EFTA01282044.pdf

KYC Print Page 1 of 26
DB PWM GLOBAL KYC/NCA: PART A
rA
KYC Case A : 01133377 Status : 6. Approved
One sheet must be established per relationship • list all accounts included in the relationshi
1. Relationship Details
Relatiorship Name: EPSTEIN, JEFFREY RELATIONSHIP. Booking Center: New York
ReLatiorship Manager: Paul Moms
w
ia New MN Relationship O Existing PWM Relationship
Relationship to PM:
If edsting, please indicate since when the relationship costs, provide reason for new profile and attach old profile:
RI alert Referral O RM Prospect O InterrnecharyfFIM O Other San (C18, etc)
How Was the alent(s)
Inunduced? How long has the Please prowde details (e.g. name of referral source, how many years RM personally has known client, etc): Darren Indyke is
RM personally known the the in-house lawyer for Jeffrey Epstein, who Is a current client of the bank. Darren has worked extensively with Paul here at DB
client? whde we've opened accounts for Jeffrey Epstein and he was a previous client of Paul's when he was at AIM: man. He met Paul
at JPM through Jeffrey Epstein
Does Deutsche Bard( pay a O Yes I 2 No
retrocession or similar
compensation to a third party
for the introduction of this (If Ye4 desmbe
relationship?
List all existing and new accounts involved in this relationship
Legal Entity Account Name! Number Opening Date (Intended/actual)
AccouM(s)
I 2 The 2007 Jeffrey E. Epstein Insurance Trust 93 10/16,2013
2 2 FORK Associates, Inc 10/16/2013
3 2 HSRK Associates, Inc -- Money market 10/16/2013
4 .W.A Darren K. Irdyke PLLC 10/16/2013
5 ra Darren K. Irdyke PLLC -- Money Market 10/16/2013
6 7 Darren K. Irdyke PLLC-Attomey Trust Account 10/16/2013
7 2 Darren K. Irdyke PLLC-Attorney Trust Account -- Money Market 10/16/2013
a 2 New York Strategy Group, LLC 10/16/2013
9 FA New York Strategy Group, LLC — Money Market 10/16/2013
Who is the primary contact
person for the RM? (Note: This
Preferred method of contact
person needs to have Darren Indyke
(indicate phone no., fax no.,
signatory rights mite
e-mail address, etc.):
infcemation tight for the
accounts.):
SONY_GM_00037298
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. Ce DB-SONY-0000122
I
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147910
EFTA01282044

KY(' Print Page 2 of 26
One sheet must be established for each account to be opened
2. Account Ownership Summary
Account Name: The 2007 Jeffrey E. Epstein Insurance Trust x3 Acct. limber Of avai(bie):
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term Invesbnent, payment/expense
account)? Chedcrig account to hold funds for this trust.
Indicate from where the assets are expected to arrive?
0 DB Group: Same Booking Center (indicate account number):
O DB Group: Other Booking Center (indicate DB location and account details):
FO Other Institution (Indicate name Lk location): JPMorgan. New York, NY
O
Physical Deposits (specify cash, seances, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10
inflows and outflows per month ranging from $1,000 to $10,000
What is the expected volume of assets and currency for the account approx. 90 days after 100030 Currency
opening? I I USD
What is the expected volume of assets and currency for the account approx. one year after 150030 Currency
opening? I I USD
Does/will the client have Asses Under Management (AiM) within Ce under Eut. 3M? •Yes ON°
Please list all parties related to the account
For each party:
• Check if a source of wealth desorption is ratted for the patty.
• Check the appropriate box to describe the relationsHp of the party to this account (> 1 can be selected).
• f none of the check boxes apply, describe the paths relation to the account in the 'Other' column.
• Always describe the relationship between the parties in the last column.
• Please drill down o the ultimate/underlying Beneficial Owner(s).
_egal Description AccountrIC Seek(' of Jitimate Signatory UmeeciFlrancial Significant Legal GrantoriSettloefoundingOther
Intityof Source Holder Owner Trust/ 3enefiaalor Full POA IntermediaryShateholder Representative Donor (please
of Wealth Founder ofr)wner PO* (FIM) (>=25%) describe
required Foundation Yon-PIC other roles
entity and/or
Parties (indicate indicate
rated to ownership donorship
this -lb) etween
po:ount names)
The 2007
Jeffrey E.
1 El El Epstein 0 O El O O O O 0 0 O
Insurance
Trust 03
O Ei 2i
2 • g Jeffrey O O O O LI O O Grantor;
Epstein
3 •
0
InDdayk"en O O O O El O O 0 0 0 Trustee:;
4 O El Richard • • D M El O El O O O Trustee:;
Kahn
SDNY_GM_00037299
ONFIDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. IA DB-SONY-0000123
I
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147911
EFTA01282045

KYC Print Page 3 of 26
2. Account Ownership Summary
Account Name: The 2007 Jeffrey E. Epstein Insurance Trust $3 — Money Market Acct. Number "available):
Account Manager: Pad Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money
market amount to hold funds for the insurance trust
Indicate from where the assets are expected to arrive?
O DB Group: Same Booking Center (Indicate account number):
O DB Group: Other Booking Center (indicate DB location and amount details):
2
Other Institution (Indicate name B. location): JPMorgan. New York, NY
O Physical Deposits (specify cash, secuntes, cheques, ...):
What is the expected see and frequency of regular riflons and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3
Inflows and outflows per month ranging from 51,000 to 510,000
What is the expected volume of assets and currency for the account approx. 90 days after 1200000 Currency
opening? I I USD
What is the expected volume of assets and currency for the account approx. one year 1250,000 Currency
after opening? I I USD
e
Does/will the client have Asses Under Management (AiM) within Ce under Eur. 3M? 0 Yes No
Please list all parties related to the account
For each party:
• Check If a source of wealth desorption is remind for the patty.
• Check the appropriate box to describe the relationship of the party to this accoult (> 1 can be selected).
• f mine of the check boxes apply, describe the palls relation to the account in the 'Other' column.
• Always describe the relationship between the parties in the last column.
• Please drill down o the ultimatefunderlying Beneficial Owner(s).
_egal Description AccountPIC Setts of -Primate Signatory UmeedFiranaal Significant Legal ISrantor/SettioefoundingOtrier
Intityof Source Holder Owner Trust/ Senernalor Full POA IntermediaryShareholdor Representanve Donor (please
of Wealth Founder ofYiwner Pak (FIM) (>=25%) Jesonbe
required Foundation Yon.PIC other roles
entity and/or
Parties (indicate nttcate
related to ownership relationship
Ns %) between
,account ?ernes)
The 2037
Jeffrey E.
I O WI Epstein i • O • O • O O El O
Insurance
Trust 03
2 O g effrey • O 0 • O O O O O O grantor;
EJpstein
3 O Ka ln D d a y rr k e e n • • O • O O O O LI O Trustee:;
4 . El C R a ic h h n a rd i: I: ci O El O O O O O Trustee::
SDNY_GM_00037300
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000124
I
https://dbforcepb.my.sale,sforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147912
EFTA01282046

KYC Print Page 4 of 26
2. Account Ownership Summary
Account Name: HERK Associates, Inc Acct. Number Of avattatcre):
Account Manager: Paul Moms
What is the purpose of the account (e.g. portfolio management, advisory accant, custody services, long-term investment, payment/expense account)? Checking
account to hold funds for daily use for the company.
Indicate from where the assets are expected to arrive?
O DB Group: Same Booking Center (indicate account number):
O DB Group: Other Booking Center (indicate DB location and account details):
2 Other Institution (Indicate name & location): WMorgan. New York, NY
O Physical Deposits (specify cash, secuntes, 'Jacques, ...):
What is the expected sue and frequency of regular salons and outflows for the account (indicate estimated number and volume per month)?: Roughly 10
inflows and outflows per month ranging from 51,000 to $10,000
150000 lOirrency I USD
What is the expected volume of assets and currency for the account approx. 90 days after opening?
150000 ICLrrency I USD
What is the expected volume of assets and currency for the account approx. one year after opening?
Doesinill the dieM have Assets Under Management (ALM) within DB under Eur. 3M? • Yes J No
Please list all parties related to the account
Fat each party:
• Check if a source of wealth description is rammed for the patty.
• Check the appropriate box to describe the relationsNp of the party to this account (> I can be selected).
• from of the check boxes apply, describe the palls relation to the account in the 'Other column.
• Always describe the relationship between the pates in the last column.
• Please drill down o the ultimate/underlying Beneficial Owner(s).
regal Description AccountPIC Senior of Jitimate SignatorwlmitedFrencial 'Significant Legal Grantor/SettorPounding Other
intityof Source Holder Owner Trust / Sena:labor Full 'OA IntermedwyShareholder Reptesentaave Donor (please
of Wealth Founder orliviner POA (FIN) ..>=25%) describe
required Foundation Non-PIC other roles
entity and/or
Parries 'indicate ndicate
rated to ownership ..dationsNp
Bits Yo) _.--teen
account :..a rues)
HBRK
I a g Associates, 2 O O O O O O O F H
Inc
2 O El K R a i h ch n a rd O • O 2 2 O O O I
3 O g ajser O OO 2 2 O O L H •
SONY_GM_00037301
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000125
I
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147913
EFTA01282047

KYC Print Page 5 of 26
2. Account Ownership Summary
Account Name: HBRX Associates, Inc -- Money market Acct. Number ("available):
Account Manager: Paul Morns
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? MOney
market account to hold funds for the company and earn interest
Indicate from where the assets are expected to arrive?
O DB Group: Same Booking Center (Indicate account number):
O DB Group: Other Booking Center (indicate DB location and account details):
2
Other Institution (Indicate name & location): )PMorgan. new York, NY
O Physical Deposits (specify cash, secuntes, cheques, ...):
What is the expected sae and frequency of regular riflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3
inflows and outflows per month ranging from $1,000 to $10,000
What is the expected volume of assets and currency for the account approx. 90 days after 1100007 I Currency USO
opening? I
What is the expected volume of assets and culency for the account approx. one year after 1150000 I Currency USO
opening? I
Does/will the client have Assets Under Management (ALM) within DB under Etc 3M? • Y es 0'w
Please list all parties related to the account
Far each party:
• Check if a source of wealth description is rated for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• f none of the check boxes apply, describe the paitys relation to the account in the 'Other' column.
• Always describe the relationship between the parties in the last column.
• Please drill down to the ultimate/underlying Beneficial Owner(s).
_egal Description AcccuntFIC Settor of Jltimate Signatorwimearrencial 'Significant Legal Grantor/SettorPoundng Other
Intityof Source Holder Owner Trust / 3eneficelor Full 'OA IntermediaryShareholder Representaave Donor (please
of Wealth Founder &Owner POA (Elm) ..>=25%) describe
required Foundation Non-PIC other roles
entity and/or
Parties 'indicate indicate
rated to ownership reationap
this Ya) between
account ?sorties)
HBRK
I 2 2 Assocetes, 2 O O O O O O O O O
Inc
O
2 O 2 K R a ic m ha rd O • E E O O O O O
E E OO L O O
3 O 2 BHeallneYr O O O
SDNY_GM_00037302
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000126
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147914
EFTA01282048

KYC Print Page 6 of 26
2. Account Ownership Summary
Account Name: Darren K. Indyke PLLC Acct. Number (flyable):
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense
account)? Checking account for the daily use of the this law firm
Indicate from where the assets are expected to arrive?
O DB Group: Same Booking Center (indicate account number):
O DB Group: Other Booking Center (indicate DB location and ecoount details):
2
Other Institution (Indicate name & location): )PMorgan. New York, NY
O Physical Deposits (specify cash, secunties, cheques, ...):
What is the expected sue and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10
inflows and outflows per month ranging from 51,000 to $10,000
150000 I Currency I USD
What is the expected volume of assets and currency for the account approx. 90 days after opening?
I Currency I USD
What is the expected volume of assets and arrency for the account approx. one year after opening? I 7"
@No
Doesivnil the client have Assets Under Management (AM) within DB under Eur. 3M? ales
Please list all parties related to the account
Far each party:
• Check if a source of wealth description is reqtred for the patty.
• Check the appropriate box to describe the relationsNp of the party to this account (> I can be selected).
• f none of the check boxes apply, describe the paths relation to the account in the 'Other" column.
• Always describe the relationship between the parties in the last column.
• Please drill down o the ultimate/underlying Beneficial Owner(s).
regal Description AccountPIC Sailor of -Primate Signatory UmeeciFirancial Significant legal taantor/Settleti-oundinsiDther
Intityof Source Holder Owner Trust / Benet-calor Full POA IntermediaryShareholduRepresentaave Donor (please
of Wealth Founder oflOwner PCIA (FIN) (>=25%) descnbe
required Foundation Yon-PIC other roles
entity and/or
Parties (indicate indicate
related to ownership 'elatiorishp
dins %) zetween
account -,aites)
O O O
2 Darren
I O ids 5 O O O O O
Darren K.
2 El 3 Indyke 2 D El O O O O O O O
PLC
SONY_GM_00037303
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. IA DB-SONY-0000127
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147915
EFTA01282049

KYC Print Page 7 of 26
2. Account Ownership Summary
Account Name: Darren K. Indyke PLLC -- Money Market Acct. Number Ofa vailable)
Account Manager: PS Morns
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/experse account)? Money
market excite for the company to hold funds and earn interest
Indicate from where the assets are expected to arrive?
O DB Group: Same Booking Center (Indicate account number):
O DB Group: Other Booking Center (indicate DB location and account details):
RI
Other Institution (Indicate name & location): )PMorgan. New York, NY
O Physical Deposits (specify cash, secuntes, cheques, ...):
What is the expected sae and frequency of regular nflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1.3
inflows and outflows per monthr anging from $1,000 to $10,000
What is the expected volume of assets and arrency for the account approx. 90 days after 1100000 I USD
opening? I CurrencY
What is the expected volume of assets and arrency for the account approx. one year after 125000 I USD
opening? I Currency
Does/voll the client have Assets Under Management (Att4) within DB under Err. 3M? U Yes @ No
Please list all parties related to the account
Far each party:
• Check if a source of wealth description is ranged for the patty.
• Check the appropriate box to describe the relationsNp of the party to this accoin (> 1 can be selected).
• f none of the check boxes apply, describe the palls relation to the empire in the 'Other" column.
• Always describe the relationship between the pates in the last column.
• Please drill down o the ulomate/underlying Beneficial Owner(s).
.egal Description AccountPIC Setts of Jitimate SignatoriUmeedFirancial Significant Legal t.rantor/SettIcti-ounchrebther
Intityof Source Holder Owner Trust/ Senefoalor Full POA IntermediaryShareholder Representahve Donor (please
of Wealth Founder ofOwner Pak (F1M) (>.25%) descnbe
required Foundation Yon-PIC other roles
entity and/or
Parties (indicate naccate
related to ownership 'elaborate;
this %) zetween
account -,artes)
Damen O O O
I O 2 indyke gl O O O O O
Darren K.
2 El 3 Indyke 2 D El O O O O O O O
PC
ONFIDENTIAL
SONY_GM_00037304
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000128
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147916
EFTA01282050

KYC Print Page 8 of 26
2. Account Ownership Summary
Account Name: Darren K. Indyke PLLC-Attomey Trust Account Acct. Number Of ava,t3LW.
Account Manage': Paul Monis
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense
account)? Checkng account for dents esoow. Finds are placed here to earn interest
Indicate from where the asses are expected to arrive?
O DB Group: Same Booking Center (Indicate account number):
O DB Group: Other Booking Center (indicate DB location and account details):
El
Other Institution (Indicate name & location): WMorgan. New York, NY
O Physical Deposits (spedfy cash, secuntes, cheques....):
What is the expected sue and frequency of regular salons and outflows for the account (indicate estimated number and volume per month)?: Roughly 10
inflows and outflows per month ranging from 51,000 to $10,000
What is the expected volume of assets and currency for the account approx. 90 days after 150000 Currency I USD
opening? I
What is the expected volume of assets and currency for the account approx. one year after 75000 I USD
opening? I Currency
Does/nil' the dieM have Assets Under Management (ALM) within DB under Err. 3M? El Yes 2 No
Please list all parties related to the account
Far each party:
• Check if a source of wealth description is requred for the party.
• Check the appropriate box to describe the relabonship of the party to this account (> 1 can be selected).
• f rone of the check boxes apply, describe the parlys relation to the account in the 'Other' column.
• Always describe the relationship between the parties in the last column.
• Please drill down o the ultimate/underlying Beneficial Owner(s).
regal Description AccountPIC Settles of Jitimate Signatory UmAeciF irendal Significant Legal trantor/Seniciefoundingratrie
Entityof Source Holder Owner Trust / Benet-calor Full POA IntermediaryShareholdeRepresentahve Donor (please
of Wealth Founder oflOwner PO* (FIN) (>=25%) Jescnbe
required Foundation Yon-PIC >trier roles
entity and/or
Parties (indicate ndicate
related to ownership relationship
the %) betneen
account 'aloes)
Darren K.
I O 2 Indyke 0 O O O O • O O 7 El
Ric
2 O 2 ln D d a y rr k e e n • O O 5 El O O O I ID
SONY_GM_00037305
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. IA DB-SONY-0000129
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147917
EFTA01282051

KYC Print Page 9 of 26
2. Account Ownership Summary
Account Name: Darren K. lndyke PLLC-Attomey Trust Account — Money Market 'Acct. Number id avadaNd
Account Manager: Paul Mortis
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Money
market account fcc dents escrow. Funds are placed here to earn interest
Indicate from where the assets are expected to arrive?
O
DB Group: Same Booking Center (indicate account number):
O DB Group: Other Booking Center (indicate DB location and account details):
1Z
Other Institution (Indicate name & location): WMorgan. New York, NY
O Physical Deposits (specify cash, secuntes, cheques, ...):
What is the expected sue and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1.3
inflows and outflows per month ranging from $1,000 to $10,000
What is the expected volume of assets and arrency for the account approx. 90 days after 17500D
opening? I aliTencY I UW
What is the expected volume of assets and arrency for the account approx. one year 1100000 Currency
after opening? I I UW
Does/will the client have Assets Under Management (AM) within DB under Eur. 3M? 0 Yes RI No
Please list all parties related to the account
For each party:
• Check if a source of wealth description is ranged for the party.
• Check the apixopnate box to describe the relabonslop of the party to this accoult (> 1 can be selected).
• f none of the check boxes apply, describe the parties relation to the meant in the 'Other' column.
• Always describe the relationship between the pates in the last column.
• Please doll down to the ultimate/underhing Beneficial Owner(s).
regal Description AccountPIC Setter of Jldmate Signet meedFirencial Significant Legal `.;rantor/SettlotroundingOther
intityof Source Holder Owner Trust/ 3enekelor Full ,OA IntermediaryShareholder Representaave Donor (please
of Wealth Founder oflOwner POA (FIM) (>=25%) describe
required Foundation Yon-PIC other roles
entity and/or
Parties (indicate indicate
related to ownership relationship
this %) between
account mares)
O O O
O 121 Darren 2 121 O O O O O
I Indyke
Darren K.
2 2
Indyke 0 O O O O OO O O O
2 LC
SDNY_GM_00037306
ON
CONFIDENTIAL - PURSUANT TO FED. R. t DDBS-OSONNYY-0-0000000113300
I
ht tps://db forcepb.my.sa le sforce.corn/servlet/servlet.lntegration?lid=01 N 30000000 D9Di & e... 7/11 /2019
EFTA_00147918
EFTA01282052

KYC Print Page 10 of 26
2. Account Ownership Summary
Account Name: New York Strategy Group, LLC Acct. Number (Ifa valeab1O
Account Manager: Paul Morris
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense
account)? Checlong account for the daily needs of the company
Indicate from where the assets are expected to arrive?
O
DB Group: Same Booking Center (indicate account number):
O
DB Group: Other Booking Center (indicate DB locatIon and account details):
2
Other Institution (Indicate name & location): WMorgan. New York, NY
O Physical Deposits (specify cash, secuntes, cheques, ...):
What is the expected sae and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10
inflows and outflows per month ranging from $1,000 to 510,000
25000 I Currency I USD
What is the expected volume of assets and currency for the account approx. 90 days after opening?'
What is the expected volume of assets and arrency for the account approx. one year after 150300 I Currency I USD
opening?
OymEIN0
Does/nill the titers have Assets Under Management (ALM) within DB under Err. 314?
Please list all parties related to the account
For each party:
• Check if a source of wealth description is requred for the patty.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• f none of the check boxes apply, describe the paths relation to the account in the 'Other' column.
• Always describe the relationship between the parties in the last column.
• Please drill down o the ulomatefunderlying Beneficial Owner(s).
_egal Description AccountPIC Settles of -Primate Signatory UmtedFinandal Significant Legal trantor/Settiorfoundingiatnd
Intityof Source Holder Owner Trust / Benet-calor Full POA IntermediaryShareholdcr Representanve Donor ;please
of Wealth Founder oflOwner PO* (FIM) (>=25%) describe
required Foundation Yon-PIC other roles
entity and/or
Parties :indicate naccate
related to ownership -donorship
this %) between
pennant pastes)
New York
1 El R Strategy • • O El OO • 7 El
Group,
LLC
2 El E Darren O O u 2 El OD ri I El
Indyke
SDNY_GM_00037307
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000131
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147919
EFTA01282053

KYC Print Page 11 of 26
2. Account Ownership Summary
Account Name: New York Strategy Quip, LLC — Money Market Aca Number (IavaIDA
Account Manager: Paul Marls
What is the purpose of the account (e.g. portfolio management, advisory account, custody sermon, long-term investment, payment/expense account)? Money
market account to hold hinds for the company and earn interest
Indicate from where the assets are expected to arrive?
O DB Group: Same Booking Center (Indicate account number):
O DB Group: Other Booking Center (indicate DB location and account details):
2
Other Institution (Indicate name & location): )PMorgan. New York, NY
O Physical Deposits (specify cash, secunties, cheques, ...):
What is the expected sae and frequency of regular nflons and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3
inflows and outflows per month ranging from 51,000 to 510,000
What is the expected volume of assets and arrency for the account approx. 90 days after MOOD I Currency I USD
opening?
What is the expected volume of assets and arrency for the account approx. one year after 75000 I Currency I USD
opening?
Does/will the dieM have Assets Under Management (ALM) within DB under Bur. 3H? Dyes 2 No
Please list all parties related to the account
FO' each party:
• Check if a source of wealth description is reused for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• f none of the check boxes apply, describe the palls relation to the account in the 'Other column.
• Always describe the relationship between the parties in the last column.
• Please drill clown o the unmate/underlying Beneficial Owner(s).
regal Description AccountPIC Settles of -Inmate Signatory UmtedFinandal Significant legal t:rantor/SettIctroundinsiCitner
intityof Source Holder Owner Trust / 3enefidalor Full POA IntermediaryShareholderRepresentaave Donor 'please
of Wealth Founder oflOwner POA (FIM) (>=25%) descnbe
required Foundation Yon-PIC other roles
entity and/or
Denim Indicate naccate
related to ownership HallOrtShic
NIS %) between
account 'aloes)
New York
El RI S G t r r o a u te p g , y • • E O O El q 7 q
LLC
O RI In D d a y rr k e e n • q • 2 El CI El
SONY_GM_00037308
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000132
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147920
EFTA01282054

KYC Print Page 12 of 26
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Indtekluars Name: Darren Indyke - 00000486405 Date of Birth: 2/19/1965
Canby of Residence: USA Country of Citizenship: USA
Has client resided outside of
Address of primary reldence: 2 Kean Court Uvingston NJ 07039 USA his/her country of nationality • yes !i No
for 5 years or more?
Profession/Occupabon: Lawyer Tax ID/ SSN:
Current Employer: Southern Financial LLC Positicagttle/Rank:
Address of employer: 6100 Red Hock Quarter B3 St Thomas USVI 03802
Does the person work as senior extortive of a D8-recognized regulated entity In the Mandel El
ndusby? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities yes g No
Is the individual a Politically Exposed Person (PEP)?(Y Yes, (Scribe) El 'IPS g No
To the best of your knowledge, is the individual related to an employee of the DB group?(d O Family • Friendship 74 None
Family or Friendslgo, des°f ete )
To the best of your knowledge, is the individual party to a non-banking relationship with
Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or are @ No
servlo)?(if Yadesoibe)
Indicate where and nten the client meetirg(s) took place:
If applicable, indicate which bank officers have met the person:
Client Prwate Client Place of
Bank Officer Name(s) Bark Office: Other Location (speo(y): Date:
Donate: Business:
Paul Morris O • @ 9/13/2013
O O O
• • •
• Wealth Details for this individual are not filled n, because they are the sane as for the following person:
3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the IndMdues Business: Attorney
Primary Country of source of wealth/source of Funds?
Primary Industry of source of Wealth/Source of Funds?
Summarize Source of Wealth: a Business Owner 2Salary/Earnings 0 Invesiment • Inhentance/Gifts O Other:
Father Oescnbe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how 6d settle accumulate wealth? For inhertance, how
did family accumulate wealth?Fct business owners, how long in business, how many emptoyees, level of profitability? Indicate type of business, countries of
mayor activities, important business partners.) Darren has been an in-house lawyer for Jeffrey Epstein at Southern Financhial LLC for over lOyrs, wherein his
main source of income comes form (See KYC 011192293). He also owns a few of his own small companies (LiCs) for his private investments, and well his own
law practice, Darren lndyke PLLC
Estimated Annual Income(5): 300,000.00 Estimated amount of investable assers($): Si MM - 2 MM
Estimated Net Worth($): 52 MM - 5 MM Amount of assets planned to invest with PWH($): 200,000.00
Cther Known Fronde Institutions:
Institution: NoMorgan Country: USA EA. Assets Under Mgt: 10,000,000.00
Institution: County: Bt. Assets Under MO:
SDNY_GM_00037309
ONF IDENTIAL
CONFIDENTIAL— PURSUANT TO FED. R. IA DB-SONY-0000133
I
h tps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147921
EFTA01282055

KYC Print Page 13 of 26
Institution: ICountry: Est AsseG Under Mgt:
Please indicate the family situation of the individual (mental status, other family members, etc.):
SDNY_GM_00037310
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. Ce DB-SONY-0000130
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147922
EFTA01282056

KY(' Print Page 14 of 26
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all pates)
Indwiduars Name: Harry Beller - 00000487202 Date of Birth: 5/9/1956
Country of Residence: USA Country of Citizenship: USA
Has client resided outsde of
12 Gear Drive Homey NY 10952 USA his/her country of nationality O ye VIA No
Address of primary residence:
for 5 years or more?
Profession/OcapatIon: Accountant Tax ID / SSN:
Current Employer: HEM Associates, Inc Position/Title/Rank:
Address of employer: 575 Lexington Avenue, 4th Fl New York NY USA 10022
Does the person work as senior executive of a DB-recognized regulated entity in the financial O
ndusby? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitles Wm 0 No
Is the individual a Pokkally Exposed Person (PEP)?(t Yes, clefolbe) El yes 121filo
To the best of your knowledge, is the individual related to an employee of the DB group?(d O Family • Friendship 74 None
Family or Frienoshfo, desaf ly )
M
To the best of your knowledge, is the individual party to a non-banking relationship with
Deutsche Bank (e.g., external legal counsel, client referral sarce, suppler of goods or O Ye No
services)?(/ Yeufesdibe)
Indicate where and then client meetirg(s) took place:
If applicable, indicate which bank officers have met the person:
Client Private Client Place of
Bank Officer Name(s) Bank Offer Other Location (specify): Date:
Domicile: Business:
Paul Morris O • 0 9/13/2013
O O O
O • O
• Wealth Details for this individual are not filled n, because they are the sane as for the following person:
3B. Wealth Details (Only for pates requiring source of wealth descnpbon as indicated in Section 2)
Name of the Individuals Business: Accounting Finn
Primary Country of soiree of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Summarize Source of Wealth: 74 Business Owner O Salary/Eamings Inveslment • Inhentance/GNIs ElOther:
0
Pettier Describe Source of Wealth /Detail the history of wet' for each of the sources: (e.g. For trusts, how de senior accumulate wealth? For inheritance, how
did family accumulate wealth?Fct business owners, how brig in business, how many employees, level of profitability? Indicate type of business, countries of
major activities, important business partners.) Harry is an accountant and ems his own frm. He IS also the in-house accountant for Southern Financial LLC (KYC
it:01082293). He has gained his wealth from his years as the in-house accountant and his own Arm
Estimated Annual Income(5): 500,000.00 Estimated amount of Investable assers($): $1 MM - 2 MM
Estimated Net Worth($): $2 MM - 5 MM Amotrit of assets planned to invest with PV,44($):
Other Known Fronde Institutions:
Institution: Ottoman Country: USA Est. Assets Under Mgt: 5,000,000.00
Inset:Won: Country: Est. Assets Under Mgt:
Instlaition: Country: Est. Assets Under Mgt:
SONY_GM_00037311
ONFIDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. IA DB-SONY-0000135
I
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147923
EFTA01282057

KYC Print Page 15 of 26
Please Indicate the family situabon of the i-idl‘ndual (manta) status, other family , etc.): Married
SDNY_GM_00037312
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. IA DB-SONY-0000136
I
https://dbforcepb.my.sale,sforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147924
EFTA01282058

KY(' Print Page 16 of 26
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name: Richard Kahn - 00000486407 Date of Birth: 12/6/1972
Canby of Residence: USA Country of Citizenship: USA
Has client resided outsde of
130 E 75th St, r 7E New York NY 10021 USA his/her country of nationality El ye ?4No
Address of primary naidence:
for 5 years or more?
Profession/Occupation: Accouniant Tax ID / SSN:
Current Employer: HBRK Assoclate, Inc Position/Tee/Rant
Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022
Does the person work as senior execitive of a DB-recognized regulated entity in the Mandel
ndusby? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitles O Ye @No
O
Is the individual a Poldcally Exposed Person (PEP)?(Y Yes, clacribe) Ym 2 NO
To the best of your knowledge, is the individual related to an employee of the DB group?(d O Family ll Friendship 74 None
Family or Frienosko, desafte)
To the best of your knowledge, is the individual party to a non-banking relationship with
Deutsche Bank (e.g., external legal counsel, dent referral source, supplier of goods or O Yes @ No
services)?(/ Yesdesdibe)
Indicate where and when the client meeting(s) took place:
If applicable, indicate which bank officers have met the person:
Cleat Private Client Place of
Bank Officer Name(s) Bar* Office: Other Location (specify): Date:
Dornicile: Business:
Paul Morris O • @ W13/2013
O O O
O • s
• Wealth Details for this indrodual are not filled 111, because they are the sane as for the following person:
3B. Wealth Details (Only for parties requinng source of wealth description as indicated 111 Section 2)
Nettie of the IndSiduaFs Business: Accountant
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Summarize Source of Wealth: n Business Owner @Salary/EarnIngs O Investment • Inhentance/Giffs O Other:
Father Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For tries, how rid senor accumulate wealth? For inhertance, how
did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of
mayor actaibes, important business partners.) Rchard arms HBRK Associates Inc with Harry Beller. He is also an in-house acme-rant for Southern Fronde',
LLC (ICYC 01082293), for over °yrs. His wealth comes from his own km and bengal n house acme-rant
Estimated Annual Income(S): 300,000.00 Estimated amount of Investable assers($): $1 MM - 2 MM
Estimated Net Worth($): $2 MM - 5 MM Amot.rit of assets planned to invest with PWM($):
Other Known Fronde Instigations:
Insbtution: 1Pflorgan Country: USA Est. Assets Under Mgt: 1,000,000.00
Insbtution: Country: Est. Assets Under Mgt:
Insbtution: Country: Est. Assets Under Mgt:
SDNY_GM_00037313
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SONY-0000137
I
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147925
EFTA01282059

KYC Print Page 17 of 26
I I
Please Indicate the family situation of the i-dMdual (mental status, other family members, etc):
SDNY_GM_00037314
ONF IDENTIAL
CONFIDENTIAL- PURSUANT TO FED. R. IA DB-SEN4Y-0000138
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147926
EFTA01282060

KYC Print Page 18 of 26
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
individual's Name: Jeffrey Epstein - 00300483289 Date of Birth: 1/20/1953
Country of Residence: USVI Country, of Citizenship: USA
Has client resided outsde of
Late Sant James Sant Thomas 00802 US Virgin Islands his/her country of nationality O ya tr. No
Address of primary residence:
for 5 years or more?
Profession/Ocapation: Self Empolyed Tax ID / SSN:
Current Employer: Southern Financial LLC Postai/Title/Rank: President
Address of employer: 6100 Red Hook Quarter B3 St. Thomas USVI 00802
Does the person work as senior exearbve of a DB-recognized regulated entity in the financial n irn
ndusby? or an entity listed on a DB-recognised exchange? (Not applicable for operating entitles r__, Yesci No
Is the individual a Pole:tally Exposed Person (PEP)?(t yes, describe) atm 2 No
To the best of your knowledge, is the Individual related to an employee of the DB group?(If O Family • Friendship 74 None
Fa* or FnenOsigo, tate)
To the best of your knowledge, is the individual party to a non-banking relationship with
Deutsche Bank (e.g., external legal counsel, client referral sowce, supplier of goods or •Yes OND
services)?(/ Yescfesdibe)
Indicate where and when the client meetirg(s) took place:
If applicable, indicate which bank officers have met the person:
Client Private Client Place of
Bank Officer Name(s) Bank Office: Other Location (speofy): Date:
Domicile: Business:
Paul Morris O • 0 9/13)2013
O O O
• • s
• Wealth Details for this indrvidual are not filled on, because they are the sane as for the following person.
3B. Wealth Details (Only for parties requlrrg source of wealth descnpuon as indicated r Section 2)
Nature of the Individuals Business: Private investments
Primary County of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Sunvnarize Source of Wealth: 62 Business Owner O Salary/Eamings Investment O Inhentance/Gds El Other:
0
Further Describe Source of Wealth /Detail the history of wet' for each of the sources: (e.g. For costs, how did setter accumulate wealth? For Inheritance, how
did family accumulate wealth?Fot business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of
major activities, important business partners.) Epstein began Ns finanoal career in 1976 as an options trader at Bear Stearns and became a parbwri n 1980. In
1982, Epstein founded his own financial management firm, ). Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996,
Epstein changed the reme of hi firm to The financial Trust Company and based rt on the island of St. Thomas in the US Virgin Wands. AI of Ns dents were
anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and Ns financial management firms
Estimated Annual Income(S): 10,000,000.00 Estimated amount of investable assers($): 550 MM - 100 WI
Estimated Net Worth($): $100 MM - SOD MM Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Insbtubon: )(Morgan Country: USA EA. Assets Under Mgt: 120,000,000.00
hist:Won: Country: Est. Assets Under Mgt:
SDNY_GM_00037315
ONF IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SONY-0000139
I
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147927
EFTA01282061

KYC Print Page 19 of 26
Institution: Country: at Assets Under Mgt:
Please indicate the family stuaban of the indivedual (mental status, other family members, etc.):
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa
3C. Legal Entity Details (For all Legal Entities)
Legal Entity Name: New York Strategy Group, LLC - 0003003721S
0 Private Inymbnent •
O Foundaten/Assooation O Tarn O Company O Estate a
type Entity:
ruirmse cif EntitY: Phlanthropc/Charitable O
• Partnership
Commercial
Purpose of EMIty
Type of Entity Other (speofy):
Other (spedfy):
Country of USA Dare of incorporation / 1/13/2000
incorpotabon/registraton: regstration:
Volcker Status: Volcker Flag:
Address (city, street, post 575 Lexington Ave, 4th Fl New York NY 10022 USA U.S. TIN/EN:
code):
Provide a description of the entity's organizational structure, it ownershp structure and is Top Management. For trush/foundabons, include information about
revocablity,settla and benefloanes,etc:
New York Strategy Group. LLC is a single iirci LLC owned by Darren K. Indyke.
Please indicate how ownership of the legal entity is reflected: Darren K. Indyke is the sole member
O
Special attention: Bearer Shares - Indicate where shares are custodied:
Desaibe the chain from the direct owner of the entity to the ultimate beneficial owner (If not tire sane persons); Darren K. Indyke is the sole member
To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche
Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes • No
Describe Nature of Entity's Primary Business and Investment Activities
Pnvate LLC used for the personal invesbnents of Darren !Skye. The LLC holds funds and
Nature of the business:
itivesis in assets that Darren finds interesting
Countries where business is transacted: USA
Number of employees: I
3D. Wealth Profile (Only for parties requiring source of ‘wath desctiptdn as indicated in Section 2)
Primary Country of soirce of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/babilities):
New Yak Strategy Group, LLC Invests In different asset classes and owns its assets through the revenue it makes on the return uwesthiat
Estimated gross receipts p.a.($): 100,000.00
Estimated net profit pa. (5): 25,000.00
Estimated investable assets (f): <$1 MM
Potential Amount to be invested with FWM (5): 50,000.00
Other Known Ft-andel Institutions:
Institution: Whiorgan Country: USA Bt. Assets Under Mgt: 500,030.00
Institution: Canty: Bt. Assets Under Mgt:
Institution: Country: Bt. Assets Under Mgt:
SDNY_GM_00037316
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SONY-0000140
I
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147928
EFTA01282062

KY(' Print Page 20 of 26
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa
3C. Legal Entity Details (For all Legal Entities)
Lea! Entity Name: Darren K. Indyke PLC - 03000987220
21 0 Private Investment O
• FoundationfAssooation O Trust Company • Estate
Purpose of O
EntitY: Phianthropc/Chantable
• Partnership
Commercial
Purpose of Entity
Type of Entity Other (speofy):
Other (specify):
Country of USA Date of Incorporation/ 9)512008
incorpotabon/registranon: i egstration:
Volcker Status: Volcker Rag:
Address (city, street, post 575 Lexington Avenue New York NY 10322 USA U.S. TIN/EIN:
code):
Provide a description of the ercity's organizational structure, its ownership structure and is Top Management. For trusts/foundatkos, include Information about
revocablity,settke and benefloaries,etc.:
Single member PLLC with Darren K. Indyke as the sole member and owner
Please indicate how ownership of the legal entity is reflected: Single member PLLC with Darren K. Indyke as the sole member arid owner
O Special attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner Of nof the sane persons): Single member PLLC with Darren K. Indyke as
the sole member and owner
To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche 21
Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes • NO
Describe Nature of Entity's Primary Business and Investment Activities
Natt.te of the business: taw practice. This is Darren Indyke's private law firm.
Countries where business is transacted: USA
Number of employees: 1
3D. Wealth Profile (Only for parties requiring source of wealth descnpaon as indicated in Se. i 2)
Pnmary Country of solace of wealth/source of Funds?
Pnmary industry of source of Wealth/Source of Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities):
AssetS come from the rates he charges clients for his law services
Estimated gross receipts p.a.($): 300,000.00
Estimated net profit p.a. (5): 200,000.00
Estimated investable assets ($): <$1 MM
Potential Amount to be invested with PWM (5): 100,000.00
Other Known Financial Institutions:
Institution: Morgan Country: USA Est. Assets Under Mgt: S00,000.00
Institution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary
3C. Legal Entity Details (For all Legal Entities)
Legal Entity Name: HBRK Associates Inc - 00030987223
Type of Entity: I Purpose of Entity:
SDNY_GM_00037317
ONF IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SONY-0000141
I
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147929
EFTA01282063

KYC Print Page 21 of 26
R
• Foundation/Assooabon O Trust Company O Estate 0 Private Investment O
O Partnership Philanthrope/Charitable O
Commercial
Purpos e of EMIty
Type of Entity Other (specify)
Other(specify):
Country of USA Date of incorporation / 8/2912008
incorporation/registration: i eostration:
Volcker Status: Volcker Rag:
Address (city, street, post 575 Lexington Avenue, 4th Fl New York NY 10022 USA U.S. TIN/EN:
code):
Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include Iriormation about
revocablity,settlor and benefioanes,etc:
Richard Kahn 50% owner
Harry Beller 50% owner
Please Indicate how ownership of the legal entity is reflected: Richard Kahn 50% owner
Harry Beller 50% owner
O Special attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (tut the sane persons). Richard Kahn 50% owner
Harry Beller 50% owner
To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche
Bank (e.g. external kipt counsel, client referral source, supplier of goods or services)?: Yes O No2
Describe Nature of Entity's Printery Business and Investment Activities
Nature of the business: Pi:counting f um
Counbles where business is transacted: USA
Number of employees: 2
3D. Wealth Profile (Only for parties requiring source of .‘eatn descript cn as indicated in Section 2)
Pnmary County of soute of wealth/source of Funds?
Pnmary industry of source of Wealth/Source of Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities).
Harry and Rich are both in-house accantant for Jeffrey Epstein. Their company's, HBRK, assets comes from the fees they charge for this service
Estimated gross receipts p.a.(5): 400,00043
Estimated net profit pa. (5): 300,030.03
Estimated investable assets (5): <51 MM
Potential Amount to be invested with PWM (5): 200,03043
Other Known Frontlet Insbtutions:
Institution: 3Pleorgan Canby: USA Est. Assets Under Mgt 200,003.00
Insotution: Casty: Est. Assets Under Mgt:
Institution: Catty: Est. Assets Under Mgt:
One sheet mu t be established for EACH LEGAL ENTITY In Section 2 Account Summar r
3C. Legal Entity Details (For at Legal Entities)
Legal Entity Name: The 2007 Jeffrey E. Epstein Insurance Trust 93 - 00000487199
q Foundation/Association 21Trust O Company O state Private Investment O
Type of Entity: Purpose of Entity:
Phdanthroptc/Chantable O
O Partnership
Commercial
SDNY_GM_00037318
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SONY-0000142
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147930
EFTA01282064

KYC Print Page 22 of 26
Type of Entity Other (specify): Purpose of Entity
Other (specify):
Country of USvi Date of Incorporation/ 11/1/2007
intorno/aeon/registration: regetrabon:
Volcker Stabs: Volcker Rag:
Address (city, street, post 57$ Lexington Ave, 4th Fl New York NY 10022 USA V.S. T1NfEIN:
code):
Provide a desapbon of the enoty's organizational structure, its ownershp structure and @LS Top Management. For trusts. oundabons, exlude information about
revocatifity,settke and tenefioanes,etc:
Jeffrey Epstein: Grantor
Darren Indyke: Trustee
Richard Kahn: Trustee
Please indicate how ownership of the legal entity is reflected: Jeffrey Epstein: Granby
Darren Indyke: Trustee
Rehard Kahn: Tnstee
O Special attention: Bearer Shares - Indicate where shares are custcded:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (rf not the sane persons); Jeffrey Epstein: Grantor
Darren Indyke: Trustee
Reh ard Kahn: Trustee
To the best of your knowledge, is the entry party to a non-banking relationship with Deutsche
Bank (e.g. external legal counsel, client referral source, suppler of goods or services)?: Yin O No
Describe Nature of Entity's Primary Business and Investment Activities
Matte of the business: Trust account
Countries where business is transacted: USVI, USA
Number of employees: 2
3D. Wealth Profile (Only for parties requiring source of wealth description as indicated In Secdon 2)
Pnmay Country of soiree of wealth/source of Funds?
Pnmay industry of source of Wealth/Source of Funds?
Provide Evidence of Corporate ASSE4S (e.g. balance sheet or equivalent summary of assets/liabilities):
The funds for ths trust account come from contributions made by the Grantor, Jeffrey Epstein. Its source of wealth can be found in his weakh profile
Estimated gross receipts pa.($):
Estimated net profit pa. ($):
Estimated investable assets (f): c$1 MIl
Potential Amount to be Invested with WM (3): 4C0,000.00
Other Known &angel Institutions:
Inanition: JPNorgan Country: USA Est. Assets Under Mgt 4C0,000.00
insttution: Country: Est. Assets Under Mgt:
Institution: Country: Est. Assets Under Mgt:
SDNY_GM_00037319
ONF IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SONY-0000143
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_0014793 I
EFTA01282065

KYC Print Page 23 of 26
DB PWM GLOBAL KYC/NCA: US/1st/kin/Intl PART B VA
Relationship Name EPSTEIN, JEFFREY RELATIONSHIP
Risk Rating Comments:
Booiong Center NY O Offshore O M Mo o d d er e at r e a te® Ho Risk Janice Franklin
I2 NOWOffshore Risk
(Compliance Signature)
D
O DB Employee De Managed PIC O DB IS Trustee/Co-Trustee O Bearer Shares
4. Attachments
A. Type of Photo ID Provided El Drivers License O Passport O Nabctial/State ID O Other
B. C at h ta e c c h k e lis d t of names (individuals and/or mates) that were submitted for database searches IS 2 Yes El No
C. Please indicate the results of the database scathes performed
RDC searches complete R1 l'eS O No negative results found O Yes F21 No
PCR cheds complete In Yes • No negative results found O Yes RI No
OFAC checks complete ..4 YOS • No negative results found Ores 2 No
BIS searches complete (Lexis/Nexis, Fame, Reuters, Dow Jaws, MB) n let • No negative results found Ores 2 No
Denial Orders checks complete PI l'eS O No negative results found O Yes kl1N0
Martindale-Hubbell searched (Lawyers/Law Firms only) Oyes IR1 No negative results found O Yes O No
Please summarize any negatve results from the database searches indicated above: DARREN K. INDYKE:
No negative Media
No court cases
NEW YORK STRATEGY GROUP, LLC:
No negative media
No court cases
DARREN K. INDYKE PLLC:
No negative media
No court cases
HBRK AttnNATES INC:
No negative media
No court cases
D. RICHARD KAHN:
Approved KYC X01082193
AM]. Clearance attached to this KYC
Not barred from NYSE Area and he was cleared twice as seen in the attachments
HARRY BELLER:
Negative Media: Not our client. All negative media pertains to an environmental mcroblologist. Our client is an accountant
Court Cases:
#1: Disposed in 1987
All other cases are not our client. The other court cases refer to a Dr. Harry Seller. Our client is an accountant
JEFFREY EPSTEIN INSURANCE TRUST:
No negative media
No court cases
JEFFREY EPSTEIN:
Previously KYC'd and approved in: 01082293 and 01121718
E. To the test of your knowledge, has the client ever been convicted of a cnminal offense? • Yes O No
To the best of your knowledge, has the customer ever been involved in any past litigation against
F. Deutsche Bank AG or any of @LS subsidanes ct is the customer threatening litigation against Oq Yes E21No
DeutscheBank AG or any of its subsidanes? (If Yes, provide details belay and contact Qualey Mgt.
(Lat4m/Int1)& the RegulatoryControl Group andn olityCompfance immeciakly)
G. O Yes ®No
SDNY_GM_00037320
ON FIDENTIAL
CONFIDENTIAL — PURSUANT TO FED. R. t DB-SONY-0000144
I
https://dbforcepb.my.salesforce.corn/servlet/servlet.lntegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA _0BI 47932
EFTA01282066

KYC Print Page 24 of 26
Does the client or related party have any financial or other associabon / interactiors within countries
or regimes sanctioned by the Office of Foreign Assets Control (OFAC)?
H. Does the client or related party have any financial or other asscoation/ interactions within 'ugh risk ri
countries? LJ Yes 0 No
I. Corporate Documentation Attached (Legal Entities Only) @Yes O No • Not Apper_able
J. Undisclosed Principal Form Complete (Intermediart Only) O Yes O No RI Not Apper_able
K. If Leds/Necis Search Rest, Corporate Dxumenis or Other Supporting Documentation IS not In English, please provide an English summary of the
nature/contents of the non-English Documentation:
L. Special Risk Factors
Does the account have Nexus to Special Risk Countries? OYin 12 re,
Is the account struch.re unusually complex? ElYin 0 la
I f s or t h th e e re p a u n rp y o in se d i o ca f t t i r o a n n s th fe e r r c in lie g n s t h s a e r t e l s e to a t n hi o rd n o p p a e rt r ie a s ti ? n g company expressly LI❑r-a Y in 0 NO
Is there any indicaton this could be a prohibited business relationship? O yin 2 Ito
Are the bearer shares identified subject to acceptable controls? Dyes 0 No
SONY_GM_00037321
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SONY-0000145
I
https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147933
EFTA01282067

KYC Print Page 25 of 26
M. Case Comments
Created By Date Comments
Amanda Kirby 10/11/113 9:21 AM Need to done to make 2 new KYCs
ONSHORE APPROVALS
Cent Facing Professional (CFP): Paul Morris ;Signature) 10/3/2013
Paul Morris
Office Director/Sunness Head: Bean M. Biggar ;Signature) 10/4/2013
Sean N. Biggar
Regions Office Director: (Signature)
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
Jacqueline Lighd:ody Jacgue_ne lightboly 10/11/2013
Janice Franklin Janice Franklin 11/1/2013
LATAM/INTERNATIONAL APPROVALS
Client Facing Professional (CFP): (Signature)
Account Manager: (Signature)
Global Market Team Head (Signature)
;GMTH)/Sub-Market Team Head
;SMTH):
AML Business Risk:
(Signature)
AML Compliance.
(Signature;
PRIVATE WEALTHM ANAGEMENTP OLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM)
worldwide is committed to professionally serve the interests ofi ts clients. To do so, Client Facing Professionals1(1)
(CFP's) should establish and maintain business relationships only with persons who swish, our high standards of
suitability, background and character. Due diligence obtained on the client must be appropriately documented by the
CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception ofa relationship
and on an ongoing basis.
DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofm y knowledge and belief the above
information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical
activities on the part oft he client(s) and that I have followed all the procedures relating to account opening as described
in the PWM Americas Procedures and the PWM Global KYC Policy
(1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers,
Client Managers, etc.
SONY_GM_00037322
ONFIDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. IA DB-SDNY-0000146
I
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147934
EFTA01282068

KYC Print Page 26 of 26
Deutsche BIM Amass New York In
SDNY_GM_00037323
ONF IDENTIAL
CONFIDENTIAL - PURSUANT TO FED. R. Ce DB-SONY-0000147
I -
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019
EFTA_00147935
EFTA01282069