source Holder Ownearust / 3enefldatr Ful bOA ntennediaryShateholderitepresentative Decor (please
of Wealth Fonder oflymer POA FIM) (>=25%) describe
equired Forndatkin Yon-PIC other roles
entity and/or
Parties (indicate ndicate
related to 3mership relationship
this %) between
account parties)
I 21 O JEGE, Inc LE O • • O O O O O •
Jeffrey E.
2 O . Ern • • • E O O • O O •
3 O O In D d a y rr k e e n • O NI • 21 O O O O •
4 Ham O 21 O O O O O
O O Boller • O O
FIDENTIAL
SDNY_GM_00037398
ON
CONFIDENTIAL - PURSUANT TO FED. R. t DBS-D NY-0000222
I
ht tps://db forcepb.my.sa le sforce.com/servlet/servlet.lntegration?lid=01N 30000000D9 Di & e... 7/11/2019
EFTA_00148010
EFTA01282119

KYC Print Page 11 of 33
One sheet must be established for EACH INDIVIDUAL PARTY In Section 2. Account Ownership Summ
3A. Individual Details (for all parties)
Indivkluars Name: Darren lndyke Date of Bath:
Country of Residence: Country of Otizenship:
Has client resided outside of
Address of primary residence: his/her cony of rationality O yes 2 No
for 5 years a more?
Profession/Occupation: Lawyer Tax ID/ SSN:
Current Employer: Southern Financial LLC Postionfille/Rank:
Address of employer: 575 Lexington Ave, 4th Fl Uvingston NY United Slates 10022
Does the person work as senior meative of a 08-recognized regulated entity in the (Vandal
ndustry? or an entity listed oha DB-recognised exchange? (Not applicable for operating entities Oft; 2 No
Is the Indvicktal a Poetically Exposed Person (PEP)?(O' Yes, describe) O Yes 2 No
To the best of your knowledge, s the Individual related to an employee of the DB group,(if • Family • Friendship El None
Pam* or Frimdshc, describe)
To the best of your knowledge, s the Individual party to a non-banking relationship with
Deutsche Bank (e.g., external legal coursel, client referral source, suppler of goods a services)? . Yes 2 No
Of Vales/cube)
Indicate where and when the dent rneetintXs) took place:
if applicable, Inckate which bank officers have met the person:
CleM Private Client Place of
Bank Officer Name(s) Bank Office' Other Location (speofy): Date:
' Domicile: Business:
Stewart Cellield .74 O O 12/12/2016
• • •
O O O
• Wealth Details for this individual are not MIS in, because they are the same as for the Soy/IN person:
38. Wealth Details (Only for parties requiring soiree of wealth dm:ration as indicated In Section 2)
Nature of the Individual's Buwess:
Primary Country of souse of wealth/source of Funds?
Primary Industry of source of WealtIVSource of Funds?
Summarize Source of Wealth: O Business Owner OSalay/Earnings Investment O Inherence/Gila O Other:
Ill
Further Describe Soiree of Weal h /Detail the Nstory of wealth for each of the sources: (e.g. For trusts, how did settior accumulate weaI1? For Inheritance, how
did family accumulate weakh?For business owners, how long in business, how many employees, level of profitability? Indicate type of Dulness, countries of major
activities, important business partners.)
Estimated Annual income($): Estimated amount of investable assets($):
Estimated Net Worth(5): Amount of assets planned to invest with PWN($):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please Indicate the family situation of the individual (marital status, othe family minters, etc.):
SDNY_GM_00037399
ONF I D ENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. CC DB-SONY-0000223
I
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00148011
EFTA01282120

KYC Print Page 12 of 33
I I
SDNY_GM_00037400
ONF IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. Ce DB-SOW-0000224
I -
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_001480 I 2
EFTA01282121

KYC Print Page 13 of 33
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summ
3A. Individual Details ((cc all parties)
Individual's Name: Date of Beth:
Country of Residence: Country of Otizenship:
Has client resided outside of
Address of primary modence: hisper cannily of rationality O Yes 0 No
fay years a more?
Profession/Occupation: Manager Tax ID / SSN:
Current Employer: Zorro Management Positen/Ttle/Rank: Manager
Address of employer: St Thomas United States
Does the person work as senior executive of a DB-recognized regulated entity in the financial
ndustry? or an entity listed on a DB-recognised exchange? (Not applicable foe operating entities O Yes 2 No
Is the IncWidel a Poetically Exposed Person (PEP)?(d Yes clegribel O Yes O No
To the best of your Imowedge, is the individual related to an employee of the DB group/it • Family O Friendship 0 None
Family or friendshr, describe)
To the best of your knowedge, is the individual party to a non-banking relationship with
Deutsche Bank (e.g., external legs counsel, client referral source, suppler of goods a services)? O Yes 2 No
Of Yesdescribe)
Indicate where and when the dent meeting(s) took place:
if applicable, incicate which bank officers have met the person:
Client Private Client Place of
Bank Officer Name(s) Bank Office: Other Location(speofy): Date:
Domidle: Business:
O O O
O O •
O O O
O Wealth Details for this individual are not Ailed in, because they are the same as for the folio AN pawn:
38. Wealth Details (Only for parties requiring spine of wealth discretion as indicated In Section 2)
Nature of the Individual's Bustess:
Primary Country of soiree of wealth/source of Funds?
Primary Industry of source of WealtIVSoume of Funds?
Summarize Source of Wealth: O Business Owner OSalaty/Earnings U Investment • inheritance/Gift O Other:
Further Describe Soiree of weal h /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settior accumulate wealth? For Inheritance, how
did family accumulate ‘wetth 'For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major
activities, important business pa tners)
Estimated Annual Inceme($): Estimated amount of Investable assets($):
Estimated Net Worth(S): Amount of assets planned to invest with PV/M($):
Otter Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (mental status, of he family minters, etc.):
SDNY_GM_00037401
CONFIDENTIAL- PURSUANT TO FED. n.CONFIDENTIAL DB-SONY-0000225
h tps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_001480 I 3
EFTA01282122

KYC Print Page 14 of 33
I i
SONY_GM_00037402
ONF IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SONY-0000226
I -
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00148014
EFTA01282123

KYC Print Page 15 of 33
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownersh lu Summ
3A. Individual Details Oct' all parties)
Individual's Name: Date of Birth:
Country of Residence: Country of Citizenship:
Has client °sided outside of
Address of primary residence: his/lwr cony of rationality O yes 0 No
for S years or more?
Profession/Occupation: Manager Tax ID/ SS/:
Current Employer: Zorro Management LLC PositIonaile/Rank: Manager
Address of employer: LEVI United States
Does the person work as senior °receive of a DB-reccylized regulated entity m the financial
ndustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities O Yes 2 No
Is the incivickal a Politically Exposed Person (PEP)?(d Yes, describe) • yes 12INo
To the best of your knowledge, s the individual related to an employee of the DB group,(1 • Family • Friendship 0 None
FamelyorA;‘,/i/airp, describe)
To the best of your knowledge, s the individual party to a non-banking relationship with
Deutsche Bank (e.g., external legal counsel, client referral source, wordier of goods a services)? . YES O No
Of Vales:tee)
Indicate where and when the dent meeting(s) took place:
if applicable, Indicate which bank office's have met the person:
Clent Pr i vate Client Place of
Bank Officer Name(s) Bach Office: Other Location (seedy): Date:
DornKilt Business:
O O O
O O •
O O O
• Wealth Details for this individual are not filled in, because they are the same as for the taming person:
38. Wealth Details (Only for parties requiring source of wealth domption as aldtcated in Secton 2)
Male of the Individual's Business:
Primary Country of soiree of wealth/source of Funds?
Primary Industry of source of V/ealtIVSoutte of Funds?
Summarize Source of Wealth: O Business Owner OSalaty/Eamings U Investment O Inheritance/Gels O Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth? For Inheritance, how
did family acomiutate wealth?For business owners, how long in business, how many employees, levd cf profitabiltty? Indicate type of business, countries of major
activities, important business partners.)
Estimated Annual Incane($): Estimated amount of invistable assets($):
Estimated Net Worth(S): Amount of assets planned to Invest Wel PWII($):
Cther Known Financial Institutions:
Institutk:n: Country: Est. Assets Under Mgt:
Institutk:n: Country: Est. Assets Under Mgt:
Mu:Ruben: Country: Est. Assets Under Mgt:
Please Indicate the family situation of the individual (mental status, tine family minters, etc.):
SDNY_GM_00037403
CONFIDENTIAL- PURSUANT TO FED. R CONFIDENTIAL DB-SONY-0000227
h tps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_001480 I 5
EFTA01282124

KYC Print Page 16 of 33
I I
SONY_GM_00037404
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. IA DB-SONY-0000228
I -
https://dbforcepb.my.sale,sforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_001480 16
EFTA01282125

KYC l'ri nt Page 17 of 33
One sheet must be established for EACH INDIVIDUAL PARTY In Section 2. Account Ownership Summ
3A. Individual Details (for all parties)
Individual's Name: Harry Beier Date of Birth:
Country of Residence: Country of Otizenshlp:
Has client resided outside of
Address of primary residence: his/her comity of rationality O yes 0 No
for S years or more?
Professicti/Occupation: Accountant Tax ID / SSN:
Current Employer: HEIRK Associates, Inc Positkinatle/Rank:
Address of employer: 57S Ledngton Avenue, 4th Floor Horsey NY United States 10022
Does the person work as senior executive of a DB-reccwlized regulated entity in the (Vandal n yes O No
ndustry? or an entity listed on a DB-recognised exchange? (Not applicable foe operating entitles '—'
Is the IneWidual a Poitically Exposed Person (PEP)?(f yes, describe) Dyes O No
To the best of your knowledge, s the individual related to an employee of the DB group(1 • Family • Friendship 0 None
Family or Friendsh(, describe)
To the best of your knowledge, s the individual party to a non-banking reiatonsnip with
Deutsche Bank (e.g., external legal course, client referral source, supper of goods oe services)? . YES 2 No
Of radescribe)
Indicate where and when the client rneebng(s) took place:
if applicable, Indicate which bank office's nave met the person:
Client Private Client Place of
Bank Officer Name(s) Bank Office' Other LOCat (specify). Date:
' Dona:lit Business:
O O O
O O •
O Wealth Details for this individual are not filled in, because they are the same as for the taming person:
38. Wealth Details (Only for parties requiring wine of wealth clomphon as aldtcated in Section 2)
Nature of the Individual's Business:
Primary Country of soiree of wealth/source of Funds?
Primary Industry of source of V/ealtIVSource of Funds?
Summarize Source of Wealth: O Business Owner OSalayfEarrengs n Investment • Inheritance/Ws O Other:
Further Describe SoLece of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did setdor accumulate wealth? For Inheritance, how
did family accumulate weakh?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major
activities, important business partners.)
Estimated Annual inocme($): Estimated amount of investable assets(S):
Estimated Net Worth(S): Amount of assets planned to Invest with PWN($):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indicate the family situation of the individual (marital status, othe family members, etc.):
Rt. o ,NFIDENTIAL
SDNY_GM_00037405
CONFIDENTIAL- PURSUANT TO FED. DB-SONY-0000229
h tps://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00148017
EFTA01282126

KYC Print Page 18 of 33
I I
SDNY_GM_00037408
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000230
I -
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_001480 I 8
EFTA01282127

KYC I'rint Page 19 of 33
One sheet must be established for EACH INDIVIDUAL PARTY In Section 2. Account Ownership Summ
3A. Individual Details (for all parties)
Individual's Name: Jeffrey E. Epstein - 00000483289 Date of Birth: 1/20/1953
Country of Residence: USV1 Country of Citizenship: USA
Has client resided outside of
Address of primary residence: Utte Saint James Sant Thomas 00802 his/her cony of rationality O yes 2 No
for S years a more?
ProfessiorVOccupation: Set Empolyed Tax ID/ SW
Current Employer: Southern Financial LLC Postionfhtle/Rank: PresideM
Address of employer: 6100 Red Hock Quarter B3 St. Thomas United States 00802
Does the person work as senior comative cf a DB-recognized regulated entity in the financial n yes 2
ndustry? or an entity listed on a DB-recognised exdrange? (Not applicable faoperating eMins ❑I—I No
2
Is the IncWiekal a Politically Exposed Person (PEP)(d yes, de:ate) close relationship with Bill yes O No
(Pinta, and Prince Andrew.
To the best of your knowledge, s the individual related to an employee of the DB group)(1 O Family • Friendship R None
Fan* or friendship, &Tribe)
To the best of your knowledge, s the Individual party to a non-tanking relationship with E,r
Deutsche Bank (e.g., edema' legs counsel, client referral source, wprier of goods a servics)? • Yes No
(if Yadescribe)
Indicate where and when the dent sneer:1*s) took place:
if applicable, Indeate wirth bank office's have met the penal:
CileM Private Client Place of
Bank Officer Name(s) Bank Office: Other Location (speofy): Date:
Dornkile: Business:
stew eddied O O O 612812017
O O •
O O O
• Wealth Details for this individual are not filled in, because they are the same as for the foaming person:
3B. Wealth Details (Only for parties requiring source of wealth discretion as indicated in Section 2)
Nature of the Individual's Business:
Primary Country of source of wealth/source of Funds?
Primary industry of source of V/ealtiVSource of Funds?
Summarize Source of Wealth: O Dustless Owner OSalaty/Earnings U Investment • inheritance/G(5 O Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how
do family acaimulate ‘wetth 'For business owners, how long in business, how many employees, level cf profitablitty? Indicate type of business, counties of major
acavittes, important business partners.)
Estimated Annual Incctne($): Estimated amount of Investable assets(6):
Estimated Net Worth(S): Amount of assets planned to Invest Wel PVIM($):
Other lemon Financial Institutions:
Institutk:n: Country: Est. Assets Under Mgt:
Institutk:n: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please indeate the family situation of the individual (marital status, othe family members, etc.):
SDNY_GM_00037407
ONFIDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. CC DB-SONY-0000231
I
h tps://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_001480 19
EFTA01282128

KYC Print Page 20 of 33
I I
SONY_GM_00037408
ONF IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SONY-0000232
I -
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00148020
EFTA01282129

KYC Print Page 21 of 33
One sheet must be established for EACH INDIVIDUAL PARTY In Section 2. Account Ownersh 1p Summ
3A. Individual Details Oct' all parties)
Individual's Name: Jean Anne Brennan Webracht --Date ci Birth:
Country of Residence: Country of Otizenship:
Has client resided outside of
Address of primary residence: his/he cony of nationality O Yes 2 No
fay years cc more?
Profession/Occupation: Finance Tax ID/ SSN:
Current Employer: Southern Mandel, LLC Pontenaide/Rank:
Address of employer: 6100 Red Hook Quarter, B3 St, Thomas United Slates 00802
Does the person work as senior exeacve cf a DB-recognized regulated entry h the financial
ndustry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities El Yes 2 No
Is the Indvidal a Politically Exposed Perste, (PEP)?(if Yes, *Strobl Dyes 2 No
To the best of your loloy.tedge, Is the Individual related to an employee of the DB group,(1 • Family O Friendship El None
Family or Filmdsl(o, cleribe)
To the best of your knowedge, Is the Individual party to a non-tanking relationship wrth
Deutsche Bank (e.g., external legs counsel, client referral source, suppler of goods a services)? O Yes 2 No
Of racfesaibe)
Indicate where and when the dent meeting(s) took place:
if applicable, Indicate which bank officers have met the person:
OeM Private Client Place of
Bank Officer Name(s) Bank Office' Other Location (speofy): Date:
' Dombolle: Business:
O • O
O • •
O O O
• Wealth Details for this individual are not filled in, because they are the same as for the foeovang pawn:
3B. Wealth Details (Only for parties requiring soiree of wealth dm:notion as indicated In Section 2)
MAUI* of the Individual's Bus less:
Primary Country of soiree of wealth/source of Funds?
Primary Industry of source of V/ealtIVSource of Funds?
Summarize Source of Wealth: . Business Owner OSalanyEarnings U Investment • Inhestance/Gils O Other:
Further Describe Senate of weal h /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senor accumulate wealth? For Inheritance, how
did family accumulate ‘weith 'For business owners, how long in business, how many employees, level of profitability? Indicate type of business, counties of major
activities, important business pa tners.)
Estimated Annual Income(S): Estimated amount of Invostable assets(S):
Estimated Net Worth(S): Amount of assets planned to Invest Wel PWM(8):
Other Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Please Imitate the family situation of the individual (marital status, othe family members, etc.):
SDNY_GM_00037409
ONF IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. CC DB-SONY-0000233
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00148021
EFTA01282130

K C l'rint Page 22 of 33
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa
3C. Legal Entity Details (For all Legal Entities)
Legal Entity Name: Zorto Management, LLC -
21
. Foundation/Asscoation . Trust Company O Estate 0Private Investment
Type a Entry: Purpose of Enter
O Partnership PNiantlycpic/Ctentable O Commercial
Purpose of Entity
Type of Entity Other (specify): LAC
Other (specify):
Counoy of USA Date of inaracittkm / 12/14/2016
Inv:toccata,/r egistration: remstraticn:
Identified on Customer PrcAle No
Volcker Status: Volcker Flag:
6100 Red Hook Quarter, 83 St. Thanes; USVI 00802 United us. mom:
Address (city, street, post stat es
code):
Provide a description of the entity's organizational structure, its ownership structure and es Top Management For trusts/foundarns, Include information about
revocability, senior and beneficianes.etc:
Jeffrey Epsten is the sole manager and owner of thls entity.
Signors on this axount will be:
Jeffrey Epstein
Darren Indyke
Signors on the house acct are:
Jeffrey Epstein
Is
ease inlcate how ownership of the legal entity is reflected:
O Special attention: Bearer Shares - Iretcate ntere shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (tfn ot the same persons): Jeffrey Epstein IS the sole manager and owner of
tris entity.
Senors en this account will be:
Jeffrey Epstein
Darren Indyke
S g,_tors en the house acct are:
Jeffrey Epstein
Darren) ke
To the best of your knowledge, is the entity party to a non-banNng rebtlaship with Deutsche
Bank (e.g. external legal counsel, diem referral source, supplier of goods or services)?: O No2
Describe Nature of Entity's Primary Business and Investment Activities
a real estate holding company. It is a company famed to run and operate all actrvibes associated
Nature of the business:
with a property that Jeffrey Epstein owns In the US Virgin Islands.
Countries More business is transacted: USA
Number of employees: 1+
3D. Wealth Profile (Only for parties requiring source of wealth desorption as indicated in Section 2)
Primary Country of source of wealth/source of Funds?
Primary Industry of source of Weatth/Source of Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent sunmary of asseWliatdeles):
nus company is funded by Jeffrey foster's personal wealth
Estimated gross receipts p.a.(;): 1,000,000.00
Estimated net profit p.a. (5): 1,000,000.00
SDNY_GM_00037410
ONF IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SONY-0000234
I
https://dbforcepb.my.sale,sforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00148022
EFTA01282131

KYC Print Page 23 of 33
Estimated investatie assets ($): SI MM - 2 MM
Potential Amount to be invested with PWM (5):
Other Known Financial Institutions:
Institution: Country: Est Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
One sheet must he mtablkhesi for EACH LEGAL ENTITY In Sect:inn 2. Account Summary
3C. Legal Entity Details (For all Legal Entitles)
Legal Entity Name: LSJE, LLC -
WIPrivate
• Foundation/Association O Trust 12 Company O Estate Investment O
Type of Entity: Purpose of Entity:
O Partneship Philantivopic/Cteribee OCommercial
Krpose of Entity
Type of Entity Other (specify):
Other (specify):
Courtly of UM Date of ircorporaten / 10/27/2011
incoporationtreglention: regal:ration:
Determination Required NO
Volcker Status: Volcker Flag:
00802
Address (city, meet, post 6100 Red Hook Quarter, B3 St. Thomas United States US. TIN/EIN:
code):
provide a descnption of the entity's organizational so-ucture, Its ownership saucture and as Top Management. For trusistfoundabons, include information about
revocability,settler and beneficiaries,etc:
LSJE is a single member LLC. Jeffrey Epstein is the sole owner and member. He oval 100% of the 100 shares Issued. The signors on the account are Jeffrey
stein and Darren Indyke
Please indicate how ownership of the legal entity is reflected:
O Special attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (/ riot the same (ftersons):
To the best of your knowledge, s the entity party to a non-banking relationship with Deutsche
Bank (e.g. external legal counsel, dent referral source, supplier of goods or senices)?: Yes O No gi
Describe Nature of Entity's Primary Business and Investment Activities
LSJE, LLC was established for purposes of mantainng payrol and maintenance related expenses
Nature of the Maness:
of Jeffrey Epstein's private residence. No business purpose
Countries where business S transacted: USA
Number of employees: 1
3D. Wealth Profile (Only for pates requiring source of wealth description as indicated in Section 2)
Primary Country of smote of wealth/source of Funds?
Primary industry of source of Weatth/Source of Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liablatlia):
Funds from Jeffrey Epstein. LSJE, LLC was established for purposes of maintaining payrol and maintenance related expenses of Jeffrey Epstein's private residence.
No business purpose.
Estimated gross receipts p.a.($): 1,000,000.00
Estimated net profit p.a. (5): 100,000.00
Estimated investatie assets (5): $2 MM - S MM
Potential Amount to be invested with PWM (5):
Otter Known Financial Institutions:
SDNY_GM_00037411
ONFIDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000235
I
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00148023
EFTA01282132

KYC Print Page 24 of 33
Institution: DB Country: USA Est. Assets Under Mgt 200,000.00
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt
one <hem* m HO ho mtahlkhael Mr PAM I MAI PICT, In Cartinn 1 llemsont Caimmaar
3C. Legal Entity Details (Far all Legal Entitles)
Legal Entity Name: Mort, Inc -
O
Oq Foundation/Asscoaticn O Trost Company O Estate 0 Private Investment O
Tyre of Entity: Purpose of Entity:
• Partnership PNIanthroglo/Chantable O Commercial
Purpose of Entity
Type of Entity Other (specify):
Other (specify):
Country of USVI Date of incorporate(' / 4/12/2011
incorporatiotVregistration: registration:
Detemeetion Require! No
Volcker Status: Volcker Flag:
Address (city, meet, post 6100 Red Hook Quarter, B3 St, Thomas 00802 United States US. TIN/EIN:
code):
Provide a desorption of the entity's organizatronal structure, its ownership structure and as Top Management. For trysts/foundations, include information about
revocability,settlor and beneAdaries,etc:
Corporation with 1000 Issued. Al issued shares are owned by Jeffrey Epstein. Jeffrey Epstein IS the President and sole shareholder and owner. The signers on this
account are Jeffrey Fasten and Darren IncNke
Please InOcate how ownership of the legal entity is reflected:
O Special attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (I not the same persons).
To the best of your knowledge, is the entity party to a non.banHng rebtionship with Deutsthe
Bark (e.g. edema' legal counsel, dent referral source, supplier of goods or seMces)?: Yes • NoO
Describe Nature of Entity's Primary Business and Investment Activities
investment holding company. A prNate company that is used to hold investemenis that the sole
Nature of the business:
owner, Jeffrey, woSd like to keep separate from other investments
Countries where business is transacted: USV1
Number of employees: 2
3D. Wealth Profile (0Ny for parties requiring source of wealth description as indicated in Section 2)
Primary Country of smote of wealth/source of Funds?
Primary industry of source of V/eatth/Source of Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent stinmary of assels/liattlees):
Capital contribution of 51000 from Jeffrey Epstein
Estimated gross receipts p.a.(S): 100,000.00
Estimated net profit p.a. (S): 100,000.00
Estimated investabie assets ($): <$1 WI
Potential Amount to be Invested with PWM (5):
Other Knovm Financial Institutions:
Institution: DB Country: USA at. Assets Under Mgt: 100,000.00
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary
SDNY_GM_00037412
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000236
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00148024
EFTA01282133

KYC Print Page 25 of 33
3C. Legal Entity Details (Fa all Legal Entities)
Legal Entity Name: Jeepers, Inc
O Foundation/Association O mast @ Company O Estate @Private Investment O
Type d Entry: Purpose of Enoty:
O Partnership PNIantivopic/Cteritable OCommercial
Ptrpose of Entity
Type of Entity Other (specify):
Other (specify):
County of United States Virgin Island Date of ircorporation/ 8/1812003
incaporation/r egistration: registration:
Determriation Required No
Volcker Status: Volcker Flag:
Address (city, street, post 6100 Red Hock Quarter 83 St, Thomas 00802 tined States US. TIN/EIN:
code):
Provide a description of the entity's organizational structure, its ownership structure and as Top Management. For trusts/founder:bons, include information about
revocability,settke and benefroanesetc:
Jeffrey Epstein is the sole shareholder of Jeeoers Inc_ The sonars on this account are Jeffrey Epstein, Jeanne Brennan, Harry Seller, and Darren Indyke
Please indicate how ownershap of the legal entity is reflected:
O Special attention: Bearer Shares - Indicate there shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate benetbal owner (Ofn ot the sarne peesons)
To the best of your knowledge, is the entity party to a non-banldng rebtionship with Deutsche
Bank (e.g. external legal counsel, dent referral source, supplier of goods a services)?: Yes • No2
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the bones: Jeepers Inc is a private company that bads investments of Its owner, Jeffrey Epsten.
Countries intere business s transacted: USA, USVI
Number of employees:
3D. Wealth Profile (Only for parties requiring source of wealth description as Indicated in Section 2)
Primary Country of smote of wealth/source of Funds?
Primary Industry of source of V/eakh/Source of Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of asseWliabeties):
Jeepers Inc was started to hold the personal investments of Jeffrey Epstein. The company began with 1,000 shares of common stock at no par value. Its revenue
comes from the gains of the investments it holds.
Estimated gross receipts pa($): 400,000.00
Estimated net profit p.a. (5): 200,000.00
Estimated investable assets ($): <$1 PIM
Potential Amount to be invested with MAIM (5):
Other Knows Financial Institutions:
Institution: OS Country: LISA Est. Assets Under Mgt: 200,000.00
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
One sheet must he established for EACH LEGAL ENTITY In Section 2. Account Summary
3C. Legal Entity Details (For all Legal Entitles)
Legal Entity Name: Hyperion Air, LLC
2
O Foundation/Asscoation O Tnst Company O Estate 2 Private Investment O
Type of Entity: Purpose of Enoty:
O Partnership PhilaMhropic/Ctentatte O Commercial
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Purpose of Enbty
Type of Enbty Other (specify):
Other (sPetifY):
County of US Virgin Islands Date of incorporation / 10/19/2012
incorporation/registration: registration:
Detemanation Required No
Vokker Status: Vokker Flag:
own
Address (city, sweet, post 6100 Red Hook, Quarter B3 St, Thomas U.S. TIN/EIN:
code):
Provide a description of the entity's organizational structure, is ownership structure and ties Top Management. For trust,/foundatons, include information about
revocatillity,settior and beneficiariesortc:
Single member LLC. Jeffrey Epstein is sde member/owner. The signors on this account are Jeffrey Epster, Harty Belle and Darren Indyke
Please Indicate how owned* of the legal entity is reflected:
O Special attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (tenor Me same personA).
To the best of your knowledge, is the entity party to a non.banHng relationship with Deutsdie
Bank (e.g. external legal counsel, dent referral source, supplier of goods or seMces)?: I Yes O NO
Describe Nature of Entity's Primary Business and Investment Act vibes
This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's
Nature of the business: airplanes. This LLC was formed to eventually take over payments for Hyperion An Inc. Hyperion
Alf Inc will be dosed within a year
Countries where business k tansacted: USA, USVI
Number of employees: I
3D. Wealth Profile (Only for parties requiring source of wealth description as Indicated in Section 2)
Primary Country of son of weaen/source of Funds?
Primary industry of source of WealtiVSource el Funds?
Provide Evidence of Corporate ASSetS (e.g. balance sheet or equivalent summary of asseWhatilties):
This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's airplanes. This LLC was formed to eventualy take over payments for
Hyperion Air Inc. Hyperon Air Inc will be dosed within a year. Initial capital contribution of $1,000 from Jeffrey Epstein. All hinds for this company cane from
Jeffrey Eosteint sotrce of wealth.
Estimated gross receipts pa(5): 1,000,000.00
Estimated net profit pa. (5): 500,000.00
Estimated investable assets (5): <51 MM
Potential Amount to be invested with PWM (5):
Otter Known Financial Institutions:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details (Fa all Legal Entitles)
Legal Entity Name: Plan D, LLC -
O Foundation/Assopation • Trust 1i Company O Estate 0 Private Investment O
Type of Entity: Purpose of Enter
O Partnership PniaMivopic/Cteritable OCommercial
PLrpose of Entittyy
TTyyppee ooff EEnnttiittyy OOtthheerr ((ssppeecciiffyy))::
OOtt hheerr ((sspPeec ify):
US Virgin Wards 10/19/2012
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Country of Date of incorporatkm /
oatmeal:km/registration: registration:
Determinatkm Require! No
Volcker Status: Volcker Flag:
00802
Address (city, meet, post 6100 Red Hook, Quarter B3 St. Thomas United States US. TIWEIN:
code):
Provide a descnption of the entity's agarmatlemal structure, its ownership structure and as Top Management. Fa 0usis/foundatons, include information about
revocability,settlor and benericlemesetc:
Single member LLC. Sole member a Jeffrey Epstein. The signors on this accormt are Jeffrey Epstein, Hairy Beller and Darrel Make
Please indicate how ownership of the legal entity is reflected:
O Special attention: Bearer Shares - Indicate where shares are custodled:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (it not the same pees**
To the best of your know ledge, the entity party to a non-banking relaticeship with Deutsche
Bank (e.g. external legal counsel, dent referral source, supplier of goods or services)?: Yes • No tra
Describe Nature of Entity's Primary Business and Investment Activities
Nature c( the business: LLC created to hold funds to pay for costs associated with one of Jeffrey Epsteires planes
Countries where business k transacted: USA, USV1
Number of employees: 1
3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2)
Primary Country of son of wealth/source of Funds?
Primary Industry of source of Weakh/Source of Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assersillatatim):
LLC created to hold funds to pay for cats associated with one of Jeffrey Epstein's planes. Initial conotubon of $1,000 from Jeffrey Epstein and all source of funds
come from Jeffrey Epstein.
Estimated gross receipts p.a.($): 1,000,000.00
Estimated net wont pa. (5): 500,000.00
Estimated investable assets ($): <$1 MM
Potential Amount to be invested with PAM (5):
Other Known Financial Institutions:
institution: Catty: Est. Assets Under Mgt:
Institution: Canby: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary
3C. Legal Entity Details (Fa all Legal Entitles)
Legal Entity Name: JEGE, LLC
El Foundation/Assopaticn O Trust O Company O Estate 0 Private Invest ment O
Type of Bay: Purpose of Ugly:
• Partnership PNIanthroplc/CiertNe O Commerdal
Pispose of Entity
Type of Entity Other (specify):
Other (specify):
Country of USV1 Date of ircorporabon / 10/19/2012
incaporaticategistragon: regal:ratio,:
Determinatkm Required No
Volcker Status: Volcker Flag:
ocon
6100 Red Hook, Quarter 83 St. Thomas United States US. TIN/E1N:
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Address (city, street, post
code): I I I
Provide a desorption of the entity's eganzational structure, Its ownership structure and its Top Management. Fa trusts/foundations, include information about
revocability,settld and benelidanes,etc:
Single member LLC. Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein, Harry Seller, and Darren Indyke
Please indicate how ownership of the legal entity is reflected:
O Special attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (efoof the same (ersons):
To the best of your knowledge, is the entity party to a non.bankIng relationship with Deutsdre
Bank (e.g. external legal counsel, dent referral source, supplier of goods or services)?: Yes O No2
Describe Nature of Entity's Primary Business and Investment Activities
This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's
Nature of the timeless: airplanes. This LLC was formed to eventually take over payments for JEGE Inc. JEGE Inc will be
dosed within a year
Countries where business is transacted: USA, USVI
Number of employees: 1
3D. Wealth Profile (Orgy for parties requiring source of wealth description as indicated in Section 2)
Primary Country of source of wealth/source of Funds?
Primary Industry of source of V/ealth/Sounce of Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent sonmary of assets/Battles):
Initial funding of $1,000 from sole member Jeffrey Epstein. MI corporate assets come from contributions made by the sole owner
Estimated gross receipts p.a.($): 100,000.00
Estimated net profit p.a. (5): 100,000.00
Estimated investable assets ($): 451 MM
Potential Amount to be invested with MAIM (5):
Other Known Financial Institutions:
Institution: CB Country: USA Est. ASsetS Under Mgt: 100,000.00
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Asses Under Mgt:
One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summa
3C. Legal Entity Details (For all Legal Entitles)
Legal Entity Name: AGE,. Inc
2Company
• Foundation/Asscoation • Trust • Estate a Private Investment •
Type of Entity: Purpose of Ermty:
• Partnership PhilaMtropic/Chantsble • Commercial
'hawse of Entity
Type of Entity Other (specify):
Other (specify):
Country of USA Date of Incorporation / e/712000
inceporationtregistrabon: registration:
Detemanabon Required No
Vokker Status: Volcker Flag:
Address (city, sweet, post 6100 Red Hook, Quarter B3 St. Thanes 00802 United States US. TIWEIN:
code):
Provide a description of the entity's eganizabonal structure, le ownership structure and es Top Management. For trusts,ffoundations, include information about
revocability, setter and beneficiaries,etc:
Jeffrey Epstein is the sole owner. The signors on this account are Jeffrey Epstein, Harry Beller and Darren Indylce
Please indicate how ownership of the legal entity Is reflected:
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El Special attention: Beam Shares - Indicate where shares are custodled:
Describe the chain from the direct owner of the entity to the ultimate benthaal owner (I not the same persons):
To the best of your knowledge, s the entity party to a non.banking relationship with Deutsdie
Bank (e.g. external legs counsel, client referral source, suppler of goods or seiviceAr• Yes CI Nog
Describe Nature of Entity's Primary Business and Investment Activities
Nature et the Negress: Holds funds to pay for coos associated with an airplane owned by Jeffrey Epstein.
Countries where business IS transacted: USa, USVI
Numbs of employees: I
3D. Wealth Profile (Only for parties requiring source of wealth desaption as Indicated In Section 2)
Primary Country of source of wealth/source of Funds?
Primary industry of source of WeattIVSource ci Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent sunmary of assets/liatenes):
All corporate fundshssets come from coMributions by the sole owner, Jeffrey Epstein and his source of wealth
Estimated gross receipts pa($): 1,000,000.00
Estimated net wont p.a. (5): 1,000,000.00
Estimated iwestatte assets ($): <$1 MM
Potential Amount to be Invested with PWM (5):
Other !Crown Financial Institutors:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
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DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B rA
Relationship Name SOUTHERN FINANCIAL RELATIONSHIP
Risk Rating Comments:
Booking Center NY O • Offshore O Moderate roaa, Ho Risk Yoonsun Chung
NY/Offshore (Risk
(Compliance Signature)
O
O DB Employee O DB Managed PIC O DB is Trustee/Co-Trustee Bearer Shares
4. Attachments
A. Type of Photo ID Provided 12I Drivers License O Passport O National/State ID O Other
2
B. Chedist of names (indNiduals and/or entities) that were submitted for database searches is attached Yes O No
C. Please indlote the results of the database searches performed
RDC searches complete RI Yes • No negattve results found a Yes O No
PCR checks complete E Yes O No negative results found Dyes e No
Cf AC checks complete @Yes O No negative results found Dyes 12INo
BIS searches complete (Lecis/Nexis, Factera, Reuters, Dow Jones, D&B) 2 Yes O No negative results found O yes Fr No
Denial Orders checks complete Pi Yes O No negative results found Ekes 12 No
g
Martindale-Hubbel searched (Lawyers/Law Firms only) O Yes No negative results found O Yes O No
Please summanze any negatne results from the database searches indicated above: In the attached legal proceedings, one is a false positive for Jeffrey S.
Epstein (not Jeffrey E. Epstein) and the other contains no new information. The case relates to Jurisdiction over disclosing correspondence from a previous Mal
that was addressed in previous
The named plaintiff for s referencing a resit In Los Angeles. CA and not residing in New Mexico. Same with the
D.
regarding of Detroit, Mchigan and chit sit from New Jersey. These are positives and not a match with the
lilliin this kyc
The Oil case fount in research is also a false positive as It Isis the defendant as n San ElemaOno CA and not
from New Mexico that s noted i this KYC.
E. To the best of your knowledge, has the client ever bean convicted of a animal offense, • Yes @ No
To the best of your knowledge, has the customer ever teen involved in any past litigation aganst
2
Deutsche Bank AG or any of its subsidiaries or is the customer threatening legation against Deutche • No
E
Bank AG a any ails subsidenes' (If Yes. prowYfe defetc befow and contact Quaky Mgt. Yes
gatArrtatVor the ReguietotyControl group and notify Complence immethaely)
Does the client or related party have any financial or other association f nteractions wtNn counties o yes@ No
G.
or regimes sanctioned by the Office of Foreign Assets Control (OFAC)?
2
Does the client or related party have any financial or other association,/ interactions within Ngh risk D yes No
H.
countries?
1. Corporate Documentation Attached (Legal Entities Only) El Yes O No O Not Applicable
3. Undisclosed Principal Form Complete (Intermediaries Only) • Yes O No @Not Applicable
K. If LedsMens Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the
Wm/contents of the non-English Documentation:
L. Special Risk Factors
Does the account have Nexus to Special Risk Counties? ID Yes 71 No
Is the account structure unusually complex? ['Yes @ No
Is there any indication the client set up a non operating company expressly O No
for the purpose of transfemng shares to tNrd pates? Yes ®No
Is there any lildIC3b011 tic could be a prohibited business relationship?
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Oyes No
Are the bearer shares identeled subject to acceptable conixds? Oyes glee
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M. Case Comments
Created By Date Comments
Client was contacted via phone on 6/28/2017 to confirm there are no material changes to his single member LIJ3
Cynthia Rodriguez 7/5/117 5:11 MI
at D8
This KYC serves as a high rusk update for the below listed dials (together "accountholders') -
I. Zorro Management, LLC
1. LSJE, LLC
3. Met, Inc
4. Jeepes Inc
S. Hyperion At, LLC
6. Plan D LLC
7. JEGE LLC
8. JEGE Inc
Below are the reasons My we are comfortable with appro./mg this KYC:
• Information and supporting documents required by ow AML Policy were provided and reviewed; and as a result,
Kshitg Golani 8;18/11/ 3:36 PM
we have an understanding Cl the structure of the accountholders, their purpose, the purpose of the accounts and
expected transaction activity.
• Thee are a few risk factors associated with the accountholders —
SOW: The UBO (Jeffrey Epstein) is the founder of Southern Tryst Company Inc, which manages client's assets.
SOW verificanon was obtained.
Negative Media & PEP: There is some negative media agairst Mr Epstein and he Is also maintains a dose
,elaoonship worth Bill Clinton and Prince Andrew. Please see risk calculator for more Information. Appropriate
approval was obtained.
• Our review did not identify any red flags and thus there was no need to escalate this case Anther.
• We performed due diligence searches on all parties and cad not And the names searched to be on any sanctions
Isis
ONSHORE APPROVALS
Cent Faang Professional (CFP): stewart a:Meld (Swage) 6/29/2017
Stewart oldfield
Office Director/Business Head: Andrew F Gallivan (Signatire) 7/5/2017
Andrew F Gallivan
Regional Office Director: (Surefire)
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
Kshitfl Golan' Ksh ie) Golan 8118/20/7
Yoonsun Ching Y0011510 Chung 8/18/2017
LATAM /INTERNATIONAL APPROVALS
ORM Facing Professional (CFP): (S/nature)
Account Manage: (Signature)
(cmni)fsub.
Global Market Team Head (5/nature)
Market Tem Head (SMTH):
AML Business Risk:
(Signature)
AML Complete:
;Signature)
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PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM)
worldwide is committed to professionally serve the interests ofi ts clients. To do so, Client Facing Professionals!( 1)
(CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of
suitability, background and character. Due diligence obtained on the client must be appropriately documented by the
CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception ofa relationship and
on an ongoing basis.
DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofm y knowledge and belief the above information
is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on
the pan oft he client(s) and that I havef ollowed all the procedures relating to account opening as described in the PWM
Americas Procedures and the PWM Global KYC Policy
(1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Quicers, Broken.
Client Managers, etc.
Deutsche Bank Americas New York
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